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460 Second Pre-Election ecipient Committee Campaign Statement Cover Page (Govemment Code Sections 84200-84216.5) SEE INSTRUCTIONS ON REVERSE Type or print In Ink. Statement covers period from ql~'~l0~ through IO~-[?l *% 1. Type of Recipient Committee: ~u, commllte~ - complete Parl~ 1, 2, 3, and 4. [] Ballol Measure Committee 8~on~l Sponsored [] Primarily Formed Candidate/ ~holder Committee state Candidate Elec6on Comrrilk~ Recall [] General Puqxme Committee 0 Sponsored Smal Contr~tor Commil~e Polifica/Pafly/Cenlral Comn~ttee II.D. NUMBER Committee Information COMMITTEE NAME (OR CANDIDA]'E'S NAME IF NO COMMIi IbE) STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE MAltING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX CITY STATE ZIP CODE AREA CODE/PHONE OPTIONAL: FAX I E-MAIL ADDRESS Date of election (Month, Day, Year) OCT 2 5 2001 2. Type of Statement: ~ Preetec~en Statement E] Semi-annual stetemenl [] Termination Stetement [] Amendment (Explain below) COVER FI~GE Page I of ~ For Official Use Only [] Quartedy Statement [] Spedal Odd-Year Repod [] Supplemental Preeleclk)n Statement - Attach Form 495 Treasurer(s) NAME OF TREASURER MKILING ADDRESS CITY STATE ZiP CODE NAME OF ASSISTANT TREASURER, IF ANY MAIU~/G ADDRESS 1 CI~ ~A~ ZIP CODE OP~O~L: E~ / E-~IL ~D~ AREA CODE/PHONE AREA CODE/PHONE 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained here~n and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true ar~/eerrect. Execuled on By State of CMIfornll ecipient Committee Campaign Statement Cover Page -- Part 2 Type or print In Ink. COVER FI~GE - PARF 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDID,aiTE OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLIC~LE) RES ~USIN~S A~RE~ (NO. ~D STREET) Cl~ ~ ZIP Related Committees Not Included in this Statement: Llstanycommittaes not Included In this statement that are controlled by you or are primarily formed to receive contributlrma or make expenditures on behalf of your candidacy. COMMITIEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? I-I yES r-I ,o COMM~rEE AD,ESS STREET ADDRESS (,O .o. ~ox) CITY STALE ZIP CODE AREA CODE/PHONE COMMITFEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITFEE? [] ~ES [] NO COMMittEE ~DRESS STREET ~DRESS (NO ,.O. ROX~ CITY SI~IE ZIP CODE AREA CODE/PHONE 6. Ballot Measure Committee NAME OF BALLOT MEASURE BALLOT NO. OR LETTER IJURISDICTION IB sUPPORTOPPOSE Identify the controlling officeholder, candidate, or state measure proponent, if any. NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY Primarily Formed Committee Llst names of offlceholder(a) or candidata(s) for which this committae la primarily formed, NAME OF OFFICEHOLDER OR CANDIDATE NAME OF OFFICEHOLDER OR CANDID/~E NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD OFFICE SOUGHT OR HELD OFFICE SOUGHT OR HELD NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD [] SUPPORT [] OPPOSE BSUPPORT OPPOSE E~ SUPPORT [] OPPOSE BSUPPORT OPPOSE Attach continuation sheets ff necessary FPPC Form 460 (JunWO1) FPPC Toll-Frae Help#ne: 86e/ABK-FPPC State of Callfornta Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE Type or print in ink. Amounts may be rounded to whole dollars. Statement covers period SUMMARY PAGE Page ..~ of ~ NAME OF FILER Contributions Received 1. Monetary Contributions ................................................ Schedule A, Line 3 $ 2. Loans Received ............................................................. Schedule B, Line 3 3. SUBTOTAL CASH CONTRIBUTIONS ............................. Add Lines 1 + 2 $ 4. Nonmonetary Contributions ........................................Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED ............................... Add Lines 3 + 4 $ Column A Column B $ Expenditures Made 6. Payments Made ............................................................. Schedule E, Line 4 7. Loans Made .................................................................... Schedule H, Line 3 8. SUBTOTAL CASH PAYMENTS ......................................... AddLines6*7 $ 9. Accrued Expenses (Unpaid Bills) .................................. Schedule F, Line 3 1 0. Nonmonetary Adjustment ............................................... Sch~u~, C, LiMe 3 1 1. TOTAL EXPENDITURES MADE ................................... Add Lines 8 + 9 + 10 $ Current Cash Statement 12. Beginning Cash Balance .......................... Previous Summary Page, Line 16 13. Cash Receipts ......................................................... Column A, Line 3 above 14. Miscellaneous Increases to Cash .............................. Schedule I, Line 4 15. Cash Payments ....................................................... Column A, L/ne 8 above '~ 6. END~N~ CASH ~LJI~CE ............ Add Lines 12 + 13 + 14, then subtract Line 15 If this is a termination statement, Line 16 must be zero. 17. LOAN GUARANTEES RECEIVED .............................. ScheduleB, Part 2 $ Cash Equivalents and Outstanding Debts 15. Cash Equivalents ............................................. See instructions on reverse 19. Outstanding Debts ............................ Add Line 2 + Line g in Column B above To calculate Column B, add amounts in Column A to the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from Lines 2, 7, and 9 (if any). ID, NUMBER Calendar Year Summary for Candidates Running in Both the State Primary and General Elections 20. Contributions Received 21. Expenditures Made 1/1 through 6(30 7ll to Date $ $ $ $ Expenditure Limit Summary for State Candidates '~ 22. Cumulative Expenditures Made* (If Subject to Voluntary Expenditure Limil} Date of Election T~otal to Date (mmlddAjy) __L__L__ $ __L__L__ __L__L__ $ *Since January 1, 2001. /~ounts in this section may be different from amounts reported in Column B. FPPC Form 460 (Junel01) FPPC Toll-Free Helpline: 866/ASK-FPPC chedule A Type or print in ink, SCI-E3~tE A ........ Amounts may be rounded -e:;=;i.~ covers period · ~A~ OF FILER j I I.D, N~ER )F AN INDI~DU~, ENTER ~O~ CUM~T~ ~ D~ PER E~C~ DA~ F~ N~E, STRE~ ~RE~ ~D ZIP C~E ~ C~IB~OR ~OR OCCU~TI~ ~D EM~OYER RECEDED THIS ~ENDAR Y~ TO DATE RECE~ ~F ~ ~ ~R ~. N~R) C~ E * ~ ~L~. ~R ~ PE~ (J~. t - DEC. 31 ) (IF REQUIRED) Schedule A Summary 1. Amount ra(~d this period - contributions of $100 or more. (Include ail Schedule A subtotals.) ................................................................................................. 2. Amount received this period - unitemized contribulions of less than $100 ......................................... 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ..................... TOTAL I*Contributor Codes IND - Individual (olhes' tl~n PTY or SC~) C)TH- O~ef SCC - Srn~l ~ Committse FPPC FeRn 460 (JungOl) FPPC Toll-Free Help#ne: 866/ASK-FPPC chedule A (Continuation Sheet) Typeorplintlnlnk. 8CHEDLJ~^ (CONT.} Monetary c;ontnl~utions Received Am°ru":l'maYber°unded .c:._:_.,~,;,~,.~.;_.'__: through J ~/~.:~/o , Page ~ of ~ NAME OF FILER I.D. NUMBER IF' AN iNDI¥1DU^L, ENTFR ~IdOUN; CUMULATIVE 'l~ DATE PER ELEC?ION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR OCC U PATION AND EMPLOYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED 0F CoMMrrrEE, N.SO ENTER CD. NUMBER) CODE * (IF SELF-EMPCOYED, ENTER NA~,E PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) OF BUSINESS) o~ ~r~ of ~ ~0~ Ioo I~0 leo *Contributor Codes IND - Individual (other than Pr( or scc) OTH - Other FTY - Polilical Pady SOO - Sm~ll C~'d~butor Commiltee FPPC Form 460 (JunalO1) FPPC Toll-Free Helpllne: 866/ASK-FPPC Schedule B - Part 1 Loans Received Type or print In Ink. Amounts may be rounded to whole dollars. SEE INSTRUCTIONS ON REVERSE NAME OF FILER Statement covers period from through P~e I.D. NUMSER SCHEDULE B - PART 1 FULL NAME, STREET ADDRESS AND ZIP CODE IF AN INDIVIDUAL, ENTER OF LENDER OCCUFATION AND EMPLOYER tD ~ND r-I COM ri OTH [3 .w r'l scc tO~ND []COM []OTH []P~Y OSCC tOlEo OCOM DOTH []P~Y []SCC OUTS~)N DIN G BALANCE BEGINNING THiS PERIOD AMOUNT AMOUNT FAID RECEIVED THIS OR FORGIVEN PERIOD THIS PERIOD · [] PND $ $ [] PAID S [] PND $ $ OUTSTANDING BALANCE/~ CLOSE OF THIS PERIOD D,~'E DUE O~rE DUE D/~-E DUE INTEREST PAID THIS PERIOD % RR'E % RR'E ORIGINAL AMOUNT OF LORN D/~'E INCURRED DR'E INCURRED DR'EINCURRED CUMULATIVE CONTRIBUTIONS TO DA~ SUBTOTALS $ $ $ $ Schedule B Summary 1. Loans received this period ............................................................................................................ $ (Total Column (b) plus unilomized loans less than $100.) 2. Loans paid or forgiven this period .................................................................................................. $ (Total Column (c) plus loans under $100 paid or forgiven.) (Include loans paid by a third perly that are also itemized on Schedule A.) 3. Net change this period. (Subtract Line 2 from Line 1.) ........................................................... NET $ Enter the net here and on the Summary Page, Column A, Line 2. t Contributor Codes IND - Individual COM - Redpient Committee (olher than PTY or SCC) OTH - Olher PTY - Political Party SCC - Small C(x~tdbutor Commi (Enter (e) on Schedule E, Lk~e 3) *Amounts forgiven or paid by1 another pan'y also must be reported on Schedule A. / ** If required. FPPC Form 460 (Junel0t) FPPC Toll-Free Help#ne: 866/ASK-FPPC chedule A (Continuation Sheet) Tyl)eorprintinink. SCHEDULE A (CONT.) Monetary Contributions Received Amoun*smyb. n~nd.d~M~.do,~ from-~'=~=:::~ ~ WE o~ F,.ER / ] ~D NUMSER IF AN INDIVIDUAL, ENTER AMOUNT CUMULATIVE TO DATE PER ELECTION DATE FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBLrrOR CONTRIBUTOR OCCUPATION AND EMF~.OYER RECEIVED THIS CALENDAR YEAR TO DATE RECEIVED (~= coivaarrEE, ALSO Em'ER I.D. NUMBER) CODE * ~F ~F,.EMPCOYED. Em'ER NAME PERIOD (JAN, I - DEC, 31 ) (IF REQUIRED) o~ IcO )co /~b I-IO'm iOJ.% ~l~ts ~:~gC D~a~'~ mom *ConlY, butor Codes IND - Individual {olher than PTY or SCC) OTH- Olher FPPC Form 460 (June~l) FPPC Toll-Free Helpllne: 866/ASK-FPPC chedule E Payments Made SEE INSTRUCTIONS ON REVERSE Type or print in Ink. Amounts may be rounded to whole dollars. Statement covers period through ~(~/~0 01 NAME OF FILER CODES: (:M° campaign paraphernalia/misc. CNS campaign consu~nts C'~ contributien (explain nonmenete~y)* CVC civic donations RL candidate filing/baltel fees FND fundraising events independent expenditure supporting/opposing others (explain)* LEG legal defense UT campaign literature and mailings If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. MBR member communicatiens MTG meetings and appearances eEC office expenses PET petition circulating PHS phone banks POL polling and survey research postage, delivery and messenger services PRO professional sentlces (legal, accounting) PRT print ads SCHEDULE E Page ~ of. (~ I.D. NUMBER RAD radio airtime and production costs RFD returned conlributions SAL campaign workers' salaries '119_ Lv. or cable aiflime and production costa TRS staff/spouse travel, lodging, and meals TSF transfer between commiltees of Ihe same candidate/sponsor VeT voter registration information technology costs (internal, e-mall) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, AL~O ENTER I.O, NUMBER) CODE OR DESCRIPTION OF F~YMENT AMOUNT PAID * Payments that ere contrlbutiona or Independent expenditures must alee be summarized on Schedule D. SUBTOTAL $ ~; DO q, 0~-- Schedule E Summary 1. Payments made this period of $100 or more. (,ndud. all Schedule E subtotals.) ........................................................................................... 2. Unitemized payments made this period of under $1 O0 ................................................................................................................................. 3. Total interest paid this period on loans· (Enter amount from Schedule B, Part 1, Column (e),) ......................................................................... 4. Tolal payments made this period. (Add Lines 1, 2, and 3. Enter here and on Ihs Summary Page, Column A, Line 6.) ........................... TOTAL FPPC Form 460 (June/O 1) FPPC Toll-Free Helpllne: 866/ASK-FPPC chedule E (Continuation Sheet) Payments Made Type or print in ink. Amo~;~ may be rounded to w~le dMtsm. SEE INSTRUCTIONS ON REVERSE NAME OF FILER CODES: If one of the following codes accurately deScribes the payment, you may enter the code. Otherwise, cIvP campaign paraphernalia/misc. MBR member communicaE)ns RAD CNS campaign consultants MTG meetings and appesmnces RFD c'r8 contribution (explain nonmonets~/)* CVC civic donations FIL candidate filing/ballot fees FND fundraising events independent expenditure supporting/opposing others (explain)* OFC office expanses PET petition circulating PO[ polling and survey mseamh POS postage, delivery and messenger services SCHEDULE E (CON[) Page ~' of ~ I.D. NUMBER NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID (IF COMMITTEE,/M.SO ENTER I.D. NUMBER) FPPC Fo~ 4~0 (JunelO~) FPPC TolI-Y~ Helplln~: ~SK-;P; LEG legal defense PRO professional services (legal, accounting) VDT voter registration UT campaign litsmtum and mailings I-~[I print ads WEB information technology costs (ioternet, e-mail) describe the payment. radio elrtime and production costs returned contributions SAL campaign workers' salaries t.v. or cable airfime and producUon costs TRC candidate travel, lodging, and me;ds 'RS staff/spouse travel, lodging, and meals TSF transfer between committees of the same candidats/sponsor chedule F Accrued Expenses (Unpaid Bills) SEE INSTRUCTIONS ON REVERSE Type or print In Ink. Amounta may be roeaded to whole dollars. NAME OF FILER CODE~: If one of lhe following ~des ac~rataly describes the paymenl~ ycu may enter Ihe ~e. Othe~ise. descri~ lhe paymenL CNP campaign paraphemalia/misc. CNS campaign consultants CTB contribution (explain nonmonetary)* CVC dvic donations RL candidate filing/ballot fees FND fundmising events independent expenditure supporting/opposing olhers (explain)* LEG legal defense UT campaign literature land mailings MBR member communicalions MTG meetings and appearances DFC office expenses POL polling and survey mseamh POS postage, delivery and messenger services PRO professional services (legal, accounting) ~¥ pr~ ~ds SCHEDULE F I.D. NUMBER RAD radio alrtirne and production costs RFD returned contributions SAL campaign workers' salaries ~ t.v. or cable airtime and production costs TRC candidale travel, lodging, and meals TRS staff/spouse travel, lodging, and meals TSF transfer between committees of lhe same candidalelsponsor VDT voler registration WE~ informalion technology costs (intornet, e-mail) (s) (b) (c) (d) NAME AND ADDRESS OF CREDITOR CODEOR OUTSTANDING AMOUNT INCURRED AMOUNT RMD OUTSTANDING (IF COMMITTEE. ALSO ENTER I.D. NUMBER) DESCRIPTION OF FAYMENT BALANCE BEGINNING THIS PERIOD 3~'11S PERIOD BALANCE M CLOSE OF THIS PERIOD (ALso REPOR'r ON E) OF THIS PERIOD * Paymeat, that ,.. c~nlrlbutlon, or Ind.l~mlent ,x,mlltum, mu,t sim be summarized on ~chedul. O. SUBTOTALS Schedule F Summary 1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for accrued expenses of $100 or mom, plus Iotal unitamized accrued expenses under $100.) ......................................... INCURRED TOTALS $ (~ 2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on accrued expenses of $100 or more, plus total unitamized payments on accrued expenses under $100.) .............................. PAID TOTALS $ ~/'~"/~' ~'~' 3. Net change this pedod. ~ubtract Line 2 from Line 1. Enter the difference here and( I'-r ~' ,) / h I"/'~,~5'\ on the Summary Page. Column A, Line 9.) ....................................................................................................................................... N,L='F $ ;~l,,y f~.,,,~.=,e~m=er FPPC Form 460 (June/01) FPPC Toll-Free Helpllne: 866/ASK-FPPC