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460 Pre-Election (1st) Recipient Committee Campaign Statement Cover Page (Govemment Code Seclions 84200-84216.5) Type or print in ink. Statement covers period 7/1/2006 from SEE INSTRUCTIONS ON REVERSE 9/30/2006 through 1. Type of Recipient Committee: All Commlttees - Complete Parts 1. 2. 3, and 4. o Officeholder, Candidate Controlled Committee !;lI Primarily Formed Ballot Measure a State Candidate Eleclion Committee Committee a Recall a Controlled (Also Comp/etB Pert 5) a Sponsored (Also CompIe/I3 PeI16) o General Purpose Committee a Sponsored a Small Contributor Committee a Political Party!Central Committee o Primarily Formed Candidate! Officeholder Committee (Also Complete Part 7) I.D. NUMBER 1287457 COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE) 3. Committee Information Cupertino Against Re-zoning (CARe), NO on Measures D & E STREET ADDRESS (NO PO BOX) 10423 Norwich Avenue CITY STATE ZIP CODE Cupertino CA 95014 MAILING ADDRESS (IF DIFFERENT) NO AND STREET OR P.O. BOX PO Box 1466 AREA CODE/PHONE 408-252-7930 CITY Cupertino OPTIONAL: FAX / E.MAIL ADDRESS STATE ZIP CODE AREA CODE/PHONE CA 95015 111712006 Date of election if appl (Month, Day, Year) 2. Type of Statement: III Preelection Statement o Semi-annual statement o Termination Statement (Also file a Form 410 Termination) o Amendment (Explain below) o Quarterly statement o Special Odd-Year Report o Supplemental Preeleclion Statement- Attach Form 495 Treasurer(s) NAME OF TREASURER Alfred J, DiFrancesco MAILING ADDRESS 10423 Norwich Avenue CITY STATE ZIP CODE Cupertino CA 95014 NAME OF ASSISTANT TREASURER, IF ANY Danny Luk MAILING ADDRESS 10419 Denison Avenue CITY AREA CODE/PHONE 408-252-7930 STATE ZIP CODE AREA CODE/PHONE 408-257-6338 Cupertino OPTIONAL: FAX / E-MAIL ADDRESS CA 95014 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correcl. 10/'2- /2 cot Dele Executed on By Executed on By /)~ 14h Slgneture ~asurer or Assistant Treasurer Executed on By Signature of Con1roIlng OIIiceholder. Candidate, ~ Measure Proponent or Responsible OIIicer of Sponsor Dele Dele Executed on By Signature 01 Con1rolllng Oftic....oIder. Candidate. ~ Mea...... Proponent Dele Signature 01 Con1rolllng Oftic....oIder. Candidate. state Mea...... Proponent FPPC Fonn 460 (JanuarylO5) FPPC Toll-Free Helpline: 666IASK.FPPC (666127>3712) State of California Type or print in ink. COVER PAGE - PART 2 Recipient Committee Campaign Statement Cover Page - Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) RESIDENTIAUBUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Related Committees Not Included in this Statement: Ustanycommlttees not Included In this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? DYES 0 NO STREET ADDRESS (NO P.O, BOX) COMMITTEE ADDRESS CITY STATE ZIP CODE AREA CODElPHONE COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? COMMITTEE ADDRESS DYES STREET ADDRESS (NO P.O. BOX) o NO CITY STATE ZIP CODE AREA CODElPHONE 6. Primarily Formed Ballot Measure Committee NAME OF BALLOT MEASURE Measure D (Vallco) & Measure E (Toll Brothers) BALLOT NO. OR LETTER JURISDICTION o SUPPORT ~ OPPOSE D&E City of Cupertino Identify the controlling officeholder, candidate, or state measure proponent, if any. NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD I DiSTRiCT NO. iF ANY 7. Primarily Formed Candidate/Officeholder Committee List names of officeholder(s) or candidate(s) for which this committee is primarily formed. NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE Attach continuation sheets if necessary FPPC Fonn 460 (JanuaryI05) FPPC Toll-Free Helpline: 666/ASK-FPPC (866/27>3772) State of California Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E Contributions Received 1. Monetary Contributions ........................................... Schedule A, Une 3 2. Loans Received ...................................................... Schedule B, Une 3 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 + 2 4. Nonmonetary Contributions .................................... Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED ........................... AddUnes 3 + 4 Type or print In Ink. Amounts may be rounded to whole dollars. SUMMARY PAGE from through Statement covers period CALIFORNIA 460 FORM 1.0. NUMBER 1287457 Column A Column B Calendar Year Summary for Candidates TOTAL THIS PERIOD CALENDAR YEAR Running in Both the State Primary and (FROM ATIACHED SCHElllA.ES) TOTAL TO DATE 10316.00 21020.50 General Elections $ $ 0 4632.00 1/1 through 6/30 7/1 to Date $ 10316.00 $ 25652.50 20. Contributions 275.00 442.00 Received $ $ 21. Expenditures $ 10591.00 $ 26094.50 Made $ $ 7/1/2006 9/30/2006 It ~ Page of Expenditures Made 6. Payments Made ....................................................... Schedule E, Une 4 $ 7. Loans Made ............................................................. Schedule H, Line 3 8. SUBTOTAL CASH PAYMENTS .................................... Add Unes 6 + 7 $ 9. Accrued Expenses (Unpaid Bills) ...............................Schedu/eF, Une3 10. Nonmonetary Adjustment .......................................... Schedule C, Line 3 11. TOTAL EXPENDITURES MADE ................................AddLinesB+9+ 10 $ 11395.72 o 11395.72 5113.72 275.00 16784.44 $ 16667.72 o 16667.72 5113.72 442.00 22223.44 Expenditure Limit Summary for State Candidates 22. Cumulative Expenditures Made" IIf Subject to I/olunlllry Expenditure UmIIl Date of Election (mmldd/yy) Total to Dale $ $ ~~- $ Current Cash Statement 12. Beginning Cash Balance ....................... Previous Sumrnarypage, Une 16 $ 13. Cash Receipts ................................................... ColumnA. Une3above 14. Miscellaneous Increases to Cash ........................... Schedule I, Une4 15. Cash Payments .................................................. ColumnA, UneBabove 16. ENDING CASH BALANCE..... ..... Add Unes 12 + 13 + 14, then subtract Une 15 $ If this is a termination statement, Une 16 must be zero. 10064.50 10316.00 o 11395.72 8984.78 o To calculate Column B. add amounts in Column A to the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from lines 2, 7, and 9 (if any). 17. LOAN GUARANTEES RECEIVED ........................... ScheduIeB,Patt2 $ Cash Equivalents and Outstanding Debts 18. Cash Equivalents ........................................ See inslnJctions on I8vetSe $ 19. Outstanding Debts ......................... AddUne2+Une9inColumnBabove $ o 9745.72 ~~- $ "Amounts in this seclion may be different from amounts reported in Column B. FPPC Fonn 480 (JanuarylO5) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) Schedule A Monetary Contributions Received Type or print In Ink. Amounts may be rounded to whole dollars. SCHEDULE A from 7/1/2006 CALIFORNIA 460 FORM Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E through 9/30/2006 Page 4 of (g to. NUMBER 1287457 DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMUlATIVE TO DATE PER ELECTION RECEIVED OF COMMITTEE. ALSO ENTER 1.0. ""-IMBER) CODE * OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE OF SELF-EMPLOYED, ENTER NAME PERIOD (JAN, 1 - DEC, 31) (IF REQUIRED) OF BUSINESS) Dennis Whittaker ~IND 7/1/2006 20622 Cheryl Drive DeOM Insurance Agent 1000.00 1000.00 DOTH Whittaker Insurance Cupertino, CA 95014 DPTY Agency DSCC James J Wang IlIIND 7/1/2006 DCOM Operations Manager 100.00 100.00 19627 Amherst Drive DOTH Apple Computer Cupertino, CA 95014 DPTY osee Thomas L. Roellig IllIND 7/6/2006 DCOM Scientist 150.00 150.00 10354 Denison Avenue DOTH NASA Cupertino, CA 95014 DPTY Dsec Carol Hansen Bunn ~IND 7/6/2006 19781 Merritt Drive DCOM Retired 100.00 100.00 DOTH Cupertino, CA 95014 DPTY Dsce Pot Sticker King DIND 7/6/2006 DCOM Restaurant 19634 Stevens Creek IiZI OTH Pot Sticker King 100.00 100.00 Cupertino, CA 95014 DPTY DSCC SUBTOTAL $ Schedule A Summary 1. Amount received this period - itemized monetary contributions. (Include all Schedule A subtotals.) ........................................"............................................,................. $ 2. Amount received this period -unitemized monetary contributions of less than $100.................,........... $ 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $ 'Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Sman Contributor Committee 7811.00 2505.00 10316.00 FPPC Fonn 460 (January/05) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) Schedule A (Continuation Sheet) Monetary Contributions Received NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E Type or print in ink. Amounts may be rounded to whole dollars. SCHEDULE A (CONI.) CALIFORNIA 460 FORM Statement covers period from 7/1/2006 through 9/30/2006 .r- of {f; Page I.D. NUMBER 1287457 DATE RECEIVED CUMULATIVE TO DATE CALENDAR YEAR (JAN 1 - DEC, 31) FULL NAME, STREET ADDRESS AND ZIP ceDE OF CONTRIBUTOR CONTRIBUTOR (IF COM.nITrEE. ALSO ENTER 1.0. NUMBER) CODE .. IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYEO, ENTER NAME OF BUSINESS) AMOUNT RECEIVED THIS PERIOD PER ELECTION TO DATE (IF REQUIRED) 7/6/06 Howard D. Trudean, Jr. 19821 Merritt Drive Cupertino, CA 95014 7/6/06 Edith G. Pedersen 19657 Amherst Drive Cupertino, CA 95014 7/8/06 Arthur Lu 820 S. Blaney Avenue Cupertino, CA 95014 7/10106 Dennis Whittaker 20622 Cheryl Drive Cupertino, CA 95014 711 0106 Virginia Tamblyn 19721 Bixby Drive Cupertino, CA 95014 IlIIND o COM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DSCC IlIIND DCOM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DScC Retired, None Retired, None Sales, Self-employed Insurance Agent, Whittaker Insurance Agency Retired, None 60.00 160.00 60.00 160.00 130.00 130,00 60.00 1060.00 100.00 100.00 SUBTOTAL $ 41 0.00 1:,"<.:1 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (January/05) FPPC Toll-Free Helpline: 866/ASK-FPPC (8661275-3772) Schedule A (Continuation Sheet) Monetary Contributions Received TYpe or print in ink. Amounts may be rounded to whole dollars. SCHEDULE A (CONT.) from 7/112006 CALIFORNIA 460 FOR ~,~ Statement covers period through 9/30/2006 Page t of Ii NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E 1.0. NUMBER 1287457 FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR IF AN INDlVIDJAL, ENTER AMOUNT CUMULATIVE TO Cll\TE PER ELECTION Cll\TE CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENCll\R YEAR TO Cll\ TE (IF COMMrTTEE. ALSO ENTER LD. NUMBER) RECEIVED CODE * (IF SELF-EMPlOYED. ENTER NAME PERIOD (JAN 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) Rahuldeo S Vadodkar ~IND Computer Professional, DCOM 7/10106 19749 Merritt Drive OOTH Above All Software 300.00 300.00 Cupertino, CA 95014 DPTY osee Rahuldeo S Vadodkar ~IND Computer Professional, o COM 100.00 400.00 7/10/06 19749 Merritt Drive DOTH Above All Software Cupertino, CA 95014 OPTY oscc Bi-Der Pan ~IND Software Engineer, 711 0106 20073 Wheaton Drive DCOM Un-employed 100.00 100,00 DOTH Cupertino, CA 95014 OPTY oscc Vipin Samar ~IND Software Engineer, 7/10106 o COM 100.00 100.00 19763 Merritt Drive DOTH Oracle Cupertino, CA 95014 DPTY DSCC Li Lau 1lI1ND Homemaker, DCOM 100.00 100.00 7/10/06 3612 Shingle Creek Court OOTH None Roseville, CA 95747 OPTY OSCC SUBTOTAL $ 700.00 I '>:1 'Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (January/06) FPPC TolI.Free Helpline: 866/ASK.FPPC (866/276-3772) Schedule A (Continuation Sheet) Monetary Contributions Received Type or print in ink. Amounts may be rounded to whole dollars. Statement covers period CALIFORNIA 460 FORM NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E SCHEDULE A (CONI.) from 7/1/2006 through 9/30/2006 7 of Ii Page I.D. NUMBER 1287457 DATE RECEIVED PER ELECTION TO DATE (IF REQUIRED) FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CODE * IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYEO. ENTER NAME OF BUSINESS) AMOUNT RECEIVED THIS PERIOD CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEe. 31) 7/10106 7/10106 7/12/06 7/12/06 7/12/06 John Y Leung 1803 Randall Road San Mateo, CA 94402 IlIIND DCOM DOTH DPTY DScc IlIIND DCOM DOTH DPTY DSCC IlIIND DCOM DOTH DPTY DSCC IlIIND DCOM DOTH DPTY Dscc IlIIND DCOM DOTH DPTY DScc Manager, CV Therapeutics 100,00 100.00 Homemaker, None 100.00 100.00 Zillah Lui 16368 Lavender Lane Los Gatos, CA 95032 Kon-Ming Li 2118 Avebury Court Katy, TX 77450 Tom Hugunin 20076 La Roda Court Cupertino, CA 95014 Tsung-Chuan Whang 19737 Amherst Drive Cupertino, CA 95014 Engineer, Chevron 200.00 200,00 Engineer, Western Digital 100.00 267.00 Engineer, TSMC 100.00 100.00 SUBTOTAL $ 600.00 1.,:..':,...'....:.1 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Co ntributo r Committee FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (8661275-3772) Schedule A (Continuation Sheet) Type or print in ink. SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period CALIFORNIA 460 to whole dollars. 7/1/2006 FORM from through 9/30/2006 Page g of fJ NAME OF FILER I.D. NUMBER Cupertino Against Re-zoning (CARe), No on Measures D & E 1287457 IF AN INDIVIDUAL. ENTER AMOUNT CUM ULA TIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED (IF COMMITfEE, ALSO ENTER 1.0. NUMBER) CODE * (IF SELF-EMPLOYED. ENTER NAME PERIOD (JAN 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) Homer H. C. Tong IlIIND Teacher, o COM 100.00 100.00 7/12/06 22339 Mc Clellan Road DOTH DeAnza College Cupertino, CA 95014 DPTY DScc Sharon A. Niedermaier IlIIND Homemaker, o COM 100.00 100.00 7/12/06 20629 Rodrigues Avenue DOTH None Cupertino, CA 95014 DPTY DSCC Helam Wan Luk IlIIND Pharmacist, o COM 80.00 765.00 7/12/06 10419 Denison Avenue DOTH Catholic Healthcare West Cupertino, CA 95014 DPTY DSCC Julie Bay Martin IlIIND Marketing, o COM 100.00 600.00 7/16/06 10183 Colby Avenue DOTH Adobe Systems Cupertino, CA 95014 DPTY DSCC Marlene K. Dervin IlIIND Retired, o COM 100.00 100.00 7/16/06 101 09 Mello Place DOTH None Cupertino, CA 95014 DPTY DScc , SUBTOTAL $ 480.00 1:::::::::::::::::::::1 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (January/06) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/276-3772) Schedule A (Continuation Sheet) Monetary Contributions Received Type or print in ink. Amounts may be rounded to whole dollars. Statement covers period CALIFORNIA 460 FORM NAMEOFFILER Cupertino Against Re-zoning (CARe), No on Measures D & E SCHEDULE A (CONT.) from 7/1/2006 through 9/30/2006 4 of (9 Page 1.0. NUMBER 1287457 DATE RECEIVED PER ELECTION TO DATE (IF REQUIRED) FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITrEE, ALSO ENTER 1.0. NUMBER) CODE * IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYEO. ENTER NAME OF BUSINESS) AMOUNT RECEIVED THIS PERIOD CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEC, 31) 7/16/06 Retired, None 100.00 7/18/06 7/28/06 7/31/06 8/30106 Robert L. Garten 21344 Dexter Drive Cupertino, CA 95014 III IND o COM DOTH DPTY DSCC filIlND DCOM DOTH DPTY DSCC filIlND o COM DOTH DPTY DSCC III IND DCOM DOTH DPTY DScc ~IND o COM DOTH DPTY Dscc 100.00 IT Engineeer, Sonic Solutions 100.00 100.00 Gopal Sankaranarayanan 10153 Colby Avenue Cupertino, CA 95014 Russell Ann Britt 20850 Pepper Tree Lane Cupertino, CA 95014 Edward E. Deng 10558 Deodara Drive Cupertino, CA 95014 Marolyn 0 Chow 21941 Columbus Avenue Cupertino, CA 95014 Teacher, Self-employed 100.00 100.00 Engineer, Monolithic Power Systems 200.00 200.00 Self-employed, Marolyn Chow 250.00 280.00 SUBTOTAL $ 750.00 1.....,.:.:,:'...':.:1 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g" business entity) PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (January/OS) FPPC TolI.Free Helpline: 866/ASK.FPPC (8661275-3772) Schedule A (Continuation Sheet) Monetary Contributions Received NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E Type or print in ink. Amounts may be rounded to whole dollars. SCHEDULE A (CONT.) Statement covers period CALIFORNIA 460 FORM from 7/1/2006 through 9/30/2006 l.f " ',/ Page~ of 10. NUMBER 1287457 DATE RECEIVED AMOUNT RECEIVED THIS PERIOD CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEC. 31) PER ELECTION TO DATE (IF REQUIRED) FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COIIMITTEE. ALSO ENTER 1.0. NUMBER) CODE * IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYEO. ENTER NAME OF BUSINESS) 8/31/06 310.00 Marolyn 0 Chow 21941 Columbus Avenue Cupertino, CA 95014 8/31/06 Howard D. Trudean, Jr. 19821 Merritt Drive Cupertino, CA 95014 9/3/06 Rudolph G. Griffin 10363 Denison Avenue Cupertino, CA 95014 9/8/06 Rahuldeo S Vadodkar 19749 Merritt Drive Cupertino, CA 95014 9/9/06 Kathleen DiFrancesco 10423 Norwich Avenue Cupertino, CA 95014 IlIIND DCOM DOTH DpTY DSCC IlIIND o COM DOTH DPTY DSCC IilIIND o COM DOTH DPTY DSCC IilIIND o COM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DScc Self-employed, Marolyn Chow Retired, None Self-employed Consultant, Rudolph Griffin Computer Professional, Above All Software Contracts Manager, Palmsource 30.00 60.00 220.00 30.00 230.00 70.00 470.00 500.00 560.00 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee SUBTOTAL $ 690.00 "::::::',:":::.1 FPPC Form 460 (January/06) FPPC Toll-Free Helpline: 866/ASK-FPPC (8661275-3712) Schedule A (Continuation Sheet) lYpe or print in ink. SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period CALIFORNIA 460 to whole dollars. 7/'/2-0) ~ from FORM . through q!7cl7-~'G Page 1\ of loR NAME OF FILER 1.0. NUMBER Cupertino Against Re-zoning (CARe), No on Measures D & E 1287457 IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED (IF COMMITTEE. AlSO ENTER 1.0. NUMBER) CODE * (IF SELF-EMPlOYED. ENlER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) Helam Wan Luk ~IND Pharmacist DCOM 825 9/9/2006 10419 Denison Avenue, DOTH Catholic HealthcareWest 60 Cupertino, CA 95014 DPTY DScc DIND o COM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC , I SUBTOTAL $ 60 I *Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - other (e.g., business entity) PTY - Political Party SCC - Smal Contributor Committee FPPC Fonn 460 (JanuaryIOS) FPPC ToII-F... Helpline: 8661ASK-FPPC (8661275-3772) Schedule A (Continuation Sheet) Monetary Contributions Received NAMEOFFILER Cupertino Against Re-zoning (CARe), No on Measures D & E Type or print in ink. Amounts may be rounded to whole dollars. SCHEDULE A (CONT.) Statement covers period CALIFORNIA 460 FORM from 7/1/2006 through 9/30/2006 Page~ of i& ID. NUMBER 1287457 DATE RECEIVED AMOUNT RECEIVED THIS PERIOD CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEC. 31) PER ELECTION TO DATE (IF REQUIRED) FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IFCOMMllTEE.ALSO ENTER I.D.NUMBER) CODE * IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYEO. ENTER NAME OF BUSINESS) 9/10106 130.00 Preeti Pachauri 10377 Denison Avenue Cupertino, CA 95014 9/12/06 Kathleen DiFrancesco 10423 Norwich Avenue Cupertino, CA 95014 9/13/06 Dennis Whittaker 20622 Cheryl Drive Cupertino, CA 95014 9/13/06 Tom Hugunin 20076 La Roda Court Cupertino, CA 95014 9/13/06 Shalini Pachauri 10316 Colby Avenue Cupertino, CA 95014 IlIIND DCOM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DSCC IlIIND o COM DOTH DPTY DSCC IlIIND DCOM DOTH DPTY DSCC President, OMXL Inc. Contracts Manager, Palmsource Insurance Agent, Whittaker Insurance Agency Engineer, Western Digital CEO, AG TECH Inc. 130.00 60.00 620.00 1000.00 2060.00 100.00 367.00 100.00 100.00 'Contributor Codes IND-Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee SUBTOTAL $ 1390.00 I.r'::;:::....:., FPPC Form 460 (January/05) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) Schedule A (Continuation Sheet) Type or print in ink. SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period CALIFORNIA 460 to whole dollars. 7/1/2006 FORM from through 9/30/2006 Page \~ of 19 NAMEOFFILER I.D. NUMBER Cupertino Against Re-zoning (CARe), No on Measures D & E 1287457 FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED (IFCOWllmEE,ALSo ENTER 1.0. NUMBER) CODE * (IF SELF-EMPLOYED. ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) Lloyd Martin I;lIIND Finance, OCOM 100.00 100.00 9/13/06 10183 Colby Avenue OOTH Google Cupertino, CA 95014 OPTY oscc Dennis Whittaker IiZIIND Insurance Agent, 9/13/06 20622 Cheryl Drive OCOM Whittaker Insurance 50.00 2110.00 OOTH Cupertino. CA 95014 OPTY Agency DSCC Varsha Joshi IlIIND Homemaker, OCOM 30.00 530.00 9/13/06 10168 Colby Avenue OOTH None Cupertino, CA 95014 OPTY oscc Deborah Chessen IlIIND Teacher, o COM 60.00 560.00 9/13/06 10571 N. Portal Avenue OOTH City of Cupertino Cupertino, CA 95014 OPTY oscc Patty Peii Chi ~IND Homemaker, o COM 60.00 560.00 9/13/06 10273 Norwich Avenue DOTH None Cupertino, CA 95014 DPTY oscc SUBTOTAL $ 300.00 I.... ....................................................I~I 'Contributor Codes IN D -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributo r Committee FPPC Form 460 (January/06) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/276-3772) Schedule A (Continuation Sheet) Type or print In Ink. SCHEDULE A (CONT.) Monetary Contributions Received Amounts may be rounded Statement covers period CALIFORNIA 460 to whole dollars. from 7/1/2006 FORM through 9/30/2006 Page II./- of (J? NAME OF FILER 1.0. NUMBER Cupertino Against Re-zoning (CARe), No on Measures D & E 1287457 IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED (IF COMMITTEE, ALSO ENlER LO. NUMBER) CODE * OF SELF-EMPLOYED. ENTER NAME PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) Howard D. Trudean, Jr. IllIND Retired oeoM 25 245 9/21/2006 19821 Merritt Drive, OOTH Cupertino, CA 95014 OPTY osee Robert L. Garten IllIND Retired 9/21/2006 21344 Dexter Drive, OCOM 200 300 OOTH Cupertino, CA 95014 OPTY oscc Ananthakrishna Ramesh IlIIND Engineer o COM 500 500 9/21/2006 10177 N Portal Ave. OOTH Apple Computer Cupertino, CA 95014 OPTY oscc Shyh-Shiaw Kuo IllIND Engineer oeoM 200 200 9/21/2006 1167 Crestline Dr. OOTH Apple Computer Cupertino, CA 95014 OPTY oscc Helam Wan Luk IllIND Pharmacist o COM 56 1156 9/23/2006 10419 Denison Avenue OOTH Catholic HealthcareWest Cupertino, CA 95014 OPTY oscc , SUBTOTAL $ 981 I *Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or see) OTH - Other (e.g., business entity) PTY - Political Party SCC - Sma. Contributor Committee FPPC Fonn 460 (JanuaryI05) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) Schedule C Nonmonetary Contributions Received SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E Type or print In Ink. Amounts may be rounded to whole dollars. SCHEDULE C Statement covers period 7/1/2006 CALIFORNIA 460 FORM from through 9/30/2006 Page -.:.L of ~ 1.0. NUMBER 1287457 DATE RECEIVED FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR (IF COMMITTEE. ALSO ENTER 1.0. NUMBER) AMOUNTI FAIR MARKET VALUE CUMULATIVE TO DATE CALENDAR YEAR (JAN 1 - DEC 31) IF AN INDIVIDUAL, ENTER CONTRIBUTOR OCCUPATION AND EMPLOYER DESCRIPTION OF CODE * (IF SELF-EMPLOYED. ENTER GOODS OR SERVICES NAME OF BUSINESS) PER ELECTION TO DATE (IF REQUIRED) Helam Wan Luk 9/1912006 10419 Denison Avenue Cupertino, CA 95014 ~IND DOOM DOTH DPTY osee DIND DOOM DOTH DPTY osee DIND DeOM DOTH DPTY osee DIND DeOM DOTH DPTY Dsce Pharmacist Catholic Healthcare West Election Buttons 275 275 Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $ 275 Schedule C Summary 1. Amount received this period - itemized nonmonetary contributions. (Include all Schedule C subtotals.) ..................................................................................................................... $ 2. Amount received this period - unitemized nonmonetary contributions of less than $1 00 .................................... $ 3. Total nonmonetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) ...................... TOTAL $ 'Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - other (e.g., business entity) PTY - Political Party SCC - Sma. Contributor Committee 275 275 FPPC Fonn 460 (JanuaryI05) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) Schedule E Payments Made from 7/1/2006 I CALIFORNIA 460 FORM SCI-EDULE E Type or print In Ink. Amounts may be rounded to whole dollars. Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FilER Cupertino Against Re-zoning (CARe), No on Measures D & E through 9/30/2006 ib b' Page of 1.0. NUMBER 1287457 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. ct.f> campaign paraphemalialmisc. Wl3R member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD retumed contributions CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries CVC civic donations FE' petition circulating TB. t.v. or cable airtime and produclion costs FIL candidate filinglballot fees PH) phone banks lRC candidate travel, lodging, and meals FNJ fundraising events POl polling and survey research lRS staff/spouse travel, lodging, and meals lID independent expenditure supporting/opposing others (explain)" POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRr print ads II've3 information technology costs (intemet, e-mail) NAME AND ADDRESS OF PAYEE nF COMMITTEE. ALSO ENTER 1.0. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID U.S. Postal Service Stamps POS 117.00 Hong Fu Restaurant Meal costs for fund raising dinner 20588 Stevens Creek Blvd. FND 1000.00 Cupertino, CA 95014 Stuart M. Fashman Attorney fees to defend lawsuit 5626 Ocean View Drive LEG 2000.00 Oakland. CA 94618 . * Payments that are contributions or Independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3117.00 Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) .............................................................................................................. $ 2. Un itemized payments made this period of under $100 .......................................................................................................................................... $ 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ............................................................................... $ 4. Total payments made this period. (Add Lines 1,2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $ 11363.26 32.46 o 11395.72 FPPC Fonn 460 (JanuaryI05) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) Schedule E (Continuation Sheet) Payments Made lYpe or print in Ink. Amounts may be rounded to whole dollars. SCHEDULE E (CONT.) from 7/1/2006 9/30/2006 CALIFORNIA 460 FORM Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E through ;) Page~ Of~ 1.0. NUMBER 1287457 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. eM> campaign paraphemalialmisc. t.t:lR member communications RAD radio airtime and produclion costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)- OFC office expenses SAL campaign workers' salaries cve civic donations PET petition circulating Ta t.v. or cable airtime and production costs FIL candidate filinglballot fees A-<<) phone banks 1RC candidate travel, lodging, and meals Fi'D fundraising events Pa.. polling and survey research TRS staff/spouse travel, lodging, and meals N) independent expenditure supporting/opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRr print ads WEB information technology costs (intemet, e-mail) NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE. ALSO ENTER 1.0. NUMBER) Bern Steves, Esq Attorney fee to defend lawsuit 1469 Primrose Way LEG 6000.00 Cupertino, CA 95014 Bombay Oven Restaurant Food cost for fund raising dinner 20803 Stevens Creek Blvd. FND 622.50 Cupertino, CA 95014 Media Innovations Election Flyers 550 Vermont St. LIT 1623.76 San Jose, CA 95110 I * Payments that are contributions or independent expenditures must also be sunvnarized on Schedule D. SUBTOTAL $ 8246.26 FPPC Fonn 460 (JanuaryI05) FPPC Toll-Free Helpline: 8661ASK-FPPC (8661275-3772) SCHEDULE F Schedule F Accrued Expenses (Unpaid Bills) Type or print in ink. Amounts may be rounded to whole dollars. CALIFORNIA 460 FORM from Statement covers period 7/1/2006 through 9/30/2006 iJ Page_ Of~ SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), No on Measures D & E I.D. NUMBER 1287457 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. eM? campaign paraphemalia/misc. MBR member communications RAD radio airtime and produclion costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)" OFC office expenses SAL campaign workers' salaries CVC civic donations FEr petition circulating TEL t.v. or cable airtime and produclion costs AL candidate filing/ballot fees PHO phone banks TRC candidate travel. lodging, and meals FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidatelsponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads \M:::B information technology costs (internet, e-mail) CODE OR (a) (b) (c) (d) NAME AND ADDRESS OF CREDITOR OUTSTANDING AMOUNT INCURRED AMOUNT PAID OUTSTANDING (IF COMMITTEE. ALSO ENTER 1.0. NUMBER) DESCRIPTION OF PAYMENT BALANCE BEGINNING THIS PERIOD THIS PERIOD BALANCE AT CLOSE OF THIS PERIOD (ALSO REPORT ON E) OF THIS PERIOD Stuart M. Flashman LEG 5626 Ocean View Drive 0 3227.40 2000.00 1227.40 Oakland, CA 94618 Bern Steves, Esq. LEG 1469 Primrose Way 0 9886.32 6000.00 3886.32 Cupertino, CA 95014 * Payments that are contributions or Independent expenditures must also be summarized on Schedule D. SUBTOTALS $ o $ 13113.72 $ 8000.00 $ 5113.72 Schedule F Summary 1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for accrued expenses of $100 or more, plus total unitemized accrued expenses under $100.)............................................ INCURRED TOTALS $ 2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) ................................. PAID TOTALS $ 3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and 5113 72 on the Summary Page, Column A, Line 9.) ................................................................................................................................................ NET $ M.Ybeaneg.tivenu~ber 13113.72 8000.00 FPPC Form 460 (January/05) FPPC TolI.Free Helpline: 866/ASK.FPPC (866/275-3772)