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460 Recipient Committee Campaign Statement 10-18-21 to 12-31-20Recipient Committee COVER PAGE Campaign Statement Date Stamp CALIFORNIA I Cover Page ' RM SEE INSTRUCTIONS ON REVERSE Statement covers period from 10/18/2020 through 12/31/2020 1. Type of Recipient Committee: All Committees— Complete Parts 1, 29 3, and 4. Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure 3 State Candidate Election Committee Committee 3 Recall 0 Controlled (Also Complete Part 5) O Sponsored ❑ General Purpose Committee (Also Complete Part 6) 3 Sponsored ❑ Primarily Formed Candidate/ 3 Small Contributor Committee Officeholder Committee 3 Political Party/Central Committee (Also Complete Part 7) 3. Committee Information I I.D. NUMBER 1428230 COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE) J. R. Fruen for Cupertino City Council 2020 STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREACODE/PHONE Cupertino CA 95014 MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX CITY OPTIONAL: FAX / E-MAIL ADDRESS STATE ZIP CODE AREACODE/PHONE Date of election if applicable: (Month, Day, Year) 11 /03/2020 Filed Date- 02/01 /2021 11:33 PM Page 1 of 21 For Official Use Only 2. Type of Statement: ❑ Preelection Statement ❑ Quarterly Statement ./❑ Semi-annual Statement ❑ Special Odd -Year Report ❑ Termination Statement (Also file a Form 410 Termination) ❑ Amendment (Explain below) Treasurer(s) NAME OF TREASURER Joseph "J.R." Fruen MAILING ADDRESS CITY STATE Cupertino CA ZIP CODE AREACODE/PHONE 95014 NAME OF ASSISTANT TREASURER, IF ANY MAILING ADDRESS CITY STATE ZIP CODE AREACODE/PHONE OPTIONAL: FAX / E-MAIL ADDRESS 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed on 02/01 /2021 By Date Signature of Treasurer or Assistant Treasurer Executed on 02/01 /2021 Date Executed on Date Executed on Date By Signature of Controlling Officeholder, Candidate, State Measure Proponent or Responsible Officer of Sponsor By Signature of Controlling Officeholder, Candidate, State Measure Proponent By oignacure or uoncrouing urncenoiaer, uanamace, ocace measure rroponenc FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Recipient Committee Campaign Statement Cover Page — Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE Joseph "J.R." Fruen OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Cupertino CA 95014 Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? ❑YES ONO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? ❑YES ONO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE COVER PAGE - PART 2 Page 2 of 21 6. Primarily Formed Ballot Measure Committee NAME OF BALLOT MEASURE BALLOT NO. OR LETTER JURISDICTION ❑ SUPPORT ❑ OPPOSE Identify the controlling officeholder, candidate, or state measure proponent, if any. NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY 7. Primarily Formed Candidate/Officeholder Committee Listnames of officeholder(s) or candidate(s) for which this committee is primarily formed. NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE Attach continuation sheets if necessary FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Campaign Disclosure Statement Amounts may be rounded to whole dollars. Summary Page Statement covers period from 10/18/2020 SUMMARY PAGE through 12/31/2020 Page 3 of 21 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 Contributions Received Column A Column B Calendar Year Summary for Candidates TOTAL THIS PERIOD (FROM ATTACHED SCHEDULES) CALENDAR YEAR TOTAL TO DATE Running in Both the State Prima and g Primary General Elections 1. Monetary Contributions Schedule A, Line 3 $ 5,806.07 $ 34,438.18 1/1 through 6/30 7/1 to Date 2. Loans Received............................................................ Schedule a, Line 3 0.00 10,000.00 3. SUBTOTAL CASH CONTRIBUTIONS ............................. Add Lines 1 +2 806.07 , $ 5$ 44,438.18 20. Contributions Received $ $ 4. Nonmonetary Contributions ......................................... Schedule C, Line 3 3,000.00 4,941.45 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ............................ Add Lines 3+4 $ 8,806.07 $ 49,379.63 Made $ $ Expenditures Made 6. Payments Made ................................ 7. Loans Made ....................................... 8. SUBTOTAL CASH PAYMENTS ..... 9. Accrued Expenses (Unpaid Bills) .. 10. Nonmonetary Adjustment ............... 11. TOTAL EXPENDITURES MADE.. .......................... Schedule E, Line 4 $ 16,569.22 ........................... Schedule H, Line 3 0.00 ............................... Add Lines 6 + 7 $ 16,569.22 .......................... Schedule F, Line 3 0.00 .......................... Schedule C, Line 3 3,000.00 ........................ Add Lines 8 + 9 + 10 $ 19,569.22 Current Cash Statement 12. Beginning Cash Balance ............................ Previous Summary Page, Line 16 $ 10,855.66 13. Cash Receipts.......................................................... Column A, Line 3 above 5,806.07 14. Miscellaneous Increases to Cash ................................ Schedule 1, Line 4 0.00 15. Cash Payments........................................................ Column A, Line 8 above 16,569.22 16. ENDING CASH BALANCE ...... Add Lines 12 + 13 + 14, then subtract Line 15 $ 92.51 If this is a termination statement, Line 16 must be zero. 17. LOAN GUARANTEES RECEIVED Schedule B, Part 2 $ Cash Equivalents and Outstanding Debts 18. Cash Equivalents ................................................. See instructions on reverse $ 19. Outstanding Debts ............................... Add Line 2 +Line 9 in Column B above $ E M 10.000.00 $ 44,345.67 0.00 $ 44,345.67 0.00 4,941.45 $ 49,287.12 To calculate Column B, add amounts in Column A to the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from Lines 2, 7, and 9 (if any). Expenditure Limit Summary for State Candidates 22. Cumulative Expenditures Made" (If Subject to Voluntary Expenditure Limit) Date of Election Total to Date (mm/dd/yy) *Amounts in this section may be different from amounts reported in Column B. FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A Amounts may be rounded SCHEDULE A to whole dollars. Monetary Contributions Received Statement covers period . - from 10/18/2020 • - .1 through 12/31/2020 Page 4 of 21 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ./❑ IND Retired Connie Cunningham ❑ COM Retired 10/18/2020 ❑ OTH 50.00 560.60 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Principal Software Engineer O'as San ameswara ❑ COM Zynga 10/18/2020 ❑ OTH 100.00 100.00 ❑ PTY San Francisco CA 94107 ❑ SCC ❑./ IND Retired Yvonne Thorstenson ❑ COM Retired 10/19/2020 ❑ OTH 2O0.00 200.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Software Manager Jeff Yun-Nikolac ❑ COM Pure Storage 10/20/2020 ❑ OTH 500.00 500.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Software Renuka Chavva ❑ COM Kaiser Permanente 10/20/2020 ❑ OTH 100.00 100.00 ❑ PTY Cupertino CA 95014 ❑ SCC SUBTOTAL $ 950.00 Schedule A Summary 1. Amount received this period — itemized monetary contribution (Include all Schedule A subtotals.)...................................................................................................... $ 2. Amount received this period — unitemized monetary contributions of less than $100 .......................... $ 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) .................. TOTAL $ 5,236.00 570.07 *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee 5,806.07 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - - .1 from 10/18/2020 • through 12/31/2020 Page 5 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE (IF OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ./❑ IND Retired Larry Dean ❑ COM Retired 10/21/2020 ❑ OTH 250.00 470.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑ IND Ba Area Munici al Election Committee ID#841499 ❑•/ COM 10/24/2020 ❑ OTH 650.00 650.00 ❑ PTY San Jose CA 95125 ❑ SCC ❑./ IND Professor Ken Yeager ❑ COM SJsu 10/30/2020 ❑ OTH 100.00 200.00 ❑ PTY San Jose CA 95126 ❑ SCC ❑./ IND Retired Celia Chian ❑ COM Retired 10/31/2020 ❑ OTH 50.00 150.00 ❑ PTY San Jose CA 95129 ❑ SCC ❑./ IND Retired Connie Cunnin ham ❑ COM Retired 10/31/2020 ❑ OTH 60.60 560.60 ❑ PTY Cupertino CA 95014 ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 1,110.60 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - from 10/18/2020 • - .1 through 12/31/2020 Page 6 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ./❑ IND Engineer David Tuzman ❑ COM Apple Inc 10/31/2020 ❑ OTH 240.00 340.00 ❑ PTY San Carlos CA 94070 ❑ SCC ❑./ IND Software Engineer David Watson ❑ COM Google 10/31/2020 ❑ OTH 25.00 165.40 ❑ PTY Mountain View CA 94043 ❑ SCC ❑./ IND Retired Diana Fujimori ❑ COM Retired 10/31/2020 ❑ OTH 50.00 100.00 ❑ PTY Houston TX 77046 ❑ SCC ❑./ IND Retired Frank Geefa ❑ COM Retired 10/31/2020 ❑ OTH 100.00 850.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Sales John Geis ❑ COM Renesas Electronics 10/31/2020 ❑ OTH 50.00 250.00 ❑ PTY Cupertino CA 95014 ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 465.00 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - from 10/18/2020 • - .1 through 12/31/2020 Page 7 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ./❑ IND Not Employed John Zhao ❑ COM None 10/31/2020 ❑ OTH 2O.20 140.40 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Realtor Kell Kan ❑ COM Sotheby's Int'I Realty 10/31/2020 ❑ OTH 50.00 250.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Engineer Khanh Nguyen ❑ COM Google 10/31/2020 ❑ OTH 250.00 850.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Retired Larr Dean ❑ COM Retired 10/31/2020 ❑ OTH 220.00 470.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Retired L nette Fruen ❑ COM Retired 10/31/2020 ❑ OTH 120.20 620.20 ❑ PTY Santa Clara CA 95051 ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 660.40 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - from 10/18/2020 • - .1 through 12/31/2020 Page 8 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ./❑ IND Software Engineer Martin Phipps ❑ COM Apple 11/1/2020 ❑ OTH 100.00 400.00 ❑ PTY San Jose CA 95117 ❑ SCC ❑./ IND Retired Richard Lowenthal ❑ COM Retired 11/1/2020 ❑ OTH 250.00 2,750.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Retired Sherry Burns ❑ COM Retired 11/1/2020 ❑ OTH 50.00 320.20 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Engineer Erik Lindsko ❑ COM Samsung 11/2/2020 ❑ OTH 50.00 200.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Retired Connie Cunnin ham ❑ COM Retired 11/4/2020 ❑ OTH 50.00 560.60 ❑ PTY Cupertino CA 95014 ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 500.00 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - from 10/18/2020 • - .1 through 12/31/2020 Page 9 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME RECEIVED CALENDAR YEAR TO DATE OF BUSINESS) THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) ❑ IND Vaidhyanathan for City Council ID#1370390❑ COM 11/5/2020 ❑ OTH 500.00 500.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Gov't Affairs Rod Diridon Jr. ❑ COM Apple, Inc. 11/20/2020 ❑ OTH 250.00 250.00 ❑ PTY Santa Clara CA 95050 ❑ SCC ❑./ IND Realtor Kelly Kang ❑ COM Sotheby's Int'I Realty 11/30/2020 ❑ OTH 50.00 250.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Retired Connie Cunnin ham ❑ COM Retired 12/4/2020 ❑ OTH 50.00 560.60 ❑ PTY Cupertino CA 95014 ❑ SCC ❑./ IND Attorney Jose h Fruen ❑ COM self 12/11/2020 ❑ OTH 650.00 2,361.47 ❑ PTY Cupertino CA 95014 ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 1,500.00 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule A (Continuation Sheet) Amounts may be rounded SCHEDULE A (CONT.) to whole dollars. Monetary Contributions Received Statement covers period � . - from 10/18/2020 • - .1 through 12/31/2020 page 10 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 14 88230 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER AMOUNT RECEIVED CUMULATIVE TO DATE CALENDAR YEAR PER ELECTION TO DATE RECEIVED (IF COMMITTEE, ALSO ENTER I.D. NUMBER) * CODE (IF SELF-EMPLOYED, ENTER NAME THIS PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) ./❑ IND Realtor Kelly Kang ❑ COM Sotheby's Int'I Realty 12/31/2020 ❑ OTH 50.00 250.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee SUBTOTAL $ 50.00 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Cnhnrl��In A /i`�n�in��i�n Chnn�\ NOTES Notes CALIFORNIA FORM .1 Page 11 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 10/24/2020 - Bay Area Municipal Election Committee - 650.00 - Check No. 1970 11/20/2020 - Diridon Rod Jr. - 250.00 - Check No. 4140 11/5/2020 - Vaidhyanathan for City Council - 500.00 - Check No. 1013 12/11/2020 - Fruen Joseph - 650.00 - Check No. 1136 A mi. +� m y hn r AA SCHEDULE B - PART 1 Schedule B —Part 1"'��"`� "'�' to whole dollars. Statement covers period • - Loans Received - I • , from 10/18/2020 • SEE INSTRUCTIONS ON REVERSE through 12/31/2020 9 12 of 21 pa a NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 IF AN INDIVIDUAL, ENTER (a)ANDING OUTST (b) (c) (d)ANDI OUTSTNG (a) M (g) FULL NAME, STREET ADDRESS AND ZIP CODE OCCUPATION AND EMPLOYER BALANCE AMOUNT AMOUNT PAID BALANCE AT INTEREST ORIGINAL CUMULATIVE OF LENDER (IF SELF-EMPLOYED, ENTER BEGINNING THIS RECEIVED THIS OR FORGIVEN CLOSE OF THIS PAID THIS AMOUNT OF CONTRIBUTIONS (IF COMMITTEE, ALSO ENTER I.D. NUMBER) NAME OF BUSINESS) PERIOD PERIOD THIS PERIOD* PERIOD PERIOD LOAN TO DATE Licensed Psychologist 0 PAID CALENDAR YEAR Clifton Der Bing Self $ 0.00 $ 10,000.00 0.00 10,000.00 $ 10,000.00 $ 0 FORGIVEN PER ELECTION** RATE Cupertino CA 95014 $ 10,000.00 $ 0.00 $ 0.00 08/20/2021 $ 0.00 09/19/2020 $ t O IND ❑ COM ❑ OTH ❑PTY ❑SCC DATE DUE DATE INCURRED PAID CALENDAR YEAR $ $ 0.00 / $ $ FORGIVEN PER ELECTION** RATE t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC $ $ $ $ $ DATE DUE DATE INCURRED PAID CALENDAR YEAR $ $ 0.00 / $ $ FORGIVEN PER ELECTION** RATE t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC $ $ $ $ $ DATE DUE DATE INCURRED SUBTOTALS $ 0.00 $ 0.00 $ 10,000.00 $ 0.00 Schedule B Summary 1. Loans received this period ..................................................... (Total Column (b) plus unitemized loans of less than $100.) 2. Loans paid or forgiven this period................................................................ (Total Column (c) plus loans under $100 paid or forgiven.) (Include loans paid by a third party that are also itemized on Schedule A.) Net change this period. (Subtract Line 2 from Line 1.) .................. Enter the net here and on the Summary Page, Column A, Line 2. *Amounts forgiven or paid by another party also must be reported on Schedule A. ** If required. e E LI NET $ 0.00 (May be a negative number) (Enter (a) on Schedule E, Line 3) *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule C Amounts may be rounded SCHEDULE C Nonmonetary Contributions Received ro wnoie oouars. Statement covers period • _ , from 10/18/2020 • .1 through 12/31/2020 Page 13 of 21 SEE INSTRUCTIONS ON REVERSE NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 DATE FULL NAMESTREET ADDRESS , CONTRIBUTOR IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER DESCRIPTION OF AMOUNT/ CUMULATIVE TO DATE PER ELECTION RECEIVED AND ZIP CODE OF CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE " (IFSELF-EMPLOYED, ENTER NAME GOODS OR SERVICES FAIR MARKET VALUE CALENDAR YEAR TO DATE (IF REQUIRED) OF BUSINESS) (JAN 1 - DEC 31) ./❑ IND Trustee ❑ COM Foothill -De Anza Community Gilbert Wong College District 10/28/2020 ❑ OTH Mailers 1,500.00 2,000.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑ IND Retired Richard Lowenthal ❑ COM Retired 10/28/2020 ❑ OTH Mailers 1,500.00 2,750.00 ❑ PTY Cupertino CA 95014 ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $ 3,000.00 Schedule C Summary 1. Amount received this period — itemized nonmonetary contributions. (Include all Schedule C subtotals.)................................................... 2. Amount received this period — unitemized nonmonetary contributions of less than $100. 3. Total nonmonetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.). TOTAL $ 3,000.00 " *Contributor Codes IND — Individual COM — Recipient Committee (other than PTY or SCC) OTH — Other (e.g., business entity) PTY — Political Party SCC — Small Contributor Committee 3,000.00 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Schedule E Payments Made Amounts may be rounded to whole dollars. Statement covers period from 10/18/2020 SEE INSTRUCTIONS ON REVERSE I through 12/31/2020 I Page 14 of 21 NAME OF FILER J. R. Fruen for Cupertino City Council 2020 I.D. NUMBER 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Sign Rocket CMP Lawn sign supplement 247.00 St Paul Park MN 55071 Business to Business ACH ActBlue WEB S580291193224951 10.00 Somerville MA 02144 Facebook Inc LIT Facebook ads 298.90 Menlo Park CA 94025 Facebook Inc LIT Facebook ads 1.46 Menlo Park CA 94025 Payments that are contributions or independent expenditures must also be summarized on Schedule D. Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) . 2. Unitemized payments made this period of under$100.................................................................................................. 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column(e).)...................................... 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.). SUBTOTAL $ 557.36 16,428.84 140.38 0.00 16,569.22 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 5 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID MailChimp WEB Email delivery service subscription 135.00 Atlanta GA 30308 Political Data Inc WEB Voter data costs 77.90 Norwalk CA 90650 Bay Area News Group LIT Newspaper ads 750.00 Walnut Creek CA 94598 Bay Area News Group LIT Newspaper ads 750.00 Walnut Creek CA 94598 Eric C. Stroker CNS Consulting fee 2,150.00 San Jose CA 95157 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,862.90 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 6 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Facebook Inc LIT Facebook ads 441.67 Menlo Park CA 94025 Political Data Inc WEB Voter data costs 34.27 Norwalk CA 90650 Google Inc LIT YouTube ads 350.00 Mountain View CA 94043 Information in the Public Interest TEL Payment for cable TV ads 1,000.00 Sacramento CA 95819 Goo le Inc LIT YouTube ads 500.00 Mountain View CA 94043 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 2,325.94 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 7 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Google Inc LIT YouTube ads 50.00 Mountain View CA 94043 Facebook Inc LIT Facebook ads 900.00 Menlo Park CA 94025 Google Inc LIT YouTube ads 500.00 Mountain View CA 94043 Facebook Inc LIT Facebook ads 900.00 Menlo Park CA 94025 Pacific Printing LIT Mailer joint half cost 1,478.40 San Jose CA 95110 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,828.40 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 8 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Pacific Printing LIT Mailer 3 3,260.95 San Jose CA 95110 Business to Business ACH ActBlue WEB Act Blue costs 112.53 Somerville MA 02144 Business to Business ACH ActBlue WEB Act Blue costs 194.29 Somerville MA 02144 Toskr, Inc. PHO Textbanking service 1,011.44 Alameda CA 94501 MailChim WEB Voter email services 135.00 Atlanta GA 30308 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 4,714.21 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 9 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID United States Postal Service POS Stamps 132.00 Cupertino CA 95014 Facebook Inc LIT Facebook ads 388.33 Menlo Park CA 94025 Google Inc LIT YouTube ads 30.65 Mountain View CA 94043 Google Inc LIT YouTube ads 432.42 Mountain View CA 94043 Business to Business ACH ActBlue WEB Act Blue costs 6.33 Somerville MA 02144 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 989.73 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Yyaam�� K.�rrr Schedule E Amounts may be rounded Statement covers period - to whole dollars. (Continuation Sheet) FPage •from 10/18/2020 Payments Made SEE INSTRUCTIONS ON REVERSE through 12/31/2020 0 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment CMP campaign paraphernalia/misc. MBR member communications RAID radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)* POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID Business to Business ACH ActBlue WEB Act Blue transaction costs 15.30 Somerville MA 02144 MailChimp WEB Email service subscription 135.00 Atlanta GA 30308 Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 150.30 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Cnhnrl��In C Chnn+% NOTES Notes CALIFORNIA FORM .1 Page 21 of 21 NAME OF FILER I.D. NUMBER J. R. Fruen for Cupertino City Council 2020 1428230 10/27/2020 - Information in the Public Interest - 1000.00 - Via VENMO 10/23/2020 - Stroker Eric C. - 2150.00 - Inv. No. 20-019 11/13/2020 - Toskr, Inc. - 1011.44 - Invoice 16540; Auth PJ0061399245 11/2/2020 - Pacific Printing - 1478.40 - Inv. No. 41614 11/2/2020 - Pacific Printing - 3260.95 - Inv. No. 41605