460 Semi-Annual
Recipient Committee
Campaign Statement
Cover Page
(Government Code Sections 84200-84216.5)
Type or print in ink.
Statement covers period
07-01-2006
from
SEE INSTRUCTIONS ON REVERSE
through
12-31-2006
1. Type of Recipient Committee: All Committees - Complete Parts 1,2,3, and 4.
I2l
Officeholder, Candidate Controlled Committee
o State Candidate Election Committee
o Recall
(Also Complete Part 5)
o Primarily Formed Ballot Measure
Committee
o Controlled
o Sponsored
(Also Complete Part 6)
o General Purpose Committee
o Sponsored
o Small Contributor Committee
o Political Party/Central Committee
o Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7)
I.D. NUMBER
1237120
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
3. Committee Information
Re-Elect Mayor Patrick Kwok
STREET ADDRESS (NO P.O. BOX)
10222 Carmen Road
CITY STATE ZIP CODE
Cupertino Ca 95014
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
AREA CODE/PHONE
408777-3191
CITY
STATE
ZIP CODE
AREA CODE/PHONE
OPTIONAL: FAX / E-MAIL ADDRESS
Date of election if appli
(Month, Day, Year)
JAN 3 ~ 2007
EATINO CITY CLE K
2. Type of Statement:
o Preelection Statement
IIa Semi-annual Statement
o Termination Statement
(Also file a Form 410 Termination)
o Amendment (Explain below)
o Quarterly Statement
o Special Odd-Year Report
o Supplemental Preelection
Statement - Attach Form 495
Treasurer(s)
NAME OF TREASURER
Claudia Chang
MAILING ADDRESS
10222 Carmen Road
CITY STATE
Cupertino CA
NAME OF ASSISTANT TREASURER, IF ANY
ZIP CODE
95014
AREA CODE/PHONE
MAILING ADDRESS
CITY
STATE
ZIP CODE
AREA CODE/PHONE
OPTIONAL FAX I E-MAIL ADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify
under penalty of perjury under the laws of the State of California that the foregoing is true and correct.
Executed 0 n 1/21/06
Date
Executed on 1/21/06
Date
Executed on
Date
Executed on
Date
By
By
Signature of Controlli
Signature of Controlling Officeholder, Candidate, State Measure Proponent
By
By
Signature of Controlling Officeholder, Candidate, State Measure Proponent
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
State of California
Type or print in ink.
COVER PAGE - PART 2
Recipient Committee
Campaign Statement
Cover Page - Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
Patrick Kwok
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
City of Cupertino Councilmember
RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY
STATE
ZIP
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME
I.D. NUMBER
NAME OF TREASURER
CONTROLLED COMMITTEE?
DYES
D NO
COMMITTEE ADDRESS
STREET ADDRESS (NO P.O. BOX)
CITY
STATE
ZIP CODE
AREA CODE/PHONE
COMMITTEE NAME
I.D. NUMBER
NAME OF TREASURER
CONTROLLED COMMITTEE?
DYES
D NO
COMMITTEE ADDRESS
STREET ADDRESS (NO P.O. BOX)
CITY
STATE
ZIP CODE
AREA CODE/PHONE
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER
JURISDICTION
D SUPPORT
D OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD
DISTRICT NO. IF ANY
7. Primarily Formed Candidate/Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD D SUPPORT
D OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD
D SUPPORT
D OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD D SUPPORT
D OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD D SUPPORT
D OPPOSE
Attach continuation sheets if necessary
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/AsK.FPPC (866/275-3772)
State of California
Campaign Disclosure Statement
Summary Page
Type or print in ink.
Amounts may be rounded
to whole dollars.
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Re-Elect Mayor Patrick Kwok
SUMMARY PAGE
Statement covers period
07-01-2006
CALIFORNIA 460
FORM
12-31-2006
'7
of /2---
from
through
1
Column A Column B
TOTAL THIS PERIOD CALENDAR YEAR
(FROM ATTACHED SCHEDULES) TOTAL TO DATE
$ 4000 $ 6100
$ 4000 $ 6100
$ 4000 $ 6100
Page
I.D. NUMBER
Contributions Received
1237120
1. Monetary Contributions ........................................... Schedule A. Line 3
2. Loans Received ...................................................... Schedule S, Line 3
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 + 2
4. Nonmonetary Contributions .................................... Schedule C, Line 3
5. TOTAL CONTRIBUTIONS RECEIVED ........................... Add Lines 3 + 4
Calendar Year Summary for Candidates
Running in Both the State Primary and
General Elections
1/1 through 6/30
7/1 to Date
20. Contributions
Received $
21. Expenditures
Made $
$
$
Expenditures Made
6. Payments Made ....................................................... Schedule E, Line 4 $
7. Loans Made ............................................................. Schedule H, Line 3
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6 + 7 $
9. Accrued Expenses (Unpaid Bills) ............................... Schedule F, Line 3
10. Nonmonetary Adjustment .......................................... Schedule C, Line 3
11. TOTAL EXPENDITURES MADE ................................Add Lines 8 + 9 + 10 $
5662
o
5662
o
o
5662
Current Cash Statement
23444.99
4000
113.51
5662
21896.50
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts ................................................... Column A, Line 3 above
14. Miscellaneous Increases to Cash ........................... Schedule I, Line 4
15. Cash Payments .................................................. Column A, Line 8 above
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement, Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED ........................... Schedule S, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ........................................ See instructions on reverse $
19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column S above $
$
11212
$
11212
$
11212
To calculate Column 8, add
amounts in Column A to the
corresponding amounts
from Column B of your last
report. Some amounts in
Column A may be negative
figures that should be
subtracted from previous
period amounts. If this is
the first report being filed
for this calendar year, only
carry over the amounts
from Lines 2, 7, and 9 (if
any).
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(If Subject to Voluntary Expenditure Limit)
Date of Election
(mm/dd/yy)
Total to Date
/~-
$
I~-
$
*Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule A
Monetary Contributions Received
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Re-Elect Mayor Patrick Kwok
Type or print in ink.
Amounts may be rounded
to whole dollars.
SCHEDULE A
CALIFORNIA 460
FORM
Statement covers period
07-01-2006
from
through
12-31-2006
~
of
12..
Page
I.D. NUMBER
1237120
DATE
RECEIVED
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR
(IF COMMITTEE, ALSO ENTER I.D, NUMBER) CODE *
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
(IF SELF-EMPLOYED, ENTER NAME
OF BUSI NESS)
AMOUNT
RECEIVED THIS
PERIOD
PER ELECTION
TO DATE
(IF REQUIRED)
CUMULATIVE TO DATE
CALENDAR YEAR
(JAN. 1 - DEC. 31)
See attachment (approved FPPC computer
generated form)
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
SUBTOTAL $
Schedule A Summary
1. Amount received this period - itemized monetary contributions.
(Include all Schedule A subtotals.) ........................................................................................................ $
2. Amount received this period - unitemized monetary contributions of less than $100............................. $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
4000
o
'Contributor Codes
IND -Individual
COM - Recipient Committee
(other than PTY or SCC)
OTH - Other (e.g., business entity)
PTY - Political Party
SCC - Small Contributor Committee
4000
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule D
Summary of Expenditures
Supporting/Opposing Other
Candidates, Measures and Committees
SCHEDULE D
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from
07-01-2006
CALIFORNIA 460
FORM
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Re-Elect Mayor Patrick Kwok
through
12-31-2006
page~ of~
I.D. NUMBER
1237120
o Support
o Oppose
TYPE OF PAYMENT DESCRIPTION
(IF REQUIRED)
0 Monetary
Contribution
0 Nonmonetary
Contribution
0 Independent
Expenditure
0 Monetary
Contribution
0 Nonmonetary
Contribution
0 Independent
Expenditure
0 Monetary
Contribution
0 Nonmonetary
Contribution
0 Independent
Expenditure
SUBTOTAL $
AMOUNT THIS
PERIOD
CUMULATIVE TO DATE
CALENDAR YEAR
(JAN, 1-DEC. 31)
PER ELECTION
TO DATE
(IF REQUIRED)
DATE
NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR
MEASURE NUMBER OR LETTER AND JURISDICTION,
OR COMMITTEE
See attachment (approved FPPC computer
generated form)
o Support
o Oppose
o Support
o Oppose
2499 I
Schedule 0 Summary
1. Itemized contributions and independent expenditures made this period. (Include all Schedule D subtotals.) ......................................................... $
2. Unitemized contributions and independent expenditures made this period of under $100 ..................................................................................... $
3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summary Page.) ............ TOTAL $
2,499
198
2697
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
SCHEDULE E
Schedule E
Payments Made
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from
07-01-2006
CALIFORNIA 460
FORM
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Re-Elect Mayor Patrick Kwok
through
12-31-2006
page~ of~
I.D. NUMBER
1237120
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
GrvP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs
CNS campaign consultants MTG meetings and appearances RFD returned contributions
CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries
CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs
FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals
FND fund raising events POL polling and survey research TRS staff/spouse travel, lodging, and meals
IND independent expenditure supporting/opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor
LEG legal defense PRO professional services (legal, accounting) VOT voter registration
LIT campaign literature and mailings PRT print ads VVEB information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
See Attachment (FPPC approved computer generated form)
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
SUBTOTAL $
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.) .............................................................................................................. $
2. Unitemized payments made this period of under $1 00 .......................................................................................................................................... $
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ............................................................................... $
4. Total payments made this period. (Add Lines 1,2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $
5000
662
o
5662
FPPC Form 460 (January/05)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule I
Miscellaneous Increases to Cash
Type or print in ink.
Amounts may be rounded
to whole dollars.
SCHEDULE I
from
07-01-2006
CALIFORNIA 460
FORM
Statement covers period
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
through
12-31-2006
Page~ of~
I.D. NUMBER
Re-Elect Mayor Patrick Kwok
1237120
DATE
RECEIVED
FULL NAME AND ADDRESS OF SOURCE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
DESCRIPTION OF RECEIPT
AMOUNT OF
INCREASE TO CASH
Attach additional infonnation on appropriately labeled continuation sheets.
SUBTOTAL $
Schedule I Summary
1. Itemized increases to cash this period. ....................................................................................................................... $
2. Unitemized increases to cash of under $100 this period. ............................................................................................ $
3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).) ................................. $
4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the
Summary Page, Line 14.) ........................................................................................................................... TOTAL $
113.51
113.51
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Ca. Form 460
Schedule A (Attachment Sheet)
Monetary Contributions Received
Re-Elect Mayor Patrick Kwok
Id Number 1237120
Company Name (if
committee, also
Date rec'd enter id number)
- -- -- --..----..-
8/22/2006
8/22/2006
8/22/2006
8/22/2006
First Name
Ken
Edward
Patti
Fred
Last Name
XlJIl9
Chan
Chan
Chan
Address
- ---------..- --
631 Marlin Court
9ity . ~ip__
Redwood C 94065
_2_32Q49~k Valley R()~(t _Cupertino 95014
23604Q~k Valley Road Cupert.in2..95014
48401 Fremont Blvd
Fremont
94538
Statement covers period 06-30-06 TO 12-31-06
I of I
r /11..
Cntrbtr
Code Occupati~nEmplo~E!r
retired
marketing
. m~nager
housewife
Evershine
chairman
ESS
Technology
Inc.
Amount Per
Rec'd Cum. electi
This to on to
Period Date date
---------- .-------...- - ------- ---
1000 1000 1000
1000
________n_
1000
1000 1000
-----..----..------
1000 1000
1000
1000 1000
. _.___~u btol~.Ll__
Total Itemized 4,000
Form 460
Schedule 0 (Attachment Sheet)
Summary of Expenditures Supporting/Opposing Other Candidates, Measures and Committees
Re-Elect Mayor Patrick Kwok
10 #1237120
Date
Name of Candidate, Office,
and District, or Measure
Number or Letter and
Jurisdiction, or Committee
Support or
Op ose
7/2/2006 Chu~~~~ed for~~JP!_ ~Lp~()1"t
Margaret Abe-Koga for City
9/5/2006 CouncJI FPPC #1-?~6_286 ~ul?pOrt
Judge Carr for District Attorney
8/17/2006 ~PPC #1279159 Support
Re-Elect Joe Estevez for Mayor
7/26L~Q()~_ FPPg_~~?_,!~0~9___ SUF~~_rt
Re-Elect Mahan for Mayor
8/24/2006 ~P?C ~1 ?4~_8!!____ _ _ Support
Re-Elect Joe Estevez for Mayor
1 0/25/2006 ~Pfg_#_12450~~__ Support
Friends of Rosemary Kamei
10/17/2006 FPPC #940389 _ ____ Support
Leland Yee for Senate FPPC
11/13/2006 #1268049 ~upport
Friends of Rosemary Kamei
10/26/2006 FPPC #940389 SUPPe>rt
John Chiang For CA State
10/18/2006 Treasurer FPPC # 1276675 ~upport
Description (If
Required)
Type of
Pa ment
Monetary
Contribution
Monetary
Contribution
Monetary
Contribution
Monetary
Contribution
-------- ------ ---
Monetary
Contribution
-----------
Monetary
Contribution
- --...- ---------
Monetary
Contribution
-----...--------
Monetary
Contribution
------------ .
Monetary
Contribution
Monetary
Contribution
Subtotal $
Statement Covers Period 6-30-06 TO 12-31-06
Page 1 of 1
'1-'2.-
Amount This
Period
umu a Ive
To Date
Calendar
Year (Jan1st
through Dec
31st)
Per Election to
Date (If
Required)
500 750
--
100 100
200 300
100 100
------ -----..-
200 300
- ---------- ---.------
150 250
150 250
500 1000
-- - ----...----
99 349
500 1000
2,499
Form 460
Schedule E (Attachment Sheet)
Payments Made
Re-Elect Mayor Patrick Kwok
ID #1237120
Name (If committee, also
enter id#) Address
Chuck Reed for Mayor FPPC 3486 Sweigert Road, SJ 95132
#1277846
-- .. -------..----- --
Margaret Abe-Koga for City
Council FPPC #1266286
-- -- ---..-
______u.n ____
Asian Pacific American Political 185 Butcher Road, Vacaville, 95687
Association FPPC #
550859384
_____n___ __n___
Asian American Political
Empowerment Committee
FPPC # 1248550
-- --- -------------
-- ------ ------ -- ----------
Judge Carr for District Attorney PO Box41341, SJ 95160
FPPC #1279159
__...________n___
Re-Elect Joe Estevez for Mayor 825 Canada Drive, Milpitas 95035
FPPC #1245059
----- ---
Cueertin~y5lteranflJlef!lo!i~1 ~'L@~ Me~doW\{iew Lal!~-'_CupertLng9~014
Re-Elect Mahan for Mayor 1116 Washington St., SC 95050
FPPC #1244811
-----..- --,-----------..- --
St. J()l:)~eh's off_upertino Scho 10J~0 ~__Q~~nza Blvd,S;LJpertino !1~Q14
Friends of Rosemary Kamei PO Box 1669, Morgan Hill 95038
FPPC #940389
__n______m___ n... ______.._.._ __ _,_.._____ _____
Leland Yee for Senate FPPC 6644 Mission Street, Daly City 94014
#1268049
-- - --- - --
John Chiang For CA State
Treasurer FPPC # 1276675
__ _u_
650 Castro Street #120-326, Mountain View, 94041
465 Wolfe Road, Sunnyvale, 94085
PO Box 55815, Sherman Oak 91413
Statement Covers Period 6-30-06 TO 12-31-06
Page 1 of 1
10 ..\ 1,;
Code or Description of
Pa ment
contribution
contribution
contribution
contribution
contribution
contribution
contribution
contribution
contribution
contribution
contribution
contribution
Amount Paid
500
100
250
100
200
250
2,000
200
250
150
500
500
Subtotal $
5000
2nn5 ?1:47 FR FRIR POL PRRC COMM 916 322 0883 TO 84088207007
~ T 24 .....1 ""
P.02/0Z
F AIR POLITICAL PRACTICES COMMISSION
428 1 Street . Sllirc 620 . SacramentO, CA 95814-2329
(916) 322.5660 . Pax (916) 322-0886
i
I
i
.
.
,
.
.
I
I .
Cbfdia Chang
Tr~urer for Re--Elect Mayor Patrick Kwok
74~7 FallenleafLane
Cu,ertino. CA 95014
i
I
I
De+r; Ms.Chang,
I
.
I
October 24,2005
RE: Computer Generated Approval
The Fair Political Practices Commission has reviewed the computer-generated statement,
460, Schedule A, Attachment Sheet, and has detennined that the format complies with the
ents of the Political Reform Act.
On or before January 31, 2006, you should contact the Commission to ensure that the
stat ents listed above comply with changes that may be incorporated to the Political Reform
Act or Commission regulations during 2005.
If you have any questions, please call me at (916) 324-3722.
Sincerely,
~~'t~~
Rene Robertson
Office Technician
Technical Assistance Division
~
t"
~
FAIR POLITICAL PRACTICES COMMISSION
428 1 Street . Suite 620 . Sacramento, CA 95814-2329
(916) 322-5660 . Fax (916) 322-0886
July 13, 2006
Claudia Chang
Treasurer for Re-Elect Mayor Patrick Kwok
7437 Fallen Leaf Lane
Cupertino, CA 95014
408-535-8127
RE: Computer Generated Approval
Dear: Ms.Chang,
The Fair Political Practices Commission has reviewed the computer-generated statement,
Form 460, Schedules D and E Attachment Sheets, and has determined that the format complies
with the requirements of the Political Reform Act.
On or before January 31, 2007, you should contact the Commission to ensure that the
statements listed above comply with changes that may be incorporated to the Political Reform
Act or Commission regulations during 2006.
If you have any questions, please call me at (916) 324-3722.
Sincerely,
~'-f-~SJU
Rene Robertson
Office Technician
Technical Assistance Division
-
t'"
~
~