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02-04-20 Searchable packetCITY OF CUPERTINO
CITY COUNCIL
AGENDA
10350 Torre Avenue, Council Chamber
Tuesday, February 4, 2020
6:45 PM
PLEDGE OF ALLEGIANCE
ROLL CALL
CEREMONIAL MATTERS AND PRESENTATIONS
1.Subject: Presentation by Cupertino High School seniors on "What the youth would like
to see in Vallco."
Recommended Action: Receive presentation by Cupertino High School seniors "What
the youth would like to see in Vallco."
2.Subject: Certificates of recognition for the 2019 STEM Winners from Cupertino who
participated in the Santa Clara County 2019 Synopsys Championship
Recommended Action: Present certificates of recognition to the 2019 STEM Winners
from Cupertino who participated in the Santa Clara County 2019 Synopsys
Championship
3.Subject: Proclamation to Human Resources Manager Maria Delgado-Jimenez upon her
retirement and recognizing her thirty-five years of dedicated service to the City of
Cupertino.
Recommended Action: Present proclamation to Human Resources Manager Maria
Delgado-Jimenez upon her retirement and recognizing her thirty-five years of
dedicated service to the City of Cupertino.
POSTPONEMENTS
ORAL COMMUNICATIONS
This portion of the meeting is reserved for persons wishing to address the Council on any matter not on
the agenda. The total time for Oral Communications will ordinarily be limited to one hour. Individual
speakers are limited to three (3) minutes. As necessary, the Chair may further limit the time allowed to
individual speakers, or reschedule remaining comments to the end of the meeting on a first come first
heard basis, with priority given to students. In most cases, State law will prohibit the Council from
discussing or making any decisions with respect to a matter not listed on the agenda.
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REPORTS BY COUNCIL AND STAFF (10 minutes)
4.Subject: Report on Committee assignments
Recommended Action: Report on Committee assignments
CONSENT CALENDAR
Unless there are separate discussions and/or actions requested by council, staff or a member of the
public, it is requested that items under the Consent Calendar be acted on simultaneously.
5.Subject: Approve the January 21 City Council minutes
Recommended Action: Approve the January 21 City Council minutes
A - Draft Minutes
6.Subject: Award of Construction Inspection Services, Plan Review Services, and Public
Works Inspection Services contracts for the Vallco Town Center SB 35 project
Recommended Action: 1 - Authorize the City Manager to award a 3-year contract to
4LEAF, Inc., to provide Construction Inspection Services and Public Works Inspection
Services for a not to exceed contact price of $7,407,710 for the Vallco SB35 project;
2 - Authorize the City Manager to award a 3-year contract to CSG Consultants, Inc., for
a not to exceed contract price of $1,150,000 for plan review services for the Vallco SB35
project;
3 - Authorize the City Manager to award a 3-year contract to Independent Code
Consulting, Inc., for a not to exceed contract price of $13,500,000 for plan review
services for the Vallco SB35 project
Staff Report
A - 4LEAF, Inc. contract
B - Independent Code Consultants, Inc. contract
C - CSG Consultants, Inc. contract
7.Subject: Planning Commission's recommendation to select Kitty Moore as the
Environmental Review Committee representative
Recommended Action: Accept the Planning Commission's recommendation to the
Environmental Review Committee
Staff Report
8.Subject: Consider entering into a funding agreement with Santa Clara Valley
Transportation Authority (VTA) to allow the City of Cupertino to receive 2016 Measure
B funds for expenditure on bicycle and pedestrian educational programs within the
City that qualify under the 2016 Measure B Bicycle & Pedestrian Education and
Encouragement Program
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Recommended Action: Authorize the City Manager to enter into a funding agreement
with Santa Clara Valley Transportation Authority (VTA) for the 2016 Measure B Bicycle
& Pedestrian Education and Encouragement Program
Staff Report
A - Draft Funding Agreement
SECOND READING OF ORDINANCES
9.Subject: Second reading of an Ordinance Repealing Ordinance No. 006 Regarding
Adoption of Robert’s Rules of Order and Amending Chapter 2.08 of the Cupertino
Municipal Code Accordingly.
Recommended Action: Conduct the second reading and enact Ordinance No. 20-2196:
“An Ordinance of the City Council of the City of Cupertino Repealing Ordinance No.
006 Regarding Adoption of Robert’s Rules of Order and Amending Chapter 2.08 of the
Cupertino Municipal Code Accordingly.”
A - Draft Ordinance Repealing Ord No. 006 Regarding Robert's Rules of Order and Amending Ch 2.08
of the Cupertino Municipal Code
PUBLIC HEARINGS
10.Subject: Relative to Recology Cupertino's Franchise Agreement with the City:
1) Termination of the residential on-call, curbside Household Hazardous Waste (HHW)
program, termination of collection of the HHW fee, refund of fees collected since
January 2019, and establishment of an annual assessment of costs against Recology
Cupertino (Recology) in an annual, not to exceed amount of $93,535; and
2) Authorizaion of Recology's request for a Special Maximum Rate Adjustment of an
additional $2.24 per month for residential customers in single-family homes and a rate
increase of 3.93% for all other categories of Service Recipients to cover the increased
cost of mixed recycling processing as a result of disruption and volatility of overseas
recycling commodity markets for the period of October 2018 through January 31, 2021
(Special Maximum Rate Adjustment effective beginning January 1, 2020); and
3) Authorization to execute Franchise Agreement amendment for same.
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Recommended Action: Staff recommends that the City Council approve the following:
1) Termination of the residential on-call curbside HHW program stipulated in the
Franchise Agreement, as amended, Section 4.17; and
2) Termination of collection of the HHW fee retroactive to January 1, 2019, with
direction for Recology to administer full credits for any fee collected after such date
from single and multi-family Cupertino rate payers within no more than thirty calendar
days; and
3) Approve and direct Recology to annually pay the City for its costs related to
termination of the curbside HHW program not to exceed an annual amount of $93,535
retroactive to January 1, 2019 and through the remainder of the term of the Franchise
Agreement; and
4) Authorize a Special Maximum Rate Adjustment of an additional $2.24/per month for
residential customers in single-family homes and an increase of 3.93% for all other
categories of Service Recipients pursuant to Section 12.3 of the Franchise Agreement to
cover the increased cost of mixed recycling processing for the period October 2018
through January 31, 2021 (rate adjustment beginning January 1, 2020 and continuing
through January 31, 2021, which is the remainder of the term of the current
Agreement); and
5) Adopt Resolution No. 20-013 to Authorize the City Manager to execute the Third
Amendment to the Franchise Agreement with Recology Cupertino, implementing the
above (Attachment B).
Staff Report
A - Draft Resolution
B - Recology Third Amendment to Franchise Agreement
C - Recology Rate Adjustment Letter 1-28-2020
11.Subject: First reading of Municipal Code Amendments to the Cupertino Municipal
Code, repealing and replacing Cupertino Municipal Code Chapter 5.50 of Title 5
(Business Licenses and Regulations), adopting new policies to regulate the sale of
tobacco, such as prohibiting the sale or distribution of electronic cigarette products,
extending the look-back period for permit suspensions from 24 months to 60 months,
requiring a minimum age for individuals selling tobacco products, and amending the
administrative appeal process for permit violations.
Recommended Action: 1. Conduct the first reading of Ordinance No. 20-2197: "An
Ordinance of the City Council of the City of Cupertino repealing and replacing Chapter
5.50 of Title 5 (Business Licenses and Regulations) to regulate the sale of tobacco
products"
2. Find that the proposed actions are exempt from CEQA.
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Staff Report
A - Draft Ordinance to Regulate the Sale of Tobacco Products
B - Draft Ordinance to Regulate the Sale of Tobacco Products Redline
C - Survey Results
D - Community Feedback
E - Tobacco Free Communities Chart Policies in Santa Clara County
ORDINANCES AND ACTION ITEMS
12.Subject: Municipal Code Amendment to Cupertino Municipal Code Section 2.20.010 to
remove the City Clerk’s duty to attend each closed session of the City Council and keep
closed session minutes; designate the City Manager as the City employee/official to
attend each closed session of the City Council and keep closed session minutes.
Recommended Action: 1. Conduct the first reading of Ordinance No. 20-2198: “An
Ordinance of the City Council of the City of Cupertino amending City Code Section
2.20.010 (Recordkeeping Duties-Closed Sessions) of Chapter 2.20 (City Clerk) to Title 2
(Administration and Personnel) to remove the City Clerk’s duty to attend City Council
closed sessions and keep minutes.”
2. Adopt Resolution No. 20-014 “A Resolution of the Cupertino City Council
designating the City Manager as the City employee/officer to attend City Council
closed sessions and keep minutes.”
Staff Report
A - Draft Ordinance
B - Draft Resolution
13.Subject: Hearing regarding abatement of public nuisance from weeds or other fire
hazards pursuant to provisions of Cupertino Municipal Code Chapter 9.08 and
Resolution No. 19-141; hearing for impacted property owners to contest the matter of
proposed abatement (continued from January 21, 2020)
Recommended Action: Adopt Resolution No. 20-010 ordering abatement of public
nuisance from weeds or other fire hazards pursuant to provisions of Cupertino
Municipal Code Chapter 9.08 and Resolution No. 19-141; and conduct hearing for
impacted property owners to contest the matter of proposed abatement.
Staff Report
A - Draft Resolution and Exhibit A
B – Weed Abatement Program Commencement Report (Exhibit A)
C - Letter to Property Owners to Abate Weeds
D – Hearing Notice to Destroy Weeds and Program Fees
E - Minimum Fire Safety Standards Program Brochure
F - Return Reply Form (RRF) Sample
G - Approved Resolution No. 19-141
H - 10408 Menhart Lane 2018-19 photos
ORAL COMMUNICATIONS - CONTINUED (As necessary)
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COUNCIL AND STAFF COMMENTS AND FUTURE AGENDA ITEMS
ADJOURNMENT
The City of Cupertino has adopted the provisions of Code of Civil Procedure §1094.6; litigation
challenging a final decision of the City Council must be brought within 90 days after a decision is
announced unless a shorter time is required by State or Federal law.
Prior to seeking judicial review of any adjudicatory (quasi-judicial) decision, interested persons must
file a petition for reconsideration within ten calendar days of the date the City Clerk mails notice of the
City’s decision. Reconsideration petitions must comply with the requirements of Cupertino Municipal
Code §2.08.096. Contact the City Clerk’s office for more information or go to
http://www.cupertino.org/cityclerk for a reconsideration petition form.
In compliance with the Americans with Disabilities Act (ADA), anyone who is planning to attend the
next City Council meeting who is visually or hearing impaired or has any disability that needs special
assistance should call the City Clerk's Office at 408-777-3223, 48 hours in advance of the Council
meeting to arrange for assistance. Upon request, in advance, by a person with a disability, City Council
meeting agendas and writings distributed for the meeting that are public records will be made available
in the appropriate alternative format. Also upon request, in advance, an assistive listening device can be
made available for use during the meeting.
Any writings or documents provided to a majority of the Cupertino City Council after publication of
the packet will be made available for public inspection in the City Clerk’s Office located at City Hall,
10300 Torre Avenue, during normal business hours and in Council packet archives linked from the
agenda/minutes page on the Cupertino web site.
IMPORTANT NOTICE: Please be advised that pursuant to Cupertino Municipal Code 2.08.100
written communications sent to the Cupertino City Council, Commissioners or City staff concerning a
matter on the agenda are included as supplemental material to the agendized item. These written
communications are accessible to the public through the City’s website and kept in packet archives. You
are hereby admonished not to include any personal or private information in written communications to
the City that you do not wish to make public; doing so shall constitute a waiver of any privacy rights
you may have on the information provided to the City.
Members of the public are entitled to address the City Council concerning any item that is described in
the notice or agenda for this meeting, before or during consideration of that item. If you wish to address
the Council on any issue that is on this agenda, please complete a speaker request card located in front
of the Council, and deliver it to the Clerk prior to discussion of the item. When you are called, proceed to
the podium and the Mayor will recognize you. If you wish to address the City Council on any other
item not on the agenda, you may do so by during the public comment portion of the meeting following
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the same procedure described above. Please limit your comments to three (3) minutes or less.
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CITY OF CUPERTINO
Legislation Text
Subject: Presentation by Cupertino High School seniors on "What the youth would like to see in
Vallco."
Receive presentation by Cupertino High School seniors "What the youth would like to see in Vallco."
File #:19-6594,Version:1
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Subject: Certificates of recognition for the 2019 STEM Winners from Cupertino who participated in
the Santa Clara County 2019 Synopsys Championship
Present certificates of recognition to the 2019 STEM Winners from Cupertino who participated in the
Santa Clara County 2019 Synopsys Championship
File #:20-6886,Version:1
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Subject: Proclamation to Human Resources Manager Maria Delgado-Jimenez upon her retirement
and recognizing her thirty-five years of dedicated service to the City of Cupertino.
Present proclamation to Human Resources Manager Maria Delgado-Jimenez upon her retirement
and recognizing her thirty-five years of dedicated service to the City of Cupertino.
File #:20-6935,Version:1
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Legislation Text
Subject: Report on Committee assignments
Report on Committee assignments
File #:19-6373,Version:1
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Legislation Text
Subject: Approve the January 21 City Council minutes
Approve the January 21 City Council minutes
File #:19-6426,Version:1
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Subject: Award of Construction Inspection Services, Plan Review Services, and Public Works
Inspection Services contracts for the Vallco Town Center SB 35 project
1 - Authorize the City Manager to award a 3-year contract to 4LEAF, Inc., to provide Construction
Inspection Services and Public Works Inspection Services for a not to exceed contact price of
$7,407,710 for the Vallco SB35 project;
2 - Authorize the City Manager to award a 3-year contract to CSG Consultants, Inc., for a not to
exceed contract price of $1,150,000 for plan review services for the Vallco SB35 project;
3 - Authorize the City Manager to award a 3-year contract to Independent Code Consulting, Inc., for
a not to exceed contract price of $13,500,000 for plan review services for the Vallco SB35 project
File #:19-6728,Version:1
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Professional/Consulting Contracts /Version: Sept. 2019
PROFESSIONAL/CONSULTING SERVICES AGREEMENT
1.PARTIES
This Agreement is made by and between the City of Cupertino, a municipal corporation (“City”),
and (“Contractor”), a
for ,
and is effective on the last date signed below (“Effective Date”).
2.SERVICES
Contractor agrees to provide the services and perform the tasks (“Services”) set forth in detail in
Scope of Services, attached here and incorporated as Exhibit A.
3.TIME OF PERFORMANCE
3.1 This Agreement begins on the Effective Date and ends on
(“Contract Time”), unless terminated earlier as provided herein. Contractor’s Servicesshall begin
on and shall be completed by . The City’s
appropriate department head or the City Manager may extend the Contract Time through a written
amendment to this Agreement, provided such extension does not include additional contract
funds. Extensions requiring additional contract funds are subject to the City’s purchasing policy.
3.2 Schedule of Performance. Contractor must deliver the Services in accordance with the
Schedule of Performance, attached and incorporated here ExhibitB.
3.3 Time is of the essence for the performance of all the Services. Contractor must have
sufficient time, resources, and qualified staff to deliver the Services ontime.
4.COMPENSATION
4.1 Maximum Compensation. City will pay Contractor for satisfactory performance of the
Services an amount that will based on actual costs but that will be capped so as not to exceed
$ (“Contract Price”), based upon the scope of services in Exhibit A and
the budget and rates included in Exhibit C, Compensation attached and incorporated here. The
maximum compensation includes all expenses and reimbursements and will remain in place even
if Contractor’s actual costs exceed the capped amount. No extra work or payment is permitted
without prior written approval ofCity.
4Leaf, Inc
corporation
Building and Public Works inspection services for the Vallco Town Center project
June 30, 2023
February 1, 2020 June 30, 2023
7,407,710
Building and Public Works inspection services for the Vallco Town Center project
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4.2 Invoices and Payments. Monthly invoices must state a description of the deliverable
completed and the amount due for the preceding month. Within thirty (30) days of completion of
Services,Contractormustsubmitarequisitionforfinalandcompletepaymentofcostsandpending
claims for City approval. Failure to timely submit a complete and accurate payment requisition
relieves City of any further payment or other obligations under theAgreement.
5.INDEPENDENT CONTRACTOR
5.1 Status. Contractor is an independent contractor and not an employee, partner, or joint
venture of City. Contractor is solely responsible for the means and methods of performing the
Services and for the persons hired to work under this Agreement. Contractor is not entitled to
health benefits, worker’s compensation, or other benefits from theCity.
5.2 Contractor’sQualifications.Contractorwarrants on behalf ofitselfandits subcontractors
that theyhave the qualifications and skills to perform the Services in a competent and professional
manner and according to the highest standards and best practices in theindustry.
5.3 Permits and Licenses. Contractor warrants on behalf of itself and its subcontractors that
they are properly licensed, registered, and/or certified to perform the Services as required by law
and have procured a City Business License, if required by the Cupertino Municipal Code.
5.4 Subcontractors. Only Contractor’s employees are authorized to work under this
Agreement. Prior written approval from City is required for any subcontractor, and the terms and
conditions of this Agreement will apply to any approvedsubcontractor.
5.5 Tools, Materials, and Equipment. Contractor will supply all tools, materials and
equipment required to perform the Services under thisAgreement.
5.6 Payment of Benefits and Taxes.Contractor is solely responsible for the payment of
employment taxes incurred under this Agreement and any similar federal or state taxes. Contractor
and any of its employees, agents, and subcontractorsshall not have any claim under this Agreement
or otherwise against City for seniority, vacation time, vacation pay, sick leave, personal time off,
overtime, health insurance, medical care, hospital care, insurance benefits, social security,
disability, unemployment, workers compensation or employee benefits of any kind. Contractor
shall be solely liable for and obligated to pay directly all applicable taxes, fees, contributions, or
charges applicable to Contractor’s business including, but not limited to, federal and state income
taxes. City shall have no obligation whatsoever to pay or withhold any taxes or benefits on behalf
of Contractor. Should any court, arbitrator, or administrative authority, including but not limited
to the California Public Employees Retirement System (PERS), the Internal Revenue Service or
the State Employment Development Division, determine that Contractor, or any of its employees,
agents, or subcontractors, is an employee for any purpose, then Contractor agrees to a reduction in
amounts payable under this Agreement, or to promptly remint to City any payments due by the
City as a result of such determination, so that the City’s total expenses under this Agreement are
not greater than they would have been had the determination not been made.
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6.PROPRIETARY/CONFIDENTIALINFORMATION
In performing this Agreement, Contractor may have access to private or confidential information
owned or controlled by the City, which may contain proprietary or confidential details the
disclosure of which to third parties may be damaging to City. Contractor shall hold in confidence
all City information provided by City to Contractor and use it only to perform this Agreement.
Contractor shall exercise the same standard of care to protect City information as a reasonably
prudent contractor would use to protect its own proprietary data.
7.OWNERSHIP OF MATERIALS
7.1 Property Rights. Any interest (including copyright interests) of Contractor in any product,
memoranda, study, report, map, plan, drawing, specification, data, record, document, or other
information or work, in any medium (collectively, “Work Product”), prepared by Contractor in
connection with this Agreement will be the exclusive propertyof the City upon completion of the
work to be performed hereunder or upon termination of this Agreement, to the extent requested by
City. In any case, no Work Product shall beshown to any third-party without prior written approval
ofCity.
7.2 Copyright.To the extent permitted byTitle 17 of the U.S. Code, all Work Product arising
out of this Agreement is considered “works for hire” and all copyrights to the Work Product will
be the property of City. Alternatively, Contractor assigns to City all Work Product copyrights.
Contractor may use copies of the Work Product for promotion only with City’s writtenapproval.
7.3 Patents and Licenses. Contractor must pay royalties or license fees required for authorized
use of any third party intellectual property, including but not limited to patented, trademarked,or
copyrighted intellectual property if incorporated into the Services or Work Product of this
Agreement.
7.4 Re-Use of Work Product. Unless prohibited by law and without waiving any rights,City
mayuse or modifythe Work Product of Contractor or its sub-contractors prepared or created under
this Agreement, to execute or implement any of thefollowing:
(a)The original Services for which Contractor washired;
(b)Completion of the original Services byothers;
(c)Subsequent additions to the original Services; and/or
(d)Other Cityprojects.
7.5 Deliverables and Format. Contractor must provide electronic and hard copies of the Work
Product, on recycled paper and copied on both sides, except for one single-sidedoriginal.
8.RECORDS
Contractor must maintain complete and accurate accounting records relating to its performance in
accordance with generally accepted accounting principles. The records must include detailed
information of Contractor’s performance, benchmarks and deliverables, which must be available
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to City for review and audit. The records and supporting documents must be kept separate from
other records and must be maintained for four (4) years from the date of City’s finalpayment.
9.ASSIGNMENT
Contractor shall not assign, sublease, hypothecate, or transfer this Agreement, or any interest
therein, directly or indirectly, by operation of law or otherwise, without prior written consent of
City. Any attempt to do so will be null and void. Any changes related to the financial control or
business nature of Contractor as a legal entity is considered an assignment of the Agreement and
subject to City approval, which shall not be unreasonably withheld. Control means fifty percent
(50%) or more of the voting power of the business entity.
10.PUBLICITY / SIGNS
Any publicity generated by Contractor for the project under this Agreement, during the term of
this Agreement and for one year thereafter, will reference the City’s contributions in making the
project possible. The words “City of Cupertino” will be displayed in all pieces of publicity,
including flyers, press releases, posters, brochures, public service announcements, interviews and
newspaper articles. No signs may be posted, exhibited or displayed on or about City property,
except signage required by law or this Contract, without prior written approval from the City.
11.INDEMNIFICATION
11.1 To the fullest extent allowed by law, and except for losses caused by the sole and active
negligence or willful misconduct of City personnel, Contractor shall indemnify, defend and hold
harmless City, its City Council, boards and commissions, officers, officials, employees, agents,
servants, volunteers, and consultants (“Indemnitees”), through legal counsel acceptable to City,
from and against any and all liability, damages, claims, actions, causes of action, demands,
charges, losses, costs, and expenses (including attorney fees, legal costs, and expenses related to
litigation and dispute resolution proceedings) of every nature, arising directly or indirectly from
this Agreement or in any manner relating to any of the following:
(a)Breach of contract, obligations, representations, orwarranties;
(b)Negligent or willful acts or omissions committed during performance of theServices;
(c)Personalinjury,propertydamage,oreconomiclossresultingfromtheworkorperformance
of Contractor or its subcontractors orsub-subcontractors;
(d)Unauthorized use or disclosure of City’s confidential and proprietaryInformation;
(e)Claim of infringement or violation of a U.S. patent or copyright, trade secret, trademark,
or service mark or other proprietary or intellectual property rights of any thirdparty.
11.2 Contractor must pay the costs City incurs in enforcing this provision. Contractor must
accept a tender of defense upon receiving notice from City of a third-party claim. At City’s request,
Contractor will assist City in the defense of a claim, dispute,or lawsuit arising out of this
Agreement.
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11.3 Contractor’s duties under this section are not limited to the Contract Price, workers’
compensation payments, or the insurance or bond amounts required in the Agreement. Nothingin
the Agreement shall be construed to give rise to an implied right of indemnity in favor of
Contractor against City or anyIndemnitee.
11.4.Contractor’s payments may be deducted or offset to cover any money the City lost due to a
claim or counterclaim arising out of this Agreement, a purchase order, or othertransaction.
11.5.Contractor agrees to obtain executed indemnity agreements with provisions identical to
those set forth here in this Section 11 from each and every subcontractor, or any other person or
entity involved by, for, with, or on behalf of Contractor in the performance of this Agreement.
Failure of City to monitor compliance with these requirements imposes no additional obligations
on City and will in no way act as a waiver of any rights hereunder.
11.6.This Section 11 shall survive termination of the Agreement.
12.INSURANCE
Contractor shall comply with the Insurance Requirements, attached and incorporated here as
Exhibit D, and must maintain the insurance for the duration of the Agreement, or longer as
required by City. City will not execute the Agreement until City approves receipt of satisfactory
certificates of insurance and endorsements evidencing the type, amount, class of operations
covered, and the effective and expiration dates of coverage. Failure to comply with this provision
may result in City, at its sole discretion and without notice, purchasing insurance for Contractor
and deducting the costs from Contractor’s compensation or terminating the Agreement.
13.COMPLIANCE WITH LAWS
13.1 General Laws. Contractor shall comply with all local, state, and federal laws and
regulations applicable to this Agreement. Contractor will promptly notify City of changes in the
law or other conditions that may affect the Project or Contractor’s ability to perform. Contractor
is responsible for verifying the employment authorization of employees performing the Services,
as required by the Immigration Reform and ControlAct.
13.2 Labor Laws. Contractor shall comply with all labor laws applicable to this Agreement. If
the Scope of Services includes a “public works” component, Contractor is required to complywith
prevailing wage laws under Labor Code Section 1720 and other laborlaws.
13.3 Discrimination Laws. Contractor shall not discriminate on the basis of race, religious
creed, color, ancestry, national origin, ethnicity, handicap, disability, marital status, pregnancy,
age, sex, gender, sexual orientation, gender identity, Acquired-Immune Deficiency Syndrome
(AIDS), or any other protected classification. Contractor shall comply with all anti-discrimination
laws, including Government Code Sections 12900 and 11135, and Labor Code Sections 1735,
1777, and 3077.5. Consistent with City policy prohibiting harassment and discrimination,
Contractor understands that harassment and discrimination directed toward a job applicant, an
employee, a Cityemployee, or anyother person, byContractor or its employees or sub-contractors
will not be tolerated.
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13.4 Conflicts of Interest. Contractor shall comply with all conflict of interest laws applicable
to this Agreement and must avoid any conflict of interest. Contractor warrants that no public
official, employee, or member of a City board or commission who might have been involved in
the making of this Agreement, has or will receive a direct or indirect financial interest in this
Agreement, in violation of California Government Code Section 1090 et seq. Contractor may be
required to file a conflict of interest form if Contractor makes certain governmental decisions or
serves in a staff capacity, as defined in Section 18700 of Title 2 of the California Code of
Regulations. Contractor agrees to abide by the City’s rules governing gifts to public officials and
employees.
13.5 Remedies.Anyviolation of Section 13 constitutes a material breach and mayresult in City
suspending payments, requiring reimbursements or terminating this Agreement. City reserves all
other rights and remedies available under the law and this Agreement, including the right to seek
indemnification under Section 11 of this Agreement.
14.PROJECT COORDINATION
City ProjectManager. TheCityassigns
as the City’s representative for all purposes under this Agreement, with authority to oversee the
progress and performance of the Scope of Services. City reserves the right to substitute another
Project manager at any time, and without prior notice toContractor.
Contractor Project Manager. Subject to City approval, Contractor assigns
as its single Representative for all purposes under this
Agreement, with authority to oversee the progress and performance of the Scope of Services.
Contractor’s Project manager is responsible for coordinating and scheduling the Services in
accordance with the Scope of Services and the Schedule of Performance. Contractor must regularly
update the City’s Project Manager about theprogress withthe workor anydelays, as required under
the Scope of Services. City written approval is required prior to substituting a newRepresentative.
15.ABANDONMENT OFPROJECT
City may abandon or postpone the Project or parts therefor at any time. Contractor will be
compensated for satisfactory Services performed through the date of abandonment, and will be
given reasonable time to assemble the work and close out the Services. With City’s pre-approval
in writing, the time spent in closing out the Services will be compensated up to a maximum of ten
percent (10%) of the total time expended to date in the performance of theServices.
16.TERMINATION
Citymayterminate this Agreement for cause or without cause at anytime. Contractor will be paid
for satisfactory Services rendered through the date of termination, but final payment will not be
made until Contractor closes out the Services and delivers the WorkProduct.
17.GOVERNING LAW, VENUE,AND DISPUTERESOLUTION
This Agreement is governed by the laws of the State of California. Any lawsuits filed related to
this Agreement must be filed with the Superior Court for the County of Santa Clara, State of
Albert Salvador
Craig Tole
Building and Public Works inspection services for the Vallco Town Center project
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Professional/Consulting Contracts /Version: Sept. 2019
California. Contractor must comply with the claims filing requirements under the Government
Code prior to filing a civil action in court. If a dispute arises, Contractor must continue toprovide
the Services pending resolution of the dispute. If the Parties elect arbitration, the arbitrator’s award
must be supported by law and substantial evidence and include detailed written findings of law
and fact.
18.ATTORNEY FEES
If Cityinitiates legal action, files a complaint or cross-complaint, or pursues arbitration, appeal, or
other proceedings to enforce its rights or a judgment in connection with this Agreement, the
prevailing party will be entitled to reasonable attorney fees andcosts.
19.THIRD PARTY BENEFICIARIES
There are no intended third party beneficiaries of this Agreement.
20.WAIVER
Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract
provision. City’s waiver of a breach shall not constitute waiver of another provision or breach.
21.ENTIRE AGREEMENT
This Agreement represents the full and complete understanding of every kind or nature between
the Parties, and supersedes any other agreement(s) and understanding(s), either oral or written,
between the Parties. Any modification of this Agreement will be effective only if in writing and
signed by each Party’s authorized representative. No verbal agreement or implied covenant will
be valid to amend or abridge this Agreement. If there is any inconsistency between any term,
clause, or provision of the main Agreement and any term, clause, or provision of the attachments
or exhibits thereto, the terms of the main Agreement shall prevail and be controlling.
22.INSERTED PROVISIONS
Each provision and clause required by law for this Agreement is deemed to be included and will
be inferred herein. Either party may request an amendment to cure mistaken insertions or
omissions of required provisions. The Parties will collaborate to implement this Section, as
appropriate.
23.HEADINGS
The headings in this Agreement are for convenience only, are not a part of the Agreement and in
no way affect, limit, or amplify the terms or provisions of this Agreement.
24.SEVERABILITY/PARTIALINVALIDITY
If any term or provision of this Agreement, or their application to a particular situation, is found
by the court to be void, invalid, illegal, or unenforceable, such term or provision shall remain in
Building and Public Works inspection services for the Vallco Town Center project
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Professional/Consulting Contracts /Version: Sept. 2019
force and effect to the extent allowed by such ruling. All other terms and provisions of this
Agreement or their application to specific situations shall remain in full force and effect. The
Parties agree to work in good faith to amend this Agreement to carry out its intent.
25.SURVIVAL
All provisions which by their nature must continue after the Agreement expires or is terminated,
including WKH 3D\PHQW RI %HQHILWV DQG 7D[HV the Indemnification, Ownership of Materials/
Work Product, Records, Governing Law, and Attorney Fees, shall survive the Agreement and
remain in full force and effect.
26.NOTICES
All notices, requests and approvals must be sent in writing to the persons below, which will be
considered effective on the date of personal delivery or the date confirmed by a reputable
overnight delivery service, on the fifth calendar day after deposit in the United States Mail,
postage prepaid, registered or certified, or the next business day following electronic submission:
To City of Cupertino
Attention:
Email:
To Contractor:
Attention:
Email:
27.VALIDITY OFCONTRACT
This Agreement is valid and enforceable only if (a) it complies with the purchasing and contract
provisions of Cupertino Municipal Code Chapters 3.22 and 3.23, as amended from time to time,
(b) is signed by the City Manager or an authorized designee, and (c) is approved for form by the
City Attorney’s Office.
28.EXECUTION
The person executing this Agreement on behalf of Contractor represents and warrants that
Contractor has full right, power, and authority to enter into and carry out all actions contemplated
by this Agreement and that he or she is authorized to execute this Agreement, which constitutes a
legally binding obligation of Contractor. This Agreement may be executed in counterparts, each
one of which is deemed an original and all of which, taken together, constitute a single binding
instrument.
Building and Public Works inspection services for the Vallco Town Center project
10300 Torre Ave., Cupertino CA 95014 4Leaf, Inc
2126 Rheem Dr., Pleasanton, CA 94588
Craig Tole
ctole@4leafinc.com
Albert Salvador
alberts@cupertino.org
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Professional/Consulting Contracts /Version: Sept. 2019
IN WITNESS WHEREOF, the parties have caused the Agreement to be executed.
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;/ŶƐƉĞĐƚŝŽŶƉƉƌŽĂĐŚ
KƵƌƚĞĂŵǁŝůůďĞŐŝŶĐůŽƐŝŶŐŽƵƚƚŚĞƉƌŽũĞĐƚĨƌŽŵƚŚĞĚĂLJǁĞƐƚĂƌƚƚŚĞƉƌŽũĞĐƚ͘dŚĞϰ> &ƚĞĂŵŝƐ
ƐĞĂƐŽŶĞĚǁŝƚŚƌĞǀŝĞǁŝŶŐZ&/͛ƐŝŶƚŚĞĨŝĞůĚǁŝƚŚŝŶϮϰŚŽƵƌƐƚŽŬĞĞƉƉƌŽũĞĐƚƐŽŶƐĐŚĞĚƵůĞ͘KƵƌ
ĞdžĞŵƉůĂƌLJƌĞĐŽƌĚͲŬĞĞƉŝŶŐĂŶĚƉƌŽũĞĐƚƚƌĂĐŬŝŶŐǁŝůůĂůůŽǁƵƐƚŽŬĞĞƉŽƵƌĐůŝĞŶƚŝŶĨŽƌŵĞĚŝŶƌĞĂůͲƚŝŵĞ͘
KƵƌŝŶƐƉĞĐƚŝŽŶƉƌŽŐƌĂŵ 'Ž&ŽƌŵnjŝŶƚĞƌĨĂĐĞƐǁŝƚŚĂůůƚŚĞƉŽƉƵůĂƌƵŝůĚŝŶŐƐŽĨƚǁĂƌĞƐLJƐƚĞŵƐ͘/Ŷ
ĂĚĚŝƚŝŽŶ͕ϰ> &ǁŝůůƉƌŽǀŝĚĞƚŚĞŝƚLJĂŵŽŶƚŚůLJƌĞƉŽƌƚŝŶĐůƵĚŝŶŐĂůŝƐƚŽĨĂůůƚŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌƐĂŶĚ
ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͘dŚŝƐĂůƐŽŝŶĐůƵĚĞƐƵƉĚĂƚĞƐŽŶĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJĂŶĚƉŝĐƚƵƌĞƐŽĨĞĂĐŚƉƌŽũĞĐƚĂŶĚ
ŝƚƐƉƌŽŐƌĞƐƐ͘
;WůĂŶZĞǀŝĞǁƉƉƌŽĂĐŚ
ϰ> &ŝƐŽŶĞŽĨƚŚĞƵŝůĚŝŶŐΘ^ĂĨĞƚLJŝŶĚƵƐƚƌLJ͛ƐůĞĂĚĞƌŝŶƉƌŽǀŝĚŝŶŐƉƌŽĨĞƐƐŝŽŶĂůƉůĂŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐ͘
ϰ> &ŚĂƐĂƚĞĂŵŽĨŵŽƌĞƚŚĂŶϲϬƉůĂŶƐĞdžĂŵŝŶĞƌƐ;ƵŝůĚŝŶŐ͕ŝǀŝů͕ĂŶĚ&ŝƌĞͿǁŚŽĂƌĞƌĞĂĚLJƚŽŚĞůƉ
ƚŚĞŝƚLJŵĞĞƚŝƚƐĂŐŐƌĞƐƐŝǀĞĐŽŶƐƚƌƵĐƚŝŽŶĚĞĂĚůŝŶĞƐ͘dŚŝƐŝŶĐůƵĚĞƐŝŵŵĞĚŝĂƚĞĨŝĞůĚƌĞǀŝĞǁƐŝŶůĞƐƐ
ƚŚĂŶϮϰŚŽƵƌƐ͘
;ĞůŝǀĞƌĂďůĞƐ
ϰ> &ŚĂƐĂƐƐĞŵďůĞĚĂǀĞƌLJĞdžƉĞƌŝĞŶĐĞĚƉƌĞͲĐŽŶƐƚƌƵĐƚŝŽŶĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƚĞĂŵƚŚĂƚŝƐĚĞĚŝĐĂƚĞĚ
ĂŶĚĞdžƉĞƌŝĞŶĐĞĚǁŝƚŚĂŐŐƌĞƐƐŝǀĞĐŽŶƐƚƌƵĐƚŝŽŶƐĐŚĞĚƵůĞƐ͘ϰ> &ŚĂƐƚŚĞĚĞƉƚŚŽĨƌĞƐŽƵƌĐĞƐŝŶĐůƵĚŝŶŐ
ƚŚĞĂďŝůŝƚLJƚŽŚĂŶĚůĞƉĞĂŬĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJƵƚŝůŝnjŝŶŐŽƵƌĨůĞdžŝďůĞƐƚĂĨĨŝŶŐŵŽĚĞů͘ϰ> &ŚĂƐďĞĞŶ
ŝŶƐƚƌƵŵĞŶƚĂůŝŶƉƌŽǀŝĚŝŶŐƚŚĞŽƌŐĂŶŝnjĞĚĚŽĐƵŵĞŶƚĐŽŶƚƌŽůƌĞƋƵŝƌĞĚĨŽƌƉƌŽũĞĐƚĐůŽƐĞͲŽƵƚĂƐǁĞůůĂƐ
ƉƌŽǀŝĚŝŶŐƚŚĞŝƚLJĚŵŝŶŝƐƚƌĂƚŝŽŶƚĞĂŵǁŝƚŚƉƌŽĨĞƐƐŝŽŶĂůĐůŽƐĞŽƵƚĚŽĐƵŵĞŶƚĂƚŝŽŶĐŽŵƉůĞƚĞǁŝƚŚ
ƐƉĞĐŝĂůŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚƐ͕ďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚƐ͕ĂĨĨŝĚĂǀŝƚƐ͕ĞƚĐ͘tĞŚĂǀĞƉƌŽǀŝĚĞĚĂƐĂŵƉůĞ
ĐůŽƐĞŽƵƚƉĂĐŬĂŐĞŝŶƉƉĞŶĚŝdžŽĨŽƵƌYƵĂůŝĨŝĐĂƚŝŽŶƐƉĂĐŬĂŐĞĨŽƌLJŽƵƌƌĞǀŝĞǁ͘
;WŽŝŶƚŽĨŽŶƚĂĐƚ
dŚĞĐŽŶƚƌĂĐƚǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽǁŝůůďĞŵĂŶĂŐĞĚďLJWƌŝŶĐŝƉĂůWƌŽũĞĐƚDĂŶĂŐĞƌƌĂŝŐdŽůĞ͘
ƌĂŝŐŚĂƐĂƉƌŽǀĞŶƚƌĂĐŬƌĞĐŽƌĚŽĨƐƵĐĐĞƐƐǁŝƚŚĐŝƚŝĞƐĂŶĚĐŽƵŶƚŝĞƐŶĞŝŐŚďŽƌŝŶŐƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͘
ƌĂŝŐ͛ƐĐŽŶƚĂĐƚŝŶĨŽƌŵĂƚŝŽŶŝƐĂƐĨŽůůŽǁƐ͗
ϰ> &͕/ŶĐ͘KĨĨŝĐĞ͗;ϵϮϱͿϰϲϮͲϱϵϱϵ
ϮϭϮϲZŚĞĞŵƌŝǀĞ &Ădž͗;ϵϮϱͿϰϲϮͲϱϵϱϴ
WůĞĂƐĂŶƚŽŶ͕ϵϰϱϴϴ Ğůů͗ ;ϵϮϱͿϱϴϬͲϰϬϱϱ
ŵĂŝů͗ĐƚŽůĞΛϰůĞĂĨŝŶĐ͘ĐŽŵ
;WƌŽƉŽƐĞĚ^ĐŚĞĚƵůĞ
ϰ> & ǁŝůů ƉƌŽǀŝĚĞ Ă ƉŚĂƐĞĚ ĂƉƉƌŽĂĐŚ ƚŽ ƚŚŝƐ ĂƐƐŝŐŶŵĞŶƚ͘ /ŶŝƚŝĂůůLJ͕ KŶͲ^ŝƚĞ >ĞĂĚ /ŶƐƉĞĐƚŽƌ
ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌĂŶĚ džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌdƌĂĐŝĂƚŽŶǁŝůůƉƌŽǀŝĚĞƵƉƚŽĨƵůůͲƚŝŵĞƚŽĐŽǀĞƌ
WƌĞͲŽŶƐƚƌƵĐƚŝŽŶĂŶĚŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚŝĞƐƵŶƚŝůƚŚĞƵŝůĚŝŶŐKĨĨŝĐŝĂůĂŶĚϰ> &DĂŶĂŐĞŵĞŶƚƚĞĂŵ
ĂŐƌĞĞƚŽƉƌŽǀŝĚĞĂĚĚŝƚŝŽŶĂůƐƚĂĨĨƵƚŝůŝnjŝŶŐŽƵƌ͞ĨůĞdžŝďůĞƐƚĂĨĨŝŶŐŵŽĚĞů͘͟ŚƌŝƐĂŶĚdƌĂĐŝǁŝůůďĞĂďůĞƚŽ
ĐŽǀĞƌĂůůĂƐƉĞĐƚƐŽĨƚŚĞũŽďŝŶĐůƵĚŝŶŐƉůĂŶƌĞǀŝĞǁ͕Z&/ƌĞǀŝĞǁ͕ƉƌĞͲĐŽŶƐƚƌƵĐƚŝŽŶŵĞĞƚŝŶŐƐ͕ŝŶƐƉĞĐƚŝŽŶƐ͕
ĂŶĚĚĞƚĂŝůĞĚƉĞƌŵŝƚĂŶĚƌĞĐŽƌĚŬĞĞƉŝŶŐ͘dŚŝƐǁŝůůϰ> &ƚŽƌĞŵĂŝŶďƵĚŐĞƚĐŽŶƐĐŝŽƵƐĂŶĚŽŶůLJĚĞƉůŽLJ
ƉĞƌƐŽŶŶĞůǁŚĞŶĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJĚŝĐƚĂƚĞƐ͘
;WƌŽƉŽƐĞƌƐZĂƚĞƐΘDƵůƚŝƉůŝĞƌ
ϰ> &ƵŶĚĞƌƐƚĂŶĚƐƚŚĂƚƚŚĞƌĂƚĞƐĂŶĚŵƵůƚŝƉůŝĞƌůŝƐƚĞĚŽŶŽƵƌ&ĞĞ^ĐŚĞĚƵůĞŵĂLJďĞŝŶĐŽƌƉŽƌĂƚĞĚŝŶƚŽ
ƚŚĞŐƌĞĞŵĞŶƚ͘
;ZĞƋƵŝƌĞŵĞŶƚƐŽĨǁĂƌĚ
ϰ> &ŵĞĞƚƐŽƌĞdžĐĞĞĚƐĂůůƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐĨŽƌĂǁĂƌĚŽĨƚŚĞŐƌĞĞŵĞŶƚ͘
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WĂŐĞϯ
YƵĂůŝĨŝĐĂƚŝŽŶƐƚŽWƌŽǀŝĚĞŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐĂŶĚ
WƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐĨŽƌƚŚĞsĂůůĐŽdŽǁŶĞŶƚĞƌ͘
2126 Rheem Drive x Pleasanton, CA 94588 x Phone (925) 462-5959 x Fax (925) 462-5958
;^ƚĂŶĚĂƌĚŽŶƐƵůƚĂŶƚŐƌĞĞŵĞŶƚ
ϰ> & ĂĐĐĞƉƚƐ͕ ǁŝƚŚŽƵƚ ŵŽĚŝĨŝĐĂƚŝŽŶ͕ ƚŚĞ ŝƚLJ ŽĨ ƵƉĞƌƚŝŶŽ ƐƚĂŶĚĂƌĚ ĐŽŶƐƵůƚĂŶƚ ĂŐƌĞĞŵĞŶƚƐ͕
ŝŶĐůƵĚŝŶŐ ůŝƐƚŝŶŐ ƚŚĞ ŝƚLJ͛Ɛ ,ŽůĚ ,ĂƌŵůĞƐƐ /ŶĚĞŵŶŝƚLJ ƌĞƋƵŝƌĞŵĞŶƚƐ ĂŶĚ ŝŶƐƵƌĂŶĐĞ ĐŽǀĞƌĂŐĞ
ƌĞƋƵŝƌĞŵĞŶƚƐ͘
/ĨLJŽƵŚĂǀĞĂŶLJƋƵĞƐƚŝŽŶƐŽƌƌĞƋƵŝƌĞĂĚĚŝƚŝŽŶĂůŝŶĨŽƌŵĂƚŝŽŶ͕ƉůĞĂƐĞĨĞĞůĨƌĞĞƚŽĐŽŶƚĂĐƚŵĞĂƚLJŽƵƌ
ĐŽŶǀĞŶŝĞŶĐĞ͘/ŵĂLJďĞƌĞĂĐŚĞĚŝŶŵLJŽĨĨŝĐĞĂƚ͗;ϵϮϱͿϰϲϮͲϱϵϱϵďLJŽƌĞŵĂŝůĐƚŽůĞΛϰůĞĂĨŝŶĐ͘ĐŽŵ͘
ZĞƐƉĞĐƚĨƵůůLJƐƵďŵŝƚƚĞĚ͕
ϰ> &͕/ŶĐ͘
ƌĂŝŐdŽůĞdƌĂĐŝĂƚŽŶ
ŝƌĞĐƚŽƌŽĨĞǀĞůŽƉŵĞŶƚ^ĞƌǀŝĐĞƐ WƌŽũĞĐƚDĂŶĂŐĞƌ
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Qualifications to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 1 of 7
Section 2: About the Firm April 2, 2019
^ĞĐƚŝŽŶϮ͗ďŽƵƚƚŚĞ&ŝƌŵ
ϰ> &͕/ŶĐ͘;ϰ> &ͿŝƐĂĂůŝĨŽƌŶŝĂ͟͞ŽƌƉŽƌĂƚŝŽŶƚŚĂƚǁĂƐĞƐƚĂďůŝƐŚĞĚŝŶϭϵϵϵĂŶĚŝŶĐŽƌƉŽƌĂƚĞĚŝŶϮϬϬϭ͘KƵƌ
ĞdžƚĞŶƐŝǀĞƚĞĂŵŽĨĞŶŐŝŶĞĞƌƐĂŶĚŵĂŶĂŐĞƌƐĂƌĞĨƵůůLJĞƋƵŝƉƉĞĚǁŝƚŚƚƌĂŝŶŝŶŐĂŶĚĞdžƉĞƌŝĞŶĐĞƚŚĂƚŚĞůƉŝŶĨŽƌŵƚŚĞ
ƉůĂŶƌĞǀŝĞǁ͕ƉƌŽũĞĐƚŝŶƐƉĞĐƚŝŽŶ͕ĂŶĚŽŶͲĐĂůůŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐƚŚĞLJƉƌŽǀŝĚĞƚŽŵƵŶŝĐŝƉĂůƵŝůĚŝŶŐ͕WƵďůŝĐtŽƌŬƐ͕
ĂŶĚ&ŝƌĞĞƉĂƌƚŵĞŶƚƐ͘tŝƚŚƚŚĞŐŽĂůŽĨƐĞƚƚŝŶŐƚŚĞŝŶĚƵƐƚƌLJƐƚĂŶĚĂƌĚĨŽƌĞdžĐĞůůĞŶƚĐƵƐƚŽŵĞƌƐĞƌǀŝĐĞ͕ϰ> &ŚĂƐ
ŐƌŽǁŶƚŽŶĞĂƌůLJϯϬϬƉĞƌƐŽŶŶĞů;ŝŶĐůƵĚŝŶŐŵŽƌĞƚŚĂŶϭϳϱƵŝůĚŝŶŐ͕&ŝƌĞ͕ĂŶĚWƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŽƌƐĂŶĚWůĂŶ
ZĞǀŝĞǁƐƚĂĨĨͿƚŚƌŽƵŐŚŽƵƚĂůŝĨŽƌŶŝĂ͘ϰ> &ǁŝůůŵĂŶĂŐĞƚŚŝƐĐŽŶƚƌĂĐƚĨƌŽŵŽƵƌWƌŝŶĐŝƉĂůƉůĂĐĞŽĨďƵƐŝŶĞƐƐŝŶ
WůĞĂƐĂŶƚŽŶ͕;ŽƌƉŽƌĂƚĞKĨĨŝĐĞͿ͘dŚĞWƌŝŶĐŝƉĂůƐŚĂǀĞƌĞŵĂŝŶĞĚƚŚĞƐĂŵĞƐŝŶĐĞŽƵƌŝŶĐĞƉƚŝŽŶ͘
WƌŝŶĐŝƉĂůͬDĂŶĂŐĞŵĞŶƚdĞĂŵ͗
ĂLJƌĞĂͲŽƌƉŽƌĂƚĞ^ĂĐƌĂŵĞŶƚŽKĨĨŝĐĞ^ŽƵƚŚĞƌŶĂůŝĨŽƌŶŝĂƌĞĂKĨĨŝĐĞ
ϮϭϮϲZŚĞĞŵƌŝǀĞϴϴϵϲEŽƌƚŚtŝŶĚŝŶŐtĂLJ ϰϲϵϱDĂĐƌƚŚƵƌƚ͕^ƵŝƚĞϭϭϬϬ
WůĞĂƐĂŶƚŽŶ͕ϵϰϱϴϴ&ĂŝƌKĂŬƐ͕ϵϱϲϮϴEĞǁƉŽƌƚĞĂĐŚ͕ϵϮϲϲϬ
tĂƐŚŝŶŐƚŽŶKĨĨŝĐĞEĞǁ ŶŐůĂŶĚKĨĨŝĐĞϰ> &ŽŶƐƵůƚŝŶŐ͕>>
ϭϮϬϭWĂĐŝĨŝĐǀĞŶƵĞ͕^ƵŝƚĞϲϬϬ ϭϯϮĞŶƚƌĂů^ƚƌĞĞƚ͕^ƵŝƚĞϮϭϬ ϭϮϱ ͘ZĞŶŽǀĞ͘^ƵŝƚĞϯ
dĂĐŽŵĂ͕tϵϴϰϬϮ&ŽdžďŽƌŽ͕DϬϮϬϯϱ>ĂƐsĞŐĂƐ͕Esϴϵϭϭϵ
ϰ> &ŵĂŝŶƚĂŝŶƐƚŚĞůĂƌŐĞƐƚĚĂƚĂďĂƐĞŽĨƋƵĂůŝĨŝĞĚƉĞƌƐŽŶŶĞůŽĨǀĂƌŝĞĚƋƵĂůŝĨŝĐĂƚŝŽŶƐ͘KƵƌĐƌĞĚĞŶƚŝĂůƐŝŶĐůƵĚĞ͗
dŝƚůĞηŽĨ^ƚĂĨĨdŝƚůĞηŽĨ^ƚĂĨĨ
/ĞƌƚŝĨŝĞĚWůĂŶƐ džĂŵŝŶĞƌƐϰϬн/ĞƌƚŝĨŝĞĚ/ŶƐƉĞĐƚŽƌƐΘ
/ŶƐƉĞĐƚŽƌƐŽĨZĞĐŽƌĚ
ϭϮϱн
/ĞƌƚŝĨŝĞĚƵŝůĚŝŶŐKĨĨŝĐŝĂůƐϭϴ ZĞŐŝƐƚĞƌĞĚƌĐŚŝƚĞĐƚƐ ϯ
ZĞŐŝƐƚĞƌĞĚ ŶŐŝŶĞĞƌƐ;W ͕^ ͿϮϬ/WĞƌŵŝƚdĞĐŚŶŝĐŝĂŶƐϮϵ
ŽĚĞ ŶĨŽƌĐĞŵĞŶƚ^ƚĂĨĨ;WϴϯϮͿϴ ^Ɖ ϭϬ
ŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞƌƐͬ/ŶƐƉĞĐƚŽƌƐϰϬн&ŝƌĞWůĂŶŚĞĐŬĂŶĚ/ŶƐƉĞĐƚŝŽŶϭϳ
ϰ> &ŚĂƐĂƉƌŽǀĞŶƚƌĂĐŬƌĞĐŽƌĚĨŽƌƌĞǀŝĞǁŝŶŐĂŶĚŝŶƐƉĞĐƚŝŶŐƉƌŽũĞĐƚƐŽĨĂůůƐŝnjĞƐĂŶĚĐŽŵƉůĞdžŝƚŝĞƐŝŶĐůƵĚŝŶŐ͗
DŝdžĞĚͲhƐĞ ^ŝƚĞtŽƌŬ
,ŝŐŚͲWƌŽĨŝůĞdLJƉĞŽŵŵĞƌĐŝĂůŽŶƐƚƌƵĐƚŝŽŶ ZĞĨŝŶĞƌLJ&ĂĐŝůŝƚŝĞƐ
>ĂƌŐĞĂŵƉƵƐĞƐ tĂƚĞƌ&ƌŽŶƚ
^ƚĂĚŝƵŵƐͬƌĞŶĂƐ ,ĞĂůƚŚĂƌĞ&ĂĐŝůŝƚŝĞƐ
ŽŵŵĞƌĐŝĂůKĨĨŝĐĞWĂƌŬƐ dƌĂŶƐƉŽƌƚĂƚŝŽŶ&ĂĐŝůŝƚŝĞƐ
ŝƚLJͬŽƵŶƚLJͲKǁŶĞĚ&ĂĐŝůŝƚŝĞƐ ƐƐĞŶƚŝĂů^ĞƌǀŝĐĞ&ĂĐŝůŝƚŝĞƐ
ŽŵŵĞƌĐŝĂů^ŚŽƉƉŝŶŐĞŶƚĞƌƐ &ŝƌĞZĞĐŽǀĞƌLJ^ĞƌǀŝĐĞƐ
>ĂďŽƌĂƚŽƌŝĞƐ ĞƚĞŶƚŝŽŶͬƌŝŵŝŶĂů:ƵƐƚŝĐĞ&ĂĐŝůŝƚŝĞƐ
&ŝƌĞZĞĐŽǀĞƌLJ ŝŽƚĞĐŚ&ĂĐŝůŝƚŝĞƐ
WƌĞƐŝĚĞŶƚ;WƌŝŶĐŝƉĂůͿ͗<ĞǀŝŶƵŐŐĂŶ
;WͿ ʹ;ϵϮϱͿϰϲϮͲϱϵϱϵ;&Ϳʹ;ϵϮϱͿϰϲϮͲϱϵϱϴ
; Ϳ ʹŬĚƵŐŐĂŶΛϰůĞĂĨŝŶĐ͘ĐŽŵ
sŝĐĞWƌĞƐŝĚĞŶƚ;WƌŝŶĐŝƉĂůͿ͗Ğƌƚ'ƌŽƐƐ͕W͘ ͘
;WͿ ʹ;ϵϭϲͿϵϲϱͲϬϬϭϬ;&Ϳʹ;ϵϮϱͿϰϲϮͲϱϵϱϴ
; Ϳ ʹďŐƌŽƐƐΛϰůĞĂĨŝŶĐ͘ĐŽŵ
sŝĐĞWƌĞƐŝĚĞŶƚ;WƌŝŶĐŝƉĂůͿ͗'ĞŶĞĂƌƌLJ͕W͘ ͘
;WͿ ʹ;ϵϮϱͿϰϲϮͲϱϵϱϵ;&Ϳʹ;ϵϮϱͿϰϲϮͲϱϵϱϴ
; Ϳ ʹŐďĂƌƌLJΛϰůĞĂĨŝŶĐ͘ĐŽŵ
džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ͗ƌĂŝŐdŽůĞ
;Ϳ ʹ;ϵϮϱͿϱϴϬͲϰϬϱϱ;&Ϳʹ;ϵϮϱͿϰϲϮͲϱϵϱϴ
; Ϳ ʹĐƚŽůĞΛϰůĞĂĨŝŶĐ͘ĐŽŵ
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,ŝƐƚŽƌLJDŝƐƐŝŽŶ͕ĂŶĚ^ƚƌƵĐƚƵƌĞŽĨƚŚĞ&ŝƌŵ
ƐĂůŽĐĂůĂŶĚĞdžƉĞƌŝĞŶĐĞĚĨŝƌŵ͕ŽƵƌƉŚŝůŽƐŽƉŚLJŝƐƚŽďƵŝůĚĂĐŽůůĂďŽƌĂƚŝǀĞĞĨĨŽƌƚƚŚĂƚĞŵƉŚĂƐŝnjĞůŝĨĞͲƐĂĨĞƚLJďƵƚ
ǁŽƌŬƐǁŝƚŚĚĞƐŝŐŶƉƌŽĨĞƐƐŝŽŶĂůƐĂŶĚĐŽŶƚƌĂĐƚŽƌƐƚŽŚĞůƉƚŚĞŵŵĞĞƚƚŚĞŝŶƚĞŶĚĞĚĐŽŶƐƚƌƵĐƚŝŽŶƐĐŚĞĚƵůĞ͘ϰ> &
ŚĂƐďĞĞŶƚŚĞŝŶĚƵƐƚƌLJůĞĂĚĞƌŝŶƉƌŽǀŝĚŝŶŐƵŝůĚŝŶŐ͕&ŝƌĞ͕ĂŶĚWƵďůŝĐtŽƌŬƐƐĞƌǀŝĐĞƐƚŽƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞĐůŝĞŶƚƐ
ƚŚƌŽƵŐŚŽƵƚƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘ϰ> &ŚĂƐƉƌŽǀŝĚĞĚƉůĂŶƌĞǀŝĞǁĂŶĚŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌŶƵŵĞƌŽƵƐƉƌŽũĞĐƚƐ
ŝŶĐůƵĚŝŶŐ ŽĨĨŝĐĞ ĐĂŵƉƵƐĞƐ͕ ƉĂƌŬŝŶŐ ŐĂƌĂŐĞƐ͕ ƚƌĂŶƐƉŽƌƚĂƚŝŽŶ ĨĂĐŝůŝƚŝĞƐ͕ ĐŝƚLJͬĐŽƵŶƚLJͲŽǁŶĞĚ ďƵŝůĚŝŶŐƐ͕
ƵŶŝǀĞƌƐŝƚŝĞƐ͕ƉƵďůŝĐƐĐŚŽŽůƐ͕ŚŽƐƉŝƚĂůƐ͕ƐƉŽƌƚƐĂƌĞŶĂƐ͕ŝŶĨƌĂƐƚƌƵĐƚƵƌĞ͕ĞƐƐĞŶƚŝĂůƐĞƌǀŝĐĞĨĂĐŝůŝƚŝĞƐ͕ƐŽůĂƌƉƌŽũĞĐƚƐ͕
ĂŶĚůĂďŽƌĂƚŽƌŝĞƐ͘dŚĞƐĞŝŶĐůƵĚĞĂůůƐĐŽƉĞƐŝŶĐůƵĚŝŶŐďƵŝůĚŝŶŐ͕ĨŝƌĞ͕ĂŶĚƉůĂŶĐŚĞĐŬ͘
ϰ> &͛ƐƐƚĂĨĨŚĂƐĂĚĞƉƚŚŽĨĞdžƉĞƌŝĞŶĐĞŝŶǁŽƌŬŝŶŐǁŝƚŚĂůůƚLJƉĞƐŽĨďƵŝůĚŝŶŐƐƚƌƵĐƚƵƌĞƐĂŶĚŚĂƐƉĞƌĨŽƌŵĞĚ
ŝŶƐƉĞĐƚŝŽŶĂŶĚƉůĂŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐŽŶŵŽƌĞƚŚĂŶΨϯϱďŝůůŝŽŶĚŽůůĂƌƐŝŶĐŽŶƐƚƌƵĐƚŝŽŶĚƵƌŝŶŐƚŚĞƉĂƐƚϮϬLJĞĂƌƐ͘
tĞŚĂǀĞǁŽƌŬĞĚǁŝƚŚƉůĂŶŶŝŶŐĂŶĚďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐŝŶƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶ͕ƌĞŚĂďŝůŝƚĂƚŝŽŶ͕ĂŶĚƌĞƉĂŝƌŽĨďŽƚŚ
ƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞďƵŝůĚŝŶŐƐĂƐǁĞůůǁŽƌŬĞĚǁŝƚŚĚĞƐŝŐŶƌĞǀŝĞǁĂŶĚƉƌĞƐĞƌǀĂƚŝŽŶďŽĂƌĚƐƚŽĚĞƚĞƌŵŝŶĞƚŚĞĚĞƐŝŐŶ
ĐƌŝƚĞƌŝĂĂŶĚĂƐƐŽĐŝĂƚĞĚƉƌŽũĞĐƚƌĞƋƵŝƌĞŵĞŶƚƐŽĨďƵŝůĚŝŶŐŝŵƉƌŽǀĞŵĞŶƚƐ͘/ŶĂĚĚŝƚŝŽŶ͕ŽƵƌƐƚĂĨĨŚĂǀĞƉĞƌĨŽƌŵĞĚ
ŝŶƐƉĞĐƚŝŽŶƐ ĂŶĚ ƉůĂŶ ƌĞǀŝĞǁƐ ĨŽƌ ƉƵďůŝĐ ĂŶĚ ƉƌŝǀĂƚĞ ďƵŝůĚŝŶŐ ƐƚƌƵĐƚƵƌĞƐ ĨŽƌ ĐŽŵƉůŝĂŶĐĞ ǁŝƚŚ ůŝĨĞͲƐĂĨĞƚLJ ĂŶĚ
ŵĞƌŝĐĂŶƐǁŝƚŚŝƐĂďŝůŝƚŝĞƐĐƚ;ͿĂĐĐĞƐƐŝďŝůŝƚLJƌĞƋƵŝƌĞŵĞŶƚƐ͘
^ĞƌǀŝĐĞƐWƌŽǀŝĚĞĚďLJ&ŝƌŵ
ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚΘ&ŝƌĞ
ĞƉĂƌƚŵĞŶƚ^ĞƌǀŝĐĞƐ
ŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚĂŶĚ
WƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŝŽŶ
ŶŐŝŶĞĞƌŝŶŐͬ ŶǀŝƌŽŶŵĞŶƚĂů
^ĞƌǀŝĐĞƐ
x :ƵƌŝƐĚŝĐƚŝŽŶĂů/ŶƐƉĞĐƚŝŽŶƐ͗
9 ZĞƐŝĚĞŶƚŝĂů
9 ŽŵŵĞƌĐŝĂů
x ŽŵƉůĞƚĞƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
^ĞƌǀŝĐĞƐ͗
9 /ͲĞƌƚŝĨŝĞĚƵŝůĚŝŶŐKĨĨŝĐŝĂůƐ
9 /ŶͲ,ŽƵƐĞΘKĨĨͲ^ŝƚĞWůĂŶ
ZĞǀŝĞǁƐ
9 WĞƌŵŝƚdĞĐŚŶŝĐŝĂŶ
x ĂůŝĨŽƌŶŝĂĞƌƚŝĨŝĞĚĐĐĞƐƐŝďŝůŝƚLJ
;^ƉͿ/ŶƐƉĞĐƚŝŽŶƐĂŶĚ^ƵƌǀĞLJƐ
x WƌŽƉĞƌƚLJŽŶĚŝƚŝŽŶ^ƵƌǀĞLJƐ
x ŽĚĞ ŶĨŽƌĐĞŵĞŶƚ
x WůĂŶŶŝŶŐ^ĞƌǀŝĐĞƐ
x /ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ^ĞƌǀŝĐĞƐ
9 ĂůŝĨŽƌŶŝĂŝǀŝƐŝŽŶŽĨ^ƚĂƚĞ
ƌĐŚŝƚĞĐƚ;^Ϳ
9 ĂůŝĨŽƌŶŝĂKĨĨŝĐĞŽĨ^ƚĂƚĞǁŝĚĞ
,ĞĂůƚŚWůĂŶŶŝŶŐΘ
ĞǀĞůŽƉŵĞŶƚ;K^,WͿ
x ŽŶƐƚƌƵĐƚĂďŝůŝƚLJZĞǀŝĞǁƐ
x ĂƐĞůŝŶĞ^ĐŚĞĚƵůĞZĞǀŝĞǁ
x ^ĐŚĞĚƵůĞDĂŶĂŐĞŵĞŶƚ
x dƌĂĨĨŝĐŽŶƚƌŽůDŽŶŝƚŽƌŝŶŐΘ
ŽŵƉůŝĂŶĐĞ
x ^ƚĂŬĞŚŽůĚĞƌŽŽƌĚŝŶĂƚŝŽŶ
x Z&/Θ^ƵďŵŝƚƚĂůZĞǀŝĞǁƐ
x ƵĚŐĞƚdƌĂĐŬŝŶŐΘŽƐƚ ƐƚŝŵĂƚŝŶŐ
x ŚĂŶŐĞKƌĚĞƌEĞŐŽƚŝĂƚŝŶŐ
x ůĂŝŵƐŶĂůLJƐŝƐ
x WƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŝŽŶ
x ŽŶƐƚƌƵĐƚŝŽŶDŽŶŝƚŽƌŝŶŐΘZĞƉŽƌƚŝŶŐ
x WƌŽũĞĐƚDĂŶĂŐĞŵĞŶƚ
x WƌŽũĞĐƚůŽƐĞŽƵƚĂŶĚŽŵŵŝƐƐŝŽŶŝŶŐ
x ŽĐƵŵĞŶƚŽŶƚƌŽů
x WƵďůŝĐKƵƚƌĞĂĐŚ
x &ŝƌĞZĞĐŽǀĞƌLJWƌŽŐƌĂŵDĂŶĂŐĞŵĞŶƚ
x WŚĂƐĞ/Θ// ŶǀŝƌŽŶŵĞŶƚĂů
ƐƐĞƐƐŵĞŶƚƐ
x ^ƚŽƌŵtĂƚĞƌWŽůůƵƚŝŽŶWƌĞǀĞŶƚŝŽŶ
x Z>ĂŶĚZZZĞŵĞĚŝĂů
/ŶǀĞƐƚŝŐĂƚŝŽŶtŽƌŬWůĂŶƐ
x EW ^WĞƌŵŝƚƚŝŶŐĂŶĚŽŵƉůŝĂŶĐĞ
x ŶŐŝŶĞĞƌŝŶŐŽƐƚ ƐƚŝŵĂƚĞƐ
x 'ĞŽƚĞĐŚŶŝĐĂů ŶŐŝŶĞĞƌŝŶŐ
x ^ŽŝůŚĂƌĂĐƚĞƌŝnjĂƚŝŽŶΘtĂƐƚĞ
WƌŽĨŝůŝŶŐ
x ,ĞĂůƚŚΘ^ĂĨĞƚLJWůĂŶƐ
x &ĞĂƐŝďŝůŝƚLJ^ƚƵĚŝĞƐ
x WĞƌŵŝƚƐƐŝƐƚĂŶĐĞ
x KǀĞƌƐĞĞŽŵƉůŝĂŶĐĞǁŝƚŚDŝƚŝŐĂƚŝŽŶ
DĞĂƐƵƌĞƐ
x ^ĞƉƚŝĐ/ŶƐƉĞĐƚŝŽŶƐĂŶĚWůĂŶZĞǀŝĞǁ
&ŝƌŵ͛Ɛ&ŝŶĂŶĐŝĂů^ƚĂďŝůŝƚLJ
ϰ> &ŝƐĂĨŝŶĂŶĐŝĂůůLJͲƐƚĂďůĞĐŽŵƉĂŶLJĂŶĚŵĂŶLJŽĨŽƵƌĐŽŶƚƌĂĐƚƐĂƌĞŵƵůƚŝͲLJĞĂƌ͕ǁŚŝĐŚƉƌŽǀŝĚĞƐĂůĂƌŐĞďĂƐĞĨŽƌ
ƐƚĂďŝůŝƚLJ͕ĂƐŝŐŶŝĨŝĐĂŶƚďĂĐŬůŽŐŽĨĨƵŶĚŝŶŐ͕ĂŶĚƚŚĞƐƵƉƉŽƌƚĨŽƌŵĂŶLJŝŶͲŚŽƵƐĞƌĞƐŽƵƌĐĞƐ͘ƵƌŝŶŐƚŚĞƉĂƐƚϮϬ
LJĞĂƌƐ͕ϰ> &͛ƐƌĞƉƵƚĂƚŝŽŶĨŽƌƚĞĐŚŶŝĐĂůĞdžĐĞůůĞŶĐĞĂŶĚĐŽƌƉŽƌĂƚĞŝŶƚĞŐƌŝƚLJŚĂƐĂůůŽǁĞĚƵƐƚŽŐƌŽǁŽƵƌƐƚĂĨĨĂŶĚ
ĞdžƉĂŶĚŽƵƌƐĞƌǀŝĐĞƐŝŶƚŽŶĞǁĂƌĞĂƐ͘
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džƉĞƌŝĞŶĐĞǁŝƚŚůĂƌŐĞƐƚĂĨĨŝŶŐůĞǀĞůƐǁŝƚŚŝŶĂŵƵŶŝĐŝƉĂůŝƚLJ
ϰ> &ŝƐŽŶĞŽĨƚŚĞŝŶĚƵƐƚƌLJůĞĂĚĞƌƐŽŶůĂƌŐĞƉƌŽŐƌĂŵŵĂŶĂŐĞŵĞŶƚƐĞƌǀŝĐĞƐ͘ϰ> &ŝƐĐƵƌƌĞŶƚůLJƵŶĚĞƌĐŽŶƚƌĂĐƚ
ŝŶŵŽƌĞƚŚĂŶϭϮϬŝƚŝĞƐĂŶĚϭϵŽƵŶƚŝĞƐŝŶĂůŝĨŽƌŶŝĂ͘ϰ> &ŝƐĐƵƌƌĞŶƚůLJǁŽƌŬŝŶŐŽŶŽƌŚĂƐĐŽŵƉůĞƚĞĚƐĞǀĞƌĂů
ďŝůůŝŽŶͲĚŽůůĂƌĐŽŶƐƚƌƵĐƚŝŽŶĞĨĨŽƌƚƐƚŚĂƚƌĞƋƵŝƌĞĂůĂƌŐĞĂŵŽƵŶƚŽĨƉĞƌƐŽŶŶĞůƚŽďĞƐĐĂůĞĚǁŝƚŚĂ͞ĨůĞdžŝďůĞƐƚĂĨĨŝŶŐ
ŵŽĚĞů͘͟
ŝůůŝŽŶŽůůĂƌĞǀĞůŽƉŵĞŶƚ džƉĞƌŝĞŶĐĞ͗
ƉƉůĞĂŵƉƵƐϮ;ƵƉĞƌƚŝŶŽ͕Ϳ͗
dŚŝƐΕΨϲŝůůŝŽŶWƌŽũĞĐƚƌĞĐĞŶƚůLJĐŽŵƉůĞƚĞĚŝŶĞĐĞŵďĞƌŽĨϮϬϭϴĂŶĚƚŽŽŬ
ŶĞĂƌůLJĨŝǀĞLJĞĂƌƐƚŽĐŽŵƉůĞƚĞ͘ϰ> &ƉĞƌĨŽƌŵĞĚƚŚĞĞŶƚŝƌĞƚLJŽĨƚŚĞƵŝůĚŝŶŐ
/ŶƐƉĞĐƚŝŽŶ͕ WƵďůŝĐ tŽƌŬƐ /ŶƐƉĞĐƚŝŽŶ͕ ĂŶĚ WĂƐƐŝǀĞ &ŝƌĞ /ŶƐƉĞĐƚŝŽŶƐ ǁŚŝĐŚ
ŝŶĐůƵĚĞĚŵŽƌĞƚŚĂŶϮϬϬ͕ϬϬϬŝŶƐƉĞĐƚŝŽŶƐ͘dŚĞĐĂŵƉƵƐŝŶĐůƵĚĞĚĂϮ͘ϴDŝůůŝŽŶ
^ƋƵĂƌĞ &ŽŽƚ DĂŝŶ ƵŝůĚŝŶŐ͕ dǁŽ WĂƌŬŝŶŐ ƐƚƌƵĐƚƵƌĞƐ ŽĨ ĂƉƉƌŽdžŝŵĂƚĞůLJ ϭ
DŝůůŝŽŶ ^ƋƵĂƌĞ ĨĞĞƚ͕ dƵŶŶĞů͕ &ŝƚŶĞƐƐ ĞŶƚĞƌ͕ ŽƌƉŽƌĂƚĞ ƵĚŝƚŽƌŝƵŵ͕ ĂŶĚ Ă
ĞŶƚƌĂůhƚŝůŝƚLJWůĂŶƚ͘ϰ> &ǁĂƐĂůƐŽĂǁĂƌĚĞĚƚŚĞϮŶĚƉŚĂƐĞŽĨĐŽŶƐƚƌƵĐƚŝŽŶ
ƚŚĂƚŝŶĐůƵĚĞĚŵŽƌĞƚŚĂŶϭDŝůůŝŽŶƐƋƵĂƌĞĨĞĞƚŽĨZĞƐĞĂƌĐŚĂŶĚĞǀĞůŽƉŵĞŶƚ
ƐƉĂĐĞ͘ƚƚŚĞƉĞĂŬŽĨĐŽŶƐƚƌƵĐƚŝŽŶ͕ϰ> &ŚĂĚϮϯƉĞƌƐŽŶŶĞůƉĞƌĨŽƌŵŝŶŐĂ
ŵƵůƚŝƚƵĚĞŽĨƐĞƌǀŝĐĞƐŝŶĐůƵĚŝŶŐƚŚĞŵĂŶĂŐĞŵĞŶƚŽĨĂůůƉĞƌŵŝƚƚŝŶŐĂĐƚŝǀŝƚŝĞƐ͘
ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌZĞƐŽƌƚ; ǀĞƌĞƚƚ͕DͿ͗
dŚŝƐΕΨϮ͘ϱŝůůŝŽŶWƌŽũĞĐƚŝƐƐĐŚĞĚƵůĞĚƚŽďĞĐŽŵƉůĞƚĞĚŝŶ:ƵŶĞŽĨϮϬϭϵĂŶĚ
ŽƵƌ ƐĞƌǀŝĐĞƐ ůĂƐƚĞĚ ĂƉƉƌŽdžŝŵĂƚĞůLJ ƚŚƌĞĞ LJĞĂƌƐ͘ ϰ> & ƉĞƌĨŽƌŵĞĚƚŚĞ
ĞŶƚŝƌĞƚLJŽĨƚŚĞƉůĂŶƌĞǀŝĞǁĂŶĚďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌƚŚŝƐƉƌŽũĞĐƚ
ƚŚĂƚŝŶĐůƵĚĞƐǁĂƚĞƌĨƌŽŶƚƐƚƌƵĐƚƵƌĞƐĨŽƌďŽĂƚƚƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ĐĂƐŝŶŽĨůŽŽƌ͕Ϯϲ
ƐƚŽƌŝĞƐŽĨƌŽŽŵƐ͕ƌĞƚĂŝů͕ĐŽŶĨĞƌĞŶĐĞƌŽŽŵƐ͕ĂŶĚĂƉĂƌŬŝŶŐƐƚƌƵĐƚƵƌĞ͘
ĞƚǁĞĞŶƚŚĞƉůĂŶƌĞǀŝĞǁĂŶĚŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨ͕ϰ> &ƉƌŽǀŝĚĞĚƵƉƚŽϭϮ
ƉĞƌƐŽŶŶĞůĨŽƌƚŚĞƉƌŽĨĞƐƐŝŽŶĂůƐĞƌǀŝĐĞƐ͘
^ŽŶŽŵĂŽƵŶƚLJ&ŝƌĞZĞĐŽǀĞƌLJ;^ĂŶƚĂZŽƐĂ͕Ϳ͗
dŚŝƐ ΕΨϱ ŝůůŝŽŶ &ŝƌĞ ZĞĐŽǀĞƌLJ ĞĨĨŽƌƚ ŝƐ ƐĐŚĞĚƵůĞĚ ƚŽ ďĞ ĐŽŵƉůĞƚĞĚ ŝŶ
ĞĐĞŵďĞƌŽĨϮϬϮϭ͘&ŽůůŽǁŝŶŐƚŚĞϮϬϭϳŽŵƉůĞdžĨŝƌĞƐ͕ǁŚŝĐŚƐƉƌĞĂĚĂĐƌŽƐƐ
ΕϮϰϱ͕ϬϬϬ ĂĐƌĞƐ ĂŶĚ ƌĞƐƵůƚĞĚ ŝŶ ƚŚĞ ĚĞƐƚƌƵĐƚŝŽŶ ŽĨ ϯ͕ϬϬϬн ƌĞƐŝĚĞŶƚŝĂů
ƐƚƌƵĐƚƵƌĞƐŝŶƵŶŝŶĐŽƌƉŽƌĂƚĞĚ^ŽŶŽŵĂŽƵŶƚLJĂůŽŶĞ͕ƚŚĞŽƵŶƚLJĐŽŶƚƌĂĐƚĞĚ
ǁŝƚŚĂƚŚŝƌĚͲƉĂƌƚLJĨŝƌŵƚŽĞƐƚĂďůŝƐŚĂŶŽŶͲƐŝƚĞĚŝƐĂƐƚĞƌƌĞĐŽǀĞƌLJĐĞŶƚĞƌ͘dŚĞ
ZĞƐŝůŝĞŶĐLJ WĞƌŵŝƚ ĞŶƚĞƌ ;ZWͿ ŽƉĞŶĞĚ ŝŶ &ĞďƌƵĂƌLJ ϮϬϭϴ ĂŶĚ ŝƐ ĐƵƌƌĞŶƚůLJ
ƐƚĂĨĨĞĚĂŶĚŽƉĞƌĂƚĞĚďLJϰ> &͘dŚĞZWŝƐĞdžĐůƵƐŝǀĞůLJĚĞĚŝĐĂƚĞĚƚŽƚŚĞƌĞƐŝĚĞŶƚŝĂůƌĞĐŽŶƐƚƌƵĐƚŝŽŶƉĞƌŵŝƚƚŝŶŐ
ŶĞĞĚƐŽĨƵŶŝŶĐŽƌƉŽƌĂƚĞĚ^ŽŶŽŵĂŽƵŶƚLJ͘dŚĞƌĞĐŽǀĞƌLJĐĞŶƚĞƌƉƌŽǀŝĚĞƐĂĨƵůůƌĂŶŐĞŽĨĚĞǀĞůŽƉŵĞŶƚƐĞƌǀŝĐĞƐƚŽ
ƌĞƐŝĚĞŶƚƐ͕ĐŽŶƚƌĂĐƚŽƌƐ͕ĂŶĚĚĞǀĞůŽƉĞƌƐŝŶ^ŽŶŽŵĂŽƵŶƚLJ͘ϰ> &͛ƐƐŬŝůůĞĚŽŶͲƐŝƚĞƉƌŽũĞĐƚƚĞĂŵĐŽŶƐŝƐƚƐŽĨϭϳн
ƵŝůĚŝŶŐĂŶĚ&ŝƌĞ/ŶƐƉĞĐƚŽƌƐ͕WůĂŶƐ džĂŵŝŶĞƌƐ͕WƌŽũĞĐƚĚŵŝŶŝƐƚƌĂƚŝŽŶ^ƚĂĨĨ͕ĂŶĚĂŶ ŶŐŝŶĞĞƌŝŶŐƚĞĂŵ͘
ŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ͕WƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ;ZĞĚǁŽŽĚŝƚLJ͕Ϳ͗
dŚŝƐΨϭŝůůŝŽŶŽŶƐƚƌƵĐƚŝŽŶĞĨĨŽƌƚǁŝůůƐƉĂŶŽǀĞƌĨŝǀĞLJĞĂƌƐ͘ϰ> &ŝƐƌĞƐƉŽŶƐŝďůĞ
ĨŽƌƚŚĞƉůĂŶĐŚĞĐŬĂŶĚŝŶƐƉĞĐƚŝŽŶƐĨŽƌďƵŝůĚŝŶŐĂŶĚĨŝƌĞĨŽƌƚŚĞŽƵŶƚLJŽĨ^ĂŶ
DĂƚĞŽ͛Ɛ WƌŽũĞĐƚ ĞǀĞůŽƉŵĞŶƚ hŶŝƚ ƉƌŽũĞĐƚƐ͘ dŚĞƐĞ ϭϴ ƉƌŽũĞĐƚƐ ŝŶĐůƵĚĞ Ă
DĞĚŝĐĂů ĞŶƚĞƌ͕ &ŝƌĞ ^ƚĂƚŝŽŶƐ͕ ZĞŐŝŽŶĂů KƉĞƌĂƚŝŽŶƐ ĞŶƚĞƌ͕ ŶŝŵĂů ^ŚĞůƚĞƌ͕
WĂƌŬŝŶŐ ^ƚƌƵĐƚƵƌĞƐ͕ ĂŶĚ ƐĞǀĞƌĂů ŽƚŚĞƌ ŽƵŶƚLJ ŽǁŶĞĚ ĨĂĐŝůŝƚŝĞƐ͘ϰ> &ŝƐ
ĐƵƌƌĞŶƚůLJƉƌŽǀŝĚŝŶŐŝŶĚĞƉƚŚƌĞǀŝĞǁǁŝƚŚĂůůŽĨƚŚĞĚĞƐŝŐŶƚĞĂŵƐďLJƵƚŝůŝnjŝŶŐ
ƉĂŐĞͲƚƵƌŶŝŶŐƐĞƐƐŝŽŶƐƚŽŵŝŶŝŵŝnjĞƚŚĞůĞŶŐƚŚŽĨƚŚĞƌĞǀŝĞǁƐ͘ůƐŽ͕ŽƵƌƚĂƐŬͲ
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Qualifications to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 4 of 7
Section 2: About the Firm April 2, 2019
ŽƌĚĞƌŝŶƐƉĞĐƚŝŽŶĂƉƉƌŽĂĐŚŚĂƐĂůůŽǁĞĚĨŽƌĂĐŽƐƚͲĞĨĨŝĐŝĞŶƚŝŶƐƉĞĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚƚŚĂƚĂůůŽǁƐŽƵƌƉĞƌƐŽŶŶĞůƚŽ
ĐŽǀĞƌĂůĂƌŐĞĂŵŽƵŶƚŽĨƉƌŽũĞĐƚƐǁŚŝůĞƌĞŵĂŝŶŝŶŐďƵĚŐĞƚĐŽŶƐĐŝŽƵƐĨŽƌƚŚĞŽƵŶƚLJ͘
ŝƚLJŽĨWĂůŽůƚŽ;WĂůŽůƚŽ͕Ϳ͗
ϰ> &ŝƐƚŚĞƉƌĞŵŝĞƌƉƌŽǀŝĚĞƌŽĨĐŽŶƐƵůƚĂŶƚƐĞƌǀŝĐĞƐƚŽƚŚĞŝƚLJŽĨWĂůŽůƚŽ͘
^ŝŶĐĞϮϬϬϳ͕ϰ> &ŚĂƐƉƌŽǀŝĚĞĚĂƚĞĂŵŽĨŽŶͲƐŝƚĞƉůĂŶƐĞdžĂŵŝŶĞƌƐ͕ĞŶŐŝŶĞĞƌƐ͕
ďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶ͕ƉĞƌŵŝƚƚĞĐŚŶŝĐŝĂŶƐ͕ƉƵďůŝĐǁŽƌŬƐƚĞĐŚŶŝĐŝĂŶƐ͕ĂŶĚŝŶƚĞƌŝŵ
ƵŝůĚŝŶŐKĨĨŝĐŝĂůƐ͘ϰ> &ĐƵƌƌĞŶƚůLJŚĂƐϭϯƉĞƌƐŽŶŶĞůĂƚƚŚĞŝƚLJŽĨWĂůŽůƚŽ
ĂŶĚŝŶŽƵƌĐŽŵƉĂŶLJŚŝƐƚŽƌLJǁĞŚĂǀĞĐŽŵƉůĞƚĞĚƐƵĐŚƉƌŽũĞĐƚƐĨŽƌƉůĂŶĐŚĞĐŬ
ĂŶĚŝŶƐƉĞĐƚŝŽŶŝŶĐůƵĚŝŶŐΨϭ͘ϯŝůůŝŽŶsDtĂƌĞĂŵƉƵƐ͕ΨϯϱϬDŝůůŝŽŶdĂƵďĞͲ
<ŽƌĞƚĂŵƉƵƐĨŽƌ:ĞǁŝƐŚ>ŝǀŝŶŐ͕ĂŶĚƚŚĞDŝƚĐŚĞůůWĂƌŬ>ŝďƌĂƌLJĂŶĚŽŵŵƵŶŝƚLJ
ĞŶƚĞƌ͘ϰ> &ǁĂƐĂůƐŽŝŶƐƚƌƵŵĞŶƚĂůŝŶŚĞůƉŝŶŐƚŚĞŝƚLJďĞĐŽŵĞŽŶĞŽĨŽŶůLJĞŝŐŚƚĐŝƚŝĞƐŝŶƚŚĞEĂƚŝŽŶƚŽƌĞĐĞŝǀĞ
ĂŶ/^KϭZĂŶŬŝŶŐ͘
ŝƚLJŽĨƵďůŝŶ;ƵďůŝŶ͕Ϳ͗
ϰ> &ŚĂƐďĞĞŶƉƌŽǀŝĚŝŶŐƚŚĞŝƚLJŽĨƵďůŝŶǁŝƚŚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶƉĞƌƐŽŶŶĞů
ƐŝŶĐĞϮϬϬϭ͘^ŝŶĐĞϮϬϬϯ͕ϰ> &ŚĂƐƉĞƌĨŽƌŵĞĚĞǀĞƌLJďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶŝŶƚŚĞŝƚLJ
ŽĨ ƵďůŝŶ ŝŶĐůƵĚŝŶŐ ĂƉŝƚĂů /ŵƉƌŽǀĞŵĞŶƚ WƌŽũĞĐƚƐ͕ DƵůƚŝͲĨĂŵŝůLJ͕ŵŝdžĞĚͲƵƐĞ
ĚĞǀĞůŽƉŵĞŶƚƐ͕ ƐŝŶŐůĞ ĨĂŵŝůLJ͕ ĂŶĚ ĐŽŵŵĞƌĐŝĂů ƉƌŽũĞĐƚƐ͘ ƚ ŽƵƌ ƉĞĂŬ͕ ϰ> &
ƉƌŽǀŝĚĞĚϭϰƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐĂŶĚǁĞĐƵƌƌĞŶƚůLJŚĂǀĞŶŝŶĞŝŶƐƉĞĐƚŽƌƐŽŶƐƚĂĨĨĂƚ
ƚŚĞŝƚLJ͘
ĂůŝĨŽƌŶŝĂĞƉĂƌƚŵĞŶƚŽĨWĂƌŬƐĂŶĚZĞĐƌĞĂƚŝŽŶ;^ĂĐƌĂŵĞŶƚŽ͕Ϳ͗
ϰ> &ĐƵƌƌĞŶƚůLJƉƌŽǀŝĚĞƐĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚĂŶĚŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌ
ƚŚŝƐƐƚĂƚĞǁŝĚĞKŶͲĐĂůůĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚƐĞƌǀŝĐĞƐĐŽŶƚƌĂĐƚ͘ϰ> &ŚĂƐ
ƉƌŽǀŝĚĞĚ ĐŽŶƐƚƌƵĐƚŝŽŶ ŵĂŶĂŐĞŵĞŶƚ ĂŶĚͬŽƌ ŝŶƐƉĞĐƚŝŽŶ ƐĞƌǀŝĐĞƐ ĨŽƌ ŶĞĂƌůLJ ϯϬϬ
ƉƌŽũĞĐƚƐĨŽƌĂůŝĨŽƌŶŝĂWZŽǀĞƌƚŚĞůĂƐƚϭϯLJĞĂƌƐ͘KƵƌƐƚĂĨĨƉĞƌĨŽƌŵƐĐŽŶƚƌĂĐƚŽƌ
ŽǀĞƌƐŝŐŚƚ͕ ŽŶͲƐŝƚĞ ĂĚŵŝŶŝƐƚƌĂƚŝŽŶ͖ ĐŽƐƚ ĞƐƚŝŵĂƚŝŶŐ ĂŶĚ ƉůĂŶŶŝŶŐ͕ ƌĞǀŝĞǁƐ ĚĂŝůLJ
ƌĞƉŽƌƚƐ͖ ĚĞǀĞůŽƉƐ ĐŽŶƚƌĂĐƚŽƌ ƉƌŽŐƌĞƐƐ ƉĂLJŵĞŶƚƐ͖ ƚƌĂĐŬƐ ďŝĚ ŝƚĞŵ ƋƵĂŶƚŝƚŝĞƐ͖
ƉĞƌĨŽƌŵƐ ďĂƐĞůŝŶĞ ƐĐŚĞĚƵůĞ ƌĞǀŝĞǁƐ͖ ǁĞ ĂůƐŽ ĐŽŽƌĚŝŶĂƚĞ ĂĐƚŝǀŝƚŝĞƐ ďĞƚǁĞĞŶ
ǀĂƌŝŽƵƐƉƌŽũĞĐƚƐƚĂŬĞŚŽůĚĞƌƐ͖ŵŽŶŝƚŽƌƐƚŚĞĐŽŶƚƌĂĐƚŽƌ͛ƐĐŽŵƉůŝĂŶĐĞǁŝƚŚƉƌŽũĞĐƚ
ĐŽŶƚƌĂĐƚĂŶĚƉƌŽũĞĐƚƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͖ƌĞǀŝĞǁƐƐƵďŵŝƚƚĂůƐ͕ƐƵƉƉůĞŵĞŶƚƐ͕ĂŶĚZ&/͛Ɛ͖
ŵĂŝŶƚĂŝŶƐĚĞƚĂŝůĞĚǁƌŝƚƚĞŶĂŶĚƉŚŽƚŽƌĞĐŽƌĚƐŽĨƚŚĞƐŝƚĞĂĐƚŝǀŝƚŝĞƐ͖ĂŶĚƚƌĂĐŬƐ
ĞƋƵŝƉŵĞŶƚĂŶĚŵĂŶƉŽǁĞƌ͘
dŽǁŶŽĨWĂƌĂĚŝƐĞ&ŝƌĞZĞĐŽǀĞƌLJ^ĞƌǀŝĐĞƐ;WĂƌĂĚŝƐĞ͕Ϳ
ϰ> &ǁĂƐũƵƐƚƐĞůĞĐƚĞĚƚŽƉĞƌĨŽƌŵƚŚĞ&ŝƌĞZĞĐŽǀĞƌLJWƌŽŐƌĂŵ^ĞƌǀŝĐĞƐƚŽŝŶĐůƵĚĞ
WĞƌŵŝƚƚŝŶŐ͕WůĂŶZĞǀŝĞǁ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶƐ͕WƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŝŽŶƐ͕WůĂŶŶŝŶŐ͕
ŽĚĞ ŶĨŽƌĐĞŵĞŶƚ͕ĞďƌŝƐZĞŵŽǀĂůDĂŶĂŐĞŵĞŶƚƐ͕WƵďůŝĐKƵƚƌĞĂĐŚ͕ĞƚĐ͘ĨŽƌƚŚĞ
Ψϵ͘ϱŝůůŝŽŶƌĞďƵŝůĚƐĞƚƚŽƚĂŬĞƉůĂĐĞŽǀĞƌƚŚĞŶĞdžƚƚĞŶLJĞĂƌƐ͘
ĐŽͲZĞƐŽƌƚ;^ĂŶĚŝƚLJ͕Ϳ
ϰ> &ǁĂƐũƵƐƚƐĞůĞĐƚĞĚƚŽƉĞƌĨŽƌŵWůĂŶZĞǀŝĞǁĂŶĚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ
ĨŽƌĂŶ ĐŽZĞƐŽƌƚƉƌŽũĞĐƚŝŶ^ĂŶĚŝƚLJĐŽŶƐŝƐƚŝŶŐŽĨĂŵŝdžĞĚƵƐĞ;ƌĞƐŝĚĞŶƚŝĂů
ĂŶĚĐŽŵŵĞƌĐŝĂůͿĚĞǀĞůŽƉŵĞŶƚƉƌŽũĞĐƚŽŶĂŶĂƉƉƌŽdžŝŵĂƚĞϭϬ͘ϲϰĂĐƌĞƐŝƚĞƚŚĂƚ
ŝŶĐůƵĚĞƐϯϱϲŵƵůƚŝͲĨĂŵŝůLJƌĞƐŝĚĞŶƚŝĂůƵŶŝƚƐ͕ϮϭϲŚŽƚĞůƵŶŝƚƐ͕ĂŶĚĂƌĞƐƚĂƵƌĂŶƚ͘
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ůŝĞŶƚ>ŝƐƚ
ŝƚLJŽĨƌƌŽLJŽ'ƌĂŶĚĞ ŝƚLJŽĨ,ĂLJǁĂƌĚŝƚLJŽĨZĂŶĐŚŽŽƌĚŽǀĂ ŝƚLJŽĨdƵůĂƌĞ
ŝƚLJŽĨĞŶŝĐŝĂdŽǁŶŽĨ,ĞĂůĚƐďƵƌŐ ŝƚLJŽĨZŝĐŚŵŽŶĚ ŝƚLJŽĨhŬŝĂŚ
ŝƚLJŽĨĞƌŬĞůĞLJ dŽǁŶŽĨ,ŝůůƐďŽƌŽƵŐŚ ŝƚLJŽĨZŝŽsŝƐƚĂŝƚLJŽĨhŶŝŽŶŝƚLJ
ŝƚLJŽĨƌĞŶƚǁŽŽĚ ŝƚLJŽĨ,ŽůůŝƐƚĞƌŝƚLJŽĨZŝǀĞƌďĂŶŬ ŝƚLJŽĨsĂůůĞũŽ
ŝƚLJŽĨƵƌůŝŶŐĂŵĞ ŝƚLJŽĨ>ĂĨĂLJĞƚƚĞŝƚLJŽĨZŽĐŬůŝŶŝƚLJŽĨtĂůŶƵƚƌĞĞŬ
dŽǁŶŽĨĂƉŝƚŽůĂ ŝƚLJŽĨ>ĂƚŚƌŽƉŝƚLJŽĨZŽŚŶĞƌƚWĂƌŬ ŝƚLJŽĨtĂƚƐŽŶǀŝůůĞ
ŝƚLJŽĨĂƌŵĞůͲLJͲƚŚĞͲ^ĞĂ ŝƚLJŽĨ>ŝǀĞƌŵŽƌĞŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽŝƚLJŽĨt͘^ĂĐƌĂŵĞŶƚŽ
ŝƚLJŽĨŝƚƌƵƐ,ĞŝŐŚƚƐ ŝƚLJŽĨ>ŽĚŝŝƚLJŽĨ^ĂůŝŶĂƐŝƚLJŽĨtŚŝƚƚŝĞƌ
ŝƚLJŽĨŽŶĐŽƌĚdŽǁŶŽĨ>ŽƐ'ĂƚŽƐ ŝƚLJŽĨ^ĂŶ:ŽƐĞŝƚLJŽĨtŝŶƚĞƌƐ
dŽǁŶŽĨŽƌƚĞDĂĚĞƌĂ ŝƚLJŽĨDĂƌƚŝŶĞnjŝƚLJŽĨ^ĂŶ:ƵĂŶĂƵƚŝƐƚĂ ŽĂƐƚƐŝĚĞ&ŝƌĞŝƐƚƌŝĐƚ
ŝƚLJŽĨƵƉĞƌƚŝŶŽŝƚLJŽĨDĞŶůŽWĂƌŬ ŝƚLJŽĨ^ĂŶ>ĞĂŶĚƌŽ ŽŶƚƌĂŽƐƚĂ^ĂŶŝƚĂƌLJ
ŝƚLJŽĨĂůLJŝƚLJ ŝƚLJŽĨDŽĚĞƐƚŽŝƚLJŽĨ^ĂŶDĂƌĐŽƐ ĂůWŽůLJhŶŝǀĞƌƐŝƚLJ
ŝƚLJŽĨĂǀŝƐŝƚLJŽĨDŽŶƚĞƌĞLJŝƚLJŽĨ^ĂŶDĂƚĞŽ >W&
ŝƚLJŽĨƵďůŝŶŝƚLJŽĨEĂƉĂŝƚLJŽĨ^ĂŶWĂďůŽ DĞŶůŽ&W
ŝƚLJŽĨ ĂƐƚWĂůŽůƚŽ ŝƚLJŽĨEĞǀĂĚĂŝƚLJ ŝƚLJŽĨ^ĂŶZĂŵŽŶ ^ĂĐ^ƚĂƚĞhŶŝǀĞƌƐŝƚLJ
ŝƚLJŽĨ ůĞƌƌŝƚŽ ŝƚLJŽĨEĞǁĂƌŬŝƚLJŽĨ^ĂŶƚĂƌƵnj ^ĂŶ:ŽƐĞ^ƚĂƚĞ
ŝƚLJŽĨ ůŬ'ƌŽǀĞ ŝƚLJŽĨKĂŬůĂŶĚŝƚLJŽĨ^ĂŶƚĂZŽƐĂ ^Dh
ŝƚLJŽĨ ŵĞƌLJǀŝůůĞ ŝƚLJŽĨWĂĐŝĨŝĐĂŝƚLJŽĨ^ĂƌĂƚŽŐĂ^ƚĂƚĞWĂƌŬƐ;^ƚĂƚĞͿ
ŝƚLJŽĨ&ŽŶƚĂŶĂŝƚLJŽĨWĂůŽůƚŽŝƚLJŽĨ^ŽƵƚŚ>ĂŬĞdĂŚŽĞ h^&
ŝƚLJŽĨ&ƌĞŵŽŶƚ ŝƚLJŽĨWĂƐŽZŽďůĞƐ ŝƚLJŽĨ^ƚŽĐŬƚŽŶ^ĂŶ&ƌĂŶĐŝƐĐŽ^ƚĂƚĞ
ŝƚLJŽĨ'ĂůƚŝƚLJŽĨWŝŶŽůĞŝƚLJŽĨ^ƵŶŶLJǀĂůĞ Ăů^ƚĂƚĞDŽŶƚĞƌĞLJ
ŝƚLJŽĨ'ŝůƌŽLJŝƚLJŽĨWŝƚƚƐďƵƌŐdŽǁŶŽĨdŝďƵƌŽŶ ŝƚLJŽĨƚĂƐĐĂĚĞƌŽ
ŝƚLJŽĨ'ŽŶnjĂůĞƐ ŝƚLJŽĨWůĞĂƐĂŶƚŽŶŝƚLJŽĨdƌĂĐLJdŽǁŶŽĨ>ĂƌŬƐƉƵƌ
ŝƚLJŽĨ,ĂůĨDŽŽŶĂLJ ŝƚLJŽĨZĞĞĚůĞLJdŽǁŶŽĨdƌƵĐŬĞĞ KĂŬůĂŶĚ&ŝƌĞ
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ůŝĞŶƚ>ŝƐƚ; džƉĞƌŝĞŶĐĞǁŝƚŚĂůŝĨŽƌŶŝĂŽƵŶƚŝĞƐͿ
ϰ> &ŝƐĐƵƌƌĞŶƚůLJǁŽƌŬŝŶŐŝŶϭϵŽĨƚŚĞϱϴŽƵŶƚŝĞƐŝŶĂůŝĨŽƌŶŝĂ͘ϰ> &ŝƐŽĨƚĞŶĐŚŽƐĞŶďĞĐĂƵƐĞŽĨŽƵƌůĂƌŐĞĂŶĚ
ĚŝǀĞƌƐĞƐƚĂĨĨĂŶĚŽƵƌĞdžƉĞƌŝĞŶĐĞŝŶƵŶĚĞƌƐƚĂŶĚŝŶŐƚŚĞĐŚĂůůĞŶŐĞƐƚŚĂƚĨĂĐĞŽƵŶƚŝĞƐ͕ŝŶĐůƵĚŝŶŐĐŽǀĞƌĂŐĞŽĨůĂƌŐĞ
ĂŶĚĚŝǀĞƌƐĞĂƌĞĂƐ͕ĞŶĨŽƌĐĞŵĞŶƚŽĨĐŽĚĞƐŝŶƌƵƌĂůĂƌĞĂƐ͕&ŝƌĞZĞĐŽǀĞƌLJ͕ĂŶĚƚŚĞŶĞǁĐŚĂůůĞŶŐĞƐƐƵĐŚĂƐDĂƌŝũƵĂŶĂ
ĞŶĨŽƌĐĞŵĞŶƚ;DD:͛ƐͿ͕DĞĂƐƵƌĞ&ƵŶĚĞĚWƌŽũĞĐƚƐ͕ĂŶĚŽƵŶƚLJŽǁŶĞĚƉƌŽƉĞƌƚLJ͘KƵƌĐƵƌƌĞŶƚĐůŝĞŶƚĞůĞŝŶĐůƵĚĞƐ͗
ŽƵŶƚLJŽĨůĂŵĞĚĂŽƵŶƚLJŽĨĂůĂǀĞƌĂƐŽƵŶƚLJŽĨDĞŶĚŽĐŝŶŽ
ŽƵŶƚLJŽĨDĞƌĐĞĚŽƵŶƚLJŽĨEĞǀĂĚĂŽƵŶƚLJŽĨWůĂĐĞƌ
ŽƵŶƚLJŽĨ^ĂĐƌĂŵĞŶƚŽŽƵŶƚLJŽĨ^ĂŶĞŶŝƚŽŽƵŶƚLJŽĨ^ĂŶ:ŽĂƋƵŝŶ
ŽƵŶƚLJŽĨ^ĂŶ>ƵŝƐKďŝƐƉŽ ŽƵŶƚLJŽĨ^ĂŶ&ƌĂŶĐŝƐĐŽŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ
ŽƵŶƚLJŽĨ^ĂŶƚĂůĂƌĂŽƵŶƚLJŽĨ^ŽŶŽŵĂŽƵŶƚLJŽĨ^ƚĂŶŝƐůĂƵƐ
ŽƵŶƚLJŽĨ^ƵƚƚĞƌŽƵŶƚLJŽĨdƵŽůƵŵŶĞŽƵŶƚLJŽĨsĞŶƚƵƌĂ
ŽƵŶƚLJŽĨzŽůŽ
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Section 3: Scope of Services for the Project April 2, 2019
^ĞĐƚŝŽŶϯ͗^ĐŽƉĞŽĨ^ĞƌǀŝĐĞƐĨŽƌƚŚĞWƌŽũĞĐƚ
tĞƵŶĚĞƌƐƚĂŶĚƚŚĞƐĐŽƉĞŽĨƐĞƌǀŝĐĞƐĨŽƌƚŚĞƉƌŽũĞĐƚƚŽŝŶĐůƵĚĞWůĂŶ
ZĞǀŝĞǁ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ͕ĂŶĚWƵďůŝĐtŽƌŬƐŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŝŽŶ
^ĞƌǀŝĐĞƐĨŽƌĂƉƉƌŽdžŝŵĂƚĞůLJϰϯϬ͕ϵϯϵƐƋƵĂƌĞĨĞĞƚŽĨŶĞǁƌĞƚĂŝůĂůŽŶŐǁŝƚŚ
Ϯ͕ϰϬϮƌĞƐŝĚĞŶƚŝĂůƵŶŝƚƐĂŶĚϭ͕ϵϴϭ͕ϰϰϳƐƋƵĂƌĞĨĞĞƚŽĨŽĨĨŝĐĞǁŝƚŚĞůĞǀĞŶ
;ϭϭͿ ϮϮͲƐƚŽƌLJ ŵŝdžĞĚͲƵƐĞ ŚŝŐŚͲƌŝƐĞ ďƵŝůĚŝŶŐƐ ĐŽŶŶĞĐƚĞĚ ďLJ Ă ϯϬͲĂĐƌĞ
ŐƌĞĞŶƌŽŽĨƐƉĂŶŶŝŶŐƚŚĞŵĂũŽƌŝƚLJŽĨƚŚĞsĂůůĐŽƉƌŽƉĞƌƚLJ͘
ƉƌŽũĞĐƚŽĨƚŚŝƐŵĂŐŶŝƚƵĚĞĂŶĚĐŽŵƉůĞdžŝƚLJĚŽĞƐŶŽƚƐƚĂƌƚƚŚĞĚĂLJŐƌĂĚŝŶŐďĞŐŝŶƐ͕ƌĂƚŚĞƌŝƚƚĂŬĞƐŵĂŶLJƐƚĞƉƐŽĨ
ƉůĂŶŶŝŶŐ͕ĐŽŽƌĚŝŶĂƚŝŽŶ͕ĂŶĚƌĞůĂƚŝŽŶƐŚŝƉďƵŝůĚŝŶŐƚŽĞŶƐƵƌĞĂůů ƐƚĂŬĞŚŽůĚĞƌƐŝŶǀŽůǀĞĚĂƌĞǁŽƌŬŝŶŐƚŽǁĂƌĚƐĂ
ĐŽŵŵŽŶŐŽĂů͘
ϰ> &ŚĂƐĂŶŝŶƚŝŵĂƚĞůĞǀĞůŽĨĞdžŝƐƚŝŶŐŬŶŽǁůĞĚŐĞǁŽƌŬŝŶŐǁŝƚŚƚŚĞŝƚLJŽŶĂƉƌŽũĞĐƚŽĨƚŚŝƐŵĂŐŶŝƚƵĚĞĂŶĚǁĞ
ĂƌĞĂďůĞƚŽƉƌŽǀŝĚĞƚŚĞůĞǀĞůŽĨĞĨĨŽƌƚĂŶĚƐŬŝůůĞĚƐƚĂĨĨŝŶŐƌĞƋƵŝƌĞĚƚŽĐŽŵƉůĞƚĞƚŚŝƐũŽďĂƐƌĞƋƵŝƌĞĚďLJƚŚĞ
ĐŽŶƐƚƌƵĐƚŝŽŶƐĐŚĞĚƵůĞ͘
WƌŽŐƌĂŵ džƉĞƌŝĞŶĐĞĨŽƌ>ĂƌŐĞĞǀĞůŽƉŵĞŶƚƐ
ϰ> & ŚĂƐ ĂŶ ĞƐƚĂďůŝƐŚĞĚ ĂŶĚ ĞĨĨĞĐƚŝǀĞ YƵĂůŝƚLJ ƐƐƵƌĂŶĐĞ WƌŽŐƌĂŵ ĨŽƌ ĞǀĞůŽƉĞƌͲĨƵŶĚĞĚ ĂŶĚ ŚŝŐŚͲƉƌŽĨŝůĞ
ƉƌŽũĞĐƚƐ͘ ϰ> & ƉůĂŶ ƌĞǀŝĞǁƐ ĂƉƉƌŽdžŝŵĂƚĞůLJ ϭϬ͕ϬϬϬ ƉůĂŶƐ ĞĂĐŚ LJĞĂƌ ĂŶĚ ŚĂƐ ƚŚĞ ĚĞƉƚŚ ŽĨ ĞdžƉĞƌŝĞŶĐĞ ŝŶ
ƉƌŽǀŝĚŝŶŐƉůĂŶƌĞǀŝĞǁƐ;ŝŶĐůƵĚŝŶŐĨŝƌĞƌĞǀŝĞǁͿĂŶĚƚŚĞƉĞƌĨŽƌŵĂŶĐĞŽĨŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐ;ƵŝůĚŝŶŐĂŶĚWƵďůŝĐ
tŽƌŬƐͿ ƚŽ ƚŚŽƐĞ ǀĞƌLJ ƐĂŵĞ ĐůŝĞŶƚĞůĞƐ͘ ϰ> & ŚĂƐ ŝŵƉůĞŵĞŶƚĞĚ ŽƵƌ YƵĂůŝƚLJ ƐƐƵƌĂŶĐĞ WƌŽŐƌĂŵ ǁŝƚŚ ƚŚĞ
ƌĞƐƉĞĐƚŝǀĞŵƵŶŝĐŝƉĂůŝƚŝĞƐŽŶƐĞǀĞƌĂůŚŝŐŚͲƉƌŽĨŝůĞ;ŵĂŶLJĞǀĞůŽƉĞƌĨƵŶĚĞĚͿŝŶƐƉĞĐƚŝŽŶƉƌŽũĞĐƚƐ͕ŝŶĐůƵĚŝŶŐ͗
ͻ ƉƉůĞĂŵƉƵƐϮͲƵƉĞƌƚŝŶŽ͕
ͻ ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌtĂƚĞƌĨƌŽŶƚZĞƐŽƌƚʹ ǀĞƌĞƚƚ͕D
ͻ sDǁĂƌĞʹWĂůŽůƚŽ͕
ͻ dĂƵďĞͲ<ŽƌĞƚĂŵƉƵƐĨŽƌ:ĞǁŝƐŚ>ŝǀŝŶŐʹWĂůŽůƚŽ͕
ͻ DĂŝŶ^ƚƌĞĞƚƵƉĞƌƚŝŶŽ͕ƵƉĞƌƚŝŶŽ͕
ͻ WƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ͕ŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ
ͻ ^ŽŶŽŵĂŽƵŶƚLJ&ŝƌĞZĞĐŽǀĞƌLJWƌŽŐƌĂŵ͕^ĂŶƚĂZŽƐĂ͕
ͻ ĂůŝĨŽƌŶŝĂĞƉĂƌƚŵĞŶƚŽĨWĂƌŬƐĂŶĚZĞĐƌĞĂƚŝŽŶ͕^ƚĂƚĞǁŝĚĞ
ͻ dŽǁŶŽĨWĂƌĂĚŝƐĞ&ŝƌĞZĞĐŽǀĞƌLJWƌŽŐƌĂŵ͕WĂƌĂĚŝƐĞ͕;ZĞĐĞŶƚůLJǁĂƌĚĞĚͿ
ͻ ĐŽͲZĞƐŽƌƚ͕^ĂŶĚŝƚLJ͕;ZĞĐĞŶƚůLJǁĂƌĚĞĚͿ
YƵĂůŝƚLJƐƐƵƌĂŶĐĞWƌŽŐƌĂŵ
ϰ> &͛ƐYƵĂůŝƚLJƐƐƵƌĂŶĐĞWƌŽŐƌĂŵĂƐŝŵƉůĞŵĞŶƚĞĚǁŝƚŚƐŝŵŝůĂƌĐůŝĞŶƚĞůĞŝƐĂƐĨŽůůŽǁƐ͗
^ŝŶĐĞ ŽƵƌ ŝŶĐĞƉƚŝŽŶ͕ ϰ> & ŚĂƐ ĞdžĐĞůůĞĚ ŝŶ ƉƌŽǀŝĚŝŶŐ ƉůĂŶ ƌĞǀŝĞǁ͕ ĐŽŶƐƚƌƵĐƚŝŽŶ
ŵĂŶĂŐĞŵĞŶƚ͕ĂŶĚŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐƚŽŵŽƌĞƚŚĂŶϮϬϬŵƵŶŝĐŝƉĂůĐůŝĞŶƚƐŝŶĐůƵĚŝŶŐ
ƉƌŝǀĂƚĞ ĞŶƚŝƚŝĞƐ͕ ĐŝƚŝĞƐ͕ ĐŽƵŶƚŝĞƐ͕ ƐƚĂƚĞ͕ ĂŶĚ &ĞĚĞƌĂů ĂŐĞŶĐŝĞƐ͘ ,ĂǀŝŶŐ ǁŽƌŬĞĚ ǁŝƚŚ
ŵĂŶLJƉƵďůŝĐĂŐĞŶĐŝĞƐ͕ǁĞŬŶŽǁŚŽǁƚŽĂĐĐŽŵƉůŝƐŚƚŚĞƌŽůĞƐŽĨƉůĂŶƐ ĞdžĂŵŝŶĞƌ͕
ĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞƌ͕/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ͕ĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶŝŶƐƉĞĐƚŽƌŽŶƉƌŽũĞĐƚƐŽĨ
ĂůůƐŝnjĞƐ͕ĚƵƌĂƚŝŽŶƐ͕ĂŶĚĐŽŵƉůĞdžŝƚŝĞƐĨƌŽŵĐŽŶĐĞƉƚŝŽŶƚŽĐŽŵƉůĞƚŝŽŶ͘tĞƌĞĂůŝnjĞŝƚ͛Ɛ
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Section 3: Scope of Services for the Project April 2, 2019
ŶŽƚĂŶĞĂƐLJƚĂƐŬ͕ƉƌŽĐĞĚƵƌĞƐŵƵƐƚďĞĨŽůůŽǁĞĚ͕ĂŶĚĚŽĐƵŵĞŶƚĂƚŝŽŶŵƵƐƚďĞŵĂŝŶƚĂŝŶĞĚŝŶŽƌĚĞƌƚŽƉƌŽƉĞƌůLJ
ĐůŽƐĞŽƵƚĂƉƌŽũĞĐƚ͘tĞĂƌĞŶŽƚƐĂƚŝƐĨŝĞĚǁŝƚŚũƵƐƚŬŶŽǁŝŶŐŚŽǁƚŽĚŽŽƵƌũŽď͕ǁĞǁĂŶƚƚŽĐŽŶƚŝŶƵĞƚŽŝŵƉƌŽǀĞ
ŽƵƌĞĨĨŝĐŝĞŶĐLJ͘ϰ> &ŝƐĚĞĚŝĐĂƚĞĚƚŽŝŵƉƌŽǀŝŶŐƚŚĞĞĨĨĞĐƚŝǀĞŶĞƐƐŽĨŽƵƌŵĞƚŚŽĚŽůŽŐLJǁŚŝĐŚǁŝůůĂƐƐŝƐƚLJŽƵŝŶ
ĂĐŚŝĞǀŝŶŐ LJŽƵƌ ŐŽĂůƐ͘ KƵƌ ŐĞŶĞƌĂů ŵĞƚŚŽĚŽůŽŐLJ ĨŽƌ ƉĞƌĨŽƌŵŝŶŐ ƉůĂŶ ƌĞǀŝĞǁ ĂŶĚ ŝŶƐƉĞĐƚŝŽŶ ƐĞƌǀŝĐĞƐ ŽŶ
ĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐŝƐŽƵƚůŝŶĞĚďĞůŽǁ͘
tĞƵŶĚĞƌƐƚĂŶĚƚŚĂƚĂŶĞĨĨĞĐƚŝǀĞYƵĂůŝƚLJƐƐƵƌĂŶĐĞ;YͿƉƌŽŐƌĂŵŝƐĂďƐŽůƵƚĞůLJŶĞĐĞƐƐĂƌLJƚŽĚĞůŝǀĞƌĂƋƵĂůŝƚLJ
ƉƌŽũĞĐƚ͕ ĂŶĚ ƚŚĂƚ ƚŚĞ ƉƌŽŐƌĂŵ ŚĂƐ Ă ƉůĂĐĞ ŝŶ ĞĂĐŚ ƐƚĂŐĞ ŽĨ ƚŚĞ ƉƌŽũĞĐƚ͛Ɛ ůŝĨĞ͘ dŚĞ ĂĐĐŽŵƉĂŶLJŝŶŐ ŐƌĂƉŚŝĐ
ŝůůƵƐƚƌĂƚĞƐŚŽǁYĂŶĚYƵĂůŝƚLJŽŶƚƌŽů;YͿĂƌĞƚŚĞŚĞĂƌƚŽĨĂŶLJƉƌŽũĞĐƚ͘
tĞďĞůŝĞǀĞƚŚĂƚƋƵĂůŝƚLJĂŶĚƐĂĨĞƚLJŵƵƐƚďĞŵĂŝŶƚĂŝŶĞĚĂƐƚŚĞƵů ƚŝŵĂƚĞƉƌŝŽƌŝƚLJŽĨĞǀĞƌLJƉĞƌƐŽŶŝŶǀŽůǀĞĚŝŶĂ
ƉƌŽũĞĐƚ͘tŝƚŚŽƵƚƋƵĂůŝƚLJ͕ƚŚĞŽƚŚĞƌĞůĞŵĞŶƚƐŽĨƚŚĞƉƌŽũĞĐƚƐŝŵƉůLJĚŽŶ͛ƚŵĂƚƚĞƌ͘
tĞĂŐƌĞĞǁŝƚŚƚŚĞĚĞĨŝŶŝƚŝŽŶŽĨĂŶĞĨĨĞĐƚŝǀĞYƵĂůŝƚLJDĂŶĂŐĞŵĞŶƚ^LJƐƚĞŵĂƐ͞ŶŽƚũƵƐƚŽŶĞǁŚĞƌĞŐŽŽĚƉƌŽĚƵĐƚƐ
ĂŶĚƐĞƌǀŝĐĞƐĂƌĞĚĞůŝǀĞƌĞĚ͘͟ZĂƚŚĞƌ͕ŝƚŝƐŽŶĞƚŚĂƚĐŽŶƚŝŶƵŽƵƐůLJƐĞĞŬƐƚŽŝŵƉƌŽǀĞƚŚĞƉƌŽĚƵĐƚƐĂŶĚƐĞƌǀŝĐĞƐďĞŝŶŐ
ĚĞůŝǀĞƌĞĚĂŶĚƚŚĞĐŽƌƌĞƐƉŽŶĚŝŶŐĚĞůŝǀĞƌLJƉƌŽĐĞƐƐĞƐƵƐĞĚďLJƚŚĞŽƌŐĂŶŝnjĂƚŝŽŶ͘
ϰ> &͛ƐĐŽŵŵŝƚŵĞŶƚƚŽŝƚLJŝƐƚŚĂƚ͕ŝĨƐĞůĞĐƚĞĚ͕ǁĞǁŝůůǁŽƌŬĂůŽŶŐƐŝĚĞLJŽƵƚŽĚĞǀĞůŽƉ͕ĞƐƚĂďůŝƐŚ͕ŝŵƉůĞŵĞŶƚ͕
ĂŶĚŵĂŝŶƚĂŝŶƉƌŽũĞĐƚͲƐƉĞĐŝĨŝĐYƉƌŽĐĞĚƵƌĞƐƚŚĂƚŵĞĞƚŽƌƐƵƌƉĂƐƐŝƚLJƐƚĂŶĚĂƌĚƐ͘
xtĞǁŝůůĞŶƐƵƌĞYWůĂŶĐŽŵƉůŝĂŶĐĞƚŚƌŽƵŐŚŽƵƚƚŚĞƉƌŽũĞĐƚ͛ƐĚƵƌĂƚŝŽŶ͘
xtĞǁŝůůŵŽŶŝƚŽƌĂŶĚĂƐƐŝƐƚǁŝƚŚYĚĞǀŝĂƚŝŽŶƐͬŶŽŶͲĐŽŵƉůŝĂŶĐĞĂĐƚŝŽŶƐƵŶƚŝůƌĞƐŽůǀĞĚ͘
xtĞ ǁŝůů ƐLJƐƚĞŵĂƚŝĐĂůůLJ ĂŶĚ ĐŽŶƚŝŶƵĂůůLJ ƌĞǀŝĞǁ ƉůĂŶ ƌĞǀŝĞǁ͕ ŝŶƐƉĞĐƚŝŽŶ ƉƌŽĐĞĚƵƌĞƐ͕ ĂŶĚ ĂĐƚŝǀŝƚŝĞƐ ĨŽƌ
ĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞƉƌŽĐĞĚƵƌĞƐ͘
xtĞǁŝůůŝŵƉůĞŵĞŶƚĂŶĚŵĂŝŶƚĂŝŶĞĨĨĞĐƚŝǀĞƉƌŽĐĞĚƵƌĞƐƚŽĞŶƐƵƌĞƚŚĂƚĂůůĐŽŵƉůŝĞƐǁŝƚŚƌĞƋƵŝƌĞŵĞŶƚƐ͘
xKƵƌ Y ƉƌŽŐƌĂŵ ǁŝůů ĞŵƉŚĂƐŝnjĞ ďŽƚŚ ƉƌĞǀĞŶƚĂƚŝǀĞ ĂŶĚ ǀĞƌŝĨŝĐĂƚŝŽŶĂĐƚŝǀŝƚŝĞƐ͘tĞǁŝůůĐŽŶĚƵĐƚĂŶĚ
ĨŽƌŵĂůůLJĚŽĐƵŵĞŶƚǀĞƌŝĨŝĐĂƚŝŽŶƉƌŽĐĞƐƐĞƐ͕ŝŶĐůƵĚŝŶŐďŽƚŚĚĂŝůLJĂŶĚǁĞĞŬůLJƌĞǀŝĞǁŽĨĚŽĐƵŵĞŶƚƐĂŶĚ
ŵĂŝŶƚĞŶĂŶĐĞŽĨĐŚĞĐŬůŝƐƚƐĂŶĚͬŽƌůŽŐƐĨŽƌĐŽŶƚƌŽůŽĨĚŽĐƵŵĞŶƚĂƚŝŽŶ͘
xtĞǁŝůůƉƌŽǀŝĚĞǁĞĞŬůLJƵƉĚĂƚĞĚƉůĂŶƌĞǀŝĞǁŝŶǀĞŶƚŽƌLJůŽŐƐĂŶĚŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚƐƚŽŝƚLJ͘
tĞƵŶĚĞƌƐƚĂŶĚƚŚĂƚŽƵƌƌŽůĞŝƐƚŽďĞĂŶĂĚǀŽĐĂƚĞŽŶďĞŚĂůĨŽĨƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽĂŶĚ
ƌĞƉƌĞƐĞŶƚLJŽƵƌďĞƐƚŝŶƚĞƌĞƐƚƐ͘ϰ> &͛ƐƚĞĂŵǁŝůůĨƵŶĐƚŝŽŶĂƐĂŶĞdžƚĞŶƐŝŽŶŽĨƚŚĞŝƚLJ͛Ɛ
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WĂƌƚŶĞƌƐŚŝƉƐ͟
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Section 3: Scope of Services for the Project April 2, 2019
ǁŚŝůĞĂĚĚŝŶŐƚŚĞƉĞƌƐƉĞĐƚŝǀĞĂŶĚĞdžƉĞƌƚŝƐĞƚŚĂƚϰ> &ĐĂŶŽĨĨĞƌ͘KƵƌĐŽƌƉŽƌĂƚĞƉŚŝůŽƐŽƉŚLJ͕ǁŚŝĐŚǁĞŚĂǀĞ
ƐƵĐĐĞƐƐĨƵůůLJĂĐĐŽŵƉůŝƐŚĞĚĂŐĂŝŶĂŶĚĂŐĂŝŶ͕ŝƐƚŽĨƵůůLJŝŶƚĞŐƌĂƚĞŽƵƌƐƚĂĨĨǁŝƚŚŽƵƌĐůŝĞŶƚ͛ƐƐƚĂĨĨĂŶĚďĞĂĐĐĞƉƚĞĚĂƐ
ĂŶĞƐƐĞŶƚŝĂůƉĂƌƚŽĨƚŚĞƉƌŽũĞĐƚ͘
KƵƌƉƌŽƉŽƐĞĚWƌŽũĞĐƚDĂŶĂŐĞƌƐǁŝůůƐƵƉƉŽƌƚƚŚĞƉƌŽũĞĐƚďLJƉĞƌŝŽĚŝĐĂůůLJŵĞĞƚŝŶŐǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͛Ɛ
ĚĞĚŝĐĂƚĞĚƉŽŝŶƚŽĨĐŽŶƚĂĐƚƚŽŝĚĞŶƚŝĨLJĂƌĞĂƐǁŚĞƌĞǁĞĐĂŶŝŵƉƌŽǀĞŽƵƌƐĞƌǀŝĐĞƐĂŶĚĐŽŶĨŝƌŵǁĞĂƌĞŵĞĞƚŝŶŐƚŚĞ
ŝƚLJ͛ƐŶĞĞĚƐ͘
^ƚƌĞĂŵůŝŶŝŶŐ
ϰ> &ŚĂƐǀĂƐƚĞdžƉĞƌŝĞŶĐĞǁŝƚŚůĂƌŐĞĂŶĚŚŝŐŚͲƉƌŽĨŝůĞƉƌŽũĞĐƚƐ͘^ŽŵĞŽĨŽƵƌƐƚƌĂƚĞŐŝĞƐĨŽƌƐƚƌĞĂŵůŝŶŝŶŐƚŚĞ
ƌĞǀŝĞǁƉƌŽĐĞƐƐĂŶĚƐƵƉƉŽƌƚŝŶŐĂĨĂƐƚƚƌĂĐŬƐĐŚĞĚƵůĞŝŶĐůƵĚĞŚĂǀŝŶŐƚŚĞĚĞƐŝŐŶƉƌŽĨĞƐƐŝŽŶĂůĚĞƚĞƌŵŝŶĞǁŚŝĐŚ
ŝƚĞŵƐĐĂŶďĞĚĞĨĞƌƌĞĚ͘dŚŝƐŝƐƉĂƌƚŝĐƵůĂƌůLJŝŵƉŽƌƚĂŶƚǁŝƚŚůŽŶŐůĞĂĚͲƚŝŵĞŝƚĞŵƐƚŚĂƚŚĂǀĞůŽŶŐůĞĂĚƚŝŵĞƐƐƵĐŚĂƐ
ĨŝƌĞƉƌŽƚĞĐƚŝŽŶƐLJƐƚĞŵƐ͘WŚĂƐĞĚĂƉƉƌŽǀĂůƐĂƌĞƌĞĐŽŵŵĞŶĚĞĚƐƚĂƌƚŝŶŐǁŝƚŚƚŚĞĨŽƵŶĚĂƚŝŽŶĂŶĚƵŶĚĞƌŐƌŽƵŶĚ
ƵƚŝůŝƚŝĞƐ͕ĨŽůůŽǁĞĚďLJƚŚĞƐŚĞůůĂŶĚĐŽƌĞĂŶĚĨŝŶĂůůLJƚŚĞĨŝƚͲŽƵƚ͘
ƉƉƌŽĂĐŚ
ϰ> &ŚĂƐĂƚĞĂŵŽĨŵŽƌĞƚŚĂŶϭϴϬ/ĞƌƚŝĨŝĞĚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐ͕K^,Wͬ^/ŶƐƉĞĐƚŽƌƐŽĨZĞĐŽƌĚ͕&ŝƌĞ
WĞƌƐŽŶŶĞů͕ĂŶĚŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌƐǁŽƌŬŝŶŐŽŶǀĂƌŝŽƵƐĐŽŶƚƌĂĐƚƐ͘tĞƉůĂŶƚŽƉŚĂƐĞĂƚĞĂŵŽĨƚŚĞŚŝŐŚĞƐƚ
ƋƵĂůŝƚLJƉƌĞͲĐŽŶƐƚƌƵĐƚŝŽŶĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƚĞĂŵǁŝƚŚĂƉƌŽǀĞŶƚƌĂĐŬƌĞĐŽƌĚŽĨƉƌŽũĞĐƚƐƵĐĐĞƐƐ͘ϰ> &ŚĂƐƐĞǀĞƌĂů
ƐƚĂĨĨĐŽŵŵŝƚƚĞĚƚŽǁŽƌŬŝŶƚŚĞ^ŽƵƚŚĂLJĂŶĚǁŝůůƌĞŵĂŝŶĨŽƌƚŚĞĚƵƌĂƚŝŽŶŽĨƚŚĞƉƌŽũĞĐƚƚŽĞŶƐƵƌĞǁĞĐĂƉƚƵƌĞ
ƚŚĞŐŽĂůƐĂŶĚƉĞƌĨŽƌŵĂŶĐĞƚŚĂƚŚĂǀĞŵĂĚĞŽƵƌŝŶƐƉĞĐƚŝŽŶƐLJƐƚĞŵƐƵĐĐĞƐƐĨƵů͘ϰ> &ƉůĂŶƐƚŽ͗
x WƌŽǀŝĚĞLJŽƵǁŝƚŚƚŚĞΗĚĞƉƚŚŽĨƌĞƐŽƵƌĐĞƐ͟ŽĨŚŝŐŚůLJƋƵĂůŝĨŝĞĚ͕ĞdžƉĞƌŝĞŶĐĞĚƉƌŽĨĞƐƐŝŽŶĂůƐŶĞĐĞƐƐĂƌLJĨŽƌ
ƚŚŝƐƉƌŽũĞĐƚ͕ƉĞƌƐŽŶŶĞůǁŚŽĂƌĞƌĞŐŝƐƚĞƌĞĚ͕ĐĞƌƚŝĨŝĞĚŽƌŚĂƐĂůŝĐĞŶƐĞĂŶĚĐĂŶĞĨĨĞĐƚŝǀĞůLJĐŽůůĂďŽƌĂƚĞǁŝƚŚ
ƚŚĞŝƚLJ͛WƌŽũĞĐƚDĂŶĂŐĞƌƐ͕ĚĞƐŝŐŶƚĞĂŵ͕ĂŶĚĐŽŶƚƌĂĐƚŽƌƐ͘
x hƚŝůŝnjĞŝŶŶŽǀĂƚŝǀĞƚĞĐŚŶŽůŽŐLJƚŚĂƚǁŝůůĞŶŚĂŶĐĞŽƵƌŽƉĞŶůŝŶĞƐŽĨĐŽŵŵƵŶŝĐĂƚŝŽŶǁŝƚŚƚŚĞŝƚLJĂŶĚĚĞƐŝŐŶ
ƚĞĂŵƚŚĂƚǁŝůůŝŶƚĞƌĨĂĐĞǁŝƚŚƚŚĞŝƚLJΖƐƚĞĐŚŶŽůŽŐLJƐLJƐƚĞŵƐĂŶĚƐŽĨƚǁĂƌĞƉůĂƚĨŽƌŵƐ͘
x DĂŬĞŽƵƌƚĞĂŵĂǀĂŝůĂďůĞĚƵƌŝŶŐƚŚĞŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚĂŶĚŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶƉŚĂƐĞƐŽĨ
ƚŚĞƉƌŽũĞĐƚǁŚŝĐŚǁŝůůĞdžƉĞĚŝƚĞŝƐƐƵĞƐƚŚĂƚŵĂLJĂƌŝƐĞ͘
x ,ĂǀĞĂǁĞůůͲƉůĂŶŶĞĚĂƉƉƌŽĂĐŚƚŚƌŽƵŐŚŽƵƚƚŚĞWƌĞͲŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ͕ŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ͕ĂŶĚůŽƐĞŽƵƚ
WŚĂƐĞƚŽĞŶƐƵƌĞǁĞďĞŐŝŶƚŚĞƉƌĞƉĂƌĂƚŝŽŶƐƚŽĐůŽƐĞƚŚĞƉƌŽũĞĐƚŽƵƚĨƌŽŵƚŚĞĚĂLJǁĞďĞŐŝŶ͘
x WĂƌƚŶĞƌǁŝƚŚƌĞƉƵƚĂďůĞƐƵďĐŽŶƐƵůƚĂŶƚƐĨŽƌĞdžƉĞƌƚŝƐĞŝŶĂƌĞĂƐůŝŬĞ^ƚŽƌŵtĂƚĞƌWŽůůƵƚŝŽŶWƌĞǀĞŶƚŝŽŶ͕dƌĂĨĨŝĐ
ŶŐŝŶĞĞƌŝŶŐ͕ĞƚĐ͘
/ŶƚŚŝƐƐĞĐƚŝŽŶ͕ǁĞǁŝůůŽƵƚůŝŶĞƚŚĞƐĐŽƉĞƐŽĨƐĞƌǀŝĐĞƐĨŽƌWƌĞͲŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ͕ŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ͕ĂŶĚWŽƐƚ
ŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ͘
WƌĞͲŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ
ϰ> &ŚĂƐďĞĞŶƉƌĞƉĂƌŝŶŐƚŽƉƌŽǀŝĚĞƚŚĞĞǀĞůŽƉŵĞŶƚƐĞƌǀŝĐĞƐŽŶƚŚŝƐũŽďƐŝŶĐĞŝƚƐĂŶŶŽƵŶĐĞŵĞŶƚ͘ƐĂ
ƵŶŝƋƵĞůLJ ƋƵĂůŝĨŝĞĚ Ĩŝƌŵ ǁŝƚŚ ĞdžƉĞƌŝĞŶĐĞ ǁŝƚŚ hŶŝǀĞƌƐŝƚŝĞƐ͕ WƵďůŝĐ tŽƌŬƐ͕ &ŝƌĞ͕ ĂŶĚ DƵŶŝĐŝƉĂů ƵŝůĚŝŶŐ
ĞƉĂƌƚŵĞŶƚƐ͕ŽƵƌĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚĞƐůĂƌŐĞͲƐĐĂůĞŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨŝŶŐŽŶůĂƌŐĞĐŽŵƉůĞdžƉƌŽũĞĐƚƐ͘ϰ> &ŚĂƐƚŚĞ
ĚĞƉƚŚŽĨƌĞƐŽƵƌĐĞƐ͕ŝŶĚƵƐƚƌLJƌĞůĂƚŝŽŶƐŚŝƉƐ͕ĂŶĚƚŚĞĞdžƉĞƌŝĞŶĐĞƚŽƉƌŽǀŝĚĞƚŚĞŝƚLJ͛ƐũƵƌŝƐĚŝĐƚŝŽŶĂůĚƵƚŝĞƐĂŶĚ
ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ ǁŝƚŚ ĞdžĐĞůůĞŶĐĞ ǁŚŝůĞ ƉƌŽǀŝĚŝŶŐ Ă ĐŽůůĂďŽƌĂƚŝǀĞ ͞ĐĂŶ ĚŽ͟ ĂƚƚŝƚƵĚĞ ƚŽ ĨĂĐŝůŝƚĂƚĞ ƚŚĞ ƉƌŽũĞĐƚ͛Ɛ
ƐĐŚĞĚƵůŝŶŐŶĞĞĚƐ͘
02/04/20
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Qualifications to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 4 of 10
Section 3: Scope of Services for the Project April 2, 2019
ϭ͘ ZĞůĂƚŝŽŶƐŚŝƉƐ
ϰ> &ŚĂƐŚĂĚƚŚĞŽƉƉŽƌƚƵŶŝƚLJƚŽǁŽƌŬǁŝƚŚǀĂƌŝŽƵƐƐƚĂŬĞŚŽůĚĞƌƐŝŶǀŽůǀĞĚŽŶƚŚŝƐƉƌŽũĞĐƚŝŶĐůƵĚŝŶŐŝƚLJ
WĞƌƐŽŶŶĞůĂŶĚŽƵŶƚLJ&ŝƌĞWĞƌƐŽŶŶĞů͘tĞǁŝůůƚĂŬĞƚŚĞƚŝŵĞƚŽŵĞĞƚĂŶĚǁŽƌŬĂůŽŶŐƐŝĚĞŵĞŵďĞƌƐĂůůŽĨ
ƚŚĞƐƚĂŬĞŚŽůĚĞƌƐ ĨŽƌ ƚŚŝƐ ĚĞǀĞůŽƉŵĞŶƚ ƉƌŽũĞĐƚ ŝŶĐůƵĚŝŶŐ ŝƚLJ WĞƌƐŽŶŶĞů͕ &ŝƌĞ WĞƌƐŽŶŶĞů͕ 'ĞŶĞƌĂů
ŽŶƚƌĂĐƚŽƌ͛ƐWƌŽũĞĐƚDĂŶĂŐĞƌƐ͕^ƵƉĞƌŝŶƚĞŶĚĞŶƚƐ͕ĂŶĚWƌŽũĞĐƚDĂŶĂŐĞƌƐ͘KƵƌĨŝƌƐƚŐŽĂůǁŽƵůĚďĞƚŽƐŝƚǁŝƚŚ
ƚŚĞ ŽŶƐƚƌƵĐƚŝŽŶ DĂŶĂŐĞŵĞŶƚ ƚĞĂŵ ƚŽ ĚŝƐĐƵƐƐ ƚŽ ŐŽĂůƐ ŽĨ ƚŚĞ ĚĞƉĂƌƚŵĞŶƚ ĂŶĚ ƚŚĞŶ ĂƚƚĞŶĚ Ăůů ƉƌĞͲ
ĐŽŶƐƚƌƵĐƚŝŽŶ ŵĞĞƚŝŶŐƐ ƚŽ ĚŝƐĐƵƐƐ ƚŚĞ ĐŽĚĞ ƌĞƋƵŝƌĞĚ ƉŽƐŝƚŝŽŶ ŽĨƚŚĞ ŝƚLJ͛Ɛ ƚĞĂŵ ƚŽ ŐĂŝŶ Ă ĐŽŵƉůĞƚĞ
ƵŶĚĞƌƐƚĂŶĚŝŶŐƉƌŝŽƌƚŽĐŽŶƐƚƌƵĐƚŝŽŶĂŶĚƐĞƚƚŚĞĞdžƉĞĐƚĂƚŝŽŶƐŽĨƚŚĞŝƚLJ͘tĞǁŝůůǁĂŶƚƚŽůĞĂƌŶǁŚŝĐŚ
ƉƌŽũĞĐƚƐĐĂŶďĞŚĂŶĚůĞĚďLJƚŚĞƐĂŵĞ/KZƚŽŵĂdžŝŵŝnjĞƚŚĞĞĨĨŝĐŝĞŶĐLJŽĨŽƵƌƚĞĂŵĂŶĚŚĞůƉƚŚĞŝƚLJĐŽŶƚƌŽů
ĐŽƐƚƐ͘
ϰ> &ŚĂƐŚĂĚĂƐƵĐĐĞƐƐĨƵůǁŽƌŬŝŶŐƌĞůĂƚŝŽŶƐŚŝƉǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͘^ŝŶĐĞϮϬϬϴ͕ϰ> &ŚĂƐďĞĞŶ
ƵŶĚĞƌĐŽŶƚƌĂĐƚǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽƚŽƉƌŽǀŝĚĞWůĂŶŚĞĐŬĂŶĚ/ŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐ͘^ŽŵĞŽĨϰ> &͛Ɛ
ŚŝŐŚůŝŐŚƚƉƌŽũĞĐƚƐǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽŝŶĐůƵĚĞ͗
/ŶƐƉĞĐƚŝŽŶWƌŽũĞĐƚƐ͗WůĂŶZĞǀŝĞǁWƌŽũĞĐƚƐ͗
ͻ ƉƉůĞĂŵƉƵƐϮʹ ŶƚŝƌĞĂŵƉƵƐ ͻƉƉůĞĂŵƉƵƐϮWĂƌŬŝŶŐ'ĂƌĂŐĞ
ͻƉƉůĞĂŵƉƵƐϮDŽĐŬƵŝůĚŝŶŐ ͻ DĂŝŶ^ƚƌĞĞƚƵƉĞƌƚŝŶŽ
ͻ ƉƉůĞĂŵƉƵƐϮ^ŽƵŶĚͲtĂůů ͻ ŝůƚŵŽƌĞĚũĂĐĞŶĐLJ
ͻ ƉƉůĞĂŵƉƵƐϮĂƚĐŚWůĂŶƚ ͻ ƵƉĞƌƚŝŶŽsŝůůĂŐĞ
ͻ ƉƉůĞĂŵƉƵƐĞŵŽůŝƚŝŽŶ
ͻ DŝƐĐĞůůĂŶĞŽƵƐƉƉůĞWƌŽũĞĐƚƐĂƐƌĞƋƵĞƐƚĞĚ
ͻ ŝůƚŵŽƌĞĚũĂĐĞŶĐLJ
Ϯ͘ ^ƚĂĨĨŝŶŐ
KŶĞŽĨƚŚĞŵŽƐƚĐŚĂůůĞŶŐŝŶŐĂƐƉĞĐƚƐŽĨƉƌŽǀŝĚŝŶŐƚŚĞĚĞǀĞůŽƉŵĞŶƚ ƐĞƌǀŝĐĞƐ ĨŽƌ ůĂƌŐĞͲƐĐĂůĞ ĐŽŵƉůĞdž
ƉƌŽũĞĐƚƐůŝŬĞƚŚŝƐdŽǁŶĞŶƚĞƌƉƌŽũĞĐƚŝƐƉƌŽǀŝĚŝŶŐƚŚĞƌŝŐŚƚƋƵĂůŝĨŝĞĚƉĞŽƉůĞĂƚƚŚĞƌŝŐŚƚƚŝŵĞ͘dŚĞƉƌŽũĞĐƚ
ǁŝůůƌĞƋƵŝƌĞĂƐŝŐŶŝĨŝĐĂŶƚƌĂŵƉƵƉŝŶůĞǀĞůŽĨĞĨĨŽƌƚĨŽƌƚŚĞƉƌŽǀŝƐŝŽŶŽĨŝŶƐƉĞĐƚŽƌƐ͘tŝƚŚŵŽƌĞƚŚĂŶϭϴϬ
ŝŶƐƉĞĐƚŽƌƐ;ƵŝůĚŝŶŐ͕&ŝƌĞ͕ĂŶĚWƵďůŝĐtŽƌŬƐͿŽŶƐƚĂĨĨ͕ϰ> &ŚĂƐƚŚĞĚĞƉƚŚŽĨƌĞƐŽƵƌĐĞƐƚŽƌĂŵƉƵƉŽƌ
ƌĂŵƉĚŽǁŶƚŽŚĂŶĚůĞƚŚĞĚĞŵĂŶĚŽĨƚŚŝƐƉƌŽũĞĐƚ͘ϰ> &ŚĂƐŵĂŶLJĐůŝĞŶƚƐƚŚĂƚƌĞƋƵŝƌĞϰ> &ƚŽŵĂŝŶƚĂŝŶ
ĂŶ ĞdžƚĞŶƐŝǀĞ ĚĂƚĂďĂƐĞ ŽĨ ƋƵĂůŝĨŝĞĚ ŝŶƐƉĞĐƚŽƌƐ ŽĨ ǀĂƌŝŽƵƐ ƐŬŝůůůĞǀĞůƐ͘ ƵƌƌĞŶƚůLJ͕ ϰ> & ƉƌŽǀŝĚĞƐ ƚŚĞ
ŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌŵĂŶLJŵƵŶŝĐŝƉĂůŝƚŝĞƐƚŚĂƚŚĂǀĞƉƌŽũĞĐƚƐƌĞƋƵŝƌŝŶŐŵƵůƚŝƉůĞ/ŶƐƉĞĐƚŽƌƐ͘ϰ> &ĂůƐŽ
ŵĂŶĂŐĞƐƐƚĂƚĞǁŝĚĞĐŽŶƚƌĂĐƚƐƚŚĂƚƌĞƋƵŝƌĞƐϰ> &ƚŽƐƚĂĨĨƉƌŽũĞĐƚƐĂŶĚŚƵŶĚƌĞĚƐŽĨƐĞƉĂƌĂƚĞǁŽƌŬͲŽƌĚĞƌƐ
ƚŚƌŽƵŐŚŽƵƚƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂĨŽƌƉƌŽũĞĐƚƐŽĨǀĂƌŝŽƵƐĚƵƌĂƚŝŽŶƐĨƌŽŵŽŶĞŵŽŶƚŚƚŽŵƵůƚŝƉůĞĨƵůůͲƚŝŵĞ
ŝŶƐƉĞĐƚŝŽŶƐĨŽƌŵƵůƚŝƉůĞLJĞĂƌƐ͘
ϰ> &ŚĂƐďĞĞŶƉƌŽĂĐƚŝǀĞŝŶŽƵƌĂƉƉƌŽĂĐŚƚŽƐƚĂĨĨŝŶŐƚŚŝƐƉƌŽũĞĐƚ͘/ŶĂŶƚŝĐŝƉĂƚŝŽŶŽĨƚŚŝƐǁŽƌŬ͕ϰ> &ŵĂĚĞ
ĂǀĂŝůĂďůĞƚŚĞŵŽƐƚƋƵĂůŝĨŝĞĚƚĞĂŵŽĨŵĂŶĂŐĞŵĞŶƚ͕ƉůĂŶƌĞǀŝĞǁĂŶĚŝŶƐƉĞĐƚŝŽŶƉĞƌƐŽŶŶĞů͘ϰ> &͛ƐWƌŝŶĐŝƉĂů
WƌŽũĞĐƚ DĂŶĂŐĞƌ ƌĂŝŐ dŽůĞ͕ džĞĐƵƚŝǀĞ WƌŽũĞĐƚ DĂŶĂŐĞƌ dƌĂĐŝ ĂƚŽŶ͕ ĂŶĚ >ĞĂĚ /ŶƐƉĞĐƚŽƌ ŚƌŝƐƚŽƉŚĞƌ
&ŽǁůĞƌ͕WƵďůŝĐtŽƌŬƐWƌŽũĞĐƚDĂŶĂŐĞƌdƌŝĐŝĂĂdžƚĞƌ͕W͘ ͕͘ĂŶĚŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌŶƚŚŽŶLJ&ĂŶƵĐĐŚŝ
ǁŽƌŬĞĚƐƵĐĐĞƐƐĨƵůůLJĂůŽŶŐƐŝĚĞƚŚĞŝƚLJƚŚƌŽƵŐŚŽƵƚƚŚĞĚƵƌĂƚŝŽŶŽĨƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨƚŚĞƉƉůĞĂŵƉƵƐ
Ϯ͕ĨƌŽŵďĞŐŝŶŶŝŶŐƚŽĞŶĚ͕ĂŶĚůŽŽŬĨŽƌǁĂƌĚƚŽǁŽƌŬŝŶŐǁŝƚŚƚŚĞŝƚLJŽŶƚŚĞsĂůůĐŽdŽǁŶĞŶƚĞƌWƌŽũĞĐƚ͘
ϰ> &ŚĂƐĞƐƚĂďůŝƐŚĞĚŽƵƌƚĞĂŵďĂƐĞĚŽŶƚŚĞƐĐŽƉĞŽƵƚůŝŶĞĚŝŶƚŚĞZ&Y͘tĞŚĂǀĞďĞĞŶƉƌŽĂĐƚŝǀĞŝŶŽƵƌ
ĂƉƉƌŽĂĐŚ ƚŽ ƐƚĂĨĨŝŶŐ ƚŚŝƐ ƉƌŽũĞĐƚ͘ /Ŷ ĂŶƚŝĐŝƉĂƚŝŽŶ ŽĨ ƚŚŝƐ ǁŽƌŬ͕ ϰ> & ŝƐ ĐŽŵŵŝƚƚĞĚ ƚŽ ĂůůŽĐĂƚŝŶŐ ƚŚĞ
ƌĞƐŽƵƌĐĞƐŽƵƚůŝŶĞĚďĞůŽǁ͘
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ZŽůĞWĞƌƐŽŶŶĞů
WƌŽũĞĐƚDĂŶĂŐĞŵĞŶƚdƌĂĐŝĂƚŽŶ͕ džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ͕ŽĐƵŵĞŶƚŽŶƚƌŽů
:ŽƐĞƉŚEŝĐŽůĂƐ͕W͘ ͕͘WůĂŶZĞǀŝĞǁWƌŽũĞĐƚDĂŶĂŐĞƌ
dƌŝĐŝĂĂdžƚĞƌ͕W͘ ͕͘WƵďůŝĐtŽƌŬƐWƌŽũĞĐƚDĂŶĂŐĞƌ
<ĞǀŝŶ:͘ƵŐŐĂŶ͕WƌŝŶĐŝƉĂů/ŶͲŚĂƌŐĞ
'ĞŶĞĂƌƌLJ͕W͘ ͕͘WƵďůŝĐtŽƌŬƐWƌŝŶĐŝƉĂůͬ,ĞĂůƚŚΘ^ĂĨĞƚLJ
ƌĂŝŐdŽůĞ͕WƌŝŶĐŝƉĂůWƌŽũĞĐƚDĂŶĂŐĞƌ
WůĂŶZĞǀŝĞǁ^ĞƌǀŝĐĞƐ^ĐŽƚƚDĂƌƚŝŶ͕W͘ ͕͘>ĞĂĚ&ŝƌĞĂŶĚ>ŝĨĞͲ^ĂĨĞƚLJ
&ĂƌŚĞĞŶ^ƵůƚĂŶĂ͕^͘ ͕͘>ĞĂĚ^ƚƌƵĐƚƵƌĂů
DŝŬĞŶĚĞƌƐŽŶ͕W͘ ͕͘^Ɖ͕>ĞĂĚĐĐĞƐƐŝďŝůŝƚLJ
zŽƵƐĞĨDĂƌŵŽƐŚ͕D͘ ͕>ĞĂĚWůƵŵďŝŶŐͬDĞĐŚĂŶŝĐĂů
ŶĂƐƚĂƐŝŽƐ,ŝŽŶŝƐ͕ ͘ ͕>ĞĂĚ ůĞĐƚƌŝĐĂů
ŚĂƌůĞƐ,͘>ƵĐĂƐ͕:ƌ͕͘>ĞĂĚ ŶĞƌŐLJ
ůĞdžŚĞŶĞLJ͕W͘ ͕͘W>^͕>ĞĂĚŝǀŝůĂŶĚWƵďůŝĐtŽƌŬƐ
,ŽŵĞƌDĂŝĞů͕W͘ ͕͘K͕WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
>ŝƐĂK͛DĂůůĞLJ͕^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
DŽƌĞƚŚĂŶϰϬĂĚĚŝƚŝŽŶĂůWůĂŶZĞǀŝĞǁWĞƌƐŽŶŶĞůĂǀĂŝůĂďůĞ͘
ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌ͕K͕>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ŽƵŐZĂLJ͕WƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ĞĂŶ>ŽǀĞũŽLJ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ŚƵĐŬsĞŶŽŽŬ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ĞƌƌLJƌŽǁŶ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ĞĨĨZŽĐĐĂ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ŽƐĞDĂƌƚŝŶĞnj͕K͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ŶĚƌĞŝKƵƐƚŝŶŽǀ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
DĂƌƚŝŶ^ĐŽƚƚ͕K^,W͕^͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
DŽƌĞƚŚĂŶϭϱϬĂĚĚŝƚŝŽŶĂůĂŶĚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐĂǀĂŝůĂďůĞ͘
WƵďůŝĐtŽƌŬƐŽŶƐƚƌƵĐƚŝŽŶ
/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ
ŶƚŚŽŶLJ&ĂŶƵĐĐŚŝ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ĚǁŝŶ ŬďĞƌŐ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
,ĂƐƐĂŶůŬŚĂƚŝď͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
EŽƌŵĂŶŬĂŶĂ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
'ŽƉŝŚĂŶĚƌĂŶ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ƌĞǁ'ŝĚůŽĨĨ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DŝĐŚĂĞůDŽƐƐĞĂƵ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DĂƌŬdŚƌĂŝůŬŝůů͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
^ŚĂŶĞƌŽǁĞ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ĞůƌĂĞsŝŽůĞƚƚŝ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DŽƌĞƚŚĂŶϯϬĂĚĚŝƚŝŽŶĂůĂŶĚWƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŽƌƐĂǀĂŝůĂďůĞ͘
ϰ> &͛ƐWƌŽũĞĐƚDĂŶĂŐĞŵĞŶƚƚĞĂŵǁŽƌŬƐǁŝƚŚŽƵƌŽƚŚĞƌĐůŝĞŶƚĞůĞƚŽĐƌĞĂƚĞĂĨůĞdžŝďůĞƐĐŚĞĚƵůĞƚŽĂůůŽǁ
ƚŚĞŵƚŝŵĞĂŶĚŽƉƉŽƌƚƵŶŝƚŝĞƐƚŽƌĞƐĞĂƌĐŚ͕ŽƌŐĂŶŝnjĞ͕ĂŶĚĨĂĐŝůŝƚĂƚĞƚŚĞŶĞĞĚƐŽĨƚŚĞůĂƌŐĞƉƌŽũĞĐƚƉĂƌƚͲƚŝŵĞ
ŝŶĂĚĚŝƚŝŽŶƚŽƚŚĞŝƌŶŽƌŵĂůǁŽƌŬĚƵƚŝĞƐŝŶŽƌĚĞƌƚŽŚĂǀĞƚŚĞŵŽƐƚƵƉƚŽĚĂƚĞŬŶŽǁůĞĚŐĞĂŶĚƉƌĞƉĂƌĂƚŝŽŶ͘
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ϯ͘ ƌĞĂƚŝŽŶŽĨƵƐƚŽŵWŽƌƚĂů
ϰ> &͛ƐǁŝůůĐƌĞĂƚĞƚŚĞŝƚLJƚŚĞŝƌŽǁŶĐƵƐƚŽŵƉŽƌƚĂůƐŽƚŚĞLJĐĂŶĨŽůůŽǁƚŚĞƉƌŽŐƌĞƐƐŽĨƚŚĞƉůĂŶƌĞǀŝĞǁŝŶ
ƌĞĂůƚŝŵĞ͕ŝŶĐůƵĚŝŶŐƚŚĞĂďŝůŝƚLJƚŽǀŝĞǁƚŚĞƉůĂŶƐĂŶĚŵĂŬĞƐƵŐŐĞƐƚŝŽŶƐŽƌĐŽŵŵĞŶƚƐĚŝƌĞĐƚůLJŝŶƚŽŽƵƌ
ƐLJƐƚĞŵ͘
ϰ͘ DĞĞƚŝŶŐƐ
dŚŝƐƉƌŽũĞĐƚƌĞƋƵŝƌĞƐĚĞƚĂŝůĞĚŽƌŐĂŶŝnjĂƚŝŽŶĂŶĚƐƵďƐƚĂŶƚŝĂůŽƌŐĂŶŝnjĂƚŝŽŶĂůŵĞĞƚŝŶŐƐ͘KƵƌ>ĞĂĚ/ŶƐƉĞĐƚŽƌƐ
ǁŝůůƉƌŽƉŽƐĞƚŽŵĞĞƚǁŝƚŚ^ƵƉĞƌŝŶƚĞŶĚĞŶƚƐĂŶĚƚŚĞŝƌYƵĂůŝƚLJŽŶƚƌŽůDĂŶĂŐĞƌƐĚĂŝůLJƚŽƵŶĚĞƌƐƚĂŶĚƚŚĞ
ŵŽƐƚƉƌĞƐƐŝŶŐŶĞĞĚĨŽƌŝŶƐƉĞĐƚŝŽŶƐ͘KƵƌƚĞĂŵǁŝůůďĞĂǀĂŝůĂďůĞ ĨŽƌƐĂŵĞͲĚĂLJŝŶƐƉĞĐƚŝŽŶƌĞƋƵĞƐƚƐĂŶĚ
ƉƌŽƉŽƐĞƚŽĂƚƚĞŶĚ'ĞŶĞƌĂůŽŶƚƌĂĐƚŽƌ͛ƐƚŽĐƌĞĂƚĞĂƚĞĂŵďƵŝůĚŝŶŐĂƉƉƌŽĂĐŚ͘dŚŝƐŝŶĐůƵĚĞƐŵĞĞƚŝŶŐĂŶĚ
ĞƐƚĂďůŝƐŚŝŶŐ ƌĂƉƉŽƌƚ ǁŝƚŚ ƚŚĞ ŝƚLJ͛Ɛ ĚĞƐŝŐŶĂƚĞĚ /ŶƐƉĞĐƚŝŽŶ DĂŶĂŐĞƌ ƚŽ ĞƐƚĂďůŝƐŚ ĐŽŶƐŝƐƚĞŶƚ ŝŶƐƉĞĐƚŝŽŶ
ƉƌŽƚŽĐŽůƐĂŶĚĐŽŵŵƵŶŝĐĂƚŝŽŶ͘
ϱ͘ WůĂŶZĞǀŝĞǁWĂŐĞdƵƌŶŝŶŐ^ĞƐƐŝŽŶƐ
ϰ> &͛ƐWůĂŶZĞǀŝĞǁDĂŶĂŐĞŵĞŶƚƚĞĂŵĂŶĚ>ĞĂĚWůĂŶƐ džĂŵŝŶĞƌǁŝůůŵĞĞƚǁŝƚŚƚŚĞĚĞƐŝŐŶƚĞĂŵĂŶĚŝƚLJ
ƚŽĚĞƚĞƌŵŝŶĞĂŵƵƚƵĂůůLJĂŐƌĞĞĚƵƉŽŶƐĐŚĞĚƵůĞ͘WƌŝŽƌƚŽƚŚĞƌĞǀŝĞǁ͕ǁĞƌĞĐŽŵŵĞŶĚĂĨƵůůĚĂLJƉĂŐĞ
ƚƵƌŶŝŶŐƐĞƐƐŝŽŶǁŝƚŚƚŚĞĚĞƐŝŐŶƚĞĂŵƚŽƚĂůŬĂďŽƵƚůĂƌŐĞŝƚĞŵƐŽĨĐŽŶĐĞƌŶƚŚĂƚǁĞĐĂŶĂĚĚƌĞƐƐƉƌŝŽƌƚŽ
ƐƚĂƌƚŝŶŐƚŚĞƌĞǀŝĞǁ͘tĞǁŝůůĂůƐŽĂŝŵƚŽďƵŝůĚĂŐƌĞĂƚƌĂƉƉŽƌƚďĞƚǁĞĞŶƚŚĞƌĞǀŝĞǁƚĞĂŵĂŶĚƚŚĞĚĞƐŝŐŶ
ƚĞĂŵƐŽƚŚĞƌĞĐĂŶďĞĂŶŽƉĞŶůŝŶĞŽĨĐŽŵŵƵŶŝĐĂƚŝŽŶĚƵƌŝŶŐƚŚĞƌĞǀŝĞǁƉƌŽĐĞƐƐƐŽǁĞĐĂŶŚĞůƉĞdžƉĞĚŝƚĞ
ƚŚĞƉůĂŶƌĞǀŝĞǁƐĐŚĞĚƵůĞ͘tĞĐĂŶĂůƐŽĚŝƐĐƵƐƐƚŚĞƵƐĞŽĨƚĞĐŚŶŽůŽŐLJƐƵĐŚĂƐŽƵƌ WůĂŶZĞǀŝĞǁƉŽƌƚĂůĂŶĚ
ƚŚĞƵƐĞŽĨůƵĞďĞĂŵƚŽƌĞǀŝĞǁƚŚĞƉůĂŶƐĞůĞĐƚƌŽŶŝĐĂůůLJŝĨƚŚĞŝƚLJĚĞƐŝƌĞƐ͘
ϲ͘ ŽŶƚŝŶƵŽƵƐŽŵŵƵŶŝĐĂƚŝŽŶǁŝƚŚĞƐŝŐŶdĞĂŵƐ
KƵƌĚĞƐŝƌĞŝƐƚŽĐŽŶƚŝŶƵĞƚŚĞŵŽŵĞŶƚƵŵĨƌŽŵƚŚĞ͞WůĂŶZĞǀŝĞǁWĂŐĞdƵƌŶŝŶŐ^ĞƐƐŝŽŶƐ͟ďLJĐŽŶƚŝŶƵŝŶŐƚŽ
ĐŽŵŵƵŶŝĐĂƚĞƌĞŐƵůĂƌůLJǁŝƚŚƚŚĞĚĞƐŝŐŶƚĞĂŵƚŽĞŶƐƵƌĞƚŚĞLJĂƌĞĂďůĞƚŽŐĞƚƚŚĞƉƌŽũĞĐƚƐƚŽĂƉƉƌŽǀĂůƐƚĂƚƵƐ
ŝŶƚŚĞŵŽƐƚĞdžƉĞĚŝĞŶƚƚŝŵĞƉŽƐƐŝďůĞǁŚŝůĞƐƚŝůůŵĂŝŶƚĂŝŶŝŶŐƚŚĞŝŶƚĞŐƌŝƚLJŽĨƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞĂŶĚ
ƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽDƵŶŝĐŝƉĂůŽĚĞ͘KƵƌƚĞĂŵƐǁŝůůǁŽƌŬŚĂƌŵŽŶŝŽƵƐůLJƚŽǁŽƌŬͲŽƵƚŝƐƐƵĞƐŝŶůŝĞƵŽĨůŽŶŐ
ĨŽƌŵĂƚƚĞĚƉůĂŶĐŚĞĐŬĐŽŵŵĞŶƚůĞƚƚĞƌƐ͘
ϳ͘ ƐƚĂďůŝƐŚϰ> &͛Ɛ/ŶƐƉĞĐƚŝŽŶDĂŶĂŐĞŵĞŶƚdĞĂŵǁŝƚŚŝƚLJ͛ƐDƵŶŝĐŝƉĂů^ŽĨƚǁĂƌĞ
/ŶĐŽŶũƵŶĐƚŝŽŶǁŝƚŚƚŚĞƉůĂŶƌĞǀŝĞǁƚŝŵĞůŝŶĞƐ͕ϰ> &͛Ɛ/ŶƐƉĞĐƚŝŽŶDĂŶĂŐĞŵĞŶƚƚĞĂŵdƌĂĐŝĂƚŽŶĂŶĚ
ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌǁŝůůŶĞĞĚůŽŐͲŝŶ͛ƐĂŶĚĂĐĐĞƐƐƚŽƚŚĞŝƚLJ͛ƐDƵŶŝĐŝƉĂů^ŽĨƚǁĂƌĞƐLJƐƚĞŵƐŽǁĞĐĂŶĐƌĞĂƚĞ
ƚŚĞďƌŝĚŐĞƚŽĐŽŵŵƵŶŝĐĂƚĞŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚŝŶŐĚŝƌĞĐƚůLJŝŶƚŽƚŚĞŝƚLJ͛ƐƐŽĨƚǁĂƌĞŝŶƌĞĂůƚŝŵĞ͘tĞǁŝůůĂůƐŽ
ŵĞĞƚƚŽĚŝƐĐƵƐƐWŚĂƐĞĚWĞƌŵŝƚƐĂŶĚĂĐĂƚĂůŽŐƐLJƐƚĞŵƚŽĚŝĨĨĞƌĞŶƚŝĂƚĞƚŚĞĚŝĨĨĞƌĞŶƚƉƌŽũĞĐƚƐ
WůĂŶZĞǀŝĞǁ^ĞƌǀŝĐĞƐ
ϰ> &ǁŝůůƉƌŽǀŝĚĞƉůĂŶƌĞǀŝĞǁĨŽƌĂŶLJĂŶĚĂůůƚLJƉĞƐŽĨƐƚƌƵĐƚƵƌĞƐƚŽĞŶƐƵƌĞĐŽŵƉůŝĂŶĐĞǁŝƚŚĂůůĂĚŽƉƚĞĚĐŽĚĞƐ͕
ůŽĐĂůŽƌĚŝŶĂŶĐĞƐ;ŝŶĐůƵĚŝŶŐdŝĞƌϭŽĨĂů'ƌĞĞŶ͕ŝĨƌĞƋƵŝƌĞĚͿĂŶĚƐƚĂƚĞĂŶĚĨĞĚĞƌĂůůĂǁƐƚŚĂƚƉĞƌƚĂŝŶƚŽƵŝůĚŝŶŐ
ĂŶĚ^ĂĨĞƚLJ͕ĂŶĚĨŽƌĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞĂĚŽƉƚĞĚ/ƵŝůĚŝŶŐ͕WůƵŵďŝŶŐ͕ ůĞĐƚƌŝĐĂů͕DĞĐŚĂŶŝĐĂů͕EĂƚŝŽŶĂů&ŝƌĞ
WƌŽƚĞĐƚŝŽŶ ĐŽĚĞƐ ĂŶĚ ƐƚĂŶĚĂƌĚƐ͕ ĂŶĚ ƚŚĞ ĐĐĞƐƐŝďŝůŝƚLJ ĂŶĚ EŽŝƐĞ ĂŶĚ ŶĞƌŐLJ ŽŶƐĞƌǀĂƚŝŽŶ ƌĞƋƵŝƌĞŵĞŶƚƐ ĂƐ
ŵĂŶĚĂƚĞĚďLJƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂdŝƚůĞϮϰ͕^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂtĂƚĞƌ ĨĨŝĐŝĞŶƚ>ĂŶĚƐĐĂƉĞKƌĚŝŶĂŶĐĞ͕ƚŚĞ^ƚĂƚĞ
ŽĨĂůŝĨŽƌŶŝĂĞƌƚŝĨŝĞĚĐĐĞƐƐ^ƉĞĐŝĂůŝƐƚ;^ƉͿĐŽŵƉůŝĂŶĐĞ͕ĂŶĚĂůůŽƚŚĞƌĂƉƉůŝĐĂďůĞŽƌĚŝŶĂŶĐĞƐ͘
KĨĨͲ^ŝƚĞZĞǀŝĞǁtŽƌŬWůĂŶ
ϰ> & ŝƐ ĂďůĞ ƚŽ ǁŽƌŬ ĞĨĨĞĐƚŝǀĞůLJ ǁŝƚŚ ĚĞƐŝŐŶ ƚĞĂŵƐ ĂŶĚ ĂƐƐŝƐƚ WƵďůŝĐ tŽƌŬƐ͕ WůĂŶŶŝŶŐ͕ &ŝƌĞ͕ ĂŶĚ ƵŝůĚŝŶŐ
ĞƉĂƌƚŵĞŶƚƐŝŶƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶ͕ƌĞŚĂďŝůŝƚĂƚŝŽŶ͕ĂŶĚƌĞƉĂŝƌŽĨďŽƚŚƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞƉƌŽũĞĐƚƐ͘KƵƌĞdžƉĞƌŝĞŶĐĞ
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Qualifications to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 7 of 10
Section 3: Scope of Services for the Project April 2, 2019
ŝŶĐůƵĚĞƐĐŚĞĐŬŝŶŐĨŽƌĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞƐƚƌƵĐƚƵƌĂů͕ůŝĨĞͲƐĂĨĞƚLJ͕ĂĐĐĞƐƐŝďŝůŝƚLJ͕ƉůƵŵďŝŶŐ͕ŵĞĐŚĂŶŝĐĂů͕ĞůĞĐƚƌŝĐĂů͕
ĨŝƌĞ͕ĂŶĚůŽĐĂůĐŽĚĞƐͬŽƌĚŝŶĂŶĐĞƐ͘
ƉƉƌŽĂĐŚ
tĞƵŶĚĞƌƐƚĂŶĚƚŚĂƚƚŚĞƐƉĞĐŝĨŝĐďƵŝůĚŝŶŐƉůĂŶƌĞǀŝĞǁƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐǁŝůůŝŶĐůƵĚĞ͕ďƵƚĂƌĞŶŽƚůŝŵŝƚĞĚƚŽ͗
x džĂŵŝŶŝŶŐƉůĂŶƐ͕ĚƌĂǁŝŶŐƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ĐŽŵƉƵƚĂƚŝŽŶƐĚŽĐƵŵĞŶƚƐ͕ƐŽŝůƐƌĞƉŽƌƚƐ͕ĂŶĚĂŶLJĂĚĚŝƚŝŽŶĂů
ĚĂƚĂ͘
x ƐĐĞƌƚĂŝŶŝŶŐ ǁŚĞƚŚĞƌ ƉƌŽũĞĐƚƐ ĂƌĞ ŝŶ ĂĐĐŽƌĚĂŶĐĞ ǁŝƚŚ ĂƉƉůŝĐĂďůĞ ďƵŝůĚŝŶŐ ĂŶĚ ĨŝƌĞ ĐŽĚĞƐ͕ ĂŶĚŝƚLJ
ŽƌĚŝŶĂŶĐĞƐ͕ŝŶĐůƵĚŝŶŐďƵƚŶŽƚůŝŵŝƚĞĚƚŽdŝƚůĞϮϰĂŶĚdŝƚůĞϮϱ͘
x WĞƌĨŽƌŵŝŶŐƌĞǀŝĞǁƐƐƵĐŚĂƐ^ƚƌƵĐƚƵƌĂů͕D W͕'ƌĞĞŶƵŝůĚŝŶŐ͕&ŝƌĞĂŶĚ>ŝĨĞ^ĂĨĞƚLJ͕'ƌĂĚŝŶŐĂŶĚƌĂŝŶĂŐĞ͘
x ZĞǀŝĞǁŝŶŐƉůĂŶƐƚŽĞŶƐƵƌĞĐŽŶĨŽƌŵŝƚLJƚŽƚŚĞƌĞƋƵŝƌĞĚƐƚƌĞŶŐƚŚƐ͕ƐƚƌĞƐƐĞƐ͕ƐƚƌĂŝŶƐ͕ůŽĂĚƐ͕ĂŶĚƐƚĂďŝůŝƚLJĂƐ
ƉĞƌƚŚĞĂƉƉůŝĐĂďůĞůĂǁƐ͘
x ZĞǀŝĞǁŝŶŐƉůĂŶƐƚŽĞŶƐƵƌĞĐŽŶĨŽƌŵŝƚLJǁŝƚŚƵƐĞĂŶĚŽĐĐƵƉĂŶĐLJĐůĂƐƐŝĨŝĐĂƚŝŽŶ͕ŐĞŶĞƌĂůďƵŝůĚŝŶŐŚĞŝŐŚƚƐ
ĂŶĚĂƌĞĂƐ͕ƚLJƉĞƐŽĨĐŽŶƐƚƌƵĐƚŝŽŶ͕ĨŝƌĞƌĞƐŝƐƚĂŶĐĞĐŽŶƐƚƌƵĐƚŝŽŶĂŶĚƉƌŽƚĞĐƚŝŽŶƐLJƐƚĞŵƐ͕ŵĞĂŶƐŽĨĞŐƌĞƐƐ͕
ĂĐĐĞƐƐŝďŝůŝƚLJ͕ƐƚƌƵĐƚƵƌĂůĚĞƐŝŐŶ͕ƐŽŝůƐĂŶĚĨŽƵŶĚĂƚŝŽŶƐ͖ĂŶĚŵĂƐŽŶƌLJ͘
x WƌŽǀŝĚŝŶŐĂĚĚŝƚŝŽŶĂůƉůĂŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐĂƐƌĞƋƵĞƐƚĞĚďLJƚŚĞŝƚLJ͘
x ŽŶĚƵĐƚŝŶŐĂůůƉůĂŶƌĞǀŝĞǁĂƚƚŚĞŝƚLJĞƉĂƌƚŵĞŶƚŽƌ͕ĂƐŶĞĞĚĞĚ͕ĂƚĂƐŝƚĞŵƵƚƵĂůůLJĂŐƌĞĞĚƵƉŽŶŝŶ
ǁƌŝƚŝŶŐ͘
x ^ƵƉƉůLJŝŶŐĂůůƉůĂŶƌĞǀŝĞǁƐƚĂĨĨǁŝƚŚĂůůĐŽĚĞŬƐĂŶĚŽƚŚĞƌďĂƐŝĐƉƌŽĨĞƐƐŝŽŶĂůƌĞĨĞƌĞŶĐĞƐ͘
ϰ> &͛Ɛ WůĂŶZĞǀŝĞǁ
WůĂŶZĞǀŝĞǁŝƐŽƵƌŝŶͲŚŽƵƐĞƚƌĂĐŬŝŶŐƐŽĨƚǁĂƌĞƚŚĂƚĂĐƚƐĂƐĂĐŽŵŵƵŶŝĐĂƚŝŽŶƚŽŽůďĞƚǁĞĞŶϰ> &ĂŶĚƚŚĞ
ũƵƌŝƐĚŝĐƚŝŽŶƐǁĞǁŽƌŬǁŝƚŚ͘dŚŝƐǁĞďƉŽƌƚĂůĂůůŽǁƐƵƐĞƌƐƚŽǀŝƐƵĂůŝnjĞƉƌŽũĞĐƚĚƵĞĚĂƚĞƐ͕ŶŽƚĞƐ͕ĂŶĚƐƚĂƚƵƐƵƉĚĂƚĞƐ
ƐŽƚŚĂƚƉƌŽũĞĐƚƐĐĂŶďĞĨŽůůŽǁĞĚĨƌŽŵƐƚĂƌƚƚŽĨŝŶŝƐŚ͘ĚĚŝƚŝŽŶĂůůLJ͕ƵƐĞƌƐŚĂǀĞĂĐĐĞƐƐƚŽǀŝĞǁƚŚĞŝƌĞůĞĐƚƌŽŶŝĐĂůůLJ
ƵƉůŽĂĚĞĚƉůĂŶƐƚŚĂƚϰ> &ĚŝŐŝƚĂůůLJƐƚĂŵƉƐƵƉŽŶƉƌŽũĞĐƚĂƉƉƌŽǀĂů͘tŝƚŚƚŚĞƵƐĞŽĨ WůĂŶZĞǀŝĞǁ͕ϰ> &ƚŽ
ƉƌŽǀŝĚĞĂůĞǀĞůŽĨĞĂƐĞĂŶĚƚƌĂŶƐƉĂƌĞŶĐLJĚƵƌŝŶŐƚŚĞƉůĂŶƌĞǀŝĞǁƉƌŽĐĞƐƐ͘
ŽĐƵŵĞŶƚŽŶƚƌŽů
tŚĞŶƉůĂŶƐĂŶĚĚŽĐƵŵĞŶƚƐĂƌĞƌĞĐĞŝǀĞĚĨŽƌƌĞǀŝĞǁ͕ϰ> &͛ƐWůĂŶZĞǀŝĞǁDĂŶĂŐĞƌĂŶĚ
ŽĐƵŵĞŶƚŽŶƚƌŽůdĞĐŚŶŝĐŝĂŶĂŶĂůLJnjĞƚŚĞƉƌŽũĞĐƚ͕ĐƌĞĂƚĞƐĂũŽďŶƵŵďĞƌ͕ĂŶĚĐŽŵƉůĞƚĞƐ
Ă :Žď ^ĞƚƵƉ ^ŚĞĞƚ͘ dŚŝƐ ĨŽƌŵ ŚŝŐŚůŝŐŚƚƐ ďŽƚŚ ƚŚĞ ũƵƌŝƐĚŝĐƚŝŽŶ͕ĂƉƉůŝĐĂďůĞ ĐŽŶƚĂĐƚ
ŝŶĨŽƌŵĂƚŝŽŶ͕ĂŶĚĂůůƉƌŽũĞĐƚƐƉĞĐŝĨŝĐĚĞƐŝŐŶĐƌŝƚĞƌŝĂĂŶĚŶŽƚĞƐ͘:ŽďƐĂƌĞƚŚĞŶƚƌĂŶƐŵŝƚƚĞĚ
ƚŚƌŽƵŐŚ ϰ> &͛Ɛ ĞĂƐŝůLJ ĂĐĐĞƐƐĞĚ WůĂŶ ZĞǀŝĞǁ WŽƌƚĂů ǁŚŝĐŚ ƚƌĂĐŬƐ ŝŶŝƚŝĂů ĂŶĚ
ƐƵďƐĞƋƵĞŶƚƌĞǀŝĞǁƐĂŶĚŝƐŽƉĞŶĨŽƌǀŝĞǁďLJƚŚĞĐůŝĞŶƚ͘dŚĞůŝĞŶƚƐĐĂŶǀŝĞǁϰ> &͛ƐƉůĂŶ
ƌĞǀŝĞǁĐŽŶƚƌŽůůŽŐƚŚƌŽƵŐŚϰ> &͛Ɛ WůĂŶZĞǀŝĞǁWŽƌƚĂů͘
WůĂŶƐƚŚĞŶŐĞƚĚŝƐƚƌŝďƵƚĞĚĨŽƌƌĞǀŝĞǁƚŽĂϰ> &ƚĞĂŵĐŽŶƐŝƐƚŝŶŐŽĨWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌƐ͕ƌĐŚŝƚĞĐƚ;ĂůŝĐĞŶƐĞĚ
ƐƚĂƚĞƉƌŽĨĞƐƐŝŽŶĂůͿĂŶĚͬŽƌĂŶ/ͲĞƌƚŝĨŝĞĚWůĂŶƐ džĂŵŝŶĞƌ͕ĂƐĂƉƉůŝĐĂďůĞ͘KƵƌƐƚĂĨĨƚŚĞŶƉĞƌĨŽƌŵƐŚŝƐŽƌŚĞƌ
ĨƵŶĐƚŝŽŶŽĨĂŶĂůLJnjŝŶŐƚŚĞƉůĂŶƐĂŶĚĚŽĐƵŵĞŶƚĂƚŝŽŶĨŽƌĞĨĨĞĐƚŝǀĞ ĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞƐƚĂƚĞĐŽĚĞƐ͕ƌĞĨĞƌĞŶĐĞĚ
ĐŽŶƐƚƌƵĐƚŝŽŶƐƚĂŶĚĂƌĚƐ͕ĂŶĚůŽĐĂůũƵƌŝƐĚŝĐƚŝŽŶĂŵĞŶĚŵĞŶƚƐ͘ϰ> &͛ƐĐŽĚĞƌĞǀŝĞǁŵĞƚŚŽĚŽůŽŐLJŝƐ͞dŚĞ ĨĨĞĐƚŝǀĞ
hƐĞŽĨƚŚĞŽĚĞƐ͟ƌĞŝŶĨŽƌĐĞĚƚŚƌŽƵŐŚƉƌŽƉƌŝĞƚĂƌLJĂŶĚũƵƌŝƐĚŝĐƚŝŽŶĂůĐŚĞĐŬůŝƐƚƐ͘tŚĞŶĐŽŵƉůĞƚĞ͕ƚŚĞWůĂŶZĞǀŝĞǁ
DĂŶĂŐĞƌŽǀĞƌǀŝĞǁƐƚŚĞƉƌŽũĞĐƚĨŽƌƋƵĂůŝƚLJĐŽŶƚƌŽůƉƵƌƉŽƐĞƐĂŶĚĨŽƌǁĂƌĚƐĐŽŵŵĞŶƚƐŽƌĂƉƉƌŽǀĂůƐƚŽƚŚĞĐůŝĞŶƚ͛Ɛ
ƉƌĞͲĚĞƐŝŐŶĂƚĞĚĐŽŶƚĂĐƚƐ͘
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Section 3: Scope of Services for the Project April 2, 2019
^ĂŵƉůĞdƌĂĐŬŝŶŐ>ŽŐ
ĞůŽǁŝƐĂƐŶĂƉƐŚŽƚŽĨϰ> &͛Ɛ WůĂŶZĞǀŝĞǁWŽƌƚĂů͘
ůĞĐƚƌŽŶŝĐWůĂŶZĞǀŝĞǁ
ϰ> &ŚĂƐƐƵĐĐĞƐƐĨƵůůLJŝŵƉůĞŵĞŶƚĞĚĂŶĚƵƐĞĚůƵĞďĞĂŵĨŽƌĞůĞĐƚƌŽŶŝĐƌĞǀŝĞǁŽĨĨŝůĞƐƚŽŚĞůƉĞůŝŵŝŶĂƚĞƚŚĞƵƐĞ
ŽĨƉĂƉĞƌĂŶĚƚĂŬĞƚŚĞƉůĂŶƌĞǀŝĞǁǁŽƌŬĨůŽǁƚŽĂǁŚŽůĞŶĞǁůĞǀĞů͘ϰ> &͛ƐŽĨĨŝĐĞƐĂƌĞĞƋƵŝƉƉĞĚǁŝƚŚůĂƌŐĞƐĐĂůĞ
ŵŽŶŝƚŽƌƐĨŽƌĞĂƐLJƌĞǀŝĞǁŽĨƉůĂŶƐ͘ůƵĞďĞĂŵZĞǀƵĐŽŵďŝŶĞƐƉŽǁĞƌĨƵůW&ĞĚŝƚŝŶŐ͕ŵĂƌŬƵƉ͕ĂŶĚĐŽůůĂďŽƌĂƚŝŽŶ
ƚĞĐŚŶŽůŽŐLJǁŝƚŚƌĞůŝĂďůĞĨŝůĞĐƌĞĂƚŝŽŶ͘
ĚĚŝƚŝŽŶĂůdĞĐŚŶŽůŽŐŝĞƐ
,ĂǀŝŶŐƐĞƌǀĞĚŵŽƌĞƚŚĂŶϭϬϬũƵƌŝƐĚŝĐƚŝŽŶƐ͕ϰ> &ĂŶĚŽƵƌƐƚĂĨĨĂƌĞŬŶŽǁůĞĚŐĞĂďůĞĂŶĚŚĂǀĞĞdžƉĞƌŝĞŶĐĞǁŽƌŬŝŶŐ
ǁŝƚŚĂǀĂƌŝĞƚLJŽĨĚŝĨĨĞƌĞŶƚƚĞĐŚŶŽůŽŐŝĞƐĨŽƌ ůĞĐƚƌŽŶŝĐWůĂŶZĞǀŝĞǁ͕WĞƌŵŝƚdƌĂĐŬŝŶŐ͕ĂŶĚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶƐ͘
ϰ> &͛ƐĞdžƉĞƌŝĞŶĐĞǁŝƚŚƚƌĂĐŬŝŶŐƚĞĐŚŶŽůŽŐŝĞƐŝŶĐůƵĚĞďƵƚĂƌĞŶŽƚůŝŵŝƚĞĚƚŽ͗
ŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ
ϰ> &ƉůĂŶƐƚŽǁŽƌŬǁŝƚŚƚŚĞŝƚLJĂŶĚƚŚĞŽŶƐƚƌƵĐƚŝŽŶWƌŽũĞĐƚDĂŶĂŐĞƌƐƚŽĚƌĂĨƚĂŶŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨŝŶŐƉůĂŶ
ƚŚĂƚŵŝƌƌŽƌƐƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJŽĨƚŚĞĐŽŶƚƌĂĐƚŽƌƐ͘KƵƌŝŶƚĞŶƚŝƐƚŽƉƌŽǀŝĚĞĂĨůĞdžŝďůĞƐƚĂĨĨŝŶŐŵŽĚĞůǁŝƚŚĂ
ƚĞĂŵŽĨŝŶƐƉĞĐƚŽƌƐƚŚĂƚĐĂŶ͞ƌĂŵƉͲƵƉ͟ĂŶĚ͞ƌĂŵƉͲĚŽǁŶ͟ďĂƐĞĚƵƉŽŶƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJŽŶͲƐŝƚĞƚŽďĞ
ĐŽŶƐŝƐƚĞŶƚǁŝƚŚŽƵƌƉƌŽƉŽƐĞĚĐŽƐƚƉƌŽƉŽƐĂů͘ϰ> &ĂŶƚŝĐŝƉĂƚĞƐƵƉƚŽĨŽƵƌĚŝĨĨĞƌĞŶƚŝŶƐƉĞĐƚŽƌƐĨŽƌƚŚĞƉƌŽũĞĐƚƐ
ůŝƐƚĞĚ͕ďƵƚĐĂŶŵĞĞƚƚŚĞĚĞŵĂŶĚƐŽĨĂĚĚŝƚŝŽŶĂůŝŶƐƉĞĐƚŽƌƐ͕ĞǀĞŶŽŶƐŚŽƌƚŶŽƚŝĐĞŽƌĨŽƌƐŚŽƌƚĚƵƌĂƚŝŽŶƐ͘ϰ> &
ǁŝůůĐŽŽƌĚŝŶĂƚĞǁŝƚŚƚŚĞŝƚLJ͛ƐŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚƚĞĂŵƚŽŵĂdžŝŵŝnjĞƚŚĞƵƐĞŽĨĂůůŝŶƐƉĞĐƚŝŽŶƉĞƌƐŽŶŶĞů
ƚŽĐŽǀĞƌƉƌŽũĞĐƚƐ͘ůůƐƚĂĨĨŝŶŐǁŝůůďĞĐŽŽƌĚŝŶĂƚĞĚƚŚƌŽƵŐŚϰ> &͛Ɛ džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ͕ƌĂŝŐdŽůĞ͘ƌĂŝŐ
ŚĂƐďĞĞŶǁŝƚŚϰ> &ĨŽƌŵŽƌĞƚŚĂŶϭϯLJĞĂƌƐŝŶƚŚĞĐĂƉĂĐŝƚLJŽĨŝŶƐƉĞĐƚŝŽŶŵĂŶĂŐĞƌĂŶĚŚĂƐƌĞĐƌƵŝƚĞĚ͕ŚŝƌĞĚ͕ĂŶĚ
ŵĂŶĂŐĞĚŵŽƌĞƚŚĂŶϴϬйŽĨϰ> &͛ƐƚĞĂŵŽĨŝŶƐƉĞĐƚŽƌƐ͘ƌĂŝŐǁŝůůĐŽŶƚŝŶƵĞƚŽĂƚƚĞŶĚƌĞŐƵůĂƌŵĞĞƚŝŶŐƐǁŝƚŚŽƵƌ
WƌŽũĞĐƚDĂŶĂŐĞƌƐĂŶĚ>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌŝŶŽƌĚĞƌƚŽĨŝůůŝŶƐƉĞĐƚŝŽŶƌĞƋƵĞƐƚƐĞdžƉĞĚŝƚŝŽƵƐůLJ͘ϰ> &ŚĂƐƚŚĞ
ĚĞƉƚŚŽĨƌĞƐŽƵƌĐĞƐƚŽƐƚĂĨĨƚŚŝƐũŽďŝŵŵĞĚŝĂƚĞůLJǁŝƚŚĐƵƌƌĞŶƚϰ> &ĞŵƉůŽLJĞĚŝŶƐƉĞĐƚŝŽŶƉĞƌƐŽŶŶĞů͘
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Section 3: Scope of Services for the Project April 2, 2019
ϭ͘ KĨĨŝĐĞ^ĞƚͲhƉĂŶĚZĞƋƵŝƐŝƚŝŽŶŽĨ ƋƵŝƉŵĞŶƚ
hƉŽŶĐŽŶƚƌĂĐƚĂǁĂƌĚ͕ϰ> &ǁŝůůŝŵŵĞĚŝĂƚĞůLJďĞŐŝŶŵŽďŝůŝnjŝŶŐĂŶĚƐĞƚƵƉŽƵƌŽĨĨŝĐĞƐĂƚƚŚĞƐŝƚĞ͘ϰ> &
ǁŝůůĞƐƚĂďůŝƐŚŽƵƌŽĚĞĂŶĚZĞŐƵůĂƚŝŽŶ>ŝďƌĂƌLJĂŶĚƌĞƋƵŝƐŝƚŝŽŶƚŚĞƉƌŽƉĞƌĞƋƵŝƉŵĞŶƚƐƵĐŚĂƐŝWĂĚ͛ƐǁŝƚŚ
ƚŚĞĐƵƌƌĞŶƚďƵŝůĚŝŶŐĐŽĚĞƐůŽĂĚĞĚŽŶĞĂĐŚĚĞǀŝĐĞ͘
Ϯ͘ ^ĂĨĞƚLJdƌĂŝŶŝŶŐ
ϰ> &ǁŝůůĐŽŽƌĚŝŶĂƚĞǁŝƚŚƚŚĞWƌŝŵĞŽŶƚƌĂĐƚŽƌƐ^ĂĨĞƚLJDĂŶĂŐĞƌĂŶĚƐĐŚĞĚƵůĞĂůůϰ> &ƐƚĂĨĨƚŽĂƚƚĞŶĚ
ĂŶLJŵĂŶĚĂƚŽƌLJƐĂĨĞƚLJƚƌĂŝŶŝŶŐ͘ƐǁĞƚƌĂŶƐŝƚŝŽŶŝŶŶĞǁƚĞĂŵŵĞŵďĞƌƐ͕ŽƵƌƉƌŽũĞĐƚůĞĂĚƐǁŝůůĨĂĐŝůŝƚĂƚĞĂůů
ŶĞǁŝŶƐƉĞĐƚŽƌƐ ƚŽ ĐŽŵƉůĞƚĞ ƚŚĞ ŵĂŶĚĂƚĞĚ ƐĂĨĞƚLJ ƚƌĂŝŶŝŶŐ ĂƐ ǁĞůů͘ ϰ> & ĂůƐŽ ŚĂƐ ŽƵƌ ŽǁŶ ƚƌĂŝŶŝŶŐ
ƉƌŽŐƌĂŵǁŚŝĐŚŝŶĐůƵĚĞƐ&ĂůůWƌŽƚĞĐƚŝŽŶ͖WĞƌƐŽŶĂůWƌŽƚĞĐƚŝǀĞ ƋƵŝƉŵĞŶƚ͖^ůŝƉƐ͕dƌŝƉƐ͕ĂŶĚ&ĂůůƐ͕>ĂĚĚĞƌ
^ĂĨĞƚLJ͕ ůĞĐƚƌŝĐĂů^ĂĨĞƚLJ͕ĂŶĚ,ĞĂƚ/ůůŶĞƐƐWƌĞǀĞŶƚŝŽŶ͘KƵƌ^ĂĨĞƚLJŽŽƌĚŝŶĂƚŽƌǁŝůůĞŵĂŝůĂůůŽĨŽƵƌƵƉĚĂƚĞĚ
ƐĂĨĞƚLJƌĞĐŽƌĚƐǁŝƚŚƚŚĞƐĞůĞĐƚĞĚ'ĞŶĞƌĂůŽŶƚƌĂĐƚŽƌ͘
ϯ͘ /ŶƐƉĞĐƚŝŽŶdĞĂŵDĞĞƚŝŶŐƐ
KŶĐĞŽŶƐŝƚĞ͕ŚƌŝƐǁŝůůĞƐƚĂďůŝƐŚǀĂƌŝŽƵƐƌĞƋƵŝƌĞĚŵĞĞƚŝŶŐƐŝŶĐůƵĚŝŶŐĚĂŝůLJŵŽƌŶŝŶŐŵĞĞƚŝŶŐƐĨƌŽŵϲ͗ϯϬĂŵ
ƚŽϳ͗ϬϬĂŵǁŝƚŚƚŚĞŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨ͕ǁĞĞŬůLJŵĞĞƚŝŶŐƐǁŝƚŚƚŚĞ^ƚĂŬĞŚŽůĚĞƌƐ;ϰ> &DĂŶĂŐĞŵĞŶƚ͕ŝƚLJ
WĞƌƐŽŶŶĞů͕ŽƵŶƚLJ&ŝƌĞ͕ŽŶƚƌĂĐƚŽƌ͕KǁŶĞƌ͕^ƉĞĐŝĂů/ŶƐƉĞĐƚŝŽŶ>ĞĂĚ͕ĞƚĐ͘Ϳ͕ĂŶĚĂ ǁĞĞŬůLJ ǁĂůŬƚŚƌŽƵŐŚ
ǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͛Ɛ^ĞŶŝŽƌ/ŶƐƉĞĐƚŽƌ͘dŚĞƐĞŵĞĞƚŝŶŐƐǁŝůůĞŶƐƵƌĞƚŚĞƉƌŽũĞĐƚŝƐǁĞůůŽƌŐĂŶŝnjĞĚ͕Ăůů
ŽƵƚƐƚĂŶĚŝŶŐŝƚĞŵƐĂƌĞĂĚĚƌĞƐƐĞĚ͕ƉĞŶĚŝŶŐĐŽĚĞͲĐĂůůƐĂƌĞĚŝƐĐƵƐƐĞĚ͕ĂŶĚƚŚĞŝƚLJŝƐǁĞůůǀĞƌƐĞĚŝŶĂůůũŽďͲ
ƐŝƚĞ ĂĐƚŝǀŝƚŝĞƐ ĂŶĚ ƉƌŽŐƌĞƐƐ ƌĞƉŽƌƚƐ͘ tĞ ŚĂǀĞ ĂƚƚĂĐŚĞĚ ŽƵƌ ĚƌĂĨƚĞdžĂŵƉůĞŵĞĞƚŝŶŐĂŐĞŶĚĂƐŝŶƚŚĞ
ĂƉƉĞŶĚŝdž͘ůůŵĞĞƚŝŶŐŶŽƚĞƐǁŝůůďĞŬĞƉƚƚƌĂĐŬĞůĞĐƚƌŽŶŝĐĂůůLJďLJŽƵƌŽŶͲƐŝƚĞWƌŽũĞĐƚĚŵŝŶŝƐƚƌĂƚŽƌ͘
ϰ͘ WƌŽũĞĐƚ^ƚĂĨĨŝŶŐ
ϰ> &ǁŝůůĐŽŶƚŝŶƵĞƚŽŵŽŶŝƚŽƌƚŚĞƉƌŽŐƌĞƐƐŽĨƚŚĞũŽďŝŶĐŽŶũƵŶĐƚŝŽŶǁŝƚŚƚŚĞŝŶƐƉĞĐƚŝŽŶƌĞƋƵĞƐƚƐ͘ϰ> &
ǁŝůůƐĐĂůĞƚŚĞŝŶƐƉĞĐƚŝŽŶĂůƐĞƌǀŝĐĞƐďĂƐĞĚƵƉŽŶƚŚĞĚĞŵĂŶĚŽĨƚŚĞũŽďƚŽĞŶƐƵƌĞƚŚĞ͞ƌŝŐŚƚ͟ĂŵŽƵŶƚŽĨƐƚĂĨĨ
ŝƐƚŚĞƌĞƚŽĞŶƐƵƌĞĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJŝƐŵĞĞƚŝŶŐƚŚĞĐƵƌƌĞŶƚĂĚŽƉƚĞĚĐŽĚĞƐĂŶĚ ƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐŽĨƚŚĞ
ĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚƐ͘
ϱ͘ ZĞƉŽƌƚƐ
ϰ> &͛ƐĚŵŝŶŝƐƚƌĂƚŝŽŶƚĞĂŵǁŝůůŬĞĞƉĚĂŝůLJĂĐƚŝǀŝƚLJůŽŐƐĂŶĚƉƌĞƉĂƌĞĚĞƚĂŝůĞĚŵŽŶƚŚůLJƌĞƉŽƌƚƐŽĨƚŚĞ
ĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚLJŝŶĐůƵĚŝŶŐƉƌŽŐƌĞƐƐŽĨǁŽƌŬĐŽŵƉůĞƚĞĚŝŶƉĞƌĐĞŶƚĂŐĞĨŽƌŵ͘dŚŝƐƌĞƉŽƌƚǁŝůůďĞĚĞƚĂŝůĞĚ
ƚŽŝĚĞŶƚŝĨLJĐŽŶƚƌĂĐƚŽƌƐ͕ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ƉƌŽŐƌĞƐƐŽĨǁŽƌŬ͕ƉŝĐƚƵƌĞƐ͕ĂŶĚĚĞƚĂŝůĞĚĞdžƉůĂŶĂƚŝŽŶƐŽĨƚŚĞĨŝĞůĚ
ĂĐƚŝǀŝƚŝĞƐ͘dŚŝƐƌĞƉŽƌƚǁŝůůďĞĚŝƐƚƌŝďƵƚĞĚƚŽƚŚĞŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚƚĞĂŵĂŶĚŝƚLJƐƚĂŬĞŚŽůĚĞƌƐ͘
ϲ͘ ZĞĂůdŝŵĞ/ŶƐƉĞĐƚŝŽŶƐ
ϰ> & ƉƌŽƉŽƐĞƐ ƚŽ ƵƐĞ 'Ž&Žƌŵnj ĨŽƌ ĚŽĐƵŵĞŶƚŝŶŐ ŝŶƐƉĞĐƚŝŽŶƐ͘ ϰ> &͛Ɛ /ŶƐƉĞĐƚŝŽŶ &Žƌŵ ŝƐ ĂůƌĞĂĚLJ
ĂǀĂŝůĂďůĞŝŶ'Ž&ŽƌŵnjĂŶĚĐĂŶďĞĂĐĐĞƐƐĞĚďLJƐŝŵƉůLJĚŽǁŶůŽĂĚŝŶŐƚŚĞĂƉƉůŝĐĂƚŝŽŶƚŽLJŽƵƌŝWĂĚŽƌDŽďŝůĞ
ĞǀŝĐĞ͘
WŽƐƚͲŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞ
ϰ> &͛ƐWƌŽũĞĐƚDĂŶĂŐĞŵĞŶƚĂŶĚ>ĞĂĚ/ŶƐƉĞĐƚŽƌƐĨƌŽŵƚŚĞWƌĞͲŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞŽĨƚŚĞƉƌŽũĞĐƚĂƌĞĐŽŵŵŝƚƚĞĚ
ƚŽƐĞĞƚŚŝƐƉƌŽũĞĐƚƚŚƌŽƵŐŚƚŽƚŚĞWŽƐƚŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞŽĨƚŚĞƉƌŽũĞĐƚ͘WŽƐƚĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚŝĞƐǁŝůůŝŶĐůƵĚĞ
ĐŽŵƉůĞƚĞĚŽĐƵŵĞŶƚĂƚŝŽŶŽĨĂůůƌĞƋƵŝƌĞĚŝŶƐƉĞĐƚŝŽŶƐŝůůƵƐƚƌĂƚŝŶŐƚŚĂƚĂůůǁŽƌŬŚĂƐĐŽŵƉůŝĞĚǁŝƚŚƚŚĞĂƉƉƌŽǀĞĚ
ĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚƐĂŶĚĂƉƉůŝĐĂďůĞĐŽĚĞƐĂŶĚƌĞŐƵůĂƚŝŽŶĂƐĂĚŽƉƚĞĚďLJƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͘
dƌĂĐŝĂƚŽŶĂŶĚŚƌŝƐ&ŽǁůĞƌǁŝůůǁŽƌŬǁŝƚŚƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ ĂŶĚ ƐƚĂŬĞŚŽůĚĞƌƐ ŽŶ ƚŚĞ ĨŽůůŽǁŝŶŐ WŽƐƚ
ŽŶƐƚƌƵĐƚŝŽŶWŚĂƐĞĂĐƚŝǀŝƚŝĞƐ͘dŚĞƐĞŝŶĐůƵĚĞďƵƚĂƌĞŶŽƚůŝŵŝƚĞĚƚŽ͗
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ϭ͘ tĂůŬdŚƌŽƵŐŚ
hƉŽŶƐƵďƐƚĂŶƚŝĂůĐŽŵƉůĞƚŝŽŶŽĨƚŚĞƉƌŽũĞĐƚ͕ϰ> &͛ƐƉƌŽũĞĐƚƚĞĂŵǁĂůŬƐƚŚĞƉƌŽũĞĐƚǁŝƚŚƚŚĞŝƚLJ͕ŽǁŶĞƌ͕
ĂŶĚͬŽƌĚĞƐŝŐŶƚĞĂŵ͘ŶĂŐƌĞĞŵĞŶƚŝƐŵĂĚĞƚŚĂƚƚŚĞƉƌŽũĞĐƚŚĂƐďĞĞŶĐŽŵƉůĞƚĞĚĂĐĐŽƌĚŝŶŐƚŽƚŚĞ
ĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚƐ͘
Ϯ͘ WƵŶĐŚͲ>ŝƐƚ
ƵƌŝŶŐƚŚĞǁĂůŬƚŚƌŽƵŐŚ͕ƚŚĞƉƉůĞͬĚĞƐŝŐŶǁŝůůŝĚĞŶƚŝĨLJĂŶLJƐŵĂůůĞƌŝƚĞŵƐƚŚĂƚƐƚŝůůŶĞĞĚƚŽďĞĐŽŵƉůĞƚĞĚ
ƚŽĞǀĞƌLJŽŶĞ͛ƐƐĂƚŝƐĨĂĐƚŝŽŶ͘KŶĐĞƚŚĞƉƵŶĐŚͲůŝƐƚŝƐĐŽŵƉůĞƚĞĚƚŚĞũŽďŝƐĐŽŶƐŝĚĞƌĞĚϭϬϬйĐŽŵƉůĞƚĞĂŶĚ
ƚŚĞƉƌŽũĞĐƚĞŶƚĞƌƐƚŚĞǁĂƌƌĂŶƚLJƉŚĂƐĞ͘
ϯ͘ ůŽƐĞͲKƵƚWĂĐŬĂŐĞ
KŶĐĞƚŚĞƉƵŶĐŚͲůŝƐƚŝƚĞŵƐĂƌĞĐŽŵƉůĞƚĞĚ͕ƚŚĞĐůŝĞŶƚƌĞĐĞŝǀĞƐĂĐŽŵƉůĞƚĞƉƌŽũĞĐƚĐůŽƐĞͲŽƵƚƉĂĐŬĂŐĞƚŚĂƚ
ŝŶĐůƵĚĞƐƉĞƌŵŝƚƐĂŶĚŝŶƐƉĞĐƚŝŽŶƌĞĐŽƌĚƐ͕ǁĂƌƌĂŶƚLJŝŶĨŽƌŵĂƚŝŽŶ͕ŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŝŶĨŽƌŵĂƚŝŽŶ͕
ĂŶĚĂŶLJĂĚĚŝƚŝŽŶĂůŵĂƚĞƌŝĂůƐƌĞƋƵŝƌĞĚďLJƚŚĞĐůŝĞŶƚ͘
ϰ͘ KƉĞƌĂƚŝŽŶĂŶĚDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůƐĂŶĚůŝĞŶƚdƌĂŝŶŝŶŐ
dŚĞŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŵĂŶƵĂůƐĨŽƌĞƋƵŝƉŵĞŶƚŝŶƐƚĂůůĞĚĚƵƌŝŶŐƚŚĞƉƌŽũĞĐƚĂƌĞƉƌŽǀŝĚĞĚŝŶƚŚĞ
ƉƌŽũĞĐƚĐůŽƐĞͲŽƵƚŬ͘
/ŶƐƉĞĐƚŝŽŶdĞĐŚŶŽůŽŐLJ
ϰ> & ŚĂƐ ĞdžƚĞŶƐŝǀĞ ĞdžƉĞƌŝĞŶĐĞ ǁŽƌŬŝŶŐ ǁŝƚŚ ǀĂƌŝŽƵƐ ŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚŝŶŐ ƚĞĐŚŶŽůŽŐŝĞƐ͕ ŝŶĐůƵĚŝŶŐ 'Ž&Žƌŵnj
ǁŚŝĐŚϰ> &ƵƐĞĚƚŚŝƐĨŽƌĂůůƐĐŽƉĞƐŽĨƚŚĞƉƉůĞϮĂŵƉƵƐ;ΕΨϲŝůůŝŽŶͿ͕ŝƐĐƵƌƌĞŶƚůLJƵƐŝŶŐĨŽƌƚŚĞ ŶĐŽƌĞŽƐƚŽŶ
,ĂƌďŽƌĂƐŝŶŽ;ΕΨϮ͘ϱŝůůŝŽŶͿ͕^ĂŶDĂƚĞŽŽƵŶƚLJWƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ;ΕΨϭŝůůŝŽŶͿ͕ĂŶĚĂƚ^ĂŶ:ŽƐĞ^ƚĂƚĞ
hŶŝǀĞƌƐŝƚLJ;ΕΨϲϬϬDŝůůŝŽŶͿ͘'Ž&ŽƌŵnjĂůůŽǁƐĞǀĞƌLJƉŝĞĐĞŽĨŝŶĨŽƌŵĂƚŝŽŶĐŽůůĞĐƚĞĚŽŶĂƉƌŽũĞĐƚƚŽďĞĂĐĐĞƐƐŝďůĞďLJ
ĂůůƐƚĂĨĨĂƐĞǀĞƌLJŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚŝƐƐƚŽƌĞĚƐĞĐƵƌĞůLJĂŶĚƐĂĨĞůLJŝŶƚŚĞĐůŽƵĚ͘dŚĞŝŶĨŽƌŵĂƚŝŽŶĐĂŶďĞĂĐĐĞƐƐĞĚ
ƚŚƌŽƵŐŚĂƵƐĞƌ͛ƐǁĞďĂĐĐŽƵŶƚǁŚĞƌĞĂŶLJŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚĐĂŶďĞǀŝĞǁĞĚ͕ĂŶĚƌĞƉŽƌƚƐĐĂŶďĞƌĂŶƵƐŝŶŐƐƚŽƌĞĚ
ƉƌŽũĞĐƚĚĂƚĂ͘tŝƚŚ'Ž&Žƌŵnj͕ϰ> &ŝŶƐƉĞĐƚŽƌƐĂƌĞĂďůĞƚŽůĞĂǀĞĚĞƚĂŝůĞĚ ŶŽƚĞƐ ƵŶĚĞƌ ƚŚĞ ŝŶƐƉĞĐƚŝŽŶƐ ĂŶĚ
ŽďƐĞƌǀĂƚŝŽŶƐďŽdžĂŶĚŝŶƐƚĂŶƚĂŶĞŽƵƐůLJĂƚƚĂĐŚƉŝĐƚƵƌĞƐƚŽƌĞƉŽƌƚƐƚŽƐŚŽǁƚŚĞŝƚĞŵƐŝŶƐƉĞĐƚĞĚ͘LJŵĞĂŶƐŽĨĂŶ
ŝWĂĚ͕ŝŶƐƉĞĐƚŽƌƐƐŝŐŶƌĞƉŽƌƚƐƵƐŝŶŐĂŵŽďŝůĞƐŝŐŶĂƚƵƌĞďůŽĐŬĂŶĚĂƚƚĂĐŚĞĚƉŝĐƚƵƌĞƐŽĨƚŚĞŝƚĞŵŝŶƐƉĞĐƚĞĚƚŚĂƚ
ǁĞƌĞƚĂŬĞŶƵƐŝŶŐƚŚĞŝWĂĚ͘
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Section 4: Project Team Organization April 2, 2019
ŚĂĚDŽƐĞůLJ
ŝƚLJ ŶŐŝŶĞĞƌ
ŚŝĞĨŝƌŬDĂƚƚĞƌŶ
&ŝƌĞDĂƌƐŚĂů
ůďĞƌƚ^ĂůǀĂĚŽƌ͕W͘ ͕K
ŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂů
KƌŐĂŶŝnjĂƚŝŽŶĂůŚĂƌƚ
dƌŝĐŝĂĂdžƚĞƌ͕W͘ ͘
WƵďůŝĐtŽƌŬƐWƌŽũĞĐƚDĂŶĂŐĞƌ
KĨĨͲ^ŝƚĞWůĂŶZĞǀŝĞǁdĞĂŵ
^ĐŽƚƚDĂƌƚŝŶ͕W͘ ͕͘>ĞĂĚ&ŝƌĞĂŶĚ>ŝĨĞͲ^ĂĨĞƚLJ
&ĂƌŚĞĞŶ^ƵůƚĂŶĂ͕^͘ ͕͘>ĞĂĚ^ƚƌƵĐƚƵƌĂů
DŝŬĞŶĚĞƌƐŽŶ͕W͘ ͕͘^Ɖ͕>ĞĂĚĐĐĞƐƐŝďŝůŝƚLJ
zŽƵƐĞĨDĂƌŵŽƐŚ͕D͘ ͕>ĞĂĚWůƵŵďŝŶŐͬDĞĐŚĂŶŝĐĂů
ŶĂƐƚĂƐŝŽƐ,ŝŽŶŝƐ͕ ͘ ͕>ĞĂĚ ůĞĐƚƌŝĐĂů
ŚĂƌůĞƐ,͘>ƵĐĂƐ͕:ƌ͕͘>ĞĂĚ ŶĞƌŐLJ
ůĞdžŚĞŶĞLJ͕W͘ ͕͘W>^͕>ĞĂĚŝǀŝůĂŶĚWƵďůŝĐtŽƌŬƐ
,ŽŵĞƌDĂŝĞů͕W͘ ͕͘K͕WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
>ŝƐĂK͛DĂůůĞLJ͕^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
DŽƌĞƚŚĂŶϰϬĂĚĚŝƚŝŽŶĂůWůĂŶZĞǀŝĞǁWĞƌƐŽŶŶĞůĂǀĂŝůĂďůĞ͘
<ĞǀŝŶ:͘ƵŐŐĂŶ͕WƌĞƐŝĚĞŶƚ
WƌŝŶĐŝƉĂůͲŝŶͲŚĂƌŐĞ
ƌĂŝŐdŽůĞ
WƌŝŶĐŝƉĂůWƌŽũĞĐƚDĂŶĂŐĞƌ
'ĞŶĞĂƌƌLJ͕W͘ ͕͘sŝĐĞWƌĞƐŝĚĞŶƚ
YͬYĂŶĚ^ĂĨĞƚLJDĂŶĂŐĞƌ
dƌĂĐŝĂƚŽŶ
džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ
ŚƌŝƐ&ŽǁůĞƌ͕K
>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ͕&ŝƌĞ/ŶƐƉĞĐƚŽƌ//
KŶͲ^ŝƚĞƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐ;ƐEĞĞĚĞĚͿ
ŽƵŐZĂLJ͕WƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ DĂƌĐƵƐ:ŽŚŶƐŽŶ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ĞĂŶ>ŽǀĞũŽLJ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ ƌŝĂŶůĂƌŬ͕K^,W͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ŚƵĐŬsĞŶŽŽŬ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ 'ĞŽƌŐĞĂǀŝƐ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ĞƌƌLJƌŽǁŶ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ ZŽŶ^ƚĞǀĞŶƐ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ĞĨĨZŽĐĐĂ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ:ŽƐĞDĂƌƚŝŶĞnj͕K͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
:ŽƐĞDĂƌƚŝŶĞnj͕K͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ ĞǀŽŶƌĂĂƚĞŶ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ŶĚƌĞŝKƵƐƚŝŶŽǀ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ ƌĞŶƚ,ŝƉƐŚĞƌ͕^Ɖ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
DĂƌƚŝŶ^ĐŽƚƚ͕K^,W͕^͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ:ĂŵĞƐ>ĞĞ͕ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
DŽƌĞƚŚĂŶϭϱϬĂĚĚŝƚŝŽŶĂůƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐĂǀĂŝůĂďůĞ͘
:ŽĞEŝĐŽůĂƐ͕W͘
WůĂŶZĞǀŝĞǁWƌŽũĞĐƚDĂŶĂŐĞƌ
KŶͲ^ŝƚĞWƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŽƌƐ;ƐEĞĞĚĞĚͿ
ŶƚŚŽŶLJ&ĂŶƵĐĐŚŝ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ĚǁŝŶ ŬďĞƌŐ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
,ĂƐƐĂŶůŬŚĂƚŝď͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
EŽƌŵĂŶŬĂŶĂ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
'ŽƉŝŚĂŶĚƌĂŶ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ƌĞǁ'ŝĚůŽĨĨ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DŝĐŚĂĞůDŽƐƐĞĂƵ͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DĂƌŬdŚƌĂŝůŬŝůů͕ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
DŽƌĞƚŚĂŶϯϬĂĚĚŝƚŝŽŶĂůWƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŽƌƐĂǀĂŝůĂďůĞ͘
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dƌĂĐŝĂƚŽŶ
WƌŽũĞĐƚDĂŶĂŐĞƌͬŽĐƵŵĞŶƚŽŶƚƌŽůΘDƵŶŝĐŝƉĂůĞƉĂƌƚŵĞŶƚ^ƉĞĐŝĂůŝƐƚ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
dƌĂĐŝ ǁĂƐ ƚŚĞ WƌŽũĞĐƚ DĂŶĂŐĞƌ ŽŶ ďĞŚĂůĨ ŽĨ ϰ> & ŽŶ ƚŚĞ ƉƉůĞ Ϯ
ĂŵƉƵƐĨŽƌƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽĂŶĚŝƐĐƵƌƌĞŶƚůLJƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌ
ŽŶďĞŚĂůĨŽĨϰ> &ŽŶƚŚĞŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽWƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚ
hŶŝƚƉƌŽũĞĐƚƐ͘dƌĂĐŝďƌŝŶŐƐǁŝƚŚŚĞƌŵŽƌĞƚŚĂŶϭϳLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞŽĨ
WƌŽũĞĐƚ DĂŶĂŐĞŵĞŶƚ ĂŶĚ ĚŵŝŶŝƐƚƌĂƚŝŽŶ ĂŶĚ ƐĞǀĞƌĂů LJĞĂƌƐ ǁŽƌŬŝŶŐ
ǁŝƚŚŝŶ Ă ŵƵŶŝĐŝƉĂů ĞŶǀŝƌŽŶŵĞŶƚ ŝŶĐůƵĚŝŶŐ ƵŝůĚŝŶŐ ĂŶĚ WůĂŶŶŝŶŐ
ŝǀŝƐŝŽŶƐ͘/ŶĂĚĚŝƚŝŽŶ͕dƌĂĐŝǁŽƌŬƐŚĂŶĚͲŝŶͲŚĂŶĚǁŝƚŚƚŚĞWƌŽũĞĐƚƐ
ŽǁŶĞƌ͕ĐŽŶƚƌĂĐƚŽƌƐ͕ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ĂŶĚŵƵŶŝĐŝƉĂůďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚ͘
dƌĂĐŝŚĂƐĂůƐŽƚĂŬĞŶŽŶƚǁŽůĂƌŐĞĐůŝĞŶƚƐŝŶĐůƵĚŝŶŐƚŚĞŝƚLJŽĨ ǀĞƌĞƚƚ͕
DǁŚĞƌĞƐŚĞĂĚŵŝŶŝƐƚĞƌƐŽƵƌĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽĐĞƐƐĨŽƌƚŚĞΨϮ͘ϱŝůůŝŽŶ
ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌͲtLJŶŶĂƐŝŶŽ͕ĂŶĚƐŚĞŝƐĂůƐŽƚŚĞWƌŽũĞĐƚ
DĂŶĂŐĞƌ ĨŽƌ ƚŚĞ ŝƚLJ ŽĨ tĂůŶƵƚ ƌĞĞŬ͛Ɛ ŽƵŶĚĂƌLJ KĂŬƐ 'ŽůĨ ŽƵƌƐĞ
ZĞŵŽĚĞů͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽWƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ;WhͿ͕ZĞĚǁŽŽĚŝƚLJ͕
WƌŽũĞĐƚDĂŶĂŐĞƌ
dƌĂĐŝŚĂƐďĞĞŶƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌϰ> &͛ƐWhWƌŽŐƌĂŵĨŽƌƚŚĞŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ͘ϰ> &ŝƐ
ĐƵƌƌĞŶƚůLJƉĞƌĨŽƌŵŝŶŐ/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚƐĞƌǀŝĐĞƐĨŽƌŵƵůƚŝƉůĞƉƌŽũĞĐƚƐŽŶďĞŚĂůĨŽĨƚŚĞŽƵŶƚLJŽĨ^ĂŶ
DĂƚĞŽ͛ƐWƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ͘dŚŝƐΨϵϬϬDŝůůŝŽŶƉƌŽŐƌĂŵĐŽŶƐŝƐƚƐŽĨƵƉƚŽϭϴƉƌŽũĞĐƚƐŽǀĞƌƚŚĞ
ĐŽƵƌƐĞŽĨŵŽƌĞƚŚĂŶĨŝǀĞLJĞĂƌƐ͘ϰ> &ŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĐŽŵďŝŶĂƚŝŽŶŝŶƐƉĞĐƚŝŽŶƐĂŶĚŝŶƐƉĞĐƚŝŽŶ
ƌĞƉŽƌƚƐƌĞůĂƚĞĚƚŽĂůůƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ ƐƐĞŶƚŝĂů^ĞƌǀŝĐĞ&ĂĐŝůŝƚŝĞƐ͕WĂƌŬŝŶŐ'ĂƌĂŐĞƐ͕DĞĚŝĐĂů&ĂĐŝůŝƚŝĞƐ͕
ŶŝŵĂů^ŚĞůƚĞƌƐ͕&ŝƌĞ^ƚĂƚŝŽŶƐ͕ĂŶĚŽƚŚĞƌŽƵŶƚLJďƵŝůĚŝŶŐƐ͘
ϰ> &͕/ŶĐ͘
ƉƉůĞĂŵƉƵƐϮ͕ƵƉĞƌƚŝŶŽ͕
WƌŽũĞĐƚDĂŶĂŐĞƌ
&ĞďƌƵĂƌLJϮϬϭϰʹϮϬϭϴ
^ŝŶĐĞ&ĞďƌƵĂƌLJϮϬϭϰ͕dƌĂĐŝŚĂƐďĞĞŶƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌŽŶƚŚĞƉƉůĞϮ
ĂŵƉƵƐ ŝŶ ƵƉĞƌƚŝŶŽ͘ dƌĂĐŝ͛Ɛ ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ ŝŶĐůƵĚĞ ĐŽŽƌĚŝŶĂƚŝŶŐ
ŝŶƐƉĞĐƚŝŽŶƐ ĂŵŽŶŐƐƚ ƚŚĞ ƚĞĂŵ ŽĨ ŝŶƐƉĞĐƚŽƌƐ͕ ŵĂŝŶƚĂŝŶŝŶŐ ĚŽĐƵŵĞŶƚ
ĐŽŶƚƌŽů ĂŶĚ ŵĂƐƚĞƌLJ ŽĨ ƚŚĞ ŝƚLJ ŽĨ ƵƉĞƌƚŝŶŽ͛Ɛ ƉĞƌŵŝƚƚŝŶŐ ƉƌŽĐĞƐƐ ƚŽ
ĞŶƐƵƌĞĂůůŝŶƐƉĞĐƚŝŽŶƐĂƌĞƌĞĐŽƌĚĞĚĨŽƌƚŚĞŝƚLJƵƐĞ͘dƌĂĐŝŝƐĂůƐŽƚŚĞ
ĂĚŵŝŶŝƐƚƌĂƚŽƌĨŽƌĂŶŝWĂĚĂƉƉůŝĐĂƚŝŽŶƵƐĞĚƚŽƉĞƌĨŽƌŵĂůůŝŶƐƉĞĐƚŝŽŶƐŝŶƚŚĞĨŝĞůĚĂŶĚǁĂƐŝŶƐƚƌƵŵĞŶƚĂůŝŶ
ƚŚĞĐƌĞĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŽĨƚŚĞĨŽƌŵƐƵƐĞĚĨŽƌŝŶƐƉĞĐƚŝŽŶƐ͘
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17+ years
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San Jose State University
B.S. Sociology & Communications
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Leadership Academy of Santa Clara
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ϰ> &͕/ŶĐ͘
ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌͲtLJŶŶĂƐŝŶŽ
^ĞŶŝŽƌWƌŽũĞĐƚĚŵŝŶŝƐƚƌĂƚŽƌͬKĨĨŝĐĞ ŶŐŝŶĞĞƌ
:ƵŶĞϮϬϭϲʹWƌĞƐĞŶƚ
dƌĂĐŝ ŝƐ ĐƵƌƌĞŶƚůLJ ƚŚĞ ^ĞŶŝŽƌ WƌŽũĞĐƚ ĚŵŝŶŝƐƚƌĂƚŽƌ ŽǀĞƌƐĞĞŝŶŐƚŚĞ
ĐůŽƐĞŽƵƚ ŽŶ ƚŚĞ tLJŶŶ ĂƐŝŶŽ ΨϮ͘ϱ ŝůůŝŽŶ ĞǀĞůŽƉŵĞŶƚ͘ dƌĂĐŝ͛Ɛ
ŵĂŶĂŐŝŶŐƚŚĞŽŶͲƐŝƚĞĂĚŵŝŶŝƐƚƌĂƚŽƌǁŚŽŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƉĞƌŵŝƚƚƌĂĐŬŝŶŐĂŶĚƉƌŽĐĞƐƐŝŶŐ͕ĐŽŽƌĚŝŶĂƚŝŶŐ
ŝŶƐƉĞĐƚŝŽŶƐĂŵŽŶŐƐƚƚŚĞƚĞĂŵŽĨŝŶƐƉĞĐƚŽƌƐ͕ŵĂŝŶƚĂŝŶŝŶŐĚŽĐƵŵĞŶƚĐŽŶƚƌŽůƐLJƐƚĞŵƐ͘dƌĂĐŝǁŽƌŬƐĐůŽƐĞůLJ
ǁŝƚŚƚŚĞϰ> &ŵĂŶĂŐĞŵĞŶƚƚĞĂŵĂƐǁĞůůĂƐ^ƵĨĨŽůŬ;ĐŽŶƚƌĂĐƚŽƌƐͿ͕ĂŶĚƚŚĞŚŝĞĨƵŝůĚŝŶŐŽŵŵŝƐƐŝŽŶĞƌ
ĨŽƌƚŚĞŝƚLJŽĨ ǀĞƌĞƚƚ͕D͘
^ƚƌĂƚĨŽƌĚ^ĐŚŽŽůƐ͕^ĂƌĂƚŽŐĂ͕
ĂŵƉƵƐĞǀĞůŽƉŵĞŶƚĚŵŝŶŝƐƚƌĂƚŽƌ
ϮϬϭϮͲϮϬϭϰ
ŶĂůLJƐƚĨŽƌƐŝƚĞƐĞůĞĐƚŝŽŶΘŶĞǁŵĂƌŬĞƚĞdžƉĂŶƐŝŽŶ͕ƉƌĞƉĂƌĞĨĞĂƐŝďŝůŝƚLJƉĂĐŬĂŐĞƐ͘
xWƌĞƉĂƌĞZ&Y͕Z&W͕>K/͕>ĞĂƐĞŵĞŶĚŵĞŶƚƐ͕ŵƵŶŝĐŝƉĂůhWƐ͕ŵƵŶŝĐŝƉĂů ďƵŝůĚŝŶŐ ƉĞƌŵŝƚ
ĚŽĐƵŵĞŶƚƐ͕ƐƚĂƚĞůŝĐĞŶƐŝŶŐĂŶĚŽƚŚĞƌďŝŶĚŝŶŐĚŽĐƵŵĞŶƚƐͬƉĂĐŬĂŐĞƐ͘
xDĂŶĂŐĞĐŽŵŵƵŶŝĐĂƚŝŽŶΘƉƌŽĐĞƐƐĞƐĨŽƌƚŚĞĚĞǀĞůŽƉŵĞŶƚΘĨĂĐŝůŝƚŝĞƐĚĞƉĂƌƚŵĞŶƚ͘
ŝƚLJŽĨƵƉĞƌƚŝŶŽ͕ŽŵŵƵŶŝƚLJĞǀĞůŽƉŵĞŶƚĞƉĂƌƚŵĞŶƚ͕ĂůŝĨŽƌŶŝĂ
KĨĨŝĐĞDĂŶĂŐĞƌ
ϮϬϬϴͲϮϬϭϮ
džĞĐƵƚŝǀĞ ĂƐƐŝƐƚĂŶƚ ƚŽ ƚŚĞ ĚĞƉĂƌƚŵĞŶƚ ŚĞĂĚ͕ WůĂŶŶŝŶŐ ŽŵŵŝƐƐŝŽŶ͕ ĂŶĚ ŽƚŚĞƌ ŬĞLJ ƐƵƉĞƌǀŝƐŽƌLJ ƐƚĂĨĨ
^ƵƉĞƌǀŝƐĞĚĂĚŵŝŶŝƐƚƌĂƚŝǀĞƉĞƌƐŽŶŶĞůǁŝƚŚĂƐƚƌŽŶŐĞŵƉŚĂƐŝƐŽŶĐƵƐƚŽŵĞƌƐĞƌǀŝĐĞŝŵƉůĞŵĞŶƚŝŶŐƐĞƌǀŝĐĞƐ
ƐƵĐŚĂƐƌĞŵĂŝŶŝŶŐŽƉĞŶĚƵƌŝŶŐƚŚĞůƵŶĐŚŚŽƵƌ͕ĞŶŚĂŶĐŝŶŐŽŶůŝŶĞƐĞƌǀŝĐĞƐ͕ĂŶĚƐƚƌĞĂŵůŝŶŝŶŐƌĞĐŽƌĚƐ
ƌĞƐĞĂƌĐŚƌĞƋƵĞƐƚƐ͘
ǀĂůƵĂƚŝŽŶ ůĞĂĚ ĨŽƌ ΨϱϬϬŬ ŶĞǁ ƉĞƌŵŝƚ ƚƌĂĐŬŝŶŐ ƐŽĨƚǁĂƌĞ ƐLJƐƚĞŵ ĨŽƌ ƚŚĞ ŝƚLJ͛Ɛ ĞǀĞůŽƉŵĞŶƚ WĞƌŵŝƚ
WƌŽĐĞƐƐ͘ZĞƐƉŽŶƐŝďůĞĨŽƌĨŝŶĂŶĐŝĂůƉůĂŶŶŝŶŐĂŶĚĂŶĂůLJƐŝƐͲũƵƐƚŝĨLJĂŶĚƉƌĞƉĂƌĞΨϱ͘ϳDďƵĚŐĞƚ͕ƌĞǀŝĞǁĞĚ
ĂŶĚĂƉƉƌŽǀĞĚĂůůĚĞƉĂƌƚŵĞŶƚƐƉĞŶĚŝŶŐĂŶĚƉƌŽũĞĐƚƌĞǀĞŶƵĞĞƐƚŝŵĂƚĞƐĨŽƌƚŚĞĚĞƉĂƌƚŵĞŶƚ͘ ƐƐŝƐƚĂŶƚ
ƉůĂŶŶĞƌĨŽƌƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůůĂŶĚƵƐĞĂƉƉůŝĐĂƚŝŽŶƐĂƐƐŝŐŶĞĚƚŽƚŚĞƉůĂŶŶŝŶŐƉĞƌŵŝƚƉƌŽĐĞƐƐ͘
džƚĞŶƐŝǀĞƚĞĐŚŶŝĐĂůǁƌŝƚŝŶŐƚŚƌŽƵŐŚƉƌĞƉĂƌĂƚŝŽŶŽĨŝƚLJŽƵŶĐŝůƐƚĂĨĨƌĞƉŽƌƚƐ͕WůĂŶŶŝŶŐŽŵŵŝƐƐŝŽŶ^ƚĂĨĨ
ZĞƉŽƌƚƐ͕ ĞǀĞůŽƉŵĞŶƚ ĐƚŝǀŝƚLJ ZĞƉŽƌƚƐ ĂŶĚ ŽƚŚĞƌ ĞdžƚĞƌŶĂů ĐƵƐƚŽŵĞƌ ĐŽŵŵƵŶŝĐĂƚŝŽŶƐ͘ WĂƌƚŝĐŝƉĂƚĞĚ
ƌĞŐƵůĂƌůLJ ŝŶ ƌĞĐƌƵŝƚŵĞŶƚ ĞĨĨŽƌƚƐ ĨŽƌ ŝƚLJ ƉŽƐŝƚŝŽŶƐ͘ dƌĂĐŝ ĂůƐŽ ŵĂŶĂŐĞĚ ƚŚĞ ĐŽŶĚŝƚŝŽŶĂů ƵƐĞ ƉĞƌŵŝƚ
ĂƉƉƌŽǀĂůƉƌŽĐĞƐƐĨŽƌƚǁŽŶĞǁĐĂŵƉƵƐĞƐ͕ĂŶĚĞdžƉĂŶƐŝŽŶŽĨĂƚŚŝƌĚďLJĂĚĚƌĞƐƐŝŶŐƚŚĞĐŽŶĐĞƌŶƐŽĨƚŚĞŝƚLJ
ŽƵŶĐŝů͕WůĂŶŶŝŶŐŽŵŵŝƐƐŝŽŶ͕ĂŶĚŶĞŝŐŚďŽƌƐ͘
ŚĂůůĞŶŐĞƌ^ĐŚŽŽůƐ͕^ĂŶ:ŽƐĞ͕^ƵŶŶLJǀĂůĞ͕ΘWĂůŽůƚŽ͕ĂůŝĨŽƌŶŝĂ
ůĞŵĞŶƚĂƌLJWƌŝŶĐŝƉĂů
ϮϬϬϭͲϮϬϬϴ
ZĞƐƉŽŶƐŝďůĞĨŽƌŽƉĞƌĂƚŝŽŶƐ͕ŵĂƌŬĞƚŝŶŐ͕ĂŶĚĐƵƌƌŝĐƵůƵŵĚĞůŝǀĞƌLJĨŽƌƐĐŚŽŽůŽĨŵŽƌĞƚŚĂŶϳϬϬƐƚƵĚĞŶƚƐ.
ŽƵŶƐĞůĞĚĞŵƉůŽLJĞĞƐ͕ƉĂƌĞŶƚƐΘƐƚƵĚĞŶƚƐŽŶĚĞĨŝŶŝŶŐƉƌŽĨĞƐƐŝŽŶĂůΘĞĚƵĐĂƚŝŽŶĂůŐŽĂůƐ͘DĂŶĂŐĞĚŵƵůƚŝͲ
ŵŝůůŝŽŶͲĚŽůůĂƌ ĐĂŵƉƵƐ ďƵĚŐĞƚ͘ ĨĨĞĐƚŝǀĞůLJ ŵĂƌŬĞƚĞĚ ƐĐŚŽŽů͕ ĞdžĐĞĞĚŝŶŐ ĞŶƌŽůůŵĞŶƚ ŐŽĂůƐ͖ ƌĞĐĞŝǀĞĚ ϰ
ĐŽŶƐĞĐƵƚŝǀĞ ĂǁĂƌĚƐ ĨŽƌ ĞŶƌŽůůŵĞŶƚ ŐĂŝŶƐ͘ &ŽƌŵƵůĂƚĞĚ Θ ĐŽŶĚƵĐƚĞĚ ĂŶŶƵĂů ĞŵƉůŽLJĞĞ ƚƌĂŝŶŝŶŐ Θ
ĞǀĂůƵĂƚŝŽŶĨŽƌŽǀĞƌϱϬƐƚĂĨĨŵĞŵďĞƌƐ͖ƐƵĐĐĞƐƐĨƵůůLJŚŝƌĞĚΘƌĞƚĂŝŶĞĚ ƚĂůĞŶƚĞĚ ĞĚƵĐĂƚŽƌƐ͘ WůĂŶŶĞĚ Θ
ƉƌĞƐĞŶƚĞĚƐŝdžLJĞĂƌƐŽĨĂŶŶƵĂůĞĚƵĐĂƚŝŽŶǁŽƌŬƐŚŽƉƐĨŽƌƚĞĂĐŚĞƌƐ͘
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RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
:ŽĞŚĂƐŵŽƌĞƚŚĂŶϯϬLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞǁŝƚŚďŽƚŚƐƚƌƵĐƚƵƌĂůĚĞƐŝŐŶ
ĂŶĚĐŽĚĞĐŽŵƉůŝĂŶĐĞĨŽƌůĂƌŐĞͲƐĐĂůĞƉƌŽũĞĐƚƐĂƐǁĞůůĂƐďĞŝŶŐĂWƌŽũĞĐƚ
DĂŶĂŐĞƌ ŽŶ ĐŽůůĂďŽƌĂƚŝǀĞ ĐŽĚĞ ƌĞǀŝĞǁ ĂŶĚ ďƵŝůĚŝŶŐ ĚĞƐŝŐŶ ƉƌŽũĞĐƚƐ͘
tŚŝůĞůĞĂĚŝŶŐƚŚĞWůĂŶZĞǀŝĞǁ^ƚĂĨĨŽĨŵŽƌĞƚŚĂŶϰϱĂƚƚŚĞŝƚLJŽĨ
^ĂĐƌĂŵĞŶƚŽ͕ :ŽĞ ŚĂĚ ŽǀĞƌƐŝŐŚƚ ŽĨ ůĂƌŐĞ ƉƵďůŝĐ ĂŶĚ ƉƌŝǀĂƚĞ
ĚĞǀĞůŽƉŵĞŶƚƐ͘dŚĞƐĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞĚƚŚĞΨϭϬDŝůůŝŽŶƌĞŶŽǀĂƚŝŽŶŽĨ
^ĂĐƌĂŵĞŶƚŽ͛Ɛ ,ŝƐƚŽƌŝĐ ŝƚLJ ,Ăůů͖ ĂŶĚ ŚŝŐŚͲƌŝƐĞ ďƵŝůĚŝŶŐƐ ŝŶĐůƵĚŝŶŐ ƚŚĞ
ΨϲϱϬDŝůůŝŽŶ͕ϱϯͲƐƚŽƌLJ͕dŽǁĞƌƐƵŝůĚŝŶŐŽŶĂƉŝƚŽůĂDĂůů͖ĂŶĚƚŚĞΨϭϯϴ
DŝůůŝŽŶ͕ϯϵͲƐƚŽƌLJƵƌĂZĞƐŝĚĞŶƚŝĂůdŽǁĞƌƐ͘,ĂǀŝŶŐǁŽƌŬĞĚĨŽƌϰ> &ĨŽƌ
ŽǀĞƌϳͲLJĞĂƌƐ͕:ŽĞŚĂƐďĞĞŶƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌŵĂũŽƌƉƌŽũĞĐƚƐĨŽƌ
ƚŚĞ:ƵĚŝĐŝĂůŽƵŶĐŝůŽĨĂůŝĨŽƌŶŝĂͲĚŵŝŶŝƐƚƌĂƚŝǀĞKĨĨŝĐĞŽĨƚ ŚĞŽƵƌƚƐ͕
ƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽͲDĂŝŶ^ƚƌĞĞƚƵƉĞƌƚŝŶŽ͕ĨŽƌ^ƚĂŶŝƐůĂƵƐŽƵŶƚLJͲ
ĂƉŝƚĂů/ŵƉƌŽǀĞŵĞŶƚWƌŽũĞĐƚƐ͕ĂŶĚƐĞǀĞƌĂůŽƚŚĞƌƉƌŽũĞĐƚƐ͘
^ĞůĞĐƚtŽƌŬ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ĞŶŝŽƌ ŶŐŝŶĞĞƌͬ^ĞŶŝŽƌWƌŽũĞĐƚDĂŶĂŐĞƌ
&ŽƌŵŽƌĞƚŚĂŶĞŝŐŚƚLJĞĂƌƐ͕:ŽĞŚĂƐďĞĞŶƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞ
ŵĂŶĂŐĞŵĞŶƚŽĨϰ> &͛ƐƉůĂŶƌĞǀŝĞǁŽƉĞƌĂƚŝŽŶ͘:ŽĞŚĂƐĐƌĂĨƚĞĚĂŶĚ
ŵĂŶĂŐĞĚĂƚĞĂŵŽĨŚŝŐŚůLJƐƵĐĐĞƐƐĨƵůĞŶŐŝŶĞĞƌƐĂŶĚD WƐƚĂĨĨŽĨŵŽƌĞ
ƚŚĂŶϮϬƉĞƌƐŽŶŶĞůƚŽǁŽƌŬǁŝƚŚŶƵŵĞƌŽƵƐůŽĐĂůĐůŝĞŶƚƐŝŶĐůƵĚŝŶŐƚŚĞŝƚLJ
ŽĨ^ĂĐƌĂŵĞŶƚŽ͕ŝƚLJŽĨ&ŽůƐŽŵ͕ŝƚLJŽĨZŽƐĞǀŝůůĞ͕ŝƚLJŽĨ'Ăůƚ͕ĞƌŽũĞƚ͕
ĂŶĚŶƵŵĞƌŽƵƐŝƚŝĞƐĂŶĚŽƵŶƚŝĞƐƚŚƌŽƵŐŚŽƵƚƚŚĞĞŶƚƌĂůsĂůůĞLJ͕ ĂƐƚ
ĂLJ ƌĞĂ͕ ĂŶĚ ^ŽƵƚŚ ĂLJ ƌĞĂ͘ :ŽĞ ŚĂƐ ǁŽƌŬĞĚ ŽŶ ĂŶĚ ŵĂŶĂŐĞĚ Ă
ŶƵŵďĞƌŽĨŚŝŐŚͲƉƌŽĨŝůĞƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ͗
Ͳ ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌͲtLJŶŶĂƐŝŶŽ͕ ǀĞƌĞƚƚ͕D;ΨϮ͘ϭŝůůŝŽŶͿ
ͲDĂŝŶ^ƚƌĞĞƚƵƉĞƌƚŝŶŽ;ΨϯϬϬDŝůůŝŽŶͿ
ͲĚŵŝŶŝƐƚƌĂƚŝǀĞKĨĨŝĐĞŽĨƚŚĞŽƵƌƚƐ;ΨϯϬϬDŝůůŝŽŶͿ
Ͳ^ƚĂŶŝƐůĂƵƐŽƵŶƚLJ:Ăŝů;ΨϵϬDŝůůŝŽŶͿ
ͲĂůĂǀĞƌĂƐŽƵŶƚLJ:Ăŝů;ΨϲϴDŝůůŝŽŶ
ͲdƵŽůƵŵŶĞŽƵŶƚLJ:Ăŝů;ΨϯϬDŝůůŝŽŶͿ
WƌŝǀĂƚĞŽŶƐƵůƚŝŶŐ&ŝƌŵ͕^ĂĐƌĂŵĞŶƚŽ͕
ŝƌĞĐƚŽƌŽĨWůĂŶZĞǀŝĞǁ
:ŽĞ ǁĂƐ ƌĞƐƉŽŶƐŝďůĞ ĨŽƌ ƐƵƉĞƌǀŝƐŝŶŐ ĐŽŵŵĞƌĐŝĂů ĂŶĚ ƌĞƐŝĚĞŶƚŝĂů ƉůĂŶ
ƌĞǀŝĞǁ ƐƚĂĨĨ ŽŶ ǀĂƌŝŽƵƐ ƉƌŽũĞĐƚƐ ǁŽƌŬŝŶŐ ĨŽƌ ĚĞǀĞůŽƉĞƌƐ ĂŶĚ ǀĂƌŝŽƵƐ
ďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐ͘ŵŽŶŐ:ŽĞ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞĚƚŚĞ
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30 years
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B.S. Architectural Design, California
Polytechnic State University San Luis
Obispo, CA
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California Registered Civil Engineer
License # 58139
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ICC – International Code Council
Structural Engineers of Northern
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02/04/20
47 of 350
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:ŽƐĞƉŚEŝĐŽůĂƐ͕W͘ ͘
ƉƌĞƉĂƌĂƚŝŽŶ ĂŶĚ ĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ŽĨ ĚŝǀŝƐŝŽŶ͛Ɛ ďƵĚŐĞƚ͕ ĐŽŶƐƵůƚŝŶŐ ǁŝƚŚ ĚĞǀĞůŽƉĞƌƐ͕ ĂƌĐŚŝƚĞĐƚƐ͕ ĂŶĚ
ĞŶŐŝŶĞĞƌƐ͕ĂŶĚĐŽŵŵƵŶŝĐĂƚŝŶŐƚŚĞůŝĨĞͲƐĂĨĞƚLJΘƐƚƌƵĐƚƵƌĂůďƵŝůĚŝŶŐĐŽĚĞƐ͘
WĂĐŝĨŝĐ ŶŐŝŶĞĞƌŝŶŐ
WƌŝŶĐŝƉĂů ŶŐŝŶĞĞƌ
:ŽĞŵĂŶĂŐĞĚŚŝƐŽǁŶĨŝƌŵĂŶĚƐƵƉĞƌǀŝƐĞĚƐƚĂĨĨĚƵƌŝŶŐƚŚĞƉƌŽĚƵĐƚŝŽŶŽĨƐƚĞĞůĨĂďƌŝĐĂƚŝŽŶĚƌĂǁŝŶŐƐ͘:ŽĞ
ǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƉƌŽǀŝĚŝŶŐƐƚƌƵĐƚƵƌĂůĞŶŐŝŶĞĞƌŝŶŐĐĂůĐƵůĂƚŝŽŶƐƚŽƐƵƉƉŽƌƚƚŚĞĨĂďƌŝĐĂƚŝŽŶĚŝǀŝƐŝŽŶĂŶĚ
ǁŽƵůĚ ĐŽŶƐƵůƚ ǁŝƚŚ ĚĞǀĞůŽƉĞƌƐ͕ ĐŽŶƚƌĂĐƚŽƌƐ͕ ĂƌĐŚŝƚĞĐƚƐ͕ ĂŶĚ ĞŶŐŝŶĞĞƌƐ͘ ,ŝƐ ĚƵƚŝĞƐ ĂůƐŽ ŝŶĐůƵĚĞĚ
ĞƐƚŝŵĂƚŝŶŐƚŚĞŵĂƚĞƌŝĂůƐŶĞĐĞƐƐĂƌLJĂŶĚƐƚĞĞůĨĂďƌŝĐĂƚŝŽŶĐŽƐƚƐ͘
ŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽʹĞǀĞůŽƉŵĞŶƚ^ĞƌǀŝĐĞƐĞƉĂƌƚŵĞŶƚ
^ƵƉĞƌǀŝƐŝŶŐ ŶŐŝŶĞĞƌ
:ŽĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƐƵƉĞƌǀŝƐŝŶŐƚŚĞĐŽŵŵĞƌĐŝĂůĂŶĚƌĞƐŝĚĞŶƚŝĂůƉůĂŶƌĞǀŝĞǁƐƚĂĨĨŽŶƉƌŽũĞĐƚƐŶĞĞĚŝŶŐ
ƉĞƌŵŝƚƐŝŶƚŚĞŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͘:ŽĞ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞĚƉƌĞƉĂƌĂƚŝŽŶĂŶĚĂĚŵŝŶŝƐƚƌĂƚŝŽŶŽĨ
ĚŝǀŝƐŝŽŶ͛ƐďƵĚŐĞƚ͕ĐŽŶƐƵůƚŝŶŐǁŝƚŚĚĞǀĞůŽƉĞƌƐ͕ĂƌĐŚŝƚĞĐƚƐ͕ĂŶĚĞŶŐŝŶĞĞƌƐ͕ĂŶĚĐŽŵŵƵŶŝĐĂƚŝŶŐƚŚĞůŝĨĞͲ
ƐĂĨĞƚLJďƵŝůĚŝŶŐĐŽĚĞƐ͘,ĞĂůƐŽƐĞƌǀĞĚĂƐĂƉůĂŶƌĞǀŝĞǁĞƌĨŽƌŵŝĚͲƌŝƐĞƐƚƌƵĐƚƵƌĂůƉƌŽũĞĐƚƐ͕ƐĞŝƐŵŝĐƌĞƚƌŽĨŝƚƐ
ŽĨĞdžŝƐƚŝŶŐďƵŝůĚŝŶŐƐƵƐŝŶŐƚŚĞ^ƚĂƚĞ,ŝƐƚŽƌŝĐƵŝůĚŝŶŐŽĚĞĂŶĚ& DĚŽĐƵŵĞŶƚƐ͕ĂŶĚŚĂĚƌĞǀŝĞǁĞĚ
ǀĂƌŝŽƵƐĂƉĂƌƚŵĞŶƚƐĂŶĚŵŝdžĞĚƵƐĞƉƌŽũĞĐƚƐĨŽƌƚŚĞ>ŝĨĞ^ĂĨĞƚLJƉƌŽǀŝƐŝŽŶƐŽĨƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƐ͘
ŽƵŶƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ
ƐƐŽĐŝĂƚĞ ŶŐŝŶĞĞƌ
:ŽĞƉƌŽǀŝĚĞĚŚŝƐĞdžƉĞƌƚŝƐĞŝŶƚŚĞďƵŝůĚŝŶŐĚĞƐŝŐŶŝŶĚƵƐƚƌLJƉƌŽǀŝĚŝŶŐƐƚƌƵĐƚƵƌĂůƉůĂŶƌĞǀŝĞǁŽĨĐŽŵŵĞƌĐŝĂů
ĂŶĚƌĞƐŝĚĞŶƚŝĂůďƵŝůĚŝŶŐƐ͘dŚĞƐĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞĚϮƚŽϯƐƚŽƌLJĂƉĂƌƚŵĞŶƚƐ͕ĐŽŵŵĞƌĐŝĂů͕ƌĞƐŝĚĞŶƚŝĂů͕ĂŶĚ
^ĂĐƌĂŵĞŶƚŽŽƵŶƚLJŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐ͘
ƵĞŚůĞƌΘƵĞŚůĞƌ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌƐ͕/ŶĐ͘
ƐƐŽĐŝĂƚĞ ŶŐŝŶĞĞƌ
:ŽĞƉƌŽǀŝĚĞĚŚŝƐƐƚƌƵĐƚƵƌĂůĚĞƐŝŐŶĞdžƉĞƌŝĞŶĐĞĨŽƌǀĂƌŝŽƵƐƉƌŽũĞĐƚƐƚŚƌŽƵŐŚŽƵƚƚŚĞ^ĂĐƌĂŵĞŶƚŽZĞŐŝŽŶ͘
,ĞŚĂƐĞdžƚĞŶƐŝǀĞŬŶŽǁůĞĚŐĞŽĨƚŚĞďƵŝůĚŝŶŐĐŽĚĞƐĂŶĚ& DĚŽĐƵŵĞŶƚƐŶĞĐĞƐƐĂƌLJƚŽĚĞƐŝŐŶƐƚƌƵĐƚƵƌĞƐ͘
,ŝƐĚĞƐŝŐŶĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚĞĚƚŚĞƌĞƚƌŽĨŝƚƚŝŶŐŽĨƵŶƌĞŝŶĨŽƌĐĞĚŵĂƐŽŶƌLJďƵŝůĚŝŶŐƐ͕ĞĚƵĐĂƚŝŽŶĨĂĐŝůŝƚŝĞƐ͕
ŚĞĂůƚŚĐĂƌĞ ĨĂĐŝůŝƚŝĞƐ͕ ĐŽŵŵĞƌĐŝĂů ĂŶĚ ƌĞƐŝĚĞŶƚŝĂů ĨĂĐŝůŝƚŝĞƐ ĂŶĚ ƉĂƌŬŝŶŐ ƐƚƌƵĐƚƵƌĞƐ͘ ,ŝƐ ĞdžƉĞƌŝĞŶĐĞ
ŝŶĐůƵĚĞĚƐƚƌƵĐƚƵƌĞƐĚĞƐŝŐŶĞĚŽĨƚŝŵďĞƌ͕ŵĂƐŽŶƌLJ͕ĐŽŶĐƌĞƚĞ͕ƐƚĞĞůŵŝĚͲƌŝƐĞĐŽŶƐƚƌƵĐƚŝŽŶĂŶĚƉŽƐƚƚĞŶƐŝŽŶ
ĐŽŶĐƌĞƚĞ͘
KƌůĂŶĚWŽůŝĐĞ,ĞĂĚƋƵĂƌƚĞƌƐ
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
džŝƐƚŝŶŐ ,ŝƐƚŽƌŝĐ ƵŝůĚŝŶŐ ŝŶ KƌůĂŶĚ͕ ĂůŝĨŽƌŶŝĂ͕ Ă ϵϮ͕ϬϬϬͲƐƋƵĂƌĞ ĨŽŽƚ ƉƵďůŝĐ ƐĂĨĞƚLJ ďƵŝůĚŝŶŐ͕ ƚLJƉĞ s
ĐŽŶƐƚƌƵĐƚŝŽŶ͕ ĨƵůůLJ ƐƉƌŝŶŬůĞƌĞĚ͘ džŝƐƚŝŶŐ ƌĞŝŶĨŽƌĐĞĚ ĐŽŶĐƌĞƚĞ ŵŽŵĞŶƚ ĨƌĂŵĞ ĂƌĐŚĞƐ ǁŝƚŚ ĐŽŶĐƌĞƚĞ
ƐŚĞĂƌǁĂůůƐ͘WƌŽũĞĐƚǁĂƐĚĞƐŝŐŶĞĚƵƐŝŶŐƚŚĞϮϬϬϳ,ŝƐƚŽƌŝĐƵŝůĚŝŶŐŽĚĞĂŶĚƚŚĞϮϬϬϳĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐ
ŽĚĞ͘
^ĞŝƐŵŝĐ ǀĂůƵĂƚŝŽŶĂŶĚhƉŐƌĂĚĞ
ZƵŚƐƚĂůůĞƌƵŝůĚŝŶŐ͕^ĂĐƌĂŵĞŶƚŽ͕
^ƵƉĞƌǀŝƐŝŶŐ ŶŐŝŶĞĞƌ
Ŷ ĞĂƌůLJ ,ŝƐƚŽƌŝĐ ϰϲϬϬ ƐƋƵĂƌĞ ĨŽŽƚ hZD ǁŝƚŚ ŵĞnjnjĂŶŝŶĞ ƐƚƌĞŶŐƚŚĞŶĞĚ ƚŽ ŵĞĞƚ ƚŚĞ ͞ĐŽůůĂƉƐĞͲ
ƉƌĞǀĞŶƚŝŽŶ͟ ƉĞƌĨŽƌŵĂŶĐĞ ŽďũĞĐƚŝǀĞ ĚĞĨŝŶĞĚ ŝŶ & D ϯϭϬ͘ dŚĞ ůĂƚĞƌĂů ƐLJƐƚĞŵ ĐŽŶƐŝƐƚĞĚ ŽĨ hZD
ďĞĂƌŝŶŐͬƐŚĞĂƌǁĂůůƐƐƵƉƉŽƌƚĞĚďLJƵŶƌĞŝŶĨŽƌĐĞĚďƌŝĐŬĂŶĚĐŽŶĐƌĞƚĞĨŽŽƚŝŶŐƐ͘
02/04/20
48 of 350
dƌŝĐŝĂĂdžƚĞƌ͕W͘ ͘
WƵďůŝĐtŽƌŬƐWƌŽũĞĐƚDĂŶĂŐĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
dƌŝĐŝĂ͛ƐďĂĐŬŐƌŽƵŶĚĂŶĚĞdž dƌŝĐŝĂŝƐĂĂůŝĨŽƌŶŝĂƌĞŐŝƐƚĞƌĞĚŝǀŝů ŶŐŝŶĞĞƌǁŝƚŚŵŽƌĞƚŚĂŶϭϴLJĞĂƌƐŽĨ
ĞdžƉĞƌŝĞŶĐĞ ŝŶ ƉƌŽũĞĐƚ ĂŶĚ ĐŽŶƐƚƌƵĐƚŝŽŶ ŵĂŶĂŐĞŵĞŶƚ͕ ĚĞƐŝŐŶ͕ ĂŶĚ
ĐŽŶƚƌĂĐƚŽǀĞƌƐŝŐŚƚĂŶĚĚĞǀĞůŽƉŵĞŶƚŝŶƚŚĞƚƌĂŶƐƉŽƌƚĂƚŝŽŶĞŶŐŝŶĞĞƌŝŶŐ
ĨŝĞůĚ͘^ŚĞŝƐĂWƌŽũĞĐƚDĂŶĂŐĞƌĂŶĚŚĂƐƉƌŽǀŝĚĞĚƚŚĞŽǀĞƌƐŝŐŚƚĨŽƌ
ƉƌŽũĞĐƚƐ͕ ƐĞƌǀŝŶŐ ĂƐ ƚŚĞ ĨŽĐĂů ƉŽŝŶƚ ĨŽƌ ĐŽŵŵƵŶŝĐĂƚŝŽŶ ĂŶĚ ƉƌŽũĞĐƚ
ĐŽŽƌĚŝŶĂƚŝŽŶ͘^ŚĞŚĂƐďĞĞŶƌĞƐƉŽŶƐŝďůĞĨŽƌĂůůƚĞĂŵĐŽŵŵƵŶŝĐĂƚŝŽŶĂŶĚ
ĐŽŽƌĚŝŶĂƚŝŽŶ͕ ŵŽŶŝƚŽƌŝŶŐ ĚĞůŝǀĞƌĂďůĞƐ ĂŶĚ ƐĐŚĞĚƵůĞƐ͕ ĂŶĚ ĂƐƐƵƌŝŶŐ
ĐŽŵƉůŝĂŶĐĞǁŝƚŚĂĚŵŝŶŝƐƚƌĂƚŝǀĞĂŶĚƌĞƉŽƌƚŝŶŐƌĞƋƵŝƌĞŵĞŶƚƐ͘^ŚĞŚĂƐ
ĂůƐŽƉƌĞƉĂƌĞĚƉƌŽũĞĐƚƉƌĞƐĞŶƚĂƚŝŽŶƐĨŽƌƐƚĂŬĞŚŽůĚĞƌƐĂŶĚĂŐĞŶĐLJƐƚĂĨĨ
ĂŶĚŚĂƐĂƐƐŝƐƚĞĚĂŐĞŶĐŝĞƐŝŶƐĞĐƵƌŝŶŐĨƵŶĚŝŶŐĂŶĚŝŶƉƌĞƉĂƌŝŶŐĨƵŶĚŝŶŐ
ĂƉƉůŝĐĂƚŝŽŶƐ͘
dƌŝĐŝĂ ŝƐ ĞdžƉĞƌŝĞŶĐĞĚ ŝŶ ƚƌĂŶƐƉŽƌƚĂƚŝŽŶ ĞŶŐŝŶĞĞƌŝŶŐ ĂŶĚ ĚĞƐŝŐŶĨŽƌ
ƐĂŶŝƚĂƌLJƐĞǁĞƌĂŶĚƐƚŽƌŵĚƌĂŝŶƐLJƐƚĞŵƐ͕ůŽĐĂůĂƌƚĞƌŝĂůƌŽĂĚǁĂLJƐ͕ĂŶĚ
ŵĂũŽƌĂůƚƌĂŶƐŚŝŐŚǁĂLJŝŵƉƌŽǀĞŵĞŶƚƉƌŽũĞĐƚƐ͘^ŚĞŚĂƐƉƌĞƉĂƌĞĚW^ZƐ͕
WZƐ͕ ĂŶĚ W^Θ Ɛ͕ ĐŽƐƚ ĞƐƚŝŵĂƚĞƐ ĂŶĚ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ ĂŶĚ ƉƌŽũĞĐƚ
ƐĐŚĞĚƵůĞƐ͘ ^ŚĞ ŚĂƐ ĂůƐŽ ŽďƚĂŝŶĞĚ ĂŐĞŶĐLJ ƉĞƌŵŝƚ ĂƉƉƌŽǀĂůƐ ĂŶĚ
ĂŐƌĞĞŵĞŶƚƐ͕ ĐŽŽƌĚŝŶĂƚĞĚ ǁŝƚŚ ĐůŝĞŶƚƐ͕ ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ ĂŶĚ ƵƚŝůŝƚLJ
ĐŽŵƉĂŶŝĞƐ͕ĂŶĚƉĞƌĨŽƌŵĞĚƉƵďůŝĐƌĞůĂƚŝŽŶƐĨŽƌŶĞŝŐŚďŽƌŚŽŽĚŵĞĞƚŝŶŐƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ŝƚLJŽĨƵƉĞƌƚŝŶŽ
ƉƉůĞĂŵƉƵƐϮWƵďůŝĐtŽƌŬƐDŝƚŝŐĂƚŝŽŶ/ŵƉƌŽǀĞŵĞŶƚWƌŽũĞĐƚƐ
WƌŽũĞĐƚDĂŶĂŐĞƌ
dƌŝĐŝĂǁĂƐƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽŽŶŶƵŵĞƌŽƵƐWƵďůŝĐtŽƌŬƐŝŵƉƌŽǀĞŵĞŶƚƐďĞŝŶŐ
ƉĞƌĨŽƌŵĞĚ ŝŶ ƚŚĞ ŝƚLJ ĂƐƐŽĐŝĂƚĞĚ ǁŝƚŚ ƚŚĞ ĐŽŶƐƚƌƵĐƚŝŽŶ ŽĨ ƚŚĞ ŶĞǁƉƉůĞĂŵƉƵƐ͘/ŵƉƌŽǀĞŵĞŶƚƐ
ŝŶĐůƵĚĞĚŝŶƐƚĂůůŝŶŐŶĞǁƐƚŽƌŵĚƌĂŝŶĂŶĚƐĂŶŝƚĂƌLJƐĞǁĞƌůŝŶĞƐ͕ƌĞůŽĐĂƚŝŶŐĞdžŝƐƚŝŶŐƵŶĚĞƌŐƌŽƵŶĚƵƚŝůŝƚŝĞƐ͕
ŵŽĚŝĨLJŝŶŐ ĂŶĚ ŝŶƐƚĂůůŝŶŐ ŶĞǁ ƚƌĂĨĨŝĐ ƐŝŐŶĂůƐ ĂŶĚ ƐƚƌĞĞƚůŝŐŚƚŝŶŐ͕ ĂŶĚ ŝŶƐƚĂůůŝŶŐ ŶĞǁ ůĂŶĚƐĐĂƉŝŶŐ͕ ĐƵƌď͕
ŐƵƚƚĞƌ͕ƐŝĚĞǁĂůŬ͕ďŝŬĞůĂŶĞƐĂŶĚǀĂƌŝŽƵƐĂƐƉŚĂůƚƚƌĞĂƚŵĞŶƚƐ͕ŝŶĐůƵĚŝŶŐŵŝĐƌŽƐƵƌĨĂĐŝŶŐ͕ƐůƵƌƌLJƐĞĂů͕ŚŽƚ
ŵŝdž͕ĂŶĚŶĞǁƌƵďďĞƌŝnjĞĚĂƐƉŚĂůƚ͘
WĂůŵĞƚƚŽǀĞ͘^ƚƌĞĞƚƐĐĂƉĞWƌŽũĞĐƚ͕WĂĐŝĨŝĐĂ͕
WƌŽũĞĐƚDĂŶĂŐĞƌ
WƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚŝƐΨϯ͘ϱDŝůůŝŽŶƐƚƌĞĞƚƐĐĂƉĞƉƌŽũĞĐƚƚŽĞŶŚĂŶĐĞƐĂĨĞƚLJĂŶĚǀŝƐƵĂůĂƉƉĞĂƌĂŶĐĞŽĨ
WĂůŵĞƚƚŽǀĞ͘/ŵƉƌŽǀĞŵĞŶƚƐŝŶĐůƵĚĞĚƉůĂŶƚĞƌĂƌĞĂďƵůďͲŽƵƚƐ͕ĐƌŽƐƐǁĂůŬƐ͕ ĂĐĐĞƐƐŝďůĞ ƌĂŵƉƐ͕
ƐƚƌĞĞƚůŝŐŚƚƐ͕ůĂŶĚƐĐĂƉŝŶŐ͕ďŝĐLJĐůĞƌĂĐŬƐ͕ďŝĐLJĐůĞůĂŶĞƐ͕ƌĞĐLJĐůĞĚǁĂƚĞƌŝƌƌŝŐĂƚŝŽŶƐLJƐƚĞŵ͕ĂŶĚƉĂǀĞŵĞŶƚ
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M.B.A. Management Sciences Option,
California State University, Hayward
B.S. Civil Engineering, California State
University, Chico
Minor: Mathematics
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Professional Engineer, State of CA
No. 64185
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APWA
CMAA
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02/04/20
49 of 350
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dƌŝĐŝĂĂdžƚĞƌ͕W͘ ͘
ŝƚLJŽĨtĂůŶƵƚƌĞĞŬ
'ĞĂƌLJZŽĂĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽũĞĐƚDĂŶĂŐĞƌ
dƌŝĐŝĂƉƌŽǀŝĚĞĚƉĂƌƚͲƚŝŵĞŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚƐĞƌǀŝĐĞƐĨŽƌƚŚĞŝƚLJŽĨtĂůŶƵƚƌĞĞŬ'ĞĂƌLJZŽĂĚ
WŚĂƐĞϯ/ŵƉƌŽǀĞŵĞŶƚWƌŽũĞĐƚ͘dŚĞŝŶƚĞŶƚŽĨƚŚĞƉƌŽũĞĐƚǁĂƐƚŽŝŵƉƌŽǀĞŽǀĞƌĂůůƚƌĂŶƐƉŽƌƚĂƚŝŽŶĞĨĨŝĐŝĞŶĐLJ
ĂŶĚƉĞĚĞƐƚƌŝĂŶͬďŝĐLJĐůĞƐĂĨĞƚLJƚŚƌŽƵŐŚƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨĐŽŶƚŝŶƵŽƵƐĚƵĂůůĞĨƚͲƚƵƌŶůĂŶĞƐ͕ĂŶŽŶͲƐƚƌĞĞƚ
ĞdžĐůƵƐŝǀĞďŝŬĞůĂŶĞ͕ĂƉĞĚĞƐƚƌŝĂŶƐŝĚĞǁĂůŬ͕ƐƚƌĞĞƚƉĂƌŬŝŶŐ͕ĂŶĚůĂŶĚƐĐĂƉŝŶŐ͘DŽƐƚŽĨƚŚĞϭϴ͟ƚŽϯϬ͟Ws
ƐƚŽƌŵĚƌĂŝŶŝŶƐƚĂůůĂƚŝŽŶŚĂĚƚŽďĞƌĞĚĞƐŝŐŶĞĚĚƵĞƚŽŵƵůƚŝƉůĞƵƚŝůŝƚLJĐŽŶĨůŝĐƚƐĨŽƌƚŚĞĞŶƚŝƌĞϰ͕ϬϬϬůĨŽĨƚŚĞ
ƉƌŽũĞĐƚ͘dƌĂĨĨŝĐƐŝŐŶĂůƐĂƚƵĞŶĂsŝƐƚĂǀĞŶƵĞĂŶĚWůĞĂƐĂŶƚ,ŝůůZŽĂĚǁĞƌĞŵŽĚŝĨŝĞĚ͕ĂŶĚƐƚƌĞĞƚůŝŐŚƚŝŶŐ
ǁĂƐŝŵƉƌŽǀĞĚĂƐǁĞůů͘WĂǀĞŵĞŶƚǁĂƐƌĞĐŽŶƐƚƌƵĐƚĞĚƵƐŝŶŐƚŚĞ&ƵůůĞƉƚŚZĞĐůĂŵĂƚŝŽŶDĞƚŚŽĚ;&ZͿ͘
dƌĂŶƐƉŽƌƚĂƚŝŽŶƵƚŚŽƌŝƚLJŽĨDĂƌŝŶ
dD:ƵŶĐƚŝŽŶWĞĚĞƐƚƌŝĂŶĂŶĚŝĐLJĐůĞ/ŵƉƌŽǀĞŵĞŶƚWƌŽũĞĐƚ
WƌŽũĞĐƚDĂŶĂŐĞƌ
dƌŝĐŝĂǁĂƐƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚŝƐƉƌŽũĞĐƚǁŚŝĐŚŝŵƉƌŽǀĞĚďŝĐLJĐůĞĂĐĐĞƐƐĂƚƚŚĞŝŶƚĞƌƐĞĐƚŝŽŶŽĨ
^ŚŽƌĞůŝŶĞ,ŝŐŚǁĂLJ;ĂůƚƌĂŶƐ^ƚĂƚĞZŽƵƚĞϭͿĂŶĚůŵŽŶƚĞǀĞŶƵĞ͕ǁŚŝĐŚŝƐĐŽŵŵŽŶůLJƌĞĨĞƌƌĞĚƚŽĂƐdD
:ƵŶĐƚŝŽŶ͘dŚŝƐƉƌŽũĞĐƚĐŽŶƐŝƐƚĞĚŽĨĂĚĚŝŶŐůĂƐƐ//ďŝĐLJĐůĞĨĂĐŝůŝƚŝĞƐƚŚƌŽƵŐŚƚŚĞdDŝŶƚĞƌƐĞĐƚŝŽŶ͕ƚƌĂĨĨŝĐ
ƐŝŐŶĂůŝŵƉƌŽǀĞŵĞŶƚƐ͕ĚƌĂŝŶĂŐĞŝŵƉƌŽǀĞŵĞŶƚƐ͕ƵƚŝůŝƚLJƌĞůŽĐĂƚŝŽŶƐ͕ĂŶĚƚŚĞƌĞůŽĐĂƚŝŽŶŽĨĚĞůŝŶĞĂƚŽƌƐŽŶ
^ŚŽƌĞůŝŶĞ,ŝŐŚǁĂLJ͘dŚĞƉƌŽũĞĐƚǁĂƐĚĞƐŝŐŶĞĚƚŽŶŽƚŝŶƚĞƌĨĞƌĞǁŝƚŚ Ă ĨƵƚƵƌĞ ĂůƚƌĂŶƐ ƐŝĚĞǁĂůŬ
ŝŵƉƌŽǀĞŵĞŶƚƉƌŽũĞĐƚŝŶƚŚĞĂƌĞĂ͘ƵĞƚŽƚŚĞŚŝŐŚƚƌĂĨĨŝĐǀŽůƵŵĞƐŝŶƚŚĞŚĞĂǀŝůLJĐŽŶŐĞƐƚĞĚdD:ƵŶĐƚŝŽŶ
ŝŶƚĞƌƐĞĐƚŝŽŶ͕ŝŵƉƌŽǀĞŵĞŶƚƐǁĞƌĞĐŽŶƐƚƌƵĐƚĞĚĂƚŶŝŐŚƚŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚƚŚĞĂůƚƌĂŶƐ ŶĐƌŽĂĐŚŵĞŶƚ
WĞƌŵŝƚ͘
ŽŶƚƌĂŽƐƚĂŽƵŶƚLJWƵďůŝĐtŽƌŬƐ
WĂĐŚĞĐŽůǀĚ͘^ŝĚĞǁĂůŬ'ĂƉůŽƐƵƌĞʹWŚĂƐĞ///WƌŽũĞĐƚ
WƌŽũĞĐƚDĂŶĂŐĞƌ
dƌŝĐŝĂǁĂƐƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚŝƐƉƌŽũĞĐƚ͕ǁŚŝĐŚǁĂƐƉĂƌƚŽĨĂŶŽŶͲĐĂůůĐŽŶƚƌĂĐƚƚŚĂƚǁĂƐĂǁĂƌĚĞĚ
ƚŽϰ> &ŝŶϮϬϭϱ͘dŚĞƉƌŽũĞĐƚŝŶĐůƵĚĞĚŝŶƐƚĂůůŝŶŐĐƵƌď͕ŐƵƚƚĞƌ͕ĂŶĚƐŝĚĞǁĂůŬĂŶĚǁŝĚĞŶŝŶŐƚŚĞƌŽĂĚǁĂLJ
ƚŽĂĐĐŽŵŵŽĚĂƚĞĂƉĂƌŬŝŶŐůĂŶĞĂŶĚůĂƐƐ//ďŝŬĞůĂŶĞĂůŽŶŐWĂĐŚĞĐŽůǀĚ͘dŚŝƐƉƌŽũĞĐƚďƌŝĚŐĞĚƚŚĞ
ƌĞŵĂŝŶŝŶŐŐĂƉŝŶƉĞĚĞƐƚƌŝĂŶĂŶĚďŝĐLJĐůĞĨĂĐŝůŝƚŝĞƐĂůŽŶŐƚŚŝƐƐĞŐŵĞŶƚŽĨƚŚĞŶŽƌƚŚƐŝĚĞŽĨWĂĐŚĞĐŽůǀĚ͘
DƵůƚŝƉůĞW'Θ ŐĂƐůŝŶĞƐǁĞƌĞĚŝƐĐŽǀĞƌĞĚĚƵƌŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶƚŚĂƚǁĞƌĞŶŽƚƐŚŽǁŶŽŶƚŚĞĚĞƐŝŐŶƉůĂŶƐ
ƚŚĂƚƌĞƋƵŝƌĞĚůŽǁĞƌŝŶŐƚŽĂĐĐŽŵŵŽĚĂƚĞƚŚĞŶĞǁƐŝĚĞǁĂůŬĂŶĚƉĂǀĞŵĞŶƚ͘ŶĞůĞŵĞŶƚĂƌLJƐĐŚŽŽůĂŶĚ
ŵƵůƚŝƉůĞďƵƐŝŶĞƐƐĞƐĂŶĚƌĞƐŝĚĞŶĐĞƐǁĞƌĞǁŝƚŚŝŶƚŚĞƉƌŽũĞĐƚůŝŵŝƚƐ͕ĂƐǁĞůůĂƐŵƵůƚŝƉůĞŚŝŐŚͲƌŝƐŬĨĂĐŝůŝƚŝĞƐ͘
ůĂŵĞĚĂŽƵŶƚLJŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚŐĞŶĐLJ
/ͲϱϴϬtĞƐƚďŽƵŶĚ,KsW^ZWƌŽũĞĐƚ͕ůĂŵĞĚĂŽƵŶƚLJ͕
ĞƉƵƚLJWƌŽũĞĐƚDĂŶĂŐĞƌ
WƌŝŽƌƚŽũŽŝŶŝŶŐϰ> &͕dƌŝĐŝĂǁĂƐƚŚĞĞƉƵƚLJWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚĞ/ͲϱϴϬtĞƐƚďŽƵŶĚ,KsWƌŽũĞĐƚ
^ƚƵĚLJZĞƉŽƌƚ;W^ZͿ͘dŚĞƉƵƌƉŽƐĞŽĨƚŚĞƉƌŽũĞĐƚǁĂƐƚŽĚĞǀĞůŽƉĂůƚĞƌŶĂƚŝǀĞƐĨŽƌƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨĂ
ǁĞƐƚďŽƵŶĚ ,Ks ůĂŶĞ ĨƌŽŵ ƚŚĞ 'ƌĞĞŶǀŝůůĞ KǀĞƌŚĞĂĚ ŝŶ ƚŚĞ >ŝǀĞƌŵŽƌĞ sĂůůĞLJ ƚŽ &ŽŽƚŚŝůů ZŽĂĚ ŝŶ
ƵďůŝŶͬWůĞĂƐĂŶƚŽŶĨŽƌĂƉƉƌŽǀĂůƵƐŝŶŐĂůƚƌĂŶƐƐƚĂŶĚĂƌĚƐ͘dŚĞƐĐŽƉĞŽĨƚŚĞƉƌŽũĞĐƚŝŶĐůƵĚĞĚǁŝĚĞŶŝŶŐ
ƚŚĞŝŶƐŝĚĞĂŶĚŽƵƚƐŝĚĞƐŚŽƵůĚĞƌƐƐƵĨĨŝĐŝĞŶƚůLJƚŽĂůůŽǁĨŽƌĐŽŶǀĞƌƐŝŽŶŽĨƚŚĞ,KsůĂŶĞƚŽĂ,KdůĂŶĞŝŶƚŚĞ
ĨƵƚƵƌĞ͕ƵƉŐƌĂĚŝŶŐŵĞĚŝĂŶĚƌĂŝŶĂŐĞ͕ǁŝĚĞŶŝŶŐϯďƌŝĚŐĞƐ͕ǁŝĚĞŶŝŶŐE͘>ŝǀĞƌŵŽƌĞǀĞŶƵĞƵŶĚĞƌĐƌŽƐƐŝŶŐ͕
ĂŶĚ ĐŽŶƐƚƌƵĐƚŝŶŐ ĂƵdžŝůŝĂƌLJ ůĂŶĞƐ͘ dŚĞ ƉƌŽũĞĐƚ ƐĐŽƉĞ ĂůƐŽ ŝŶĐůƵĚĞĚ ĐŽŶƐƚƌƵĐƚŝŶŐ t ĞdžƉƌĞƐƐ ďƵƐ
ĐŽŶŶĞĐƚŝŽŶƐƚŽƚŚĞ ĂƐƚƵďůŝŶͬWůĞĂƐĂŶƚŽŶZd^ƚĂƚŝŽŶ͘/ŶĂĚĚŝƚŝŽŶƚŽĐŽŵƉůĞƚŝŶŐƚŚĞW^Z͕ǀĂƌŝŽƵƐ
ĂĐĐŽŵƉĂŶLJŝŶŐƌĞƉŽƌƚƐǁĞƌĞĐŽŵƉůĞƚĞĚŝŶĐůƵĚŝŶŐƚŚĞ^ƚŽƌŵtĂƚĞƌĂƚĂZĞƉŽƌƚ͕ƚŚĞZŝŐŚƚŽĨtĂLJĂƚĂ
^ŚĞĞƚ͕ĂŶĚďŽƚŚĚǀŝƐŽƌLJĂŶĚDĂŶĚĂƚŽƌLJĞƐŝŐŶ džĐĞƉƚŝŽŶ&ĂĐƚ^ŚĞĞƚƐ͘dŚĞW^ZǁĂƐĂƉƉƌŽǀĞĚďLJ
ĂůƚƌĂŶƐϰ͕ĂŶĚƚŚĞƉƌŽũĞĐƚŝƐĐƵƌƌĞŶƚůLJŝŶƚŚĞĨŝŶĂůƐƚĂŐĞƐŽĨĚĞƐŝŐŶ͘
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<ĞǀŝŶ:͘ƵŐŐĂŶ
WƌŝŶĐŝƉĂůͲ/ŶͲŚĂƌŐĞ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
Dƌ͘ ƵŐŐĂŶ ŚĂƐ ŵŽƌĞ ƚŚĂŶ Ϯϱ LJĞĂƌƐ ŽĨ ƉƌŽŐƌĞƐƐŝǀĞ ďƵƐŝŶĞƐƐ͕
ŵĂŶĂŐĞŵĞŶƚĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƌĞůĂƚĞĚĞdžƉĞƌŝĞŶĐĞ͘,ĞŚĂƐďĞĞŶĂ
ƉƌŽũĞĐƚ ŵĂŶĂŐĞƌ ŽŶ Ă ŶƵŵďĞƌ ŽĨ ďŽƚŚ ůĂƌŐĞ ĂŶĚ ƐŵĂůů ƉƌŽũĞĐƚƐ ŝŶ
ĂůŝĨŽƌŶŝĂ͕EĞǀĂĚĂ͕tĂƐŚŝŶŐƚŽŶ͕ƌŝnjŽŶĂĂŶĚDĂƐƐĂĐŚƵƐĞƚƚƐ͘WƌŽũĞĐƚƐ
ŚĂǀĞŝŶĐůƵĚĞĚďŽƚŚĐŝǀŝůĂŶĚďƵŝůĚŝŶŐƉƌŽũĞĐƚƐǁŝƚŚƐĐŽƉĞƐƌĂŶŐŝŶŐĨƌŽŵ
ĞŶǀŝƌŽŶŵĞŶƚĂůĞŶŐŝŶĞĞƌŝŶŐƐĞƌǀŝĐĞƐƚŽĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚ͕ĂŶĚ
ďƵŝůĚŝŶŐͲƐĂĨĞƚLJĐŽĚĞĂĚŵŝŶŝƐƚƌĂƚŝŽŶ͕ĞŶŐŝŶĞĞƌŝŶŐ͕ĂŶĚŝŶƐƉĞĐƚŝŽŶƐ͘Dƌ͘
ƵŐŐĂŶ͛ƐĞdžƉĞƌƚŝƐĞŝƐďĞƐƚĞdžĞŵƉůŝĨŝĞĚďLJŚŝƐĂďŝůŝƚLJƚŽŵĂƌƐŚĂůĂŶĚ
ĐŽŵŵŝƚ ĐƌŝƚŝĐĂů ƌĞƐŽƵƌĐĞƐ ĨŽƌ ƚŝŵĞ ƐĞŶƐŝƚŝǀĞ ƉƌŽũĞĐƚƐ ĂƐ ǁĞůů ĂƐ ŚŝƐ
ĂďŝůŝƚLJ ƚŽ ŶĞŐŽƚŝĂƚĞ ƐŽůƵƚŝŽŶƐ ƚŽ ĐŽŵƉůĞdž ƉƌŽďůĞŵƐ ŽŶ ƉŽůŝƚŝĐĂůůLJ
ƐĞŶƐŝƚŝǀĞƉƌŽũĞĐƚŝƐƐƵĞƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
WƌĞƐŝĚĞŶƚ
Dƌ͘ƵŐŐĂŶŝƐWƌĞƐŝĚĞŶƚĂŶĚ&ŽƵŶĚĞƌŽĨƚŚŝƐŝŶĐŽƌƉŽƌĂƚĞĚ ŶŐŝŶĞĞƌŝŶŐ͕
ŽŶƐƚƌƵĐƚŝŽŶ DĂŶĂŐĞŵĞŶƚĂŶĚ/ŶƐƉĞĐƚŝŽŶĨŝƌŵ͘ ϰ> &͕/ŶĐ͘;ϰ> &Ϳ
ƉƌŽǀŝĚĞƐ ƵŝůĚŝŶŐ ĞƉĂƌƚŵĞŶƚ ĂŶĚ WƵďůŝĐ tŽƌŬƐ ĐŽŶƐƵůƚŝŶŐ ƐĞƌǀŝĐĞƐ
ŝŶĐůƵĚŝŶŐ ƵŝůĚŝŶŐ /ŶƐƉĞĐƚŝŽŶ͕ ŶŐŝŶĞĞƌŝŶŐ /ŶƐƉĞĐƚŝŽŶ͕ WůĂŶ ŚĞĐŬ͕
KĨĨŝĐĞ ŶŐŝŶĞĞƌŝŶŐ͕ ŽŶƐƚƌƵĐƚŝŽŶ DĂŶĂŐĞŵĞŶƚ͕ ĂŶĚ ŶǀŝƌŽŶŵĞŶƚĂů
ŽŶƐƵůƚŝŶŐ͘,ŝƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞƉƌŽŐƌĂŵŵĂŶĂŐĞŵĞŶƚ͕ƉƌŽũĞĐƚ
ŵĂŶĂŐĞŵĞŶƚ͕ďƵƐŝŶĞƐƐĚĞǀĞůŽƉŵĞŶƚ͕ĂŶĚĨŽƌĞĐĂƐƚŝŶŐ͘
džĂŵƉůĞŽĨDƌ͘ƵŐŐĂŶ͛ƐĞdžƉĞƌŝĞŶĐĞĂƐWƌŝŶĐŝƉĂůŝŶĐůƵĚĞƐ͗
ƉƉůĞĂŵƉƵƐϮ;ƵƉĞƌƚŝŶŽ͕Ϳ͗
ϰ> &ƉĞƌĨŽƌŵĞĚƚŚĞĞŶƚŝƌĞƚLJŽĨƚŚĞƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ͕WƵďůŝĐtŽƌŬƐ
/ŶƐƉĞĐƚŝŽŶ͕ĂŶĚWĂƐƐŝǀĞ&ŝƌĞ/ŶƐƉĞĐƚŝŽŶƐǁŚŝĐŚŝŶĐůƵĚĞĚŵŽƌĞƚŚĂŶ
ϮϬϬ͕ϬϬϬŝŶƐƉĞĐƚŝŽŶƐĨŽƌƚŚŝƐΕΨϲŝůůŝŽŶWƌŽũĞĐƚƌĞĐĞŶƚůLJĐŽŵƉůĞƚĞĚŝŶ
ĞĐĞŵďĞƌŽĨϮϬϭϴ͘dŚĞĐĂŵƉƵƐŝŶĐůƵĚĞĚĂϮ͘ϴDŝůůŝŽŶ^ƋƵĂƌĞ&ŽŽƚ
DĂŝŶ ƵŝůĚŝŶŐ͕ dǁŽ WĂƌŬŝŶŐ ƐƚƌƵĐƚƵƌĞƐ ŽĨ ĂƉƉƌŽdžŝŵĂƚĞůLJ ϭ DŝůůŝŽŶ
^ƋƵĂƌĞ ĨĞĞƚ͕ dƵŶŶĞů͕ &ŝƚŶĞƐƐ ĞŶƚĞƌ͕ ŽƌƉŽƌĂƚĞ ƵĚŝƚŽƌŝƵŵ͕ ĂŶĚĂ
ĞŶƚƌĂů hƚŝůŝƚLJ WůĂŶƚ͘ ϰ> & ǁĂƐ ĂůƐŽ ĂǁĂƌĚĞĚ ƚŚĞ Ϯ
ŶĚ ƉŚĂƐĞ ŽĨ
ĐŽŶƐƚƌƵĐƚŝŽŶ ƚŚĂƚ ŝŶĐůƵĚĞĚ ŵŽƌĞ ƚŚĂŶ ϭ DŝůůŝŽŶ ƐƋƵĂƌĞ ĨĞĞƚ ŽĨ
ZĞƐĞĂƌĐŚĂŶĚĞǀĞůŽƉŵĞŶƚƐƉĂĐĞ͘ƚƚŚĞƉĞĂŬŽĨĐŽŶƐƚƌƵĐƚŝŽŶ͕ϰ> &
ŚĂĚ Ϯϯ ƉĞƌƐŽŶŶĞů ƉĞƌĨŽƌŵŝŶŐ Ă ŵƵůƚŝƚƵĚĞ ŽĨ ƐĞƌǀŝĐĞƐ ŝŶĐůƵĚŝŶŐ ƚŚĞ ŵĂŶĂŐĞŵĞŶƚ ŽĨ Ăůů ƉĞƌŵŝƚƚŝŶŐ
ĂĐƚŝǀŝƚŝĞƐ͘
([SHULHQFH
25 years
(GXFDWLRQ
Bachelor of Business Administration,
1994 University of Notre Dame
$IILOLDWLRQV
Vice-Chairman, City of Dublin, Public/
Semi-Public Task Force (volunteer)
International Council of Building
Officials
California Building Officials
American Public Works Association
Construction Management
Association of America
Western Council of Construction
Consumers
Association of General Contractors
6DIHW\7UDLQLQJ
DPRS Safety Orientation
4LEAF Back Safety
4LEAF Slips Trips and Falls
4LEAF Ladder Safety
4LEAF PPE
4LEAF Heat Illness Prevention
Click Safety – Fall Protection Training
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<ĞǀŝŶ:͘ƵŐŐĂŶ
ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌZĞƐŽƌƚ; ǀĞƌĞƚƚ͕DͿ͗
dŚŝƐΕΨϮ͘ϱŝůůŝŽŶWƌŽũĞĐƚŝƐƐĐŚĞĚƵůĞĚƚŽďĞĐŽŵƉůĞƚĞĚŝŶ:ƵŶĞ
ŽĨϮϬϭϵ͘ϰ> &ƉĞƌĨŽƌŵĞĚƚŚĞĞŶƚŝƌĞƚLJŽĨƚŚĞƉůĂŶƌĞǀŝĞǁĂŶĚ
ďƵŝůĚŝŶŐ ŝŶƐƉĞĐƚŝŽŶ ƐĞƌǀŝĐĞƐ ĨŽƌ ƚŚŝƐ ƉƌŽũĞĐƚ ƚŚĂƚ ŝŶĐůƵĚĞƐ
ǁĂƚĞƌĨƌŽŶƚƐƚƌƵĐƚƵƌĞƐĨŽƌďŽĂƚƚƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ĐĂƐŝŶŽĨůŽŽƌ͕Ϯϲ
ƐƚŽƌŝĞƐ ŽĨ ƌŽŽŵƐ͕ ƌĞƚĂŝů͕ ĐŽŶĨĞƌĞŶĐĞ ƌŽŽŵƐ͕ ĂŶĚ Ă ƉĂƌŬŝŶŐ
ƐƚƌƵĐƚƵƌĞ͘ĞƚǁĞĞŶƚŚĞƉůĂŶƌĞǀŝĞǁĂŶĚŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨ͕ϰ> &
ƉƌŽǀŝĚĞĚƵƉƚŽϭϮƉĞƌƐŽŶŶĞůĨŽƌƚŚĞƉƌŽĨĞƐƐŝŽŶĂůƐĞƌǀŝĐĞƐ͘
KŶĂůůŝƚLJŽĨWĂůŽůƚŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ^ĞƌǀŝĐĞƐ
^ŝŶĐĞϮϬϬϴ͕ƚŚĞϰ> &ƚĞĂŵŚĂƐďĞĞŶƉƌŽǀŝĚŝŶŐŽŶͲĐĂůůďƵŝůĚŝŶŐƐĞƌǀŝĐĞƐƚĂĨĨĂƵŐŵĞŶƚĂƚŝŽŶƚŽƚŚĞŝƚLJ
ŽĨWĂůŽůƚŽ͘KǀĞƌƚŚŝƐƉĞƌĨŽƌŵĂŶĐĞƉĞƌŝŽĚϰ> &ŚĂƐƐƵƉƉůŝĞĚŐƌĞĂƚĞƌƚŚĂŶϮϬŝŶĚŝǀŝĚƵĂůƐƚĂĨĨƚŽ
ƉƌŽǀŝĚĞĂǁŝĚĞǀĂƌŝĞƚLJŽĨƉƌŽĨĞƐƐŝŽŶĂůƐĞƌǀŝĐĞƐŝŶĐůƵĚŝŶŐ͖ďƵŝůĚŝŶŐŽĨĨŝĐŝĂů͕ĚĞƉƵƚLJďƵŝůĚŝŶŐŽĨĨŝĐŝĂů͕ƉůĂŶ
ƌĞǀŝĞǁĞŶŐŝŶĞĞƌƐ͕ƉƌŽũĞĐƚŵĂŶĂŐĞƌ͕ďƵŝůĚŝŶŐŝŶƐƉĞĐƚŽƌƐ͕ŝŶƐƉĞĐƚŽƌƐŽĨƌĞĐŽƌĚ͕ĂŶĚĂĚŵŝŶŝƐƚƌĂƚŽƌƐ͘
EŽƚĂďůĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞ͗
xdĂƵďĞ<ŽƌĞƚĂŵƉƵƐĨŽƌ:ĞǁŝƐŚ>ŝǀŝŶŐ
xsDǁĂƌĞ
x^ƚĂŶĨŽƌĚDĞĚŝĐĂůĞŶƚĞƌ
xDŝƚĐŚĞůůWĂƌŬ>ŝďƌĂƌLJ
KŶĂůůŝƚLJŽĨƵďůŝŶ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ^ĞƌǀŝĐĞƐ
KǀĞƌ ƚŚĞ ůĂƐƚ ϭϴ LJĞĂƌƐ͕ ďĞŐŝŶŶŝŶŐ ŝŶ ϮϬϬϭ͕ ƚŚĞ ϰ> & ƚĞĂŵ ŚĂƐ ƉƌŽǀŝĚĞĚ ǀĂƌŝŽƵƐ ŽŶ ĐĂůů ďƵŝůĚŝŶŐ
ŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨ͕ĂƐǁĞůůĂƐĂƵŐŵĞŶƚĞĚƚŚĞƉůĂŶƌĞǀŝĞǁƐƚĂĨĨ͕ĨŽƌĐŽŵƉůĞdžƉƌŽũĞĐƚƐ͘KǀĞƌƚŚŝƐ
ƉĞƌĨŽƌŵĂŶĐĞƉĞƌŝŽĚ͕ϰ> &ŚĂƐƐƵƉƉůŝĞĚŐƌĞĂƚĞƌƚŚĂŶϲϬŝŶĚŝǀŝĚƵĂůƐƚĂĨĨƚŽƉƌŽǀŝĚĞĂǁŝĚĞǀĂƌŝĞƚLJŽĨ
ĂƐƐŝŐŶŵĞŶƚƐ ŝŶĐůƵĚŝŶŐ͕ ƉůĂŶ ƌĞǀŝĞǁ͕ ďƵŝůĚŝŶŐ ŝŶƐƉĞĐƚŽƌƐ͕ ŝŶƐƉĞĐƚŽƌƐ ŽĨ ƌĞĐŽƌĚ͕ ĐŽĚĞ ĞŶĨŽƌĐĞƌƐ͕ ĂŶĚ
ĂĚŵŝŶŝƐƚƌĂƚŽƌƐ͘
EŽƚĂďůĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞĚ͗
xWĂůŽůƚŽDĞĚŝĐĂůĞŶƚĞƌ
x'ƌĂĨƚŽŶ^ƚĂƚŝŽŶ
x^ŚĂŶŶŽŶŽŵŵƵŶŝƚLJĞŶƚĞƌ
x&ŝƌĞ^ƚĂƚŝŽŶƐ;ϮͿ
x ŵĞƌĂůĚŽŵƉůĞdž
x&ĂůůŽŶ^ƋƵĂƌĞ
KŶĂůůŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ^ĞƌǀŝĐĞƐ
^ŝŶĐĞŝŶϮϬϬϭ͕ƚŚĞϰ> &ƚĞĂŵŚĂƐƉƌŽǀŝĚĞĚŽŶ ĐĂůůƐƚĂĨĨƚŽ
ƐƵƉƉůĞŵĞŶƚƚŚĞŝƚLJ͛ƐĂƐƉůĂŶƌĞǀŝĞǁĞƌƐĂŶĚĨŝĞůĚŝŶƐƉĞĐƚŽƌƐ͘
KǀĞƌƚŚŝƐƉĞƌĨŽƌŵĂŶĐĞƉĞƌŝŽĚ͕ϰ> &ŚĂƐƐƵƉƉůŝĞĚŐƌĞĂƚĞƌƚŚĂŶ
ϯϬ ŝŶĚŝǀŝĚƵĂů ƐƚĂĨĨ ƚŽ ƉƌŽǀŝĚĞ Ă ǁŝĚĞ ǀĂƌŝĞƚLJ ŽĨ ĂƐƐŝŐŶŵĞŶƚƐ
ŝŶĐůƵĚŝŶŐ͖ ƉůĂŶ ƌĞǀŝĞǁĞƌƐ͕ ďƵŝůĚŝŶŐ ŝŶƐƉĞĐƚŽƌƐ͕ ƉƵďůŝĐ ǁŽƌŬƐ
ŝŶƐƉĞĐƚŽƌƐ͕ ĐŽƵŶƚĞƌ ƚĞĐŚŶŝĐŝĂŶƐ͕ ĐŽĚĞ ĞŶĨŽƌĐĞƌƐ͕ ĂŶĚ
ĂĚŵŝŶŝƐƚƌĂƚŽƌƐ͘
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'ĞŶĞĂƌƌLJ͕W͘ ͘
WƵďůŝĐtŽƌŬƐWƌŝŶĐŝƉĂůͬ,ĞĂůƚŚΘ^ĂĨĞƚLJDĂŶĂŐĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
'ĞŶĞŚĂƐŵŽƌĞƚŚĂŶϮϵLJĞĂƌƐŽĨĞŶŐŝŶĞĞƌŝŶŐĂŶĚƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚ
ĞdžƉĞƌŝĞŶĐĞ͘ ,Ğ ƐĞƌǀĞƐ ĂƐ Ă ƋƵĂůŝƚLJ ĂƐƐƵƌĂŶĐĞ ŵĂŶĂŐĞƌ ĂŶĚ ŚĂƐ
ĞdžƉĞƌŝĞŶĐĞĂƐĂƉƌŽũĞĐƚŵĂŶĂŐĞƌ͕ĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞƌ͕ĞŶǀŝƌŽŶŵĞŶƚĂů
ĞŶŐŝŶĞĞƌ͕ ĨŝĞůĚ ĞŶŐŝŶĞĞƌ͕ ĐŽŶƐƚƌƵĐƚŝŽŶ ƐƵƌǀĞLJŽƌ͕ ƐŽŝůƐ ƚĞƐƚĞƌ͕ƋƵĂůŝƚLJ
ĂƐƐƵƌĂŶĐĞ ŝŶƐƉĞĐƚŽƌ͕ ĂŶĚ ĚĞƐŝŐŶ ĞŶŐŝŶĞĞƌ͘ ,Ğ ŚĂƐ ĞdžƚĞŶƐŝǀĞ ƉƌŽũĞĐƚ
ŵĂŶĂŐĞŵĞŶƚĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚŝŶŐƌĞǀŝĞǁŝŶŐƉůĂŶƐĂŶĚƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚ
ĞŶƐƵƌŝŶŐƚŚĞŝƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞƉƌŽũĞĐƚƐĐŽƉĞŽĨǁŽƌŬ͘,ĞŚĂƐ
ĞdžƉĞƌŝĞŶĐĞĚĞǀĞůŽƉŝŶŐĂŶĚŵŽŶŝƚŽƌŝŶŐƉƌŽũĞĐƚƐĐŚĞĚƵůĞƐ͕ĞƐƚĂďůŝƐŚŝŶŐĂ
ƉƌŽũĞĐƚ ƐĐŽƉĞ ŽĨ ǁŽƌŬ͕ ƉĞƌĨŽƌŵŝŶŐ ďŝĚ ĞǀĂůƵĂƚŝŽŶ ĂŶĚ ĐŽƐƚͲďĞŶĞĨŝƚ
ĂŶĂůLJƐĞƐ͕ ƉƌĞƉĂƌŝŶŐ ĂŶĚ ĞǀĂůƵĂƚŝŶŐ ĚĞƚĂŝůĞĚ ĐŽƐƚ ĞƐƚŝŵĂƚĞƐ͕ ĂŶĚ
ŵŽŶŝƚŽƌŝŶŐ ƉƌŽũĞĐƚ ďƵĚŐĞƚƐ͘ 'ĞŶĞ ŝƐ Ă ĂůŝĨŽƌŶŝĂ YƵĂůŝĨŝĞĚ ^tWWW
ĞǀĞůŽƉĞƌ ;Y^Ϳ͕ ŚĂƐ ĞdžƚĞŶƐŝǀĞ ĞdžƉĞƌŝĞŶĐĞ ƉƌĞƉĂƌŝŶŐ ƐƚŽƌŵͲǁĂƚĞƌ
ƉŽůůƵƚŝŽŶƉƌĞǀĞŶƚŝŽŶƉůĂŶƐ;^tWWWͿ͕ĂŶĚŝƐǀĞƌLJŬŶŽǁůĞĚŐĞĂďůĞƌĞŐĂƌĚŝŶŐ
ƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂ͛ƐŶĞǁ'ĞŶĞƌĂůŽŶƐƚƌƵĐƚŝŽŶWĞƌŵŝƚĨŽƌƐƚŽƌŵǁĂƚĞƌ
ĚŝƐĐŚĂƌŐĞƐ͘
'ĞŶĞŝƐĂůƐŽϰ> &͛ƐWƌŝŶĐŝƉĂů,ĞĂůƚŚĂŶĚ^ĂĨĞƚLJDĂŶĂŐĞƌĂŶĚĞŶƐƵƌĞƐĂůů
ƐƚĂĨĨŚĂǀĞĐŽŵƉůĞƚĞĚƚŚĞŶĞĐĞƐƐĂƌLJĂŶĚƌĞƋƵŝƌĞĚƚƌĂŝŶŝŶŐŝŶĐůƵĚŝŶŐ&Ăůů
WƌŽƚĞĐƚŝŽŶ͕ ^ůŝƉƐ͕ dƌŝƉƐ͕ ĂŶĚ &ĂůůƐ͕ >ĂĚĚĞƌ ^ĂĨĞƚLJ͕ WĞƌƐŽŶĂů WƌŽƚĞĐƚŝǀĞ
ƋƵŝƉŵĞŶƚ͕,ĞĂƚ/ůůŶĞƐƐWƌĞǀĞŶƚŝŽŶ͕ĂŶĚŽƚŚĞƌƚƌĂŝŶŝŶŐĂƐƐƉĞĐŝĨŝĞĚďLJ
ϰ> &ĐůŝĞŶƚĞůĞ͘'ĞŶĞŝƐĂůƐŽƚŚĞƌĞĐŽƌĚŬĞĞƉĞƌĨŽƌK^,ŝŶƋƵŝƌŝĞƐ
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ŝƚLJŽĨWĂĐŝĨŝĐĂ
tĞƚtĞĂƚŚĞƌ&ůŽǁ ƋƵĂůŝnjĂƚŝŽŶĂƐŝŶWƌŽũĞĐƚ
WƌŽũĞĐƚDĂŶĂŐĞƌ
'ĞŶĞŝƐϰ> &͛ƐWƌŝŶĐŝƉĂůͲŝŶͲŚĂƌŐĞĂŶĚWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚŝƐΨϭϲD
ƉƌŽũĞĐƚŝŶǁŚŝĐŚϰ> &ƉƌŽǀŝĚŝŶŐƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚƐĞƌǀŝĐĞƐĚƵ ƌŝŶŐƚŚĞ
ĚĞƐŝŐŶ ƉŚĂƐĞ ;ŝŶĐůƵĚŝŶŐ ƉƌĞƉĂƌŝŶŐ Ă ďŝĚĚĂďŝůŝƚLJ ĂŶĚ ĐŽŶƐƚƌƵĐƚĂďŝůŝƚLJ
ƌĞǀŝĞǁͿĂŶĚŝƐƉƌŽǀŝĚŝŶŐDĂŶĚŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶ
ƉŚĂƐĞ͘ dŚĞ ƉƌŽũĞĐƚ ŝŶĐůƵĚĞƐ Ă ŶĞǁ Ϯ͘ϭͲŵŝůůŝŽŶͲŐĂůůŽŶ ǁĞƚ ǁĞĂƚŚĞƌ
ĞƋƵĂůŝnjĂƚŝŽŶďĂƐŝŶďĞŝŶŐĐŽŶƐƚƌƵĐƚĞĚƚŽƉƌĞǀĞŶƚĚŝƐĐŚĂƌŐĞŽĨƵŶƚƌĞĂƚĞĚ
ƐƚŽƌŵǁĂƚĞƌĂŶĚƐĂŶŝƚĂƌLJƐĞǁĞƌĨƌŽŵƚŚĞŝƚLJ͛ƐƐĂŶŝƚĂƌLJƐĞǁĞƌĐŽůůĞĐƚŝŽŶ
ĂŶĚĐŽŶǀĞLJĂŶĐĞƐLJƐƚĞŵĚƵƌŝŶŐƉĞĂŬƐƚŽƌŵĞǀĞŶƚƐ͘<ĞLJĐŽŵƉŽŶĞŶƚƐŽĨ
ƚŚĞƉƌŽũĞĐƚŝŶĐůƵĚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨĂƉĞƌŝŵĞƚĞƌϯͲĨŽŽƚͲǁŝĚĞƐůƵƌƌLJĐƵƚŽĨĨ
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29 years
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Registered Civil Engineer, California,
No. 64174.
Registered Civil Engineer, Nevada,
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B.S. Petroleum Engineering, 1986,
Montana College of Mineral
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California Qualified SWPPP Developer
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4LEAF Back Safety
4LEAF Slips Trips and Falls
4LEAF Ladder Safety
4LEAF PPE
4LEAF Heat Illness Prevention
Click Safety – Fall Protection Training
02/04/20
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RI
'ĞŶĞĂƌƌLJ͕W͘ ͘
ǁĂůůƚŽďĞƚǁĞĞŶϲϬĂŶĚϳϬĨĞĞƚďĞůŽǁŐƌŽƵŶĚƐƵƌĨĂĐĞ;ďŐƐͿ͕ĞdžĐĂǀĂƚŝŽŶŽĨϮϯ͕ϬϬϬĐƵďŝĐLJĂƌĚƐ;ĐLJĚƐͿŽĨ
ƐŽŝůƚŽϱϬĨĞĞƚďŐƐ͕ŝŶƐƚĂůůĂƚŝŽŶŽĨƚĞŵƉŽƌĂƌLJƐƚƌƵĐƚƵƌĂůďƌĂĐŝŶŐĚƵƌŝŶŐƚŚĞĞdžĐĂǀĂƚŝŽŶƉŚĂƐĞ͕ĐŽŶƐƚƌƵĐƚŝŽŶ
ŽĨĂϮͲĨƚͲƚŚŝĐŬĐŽŶĐƌĞƚĞŝŶŶĞƌůŝŶĞƌǁĂůů͕ŝŶƐƚĂůůĂƚŝŽŶŽĨϮ͕ϬϬϬĨĞĞƚŽĨϮϰͲŝŶĐŚ,W ƉŝƉĞĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶ
ŽĨƚǁŽĚŝǀĞƌƐŝŽŶƐƚƌƵĐƚƵƌĞƐ͕ĂŶĚĚŝƌĞĐƚŝŽŶĂůĚƌŝůůŝŶŐŽĨϮϬϬĨĞĞƚŽĨƉŝƉŝŶŐƚŚƌŽƵŐŚĞdžŝƐƚŝŶŐĞĂƐĞŵĞŶƚƐ
ďĞƚǁĞĞŶƚǁŽƌĞƐŝĚĞŶƚŝĂůŚŽŵĞƐ͘dŚĞƉƌŽũĞĐƚŝŶĐůƵĚĞƐĞdžƚĞŶƐŝǀĞWƵďůŝĐŽƵƚƌĞĂĐŚĂĐƚŝǀŝƚŝĞƐĂŶĚĂůůǁŽƌŬŝƐ
ďĞŝŶŐƉĞƌĨŽƌŵĞĚŝŶĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞDŝƚŝŐĂƚŝŽŶDŽŶŝƚŽƌŝŶŐZĞƉŽƌƚŝŶŐWƌŽŐƌĂŵĂƐƌĞƋƵŝƌĞĚďLJƚŚĞ
DŝƚŝŐĂƚŝǀĞ EĞŐĂƚŝǀĞ ĞĐůĂƌĂƚŝŽŶ ;DEͿ ĚŽĐƵŵĞŶƚ ƉƌĞƉĂƌĞĚ ŝŶ ĂĐĐŽƌĚĂŶĐĞ ǁŝƚŚ ƚŚĞ ĂůŝĨŽƌŶŝĂ
ŶǀŝƌŽŶŵĞŶƚĂůYƵĂůŝƚLJĐƚ; YͿ͘
ŝƚLJŽĨtĂůŶƵƚƌĞĞŬ
'ĞĂƌLJZŽĂĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽũĞĐƚDĂŶĂŐĞƌ
'ĞŶĞǁĂƐϰ> &͛ƐWƌŝŶĐŝƉĂůͲŝŶͲŚĂƌŐĞĂŶĚWƌŽũĞĐƚDĂŶĂŐĞƌĨŽƌƚŚĞŝƚLJŽĨtĂůŶƵƚƌĞĞŬ'ĞĂƌLJZŽĂĚ
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ĂƌƚĞƌŝĂůĐŽŶŶĞĐƚŝŽŶďĞƚǁĞĞŶŶŽƌƚŚǁĞƐƚĞƌŶtĂůŶƵƚƌĞĞŬĂŶĚƚŚĞWůĞĂƐĂŶƚ,ŝůůZdƐƚĂƚŝŽŶ͘dŚĞŝŶƚĞŶƚ
ŽĨƚŚĞƉƌŽũĞĐƚǁĂƐƚŽŝŵƉƌŽǀĞŽǀĞƌĂůůƚƌĂŶƐƉŽƌƚĂƚŝŽŶĞĨĨŝĐŝĞŶĐLJĂŶĚƉĞĚĞƐƚƌŝĂŶͬďŝĐLJĐůĞƐĂĨĞƚLJƚŚƌŽƵŐŚƚŚĞ
ĐŽŶƐƚƌƵĐƚŝŽŶŽĨĐŽŶƚŝŶƵŽƵƐĚƵĂůůĞĨƚͲƚƵƌŶůĂŶĞƐ͕ĂŶŽŶͲƐƚƌĞĞƚĞdžĐůƵƐŝǀĞďŝŬĞůĂŶĞ͕ĂƉĞĚĞƐƚƌŝĂŶƐŝĚĞǁĂůŬ͕
ƐƚƌĞĞƚƉĂƌŬŝŶŐ͕ĂŶĚůĂŶĚƐĐĂƉŝŶŐ͘DŽƐƚŽĨƚŚĞϭϴͲŝŶ͘ƚŽϯϬͲŝŶ͘WsƐƚŽƌŵĚƌĂŝŶŝŶƐƚĂůůĂƚŝŽŶŚĂĚƚŽďĞ
ƌĞĚĞƐŝŐŶĞĚĚƵĞƚŽŵƵůƚŝƉůĞƵƚŝůŝƚLJĐŽŶĨůŝĐƚƐĨŽƌƚŚĞĞŶƚŝƌĞϰ͕ϬϬϬůĨŽĨƚŚĞƉƌŽũĞĐƚ͘dƌĂĨĨŝĐƐŝŐŶĂůƐĂƚƵĞŶĂ
sŝƐƚĂǀĞŶƵĞĂŶĚWůĞĂƐĂŶƚ,ŝůůZŽĂĚǁĞƌĞŵŽĚŝĨŝĞĚĂŶĚƐƚƌĞĞƚůŝŐŚƚŝŶŐǁĂƐĂůƐŽŝŵƉƌŽǀĞĚ͘
ZĞƐŽƌƚƐtŽƌůĚŽŶƐƚƌƵĐƚŝŽŶĞǁĂƚĞƌŝŶŐDŽŶŝƚŽƌŝŶŐĂŶĚZĞƉŽƌƚŝŶŐ
>ĂƐsĞŐĂƐ͕Es
WƌŽũĞĐƚ ŶŐŝŶĞĞƌ
^ŝŶĐĞϮϬϬϳ͕'ĞŶĞŚĂƐďĞĞŶϰ> &͛ƐĞƌƚŝĨŝĞĚ ŶǀŝƌŽŶŵĞŶƚĂůDĂŶĂŐĞƌ; DͿĨŽƌƚŚĞZĞƐŽƌƚƐtŽƌůĚ>ĂƐ
sĞŐĂƐĐŽŶƐƚƌƵĐƚŝŽŶĚĞǁĂƚĞƌŝŶŐŵŽŶŝƚŽƌŝŶŐĂŶĚƌĞƉŽƌƚŝŶŐƉƌŽũĞĐƚ͘'ĞŶĞŝƐ DƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞ
ŵŽŶŝƚŽƌŝŶŐĂŶĚƌĞƉŽƌƚŝŶŐĂĐƚŝǀŝƚŝĞƐĚĞĨŝŶĞĚƵŶĚĞƌƚŚĞƚĞŵƉŽƌĂƌLJĐŽŶƐƚƌƵĐƚŝŽŶĚĞǁĂƚĞƌŝŶŐƉĞƌŵŝƚŝƐƐƵĞĚ
ďLJƚŚĞEĞǀĂĚĂĞƉĂƌƚŵĞŶƚŽĨ ŶǀŝƌŽŶŵĞŶƚĂůWƌŽƚĞĐƚŝŽŶ;E WͿ͘'ĞŶĞƉƌŽǀŝĚĞƐƚĞĐŚŶŝĐĂůŽǀĞƌƐŝŐŚƚŽĨ
ϰ> &ƌĞƉƌĞƐĞŶƚĂƚŝǀĞƐĨŽƌƚŚĞĐŽůůĞĐƚŝŽŶŽĨďŝͲŵŽŶƚŚůLJĨůŽǁƌĂƚĞŵĞĂƐƵƌĞŵĞŶƚƐĂŶĚĐŽůůĞĐƚŝŽŶŽĨƋƵĂƌƚĞƌůLJ
ƐĂŵƉůĞƐ ŽĨ ƚŚĞ ĞdžƚƌĂĐƚĞĚ ŐƌŽƵŶĚǁĂƚĞƌ ƉƌŝŽƌ ƚŽ ĚŝƐĐŚĂƌŐĞ ƚŽ ƚŚĞĂƉƉƌŽǀĞĚƐƚŽƌŵĚƌĂŝŶŝŶůĞƚƐĂŶĚ
ƐƵďŵŝƚƚŝŶŐƚŽĂEĞǀĂĚĂͲĐĞƌƚŝĨŝĞĚůĂďŽƌĂƚŽƌLJĨŽƌĂŶĂůLJƐŝƐ͘'ĞŶĞƌĞǀŝĞǁƐƚŚĞĂŶĂůLJƚŝĐĂůĚĂƚĂĂŶĚĐŽŵƉĂƌĞƐ
ĂŐĂŝŶƐƚƚŚĞƉĞƌŵŝƚůŝŵŝƚĂƚŝŽŶƐ͕ƉƌĞƉĂƌĞƐĂŶĚĐĞƌƚŝĨŝĞƐƚŚĞƋƵĂƌƚĞƌůLJĚŝƐĐŚĂƌŐĞŵŽŶŝƚŽƌŝŶŐƌĞƉŽƌƚƐƵďŵŝƚƚĞĚ
ƚŽE W͖ĂƐƐŝƐƚĞĚƚŚĞĐůŝĞŶƚďLJǁŽƌŬŝŶŐǁŝƚŚE WƐƚĂĨĨĨŽƌƉƌĞƉĂƌĂƚŝŽŶĂŶĚĂƉƉƌŽǀĂůŽĨƐĞǀĞƌĂůϱͲLJĞĂƌ
ƉĞƌŵŝƚƐ͖ƉƌĞƉĂƌĞĚƚŚĞĞdžƚƌĂĐƚŝŽŶƐLJƐƚĞŵ͛ƐKƉĞƌĂƚŝŽŶƐĂŶĚDĂŝŶƚĞŶĂŶĐĞ;KΘDͿDĂŶƵĂůŝŶĂĐĐŽƌĚĂŶĐĞ
ǁŝƚŚE WƌĞƋƵŝƌĞŵĞŶƚƐ͕ĂŶĚĐŽŵƉůĞƚĞĚƚŚĞh^ W͛ƐDZYͲϯϬ^ƚƵĚLJƌĞƉŽƌƚĨŽƌƚŚĞƐŝƚĞ͘
ŝƚLJŽĨƵƌůŝŶŐĂŵĞ
ĂůŝĨŽƌŶŝĂǀĞ͘ĂŶĚKĂŬ'ƌŽǀĞ^ĂŶŝƚĂƌLJ^ĞǁĞƌZĞŚĂďŝůŝƚĂƚŝŽŶWƌŽũĞĐƚ
WƌŽũĞĐƚDĂŶĂŐĞƌ
'ĞŶĞǁĂƐƚŚĞWƌŽũĞĐƚDĂŶĂŐĞƌŽŶƚŚŝƐƉƌŽũĞĐƚǁŚĞƌĞϰ> &ǁĂƐƉƌŽǀŝĚŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚĂŶĚ
ŝŶƐƉĞĐƚŝŽŶ ƐĞƌǀŝĐĞƐ ƚŽ ƚŚĞ ŝƚLJ ŽĨ ƵƌůŝŶŐĂŵĞ ŝŶ ƐƵƉƉŽƌƚ ŽĨ ƚŚĞŝƌWŚĂƐĞϭĂŶĚϮ^ĂŶŝƚĂƌLJ^ĞǁĞƌ
/ŵƉƌŽǀĞŵĞŶƚ ĂŶĚ ZĞŚĂďŝůŝƚĂƚŝŽŶ WƌŽũĞĐƚƐ͘ dŚĞ ƉƌŽũĞĐƚƐ ǁĞƌĞ ďĞŝŶŐ ƉĞƌĨŽƌŵĞĚ ŝŶ ǀĂƌŝŽƵƐ ĂƌĞĂƐ ŽĨ
ƵƌůŝŶŐĂŵĞ͛ƐďƵƐŝŶĞƐƐĚŝƐƚƌŝĐƚ͕ƌĞƐŝĚĞŶƚŝĂůŶĞŝŐŚďŽƌŚŽŽĚƐ͕ĂŶĚƵŶĚĞƌƉŽƌƚŝŽŶƐŽĨƚŚĞĂůƚƌĂŝŶƌĂŝůůŝŶĞƐ͘
DĞƚŚŽĚƐďĞŝŶŐƵƚŝůŝnjĞĚĨŽƌƌĞƉĂŝƌĂŶĚƌĞŚĂďŝůŝƚĂƚŝŽŶŽĨƐĂŶŝƚĂƌLJƐĞǁĞƌĂŶĚƐƚŽƌŵĚƌĂŝŶůŝŶĞƐĂŶĚŵĂŶŚŽůĞƐ
ŝŶĐůƵĚĞĚŽƉĞŶͲĐƵƚƚƌĞŶĐŚŝŶŐ͕ƉŝƉĞďƵƌƐƚŝŶŐ͕ĂŶĚĐƵƌĞĚŝŶͲƉůĂĐĞƉŝƉĞ;/WWͿ͘'ĞŶĞƉƌŽǀŝĚĞĚĂƐͲŶĞĞĚĞĚ
ƚĞĐŚŶŝĐĂůĂƐƐŝƐƚĂŶĐĞƚŽĨŝĞůĚƐƚĂĨĨ͕ƌĞǀŝĞǁĞĚĚĂŝůLJĨŝĞůĚƌĞƉŽƌƚƐ͕ĂŶĚƉƌŽǀŝĚĞĚĂƐͲŶĞĞĚĞĚĞŶǀŝƌŽŶŵĞŶƚĂů
ĂƐƐŝƐƚĂŶĐĞĚƵƌŝŶŐƚŚĞĐŽƵƌƐĞŽĨĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚŝĞƐ͘
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džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ
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džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ƌĂŝŐŚĂƐďĞĞŶƚŚĞŝƌĞĐƚŽƌŽĨƚŚĞϰ> &͛ƐĞǀĞůŽƉŵĞŶƚ^ĞƌǀŝĐĞƐƚĞĂŵ
ĨŽƌƚŚĞƉĂƐƚϭϯLJĞĂƌƐƵŶĚĞƌƚŚĞƐƵƉĞƌǀŝƐŝŽŶŽĨƚŚĞsŝĐĞWƌĞƐŝĚĞŶƚŽĨ
ŶŐŝŶĞĞƌŝŶŐĂŶĚƚŚĞĐŽŵƉĂŶLJWƌĞƐŝĚĞŶƚ͘ŵŽŶŐƌĂŝŐ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ
ŝŶĐůƵĚĞƚŚĞĚĂLJƚŽĚĂLJĐŽŶƚĂĐƚǁŝƚŚŵĂŶLJŽĨϰ> &͛ƐǀĂůƵĂďůĞĐůŝĞŶƚƐŝŶ
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ŚĞĐŬ ŝŶĚƵƐƚƌŝĞƐ͘ ƌĂŝŐ ŚĂƐ ƐƵĐĐĞƐƐĨƵůůLJ ŵĂŶĂŐĞĚ Ă ŵƵůƚŝƚƵĚĞ ŽĨ
ŝŶƐƉĞĐƚŝŽŶ ƉƌŽũĞĐƚƐ ƌĂŶŐŝŶŐ ĨƌŽŵ Ψϭ ŵŝůůŝŽŶ ƚŽ Ψϲ ŝůůŝŽŶ͘ ƌĂŝŐ ĂůƐŽ
ŵĂŶĂŐĞƐŶƵŵĞƌŽƵƐƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚĐůŝĞŶƚƐĂŶĚŝƐƌĞƐƉŽŶƐŝďůĞ ĨŽƌ
ƌĞĐƌƵŝƚŝŶŐ͕ƋƵĂůŝĨLJŝŶŐ͕ĂŶĚƉůĂĐŝŶŐƐƚĂĨĨƚŚƌŽƵŐŚŽƵƚƚŚĞŽƌŐĂŶŝnjĂƚŝŽŶ͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ŝƚLJŽĨƵƉĞƌƚŝŶŽ͕
ƉƉůĞĂŵƉƵƐϮ
džĞĐƵƚŝǀĞWƌŽũĞĐƚŵĂŶĂŐĞƌ
ƌĂŝŐǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŶƐƵůƚĂŶƚďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐĞƌǀŝĐĞƐƚŽƚŚĞ
ŝƚLJ ŽĨ ƵƉĞƌƚŝŶŽ ƵŝůĚŝŶŐ ĞƉĂƌƚŵĞŶƚ ŽŶ ďĞŚĂůĨ ŽĨ ϰ> &͘ ^ĞƌǀŝĐĞƐ
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ϮϬƉĞƌƐŽŶŶĞů͘dŚŝƐƉƌŽũĞĐƚĐŽŶƐƚƌƵĐƚŝŽŶƐƉĂŶĞĚŶĞĂƌůLJϭϴϬĂĐƌĞƐĂŶĚĂƉƉƌŽdžŝŵĂƚĞůLJϰŵŝůůŝŽŶ^Ƌ͘&ƚ͘ŽĨ
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ŽƌƉŽƌĂƚĞ&ŝƚŶĞƐƐĞŶƚĞƌ͕ŽƌƉŽƌĂƚĞƵĚŝƚŽƌŝƵŵ͕ƚǁŽĂďŽǀĞŐƌĂĚĞWĂƌŬŝŶŐ^ƚƌƵĐƚƵƌĞƐ͕ĞŶƚƌĂůhƚŝůŝƚLJ
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ŽŶƐƵůƚĂŶƚWƌŽũĞĐƚDĂŶĂŐĞƌ
ƌĂŝŐŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŶƐƵůƚĂŶƚďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐĞƌǀŝĐĞƐƚŽƚŚĞŝƚLJ
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ďƵŝůĚŝŶŐ ŝŶƐƉĞĐƚŝŽŶ ƐĞƌǀŝĐĞƐ͘ ƌĂŝŐ ǁĂƐ ĂůƐŽ ƚŚĞ ŽŶƐƵůƚĂŶƚ WƌŽũĞĐƚ
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WƌŽũĞĐƚDĂŶĂŐĞƌ
ƌĂŝŐŝƐĐƵƌƌĞŶƚůLJƚŚĞƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚDĂŶĂŐĞƌŽŶďĞŚĂůĨŽĨϰ> &͘ƌĂŝŐŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌĂůůƐƚĂĨĨ
ĂƵŐŵĞŶƚĂƚŝŽŶĂƐƐŝŐŶŵĞŶƚƐƉĞƌĨŽƌŵĞĚĨŽƌĐůŝĞŶƚĞůĞŝŶĐůƵĚŝŶŐďƵŝůĚŝŶŐŽĨĨŝĐŝĂů͕ďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶ͕ƉĞƌŵŝƚ
ƚĞĐŚŶŝĐŝĂŶƐͬĐŽƵŶƚĞƌƐĞƌǀŝĐĞƐ͕ĐŽĚĞĞŶĨŽƌĐĞŵĞŶƚ͕ĞƚĐ͘ƌĂŝŐŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƌĞĐƌƵŝƚŝŶŐĂŶĚƉůĂĐŝŶŐĂůů
ďƵŝůĚŝŶŐ ĚĞƉĂƌƚŵĞŶƚ ƐƚĂĨĨ ĂƐ ǁĞůů ĂƐ ƚŚĞ ƉŝĐŬͲƵƉ ĂŶĚ ĚĞůŝǀĞƌLJ ĂŶĚ ĂƐƐŝŐŶŵĞŶƚ ŽĨ ƉůĂŶ ƌĞǀŝĞǁƐ ƚŽ
ĂƉƉƌŽƉƌŝĂƚĞĞŶŐŝŶĞĞƌƐĂŶĚĐĞƌƚŝĨŝĞĚƐƚĂĨĨ͘ƌĂŝŐŵĂŶĂŐĞƐŵŽƌĞƚŚĂŶϵϬƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚĐŽŶƚƌĂĐƚƐ
ŝŶĐůƵĚŝŶŐ͗
i ŝƚLJŽĨƵƉĞƌƚŝŶŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŝƚLJŽĨWĂůŽůƚŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŽƵŶƚLJŽĨ^ĂŶƚĂůĂƌĂ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŽƵŶƚLJŽĨ^ĂŶƚĂůĂƌĂ͕&ĂĐŝůŝƚŝĞƐΘ&ůĞĞƚ
iŝƚLJŽĨ^ƵŶŶLJǀĂůĞ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŝƚLJŽĨ^ĂŶWĂďůŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŝƚLJŽĨ,ŽůůŝƐƚĞƌƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
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iŝƚLJŽĨDŽŶƚĞƌĞLJ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŽƵŶƚLJŽĨ^ĂŶĞŶŝƚŽ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
iŽƵŶƚLJŽĨ^ƚĂŶŝƐůĂƵƐ͕ĂƉŝƚĂůWƌŽũĞĐƚƐ
iŝƚLJŽĨtĂůŶƵƚƌĞĞŬ͕ƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚ
sĂƌŝŽƵƐhŶŝǀĞƌƐŝƚŝĞƐĂŶĚŽŵŵƵŶŝƚLJŽůůĞŐĞŝƐƚƌŝĐƚƐ
WƌŽũĞĐƚDĂŶĂŐĞƌ
ƌĂŝŐŚĂƐŵĂŶĂŐĞĚŵƵůƚŝƉůĞĐŽŶƐƵůƚĂŶƚĂŐƌĞĞŵĞŶƚƐǁŝƚŚƚŚĞĂůŝĨŽƌŶŝĂ^ƚĂƚĞ^ĐŚŽŽů^LJƐƚĞŵ͕hŶŝǀĞƌƐŝƚLJ
ŽĨĂůŝĨŽƌŶŝĂ͕ĂŶĚŽŵŵƵŶŝƚLJŽůůĞŐĞŝƐƚƌŝĐƚƐ͘dŚĞƐĞĐŽŶƚƌĂĐƚƐŝŶĐůƵĚĞŽŶƐƚƌƵĐƚŝŽŶDĂŶĂŐĞŵĞŶƚĂŶĚ
/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚƐĞƌǀŝĐĞƐĨŽƌďŽƚŚKŶͲĂůůĂŐƌĞĞŵĞŶƚƐĂŶĚƉƌŽũĞĐƚ ƐƉĞĐŝĨŝĐ ĂƐƐŝŐŶŵĞŶƚƐ͘ KƵƌ
hŶŝǀĞƌƐŝƚLJĐůŝĞŶƚĞůĞŝŶĐůƵĚĞƐ͗
x^ĂŶ:ŽƐĞ^ƚĂƚĞhŶŝǀĞƌƐŝƚLJ
xĂůWŽůLJ^ĂŶ>ƵŝƐKďŝƐƉŽ
xhŶŝǀĞƌƐŝƚLJŽĨĂůŝĨŽƌŶŝĂ͕ĞƌŬĞůĞLJ
x^ƚĂŶĨŽƌĚhŶŝǀĞƌƐŝƚLJ^ĐŚŽŽůŽĨDĞĚŝĐŝŶĞ
x^ƚĂŶĨŽƌĚhŶŝǀĞƌƐŝƚLJ&ĂĐŝůŝƚŝĞƐĞƉĂƌƚŵĞŶƚ
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x^ĂŶ&ƌĂŶĐŝƐĐŽhŶŝĨŝĞĚ^ĐŚŽŽůŝƐƚƌŝĐƚ
x ǀĞƌŐƌĞĞŶŽŵŵƵŶŝƚLJŽůůĞŐĞŝƐƚƌŝĐƚ
xtĞƐƚsĂůůĞLJDŝƐƐŝŽŶŽŵŵƵŶŝƚLJŽůůĞŐĞŝƐƚƌŝĐƚ
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ŚĂƐƉĞƌĨŽƌŵĞĚĂŵƵůƚŝƚƵĚĞŽĨƉůĂŶƌĞǀŝĞǁƐĨŽƌŵĂŶLJĚŝĨĨĞƌĞŶƚĚŝƐĐŝƉůŝŶĞƐ
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ĐůŝĞŶƚƐƚŚƌŽƵŐŚŽƵƚĂůŝĨŽƌŶŝĂ͘^ĐŽƚƚ͛ƐĚĂLJͲƚŽͲĚĂLJĂĐƚŝǀŝƚŝĞƐŝŶĐůƵĚĞƚŚĞ
ƌĞǀŝĞǁŽĨƉůĂŶƐƐƵďŵŝƚƚĞĚƚŽůŽĐĂůũƵƌŝƐĚŝĐƚŝŽŶƐ͕ĐƌĞĂƚŝŽŶĂŶĚƐƵďŵŝƐƐŝŽŶ
ŽĨ ƉůĂŶ ĐŚĞĐŬ ůĞƚƚĞƌ͕ ĂŶĚ ĐŽŶƐƚĂŶƚ ĐŽŵŵƵŶŝĐĂƚŝŽŶ ǁŝƚŚ Ăůů ƉƌŽũĞĐƚ
ƐƚĂŬĞŚŽůĚĞƌƐ͘/ŶĂĚĚŝƚŝŽŶ͕^ĐŽƚƚǁĂƐŽĨƚĞŶƚĂƐŬĞĚǁŝƚŚƚŚĞĞĚƵĐĂƚŝŽŶŽĨ
ďƵŝůĚŝŶŐĐŽĚĞƚŽĂƉƉůŝĐĂŶƚƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ƚƌƵĐƚƵƌĂůWůĂŶŚĞĐŬ ŶŐŝŶĞĞƌ
ϮϬϭϮͲWƌĞƐĞŶƚ
^ŝŶĐĞ ϮϬϭϮ͕ ^ĐŽƚƚ ŚĂƐ ǁŽƌŬĞĚ ĨŽƌ ϰ> & ŝŶ Ă ŶƵŵďĞƌ ŽĨ ĚŝĨĨĞƌĞŶƚ
ĐĂƉĂĐŝƚŝĞƐĂƐĂWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ͘^ĐŽƚƚŚĂƐǁŽƌŬĞĚĂƐĂƐƚƌƵĐƚƵƌĂů
ƉůĂŶƐ ĞdžĂŵŝŶĞƌ ĂŶĚ ŝƐ ƐƚƌŽŶŐ ǁŝƚŚ ĂƌĐŚŝƚĞĐƚƵƌĂů ƌĞǀŝĞǁ͘ ^ĐŽƚƚ ŚĂƐ
ĞdžƉĞƌŝĞŶĐĞǁŽƌŬŝŶŐŽŶŽƵƚƐŝĚĞƉůĂŶĐŚĞĐŬƐĂŶĚŚĂƐĂůƐŽďĞĞŶĂƐƐŝŐŶĞĚƚŽ
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x tŽƌŬĚĂLJĂŵƉƵƐ;ϲ^ƚŽƌŝĞƐͿͲΨϱϬDŝůůŝŽŶ
x ^ƚĂŶĨŽƌĚDĞĚŝĐĂůĞŶƚĞƌ;ϲ^ƚŽƌŝĞƐͿΨϯϮDŝůůŝŽŶ
x sDtĂƌĞ,d dĞŶĂŶƚ/ŵƉƌŽǀĞŵĞŶƚΨϮϱDŝůůŝŽŶ
x ,ŝůƚŽŶ,ŽƚĞůĂŶĚhŶĚĞƌŐƌŽƵŶĚWĂƌŬŝŶŐΨϭϴDŝůůŝŽŶ
x sDtĂƌĞWĂƌŬŝŶŐ^ƚƌƵĐƚƵƌĞϮΨϭϰDŝůůŝŽŶ
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21+ years
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University of California, Irvine
B.S. Civil Engineering
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License # 59091
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License # 019922
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ICC – International Code Council
Structural Engineers of Northern
California (SEAOC)
ASCE
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&ĂƌŚĞĞŶŝƐĂƌĞŐŝƐƚĞƌĞĚ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌǁŝƚŚŵŽƌĞƚŚĂŶϭϯLJĞĂƌƐŽĨ
ƐƚƌƵĐƚƵƌĂů ĚĞƐŝŐŶ ďĂĐŬŐƌŽƵŶĚ ǁŝƚŚ ƌĞƐƉŽŶƐŝďŝůŝƚLJ ŽĨ ƐƚƌƵĐƚƵƌĂůƐLJƐƚĞŵ
ĂŶĂůLJƐŝƐ͕ ĚĞƐŝŐŶ͕ ĂŶĚ ƉƌĞƉĂƌĂƚŝŽŶ ŽĨ ĐŽŶƐƚƌƵĐƚŝŽŶ ĚŽĐƵŵĞŶƚƐ ĨƌŽŵ
ŝŶĐĞƉƚŝŽŶ ƚŽ ĐŽŵƉůĞƚŝŽŶ͕ ŝŶ ĂĐĐŽƌĚĂŶĐĞ ǁŝƚŚ ŽǀĞƌĂůů ƉƌŽũĞĐƚ
ƌĞƋƵŝƌĞŵĞŶƚƐ͘ &ĂƌŚĞĞŶ ŝƐ ĂůƐŽ ĞdžƉĞƌŝĞŶĐĞĚ ǁŝƚŚ ĨŝĞůĚ ƐƚƌƵĐƚƵƌĂů
ŽďƐĞƌǀĂƚŝŽŶƚŽĞŶƐƵƌĞƚŚĞŝƌĐŽŵƉůŝĂŶĐĞǁŝƚŚĂƉƉƌŽǀĞĚĚƌĂǁŝŶŐƐĂŶĚŝƐ
ĞdžƉĞƌŝĞŶĐĞĚǁŝƚŚZ&/͛ƐĂŶĚƐŽůƵƚŝŽŶƐĨŽƌĨŝĞůĚĐŽŶĚŝƚŝŽŶƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
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^ĞŶŝŽƌ^ƚƌƵĐƚƵƌĂůWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
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ƉĞƌƐŽŶŶĞů͘
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ƉƌŝůϮϬϭϰʹEŽǀĞŵďĞƌϮϬϭϴ
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&ĂƌŚĞĞŶǁŽƌŬĞĚĨŽƌƚŚĞŝƚLJŽĨ^ĂŶ:ŽƐĞĨŽƌŵŽƌĞƚŚĂŶĨŽƵƌLJĞĂƌƐ͘^ŽŵĞ
ŽĨŚĞƌƉƌŽũĞĐƚƐƌĞǀŝĞǁĞĚŝŶĐůƵĚĞĚ͗
DƵůƚŝ&ĂŵŝůLJΘ,ŝŐŚZŝƐĞWƌŽũĞĐƚƐ
ͲŚĂƌůŽƚƚĞƉĂƌƚŵĞŶƚƐ
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ͲŽůĞŵĂŶ,ŝŐŚůŝŶĞKĨĨŝĐĞƵŝůĚŝŶŐƐ
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dĞŶĂŶƚ/ŵƉƌŽǀĞŵĞŶƚƐ
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ͲĚŽďĞ
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ͲƉƉůĞ
ͲdĞƐůĂ
Experience
13 + years
Education
State University of New York, Buffalo
M.S. Earthquake Engineering, 2005
Registrations
State of California Licensed
Professional Engineer, Structural
2014
State of California Licensed
Professional Engineer, &LYLO
2009
Certifications
ICC Building Plans Examiner
LEED AP
CASp (Passed Open Book Exam)
Software Skills
SAP
STAAD
RISA
AutoCAD
Accela
02/04/20
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DŝŬĞ:ĂŵĞƐŶĚĞƌƐŽŶ͕W͘ ͕͘^Ɖ
>ĞĂĚĐĐĞƐƐŝďŝůŝƚLJWůĂŶZĞǀŝĞǁ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
DŝŬĞŶĚĞƌƐŽŶŚĂƐŽǀĞƌϯϬLJĞĂƌƐŽĨĞdžƚĞŶƐŝǀĞƉůĂŶƌĞǀŝĞǁĞdžƉĞƌŝĞŶĐĞ͘
,Ğ ŚĂƐ ƉƌŽǀŝĚĞĚ ĂƌĐŚŝƚĞĐƚƵƌĂů ĂŶĚ ƐƚƌƵĐƚƵƌĂů ƉůĂŶ ƌĞǀŝĞǁ ƐĞƌǀŝĐĞƐ ŽŶ
ŶƵŵĞƌŽƵƐŵŽĚĞƌĂƚĞĂŶĚĐŽŵƉůĞdžƉƌŽũĞĐƚƐĨŽƌǀĂƌŝŽƵƐũƵƌŝƐĚŝĐƚŝŽŶƐĂŶĚ
ĐůŝĞŶƚƐŝŶĂůŝĨŽƌŶŝĂ͘,ŝƐĂƌĐŚŝƚĞĐƚƵƌĂůƌĞǀŝĞǁĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚĞƐďŽƚŚ
ƌĞǀŝĞǁŝŶŐŶĞǁĐŽŶƐƚƌƵĐƚŝŽŶƉůĂŶƐĨŽƌĐŽĚĞĐŽŵƉůŝĂŶĐĞĂŶĚĂŶĂůLJnjŝŶŐ
ĞdžŝƐƚŝŶŐ ďƵŝůĚŝŶŐƐ ĨŽƌ ƉŽƚĞŶƚŝĂů ŽĐĐƵƉĂŶƚƐ ĂŶĚ ďƵŝůĚŝŶŐ ŽǁŶĞƌƐ͘dŚŝƐ
ĂƌĐŚŝƚĞĐƚƵƌĂů ƌĞǀŝĞǁ ĐŽǀĞƌƐ ĂƐƉĞĐƚƐ ŽĨ ƚŚĞ ĂůŝĨŽƌŶŝĂ ƵŝůĚŝŶŐŽĚĞ
ŝŶĐůƵĚŝŶŐŽĐĐƵƉĂŶĐLJƚLJƉĞ͕ƌĂƚĞĚĐŽŶƐƚƌƵĐƚŝŽŶ͕ĞdžŝƚŝŶŐĂŶĚĂĐĐĞƐƐŝďŝůŝƚLJ͘
DŝŬĞŝƐŶŽƚŽŶůLJĂƉƌŽĨĞƐƐŝŽŶĂůĞŶŐŝŶĞĞƌďƵƚĂůƐŽĂĞƌƚŝĨŝĞĚĐĐĞƐƐ
^ƉĞĐŝĂůŝƐƚ͘DŝŬĞŝƐĐƵƌƌĞŶƚůLJƌĞƐƉŽŶƐŝďůĞĨŽƌƉƌŽǀŝĚŝŶŐĂƌĐŚŝƚĞĐƚƵƌĂůĂŶĚ
ĂĐĐĞƐƐŝďŝůŝƚLJ ƉůĂŶ ƌĞǀŝĞǁ ĂŶĚ ŽĨĨŝĐĞ ƐƚĂĨĨ ŽǀĞƌƐŝŐŚƚ ĨŽƌ Ă ǀĂƌŝĞƚLJ ŽĨ
ĐŽŵŵĞƌĐŝĂů͕ŝŶĚƵƐƚƌŝĂů͕ĂŶĚŵƵůƚŝͲĨĂŵŝůLJƌĞƐŝĚĞŶƚŝĂůƉƌŽũĞĐƚƐƚŚƌŽƵŐŚŽƵƚ
ƚŚĞǁĞƐƚĞƌŶh͘^͘
DŝŬĞŚĂƐĞdžƚĞŶƐŝǀĞĞdžƉĞƌŝĞŶĐĞƌĞǀŝĞǁŝŶŐŚŝŐŚͲƌŝƐĞĂŶĚŵŝĚͲƌŝƐĞƉƌŽũĞĐƚƐ
ĨŽƌĐŽŶĨŽƌŵĂŶĐĞǁŝƚŚƚŚĞůŽĐĂůďƵŝůĚŝŶŐĐŽĚĞƐĂŶĚŽƌĚŝŶĂŶĐĞƐ͘,ĞŚĂƐ
ƌĞǀŝĞǁĞĚ ĂƉĂƌƚŵĞŶƚƐ͕ ĐŽŵŵĞƌĐŝĂů ďƵŝůĚŝŶŐƐ͕ K^,W ϯ &ĂĐŝůŝƚŝĞƐ ĂŶĚ
ĂƐƐĞŵďůLJŽĐĐƵƉĂŶĐLJĨĂĐŝůŝƚŝĞƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
WůĂnjĂ>ŽĨƚƐ^ĞǀĞŶ^ƚŽƌLJƵŝůĚŝŶŐ͕ŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕
WůĂŶƐ džĂŵŝŶĞƌ
,ŝŐŚͲƌŝƐĞ ǁŝƚŚ ĐŽŵƉůĞdž ƌĂƚĞĚ ĐŽŶƐƚƌƵĐƚŝŽŶ ĚĞƚĂŝůƐ ĂŶĚ Ś͘ ϭϭ
ĂĐĐĞƐƐŝďŝůŝƚLJŝŶĐůƵĚŝŶŐƉĂƌŬŝŶŐŐĂƌĂŐĞ͕ƌĂŵƉƐ͕ĞƚĐ͘
DĂƌƌŝŽƚƚ,ŽƚĞůʹ&ŝĨƚĞĞŶ^ƚŽƌLJ,ŽƚĞůΘŽŶĚŽŵŝŶŝƵŵƵŝůĚŝŶŐ
WůĂŶƐ džĂŵŝŶĞƌ
ŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕
,ŝŐŚͲƌŝƐĞǁŝƚŚďŽƚŚŚ͘ϭϭΘĂĐĐĞƐƐŝďŝůŝƚLJƉƌŽǀŝƐŝŽŶƐ͘
ZdDĞƚƌŽZĞƉĂŝƌ&ĂĐŝůŝƚLJ͕ŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕
WůĂŶƐ džĂŵŝŶĞƌ
/ŶĚƵƐƚƌŝĂůƐƚƌƵĐƚƵƌĞǁŝƚŚŵƵůƚŝƉůĞŽƚŚĞƌƵƐĞƐŝŶĐůƵĚŝŶŐĂƐƐĞŵďůLJĂŶĚ
ŽĨĨŝĐĞ͘
ĂƌĞĨƌĞĞEĂƚŽŵĂƐƉĂƌƚŵĞŶƚƐ͕ŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕
WůĂŶƐ džĂŵŝŶĞƌ
dŚƌĞĞͲƐƚŽƌLJŵƵůƚŝͲĨĂŵŝůLJǁŝƚŚĐůƵƵƐĞʹϮϬďƵŝůĚŝŶŐƐŝƚĞŝŶĐůƵĚŝŶŐĨƵůů
ĂĐĐĞƐƐŝďŝůŝƚLJƐŝƚĞĂŶĂůLJƐŝƐ͘
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02/04/20
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zŽƵƐĞĨDĂƌŵŽƐŚ͕D͘ ͘
>ĞĂĚWůƵŵďŝŶŐͬDĞĐŚĂŶŝĐĂůWůĂŶZĞǀŝĞǁ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
zŽƵƐĞĨDĂƌŵŽƐŚŚĂƐŽǀĞƌϰϬLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞŝŶĂďƌŽĂĚƌĂŶŐĞŽĨ
ĚĞƐŝŐŶĂŶĚĞŶŐŝŶĞĞƌŝŶŐĚŝƐĐŝƉůŝŶĞƐ͘,ŝƐƉƌŽũĞĐƚƐŝŶĐůƵĚĞƚŚĞĚĞƐŝŐŶŽĨ
ďƵŝůĚŝŶŐŵĞĐŚĂŶŝĐĂůƐLJƐƚĞŵƐĨŽƌĂǀĂƌŝĞƚLJŽĨĐŽŵŵĞƌĐŝĂů͕ŝŶƐƚŝƚƵƚŝŽŶĂů͕
ĐŽƌƌĞĐƚŝŽŶĂů͕ĞĚƵĐĂƚŝŽŶĂů͕ŝŶĚƵƐƚƌŝĂů͕ĂŶĚŵĞĚŝĐĂůĨĂĐŝůŝƚŝĞƐ͕ƉŽǁĞƌƉůĂŶƚƐ
ĂŶĚǁĂƚĞƌƚƌĂŶƐŵŝƐƐŝŽŶƐLJƐƚĞŵƐ͘
zŽƵƐĞĨĂůƐŽŚĂƐĞdžƚĞŶƐŝǀĞĞdžƉĞƌƚŝƐĞŝŶĚŝƌĞĐƚŝŶŐƚŚĞĚĞƐŝŐŶĂŶĚ
ĚĞǀĞůŽƉŵĞŶƚ ŽĨ ĐŽŶƐƚƌƵĐƚŝŽŶ ĚŽĐƵŵĞŶƚƐ ĂŶĚ ĐŽŶƐƚƌƵĐƚŝŽŶ
ĂĚŵŝŶŝƐƚƌĂƚŝŽŶƚŚƌŽƵŐŚƐLJƐƚĞŵƐƐƚĂƌƚƵƉĂŶĚĐŽŵŵŝƐƐŝŽŶŝŶŐĂŶĚƐĞƚƚŝŶŐ
ƵƉŵĂŝŶƚĞŶĂŶĐĞŵĂŶĂŐĞŵĞŶƚƐLJƐƚĞŵƐ͘,ĞŚĂƐƐĞƌǀĞĚĂƐƚŚĞKǁŶĞƌ͛Ɛ
ZĞƉƌĞƐĞŶƚĂƚŝǀĞĨŽƌƚŚĞĚĞƐŝŐŶƐƚĂŐĞŽĨŵĂũŽƌƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐŵĂũŽƌ
ŚŽƚĞůƐ͕ĂŶĚŚĂƐĚŝƌĞĐƚĞĚƚŚĞYƵĂůŝƚLJŽŶƚƌŽůĂŶĚƉƌĞǀĞŶƚŝǀĞŵĂŝŶƚĞŶĂŶĐĞ
ƉƌŽŐƌĂŵƐĨŽƌƉƵďůŝĐǁŽƌŬƐǁĂƚĞƌƉƌŽũĞĐƚƐ͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
zŽƵƐĞĨĐƵƌƌĞŶƚůLJƉĞƌĨŽƌŵƐƉůĂŶƌĞǀŝĞǁĨŽƌŵƵůƚŝƉůĞũƵƌŝƐĚŝĐƚŝŽŶƐŝŶĂůŝĨŽƌŶŝĂ͘,ŝƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞ
ƌĞǀŝĞǁŝŶŐ ŝŶŝƚŝĂů ĂŶĚ ƐƵďƐĞƋƵĞŶƚ ƐƵďŵŝƚƚĂůƐ ŽĨ ƐƚƌƵĐƚƵƌĂů ĂŶĚ ŶŽŶͲƐƚƌƵĐƚƵƌĂů ďƵŝůĚŝŶŐ ƉůĂŶƐ ĨŽƌ
ĐŽŶĨŽƌŵĂŶĐĞŽĨƌĞƐŝĚĞŶƚŝĂů͕ĐŽŵŵĞƌĐŝĂůĂŶĚĞƐƐĞŶƚŝĂůƐĞƌǀŝĐĞƉƌŽũĞĐƚƐƚŽƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ
;Ϳ ĂƉƉůŝĐĂďůĞ Ăƚ ƚŚĞ ƚŝŵĞ ŽĨ ƐƵďŵŝƚƚĂů͖ ĐŽŵƉŽƐŝŶŐ ƉůĂŶ ĐŚĞĐŬĐŽŵŵĞŶƚůĞƚƚĞƌƐĨŽƌƉƌŽũĞĐƚƐĂŶĚ
ƉĞƌĨŽƌŵŝŶŐŝŶĚĞƉĞŶĚĞŶƚĐĂůĐƵůĂƚŝŽŶƐƚŽǀĞƌŝĨLJƉƌŽũĞĐƚĐĂůĐƵůĂƚŝŽŶƐ͘
D dĂůŝĨŽƌŶŝĂ'ƌŽƵƉ>>͘ʹ ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ
WƌŝŶĐŝƉĂů ŶŐŝŶĞĞƌ
zŽƵƐĞĨƐƵƉĞƌǀŝƐĞĚĂůůĂƐƉĞĐƚƐŽĨƚŚĞĚĞƐŝŐŶŽĨ,s͕ƉůƵŵďŝŶŐ͕ĞŶĞƌŐLJĐŽŶƐĞƌǀĂƚŝŽŶ͕ƐƚĞĂŵƐLJƐƚĞŵƐĂŶĚ
ĨŝƌĞƉƌŽƚĞĐƚŝŽŶƐLJƐƚĞŵƐĨƌŽŵŝŶŝƚŝĂůĚĞƐŝŐŶƚŽƉƌŽũĞĐƚĐŽŵƉůĞƚŝŽŶ͕ĨŝŶĂůƐŚŽƉĚƌĂǁŝŶŐƐĂŶĚƉƌŽũĞĐƚƉƵŶĐŚ
ůŝƐƚ͘,ĞƉƌŽǀŝĚĞĚĂůůĞŶŐŝŶĞĞƌŝŶŐƐĞƌǀŝĐĞƐƚŽǀĞƌŝƚLJŽĨŝŶĚƵƐƚƌŝĞƐŝŶƚŚĞĂƌĞĂŽĨĚĞƐŝŐŶ͕ĐŽŶƐƚƌƵĐƚŝŽŶ
ŵĂŶĂŐĞŵĞŶƚĂŶĚĨĂĐŝůŝƚLJŵĂŶĂŐĞŵĞŶƚ͘
ĂůŝĨŽƌŶŝĂĞƉĂƌƚŵĞŶƚŽĨŽƌƌĞĐƚŝŽŶƐĂŶĚZĞŚĂďŝůŝƚĂƚŝŽŶ
^ƵƉĞƌǀŝƐŝŶŐDĞĐŚĂŶŝĐĂů ŶŐŝŶĞĞƌʹ&ĂĐŝůŝƚŝĞƐDĂŶĂŐĞŵĞŶƚŝǀŝƐŝŽŶ
zŽƵƐĞĨĚĞǀĞůŽƉĞĚƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶĚŽĐƵŵĞŶƚƐĂŶĚƉĂƌƚŝĐŝƉĂƚĞĚŝŶĂǁŝĚĞǀĂƌŝĞƚLJŽĨĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐ
ǁŝƚŚŝŶĂůůƚŚĞĞdžŝƐƚŝŶŐŝŶƐƚŝƚƵƚŝŽŶƐƐƚĂƚĞǁŝĚĞ͕ĨŽƌĂƉĞƌŝŽĚŽĨŶĞĂƌůLJϮϬLJĞĂƌƐ͘,ĞĚĞǀĞůŽƉĞĚĚĞƐŝŐŶƐĂŶĚ
ƉƌĞƉĂƌĞĚƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚĞƋƵŝƉŵĞŶƚƐĞůĞĐƚŝŽŶƐŝŶĐŽŶĨŽƌŵĂŶĐĞǁŝƚŚƚŚĞĂƉƉůŝĐĂďůĞĐŽĚĞƐĂŶĚ
ƐƚĂŶĚĂƌĚƐĨŽƌƉƌŝƐŽŶĨĂĐŝůŝƚŝĞƐ͘,ĞŵĂĚĞƉĞƌŝŽĚŝĐŝŶƐƉĞĐƚŝŽŶƐĚƵƌŝŶŐƚŚĞƉůĂŶŶŝŶŐĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƉŚĂƐĞƐ
ŽĨǁŽƌŬ͘
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American Management Association.
Syndicate of the Engineering
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02/04/20
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ŶĂƐƚĂƐŝŽƐ,ŝŽŶŝƐ͕D͘ ͕͘ ͘ ͘
>ĞĂĚ ůĞĐƚƌŝĐĂůWůĂŶZĞǀŝĞǁ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ŶĂƐƚĂƐŝŽƐŝƐĂĂůŝĨŽƌŶŝĂůŝĐĞŶƐĞĚWƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌŝŶ ůĞĐƚƌŝĐĂůĂŶĚ
DĞĐŚĂŶŝĐĂů ŶŐŝŶĞĞƌ͘&ŽƌƚŚĞƉĂƐƚĞŝŐŚƚLJĞĂƌƐ͕ŚĞŚĂƐďĞĞŶŝŶǀŽůǀĞĚ
ŽǀĞƌ ϭϬϬϬ DĞŐĂ tĂƚƚƐ ;DtͿ ŽĨ ĐŽŵŵĞƌĐŝĂů ĂŶĚ ƵƚŝůŝƚLJ ƐĐĂůĞ Ws
ƉƌŽũĞĐƚƐ͘ ŶĂƐƚĂƐŝŽƐ ŚĂƐ ƐĞƌǀĞĚ ĂƐ Ă ĞƐŝŐŶ ŶŐŝŶĞĞƌ͕ ŶŐŝŶĞĞƌŝŶŐ
DĂŶĂŐĞƌ͕hƚŝůŝƚLJ &ŝĞůĚƉƉůŝĐĂƚŝŽŶ ŶŐŝŶĞĞƌ͕ĂŶĚWůĂŶƐ džĂŵŝŶĞƌǁŝƚŚ
ĞdžƉĞƌŝĞŶĐĞ ŝŶ ƉƌŽũĞĐƚ ĚĞƐŝŐŶ ĂŶĚ ŵŽĚĞůŝŶŐ͕ ƉůĂŶ ƐĞƚ ĐƌĞĂƚŝŽŶ ĂŶĚ
ƌĞǀŝĞǁ͕ ĂŶĚ ŽŶƐŝƚĞ ŽďƐĞƌǀĂƚŝŽŶ ƌĞƉŽƌƚŝŶŐ͘ dŽ ĚĂƚĞ͕ ŶĂƐƚĂƐŝŽƐŚĂƐ
ĐŽŵƉůĞƚĞĚ ŶƵŵĞƌŽƵƐ ƐŽůĂƌ ƉƌŽũĞĐƚƐ ŝŶĐůƵĚŝŶŐ ƉƌŽũĞĐƚƐ ĨŽƌ ƚŚĞ
/ŶĚŝĂŶĂƉŽůŝƐDŽƚŽƌ^ƉĞĞĚǁĂLJ͕DĞƐƋƵŝƚĞ^ŽůĂƌKŶĞ͕ĂŶĚƌůŝŶŐƚŽŶsĂůůĞLJ
^ŽůĂƌ ŶĞƌŐLJ//ŝŶDĂƌŝĐŽƉĂ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
,ŝŽŶŝƐ ŶŐŝŶĞĞƌŝŶŐ͕/ŶĐ͕͘^ĂĐƌĂŵĞŶƚŽ͕
K͕WƌŝŶĐŝƉĂů ŶŐŝŶĞĞƌ͕:ƵŶĞϮϬϭϰʹWƌĞƐĞŶƚ
ͻ ůĞĐƚƌŝĐĂůĞƐŝŐŶ͕ ŶĞƌŐLJDŽĚĞůŝŶŐ͕dĞĐŚŶŝĐĂůƵĞŝůŝŐĞŶĐĞĂŶĚWĞƌĨŽƌŵĂŶĐĞŶĂůLJƐŝƐŽĨWs
WƌŽũĞĐƚƐ͘
ͻWůĂŶZĞǀŝĞǁĂŶĚ/ŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐĨŽƌϰ> &͕/ŶĐ͘
^ǁŝŶĞƌƚŽŶZĞŶĞǁĂďůĞ ŶĞƌŐLJ͕^ĂĐƌĂŵĞŶƚŽ͕
ŶŐŝŶĞĞƌŝŶŐDĂŶĂŐĞƌ͕:ƵŶĞϮϬϭϯʹ:ƵŶĞϮϬϭϰ
ͻ DĂŶĂŐĞĚWs ůĞĐƚƌŝĐĂůĞƐŝŐŶŽŶƐƵůƚĂŶƚƐĨŽƌŽŵŵĞƌĐŝĂů;ϮϱϬŬtͲϭDtͿĂŶĚhƚŝůŝƚLJ;ϱͲϴϬ
DtͿƉƌŽũĞĐƚƐ͘
ͻ ǀĂůƵĂƚĞĚĂŶĚ^ƉĞĐŝĨŝĞĚĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚƵƐĞĚŝŶƉƌŽũĞĐƚĚĞƐŝŐŶĐƌŝƚĞƌŝĂ͘
ͻ ZĞǀŝĞǁĞĚƉĞƌŵŝƚƉůĂŶƐĞƚƐĨŽƌĐŽŽƌĚŝŶĂƚŝŽŶǁŝƚŚZ&WĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƐĞƚďĞĨŽƌĞƐƵďŵŝƚƚĂů͘
ͻ WĂĐŬĂŐŝŶŐĐŽŽƌĚŝŶĂƚŝŽŶĂŶĚĐŽĚĞƌĞǀŝĞǁŽĨƐŬŝĚƐĂŶĚĂƌƌĂLJĐŽŵďŝŶĞƌƐĨŽƌďĂůĂŶĐĞŽĨƐLJƐƚĞŵ
ǀĞŶĚŽƌƐ͘
ĚǀĂŶĐĞĚ ŶĞƌŐLJ͕ ^ŽůĂƌ ŶĞƌŐLJ͕^ĂĐƌĂŵĞŶƚŽ͕
&ŝĞůĚƉƉůŝĐĂƚŝŽŶƐ ŶŐŝŶĞĞƌ͕/ŶǀĞƌƚĞƌƐ͕:ĂŶƵĂƌLJϮϬϭϬʹDĂLJϮϬϭϯ
,ĞůƉĞĚŐƌŽǁďƵƐŝŶĞƐƐƵŶŝƚĨƌŽŵĞŶƚƌLJƉůĂLJĞƌƚŽŽŶĞŽĨƚŚĞƚŽƉh^hƚŝůŝƚLJŝŶǀĞƌƚĞƌƐŝŶϯLJĞĂƌƐƚŚƌŽƵŐŚ͗
h >ŝƐƚĞŶŝŶŐƚŽĐůŝĞŶƚƐƚŽŝĚĞŶƚŝĨLJŽďũĞĐƚŝǀĞƐ͕ƉĞƌĐĞŝǀĞĚƌŝƐŬƐĂŶĚŵĂƌŬĞƚƚƌĞŶĚƐ͘
h dƌĂŶƐůĂƚŝŶŐ Z&Y ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ ŝŶƚŽ ŝŶǀĞƌƚĞƌ ĂŶĚ ƐŬŝĚ ƉƌŽĚƵĐƚ ĨĞĂƚƵƌĞƐ ĨŽƌ ƚŚĞ WƌŽĚƵĐƚ
ĞƐŝŐŶƚĞĂŵ͘
h ^LJŶƚŚĞƐŝnjŝŶŐƉƌŽĚƵĐƚŝŽŶ͕ĐŽŶƐƚƌƵĐƚĂďŝůŝƚLJĂŶĚŽƉĞƌĂƚŝŽŶƐĐƌŝƚĞƌŝĂŝŶƚŽ>K ĐŽƐƚŽƉƚŝŵŝnjĞĚ
ĚĞƐŝŐŶƐ͘
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11+ years
(GXFDWLRQ
California State Polytechnic University,
B.S. Mechanical Engineering, 2003
5HJLVWUDWLRQV
California Registered Electrical Engineer
E19655
California Registered Mechanical Engineer
M33872
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02/04/20
61 of 350
ŚĂƌůĞƐ,͘>ƵĐĂƐ͕:ƌ͘
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RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ŚĂƌůĞƐŝƐĂŶĂĐĐŽŵƉůŝƐŚĞĚƉůĂŶƐĞdžĂŵŝŶĞƌĂŶĚďƵŝůĚŝŶŐŝŶƐƉĞĐƚŽƌǁŝƚŚ
ŵŽƌĞ ƚŚĂŶ ϯϳ LJĞĂƌƐ ŽĨ ĞdžƉĞƌŝĞŶĐĞ ĂŶĚ ĂŶ ĞdžƚĞŶƐŝǀĞ ŬŶŽǁůĞĚŐĞ ŽĨ
ĐƵƌƌĞŶƚĐŽĚĞƐ͕ĞdžĐĞůůĞŶƚŚŝƐƚŽƌŝĐĂůƉĞƌƐƉĞĐƚŝǀĞŽĨďƵŝůĚŝŶŐĂŶĚĨŝƌĞƐĂĨĞƚLJ
ĐŽĚĞ ĞǀŽůƵƚŝŽŶ͕ ĂŶĚ ŝŶƐƉĞĐƚŝŽŶ ƚĞĐŚŶŝĐĂů ƐŬŝůůƐ͘ ,Ğ ŝƐ ĂŶ ĞĨĨĞĐƚŝǀĞ
ĐŽŵŵƵŶŝĐĂƚŽƌ͕ĂĐĐƵƌĂƚĞĐŽĚĞŝŶƚĞƌƉƌĞƚĞƌ͕ĂŶĚĂďůĞƚŽƌĞŶĚĞƌŽďũĞĐƚŝǀĞ
ƌĂƚŝŽŶĂůĚĞĐŝƐŝŽŶƐ͘
ŚĂƌůĞƐŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐůĞĂƌ͕ĐŽŶĐŝƐĞĂŶĚĂĐĐƵƌĂƚĞƌĞƉŽƌƚƐŽĨƉůĂŶ
ƌĞƋƵŝƌĞŵĞŶƚƐ͕ ŝŶƐƉĞĐƚŝŽŶ ĐŽŶĐůƵƐŝŽŶƐ͕ Žƌ ďƵŝůĚŝŶŐ ĐŽŶĚŝƚŝŽŶƐ͘ ZĞůŝĂďůĞ
ĂŶĚ ĂĐĐƵƌĂƚĞ ƌĞĐŽƌĚ ŬĞĞƉŝŶŐ ĂŶĚ ĚĂƚĂ ĞŶƚƌLJ͘ ŶĚ ƵŶĚĞƌƐƚĂŶĚƐ ĂŶĚ
ƚĂĐƚĨƵůůLJĂƉƉůLJƌƵůĞƐĂŶĚƌĞŐƵůĂƚŝŽŶƐƌĞŐĂƌĚŝŶŐďƵŝůĚŝŶŐĐŽĚĞƉŽůŝĐŝĞƐĂŶĚ
ƉƌŽĐĞĚƵƌĞƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
ϮϬϭϴʹWƌĞƐĞŶƚ
&ŽƌĂůŵŽƐƚĂLJĞĂƌ͕ŚĂƌůĞƐŚĂƐǁŽƌŬĞĚĂƐĂWůĂŶƐ džĂŵŝŶĞƌŽŶďĞŚĂůĨŽĨ
ϰ> &ǁŽƌŬŝŶŐƚŚĞƌĞǀŝĞǁŽĨƉůĂŶƐĨŽƌŵĂŶLJŽĨϰ> &͛ƐĐůŝĞŶƚĞůĞ͘
ŚĂƌůĞƐƌĞǀŝĞǁƐƐƚƌƵĐƚƵƌĂůĂŶĚŶŽŶͲƐƚƌƵĐƚƵƌĂůƌĞƐŝĚĞŶƚŝĂůĂŶĚůŝŐŚƚƉůĂŶƐ
ĨŽƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞϮϬϭϯĂŶĚϮϬϭϲĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐĂŶĚ ŶĞƌŐLJ
ŽĚĞƐ͘
ŝƚLJŽĨ>ĂŬĞǁŽŽĚ͕K
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
:ƵůLJϮϬϬϳͲϮϬϭϴ
ZĞǀŝĞǁ ĂŶĚ ĞdžĂŵŝŶĞ ƐƚƌƵĐƚƵƌĂů͕ ƐLJƐƚĞŵ͕ ĂŶĚ ŶŽŶͲƐƚƌƵĐƚƵƌĂů ƐƵďŵŝƚƚĂůĂŶĚƌĞƉŽƌƚĚŽĐƵŵĞŶƚƐĨŽƌ
ĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞĂĚŽƉƚĞĚĐŽĚĞƐůŽĐĂůĚĞƐŝŐŶƌĞƋƵŝƌĞŵĞŶƚƐ͘WƌĞƉĂƌĞ ĐŽŵŵĞŶƚƐ͕ ƌĞƋƵĞƐƚƐ ĨŽƌ
ŝŶĨŽƌŵĂƚŝŽŶŽƌĐŽƌƌĞĐƚŝŽŶƐ͘ŽŶĨĞƌǁŝƚŚĐƵƐƚŽŵĞƌƐĂŶĚŝŶƐƉĞĐƚŽƌƐƌĞŐĂƌĚŝŶŐƉƌŽũĞĐƚƐƚĂƚƵƐ͘ ŶƚĞƌƉůĂŶ
ƌĞǀŝĞǁ ĂŶĚ ďƵŝůĚŝŶŐ ŝŶĨŽƌŵĂƚŝŽŶ ŝŶƚŽ ƚŚĞ ĞůĞĐƚƌŽŶŝĐ ƐŽĨƚǁĂƌĞ ƐLJƐƚĞŵ͘ ŶƐǁĞƌ ŝŶƋƵŝƌŝĞƐ ƌĞŐĂƌĚŝŶŐ
ďƵŝůĚŝŶŐ ĐŽĚĞ ƌĞƋƵŝƌĞŵĞŶƚƐ͕ ŐĞŶĞƌĂů ƉĞƌŵŝƚ ƌĞƋƵŝƌĞŵĞŶƚƐ͕ ƉĞƌŵŝƚ ƉƌŽĐĞƐƐ͕ ĂŶĚ ĂƐƐŽĐŝĂƚĞĚ ĨĞĞƐ͘
ƉƉƌŽǀĞ ĂƉƉůŝĐĂƚŝŽŶƐ ĂŶĚ ŝƐƐƵĞ ĂƉƉƌŽǀĞĚ ƉĞƌŵŝƚƐ͘ WƌŽǀŝĚĞ ƉĞƌŵŝƚ ĐŽƵŶƚĞƌ ĂƐƐŝƐƚĂŶĐĞ ŝŶĐůƵĚŝŶŐ
ĐŽƵŶƚĞƌƌĞǀŝĞǁĂŶĚƉůĂŶƐĂƉƉƌŽǀĂůĨŽƌƐŝŵƉůĞƉƌŽũĞĐƚƐǁŚŝůĞƚŚĞĐƵƐƚŽŵĞƌǁĂŝƚƐ͘ŽŽƌĚŝŶĂƚĞƉůĂŶƐ
ĞdžĂŵŝŶĞƌ ƐƚĂĨĨ ƉƌŽĐĞĚƵƌĞƐ ĂŶĚ ĐŽŶƐŝƐƚĞŶĐLJ͖ ƚƌĂŝŶ ŶĞǁ ƐƚĂĨĨ͘ ĚƵĐĂƚĞĂŶĚŝŶĨŽƌŵĐƵƐƚŽŵĞƌƐŽƌ
ƉƌŽĨĞƐƐŝŽŶĂůƐ ŽĨ ĐŽĚĞ ƌĞƋƵŝƌĞŵĞŶƚƐ͘ WĞƌĨŽƌŵ ŝŶƐƉĞĐƚŝŽŶƐ ŽĨ ƐƉĞĐŝĂů ƉƌŽũĞĐƚƐ Žƌ ĞŵĞƌŐĞŶĐLJ ĨŝƌĞ
ĚĂŵĂŐĞĚďƵŝůĚŝŶŐƐĂƐƌĞƋƵŝƌĞĚ͘
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37+ years
(GXFDWLRQ
B.A., Philosophy, History Minor, 1981,
Colorado State University
Completed Plans Examination,
Inspection, Structural, Mechanical,
Plumbing, Electrical, and Energy
ICC and UBC seminars; Colorado
Chapter of the ICC Education
Institute in 2008-2013, 2002-2006,
and 2000
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ICC Certified Commercial Energy
Plans Examiner
ICC Certified Mechanical Plans
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ICC Certified Residential Plans
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ICC Certified Residential Energy
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ICC Certified Building Plans Examiner
ICC Certified Building Inspector
ICC Certified Residential Electrical
Inspector
ICC Certified Residential Mechanical
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ICC Certified Residential Plumbing
Inspector
ICBO Certified Building Inspector
02/04/20
62 of 350
ůĞĐŬŚĞŶĞLJ͕W͘ ͕͘W>^
>ĞĂĚŝǀŝůĂŶĚWƵďůŝĐtŽƌŬƐWůĂŶZĞǀŝĞǁ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ůĞĐŬŝƐĂŝǀŝů ŶŐŝŶĞĞƌĂŶĚ>ĂŶĚ^ƵƌǀĞLJŽƌǁŝƚŚŵŽƌĞƚŚĂŶϯϬLJĞĂƌƐŽĨ
ĞdžƉĞƌŝĞŶĐĞ ǁŽƌŬŝŶŐ ĐůŽƐĞůLJ ǁŝƚŚ ŵƵŶŝĐŝƉĂůŝƚŝĞƐ ĂŶĚ ĚĞǀĞůŽƉĞƌƐ ŽŶ
ƉƵďůŝĐůLJĨƵŶĚĞĚƉƌŽũĞĐƚƐĂƐĂƉůĂŶƌĞǀŝĞǁĞŶŐŝŶĞĞƌ͕ƉƌŽũĞĐƚŵĂŶĂŐĞƌ͕ůĂŶĚ
ĚĞǀĞůŽƉŵĞŶƚĞŶŐŝŶĞĞƌ͕ƐƵƌǀĞLJŽƌĂŶĚĚĞƐŝŐŶĞŶŐŝŶĞĞƌ͘ůĞĐŬŚĂƐďĞĞŶ
ƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĐŽŽƌĚŝŶĂƚŝŽŶŽĨƐŝƚĞĚĞǀĞůŽƉŵĞŶƚ͕ƐƵďĚŝǀŝƐŝŽŶƐ͕ĂŶĚ
ƉƵďůŝĐ ŝŵƉƌŽǀĞŵĞŶƚ ƉƌŽũĞĐƚƐ ǁŝƚŚ ĚĞǀĞůŽƉĞƌƐ͕ ŵƵŶŝĐŝƉĂů ĂŐĞŶĐŝĞƐ͕
ĂƌĐŚŝƚĞĐƚƐ͕ůĂŶĚƉůĂŶŶĞƌƐ͕ĂŶĚĞŶŐŝŶĞĞƌƐ͘
ůĞĐŬ ŚĂƐ ƉƌĞƉĂƌĞĚ ĂŶĚ ŶĞŐŽƚŝĂƚĞĚ Đŝǀŝů ĞŶŐŝŶĞĞƌŝŶŐ ĚĞƐŝŐŶ ĂŶĚ
ĐŽŶƐƚƌƵĐƚŝŽŶŵĂŶĂŐĞŵĞŶƚĐŽŶƚƌĂĐƚƐĨŽƌƉƌŽũĞĐƚƐŝŶďŽƚŚƚŚĞƉƵďůŝĐĂŶĚ
ƉƌŝǀĂƚĞƐĞĐƚŽƌƐ͘,ĞŚĂƐďĞĞŶƌĞƐƉŽŶƐŝďůĞĨŽƌĂůůĐŝǀŝůĂŶĚůĂŶĚƐƵƌǀĞLJŝŶŐ
ƌĞůĂƚĞĚ ĂƐƉĞĐƚƐ ŽĨ ƚŚĞ ĚĞƐŝŐŶ ĂŶĚ ĐŽŶƐƚƌƵĐƚŝŽŶ ŵĂŶĂŐĞŵĞŶƚ ƉƌŽĐĞƐƐ
ŝŶĐůƵĚŝŶŐƚŚĞĚĞƐŝŐŶĂŶĚƉƌĞƉĂƌĂƚŝŽŶŽĨĐŽŶƐƚƌƵĐƚŝŽŶƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ
ĂŶĚďŝĚĚŝŶŐĚŽĐƵŵĞŶƚƐ͕ŵĂƚĞƌŝĂůƐƵďŵŝƚƚĂůƌĞǀŝĞǁ͕ƉƌŽŐƌĞƐƐƚƌĂĐŬŝŶŐ͕
ƉĂLJŵĞŶƚ ƉƌŽĐĞƐƐŝŶŐ͕ ĐŚĂŶŐĞ ŽƌĚĞƌ ŶĞŐŽƚŝĂƚŝŽŶ͕ ĂŶĚ ĐŽŶƚƌĂĐƚ ĚŝƐƉƵƚĞ
ĂŶĂůLJƐŝƐ͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ŝƚLJŽĨdƌĂĐLJ
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
ůĞĐŬŝƐĐƵƌƌĞŶƚůLJƉĞƌĨŽƌŵŝŶŐĐŝǀŝůƉůĂŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐĨŽƌƚŚĞŝƚLJŽĨdƌĂĐLJ͘ůĞĐŬ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞ
ƌĞǀŝĞǁŝŶŐ ƉůĂŶƐ ƐƵďŵŝƚƚĞĚ ďLJ ŚŽƵƐŝŶŐ ĂŶĚ ĐŽŵŵĞƌĐŝĂů ĚĞǀĞůŽƉĞƌ ĂƉƉůŝĐĂŶƚƐ ĂŶĚ ƉƌŽǀŝĚŝŶŐ ǁƌŝƚƚĞŶ
ĐŽŵŵĞŶƚƐƚŽƚŚĞŝƚLJŽĨdƌĂĐLJ͘ZĞǀŝĞǁƐŝŶĐůƵĚĞŽǀĞƌĂůůƐŝƚĞĚĞƐŝŐŶŝŶĐůƵĚŝŶŐŐƌĂĚŝŶŐ͕ƌŽĂĚǁĂLJƐ͕ƐŝĚĞǁĂůŬƐ͕
ƐƚŽƌŵĚƌĂŝŶĂŶĚƐĂŶŝƚĂƌLJƐĞǁĞƌƐLJƐƚĞŵƐ͕ƉŽƚĂďůĞĂŶĚƌĞĐLJĐůĞĚǁĂƚĞƌƐLJƐƚĞŵƐ͕ũŽŝŶƚƚƌĞŶĐŚĂŶĚůĂŶĚƐĐĂƉŝŶŐ
ƉůĂŶƐ͕ĂŶĚŽƚŚĞƌŽĨĨƐŝƚĞŝŵƉƌŽǀĞŵĞŶƚƐ͘
ůĞĐŬĂůƐŽƌĞǀŝĞǁƐĂŶĚƉƌŽǀŝĚĞƐǁƌŝƚƚĞŶĐŽŵŵĞŶƚƐĨŽƌƐƵďŵŝƚƚĞĚƉƌŽũĞĐƚƌĞƉŽƌƚƐŝŶĐůƵĚŝŶŐďƵƚŶŽƚůŝŵŝƚĞĚ
ƚŽƐŽŝůƐƌĞƉŽƌƚƐ͕ŚLJĚƌŽůŽŐŝĐĂŶĚŚLJĚƌĂƵůŝĐƐƚƵĚŝĞƐ͕ƐĂŶŝƚĂƌLJƐĞǁĞƌƐLJƐƚĞŵƌĞƉŽƌƚƐ͕ĂŶĚǁĂƚĞƌƐLJƐƚĞŵ
ƌĞƉŽƌƚƐ͘ ,Ğ ĂƚƚĞŶĚƐ ĐŽŽƌĚŝŶĂƚŝŽŶ͕ ƌĞƉŽƌƚŝŶŐ͕ ĂŶĚ ĨŽůůŽǁͲƵƉ ŵĞĞƚŝŶŐƐ ǁŝƚŚ ĞǀĞůŽƉŵĞŶƚ ^ĞƌǀŝĐĞƐ
ĞƉĂƌƚŵĞŶƚƐƚĂĨĨĂŶĚĚĞǀĞůŽƉĞƌƐĂƐŶĞĞĚĞĚ͖ƉƌŽǀŝĚĞƐƚĞĐŚŶŝĐĂůƐƚĂĨĨƐƵƉƉŽƌƚƚŽƚŚĞĞǀĞůŽƉŵĞŶƚ^ĞƌǀŝĐĞƐ
ĞƉĂƌƚŵĞŶƚ͖ƉƌŽǀŝĚĞƐƌĞǀŝĞǁƐĂŶĚǁƌŝƚƚĞŶĐŽŵŵĞŶƚƐĨŽƌƐƵďŵŝƚƚĞĚƚĞŶƚĂƚŝǀĞĂŶĚǀĞƐƚŝŶŐŵĂƉƐ͖ĂŶĚ
ƉƌŽǀŝĚĞƐŝƚLJƐƚĂĨĨƐƵƉƉŽƌƚŝŶƚŚĞĚĞǀĞůŽƉŵĞŶƚŽĨǀĂƌŝŽƵƐĚĞǀĞůŽƉŵĞŶƚĂŐƌĞĞŵĞŶƚƐďĞƚǁĞĞŶƚŚĞŝƚLJĂŶĚ
ĚĞǀĞůŽƉĞƌƐ͘
([SHULHQFH
30+ years
(GXFDWLRQ
B.S. Civil and Environmental Engineering,
University of Wisconsin
5HJLVWUDWLRQV
Professional Engineer,
State of California, No. C44299
Professional Land Surveyor,
State of California, No.L7862
Professional Engineer, State of Hawaii
Professional Land Surveyor,
State of Colorado, No. 32834
Professional Engineer,
State of Colorado, No. 32834
Professional Land Surveyor,
State of Wisconsin, No. S1964
Professional Engineer,
State of Wisconsin, No. E22675
Professional Land Surveyor,
State of North Dakota, No. 8644
Professional Engineer,
State of North Dakota, No. 8644
$IILOLDWLRQV
California Land Surveyors Association
02/04/20
63 of 350
,ŽŵĞƌDĂŝĞů͕W͘ ͕͘K
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌͬŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂů
1 of 1
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
,ŽŵĞƌŝƐĂůŝĐĞŶƐĞĚŝǀŝů ŶŐŝŶĞĞƌĂŶĚĞƌƚŝĨŝĞĚƵŝůĚŝŶŐKĨĨŝĐŝĂůŝŶƚŚĞ
^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂĂŶĚƌŝnjŽŶĂǁŝƚŚŵŽƌĞƚŚĂŶϯϵLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞ͘
,ŽŵĞƌ ŚĂƐ ǁŽƌŬĞĚ ŽŶ ďŽƚŚ ƚŚĞ ŵƵŶŝĐŝƉĂů ĂŶĚ ƉƌŝǀĂƚĞ ƐŝĚĞ ŽĨ ƚŚĞ
ďƵŝůĚŝŶŐ ĂŶĚ ƐĂĨĞƚLJ ƐĞƌǀŝĐĞƐ ŝŶĚƵƐƚƌLJ ŝŶĐůƵĚŝŶŐ ǁŽƌŬŝŶŐ ǁŝƚŚ ƐƵĐŚ
ŵƵŶŝĐŝƉĂůŝƚŝĞƐĂƐƚŚĞŝƚLJŽĨ^ĂŶ:ŽƐĞ͕dŽǁŶŽĨ>ŽƐ'ĂƚŽƐ͕ŝƚLJŽĨWĂůŽ
ůƚŽ͕ĂŶĚƚŚĞdŽǁŶŽĨƚŚĞƌƚŽŶ͘,ŽŵĞƌŝƐĂůƐŽŝŶƐƚƌƵŵĞŶƚĂůŝŶƚŚĞ/
WĞŶŝŶƐƵůĂ ĐŚĂƉƚĞƌ ǁŚĞƌĞ ŚĞ ƐĞƌǀĞĚ ĂƐ WƌĞƐŝĚĞŶƚ ĂŶĚ ƐĞƌǀĞƐ ŽŶ Ă
ŵƵůƚŝƚƵĚĞŽĨĐŽŵŵŝƚƚĞĞƐ͘
^ĞůĞĐƚtŽƌŬ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
WůĂŶŚĞĐŬ ŶŐŝŶĞĞƌ
ϮϬϭϴʹWƌĞƐĞŶƚ
,ŽŵĞƌƌĞĐĞŶƚůLJƌĞũŽŝŶĞĚϰ> &ƚŽƉƌĞĨŽƌŵƉůĂŶƌĞǀŝĞǁŽĨƌĞƐŝĚĞŶƚŝĂů͕
ĐŽŵŵĞƌĐŝĂůĂŶĚŝŶĚƵƐƚƌŝĂůƉůĂŶĨŽƌĐŽŶĨŽƌŵĂŶĐĞǁŝƚŚĂůŝĨŽƌŶŝĂŽĚĞŽĨ
ZĞŐƵůĂƚŝŽŶƐ͕dŝƚůĞϮϰ͘
tĞƐƚŽĂƐƚŽĚĞŽŶƐƵůƚĂŶƚƐ͕/ŶĐ
WƌŽũĞĐƚDĂŶĂŐĞƌ
ϮϬϭϰʹϮϬϭϴ
,ŽŵĞƌǁĂƐĂƚƚŚĞƉƉůĞĂŵƉƵƐϮƉƌŽũĞĐƚŝŶĐŚĂƌŐĞŽĨĐŽĚĞ
ĐŽŶƐƵůƚĂƚŝŽŶ͕ƌĞǀŝĞǁĂŶĚĂƉƉƌŽǀĂůŽĨZ&/ƐĂŶĚĨŝĞůĚƌĞǀŝƐŝŽŶƐŽŶďĞŚĂůĨ
ŽĨŝƚLJŽĨƵƉĞƌƚŝŶŽ͘
ϰ> &͕/ŶĐ͘
ƵŝůĚŝŶŐKĨĨŝĐŝĂů
ϮϬϭϮʹϮϬϭϰ
,ŽŵĞƌƐĞƌǀĞĚĂƐƚŚĞ/ŶƚĞƌŝŵŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůĨŽƌƚŚĞŝƚLJŽĨWĂůŽ
ůƚŽǁŚĞƌĞŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌĂƐƚĂĨĨŽĨŵŽƌĞƚŚĂŶϮϬƉĞƌƐŽŶŶĞů
ŝŶĐůƵĚŝŶŐ ŝŶƐƉĞĐƚŽƌƐ͕ ƉůĂŶ ƌĞǀŝĞǁ ĞŶŐŝŶĞĞƌƐ͕ ůŝĐĞŶƐĞĚ ƌĐŚŝƚĞĐƚƐ͕ ĂŶĚ
WĞƌŵŝƚdĞĐŚŶŝĐŝĂŶĨŽƌŽŶĞŽĨƚŚĞŵŽƐƚĚLJŶĂŵŝĐƵŝůĚŝŶŐĞŶǀŝƌŽŶŵĞŶƚƐŝŶ
ĂůŝĨŽƌŶŝĂ͘/ŶĂĚĚŝƚŝŽŶ͕,ŽŵĞƌĂƐƐŝƐƚĞĚƚŚĞƐƚĂĨĨǁŝƚŚƚŚĞƵŶĚĞƌƐƚĂŶĚŝŶŐ
ŽĨĐŽŵƉůĞdžĐŽĚĞŝƐƐƵĞƐĂŶĚƌĞƉƌĞƐĞŶƚƐƚŚĞďƵŝůĚŝŶŐĂŶĚƐĂĨĞƚLJƐĞƌǀŝĐĞƐ
ŝŶĚƵƐƚƌLJŽŶƵƉĚĂƚĞĚĐŽĚĞĐŚĂŶŐĞƐĂŶĚƚƌĂŝŶŝŶŐƐ͘
([SHULHQFH
39+ years
&HUWLILFDWLRQV
California Registered Civil Engineer
Arizona Registered Civil Engineer
ICC Certified Building Official
ICC Certified Plans Examiner
ICC Certified Building Inspector
ICC Certified Plumbing Inspector
ICC Certified Mechanical Inspector
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• Served on ICC General Code
Committee in the National Code
Hearings in Dallas, April 2012
• Authored several code change
proposals for Code Hearings
• President of ICC Peninsula Chapter
• Chairperson of Tri-Chapter Code
Change Committee (2012)
• Instructor for the State License
Services IBC and IRC 2011
• 2010 Pride of San Jose Award for
Integrity
• Represented Tri-Chapter for Code
Hearings in 2009-2011
• Member of the Tri-Chapter Uniform
Code Committee (TUCC)
• Disaster Service Worker (Safety
Assessment Program) authorized by
Governor’s Office of Emergency
Services
02/04/20
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DĞůŝƐƐĂƵďŽǀŝŬ͕W͘ ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
DĞůŝƐƐĂŝƐĂĂůŝĨŽƌŶŝĂƌĞŐŝƐƚĞƌĞĚŝǀŝů ŶŐŝŶĞĞƌǁŝƚŚŵŽƌĞƚŚĂŶƚŚŝƌƚĞĞŶ
LJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞƉƌŽǀŝĚŝŶŐƉůĂŶƌĞǀŝĞǁĂŶĚĞŶŐŝŶĞĞƌŝŶŐƐĞƌǀŝĐĞƐŽŶ
ŶƵŵĞƌŽƵƐƉƌŽũĞĐƚƐ͘DĞůŝƐƐĂĐƵƌƌĞŶƚůLJĂƐƐŝƐƚƐϰ> &ŝŶƚŚĞŵĂŶĂŐĞŵĞŶƚ
ŽĨ ƉůĂŶ ƌĞǀŝĞǁ ĞĨĨŽƌƚƐ ŝŶĐůƵĚŝŶŐ ĚŝƐƚƌŝďƵƚŝŽŶ ƚŽ ŽƵƌ &ŝƌĞ ZĞǀŝĞǁ͕
^ƚƌƵĐƚƵƌĂůZĞǀŝĞǁ͕ĂŶĚEŽŶͲ^ƚƌƵĐƚƵƌĂůZĞǀŝĞǁƉĞƌƐŽŶŶĞů͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
ϮϬϭϮͲWƌĞƐĞŶƚ
DĞůŝƐƐĂŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŽƌĚŝŶĂƚŝŶŐĂŶĚWƌŽũĞĐƚDĂŶĂŐŝŶŐĂůůƉůĂŶ
ƌĞǀŝĞǁƐĨƌŽŵϰ> &͛ƐĐůŝĞŶƚĞůĞĂŶĚĚŝƐƚƌŝďƵƚŝŶŐƚŽƚŚĞĂƉƉƌŽƉƌŝĂƚĞƉůĂŶ
ƌĞǀŝĞǁƉĞƌƐŽŶŶĞů͘DĞůŝƐƐĂ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞƌĞǀŝĞǁŝŶŐŝŶŝƚŝĂůĂŶĚ
ƐƵďƐĞƋƵĞŶƚƐƵďŵŝƚƚĂůƐŽĨƐƚƌƵĐƚƵƌĂůĂŶĚŶŽŶͲƐƚƌƵĐƚƵƌĂůďƵŝůĚŝŶŐ ƉůĂŶƐ
ĨŽƌ ĐŽŶĨŽƌŵĂŶĐĞ ŽĨ ƌĞƐŝĚĞŶƚŝĂů͕ ĐŽŵŵĞƌĐŝĂů ĂŶĚ ĞƐƐĞŶƚŝĂů ƐĞƌǀŝĐĞ
ƉƌŽũĞĐƚƐƚŽƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ;ͿĂƉƉůŝĐĂďůĞĂƚƚŚĞƚŝŵĞŽĨ
ƐƵďŵŝƚƚĂů͖ ĐŽŵƉŽƐŝŶŐ ƉůĂŶ ĐŚĞĐŬ ĐŽŵŵĞŶƚ ůĞƚƚĞƌƐ ĨŽƌ ƉƌŽũĞĐƚƐ ĂŶĚ
ƉĞƌĨŽƌŵŝŶŐŝŶĚĞƉĞŶĚĞŶƚĐĂůĐƵůĂƚŝŽŶƐƚŽǀĞƌŝĨLJƉƌŽũĞĐƚĐĂůĐƵůĂƚŝŽŶƐ͘
ƵĞŚůĞƌĂŶĚƵĞŚůĞƌ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌƐ͕/ŶĐ͘
WƌŽũĞĐƚ ŶŐŝŶĞĞƌ
ϮϬϬϱͲϮϬϭϭ
ƐĂWƌŽũĞĐƚ ŶŐŝŶĞĞƌ͕DĞůŝƐƐĂĚĞƐŝŐŶĞĚĞƐƐĞŶƚŝĂůƐĞƌǀŝĐĞ͕ĞĚƵĐĂƚŝŽŶĂů͕
ĐŽŵŵĞƌĐŝĂů ;ĞŶƚĞƌƚĂŝŶŵĞŶƚ͕ ŽĨĨŝĐĞ ĂŶĚ ƌĞƚĂŝůͿ ĂŶĚ ŵƵůƚŝͲĨĂŵŝůLJ
ƌĞƐŝĚĞŶƚŝĂů ďƵŝůĚŝŶŐƐ͘ ^ŚĞ ŝƐ ĞdžƉĞƌŝĞŶĐĞĚ ǁŝƚŚ6HLVPLF GHVLJQ
H[SHULHQFHZLWKFRGHV ϮϬϬϵ/͕ϮϬϭϬ͕^ ϳͲϬϱ͕/ϯϴϭͲϬϱ͕/^
ϯϰϭ͘DĞůŝƐƐĂ ĂƐ ƚŚĞ ĂďŝůŝƚLJ ƚŽ ĐŽŵƉůĞƚĞ ŚĞƌ ŽǁŶ ĐŽŶƐƚƌƵĐƚŝŽŶ
ĚŽĐƵŵĞŶƚƐŝŶƵƚŽŽƌZĞǀŝƚ^ƚƌƵĐƚƵƌĂůďŝůŝƚLJƚŽĂĚĂƉƚƚŽĐůŝĞŶƚƐ
ŶĞĞĚƐ͘DĞůŝƐƐĂ͛ƐĚĞƐŝŐŶĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚĞƐ͗
x >ŝƚƚůĞ^ĂŝŐŽŶWůĂnjĂ͕^ĂĐƌĂŵĞŶƚŽ͕
x ^ƵƚƚĞƌDĞŵŽƌŝĂů,ŽƐƉŝƚĂůĂƚŚĞƚĞƌŝnjĂƚŝŽŶůĂďηϯ͕^ĂĐƌĂŵĞŶƚŽ͕
x >ŝŶĐŽůŶ^ƋƵĂƌĞWůĂnjĂ͕>ŝŶĐŽůŶ͕
x KĨĨŝĐĞƐĂƚĂŵĞƌŽŶWĂƌŬ͕ĂŵĞƌŽŶWĂƌŬ͕
([SHULHQFH
13 years
(GXFDWLRQ
Bachelor of Science in Architectural
Engineering, 2005
California Polytechnic State University,
San Luis Obispo
5HJLVWUDWLRQV
State of California Licensed Professional
Engineer, Civil, #73241
6RIWZDUH3URILFLHQF\
AutoCAD (v.97- v.2008), Revit 2009,
SAP2000, Enercalc, TJBeam, RAMSteel,
RAM Advanse, Microsoft Office Suite
02/04/20
65 of 350
MelissaMennucci,S.E.
StructuralPlanReviewEngineer
1 of 1
ExperienceSummary
MelissaisaƌegisteredStructuralEngineerintheStateofCaliforniawith
morethan12yearsofindustryexperienceincludingmorethan10years
ofdesignexperience.MelissaiscurrentlyperformingƐ tructuralƉ lan
ƌeviewsfrom4LEAF’sFairOaksofficeandprovidestechnicalguidance
totheplanreviewandisexperiencedwithawidearrayofprojectand
constructiontypes.
SelectProfessionalExperience
4LEAF,Inc.
StructuralPlanReviewEngineer
August,2016ͲPresent
MelissaiscurrentlypreformingƐtructuralƉlanƌeviewsin4LEAF’sFair
OaksofficeforvariousclienteleincludingsuchcitiesasSacramento,
Rocklin,Folsom,Roseville,Stockton,andnumerousprivateclientsas
assigned.
Buehler&BuehlerStructuralEngineers
ProjectEngineer
March,2005ͲJuly,2016
Formorethan10years,MelissaworkedasaProjectEngineerwiththis
prestigiousDesignFirmlocatedinSacramento,CA.Melissawas
responsibleformanaginganddesigningstructuralprojectsusingall
buildingmaterials(steel,concrete,masonry,&wood)andevaluating
andretrofittingexistingbuildings.Melissaroutinelycollaboratedwith
AMEPconsultantsonDBBandDBprojectsusingBIM.Shealso
practicedLEANconstructiontechniquesthatincludepullplanningand
ISD.Inaddition,sheperformedconstructionadministrationtasksthat
includesubmittalreview,RFIresponse,sitevisits,fieldreports,record
drawings,etc.aswellasmanagedthenewemployeetrainingprogram.
Melissa’sprojectsincluded:
Ͳ Commercial
Ͳ Residential
Ͳ Schools
Ͳ Hospitals
Ͳ GovernmentFacilities
Experience
1 + years
Education
University of California, San Diego
Bachelor of Science – Structural
Engineering
University of California, Davis
Masters of Science – Civil &
Environmental Engineering
Registrations
State of California LicensedProfessional Engineer, Structural,
#5677
State of California Licensed
Professional Engineer, Civil, #72245
Computer Applications
ETABS
SAP
SAFE
RAM
Revit
Bluebeam
Adobe
Excel
Associations
SEOACC
02/04/20
66 of 350
EĂĚĞƌĂŚƵ͕W͘ ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌͬ^ĞŶŝŽƌŝǀŝů ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
EĂĚĞƌŝƐĂƌĞŐŝƐƚĞƌĞĚWƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌŝŶƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂǁŝƚŚ
ŵŽƌĞ ƚŚĂŶ Ϯϵ LJĞĂƌƐ ŽĨ ĞƐŝŐŶ ĂŶĚ WůĂŶ ZĞǀŝĞǁ ĞdžƉĞƌŝĞŶĐĞ͘ EĂĚĞƌŝƐ
ĞdžƉĞƌŝĞŶĐĞĚǁŝƚŚƚŚĞŐŽǀĞƌŶŵĞŶƚŵƵŶŝĐŝƉĂůƐƚƌƵĐƚƵƌĞĚŝǀĞƌƐĞĞŶŐŝŶĞĞƌŝŶŐ
ƉƌŽũĞĐƚƐǁŝƚŚƐƉĞĐŝĂůĨŽĐƵƐŽŶŝŶĨƌĂƐƚƌƵĐƚƵƌĞƉůĂŶŶŝŶŐ͕ďƵĚŐĞƚŝŶŐ͕ĚĞƐŝŐŶŝŶŐ͕
ĐŽŶƐƚƌƵĐƚŝŶŐĂŶĚŵĂŶĂŐŝŶŐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
ŝǀŝůZĞǀŝĞǁ ŶŐŝŶĞĞƌ
EĂĚĂƌŝƐĐƵƌƌĞŶƚůLJƉƌĞĨŽƌŵŝŶŐĐŝǀŝůƉůĂŶƌĞǀŝĞǁƐŽŶďĞŚĂůĨŽĨϰ> &ĐůŝĞŶƚƐƚŚĞ
ŝƚLJŽĨ^ĂŶDĂƚĞŽĂŶĚƚŚĞŝƚLJŽĨWĂůŽůƚŽ͘
tĞƐƚŽĂƐƚŽĚĞŽŶƐƵůƚĂŶƚƐ͕^ĂŶZĂŵŽŶ͕
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌͬ^ĞŶŝŽƌŝǀŝůWůĂŶƐ džĂŵŝŶĞƌ
&ŽƌŶĞĂƌůLJƚǁŽLJĞĂƌƐ͕EĂĚĞƌǁŽƌŬĞĚĨŽƌĂƉƌŝǀĂƚĞƚŚŝƌĚͲƉĂƌƚLJĨŝƌŵǁŚĞƌĞŚĞ
ǁĂƐ ƌĞƐƉŽŶƐŝďůĞ ĨŽƌ ƌĞǀŝĞǁŝŶŐ ƐƵďĚŝǀŝƐŝŽŶƐ͕ ůĂŶĚ ĚĞǀĞůŽƉŵĞŶƚ ĂŶĚ Đŝǀŝů
ŝŵƉƌŽǀĞŵĞŶƚƉůĂŶƐĨŽƌĐŽŵƉůŝĂŶĐĞǁŝƚŚŐĞŶĞƌĂůĞŶŐŝŶĞĞƌŝŶŐƐƉĞĐŝĨŝĐĂƚŝŽŶƐ
ĂŶĚ ƐƚĂŶĚĂƌĚƐ ƉƌĂĐƚŝĐĞƐ ĂŶĚ Ăůů ůŽĐĂů͕ ƐƚĂƚĞ͕ ĂŶĚ ĨĞĚĞƌĂů ĐŽĚĞƐ͕ ƌƵůĞƐ ĂŶĚ
ƌĞŐƵůĂƚŝŽŶƐ ĨŽƌ ǀĂƌŝŽƵƐ ũƵƌŝƐĚŝĐƚŝŽŶƐ ŝŶ ĂůŝĨŽƌŶŝĂ͘ ,Ğ ĂůƐŽ ƌĞǀŝĞǁĞĚ
ƌĞƐŝĚĞŶƚŝĂů ĂŶĚ ĐŽŵŵĞƌĐŝĂů ĐŽŶƐƚƌƵĐƚŝŽŶ ƉůĂŶƐ ĨŽƌ ĐŽŵƉůŝĂŶĐĞ ǁŝƚŚ ƚŚĞ
ĂůŝĨŽƌŶŝĂ ƵŝůĚŝŶŐ ^ƚĂŶĚĂƌĚƐ ŽĚĞ ;^Ϳ ŝŶĐůƵĚŝŶŐ ďƵƚ ŶŽƚ ůŝŵŝƚĞĚ ƚŽ
ƐƚƌƵĐƚƵƌĂů͕ůŝĨĞͲƐĂĨĞƚLJ͕ŵĞĐŚĂŶŝĐĂů͕ĞůĞĐƚƌŝĐĂů͕ƉůƵŵďŝŶŐ͕dŝƚůĞͲϮϰĞŶĞƌŐLJ͕Ăů
'ƌĞĞŶ͕ŚĂnjĂƌĚŽƵƐ͕ĂŶĚĂĐĐĞƐƐŝďŝůŝƚLJĐŽĚĞĐŽŵƉůŝĂŶĐĞĨŽƌǀĂƌŝŽƵƐũƵƌŝƐĚŝĐƚŝŽŶƐ͘
WƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌŝŶŐ^ĞƌǀŝĐĞƐ
&ƌĞĞůĂŶĐĞŽŶƐƵůƚĂŶƚ
&Žƌ ϭϮ LJĞĂƌƐ͕ EĂĚĞƌ ĚĞƐŝŐŶĞĚ ĂŶĚ ƉƌĞƉĂƌĞĚ ƐƚƌƵĐƚƵƌĂů ĂŶĚ ŶŽŶͲƐƚƌƵĐƚƵƌĂů
ĐŽŶƐƚƌƵĐƚŝŽŶ ƉůĂŶƐ ĨƌŽŵ ŝŶĐĞƉƚŝŽŶ ƚŽ ďƵŝůĚŝŶŐ ƉĞƌŵŝƚ ŝƐƐƵĂŶĐĞ ĨŽƌ ƐŝŶŐůĞͲ
ĨĂŵŝůLJƌĞƐŝĚĞŶƚŝĂůĚǁĞůůŝŶŐƐĂŶĚƚĞŶĂŶƚŝŵƉƌŽǀĞŵĞŶƚƐŝŶĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞ
ĂƉƉůŝĐĂďůĞĂŶĚĂůůůŽĐĂůũƵƌŝƐĚŝĐƚŝŽŶĂůŽƌĚŝŶĂŶĐĞƐĂŶĚƐƚĂƚĞĂŶĚĨĞĚĞƌĂů
ĐŽĚĞƐĂŶĚƌĞŐƵůĂƚŝŽŶƐ͘
ŝƚLJŽĨ^ĂŶƌƵŶŽWƵďůŝĐtŽƌŬƐĞƉĂƌƚŵĞŶƚ
ƐƐŽĐŝĂƚĞŝǀŝů ŶŐŝŶĞĞƌ
ϮϬϬϯʹϮϬϭϲ
ŝƚLJŽĨ^ĂŶƌƵŶŽWƵďůŝĐtŽƌŬƐĞƉĂƌƚŵĞŶƚ
ƐƐŽĐŝĂƚĞŝǀŝů ŶŐŝŶĞĞƌ
ϭϵϵϬʹϮϬϬϯ
([SHULHQFH
29+ years
/LFHQVHV
Professional Civil Engineer
- State of CA #C52186
3URIHVVLRQDO([SHUWLVH
CA Building Code
Structural and Non-Structural
Design of Single-Family
Residential Dwellings and TI’s
Inspections & Construction
Management
Design and Construction of
Infrastructure Projects
Roadway Improvement Program
Pavement Management
Program
Sidewalk Repair Program
Water and Sanitary Sewer
Design and Construction
Public Sector Buildings
Private Residential &
Commercial Subdivisions &
Land Development
02/04/20
67 of 350
ůďĞƌƚ<ŽŶŐ͕^͘ ͘
^ĞŶŝŽƌ^ƚƌƵĐƚƵƌĂůWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ůďĞƌƚŝƐĂĂůŝĨŽƌŶŝĂůŝĐĞŶƐĞĚŝǀŝůĂŶĚ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌĂŶĚŚĂƐĂ
ĐĞƌƚŝĨŝĐĂƚŝŽŶĂƐĂŶ/ĞƌƚŝĨŝĞĚWůĂŶƐ džĂŵŝŶĞƌ͘,ĞŚĂƐŽǀĞƌϮϳLJĞĂƌƐŽĨ
ĞdžƉĞƌŝĞŶĐĞƉƌŽǀŝĚŝŶŐĚĞƐŝŐŶĂŶĚĐŽĚĞĐŽŵƉůŝĂŶĐĞƐĞƌǀŝĐĞƐƚŽďŽƚŚƚŚĞ
ƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞƐĞĐƚŽƌƐ͘ůďĞƌƚƉƌĞǀŝŽƵƐůLJŽǁŶĞĚĂŶĚŵĂŶĂŐĞĚŚŝƐ
ŽǁŶ Ĩŝƌŵ ĨŽƌ ŽǀĞƌ ϭϬ LJĞĂƌƐ ŵĂŶĂŐŝŶŐ ĂƐ ŵĂŶLJ ĂƐ ϴ ƐƵďͲĐŽŶƐƵůƚĂŶƚ
ĞŵƉůŽLJĞĞƐ͘,ĞǁĂƐĂĐƚŝǀĞůLJŝŶǀŽůǀĞĚǁŝƚŚƚŚĞƉůĂŶŶŝŶŐ͕ĚĞƐŝŐŶ͕ƌĞǀŝĞǁ
ĂŶĚ ŝŶƐƉĞĐƚŝŽŶƐ ŽĨ ǀĂƌŝŽƵƐ ďƵŝůĚŝŶŐƐ ƚLJƉĞƐ ƚŚƌŽƵŐŚŽƵƚ EŽƌƚŚĞƌŶ
ĂůŝĨŽƌŶŝĂ͘ ,ŝƐ ĞdžƉĞƌŝĞŶĐĞ ĂůƐŽ ŝŶĐůƵĚĞĚ ƐƵƉĞƌǀŝƐŝŶŐ ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ
ŽǀĞƌƐĞĞŝŶŐŽƚŚĞƌĞŶŐŝŶĞĞƌƐ͕ĂƌĐŚŝƚĞĐƚƐ͕ĂŶĚďƵŝůĚŝŶŐŝŶƐƉĞĐƚŽƌƐƉƌŽǀŝĚŝŶŐ
ƉůĂŶĐŚĞĐŬĂŶĚĨŝĞůĚƌĞǀŝĞǁƐĨŽƌƚŚĞŽƵŶƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͘ůďĞƌƚĂůƐŽ
ƉƌŽǀŝĚĞĚƉůĂŶƌĞǀŝĞǁĐŽŶƐƵůƚŝŶŐƐĞƌǀŝĐĞƐƚŽƚŚĞĐŝƚŝĞƐŽĨ^ĂĐƌĂŵĞŶƚŽĂŶĚ
&ŽůƐŽŵ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ĞŶŝŽƌ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌ
ϮϬϭϲͲWƌĞƐĞŶƚ
ůďĞƌƚŚĂƐďĞĞŶǁŝƚŚϰ> &ĨŽƌŵŽƌĞƚŚĂŶƚŚƌĞĞLJĞĂƌƐĂƐĂ^ĞŶŝŽƌ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌ͘ůďĞƌƚŚĞůƉƐ
ƐƵƉĞƌǀŝƐĞƚŚĞƐƚƌƵĐƚƵƌĂůƌĞǀŝĞǁƐĨŽƌŵĂŶLJŽĨϰ> &͛ƐĐůŝĞŶƚƐŝŶĐůƵĚŝŶŐƚŚĞŝƚLJŽĨ^ĂĐƌĂŵĞŶƚŽ͕ZŽƐĞǀŝůůĞ͕
&ŽůƐŽŵ͕ĂŶĚZĂŶĐŚŽŽƌĚŽǀĂ͘^ŽŵĞŽĨůďĞƌƚ͛ƐƉƌŽũĞĐƚƐŝŶĐůƵĚĞ͗
x ƌŽĂĚƐƚŽŶĞWŽǁĞƌĞŶƚĞƌͲ&ŽůƐŽŵ
x 'ĂůůĞƌŝĂWŽǁĞƌĞŶƚĞƌʹZŽƐĞǀŝůůĞ
x ŝƚLJ,ĂůůʹZŽƐĞǀŝůůĞ
x ƉĂƌƚŵĞŶƚƐĂƚƌŽĂĚƐƚŽŶĞʹ&ŽůƐŽŵ
x ^ĂĐƌĂŵĞŶƚŽŽƵŶƚLJ:Ăŝůʹ^ĂĐƌĂŵĞŶƚŽ
x <ĂŝƐĞƌͲZĂŶĐŚŽŽƌĚŽǀĂ
x ŽƐƚĐŽʹ&ŽůƐŽŵ
x ĂƉŝƚĂůŚƌŝƐƚŝĂŶ,ŝŐŚ^ĐŚŽŽůʹZĂŶĐŚŽŽƌĚŽǀĂ
x >ĂŬĞƐŝĚĞŚƵƌĐŚʹ&ŽůƐŽŵ
x dŚĞZŽĐŬŚƵƌĐŚʹZŽƐĞǀŝůůĞ
x ŚƵƌĐŚŽĨ>ĂƚƚĞƌĂLJ^ĂŝŶƚƐʹ^ĂĐƌĂŵĞŶƚŽ
([SHULHQFH
27+ years
(GXFDWLRQ
California State University, Sacramento
B.S. Civil Engineering
California State University, Sacramento
M.S. Civil Engineering
/LFHQVHV
CA Professional Engineer, Civil
License #C44809
CA Professional Engineer, Structural
License #S3942
&HUWLILFDWLRQ
ICC Certified Plans Examiner, No. 23831
02/04/20
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^ƚĞĨĂŶŝĞ<͘,ŝŽŶŝƐ͕W͘ ͕͘> W
^ĞŶŝŽƌWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
^ƚĞĨĂŶŝĞŝƐĂWƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌŝŶƚŚƌĞĞƐƚĂƚĞƐǁŝƚŚŵŽƌĞƚŚĂŶϭϱ
LJĞĂƌƐ ŽĨ ĞdžƉĞƌŝĞŶĐĞ ƉƌŽǀŝĚŝŶŐ ƐƚƌƵĐƚƵƌĂů ĚĞƐŝŐŶ͕ ƉůĂŶ ƌĞǀŝĞǁ͕ ĂŶĚ
ĞŶŐŝŶĞĞƌŝŶŐƐĞƌǀŝĐĞƐŽŶĂǁŝĚĞĂƌƌĂLJŽĨƉƌŽũĞĐƚƚLJƉĞƐĂŶĚŵĂƚĞƌŝĂůƐ͘/Ŷ
ĂĚĚŝƚŝŽŶ͕^ƚĞĨĂŶŝĞŝƐĂ> ĐĐƌĞĚŝƚĞĚWƌŽĨĞƐƐŝŽŶĂů͕ĂŶ/ĞƌƚŝĨŝĞĚ
ƵŝůĚŝŶŐ WůĂŶƐ džĂŵŝŶĞƌ͕ ĂŶĚ Ă ŵĞŵďĞƌ ŽĨ ƚŚĞ ^ƚƌƵĐƚƵƌĂů ŶŐŝŶĞĞƌƐ
ƐƐŽĐŝĂƚŝŽŶŽĨĞŶƚƌĂůĂůŝĨŽƌŶŝĂ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
ƵƌŝŶŐ ŚĞƌ ƚĞŶƵƌĞ ǁŝƚŚ ϰ> &͕ ^ƚĞĨĂŶŝĞ ŚĂƐ ƌĞǀŝĞǁĞĚ ǁĞůů ŽǀĞƌ ŽŶĞ
ŵŝůůŝŽŶ^ƋƵĂƌĞ&ĞĞƚ;ƐƋ͘Ĩƚ͘ͿŽĨŶĞǁĂŶĚƌĞŶŽǀĂƚĞĚƐƚƌƵĐƚƵƌĞƐŝŶŽǀĞƌϱϬ
ũƵƌŝƐĚŝĐƚŝŽŶƐƐƉƌĞĂĚŽǀĞƌƚŚƌĞĞƐƚĂƚĞƐ͘^ƚĞĨĂŶŝĞ͛ƐƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞ
ƌĞǀŝĞǁ ŽĨ ƐƚƌƵĐƚƵƌĂů ďƵŝůĚŝŶŐ ƉůĂŶƐ ĨŽƌ ĐŽŶĨŽƌŵĂŶĐĞ ŽĨ ƌĞƐŝĚĞŶƚŝĂů͕
ĐŽŵŵĞƌĐŝĂů͕ ŝŶĚƵƐƚƌŝĂů͕ ĞĚƵĐĂƚŝŽŶĂů ;ŶŽŶͲ^Ϳ͕ ƌĞůŝŐŝŽƵƐ͕ ĞƐƐĞŶƚŝĂů
ƐĞƌǀŝĐĞ͕K^W,///͕ĐŽƌƌĞĐƚŝŽŶĂů͕ĂŶĚƉŚŽƚŽǀŽůƚĂŝĐ;WsͿƉƌŽũĞĐƚƐǁŝƚŚƚŚĞ
ϮϬϭϬ͕ϮϬϭϯ͕ΘϮϬϭϲĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƐ;Ϳ͘WƌŽũĞĐƚƐĞŶĐŽŵƉĂƐƐ
Ăůů ŵĂƚĞƌŝĂů ƚLJƉĞƐ ĂŶĚ Ă ǀĂƌŝĞƚLJ ŽĨ ůĂƚĞƌĂů ƐLJƐƚĞŵƐ͘ KŶ ƚĞŵƉŽƌĂƌLJ
ĂƐƐŝŐŶŵĞŶƚ ƚŽ ƚŚĞ dŽǁŶ ŽĨ ĂŶǀŝůůĞ͕ ^ƚĞĨĂŶŝĞ ƉƌŽǀŝĚĞĚ ŵĂŶLJ ŽĨ ƚŚĞ
ƐĂŵĞĚƵƚŝĞƐǁŚŝůĞĂŝĚŝŶŐƌĞƐŝĚĞŶƚƐǁŝƚŚŽǀĞƌƚŚĞĐŽƵŶƚĞƌĨŝĞůĚƌĞǀŝƐŝŽŶƐ͕
ĚĞĨĞƌƌĞĚ ƐƵďŵŝƚƚĂůƐ͕ ĂŶĚ ĐŽĚĞ ƌĞůĂƚĞĚ ƋƵĞƐƚŝŽŶƐ͘ EŽƚĂďůĞ ƉƌŽũĞĐƚƐ
ŝŶĐůƵĚĞ ĂŶ ϴͲƐƚŽƌLJ͕ ƚƌƵŶĐĂƚĞĚ͕ ĐŽŶŝĐĂů ƐŚĂƉĞĚ ƵĚĚŚŝƐƚ ƚĞŵƉůĞ͖Ă
ďƵĐŬůŝŶŐͲƌĞƐƚƌĂŝŶĞĚďƌĂĐĞĚĨƌĂŵĞŽĨĨŝĐĞďƵŝůĚŝŶŐĨŽƌW'Θ ͖ƌĞŶŽǀĂƚŝŽŶ
ŽĨ ƚŚĞ ϵϵ͕ϬϬϬͲƐƋ͘ Ĩƚ͘ DŽŶƚĞƌĞLJ ŽŶĨĞƌĞŶĐĞ ĞŶƚĞƌ͖ ƚŚĞ ϭϯ ďƵŝůĚŝŶŐ͕
ŵƵůƚŝͲƐƚŽƌLJ͕ŵŝdžĞĚƵƐĞDĂŝŶ^ƚƌĞĞƚƵƉĞƌƚŝŶŽĐŽŵƉůĞdž͖ƚŚĞϮϳϬ͕ϬϬϬͲƐƋ͘
Ĩƚ͘ĚǀĞŶƚŝƐƚ,ĞĂůƚŚĂŵƉƵƐŝŶZŽƐĞǀŝůůĞ͖ĂŶĚƚŚĞŵŽĚĞƌŶŝnjĂƚŝŽŶŽĨƚŚĞ
ϮϰϬ͕ϬϬϬͲƐƋ͘Ĩƚ͘ ŶƵŵĐůĂǁ,ŝŐŚ^ĐŚŽŽůŝŶtĂƐŚŝŶŐƚŽŶ͘
ŽĂƌĚĨŽƌWƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌƐĂŶĚ>ĂŶĚ^ƵƌǀĞLJŽƌƐ
^ƵďũĞĐƚDĂƚƚĞƌ džƉĞƌƚ
^ĞƌǀŝŶŐ ĂƐ Ă ^ƵďũĞĐƚ DĂƚƚĞƌ džƉĞƌƚ͕ ^ƚĞĨĂŶŝĞ ƌĞǀŝĞǁĞĚ ĂŶĚ ĂƉƉƌŽǀĞĚ
ĂƉƉůŝĐĂƚŝŽŶƐŽĨĂƐƉŝƌŝŶŐĞŶŐŝŶĞĞƌƐĨŽƌƚŚĞŝǀŝůWƌŽĨĞƐƐŝŽŶĂů ŶŐŝŶĞĞƌƐ
džĂŵ͘
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15+ years
(GXFDWLRQ
Bachelor of Science in Architectural
Engineering, 2002
California Polytechnic State
University, San Luis Obispo
5HJLVWUDWLRQV
State of California Licensed
Professional Engineer, Civil, #70789
State of Massachusetts Licensed
Professional Engineer, Civil, #52506
State of Washington Licensed
Professional Engineer, Civil, #54664
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LEED Accredited Professional
ICC Building Plans Examiner
3URIHVVLRQDO$IILOLDWLRQV
California Office of Emergency
Services, Safety Assessment
Program, DSW-Volunteer
Structural Engineers Association of
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NCEES Record #66145
02/04/20
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zŽƵƐƐĞĨ,͘ďĚŽƵ͕^
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
zŽƵƐƐĞĨ ŚĂƐ ŵŽƌĞ ƚŚĂŶ ϰϬ LJĞĂƌƐ ŽĨ ĞdžƉĞƌŝĞŶĐĞ ƉƌŽǀŝĚŝŶŐ ĚĞƐŝŐŶ͕
ŝŶƐƉĞĐƚŝŽŶ͕ĂŶĚƉůĂŶƌĞǀŝĞǁŽĨƉƌŝǀĂƚĞĂŶĚƉƵďůŝĐůLJĨƵŶĚĞĚƉƌŽũĞĐƚƐ͘,Ğ
ŚĂƐ ĂŶ ĞdžƚĞŶƐŝǀĞ ďĂĐŬŐƌŽƵŶĚ ŝŶ ƉƌŽǀŝĚŝŶŐ ŚŝƐ ĞůĞĐƚƌŝĐĂů ĞŶŐŝŶĞĞƌŝŶŐ
ĞdžƉĞƌƚŝƐĞŝŶƚŚĞĚĞƐŝŐŶ͕ĐŽĚĞĐŽŵƉůŝĂŶĐĞĂŶĚŝŶƐƉĞĐƚŝŽŶŽĨĞůĞĐƚƌŝĐĂů
ĞŶŐŝŶĞĞƌĞĚƐLJƐƚĞŵƐĨŽƌĂůŝĨŽƌŶŝĂĞƉĂƌƚŵĞŶƚŽĨdƌĂŶƐƉŽƌƚĂƚŝŽŶƉƌŽũĞĐƚƐ
ĂŶĚ ƉƌŽũĞĐƚƐ ĨŽƌ ƚŚĞ ĂůŝĨŽƌŶŝĂ DŝůŝƚĂƌLJ ĞƉĂƌƚŵĞŶƚ͘ ,Ğ ŝƐ ǀĞƌLJ
ŬŶŽǁůĞĚŐĞĂďůĞŽĨƚŚĞŵŽƐƚĐƵƌƌĞŶƚǀĞƌƐŝŽŶƐŽĨƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐƐ
ŽĚĞ͕ƚŚĞĂůŝĨŽƌŶŝĂ ůĞĐƚƌŝĐĂůŽĚĞĂŶĚƚŚĞEĂƚŝŽŶĂů ůĞĐƚƌŝĐĂůŽĚĞ͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
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zŽƵƐƐĞĨŚĂƐƉƌŽǀŝĚĞĚŚŝƐ ůĞĐƚƌŝĐĂů ŶŐŝŶĞĞƌŝŶŐĞdžƉĞƌŝĞŶĐĞĂŶĚŬŶŽǁůĞĚŐĞŽĨƚŚĞůŽĐĂůďƵŝůĚŝŶŐĐŽĚĞƐĂŶĚ
ƐƚĂŶĚĂƌĚƐƚŽƌĞǀŝĞǁĐŽŵƉůĞdžĞůĞĐƚƌŝĐĂůƐLJƐƚĞŵƐƌĞůĂƚĞĚƚŽƌĞƐŝĚĞŶƚŝĂů͕ĐŽŵŵĞƌĐŝĂů͕ƉƵďůŝĐ͕ƉƌŝǀĂƚĞ͕ĂŶĚ
ŝŶĚƵƐƚƌŝĂůƉƌŽũĞĐƚƐ͘DŽƐƚƌĞĐĞŶƚůLJŚĞŚĂƐƉƌŽǀŝĚĞĚĞdžƚĞŶƐŝǀĞƌĞǀŝĞǁŽĨŵƵůƚŝͲŵŝůůŝŽŶͲĚŽůůĂƌƉƌŽũĞĐƚƐĨŽƌƚŚĞ
ĂůŝĨŽƌŶŝĂŽƵƌƚƐͲĚŵŝŶŝƐƚƌĂƚŝǀĞKĨĨŝĐĞŽĨƚŚĞŽƵƌƚƐ͘
ĂůŝĨŽƌŶŝĂDŝůŝƚĂƌLJĞƉĂƌƚŵĞŶƚ
^ĞŶŝŽƌ ůĞĐƚƌŝĐĂů ŶŐŝŶĞĞƌ
zŽƵƐƐĞĨǁĂƐĞŵƉůŽLJĞĚďLJƚŚĞ^ƚĂƚĞDŝůŝƚĂƌLJĞƉĂƌƚŵĞŶƚ͘,ĞƉĞƌĨŽƌŵĞĚƉƌŽũĞĐƚĚĞƐŝŐŶ͕ƉƌĞƉĂƌĞĚƚĞĐŚŶŝĐĂů
ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ĂŶĚƉƌŽũĞĐƚĞƐƚŝŵĂƚĞƐ͘,ŝƐĚƵƚŝĞƐŝŶĐůƵĚĞĚƐŝƚĞŝŶƐƉĞĐƚŝŽŶ͕ĂŶĚƉƌŽũĞĐƚƉůĂŶƌĞǀŝĞǁĨŽƌ
ĂƌŵŽƌLJ ďƵŝůĚŝŶŐƐ͕ ŵĂŝŶƚĞŶĂŶĐĞ ƌĞƉĂŝƌ ƐŚŽƉƐ͕ ĂŶĚ ƚƌĂŝŶŝŶŐ ƐŝƚĞƐ͘ ,Ğ ƉƌĞƉĂƌĞĚ ƚĞĐŚŶŝĐĂů ƌĞƉŽƌƚƐ ǁŝƚŚ
ƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐĂŶĚďƵĚŐĞƚĐŽƐƚĞƐƚŝŵĂƚĞƐ͘
ĂůŝĨŽƌŶŝĂĞƉĂƌƚŵĞŶƚŽĨdƌĂŶƐƉŽƌƚĂƚŝŽŶ
dƌĂŶƐƉŽƌƚĂƚŝŽŶ ŶŐŝŶĞĞƌͲ ůĞĐƚƌŝĐĂů
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ƐƚĂƚĞƚƌĂŶƐƉŽƌƚĂƚŝŽŶďƵŝůĚŝŶŐƐĂŶĚŝŶĨƌĂƐƚƌƵĐƚƵƌĞ͘WƌŽũĞĐƚƐƐƵĐŚĂƐŚŝŐŚǁĂLJůŝŐŚƚŝŶŐĂŶĚƚƌĂĨĨŝĐƐŝŐŶĂůƐ͕
ƚƌƵĐŬƐĐĂůĞĨĂĐŝůŝƚŝĞƐ͕ƌŽĂĚƐŝĚĞƌĞƐƚĂƌĞĂĨĂĐŝůŝƚŝĞƐ͕ƉƵŵƉŝŶŐƉůĂŶƚƐ͕ĂŶĚŵĂŝŶƚĞŶĂŶĐĞďƵŝůĚŝŶŐƐƚŚƌŽƵŐŚŽƵƚ
ƚŚĞƐƚĂƚĞ͘
&ƌĂŶĚƐĞŶΘEŽůƚĞƐƐŽĐŝĂƚĞƐ
ĞƐŝŐŶ ŶŐŝŶĞĞƌ
zŽƵƐƐĞĨǁĂƐĞŵƉůŽLJĞĚĂƐĂŶĞůĞĐƚƌŝĐĂůĚĞƐŝŐŶĞŶŐŝŶĞĞƌƚŽƉƌŽǀŝĚĞĞůĞĐƚƌŝĐĂůĚĞƐŝŐŶŽĨďƵŝůĚŝŶŐƐLJƐƚĞŵ
ĚĞƐŝŐŶĨŽƌǀĂƌŝŽƵƐƚLJƉĞƐŽĨƉƌŽũĞĐƚƐ͘,ĞǁĂƐƚŚĞůĞĂĚĚĞƐŝŐŶĞŶŐŝŶĞĞƌŽĨǀĂƌŝŽƵƐƉƌŽũĞĐƚƐǁŚŝĐŚŝŶĐůƵĚĞĚ
ƐĐŚŽŽůƐ͕ŚŽƐƉŝƚĂůƐ͕ƐŝŶŐůĞĂŶĚŵƵůƚŝͲƌĞƐŝĚĞŶƚŝĂůĂŶĚŝŶĚƵƐƚƌŝĂůƉƌŽũĞĐƚƐ͘
([SHULHQFH
40+ years
(GXFDWLRQ
BS, Electrical Engineering
California State University,
Sacramento
02/04/20
70 of 350
ŶĂŬŝŶ͕W͘ ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ŶĂ ŚĂƐ ŵŽƌĞ ƚŚĂŶ ϯϬ LJĞĂƌƐ ŽĨ ĞdžƉĞƌŝĞŶĐĞ ƉƌŽǀŝĚŝŶŐ ƐƚƌƵĐƚƵƌĂů
ĞŶŐŝŶĞĞƌŝŶŐƐĞƌǀŝĐĞƐĨŽƌĂǁŝĚĞǀĂƌŝĞƚLJŽĨƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂů
ƉƌŽũĞĐƚƐ͘ĂůŝĨŽƌŶŝĂZĞŐŝƐƚĞƌĞĚŝǀŝů ŶŐŝŶĞĞƌĂŶĚ>ĂŶĚ^ƵƌǀĞLJŽƌ͕ŶŶĂ
ŚĂƐĐŽŽƌĚŝŶĂƚĞĚĂůůƉŚĂƐĞƐŽĨĂƐƐŝŐŶĞĚƉƌŽũĞĐƚƐĨƌŽŵƉƌĞůŝŵŝŶĂƌLJĚĞƐŝŐŶ
ƚŽĐŽŶƐƚƌƵĐƚŝŽŶ͘ŶĂŝƐĂŶ/ĞƌƚŝĨŝĞĚWůĂŶƐ džĂŵŝŶĞƌĂŶĚƵŝůĚŝŶŐ
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ŝŶĐůƵĚĞĚ ŵĂŶĂŐŝŶŐ ƚŚĞ ƉůĂŶ ƌĞǀŝĞǁ ĂŶĚ ƉĞƌŵŝƚ ĐŽƵŶƚĞƌ ƐĞƌǀŝĐĞƐ ĨŽƌ
ƐĞǀĞƌĂůĂůŝĨŽƌŶŝĂŵƵŶŝĐŝƉĂůŝƚŝĞƐ͘
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KŶͲ^ŝƚĞWůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
ŶĂŝƐĐƵƌƌĞŶƚůLJƉƌĞĨŽƌŵŝŶŐŝŶͲŚŽƵƐĞƉůĂŶƌĞǀŝĞǁƐĂƚƚŚĞŝƚLJŽĨ^ĂŶDĂƚĞŽ͘ŶĂƌĞǀŝĞǁƐƌĞƐŝĚĞŶƚŝĂůĂŶĚ
ĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌƐƚƌƵĐƚƵƌĂů͕ůŝĨĞͲƐĂĨĞƚLJ͕ƉůƵŵďŝŶŐ͕ŵĞĐŚĂŶŝĐĂů͕ĞůĞĐƚƌŝĐĂů͕dŝƚůĞϮϰ ŶĞƌŐLJ͕ĂŶĚ
ĐŽŵƉůŝĂŶĐĞ͘
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KĨĨŝĐŝĂů ĂŶĚ ĞƉƵƚLJ ƵŝůĚŝŶŐ KĨĨŝĐŝĂů͘ dŚĞ ƐĐŽƉĞ ŽĨ ŝŶͲŚŽƵƐĞƉůĂŶ ƌĞǀŝĞǁ ŝŶĐůƵĚĞĚ ƚŚĞ ƌĞǀŝĞǁ ŽĨ
ƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌƐƚƌƵĐƚƵƌĂů͕ůŝĨĞͲƐĂĨĞƚLJ͕ƉůƵŵďŝŶŐ͕ŵĞĐŚĂŶŝĐĂůĂŶĚĞůĞĐƚƌŝĐĂů͕dŝƚůĞϮϰ
ŶĞƌŐLJĂŶĚĐŽŵƉůŝĂŶĐĞ͘/ŶĂĚĚŝƚŝŽŶ͕ŶĂĂƐƐŝƐƚĞĚĂƉƉůŝĐĂŶƚƐǁŝƚŚƉůĂŶƌĞǀŝĞǁƋƵĞƐƚŝŽŶƐĂƚƚŚĞ
WĞƌŵŝƚŽƵŶƚĞƌ͘ŶĂƉƌŽǀŝĚĞĚƐĞǀĞƌĂůƉůĂŶĐŚĞĐŬƐĞƌǀŝĐĞƐĨŽƌƚŚĞĨŽůůŽǁŝŶŐĐŽŵŵĞƌĐŝĂůƉƌŽũĞĐƚƐĂƚƚŚĞ
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x ŶŶdĂLJůŽƌdĞŶĂŶƚ/ŵƉƌŽǀĞŵĞŶƚ;d/Ϳ
ŶĂƌĞǀŝĞǁĞĚƚŚĞƉůĂŶƐĨŽƌƚŚĞΨϯϳϱƚŚŽƵƐĂŶĚƌĞŵŽĚĞůŽĨϲ͕ϴϬϬƐƋ͘Ĩƚ͕͘ŝŶĐůƵĚŝŶŐĂƌĞŵŽĚĞůĞĚ
ŵĞnjnjĂŶŝŶĞ͕ŶĞǁĂĐĐĞƐƐŝďůĞƌĞƐƚƌŽŽŵƐ͕ŶĞǁƉĂƌƚŝƚŝŽŶƐΘĐĞŝůŝŶŐƐ͕ƌĞůŽĐĂƚŝŽŶŽĨĞůĞĐƚƌŝĐĂůƉĂŶĞůƐ͕
ĂŶĚŶĞǁƐƚŽƌĞĨƌŽŶƚ͘
x ^ŬLJƉĞdĞŶĂŶƚ/ŵƉƌŽǀĞŵĞŶƚͲΨϭ͘ϭD
ŶĂƌĞǀŝĞǁĞĚƉŚĂƐĞϮŽĨ^ŬLJƉĞ͛ƐΨϭ͘ϭŵŝůůŝŽŶƚĞŶĂŶƚŝŵƉƌŽǀĞŵĞŶƚĨŽƌϮϭ͕ϬϬϬƐƋ͘Ĩƚ͘ŽĨƵƐĞĂŶĚ
ŽĐĐƵƉĂŶĐLJ͘
x ^ƚĂŶĨŽƌĚhŶŝǀĞƌƐŝƚLJDĞĚŝĐĂůĞŶƚĞƌ
ŶĂƌĞǀŝĞǁĞĚƚŚĞƉůĂŶƐĨŽƌƚŚĞϯϬϬƐƋ͘Ĩƚ͘ŽĨĨŝĐĞĐŽŶǀĞƌƐŝŽŶƐƚŽ Ă ŵĞĚŝĐĂů ĞdžĂŵ ƌŽŽŵ͘
/ŵƉƌŽǀĞŵĞŶƚƐŝŶĐůƵĚĞĚĂĚĚŝŶŐĂŶĂĚĚŝƚŝŽŶĂůĞůĞĐƚƌŝĐĂůŽƵƚůĞƚĂŶĚƵƉŐƌĂĚĞĚďĂƚŚƌŽŽŵ͘
/ŶĂĚĚŝƚŝŽŶƚŽƚŚĞŝƚLJŽĨWĂůŽůƚŽ͕ŶĂ,ĂƐĂůƐŽƉƌŽǀŝĚĞĚ^ĞŶŝŽƌWůĂŶŚĞĐŬ ŶŐŝŶĞĞƌŝŶŐ^ĞƌǀŝĐĞƐĨŽƌƚŚĞ
ĨŽůůŽǁŝŶŐŝƚŝĞƐŽĨĞůŵŽŶƚ͕ƵƌůŝŶŐĂŵĞĂŶĚ͕ĂůLJŝƚLJ͘
([SHULHQFH
30+ years
(GXFDWLRQ
B.S. Civil Engineering
University of California, Berkeley 1978
Structural Drafting Diploma
&HUWLILFDWLRQV
California Civil Engineer/Land Surveyor
No. 31399
ICC Certified Plans Examiner
ICC Certified Accessibility Inspector/Plans
Examiner
02/04/20
71 of 350
^ĂƌĞŚĞLJŚŝŵŝ͕W͘ ͘
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
^ĂƌĞŚŝƐĂƌĞŐŝƐƚĞƌĞĚ ŶŐŝŶĞĞƌŝŶƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂĂŶĚŝƐĂůƐŽĂŶ/
ĞƌƚŝĨŝĞĚWůĂŶƐ džĂŵŝŶĞƌǁŝƚŚĂƉƉƌŽdžŝŵĂƚĞůLJĨŽƵƌLJĞĂƌƐŽĨďƵŝůĚŝŶŐĂŶĚ
ƐĂĨĞƚLJĞdžƉĞƌŝĞŶĐĞĂŶĚ ŶĞĂƌůLJϭϬLJĞĂƌƐŝŶƚŚĞ ĚĞƐŝŐŶĨŝĞůĚ͘ ^ĂƌĞŚ ŝƐ
ĐŽŵĨŽƌƚĂďůĞ ǁŝƚŚ EĂƚŝŽŶĂů ĂŶĚ /ŶƚĞƌŶĂƚŝŽŶĂů ƵŝůĚŝŶŐ ŽĚĞƐ ĂŶĚ
^ƚĂŶĚĂƌĚƐĂŶĚƉƌŽǀŝĚĞƐĞdžĐĞůůĞŶƚĐƵƐƚŽŵĞƌƐĞƌǀŝĐĞƚŽƚŚĞĚĞƐŝŐŶĂŶĚ
ďƵŝůĚŝŶŐĐŽŵŵƵŶŝƚLJ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͕͘WůĞĂƐĂŶƚŽŶ͕
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
&ŽƌŵŽƌĞƚŚĂŶĨŽƵƌLJĞĂƌƐ^ĂƌĞŚŚĂƐǁŽƌŬĞĚĂƐĂƉůĂŶƐĞdžĂŵŝŶĞƌŽŶ
ďĞŚĂůĨŽĨϰ> &ǁŽƌŬŝŶŐƚŚĞƌĞǀŝĞǁŽĨƉůĂŶƐĨŽƌŵĂŶLJŽĨϰ> &͛Ɛ
ĐůŝĞŶƚĞůĞ͘^ĂƌĞŚƌĞǀŝĞǁƐƐƚƌƵĐƚƵƌĂůĂŶĚŶŽŶͲƐƚƌƵĐƚƵƌĂůƌĞƐŝĚĞŶƚŝĂůĂŶĚ
ůŝŐŚƚĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞϮϬϭϯĂŶĚϮϬϭϲĂůŝĨŽƌŶŝĂ
ƵŝůĚŝŶŐŽĚĞƐ͘
tŝůůĚĂŶ͕ŽƐƚĂDĞƐĂ͕
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌ
&ŽƌĂƉƉƌŽdžŝŵĂƚĞůLJƐŝdžŵŽŶƚŚƐ^ĂƌĞŚǁŽƌŬĞĚĨŽƌƚŚĞtŝůůĚĂŶŽƌƉŽƌĂƚŝŽŶ
ǁŚĞƌĞƐŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƌĞǀŝĞǁŝŶŐĂǀĂƌŝĞƚLJŽĨƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ
ƌĞƐŝĚĞŶƚŝĂů ĂŶĚ ĐŽŵŵĞƌĐŝĂů ďƵŝůĚŝŶŐƐ ĨŽƌ ĐŽŵƉůŝĂŶĐĞ ǁŝƚŚ ŶĂƚŝŽŶĂů͕
ŝŶƚĞƌŶĂƚŝŽŶĂůĂŶĚůŽĐĂůĐŽĚĞƐ͘^ĂƌĞŚĂůƐŽŵĞŵŽƌŝnjĞĚŽƌĚŝŶĂŶĐĞƐĂŶĚ
ƌĞƋƵŝƌĞŵĞŶƚƐĨŽƌƉĞƌŵŝƚŝƐƐƵĂŶĐĞ͘^ĂƌĞŚǁĂƐǀĞƌLJƐƚƌŽŶŐŝŶƌĞǀŝĞǁŝŶŐ
ƉůĂŶƐ ĨŽƌ ƐƚƌƵĐƚƵƌĂů ĂŶĂůLJƐŝƐ ĂŶĚ ĚĞƐŝŐŶ ŽĨ ƚŚĞ ƉƌŽũĞĐƚ ĂŶĚ ƉƌŽǀŝĚĞĚ
ĐŽƌƌĞĐƚŝŽŶůŝƐƚƐĂŶĚĐŽŶƐƵůƚĞĚǁŝƚŚƚŚĞĚĞƐŝŐŶƚĞĂŵƚŽƉƌŽǀŝĚĞƐŽůƵƚŝŽŶƐ͘
ŽƌĞ^ƚƌƵĐƚƵƌĞ͕ŽƐƚĂDĞƐĂ͕
WƌŽũĞĐƚ ŶŐŝŶĞĞƌ
&Žƌ ŵŽƌĞ ƚŚĂŶ ŽŶĞ LJĞĂƌ͕ ^ĂƌĞŚ ǁŽƌŬĞĚ ĂƐ Ă WƌŽũĞĐƚ ŶŐŝŶĞĞƌ ĨŽƌĂ
ƉƌŝǀĂƚĞĚĞƐŝŐŶĐŽŵƉĂŶLJ͘,ĞƌƌŽůĞƐĂŶĚƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞĚ͗
x WƌŽǀŝĚĞĚ ĂŶĂůLJƐŝƐ ĂŶĚ ĚĞƐŝŐŶ ŽĨ ƐƚƌƵĐƚƵƌĂů͕ ƐĞŝƐŵŝĐ͕ ĂŶĚ ŐƌĂǀŝƚLJ
ĨŽƌ ƐŝŶŐůĞͬŵƵůƚŝͲĨĂŵŝůLJ ƌĞƐŝĚĞŶƚŝĂů͕ ĂŶĚĐŽŵŵĞƌĐŝĂůƐŝŶŐůĞͬŵƵůƚŝ
ƐƚŽƌLJĚǁĞůůŝŶŐƐŝŶĐůƵĚŝŶŐǁŽŽĚĂŶĚůŝŐŚƚŐĂƵŐĞƐƐƚƌƵĐƚƵƌĞƐ͘
x WƌŽǀŝĚĞĚ ŵŽĚĞůƐ ĂŶĚ ĚĞƐŝŐŶƐ ĨŽƌ ĚŝĨĨĞƌĞŶƚ ĞůĞŵĞŶƚƐ ŽĨ ƚŚĞ
ƐƚƌƵĐƚƵƌĞ͕ƚŽŝŶĐůƵĚĞƐƚĞĞů͕ĐŽŶĐƌĞƚĞĂŶĚǁŽŽĚďĂƐĞĚŽŶƐĞŝƐŵŝĐ
ĂŶĚŐƌĂǀŝƚLJĂŶĂůLJƐŝƐ͘
([SHULHQFH
14+ years
(GXFDWLRQ
Persian Gulf University
Bachelors of Science, Civil
Engineering
&HUWLILFDWLRQV
ICC Building Plans Examiner
.QRZOHGJHRI&RGHV
SAP
ETABS
SAFE
Risa
PTI Slab
Structural Soft
Enercalc and Retainpro
Auto CAD
LISP
BIM (Revit)
National and international building
standards and codes
Seismic, reinforced concrete, timber
and steel analysis and design
methodology
Field management and structural
observation
Retrofit and change of occupancy
Cost and material estimation
02/04/20
72 of 350
KathyBucciarelli,P.E.
PlanReviewEngineer
1 of 1
ExperienceSummary
Kathyhasperformedamultitudeofplanreviewsonresidential
buildings,commercialstructures,energyplants,andOSHPD3clinics.
Sheisalsoexperiencedwiththecustomerserviceaspectsofmunicipal
buildingdepartmentcountersandpossessesaworkingknowledgeof
structuraldesignforcommercialandinstitutionalbuildingsincluding
seismicevaluationandstrengtheningofexistingbuildings.Kathyalso
possessesaworkingknowledgeofstructuralprogramssuchasSAPand
ETABSforstaticanddynamicanalysis,SAFEforslabdesign,RISA,Excel,
andAccela’sPermitPlus.
SelectProfessionalExperience
4LEAF,Inc.–CityofSanJoseandother4LEAFClientele
OnͲSitePlanReviewEngineer
KathyiscurrentlypreforminginͲhouseplanreviewsattheCityofSan
Jose.Kathyreviewsresidentialandcommercialplansforstructural,lifeͲ
safety,plumbing,mechanical,electrical,Title24Energy,andADA
compliance.
4LEAF,Inc.–CityofLivermore
OnͲSitePlanReviewEngineer
KathyprovidedtheCityofLivermorewithonͲsiteplanreview
engineeringservices.Kathywasresponsibleforallphasesofreview
whichincludesstructuralandnonͲstructuralreview.Kathyprimarily
workedonprojectsfortheParagonOutletmallprojectonthewestside
ofIͲ580.PriortoLivermore,Kathyworkedonlargecommercialprojects
onbehalfof4LEAFfortheCityofPaloAlto.
WestCoastCodeConsultants(WC3)
SeniorPlanReviewEngineer
KathywasresponsibleforreviewingplansfortheCitiesofWalnut
Creek,Pittsburg,Emeryville,Hayward,MountainViewandvariousother
BayAreajurisdictions.Thescopeofreviewsincludedresidentialand
commercialbuildings,OSHPD3clinicsandenergyplantsforStructural,
LifeSafety,TͲ24Accessibility,Title24Energy,Plumbing,Mechanical,
andElectricalcompliance.
Experience
20 + years
Education
University of California, Berkeley
Master of Science – Structural
Engineering, 6/1987
California State Polytechnic University,
Pomona, B.S. Civil Engineering, 1986
Registrations
State of California Licensed
Professional Engineer, Civil, #048015
Certifications
ICC Building Plans Examiner
02/04/20
73 of 350
ĂǀŝĚŚƵŶŐ͕W͘ ͕͘K
WůĂŶZĞǀŝĞǁ ŶŐŝŶĞĞƌͬƵŝůĚŝŶŐKĨĨŝĐŝĂů
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ĂǀŝĚŝƐĂƌĞŐŝƐƚĞƌĞĚ ŶŐŝŶĞĞƌŝŶƚŚĞ^ƚĂƚĞŽĨĂůŝĨŽƌŶŝĂĂŶĚĂĞƌƚŝĨŝĞĚ
ƵŝůĚŝŶŐKĨĨŝĐŝĂůĂŶĚWůĂŶƐ džĂŵŝŶĞƌƚŚƌŽƵŐŚ/͘ĂǀŝĚŚĂƐƌĞĐĞŶƚůLJďĞĞŶ
ƚŚĞŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůŝŶƚǁŽĚŝĨĨĞƌĞŶƚĐŝƚŝĞƐŝŶĂůŝĨŽƌŶŝĂŝŶĐůƵĚŝŶŐƚŚĞ
ŝƚŝĞƐŽĨ'ŝůƌŽLJĂŶĚ&ƌĞŵŽŶƚ͘ĂǀŝĚŝƐĐƵƌƌĞŶƚůLJƚŚĞ^ƵƉĞƌǀŝƐŝŶŐWůĂŶƐ
džĂŵŝŶĞƌŽŶďĞŚĂůĨŽĨϰ> &ĂƚWĂůŽůƚŽĂŶĚŚĂƐĂůƐŽƌĞǀŝĞǁĞĚƐŽŵĞŽĨ
ϰ> &͛ƐŽƚŚĞƌůĂƌŐĞĐŽŵƉůĞdžƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůƉƌŽũĞĐƚƐ͘
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
ŽŶƚƌĂĐƚ^ƵƉĞƌǀŝƐŝŶŐWůĂŶƐ džĂŵŝŶĞƌ
ϮϬϭϲͲWƌĞƐĞŶƚ
ĂǀŝĚŝƐĐƵƌƌĞŶƚůLJƚŚĞ^ĞŶŝŽƌ^ƵƉĞƌǀŝƐŝŶŐWůĂŶƐ džĂŵŝŶĞƌĨŽƌƚŚĞŝƚLJŽĨ
WĂůŽůƚŽŽŶďĞŚĂůĨŽĨϰ> &ǁŚĞƌĞŚĞŵĂŶĂŐĞƐĂƚĞĂŵŽĨĨŝǀĞƉůĂŶƐ
ĞdžĂŵŝŶĞƌƐĂŶĚĨƌŽŶƚĐŽƵŶƚĞƌƉĞƌƐŽŶŶĞůĂŶĚŚĞůƉƐŵĂŶĂŐĞƚŚĞǁŽƌŬůŽĂĚ
ĂŶĚǁŽƌŬĨůŽǁŽĨƚŚĞƉůĂŶƌĞǀŝĞǁĚŝǀŝƐŝŽŶŝŶĐůƵĚŝŶŐŵĂŶĂŐĞŵĞŶƚŽĨ
ĐŽŶƐƵůƚĂŶƚǁŽƌŬůŽĂĚ͘
ŝƚLJŽĨ&ƌĞŵŽŶƚ
ŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂů
ϮϬϭϱͲϮϬϭϲ
ĂǀŝĚƐĞƌǀĞĚĂƐƚŚĞŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůĨŽƌƚŚĞŝƚLJŽĨ&ƌĞŵŽŶƚǁŚĞƌĞ
ŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌŵĂŶĂŐŝŶŐĂƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚǁŝƚŚ
ĂƉƉƌŽdžŝŵĂƚĞůLJϭϮƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐ͕ϲWůĂŶƐ džĂŵŝŶĞƌƐ͕ĂŶĚƐĞǀĞƌĂů
ĨƌŽŶƚĐŽƵŶƚĞƌƐƚĂĨĨ͘&ƌĞŵŽŶƚ͕ǁŝƚŚĂƉƉƌŽdžŝŵĂƚĞůLJϮϬϬ͕ϬϬϬƌĞƐŝĚĞŶƚƐ͕ŝƐ
ŽŶĞŽĨƚŚĞůĂƌŐĞƌĐŝƚŝĞƐǁŝƚŚĂŶƵŵďĞƌŽĨůĂƌŐĞĐŽŵŵĞƌĐŝĂůĂŶĚƌĞƐŝĚĞŶƚŝĂů
ĚĞǀĞůŽƉŵĞŶƚƐ͘ ĂǀŝĚ ƌŽƵƚŝŶĞůLJ ŵĞƚ ǁŝƚŚ ŽǁŶĞƌƐ͕ ĚĞƐŝŐŶĞƌƐ͕ ĂŶĚ
ĐŽŶƚƌĂĐƚŽƌƐƚŽŚĞůƉĞdžƉĞĚŝƚĞƉƌŽũĞĐƚƐĂŶĚƉƌŽǀŝĚĞĞdžĐĞůůĞŶƚĐƵƐƚŽŵĞƌ
ƐĞƌǀŝĐĞ͘
ŝƚLJŽĨ'ŝůƌŽLJ
ŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůͬWůĂŶŚĞĐŬ ŶŐŝŶĞĞƌ
ϮϬϬϳͲϮϬϭϱ
ĂǀŝĚƐĞƌǀĞĚĂƐƚŚĞŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůĂŶĚƉƌĞǀŝŽƵƐůLJĂƐĂWůĂŶŚĞĐŬ
ŶŐŝŶĞĞƌĨŽƌƚŚĞŝƚLJŽĨ'ŝůƌŽLJĨŽƌĂƉƉƌŽdžŝŵĂƚĞůLJϴLJĞĂƌƐ͘ĂǀŝĚǁĂƐ
ƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĂĚŵŝŶŝƐƚƌĂƚŝŽŶĂŶĚĞŶĨŽƌĐĞŵĞŶƚŽĨƚŚĞƵŝůĚŝŶŐĂŶĚ
^ĂĨĞƚLJŝǀŝƐŝŽŶ͘
([SHULHQFH
27 years
(GXFDWLRQ
San Jose State University
M.S. Civil Engineering
B.S. Civil Engineering
&HUWLILFDWLRQV
CA Registered Professional Engineer
CLYLO&DOLIRUQLD#57907)
ICC Certified Building Official
ICC Certified Plans Examiner
3URIHVVLRQDO$IILOLDWLRQV
International Code Council
%XLOGLQJ'HSDUWPHQW6RIWZDUH
$FFHOD
&5:
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3HQWDPDWLRQ
/HDGHUVKLS$FDGHPLHV
/HDGHUVKLS$FDGHP\*LOUR\
3DOR$OWR$FDGHP\
02/04/20
74 of 350
JoseMartinez,CBO
BuildingOfficial/CombinationInspector/PlansExaminer
1 of 1
ExperienceSummary
JoseisanICCCertifiedBuildingOfficialwithmorethan19yearsof
experience,14ofthoseyearsworkingwithinNorthernCalifornia
BuildingDepartments.AsaBuildingOfficialJosehassuccessfully
managedthebudgetandstaffofBuildingandSafetyDepartmentsthat
includedBuildingInspection,PlanReview,andCodeEnforcement.
MostrecentlyJosehasservedastheChiefBuildingOfficialforsuch
jurisdictionsasthecitiesofEastPaloAlto,SanPablo,KingCityandthe
CountyofMendocino.AsaBuildingInspectorJosehasconducted
inspectionsoncommercialandindustrialbuildingsandhasworkedon
numerousprojectsasaProjectInspector.
SelectProfessionalExperience
4LEAF,Inc.
BuildingOfficial/PlansExaminer/CombinationInspector
2014ͲPresent
JoseiscurrentlyservingtheCountyofSanBenito,Previousassignments
includedCityofHealdsburgandSanMateoasaplansexamineron
behalfof4LEAF.InadditionJoseisoftentaskedasBuildingOfficialJose
andoverseesinspections,planreview,andcodeenforcementand
overseeingstaffmembersincludinginspectorsandpermittechnicians.
JosealsospentnearlyoneyearwiththeCityofSalinasasthePermit
CenterManagerandalsoservedtheCityofCupertinoformorethan
oneyearperformingcommercialbuildinginspectionsonalargemixedͲ
useprojectconsistingof80apartmentunitsand7,000sq.ft.of
commercialspaceaswellasthe$6BillionAppleCampus2Project.
KingCity
ChiefBuildingOfficial
2007–2014
AsChiefBuildingOfficial,JoseprovidedBuildingDepartment
managementandinspectionservicesincludingdepartment
administration,supervisionofemployees,buildinginspections,plan
checks,permitissuance,determinationofrequiredfees,andmeetings
withcontractorsandthegeneralpublic.
Experience
19+ years
Education
San Jose City College, 2007
PC 832 Laws of Arrest
Hartnell College, King City, CA, General
Studies
Certifications
ICC Certified Building Official
ICC Certified Building Plans Examiner
ICC Certified Building Inspector
ICC Certified Accessibility
Inspector/Plans Examiner
ICC Certified Residential Electrical
Inspector
ICC Certified CALGreen Inspector
ICC Certified CALGreen Plans
Examiner
IAPMO Certified Plumbing Inspector
IAPMO Certified Mechanical Inspector
ICC Certified Property Maintenance and
Housing Inspector
ICC Certified Building Code Official
ICC Certified Housing Code Official
Journeyman’s Certificate
PC832 Laws of Arrest
Certified ATC-20, SAP
Languages
English (Fluent)
Spanish (Fluent)
02/04/20
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'ĞŶĞ&ĞƌƌĞƌŽ
D WWůĂŶƐ džĂŵŝŶĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
'ĞŶĞŝƐĂ^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌǁŝƚŚŵŽƌĞƚŚĂŶϯϮLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞ
ǁŝƚŚĂŶĞŵƉŚĂƐŝƐŽŶŵĞĐŚĂŶŝĐĂů͕ĞůĞĐƚƌŝĐĂů͕ĂŶĚƉůƵŵďŝŶŐƌĞǀŝĞǁƐ͘,Ğ
ŚĂƐ ƉĞƌĨŽƌŵĞĚ Ă ŵƵůƚŝƚƵĚĞ ŽĨ ƉůĂŶ ƌĞǀŝĞǁƐ ŽŶ ƌĞƐŝĚĞŶƚŝĂů ďƵŝůĚŝŶŐƐ͕
ĐŽŵŵĞƌĐŝĂů ƐƚƌƵĐƚƵƌĞƐ͘ 'ĞŶĞ ŝƐ ĂůƐŽ ĞdžƉĞƌŝĞŶĐĞĚ ǁŝƚŚ ƚŚĞ ĐƵƐƚŽŵĞƌ
ƐĞƌǀŝĐĞĂƐƉĞĐƚƐŽĨŵƵŶŝĐŝƉĂůďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚĐŽƵŶƚĞƌƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
'ĞŶĞƉƌĞĨŽƌŵƐŽĨĨƐŝƚĞƉůĂŶƌĞǀŝĞǁƐĨŽƌŵĂŶLJŽĨϰ> &ŵƵŶŝĐŝƉĂůĐůŝĞŶƚƐ͘
'ĞŶĞƌĞǀŝĞǁƐƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌƐƚƌƵĐƚƵƌĂů͕ůŝĨĞͲ
ƐĂĨĞƚLJ͕ ƉůƵŵďŝŶŐ͕ ŵĞĐŚĂŶŝĐĂů͕ ĞůĞĐƚƌŝĐĂů͕ dŝƚůĞ Ϯϰ ŶĞƌŐLJ͕ ĂŶĚ
ĐŽŵƉůŝĂŶĐĞ͘
ŝƚLJŽĨsŝƐĂůŝĂ
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
ϭϵϵϴͲϮϬϭϲ
'ĞŶĞǁĂƐƚŚĞ^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌĨŽƌƚŚĞŝƚLJŽĨsŝƐĂůŝĂƵŶƚŝů ŚĞ
ƌĞƚŝƌĞĚŝŶĞĐĞŵďĞƌŽĨϮϬϭϲ͘&ŽƌϭϴLJĞĂƌƐ͕'ĞŶĞƌĞǀŝĞǁĞĚĐŽŵŵĞƌĐŝĂů
ĂŶĚƌĞƐŝĚĞŶƚŝĂůƉůĂŶƐĨŽƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƐ
ŝŶĐůƵĚŝŶŐŵĞĐŚĂŶŝĐĂů͕ĞůĞĐƚƌŝĐĂů͕ĂŶĚƉůƵŵďŝŶŐƌĞǀŝĞǁƐ͘'ĞŶĞƉƌŽǀŝĚĞĚ
ŐƌĞĂƚ ĐƵƐƚŽŵĞƌ ƐĞƌǀŝĐĞ ƚŽ ƚŚĞ ďƵŝůĚŝŶŐ ĂŶĚ ĚĞƐŝŐŶ ĐŽŵŵƵŶŝƚŝĞƐ ĂŶĚ
ǁŽƌŬƐĚŝůŝŐĞŶƚůLJƚŽĞŶƐƵƌĞĨĂƐƚƚƵƌŶͲĂƌŽƵŶĚƐ͘
ŝƚLJŽĨsŝƐĂůŝĂ
WůĂŶƐ džĂŵŝŶĞƌ
ϭϵϵϮͲϭϵϵϴ
WƌŝŽƌƚŽďĞŝŶŐƉƌŽŵŽƚĞĚĂƐƚŚĞ^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ͕'ĞŶĞƐƉĞŶƚƐŝdž
LJĞĂƌƐƌĞǀŝĞǁŝŶŐĞůĞĐƚƌŝĐĂů͕ŵĞĐŚĂŶŝĐĂů͕ƐƚƌƵĐƚƵƌĂů͕ĂŶĚƉůƵŵďŝŶŐƉůĂŶƐ
ĨŽƌĐŽŵƉůŝĂŶĐĞƚŽƚŚĞĂĚŽƉƚĞĚĐŽĚĞƐĂŶĚŵƵŶŝĐŝƉĂůŽƌĚŝŶĂŶĐĞƐ͘'ĞŶĞ
ĐŽŽƌĚŝŶĂƚĞĚǁŝƚŚĞŶŐŝŶĞĞƌƐ͕ĂƌĐŚŝƚĞĐƚƐ͕ĂŶĚŽǁŶĞƌƐ;ŝŶĐůƵĚŝŶŐŽǀĞƌͲƚŚĞ
ĐŽƵŶƚĞƌͿ ƚŽ ŚĞůƉ ĚĞǀĞůŽƉ ƉůĂŶƐ ƚŚĂƚ ŵĞĞƚ ƚŚĞ ďƵŝůĚŝŶŐ ĐŽĚĞ ĂŶĚ
ƉƌŽǀŝĚĞĚǀĂůƵĂďůĞŝŶƐŝŐŚƚƐƚŽĚĞƐŝŐŶĞƌƐĨŽƌƐƵĐĐĞƐƐǁŝƚŚƚŚĞŝƚLJ͘
ŝƚLJŽĨsŝƐĂůŝĂ
ƵŝůĚŝŶŐ^ĂĨĞƚLJdĞĐŚŶŝĐŝĂŶ
ϭϵϴϵͲϭϵϵϮ
Experience
32+ years
Education
College of the Sequoias Reserve
Police Officer Academy, 2005
College of the Sequoias AA Degree in
Architecture, 1991
College of the Sequoias, Building
Supervision and Inspection,
Vocational Certificate, 1993
Golden State College Building
Appraiser Certificate, 1986
Certifications
ICC Certified Building Plans Examiner
ICC Certified Building Inspector
ICC Certified Residential Combination
Inspector
02/04/20
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>ŝƐĂK͛DĂůůĞLJ
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
>ŝƐĂŚĂƐŵŽƌĞƚŚĂŶϯϬLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞǁŽƌŬŝŶŐŽŶƚŚĞĚĞƐŝŐŶ͕
ĐŽŶƐƚƌƵĐƚŝŽŶ͕ĂŶĚƉůĂŶĐŚĞĐŬƐŝĚĞƐŽĨƚŚĞďƵŝůĚŝŶŐŝŶĚƵƐƚƌLJĂŶĚďƌŝŶŐƐĂ
ĐŽŵƉůĞƚĞƵŶĚĞƌƐƚĂŶĚŝŶŐŽĨĂůůƐŝĚĞƐŽĨƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶďƵƐŝŶĞƐ Ɛ͘>ŝƐĂ
ŚĂƐǁŽƌŬĞĚĨŽƌƐĞǀĞƌĂůĂƌĐŚŝƚĞĐƚƵƌĂůĨŝƌŵƐĂŶĚŝƐǀĞƌLJĨĂŵŝůŝĂƌǁŝƚŚƚŚĞ
ĂƌĐŚŝƚĞĐƚĂŶĚŽǁŶĞƌͬĚĞǀĞůŽƉĞƌƌĞůĂƚŝŽŶƐŚŝƉĂŶĚƚŚĞĚĞƐŝŐŶĚĞĂĚůŝŶĞƐ
ĨŽƌƐƵĐĐĞƐƐĨƵůƉƌŽũĞĐƚƐ͘ƐƚŚĞŽǁŶĞƌŽĨŚĞƌŽǁŶĚĞƐŝŐŶďƵƐŝŶĞƐƐ
ƐƉĞĐŝĂůŝnjŝŶŐŝŶƐŝŶŐůĞͲĨĂŵŝůLJĂĚĚŝƚŝŽŶƐĂŶĚƌĞŵŽĚĞůƐ͕ƐŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞ
ĨŽƌŽƌĐŚĞƐƚƌĂƚŝŶŐƉƌŽũĞĐƚƐĨƌŽŵĚĞƐŝŐŶ͕ƉĞƌŵŝƚƐ͕ƚŽĨŝŶĂůĐŽŶƐƚƌƵĐƚŝŽŶͲ
ǁŽƌŬŝŶŐ ǁŝƚŚ ďƵŝůĚŝŶŐ ĚĞƉĂƌƚŵĞŶƚƐ͕ ĐŽŶƚƌĂĐƚŽƌƐ͕ ŝŶƐƉĞĐƚŽƌƐ͕ ĂŶĚŚĞƌ
ĐůŝĞŶƚƐĂůůĂůŽŶŐƚŚĞǁĂLJ͘
>ŝƐĂďƌŝŶŐƐĂƉƌŽĨĞƐƐŝŽŶĂůĂŶĚĐŽŵƉĂƐƐŝŽŶĂƚĞĂƉƉƌŽĂĐŚƚŽƉůĂŶĐŚĞĐŬŝŶŐ
ĨŽĐƵƐŝŶŐŽŶƉƌŽǀŝĚŝŶŐƐƵƉĞƌďĐƵƐƚŽŵĞƌƐĞƌǀŝĐĞĨŽƌŵƵŶŝĐŝƉĂůĐůŝĞŶƚƐĂŶĚ
ƚŚĞŝƌĂƉƉůŝĐĂŶƚƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
>ŝƐĂũŽŝŶĞĚϰ> &ĂƐĂ^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌǁŽƌŬŝŶŐƚŚĞƌĞǀŝĞǁŽĨƉůĂŶƐĨŽƌŵĂŶLJŽĨϰ> &͛ƐĐůŝĞŶƚĞůĞ͘
>ŝƐĂƌĞǀŝĞǁƐƐƚƌƵĐƚƵƌĂůĂŶĚŶŽŶͲƐƚƌƵĐƚƵƌĂůƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞϮϬϭϯ
ĂŶĚϮϬϭϲĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƐ͘
tĞƐƚŽĂƐƚŽĚĞŽŶƐƵůƚĂŶƚƐ
^ĞŶŝŽƌWůĂŶƐ džĂŵŝŶĞƌ
ƵƌŝŶŐƚŚĞϳLJĞĂƌƐƚŚĂƚƐŚĞƐƉĞŶƚǁŽƌŬŝŶŐǁŝƚŚtĞƐƚŽĂƐƚŽĚĞŽŶƐƵůƚĂŶƚƐ͕>ŝƐĂŐĂŝŶĞĚĞdžƉĞƌŝĞŶĐĞĂƐ
Ă ^ĞŶŝŽƌ WůĂŶƐ džĂŵŝŶĞƌ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ ƐŚĞ ƉƌŽǀŝĚĞĚ ƐĞůĞĐƚĞĚ ďƵŝůĚŝŶŐ ĚĞƉĂƌƚŵĞŶƚƐ ǁŝƚŚ ĐŽƵŶƚĞƌ
ĂƐƐŝƐƚĂŶĐĞŝŶĂĚĚŝƚŝŽŶƚŽƉƌŽǀŝĚŝŶŐƉůĂŶƌĞǀŝĞǁƐĨŽƌĂǀĂƌŝĞƚLJŽĨďƵŝůĚŝŶŐƉƌŽũĞĐƚƐ͘
ƵƌĞĂƵsĞƌŝƚĂƐ
WůĂŶƐ džĂŵŝŶĞƌ
>ŝƐĂǁŽƌŬĞĚǁŝƚŚƵƌĞĂƵsĞƌŝƚĂƐĨŽƌϲLJĞĂƌƐĂƐĂWůĂŶƐ džĂŵŝŶĞƌ͘^ŚĞƌĞǀŝĞǁĞĚƉůĂŶƐŝŶĂĚĚŝƚŝŽŶƚŽ
ƉƌŽǀŝĚŝŶŐĂƐƐŝƐƚĂŶĐĞĨŽƌǀĂƌŝŽƵƐďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐ͘
>ŝŶŚĂƌƚ͕WĞƚƚĞƌƐŽŶΘWŽǁĞƌƐƐƐŽĐŝĂƚĞ;>WϮͿ
WůĂŶƐ džĂŵŝŶĞƌ
>ŝƐĂǁŽƌŬĞĚǁŝƚŚ>WϮĨŽƌϳLJĞĂƌƐĂŶĚǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƉůĂŶƌĞǀŝĞǁƐĂŶĚďƵŝůĚŝŶŐĚĞƉĂƌƚŵĞŶƚƐ͘
([SHULHQFH
30+ Years
(GXFDWLRQ
University of California, Berkeley, CA
B.S. – Architecture, 1984
CSM and Canada College
A.S.± Architecture, 1982
02/04/20
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DĂĚŚĂǀŝ>ĂƚŚĂ
WůĂŶƐ džĂŵŝŶĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
DĂĚŚĂǀŝŚĂƐŵŽƌĞƚŚĂŶϭϰLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞŝŶƉůĂŶƐĞdžĂŵŝŶĂƚŝŽŶ
ƉƌŽǀŝĚŝŶŐ ĞdžƉĞƌƚŝƐĞ ŝŶ ƚŚĞ ĂůŝĨŽƌŶŝĂ ƵŝůĚŝŶŐ ŽĚĞ͘ ^ŚĞ ŝƐ ĂůƐŽ
ĞdžƉĞƌŝĞŶĐĞĚ ǁŝƚŚ ƚŚĞ ĐƵƐƚŽŵĞƌ ƐĞƌǀŝĐĞ ĂƐƉĞĐƚƐ ŽĨ ŵƵŶŝĐŝƉĂů ďƵŝůĚŝŶŐ
ĚĞƉĂƌƚŵĞŶƚ ĐŽƵŶƚĞƌƐ ĂŶĚ ƉŽƐƐĞƐƐ Ă ǁŽƌŬŝŶŐ ŬŶŽǁůĞĚŐĞ ƚŽĞdžĂŵŝŶĞ
ƉůĂŶƐ ĂŶĚ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ ĨŽƌ ZĞƐŝĚĞŶƚŝĂů ĂŶĚ ŽŵŵĞƌĐŝĂů ƉƌŽũĞĐƚƐ ƚŽ
ĞŶƐƵƌĞ ĐŽŵƉůŝĂŶĐĞ ǁŝƚŚ ĂůŝĨŽƌŶŝĂ ZĞƐŝĚĞŶƚŝĂů͕ ƵŝůĚŝŶŐ͕ DĞĐŚĂŶŝĐĂů͕
WůƵŵďŝŶŐ͕ ůĞĐƚƌŝĐĂů͕ ŶĞƌŐLJ ŽĚĞƐ ĂŶĚ 'ƌĞĞŶ ƵŝůĚŝŶŐ ^ƚĂŶĚĂƌĚƐ͕
ƌĞŐƵůĂƚŝŽŶƐΘŽƌĚŝŶĂŶĐĞƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘ͲŝƚLJŽĨWĂůŽůƚŽ
WůĂŶƐ džĂŵŝŶĞƌ
ϮϬϭϰͲWƌĞƐĞŶƚ
&ŽƌŵŽƌĞƚŚĂŶĨŝǀĞLJĞĂƌƐDĂĚŚĂǀŝŚĂƐǁŽƌŬĞĚĂƐĂƉůĂŶƐĞdžĂŵŝŶĞƌĨŽƌ
ƚŚĞŝƚLJŽĨWĂůŽůƚŽŽŶďĞŚĂůĨŽĨϰ> &͘DĂĚŚĂǀŝǁŽƌŬƐŽŶͲƐŝƚĞǁŝƚŚƚŚĞ
ƉůĂŶƌĞǀŝĞǁĚŝǀŝƐŝŽŶǁŚĞƌĞƐŚĞƌĞǀŝĞǁƐŶŽŶͲƐƚƌƵĐƚƵƌĂůƌĞƐŝĚĞŶƚŝĂůĂŶĚ
ůŝŐŚƚĐŽŵŵĞƌĐŝĂůƉůĂŶƐĨŽƌĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ͘
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ŽǀĞƌͲƚŚĞͲĐŽƵŶƚĞƌƉůĂŶƌĞǀŝĞǁǁŚĞŶĂƉƉůŝĐĂďůĞ͘
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WůĂŶZĞǀŝĞǁ džĂŵŝŶĞƌ
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DĂĚŚĂǀŝǁŽƌŬĞĚĨŽƌ^'ŽŶƐƵůƚĂŶƚƐŽŶĂǀĂƌŝĞƚLJŽĨƉůĂŶƐĨƌŽŵ
ĐůŝĞŶƚĞůĞ ƚŚƌŽƵŐŚŽƵƚ ƚŚĞ WĞŶŝŶƐƵůĂ ĨŽƌ ŶĞĂƌůLJ ϭϬ LJĞĂƌƐ͘ DĂĚŚĂǀŝ
ƌĞǀŝĞǁĞĚ ƉůĂŶƐ ĂŶĚ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ ĨŽƌ ƌĞƐŝĚĞŶƚŝĂů ĂŶĚ ĐŽŵŵĞƌĐŝĂů ƚŽ
ĞŶƐƵƌĞĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞĐƵƌƌĞŶƚďƵŝůĚŝŶŐĐŽĚĞĐLJĐůĞǁŚŝĐŚŝŶĐůƵĚĞĚ
ϮϬϬϰ͕ϮϬϬϳ͕ϮϬϭϬ͕ĂŶĚϮϬϭϯĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƐ͘DĂĚŚĂǀŝďĞĐĂŵĞ
ƉƌŽĨŝĐŝĞŶƚ ŝŶ ƌĞǀŝĞǁŝŶŐ ďƵŝůĚŝŶŐ͕ ŵĞĐŚĂŶŝĐĂů͕ ƉůƵŵďŝŶŐ͕ ĞůĞĐƚƌŝĐĂů͕
ĞŶĞƌŐLJ͕ĂŶĚŐƌĞĞŶďƵŝůĚŝŶŐƐƚĂŶĚĂƌĚƐ͘/ŶĂĚĚŝƚŝŽŶ͕ƐŚĞůĞĂƌŶĞĚŵĂŶLJŽĨ
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02/04/20
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WĞƚĞƌKůŝǀĞƌ͕^Ɖ
WůĂŶƐ džĂŵŝŶĞƌͬĞƌƚŝĨŝĞĚĐĐĞƐƐ^ƉĞĐŝĂůŝƐƚ
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džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
WĞƚĞƌ ŚĂƐ ŵŽƌĞ ƚŚĂŶ ϭϱ LJĞĂƌƐ ŽĨ ŝŶĚƵƐƚƌLJ ĞdžƉĞƌŝĞŶĐĞ ĨŽůůŽǁŝŶŐ ƚŚĞ
ĐŽŵƉůĞƚŝŽŶ ŽĨ ǀĂƌŝŽƵƐ ƌĞƐŝĚĞŶƚŝĂů͕ ĐŽŵŵĞƌĐŝĂů͕ ŝŶĚƵƐƚƌŝĂů͕ ĂŶĚ
ŝŶƐƚŝƚƵƚŝŽŶĂůƉƌŽũĞĐƚƐǁŝƚŚƐƉĞĐŝĨŝĐĂƚƚĞŶƚŝŽŶƚŽĚĞƐŝŐŶ͕ƉůĂŶƌĞǀŝĞǁ͕ĂŶĚ
ŵĂŶĂŐĞŵĞŶƚ͘ WĞƚĞƌ ŚĂƐ ƌĞǀŝĞǁĞĚ ƉůĂŶƐ ĨŽƌ ĐŽŵƉůŝĂŶĐĞ ǁŝƚŚ Ăůů
ƌĞƋƵŝƌĞŵĞŶƚƐ ŽĨ ĂůŝĨŽƌŶŝĂ ĂŶĚ &ĞĚĞƌĂů ďƵŝůĚŝŶŐ ĐŽĚĞƐ͘ WĞƚĞƌ͛Ɛ
ƌĞƐŝĚĞŶƚŝĂů ƐƉĞĐŝĂůƚŝĞƐ ŝŶĐůƵĚĞ ĞdžƚƌĞŵĞ ĨŝƌĞ ŚĂnjĂƌĚ ;th/Ϳ njŽŶĞĨŝƌĞͲ
ƌĞƐŝƐƚĂŶĐĞ ƌĞƋƵŝƌĞŵĞŶƚƐ͕ ƐǁŝŵŵŝŶŐ ƉŽŽůƐ͕ ĂŶĚ ĚƵƉůĞdžĞƐ ǁŝƚŚ ŵƵůƚŝͲ
ĨĂŵŝůLJƵŶŝƚƐ͘WĞƚĞƌ͛ƐŶŽŶͲƌĞƐŝĚĞŶƚŝĂůƐƉĞĐŝĂůƚŝĞƐŝŶĐůƵĚĞ>ŝĨĞ^ĂĨĞƚLJWůĂŶ
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ĂŶĚƌĞŶŽǀĂƚŝŽŶ͕ƌĞƚĂŝůŚĞĂůƚŚĐĞŶƚĞƌŝŶƐƚĂůůĂƚŝŽŶƐ͕ĂŶĚĂĐĐĞƐƐŝďŝůŝƚLJ͘
,ŝƐƉƌŽũĞĐƚƐŚĂǀĞŝŶǀŽůǀĞĚƌĞŶŽǀĂƚŝŽŶƵƐŝŶŐƐĐŚĞŵĂƚŝĐĚĞƐŝŐŶƚŚƌŽƵŐŚ
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WĞƚĞƌŝƐĐŽŵĨŽƌƚĂďůĞĂŶƐǁĞƌŝŶŐƋƵĞƐƚŝŽŶƐƌĞůĂƚŝŶŐƚŽƚŚĞƉĞƌŵŝƚƌĞǀŝĞǁ
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ůĞƚƚĞƌĂŶĚĞŶĨŽƌĐĞŵĞŶƚŽĨƚŚĞůĂƚĞƐƚďƵŝůĚŝŶŐĐŽĚĞƐĂŶĚƚŚĞŝƌĂƉƉůŝĐĂďŝůŝƚLJ͘
WĞƚĞƌŝƐĞdžƉĞƌŝĞŶĐĞĚŝŶK^,WϯƌĞǀŝĞǁĨŽƌŵĞĚŝĐĂůĐůŝŶŝĐƐĐŽŵƉůŝĂŶĐĞ
ǁŝƚŚĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞƌĞƋƵŝƌĞŵĞŶƚƐ͘WĞƚĞƌŚĂƐǁŽƌŬĞĚŽŶƉƌŽũĞĐƚƐ
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^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
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ƚŚƌŽƵŐŚŽƵƚĂůŝĨŽƌŶŝĂ͘,ĞŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌůŝĨĞƐĂĨĞƚLJ͕ĂĐĐĞƐƐŝďŝůŝƚLJ͕ĨŝƌĞ͕
ĂŶĚK^,WƉůĂŶZĞǀŝĞǁ͘WĞƚĞƌŚĂƐǁŽƌŬĞĚŽŶŚƵŶĚƌĞĚƐŽĨƉƌŽũĞĐƚƐǁŝƚŚ
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x tLJŶŶĂƐŝŶŽ,ŽƚĞůZĞƐŽƌƚ͕ ǀĞƌĞƚƚ͕D
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x ĚǀĞŶƚŝƐƚ,ĞĂůƚŚĂŵƉƵƐ͕ZŽƐĞǀŝůůĞ͕
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ŵĂŶĂŐĞŵĞŶƚͬƐƵƉĞƌǀŝƐŽƌLJĐĂƉĂĐŝƚLJ͘:ŽƐĞƉŚ͛ƐŵĂŶLJLJĞĂƌƐŽĨĞdžƉĞƌŝĞŶĐĞ
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ĐŽĚĞ ĞŶĨŽƌĐĞŵĞŶƚ͕ ĚĞƉĂƌƚŵĞŶƚ ƐƚĂĨĨŝŶŐ͕ ŵŽƚŝǀĂƚŝŶŐ ĂŶĚ ƚƌĂŝŶŝŶŐ͕
ŽƉĞƌĂƚŝŽŶĂůŵĂŶĂŐĞŵĞŶƚƉŚŝůŽƐŽƉŚŝĞƐ͕ĂŶĚĐƵƐƚŽŵĞƌƐĞƌǀŝĐĞƉƌŽŐƌĂŵƐ͘
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ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌŚĂƐŵŽƌĞƚŚĂŶϮϬLJĞĂƌƐŽĨƐĞŶŝŽƌͲůĞǀĞůĐŽŵŵĞƌĐŝĂů
ĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚĞdžƉĞƌŝĞŶĐĞ͕ǁŝƚŚƐƉĞĐŝĂůĞŵƉŚĂƐŝƐŽŶ
> ĞĚƵĐĂƚŝŽŶĂů ĂŶĚ ŐŽǀĞƌŶŵĞŶƚĂů ďƵŝůĚŝŶŐƐ͘ ,Ğ ŚĂƐ ĞdžƚĞŶƐŝǀĞ
ŬŶŽǁůĞĚŐĞŽĨĂŶĚĞdžƉĞƌŝĞŶĐĞĂƉƉůLJŝŶŐ͕ŝŵƉůĞŵĞŶƚŝŶŐ͕ĂŶĚĞŶĨŽƌĐŝŶŐƚŚĞ
/ŶƚĞƌŶĂƚŝŽŶĂůƵŝůĚŝŶŐŽĚĞƐ͘ŚƌŝƐƚŽƉŚĞƌŚĂƐĐŽŵƉůĞƚĞƵŶĚĞƌƐƚĂŶĚŝŶŐ
ĂŶĚ ƉƌŽĨŝĐŝĞŶĐLJ ǁŝƚŚ Ăůů ŵĂũŽƌ ĐŽŶƐƚƌƵĐƚŝŽŶ ŵĞƚŚŽĚƐ ĂŶĚ ƉƌŽĐĞĚƵƌĞƐ
ŝŶĐůƵĚŝŶŐŚĂŶĚƐͲŽŶŵĂŶĂŐĞŵĞŶƚĞdžƉĞƌŝĞŶĐĞĂƐďŽƚŚĂŐĞŶĞƌĂůĂŶĚ
ƐƵďĐŽŶƚƌĂĐƚŽƌƌĞƉƌĞƐĞŶƚĂƚŝǀĞĂŶĚŽǀĞƌƐĞĞƌ͘,ĞŚĂƐƉƌŽǀŝĚĞĚŽǀĞƌƐĞǀĞŶ
LJĞĂƌƐŽĨĞĚƵĐĂƚŝŽŶĂůƚƌĂŝŶŝŶŐƉƌŽŐƌĂŵƐŝŶĐŽŽƌĚŝŶĂƚŝŽŶŽƵŶĐŝůĂŶĚĨŽƌ
ƚŚĞĐŽůůĞŐĞĐƵƌƌŝĐƵůƵŵƐ͘
ŚƌŝƐƚŽƉŚĞƌŚĂƐŬŶŽǁůĞĚŐĞŽĨďƵŝůĚŝŶŐĐŽĚĞƐĨŽƌůŽĐĂů͕ƐƚĂƚĞĂŶĚĨĞĚĞƌĂů
ŽƌĚŝŶĂŶĐĞƐ ʹ /͕ hD͕ hW͕ E&W͕ E ͕ K^,͕ ĂŶĚ ŚĞĂůƚŚ
ƌĞŐƵůĂƚŝŽŶƐ͘ ŚƌŝƐ ŚĂƐ ĐŽŵƉůĞƚĞĚ ƐĞǀĞƌĂů ďŝůůŝŽŶͲĚŽůůĂƌ ĐŽŶƐƚƌƵĐƚŝŽŶ
ƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ͗
ͲƉƉůĞĂŵƉƵƐϮ͗ΨϲŝůůŝŽŶ
ͲsDǁĂƌĞŽƌƉŽƌĂƚĞĂŵƉƵƐ͗Ψϭ͘ϯŝůůŝŽŶ
ͲŽƌƌĞĐƚŝŽŶĂů,ĞĂůƚŚĐĂƌĞĂƌĞ&ĂĐŝůŝƚLJ͗Ψϭ͘ϮŝůůŝŽŶ
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
ƉƉůĞĂŵƉƵƐϮ͕ƵƉĞƌƚŝŶŽ͕
>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ŚƌŝƐǁĂƐƚŚĞ>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌŵĂŶĂŐŝŶŐƚŚĞŽŶͲƐŝƚĞŽƉĞƌĂƚŝŽŶƐŽĨ
ƚŚĞWƌŽũĞĐƚdĞĂŵǁŝƚŚϰ> &͕/ŶĐ͘dŚĞĐŽŶƐƚƌƵĐƚŝŽŶƐƉĂŶŶĞĚŶĞĂƌůLJϭϴϬ
ĂĐƌĞƐĂŶĚĂƉƉƌŽdžŝŵĂƚĞůLJϰŵŝůůŝŽŶ^Ƌ͘&ƚ͘ŽĨĐŽŶƐƚƌƵĐƚŝŽŶ͘dŚĞĐĂŵƉƵƐ
ŝŶĐůƵĚĞƐĂϮ͘ϴDŝůůŝŽŶ^Ƌ͘&ƚ͘DĂŝŶƵŝůĚŝŶŐǁŝƚŚƐƵďƚĞƌƌĂŶĞĂŶƉĂƌŬŝŶŐ͕
ŽƌƉŽƌĂƚĞ &ŝƚŶĞƐƐ ĞŶƚĞƌ͕ ŽƌƉŽƌĂƚĞ ƵĚŝƚŽƌŝƵŵ͕ ƚǁŽ ĂďŽǀĞ ŐƌĂĚĞ
WĂƌŬŝŶŐ^ƚƌƵĐƚƵƌĞƐ͕ĞŶƚƌĂůhƚŝůŝƚLJWůĂŶƚ͕ĂŶĚϲϬϬ͕ϬϬϬ^Ƌ͘&ƚ͘ŽĨZĞƐĞĂƌĐŚ
ĂŶĚĞǀĞůŽƉŵĞŶƚƵŝůĚŝŶŐƐ͘ŚƌŝƐǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĐŽŽƌĚŝŶĂƚŝŽŶ
ŽĨŝŶƐƉĞĐƚŝŽŶƐĂƐǁĞůůĂƐƚŚĞĨŝŶĂůĂƉƉƌŽǀĂůŽŶďĞŚĂůĨŽĨƚŚĞƵƚŚŽƌŝƚLJ
,ĂǀŝŶŐ:ƵƌŝƐĚŝĐƚŝŽŶ͘ŚƌŝƐƌŽƵƚŝŶĞůLJƉĂĐŬĂŐĞĚŵŝůĞƐƚŽŶĞƐĨŽƌƚŚĞŝƚLJ͛Ɛ
ŚŝĞĨƵŝůĚŝŶŐKĨĨŝĐŝĂůĨŽƌĂƉƉƌŽǀĂů͘dŚŝƐƉƌŽũĞĐƚƌĞĐĞŝǀĞĚĂůůĞƌƚŝĨŝĐĂƚĞƐ
ŽĨKĐĐƵƉĂŶĐLJŝŶĞĐĞŵďĞƌŽĨϮϬϭϴ͘
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ICC Fire Inspector II
ICC Accessibility Inspector/Plans Examiner
ICC Building Inspector
ICC Building Plans Examiner
ICC CA Building Plans Examiner
ICC CA Combination Inspector
ICC CA Commercial Building Inspector
ICC CA Commercial Combination Inspector
ICC CA Commercial Electrical Inspector
ICC CA Commercial Mechanical Inspector
ICC CA Commercial Plumbing Inspector
ICC CA Residential Building Inspector
ICC CA Residential Electrical Inspector
ICC CA Residential Mechanical Inspector
ICC CA Residential Plumbing Inspector
ICC Certified Building Code Official
ICC Certified Building Official
ICC Combination Inspector
ICC Combination Inspector - Legacy
ICC Commercial Combination Inspector
ICC Electrical Inspector
ICC Mechanical Inspector
ICC Mechanical Inspector UMC
ICC Plumbing Inspector
ICC Plumbing Inspector UPC
Heartsaver AED-CPR
3URIHVVLRQDO$IILOLDWLRQV
International Code Council
Southern Nevada Building Officials
Association / World Building Officials
Association-International Code Council
Served on committees for Las Vegas Area
Building and Fire Departments to
amend and adopt the International
Building Codes
02/04/20
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RI
ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌ͕K͕K^,W
ŽLJŽƚĞsĂůůĞLJ ŶƚĞƌƚĂŝŶŵĞŶƚ ŶƚĞƌƉƌŝƐĞƐ͕hŬŝĂŚ͕
/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ
ŚƌŝƐƚŽƉŚĞƌŝƐĐƵƌƌĞŶƚůLJƚŚĞ/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚĨŽƌƚŚĞWŽŵŽ/ŶĚŝĂŶdƌŝďĞĨŽƌƉƌŽũĞĐƚƐŝŶhŬŝĂŚ͕͘dŚĞƐĞ
ƉƌŽũĞĐƚƐĐŽŶƐŝƐƚŽĨĂŽŶĞͲƐƚŽƌLJΨϭϳDŝůůŝŽŶĂƐŝŶŽ͕,ŽƚĞů͕ĂŶĚƚǁŽĚŝĨĨĞƌĞŶƚŚŽƵƐŝŶŐƚƌĂĐƚƐ͘ŚƌŝƐƚŽƉŚĞƌŝƐ
ƌĞƐƉŽŶƐŝďůĞ ĨŽƌ Ăůů ƚƌĂĚĞƐ ĂƐ ǁĞůů ĂƐ ƉƌŽĚƵĐŝŶŐ ŝŶƐƉĞĐƚŝŽŶ ƌĞƉŽƌƚƐ ĨŽƌ Ăůů ƉƌŽũĞĐƚƐ ƚŽ ĚĞŵŽŶƐƚƌĂƚĞ
ĐŽŶĨŽƌŵĂŶĐĞƚŽƚŚĞϮϬϭϱĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ͘
ŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽWƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ;WhͿ͕ZĞĚǁŽŽĚŝƚLJ͕
/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ
ŚƌŝƐƚŽƉŚĞƌŚĂƐďĞĞŶĂƐƐŝƐƚŝŶŐǁŝƚŚϰ> &͛ƐWhWƌŽŐƌĂŵĨŽƌƚŚĞŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ͘ϰ> &ŝƐĐƵƌƌĞŶƚůLJ
ƉĞƌĨŽƌŵŝŶŐ/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚƐĞƌǀŝĐĞƐĨŽƌŵƵůƚŝƉůĞƉƌŽũĞĐƚƐŽŶďĞŚĂůĨŽĨƚŚĞŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽ͛Ɛ
WƌŽũĞĐƚĞǀĞůŽƉŵĞŶƚhŶŝƚ͘dŚŝƐΨϵϬϬDŝůůŝŽŶƉƌŽŐƌĂŵĐŽŶƐŝƐƚƐŽĨƵƉƚŽϭϴƉƌŽũĞĐƚƐŽǀĞƌƚŚĞĐŽƵƌƐĞŽĨ
ŵŽƌĞƚŚĂŶĨŝǀĞLJĞĂƌƐ͘ϰ> &ŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĐŽŵďŝŶĂƚŝŽŶŝŶƐƉĞĐƚŝŽŶƐĂŶĚŝŶƐƉĞĐƚŝŽŶƌĞƉŽƌƚƐƌĞůĂƚĞĚ
ƚŽĂůůƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ ƐƐĞŶƚŝĂů^ĞƌǀŝĐĞ&ĂĐŝůŝƚŝĞƐ͕WĂƌŬŝŶŐ'ĂƌĂŐĞƐ͕DĞĚŝĐĂů&ĂĐŝůŝƚŝĞƐ͕ŶŝŵĂů^ŚĞůƚĞƌƐ͕
&ŝƌĞ^ƚĂƚŝŽŶƐ͕ĂŶĚŽƚŚĞƌŽƵŶƚLJďƵŝůĚŝŶŐƐ͘^ĂŵƉůĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞ͗
^ŬLJůŽŶĚĂ&ŝƌĞ^ƚĂƚŝŽŶηϱϴ
dŚŝƐƉƌŽũĞĐƚĐŽŶƐŝƐƚƐŽĨĂďĂƌƌĂĐŬƐͬŽĨĨŝĐĞďƵŝůĚŝŶŐĐŽŶƐŽůŝĚĂƚŝŶŐ ƚŚĞ
ĨƵŶĐƚŝŽŶƐĂŶĚŽƉĞƌĂƚŝŽŶƐŽĨƚǁŽĞdžŝƐƚŝŶŐƐƚƌƵĐƚƵƌĞƐŝŶƚŽĂƐŝŶŐůĞƐƚƌƵĐƚƵƌĞ͘
dŚĞďĂƌƌĂĐŬƐͬŽĨĨŝĐĞďƵŝůĚŝŶŐǁŝůůĐŽŶƚĂŝŶĂĚŵŝŶŝƐƚƌĂƚŝǀĞŽĨĨŝĐĞƐĂŶĚƌĞůĂƚĞĚ
ƐƵƉƉŽƌƚƐƉĂĐĞƐ͕ĐŽŶĨĞƌĞŶĐĞĂŶĚƚƌĂŝŶŝŶŐƌŽŽŵƐ͕ĂŬŝƚĐŚĞŶĂŶĚĚŝŶŝŶŐƌŽŽŵ͕
ĚĂLJƌŽŽŵ͕ĚŽƌŵƌŽŽŵƐ͕ĨŝƚŶĞƐƐƌŽŽŵƐ͕ƐŚŽǁĞƌƐĂŶĚƌĞƐƚƌŽŽŵƐ͘ŶĞǁ
ƉƌŝŵĂƌLJ ǀĞŚŝĐƵůĂƌ ĂĐĐĞƐƐ ĐŽŶŶĞĐƚŝŽŶ ƐŚĂůů ďĞ ƉƌŽǀŝĚĞĚ ƚŽ ^ŬLJůŝŶĞ
ŽƵůĞǀĂƌĚ ƚŽ ĨĂĐŝůŝƚĂƚĞ ŝŵƉƌŽǀĞĚ ƚƌĂĨĨŝĐ ƐŝŐŚƚůŝŶĞƐ ĂŶĚ ǀĞŚŝĐůĞ ƚƵƌŶŝŶŐ
ƌĂĚŝƵƐĞƐ͘
ŶŝŵĂů^ŚĞůƚĞƌ
dŚĞŽƵŶƚLJŽĨ^ĂŶDĂƚĞŽŝƐĐŽŶƐƚƌƵĐƚŝŶŐĂŶĞǁĂŶŝŵĂůƐŚĞůƚĞƌƚŚĂƚǁŝůůďĞ
ůŽĐĂƚĞĚĂƚƚŚĞŽLJŽƚĞƉŽŝŶƚƐŝƚĞŽĨƚŚĞĐƵƌƌĞŶƚĂŶŝŵĂůƐŚĞůƚĞƌƚŽƌĞƉůĂĐĞ
ƚŚĞ ĞdžŝƐƚŝŶŐ ƐŚĞůƚĞƌ ďƵŝůĚŝŶŐƐ͘ dŚŝƐ ĞƐŝŐŶͲƵŝůĚ ƉƌŽũĞĐƚ ǁŝůůĐŽŶƚĂŝŶ
ƉƌŽŐƌĂŵŵĞĚƐƉĂĐĞĨŽƌĂǀĂƌŝĞƚLJŽĨŵĂŶĚĂƚĞĚĂŶŝŵĂůĐĂƌĞƐĞƌǀŝĐĞƐ͕ůŝŵŝƚĞĚ
ĐŽŵŵƵŶŝƚLJ ƐĞƌǀŝĐĞƐ͕ ĐůŝŶŝĐ ƐĞƌǀŝĐĞƐ͕ ĂŶĚ ĂĚŵŝŶŝƐƚƌĂƚŝǀĞ ƐĞƌǀŝĐĞƐ͘ dŚĞ
ƉƌŽũĞĐƚĐƵƌƌĞŶƚůLJƵŶĚĞƌǁĂLJǁŝůůƌĞƉůĂĐĞƚŚĞĞdžŝƐƚŝŶŐĨĂĐŝůŝƚLJǁŝƚŚĂŶĞǁ
ĂƉƉƌŽdžŝŵĂƚĞůLJϮϳ͕ϬϬϬƐƋƵĂƌĞĨŽŽƚĂŶŝŵĂůƐŚĞůƚĞƌĨĂĐŝůŝƚLJ͘
ĂůŝĨŽƌŶŝĂ,ĞĂůƚŚĂƌĞ&ĂĐŝůŝƚLJ͕^ƚŽĐŬƚŽŶ͕
^ĞŶŝŽƌ/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ
ŚƌŝƐƚŽƉŚĞƌƐĞƌǀĞĚĂƐƚŚĞ^ĞŶŝŽƌ/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚĨŽƌƚŚĞΨϭ͘ϮďŝůůŝŽŶĂŶĚϭ͘ϮŵŝůůŝŽŶƐƋƵĂƌĞĨŽŽƚ
ĐŽƌƌĞĐƚŝŽŶĂůŚĞĂůƚŚĐĂƌĞĨĂĐŝůŝƚLJŽŶĂϭϰϰͲĂĐƌĞƐŝƚĞ͘dŚĞ,&Ͳ^ƚŽĐŬƚŽŶƉƌŽũĞĐƚƉƌŽǀŝĚĞƐƐƵďͲĂĐƵƚĞŵĞĚŝĐĂů
ĂŶĚ ŵĞŶƚĂů ŚĞĂůƚŚ ĐĂƌĞ ƚŽ ĂƉƉƌŽdžŝŵĂƚĞůLJ Ϯ͕ϴϳϬ ŝŶŵĂƚĞ ƉĂƚŝĞŶƚƐ ŽĨ Ăůů ƐĞĐƵƌŝƚLJ ůĞǀĞůƐ͘ ŚƌŝƐƚŽƉŚĞƌ͛Ɛ
ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞĚŝŶƐƉĞĐƚŝŽŶŽĨĐŝǀŝů͕ĐŽŵƉůŝĂŶĐĞ͕ƐƚƌƵĐƚƵƌĂů͕ŵĞĐŚĂŶŝĐĂů͕ƉƵŵƉƐ͕ƉŝƉĞůŝŶĞƐ͕
ƉůƵŵďŝŶŐ͕ĞůĞĐƚƌŝĐĂů͕ĨŝƌĞĂůĂƌŵ͕ĨŝƌĞƐƉƌŝŶŬůĞƌ͕ĂŶĚƐŝƚĞǁŽƌŬ͘
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ZŽLJ͞ŽƵŐ͟ZĂLJ
WƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌͬ^ĞŶŝŽƌƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ŽƵŐ ŝƐ Ă ĐĞƌƚŝĨŝĞĚ ƵŝůĚŝŶŐ /ŶƐƉĞĐƚŽƌ ǁŝƚŚ ŵŽƌĞ ƚŚĂŶ ϯϱ LJĞĂƌƐŽĨ
ĐŽŶƐƚƌƵĐƚŝŽŶĞdžƉĞƌŝĞŶĐĞ͘ƐĂ^ĞŶŝŽƌWƌŽũĞĐƚDĂŶĂŐĞƌ͕ŚĞŚĂƐŵĂŶĂŐĞĚ
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ŽƵŐ ƐĞƌǀĞĚ ĂƐ /ŶƐƉĞĐƚŽƌ ŽĨ ZĞĐŽƌĚ ƐĞƌǀŝĐĞƐ ŽŶ ŵƵůƚŝƉůĞ ĐĂŵƉƵƐ
ƉƌŽũĞĐƚƐĂƚƚŚĞhŶŝǀĞƌƐŝƚLJƚŽĂƐƐƵƌĞĐŽŶĨŽƌŵĂŶĐĞĂŶĚĐŽŵƉůŝĂŶĐĞǁŝƚŚ
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/ŶƐƉĞĐƚŽƌƐ ŽŶ ƚŚĞ ƉƉůĞ ĂŵƉƵƐ Ϯ
ƉƌŽũĞĐƚ ŝŶ ƵƉĞƌƚŝŶŽ ǁŚĞƌĞ ŚĞ ůĞĂĚƐ Ă
ƚĞĂŵŽĨĂƉƉƌŽdžŝŵĂƚĞůLJϭϬŝŶƐƉĞĐƚŽƌƐŽŶ
ƚŚĞ Ϯ͘ϴ DŝůůŝŽŶ ^Ƌ͘ &ƚ͘ DĂŝŶ ƵŝůĚŝŶŐ
ƉĞƌĨŽƌŵŝŶŐŝŶƐƉĞĐƚŝŽŶƐŽĨĂůůƚƌĂĚĞƐĨŽƌ
ƚŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌƐĂŶĚĂǀĂƌŝĞƚLJŽĨƐƵďĐŽŶƚƌĂĐƚŽƌƐ͘ŽƵŐǁĂƐĂůƐŽ
ƌĞƐƉŽŶƐŝďůĞĨŽƌĚŝƐƉĂƚĐŚŝŶŐĂŶĚŽƌŐĂŶŝnjŝŶŐĚĂŝůLJƌĞƉŽƌƚƐĂŶĚĂĐƚŝǀŝƚŝĞƐ͘
EĞǁŵĂƌŬ<ŶŝŐŚƚ&ƌĂŶŬ
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ŽƵŐǁĂƐĂ^ĞŶŝŽƌWƌŽŐƌĂŵDĂŶĂŐĞƌĨŽƌĂƌĞĂůĞƐƚĂƚĞŵĂŶĂŐĞŵĞŶƚĨŝƌŵ
ǁŝƚŚϮϮϬŽĨĨŝĐĞƐǁŽƌůĚǁŝĚĞĂŶĚĂƉƉƌŽdžŝŵĂƚĞůLJϳ͕ϯϬϬĞŵƉůŽLJĞĞƐ͘ŽƵŐ
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02/04/20
83 of 350
RI
ŽƵŐZĂLJ
ƌĞůŽĐĂƚĞĚƚŚĞǀĂLJĂĐĂŵƉƵƐƚŽĂŶĞǁůŽĐĂƚŝŽŶŝŶ^ĂŶƚĂůĂƌĂǁŚŝĐŚŝŶĐůƵĚĞĚŽǀĞƌƐĞĞŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶ
ĨƌŽŵ ƚŚĞ ŝŶŝƚŝĂů ƉŚĂƐĞ ƚŽ ƉƌŽũĞĐƚ ĐůŽƐĞ ŽƵƚ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ ŽƵŐ ĂůƐŽ ŽǀĞƌƐĂǁ ŶƵŵĞƌŽƵƐ ƚĞŶĂŶƚ
ŝŵƉƌŽǀĞŵĞŶƚƐ ŝŶ ^ĂŶƚĂ ůĂƌĂ ĂŶĚ ^ĂŶ &ƌĂŶĐŝƐĐŽ ǁŚŝĐŚ ŝŶĐůƵĚĞĚ ĨŝƌĞƐƉƌŝŶŬůĞƌƐLJƐƚĞŵƐ͕ƌŽŽĨ
ƌĞƉůĂĐĞŵĞŶƚƐ͕ĂŶĚƉĂǀŝŶŐƉƌŽũĞĐƚƐ͘
hŶŝƚĞĚWĂƌĐĞů^ĞƌǀŝĐĞ͕sĂƌŝŽƵƐ>ŽĐĂƚŝŽŶƐ
ϭϵϴϰͲϮϬϭϬ
&ŽƌŵŽƌĞƚŚĂŶϮϱLJĞĂƌƐŽƵŐƐƚĞĂĚŝůLJĂĚǀĂŶĐĞĚƚŚƌŽƵŐŚƚŚĞƌĂŶŬƐŽĨĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚ͕
ĞŶŐŝŶĞĞƌŝŶŐ͕ ĂŶĚ ĚŝƐƚƌŝĐƚ ŵĂŶĂŐĞŵĞŶƚ͘ ,Ğ ǁŽŶ ŶƵŵĞƌŽƵƐ ĂǁĂƌĚƐ ĂŶĚ ƉƌŽŵŽƚŝŽŶƐ ĨŽƌ ŵĞĞƚŝŶŐ
ĐŽƌƉŽƌĂƚĞŐŽĂůƐĂŶĚĐŽŶƐŝƐƚĞŶƚůLJĐŽŵƉůĞƚŝŶŐĚŝĨĨŝĐƵůƚĂƐƐŝŐŶŵĞŶƚƐŽŶƐĐŚĞĚƵůĞĂŶĚǁŝƚŚŝŶďƵĚŐĞƚ͘
WůĂŶƚ ŶŐŝŶĞĞƌŝŶŐƌĞĂDĂŶĂŐĞƌĨŽƌEŽƌƚŚĞƌŶĂůŝĨŽƌŶŝĂ
ϭϵϵϰͲϮϬϭϬ
WƌŽŵŽƚĞĚƚŽƚƵƌŶĂƌŽƵŶĚƚŚĞEŽƌƚŚĞƌŶĂůŝĨŽƌŶŝĂƌĞĂĂŶĚƌĞƉůĂĐĞƚŚĞƉƌĞǀŝŽƵƐŵĂŶĂŐĞƌ͕ǁŚŽǁĂƐŶŽƚ
ĂĐŚŝĞǀŝŶŐŐŽĂůƐĂƐĚĞĨŝŶĞĚďLJƚŚĞ͞hW^ĂůĂŶĐĞ^ĐŽƌĞĂƌĚ͘͟^ĞƌǀŝĐĞƌĞƐƵůƚƐŚĂĚďĞĞŶƉŽŽƌĂŶĚĐŽƐƚƐ
ǁĞƌĞƚŽŽŚŝŐŚ͘ŽƵŐŵĂŶĂŐĞĚĂϰϰͲƉĞƌƐŽŶƐƚĂĨĨǁŽƌŬŝŶŐŽǀĞƌϯhW^ŽƉĞƌĂƚŝŶŐĚŝƐƚƌŝĐƚƐĂŶĚĐŽǀĞƌŝŶŐϰϬ
ĨĂĐŝůŝƚŝĞƐʹǁŝƚŚĨƵůůLJĂĐĐŽƵŶƚĂďŝůŝƚLJĨŽƌĨĂĐŝůŝƚLJŽƉĞƌĂƚŝŽŶƐƚŚĂƚĂĨĨĞĐƚĞĚŽǀĞƌϭ͕ϬϬϬƐƚĂĨĨ͘
WƌŽŵŽƚĞĚƚŽWůĂŶƚ ŶŐŝŶĞĞƌŝŶŐŝƐƚƌŝĐƚDĂŶĂŐĞƌ
;ϭϵϵϬʹϭϵϵϰͿ
ŽƵŐďƵŝůƚĂƌĞƉƵƚĂƚŝŽŶĨŽƌĞdžĐĞƉƚŝŽŶĂůĐŽŵƉĞƚĞŶĐĞĂŶĚĂĚǀĂŶĐĞĚƚŽƉƌŽŐƌĞƐƐŝǀĞůLJƚŽůĂƌŐĞƌĂŶĚŵŽƌĞ
ĚŝĨĨŝĐƵůƚ ŝƐƚƌŝĐƚƐ͘ ŽŶƐŝƐƚĞŶƚůLJ ŐŽŽĚ ƌĞƐƵůƚƐ ůĞĚ ƚŽ ďĞŝŶŐ ƉƌŽŵŽƚĞĚ ƚŽ ƌĞĂ DĂŶĂŐĞƌ͘ ƐƚĂďůŝƐŚĞĚ
ƉƌŽŐƌĂŵƐĂŶĚƉƌŽĐĞƐƐĞƐƚŚĂƚŝŵƉƌŽǀĞĚŽǀĞƌĂůůƉĞƌĨŽƌŵĂŶĐĞŽĨƉĞƌƐŽŶŶĞů͘ĞǀĞůŽƉĞĚĂŶĞŶŐŝŶĞĞƌŝŶŐ
ĚĞƉĂƌƚŵĞŶƚƚŚĂƚǁĂƐƵŶŝƋƵĞůLJĐĂƉĂďůĞŽĨŚĂŶĚůŝŶŐĂůůƚŚĞƉƌŽũĞĐƚƐĂƐƐŝŐŶĞĚƚŽƚŚĞŝƐƚƌŝĐƚ;ŝŶĐůƵĚŝŶŐ
ĞdžĐĞƉƚŝŽŶĂůůLJůĂƌŐĞƉƌŽũĞĐƚƐͿ͘
ŽŶƐƚƌƵĐƚŝŽŶWƌŽũĞĐƚDĂŶĂŐĞŵĞŶƚDĂŶĂŐĞƌ
;ϭϵϴϰʹϭϵϵϬͿ
/ŶŝƚŝĂůůLJ ŚŝƌĞĚ ƚŽ ĐŽŵƉůĞƚĞ ƐĞǀĞƌĂů ĐŽŶƐƚƌƵĐƚŝŽŶ ƉƌŽũĞĐƚƐ ŽŶ ƚŝŵĞ͘ŽŶƐŝƐƚĞŶƚůLJĚĞůŝǀĞƌĞĚƌĞƐƵůƚƐĂƐ
ƉƌŽŵŝƐĞĚ͖ ŽŶ ƐĐŚĞĚƵůĞ͕ ĂŶĚ ǁŝƚŚŝŶ ďƵĚŐĞƚ͘ ƐƐŝŐŶĞĚ ƚŽ ůĂƌŐĞ ĐĂƉŝƚĂů ƉƌŽũĞĐƚƐĂŶĚǁŝƚŚŝŶŽŶĞLJĞĂƌ
ĂĚǀĂŶĐĞĚŵƵĐŚĨĂƐƚĞƌƚŚĂŶƉĞĞƌƐ͘ĐŚŝĞǀĞĚŽŶƐƚƌƵĐƚŝŽŶWƌŽũĞĐƚDĂŶĂŐĞƌŽĨƚŚĞzĞĂƌĨŽƌĞdžĐĞƉƚŝŽŶĂů
ƉĞƌĨŽƌŵĂŶĐĞŝŶƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚͲŵĂŶĂŐŝŶŐƚŚĞĚĞƐŝŐŶ͕ĐŽŶƐƚƌƵĐƚŝŽŶ͕ĂŶĚĐŽŶƚƌĂĐƚŽƌƐĞůĞĐƚŝŽŶĨŽƌĂ
ůĂƌŐĞhW^ŝƐƚƌŝďƵƚŝŽŶ,Ƶď
^ĞůĞĐƚĞĚWƌŽũĞĐƚĞƐĐƌŝƉƚŝŽŶ͗
dŚĞĨŽůůŽǁŝŶŐŝƐĂůŝƐƚŽĨƐŽŵĞŽĨƚŚĞƚLJƉĞƐĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐĐŽŵƉůĞƚĞĚ͘DŽƐƚŽĨƚŚĞƐĞƉƌŽũĞĐƚƐ
ďĞŐĂŶŝŶƚŚĞĨĞĂƐŝďŝůŝƚLJƐƚĂŐĞĂŶĚǁĞŶƚƚŚƌŽƵŐŚƉƌŽũĞĐƚĐŽŵƉůĞƚŝŽŶĂŶĚŵŽǀĞŝŶ͘
xϮϬϬ͕ϬϬϬ^& ŝƐƚƌŝďƵƚŝŽŶ &ĂĐŝůŝƚLJ͘dŚĞĐŽŵƉůĞƚĞĚĨĂĐŝůŝƚLJŝŶĐůƵĚĞĚƐĞǀĞƌĂů ďƵŝůĚŝŶŐƐǁŝƚŚƚŚĞ
ůĂƌŐĞƐƚĂƌŽƵŶĚϭϲϬ͕ϬϬϬ^&͘dŚĞŵĂŝŶďƵŝůĚŝŶŐǁĂƐĐŽŶƐƚƌƵĐƚĞĚŽĨƐƚĞĞůĂŶĚĐŽŶĐƌĞƚĞ͘tŽƌŬ
ŝŶƐŝĚĞƚŚĞďƵŝůĚŝŶŐŝŶĐůƵĚĞĚ͕ůĂƌŐĞĂŶĚƐŵĂůůƚƌƵĐŬƌĞƉĂŝƌĨĂĐŝůŝƚŝĞƐ͕ƐĞǀĞƌĂůůĂƌŐĞŽĨĨŝĐĞĐŽŵƉůĞdžĞƐ͕
ĂůĂƌŐĞĞůĞĐƚƌŝĐĂůĚŝƐƚƌŝďƵƚŝŽŶϰϴϬǀϯƉŚĂƐĞDĂŶĚDƚŽƉƌŽǀŝĚĞƉŽǁĞƌĨŽƌƚŚĞĨĂĐŝůŝƚLJĂŶĚ
ĐŽŶǀĞLJŽƌƐLJƐƚĞŵ͘dŚĞŽƚŚĞƌďƵŝůĚŝŶŐƐĐŽŶƐŝƐƚĞĚŽĨĂƚƌƵĐŬǁĂƐŚŝŶŐ ĨĂĐŝůŝƚLJ͕ ƌĞŵŽƚĞ ŽĨĨŝĐĞ
ďƵŝůĚŝŶŐ͕ ĂŶĚ ŐƵĂƌĚ ĨĂĐŝůŝƚŝĞƐ͘ dŚĞ ƚŽƚĂů ƐŝƚĞ ŝŶĐůƵĚĞĚ͖ ĂŶ ĞŵƉůŽLJĞĞ ƉĂƌŬŝŶŐ ůŽƚ͕ ƐĞŵŝͲƚƌƵĐŬ
ƐƚĂŐŝŶŐ͕ĂŶĚĨƵĞůŝƐůĂŶĚƐĨŽƌĚŝĞƐĞůĂŶĚŐĂƐŽůŝŶĞ͘dŚĞŵŽƐƚĐŚĂůůĞŶŐŝŶŐĂƐƉĞĐƚŽĨƚŚĞƉƌŽũĞĐƚǁĂƐ
ƚŚĞĂŵŽƵŶƚŽĨƐŝƚĞǁŽƌŬƚŽƉƌĞƉĂƌĞĨŽƌƚŚĞďƵŝůĚŝŶŐƉĂĚ͘dŚĞƌĞǁĂƐĂůĂƌŐĞĂŵŽƵŶƚŽĨĐƵƚĂŶĚ
Ĩŝůů͕ƵŶƐƵŝƚĂďůĞƐŽŝůĐŽŶĚŝƚŝŽŶƐĂŶĚƌŽĐŬ͘ƐĞůĞĐƚŝŽŶƐƚĂŐĞŽĨƚŚĞƉƌŽũĞĐƚ͘dŚĞƐĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞĚ
ƐŝƚĞŐƌĂĚŝŶŐ͕ĐƵƚͬĨŝůů͕ďƵŝůĚŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶ͕ĨƵĞůƐƚĂƚŝŽŶƐ͕ŽĨĨŝĐĞƐĂŶĚƉĂǀŝŶŐǁŽƌŬ͘
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RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
:ĞĨĨŝƐĐƵƌƌĞŶƚůLJĂ^ĞŶŝŽƌŽŵŵĞƌĐŝĂůƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌĨŽƌϰ> &ǁŝƚŚ
ŵŽƌĞƚŚĂŶϭϬLJĞĂƌƐŽĨĐŽŵŵĞƌĐŝĂůĐŽŶƐƚƌƵĐƚŝŽŶĞdžƉĞƌŝĞŶĐĞĂƐĂ^ƉĞĐŝĂů
/ŶƐƉĞĐƚŽƌĂŶĚĂŽŵŵĞƌĐŝĂůƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ͘:ĞĨĨŝƐĐĞƌƚŝĨŝĞĚŝŶŵŽƐƚ
ƚƌĂĚĞƐƚŚƌŽƵŐŚƚŚĞ/ŶƚĞƌŶĂƚŝŽŶĂůŽĚĞŽƵŶĐŝůĂŶĚŚĂƐƚŚĞĂďŝůŝƚLJ ƚŽ
ŝŶƐƉĞĐƚĐŽŶƐƚƌƵĐƚŝŽŶŽĨĂůůƚLJƉĞƐĂŶĚĐŽŵƉůĞdžŝƚŝĞƐ͘/ŶĂĚĚŝƚŝŽŶ͕:ĞĨĨŝƐ
ǁĞůů ŬŶŽǁŶ ĨŽƌ ŚŝƐ ĞdžĐĞůůĞŶƚ ĐƵƐƚŽŵĞƌ ƐĞƌǀŝĐĞ ĂƉƉƌŽĂĐŚ ǁŝƚŚ ƚŚĞ
ďƵŝůĚŝŶŐ ĐŽŵŵƵŶŝƚLJĂŶĚĨĞůůŽǁŝŶƐƉĞĐƚŽƌƐ͘:ĞĨĨŚĂƐǁŽƌŬĞĚŽŶƚǁŽͲ
ŝůůŝŽŶͲĚŽůůĂƌĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐ͗
ͲƉƉůĞĂŵƉƵƐϮΨϲŝůůŝŽŶ
Ͳ,&WƌŝƐŽŶΨϭ͘ϮŝůůŝŽŶ
ͲzĂŬWŝƚLJƵƚLJƵ^ƚƵĚĞŶƚ,ŽƵƐŝŶŐWƌŽũĞĐƚΨϭϵϴDŝůůŝŽŶ
^ĞůĞĐƚWƌŽũĞĐƚ džƉĞƌŝĞŶĐĞ
ĂůWŽůLJ^ĂŶ>ƵŝƐKďŝƐƉŽ͕zĂŬWŝƚLJŶƚLJƵ^ƚƵĚĞŶƚ,ŽƵƐŝŶŐ
/ŶƐƉĞĐƚŽƌŽĨZĞĐŽƌĚ
:ĞĨĨ ƉĞƌĨŽƌŵĞĚ /ŶƐƉĞĐƚŽƌ ŽĨ ZĞĐŽƌĚ
^ĞƌǀŝĐĞƐŽŶƚŚĞzĂŬWŝƚLJƵƚLJƵ^ƚƵĚĞŶƚ
,ŽƵƐŝŶŐ^ŽƵƚŚWƌŽũĞĐƚŶĂŵĞĚĂĨƚĞƌ
ƚŚĞEŽƌƚŚĞƌŶŚƵŵĂƐŚdƌŝďĞ͘dŚŝƐΨϭϵϴ
ŵŝůůŝŽŶƉƌŽũĞĐƚŝŶĐůƵĚĞƐƚŚĞ
ĐŽŶƐƚƌƵĐƚŝŽŶŽĨƐĞǀĞŶ͕ĨŽƵƌͲĨŝǀĞƐƚŽƌLJƌĞƐŝĚĞŶƚŝĂůďƵŝůĚŝŶŐƐĐŽŶƐŝƐƚŝŶŐŽĨ
ƚŚĞĂĚĚŝƚŝŽŶŽĨϭ͕ϰϳϱďĞĚƐ͕ϮϵƌĞƐŝĚĞŶƚĂĚǀŝƐŽƌƐƉĂĐĞƐĂŶĚ;ϮͿƚǁŽͲ
ďĞĚƌŽŽŵĂƉĂƌƚŵĞŶƚƐĨŽƌƉƌŽĨĞƐƐŝŽŶĂůƐƚĂĨĨ͕ƚŽƚĂůŝŶŐϯϴϯ͕ϬϬϬƐƋƵĂƌĞ
ĨĞĞƚ͘dŚŝƐƉƌŽũĞĐƚŝŶĐůƵĚĞƐĂĐĂŵƉƵƐǁĞůĐŽŵĞĐĞŶƚĞƌĂŶĚϰϴϯƉĂƌŬŝŶŐ
ƐƉĂĐĞƐƚŽƚĂůŝŶŐϭϱϰ͕ϬϬϬƐƋƵĂƌĞĨĞĞƚ͘dŚĞƉƌŽũĞĐƚĂůƐŽŝŶĐůƵĚĞƐƐŝƚĞ
ĚĞǀĞůŽƉŵĞŶƚ͕ƐŝƚĞƵƚŝůŝƚŝĞƐ͕ƉĂƌŬŝŶŐƌĂŵƉƐ͕ƐŝĚĞǁĂůŬƐĂŶĚĐƵƌďĐƵƚƐ͕
ůĂŶĚƐĐĂƉŝŶŐ͕ƐŝƚĞůŝŐŚƚŝŶŐ͕ĂŶĚƐŝŐŶĂŐĞ͘:ĞĨĨŝƐƉĂƌƚŽĨĂƚĞĂŵŽĨƚǁŽ/KZ͛Ɛ
ƚŽĂƐƐƵƌĞĐŽŶĨŽƌŵĂŶĐĞĂŶĚĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞdŝƚůĞϮϰĂůŝĨŽƌŶŝĂŽĚĞ
ŽĨZĞŐƵůĂƚŝŽŶƐ͕ĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ͕KĨĨŝĐĞŽĨƚŚĞ^ƚĂƚĞƌĐŚŝƚĞĐƚ
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10+ years
(GXFDWLRQ
El Camino College, Gardena, CA
Building Construction Technology, 2003
Inspection Dynamics, Gardena, CA
Leuzinger High School, Lawndale, CA 2001
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ICC Commercial Building Inspector
ICC Commercial Mechanical Inspector
ICC Commercial Plumbing Inspector
ICC Special Inspector Structural Masonry
ICC Special Inspector Reinforced Concrete
ICC Special Inspector Structural Steel
ICC Special Inspector Soils
ICC Special Inspector Spray Applied Fire
Proofing
ACI – Concrete Field Testing
DSA Masonry Special Inspector (#5583)
NICET Construction Materials Level 1
FEMA – Disaster Housing Inspector
CALTRANS Test Methods:
125, 201, 216, 231, 504, 518, 533,539
540, 543, 556 & 557
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International Code Council
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Construction Health & Safety
OSHA CFR Title 29, Part 1926
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OSHA 30 Hour
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:ĞĨĨZŽĐĐĂ
ŝƚLJŽĨƵƉĞƌƚŝŶŽ
ƉƉůĞĂŵƉƵƐϮ
^ĞŶŝŽƌWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ƐĂ^ĞŶŝŽƌWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ:ĞĨĨŚĞůƉĞĚŵĂŶĂŐĞĂŶĚŝŶƐƉĞĐƚƚŚĞŽŶͲƐŝƚĞ
ŽƉĞƌĂƚŝŽŶƐŽĨƚŚĞWƌŽũĞĐƚdĞĂŵ͘dŚĞĐŽŶƐƚƌƵĐƚŝŽŶƐƉĂŶƐŶĞĂƌůLJϭϴϬĂĐƌĞƐ
ĂŶĚĂƉƉƌŽdžŝŵĂƚĞůLJϰŵŝůůŝŽŶ^Ƌ͘&ƚ͘ŽĨĐŽŶƐƚƌƵĐƚŝŽŶ͘dŚĞĐĂŵƉƵƐŝŶĐůƵĚĞĚ
ĂϮ͘ϴDŝůůŝŽŶ^Ƌ͘&ƚ͘DĂŝŶƵŝůĚŝŶŐǁŝƚŚƐƵďƚĞƌƌĂŶĞĂŶƉĂƌŬŝŶŐ͕ŽƌƉŽƌĂƚĞ
&ŝƚŶĞƐƐ ĞŶƚĞƌ͕ ŽƌƉŽƌĂƚĞ ƵĚŝƚŽƌŝƵŵ͕ ƚǁŽ ĂďŽǀĞ ŐƌĂĚĞ WĂƌŬŝŶŐ
^ƚƌƵĐƚƵƌĞƐ͕ ĞŶƚƌĂů hƚŝůŝƚLJ WůĂŶƚ͕ ĂŶĚ ϲϬϬ͕ϬϬϬ ^Ƌ͘ &ƚ͘ ŽĨ ZĞƐĞĂƌĐŚ ĂŶĚ
ĞǀĞůŽƉŵĞŶƚƵŝůĚŝŶŐƐ͘:ĞĨĨŚĂƐďĞĞŶŝŶƐƚƌƵŵĞŶƚĂůŝŶǁŽƌŬŝŶŐǁŝƚŚƚŚĞĐŽŶƚƌĂĐƚŝŶŐƚĞĂŵƚŽĞŶƐƵƌĞƚŚĞ
ŵŝŶŝŵƵŵƐƚĂŶĚĂƌĚƐŽĨƚŚĞĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞĂƌĞŵĞƚĂŶĚĞƐƚĂďůŝƐŚŝŶŐƌĞůĂƚŝŽŶƐŚŝƉƐǁŝƚŚƚŚĞ
ŚƵŶĚƌĞĚƐŽĨƐƵďĐŽŶƐƵůƚĂŶƚƐĨŽƌǀĂƌŝŽƵƐƚƌĂĚĞƐ͘:ĞĨĨĐŽŶƚŝŶƵĂůůLJƚƌĂŝŶĞĚĂŶĚŵĞŶƚŽƌĞĚŶĞǁŝŶƐƉĞĐƚŽƌƐ
ƚŚĂƚ ǁĞƌĞ ďƌŽƵŐŚƚ ƚŽ ƚŚĞ ƉƌŽũĞĐƚ ĂŶĚ ǁŽƌŬĞĚ ŽŶ ŝŶƐƉĞĐƚŝŽŶ ĐŚĞĐŬůŝƐƚƐ ƚŽ ĞŶƐƵƌĞ ĐŽŶƚŝŶƵŝƚLJ ĨŽƌ
ŝŶƐƉĞĐƚŝŽŶƐ ƚŚƌŽƵŐŚŽƵƚ ƚŚĞ ĐĂŵƉƵƐ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ :ĞĨĨ ĂƐƐŝƐƚĞĚƚŚĞ ĂĚŵŝŶŝƐƚƌĂƚŝŽŶ ƚĞĂŵ ǁŝƚŚ ƚŚĞ
ĐŽŽƌĚŝŶĂƚŝŽŶ ŽĨ ƚŚĞ ŝŶƐƉĞĐƚŝŽŶƐ ƚŽ ŝŶĐůƵĚĞ ĂƐƐŝŐŶŵĞŶƚƐ ĂŶĚ ƉŽƐƚŝŶŐ ŽĨ ƌĞƐƵůƚƐ ŝŶƚŽ ƐĞǀĞƌĂů ƉŽƌƚĂůƐ
ĂƐƐŽĐŝĂƚĞĚ ǁŝƚŚ ĚŝĨĨĞƌĞŶƚ ďƵŝůĚŝŶŐƐ͘ ,Ğ ĂůƐŽ ĐŽŶƚƌŝďƵƚĞĚ ƚŽ ƚŚĞ ŵŽŶƚŚůLJ ƌĞƉŽƌƚ ĚŝƐƚƌŝďƵƚĞĚ ƚŽ ŝƚLJ
DĂŶĂŐĞŵĞŶƚ͘
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ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
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tŚŝƚƚŝĞƌ͕͘:ĞĨĨǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌŽďƐĞƌǀĂƚŝŽŶŽĨĚƌŝůůŝŶŐŽƉĞƌĂƚŝŽŶƐ͕ƐŽůĚŝĞƌƉŝůĞƐ͕ƉŝůĞƐ͕ƚŝĞͲďĂĐŬ
ĂŶĐŚŽƌƐ͕ ĂŶĚ ƚŚĞ ũĂĐŬŝŶŐ ŽĨ ƐŽůĚŝĞƌ ďĞĂŵƐ ĨŽƌ ƵŶĚĞƌƉŝŶŶŝŶŐ ŽĨ ĞdžŝƐƚŝŶŐ ƐƚƌƵĐƚƵƌĞ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ :ĞĨĨ
ǁŝƚŶĞƐƐĞĚĂŶĚŽďƐĞƌǀĞĚƚŚĞƚŚŝƌĚͲƉĂƌƚLJŵĂƚĞƌŝĂůƐƚĞƐƚŝŶŐĂŶĚƐƉĞĐŝĂůŝŶƐƉĞĐƚŝŽŶƐ͘
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,&WƌŝƐŽŶ,ŽƐƉŝƚĂů͕^ƚŽĐŬƚŽŶ͕
ŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌͬWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
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ƐŝƚĞ͘dŚĞ,&ƉƌŽǀŝĚĞƐĂĐƵƚĞŵĞĚŝĐĂůĂŶĚŵĞŶƚĂůŚĞĂůƚŚĐĂƌĞƚŽĂƉƉƌŽdžŝŵĂƚĞůLJϯ͕ϬϬϬŝŶŵĂƚĞƉĂƚŝĞŶƚƐŽĨ
ĂůůƐĞĐƵƌŝƚLJůĞǀĞůƐĂŶĚƚŚĞĨĂĐŝůŝƚLJŝƐΨϭ͘ϮŝůůŝŽŶŝŶǀĂůƵĂƚŝŽŶ͘:ĞĨĨǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌŝŶƐƉĞĐƚŝŽŶŽĨĐŝǀŝů͕
ĐŽŵƉůŝĂŶĐĞ͕ƐƚƌƵĐƚƵƌĂů͕ŵĞĐŚĂŶŝĐĂů͕ƉŝƉĞůŝŶĞƐ͕ƉůƵŵďŝŶŐ͕ĨŝƌĞĂůĂƌŵ͕ĂŶĚƐŝƚĞǁŽƌŬ͘
ĂƌƚŚ^LJƐƚĞŵƐŽĨ^ŽƵƚŚĞƌŶĂůŝĨŽƌŶŝĂ
&ŝĞůĚdĞĐŚŶŝĐŝĂŶͬŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
ϮϬϬϰͲϮϬϭϮ
&ŽƌĂƉƉƌŽdžŝŵĂƚĞůLJĞŝŐŚƚLJĞĂƌƐ͕:ĞĨĨǁŽƌŬĞĚĨŽƌ ĂƌƚŚ^LJƐƚĞŵƐǁŚĞƌĞŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌŝŶƐƉĞĐƚŝŽŶƐ
ŽĨ ƐŽŝůƐ͕ ĐŽŶĐƌĞƚĞ͕ ĂŶĚ ŵĂƐŽŶƌLJ͘ tŚĞŶ ŶŽƚ ƉĞƌĨŽƌŵŝŶŐ ĨŝĞůĚ ŝŶƐƉĞĐƚŝŽŶƐ͕ :ĞĨĨ ĂƐƐŝƐƚĞĚ ǁŝƚŚ ĨŝĞůĚ
ŝŶƐƉĞĐƚŝŽŶͬƚĞƐƚŝŶŐƌĞƉŽƌƚƐĂŶĚǁŽƌŬĞĚŝŶƚŚĞůĂďŽƌĂƚŽƌLJƉĞƌĨŽƌŵŝŶŐǀĂƌŝŽƵƐƐŽŝůƐĂŶĚŵĂƚĞƌŝĂůƐƚĞƐƚŝŶŐ͘
:ĞĨĨ ǁŽƌŬĞĚ ŽŶ ǀĂƌŝŽƵƐ ƚLJƉĞƐ ŽĨ ƉƌŽũĞĐƚƐ ŝŶĐůƵĚŝŶŐ ƐĐŚŽŽůƐ͕ ŚŽƐƉŝƚĂůƐ͕ ǁĂƚĞƌ ĚŝƐƚƌŝďƵƚŝŽŶ͕ ƉŝƉĞůŝŶĞƐ͕
ŚŝůůƐŝĚĞŐƌĂĚŝŶŐ͕ĐŽŵŵĞƌĐŝĂůƚŝůƚͲƵƉƐ͕ǁŝŶĚĨĂƌŵƐ͕ĂŶĚ>dZE^͘
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ĞĂŶ>ŽǀĞũŽLJ
ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ĞĂŶ ŚĂƐ ŵŽƌĞ ƚŚĂŶ ϮϬ LJĞĂƌƐ ŽĨ ĐŽŶƐƚƌƵĐƚŝŽŶ ŝŶĚƵƐƚƌLJ ĞdžƉĞƌŝĞŶĐĞ
ŝŶĐůƵĚŝŶŐ ĂƉƉƌŽdžŝŵĂƚĞůLJ ƚǁŽ LJĞĂƌƐ ǁŝƚŚ ϰ> & ǁŽƌŬŝŶŐ ŽŶ ĐŽŵƉůĞdž
ĐŽŵŵĞƌĐŝĂůĐŽŶƐƚƌƵĐƚŝŽŶ͘,ĞƉŽƐƐĞƐƐĞƐƚŚƌĞĞ/ĞƌƚŝĨŝĐĂƚŝŽŶƐǁŝƚŚĂ
ƚĞƌƌŝĨŝĐĂĐƵŵĞŶĨŽƌĞůĞĐƚƌŝĐĂůĂŶĚƉŚŽƚŽǀŽůƚĂŝĐƐLJƐƚĞŵƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘;ƉƉůĞĂŵƉƵƐϮͿ
WƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ϯͬϮϬϭϲͲϮϬϭϴ
ĞĂŶǁĂƐĂWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌĨŽƌϰ> &͕ĂƐƐŝŐŶĞĚƚŽƚŚĞƉƉůĞ
ĂŵƉƵƐϮƉƌŽũĞĐƚĨŽƌƚŚĞŝƚLJŽĨƵƉĞƌƚŝŶŽ͘dŚŝƐΨϲďŝůůŝŽŶƉƌŽũĞĐƚŝƐ
ĐŽŶƐŝĚĞƌĞĚƚŚĞůĂƌŐĞƐƚƉƌŝǀĂƚĞĚĞǀĞůŽƉŵĞŶƚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘ĞĂŶƐ
ĂƐƐŝŐŶŵĞŶƚŝƐƚŽƚŚĞDĂŝŶƵŝůĚŝŶŐ͘
x DĂŝŶƵŝůĚŝŶŐʹdŚĞDĂŝŶƵŝůĚŝŶŐǁŝůůĂĐĐŽŵŵŽĚĂƚĞƵƉƚŽϭϮ͕ϬϬϬ
ĞŵƉůŽLJĞĞƐ ĂŶĚ ĐŽŵƉƌŝƐĞƐ ĂƉƉƌŽdžŝŵĂƚĞůLJ Ϯ͘ϴ ŵŝůůŝŽŶ ƐƋ͘ Ĩƚ͘ /ƚ ŝƐ
ůŽĐĂƚĞĚ ĂŶĚ ĚĞƐŝŐŶĞĚ ƚŽ ŵŝŶŝŵŝnjĞ ƚŚĞ ǀŝƐƵĂů ŝŵƉĂĐƚ ŽŶ ĂĚũĂĐĞŶƚ
ƌĞƐŝĚĞŶƚŝĂů ŶĞŝŐŚďŽƌŚŽŽĚƐ ĂŶĚ ƚŽ ĞŶŚĂŶĐĞ ƚŚĞ ĞdžŝƐƚŝŶŐ ĚĞĞƉ
ůĂŶĚƐĐĂƉĞƐĞƚďĂĐŬƐĂƚƚŚĞƉĞƌŝƉŚĞƌLJ͘ĂŵƉƵƐĂŵĞŶŝƚŝĞƐǁŝůůŝŶĐůƵĚĞĂ
ƐƚƌŝŬŝŶŐ ƌĞƐƚĂƵƌĂŶƚ ǁŝƚŚŝŶ ƚŚĞ DĂŝŶ ƵŝůĚŝŶŐ ĂŶĚ Ϯ͕ϯϬϬ ƐƉĂĐĞƐ ŽĨ
ďĞůŽǁŐƌĂĚĞƉĂƌŬŝŶŐ͘
ůĞĂŶ^ŽůĂƌ
dĞĐŚŶŝĐĂů^ƉĞĐŝĂůŝƐƚͬdĞůĞŵĞƚƌLJDĂŶĂŐĞŵĞŶƚ
ϮϬϭϰͲϮϬϭϲ
ĞĂŶǁĂƐƚŚĞdĞĐŚŶŝĐĂů^ƉĞĐŝĂůŝƐƚĨŽƌůĞĂŶ^ŽůĂƌĨƌŽŵ&ĞďƌƵĂƌLJϮϬϭϮ
ƚŚƌŽƵŐŚϮϬϭϳ͘tŚŝůĞĂƚůĞĂŶ^ŽůĂƌ͕ĞĂŶǁĂƐĂďůĞƚŽƌĞǀŝĞǁĂƉƌŽũĞĐƚ
ƉůĂŶƉƌŽƉŽƐĂůΖƐĂĐĐƵƌĂĐLJƚŽŵĞĞƚĐŽĚĞĂŶĚ,:ƌĞƋƵŝƌĞŵĞŶƚƐƉƌŝŽƌƚŽ
ĚƌĂĨƚ͕ŵĂŶĂŐĞŝŶƐƉĞĐƚŝŽŶĂŶĚƐĞƌǀŝĐĞĚĞƉĂƌƚŵĞŶƚƐĨŽƌŽǀĞƌϮ͕ϬϬϬƐŽůĂƌ
ŝŶƐƚĂůůĂƚŝŽŶƐ͕ƌĞƐĞĂƌĐŚĂŶĚŝŶƚĞŐƌĂƚĞƉƌŽĚƵĐƚƐĂŶĚĐƌĞĂƚĞƉƌŽĐĞĚƵƌĞƐƚŽ
ŝŶĐƌĞĂƐĞ ƋƵĂůŝƚLJ ĂŶĚ ĞĨĨŝĐŝĞŶĐLJ͕ ĚĞǀĞůŽƉĞĚ ĂŶ ĂƵƚŽŵĂƚĞĚ ƐŽĨƚǁĂƌĞ
ƉůĂƚĨŽƌŵ ŝŶƚĞŐƌĂƚŝŶŐ ZD ;ĐƵƐƚŽŵĞƌ ƌĞůĂƚŝŽŶƐŚŝƉ ŵĂŶĂŐĞŵĞŶƚͿ͕ 'ĞŽͲ
dƌĂĐŬĞƌĂŶĚƐŝƚĞƌĞĐŽŐŶŝƚŝŽŶ͕/ĚĞŶƚŝĨLJ͕ĚŝĂŐŶŽƐĞĂŶĚĐŽƌƌĞĐƚĂŶLJŝƐƐƵĞƐ
ĂĨĨĞĐƚŝŶŐƉƌŽĚƵĐƚŝŽŶƌĂƚĞƐĂŶĚƚŚĞŵŽŶŝƚŽƌŝŶŐŽĨĂůůƐŝƚĞƐ͘/ĂĚĚŝƚŝŽŶ͕
ĞĂŶĂůƐŽ͗ŐĞŶĞƌĂƚĞĚƌĞƉŽƌƚƐĨƌŽŵĂĐĐƵŵƵůĂƚĞĚĚĂƚĂ͕ĂĐĐŽƵŶƚŝŶŐĨŽƌĂůů
ĂǀĂŝůĂďůĞǀĂƌŝĂďůĞƐ͕ĂŶĚƚƌĂŝŶĞĚƐƚĂĨĨŝŶŵƵůƚŝƉůĞĚĞƉĂƌƚŵĞŶƚƐǁĞĞŬůLJƚŽ
ĐŽŵƉůLJǁŝƚŚĐŽĚĞĂŶĚĐŽŵƉĂŶLJƐƚĂŶĚĂƌĚƐ͘
([SHULHQFH
22 years
(GXFDWLRQ
'H$Q]D&ROOHJH
Cupertino, CA, Graphic/Web Design
&HUWLILFDWLRQV
/ZĞƐŝĚĞŶƚŝĂůƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
džƉ͗ϮͬϭϲͬϮϬϭϵ
/ZĞƐŝĚĞŶƚŝĂů ůĞĐƚƌŝĐĂů/ŶƐƉĞĐƚŽƌ
džƉ͗ϴͬϭϳͬϮϬϭϴ
/ZĞƐŝĚĞŶƚŝĂůWůƵŵďŝŶŐ/ŶƐƉĞĐƚŽƌ
džƉ͗ϳͬϮϮͬϮϬϮϬ
02/04/20
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AndreiOustinov
SeniorBuildingInspector
1 of 1
ExperienceSummary
AndreiisanICCCertifiedCombinationInspectorwithmorethan25
yearsofhandsͲonexperienceinallaspectsofconstruction,including:
electrical,plumbing,mechanical,concrete,rough,andfinishcarpentry,
Combined,hisexperienceincludes20yearsofsupervisoryexperience,
17yearsofexperienceinthebuildinginspectionfieldforapublic
buildinginspectionoffice,fiveyearsofexperienceasaSeniorInspector,
PlanCheckerandSupervisingInspector,and8yearsasaBuilding
InspectionManager.
SelectProfessionalExperience
4LEAF,Inc.
BuildingInspectionManager
2017ͲPresent
Andreijoined4LEAFin2017andhasworkedonourAppleCampus2
ProjectTeamduringthecloseoutoftheCampus.Andreiisfocusedhis
concentrationinthe2.8MillionSq.Ft.MainBuildingwhereheperforms
inspectionsonalltradesincludingbuilding,mechanical,electrical,and
plumbing.
CityofSantaClara
BuildingInspectionManager
2009Ͳ2017
x OversawdaytodayoperationsoftheBuildingInspectionDivision
whichincludedpermitreview,inspection,codeenforcement,and
permitissuancefunctions.
x Planned,organized,directed,andparticipatedintheplanreview
anddesignofdocumentsforallprojectssubmittedtotheCityof
SantaClaraforplancheck.
x ServedasaTechnicalAdviserandAssistanttotheDirectorof
PlanningandInspection.Insured,participated,andoversawthe
enforcementofStateandLocalordinancesandcodesrelatedto
commercialandresidentialbuildingsincludingfireprotection
throughbuildinginspection,permitissuance,plancheck,and
relatedcodeenforcementactivities
Experience
25+ Years
Education
MS in Mechanical Engineering –1981-1988
Leningrad Metal Working Engineering
Institute, Russia.
Home Inspector Certificate –1994 Madison
Area Technical College, Madison, WI
Building Inspection Technology – College of
San Mateo – 2001-2003
Certifications
ICC Certified Building Inspector
ICC Certified Combination Inspector
ICC Certified Electrical Inspector
ICC Certified Mechanical Inspector
ICC Certified Plumbing Inspector
Licensed General Building Contractor since
1995
Memberships
Member of California Building Inspectors
Group.
Active member of California chapter of
IAPMO
02/04/20
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ŚƵĐŬsĞŶŽŽŬ
ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌͬWůĂŶƐ džĂŵŝŶĞƌ
RI
džƉĞƌŝĞŶĐĞ^ƵŵŵĂƌLJ
ŚƵĐŬ ŝƐ Ă ƐĞĂƐŽŶĞĚ ŝŶƐƉĞĐƚŝŽŶ ƉƌŽĨĞƐƐŝŽŶĂů ǁŝƚŚ ĞdžƉĞƌŝĞŶĐĞ ŝŶ
ĐŽŵŵĞƌĐŝĂů ĂŶĚ ƌĞƐŝĚĞŶƚŝĂů ŝŶƐƉĞĐƚŝŽŶƐ͘ ŚƵĐŬ ŚĂƐ ǁŽƌŬĞĚ ŚŝƐ ǁĂLJ
ƚŚƌŽƵŐŚŽƵƚ ƚŚĞ ŝŶĚƵƐƚƌLJ ĂƐ Ă ĐŽŵŵĞƌĐŝĂů ŝŶƐƉĞĐƚŽƌ ǁŚĞƌĞ ŚĞ ŚĂƐ
ƉĞƌĨŽƌŵĞĚŝŶƐƉĞĐƚŝŽŶƐŽŶ,ŽƚĞůƐ͕ŝŽƚĞĐŚ&ĂĐŝůŝƚŝĞƐ͕ŽŵŵĞƌĐŝĂůKĨĨŝĐĞ
ĂŵƉƵƐĞƐ͕ZĞƐĞĂƌĐŚĂŶĚĞǀĞůŽƉŵĞŶƚ͕ĂŶĚƐĞǀĞƌĂůŵŝdžĞĚͲƵƐĞƉƌŽũĞĐƚƐ͘
^ĞůĞĐƚWƌŽĨĞƐƐŝŽŶĂů džƉĞƌŝĞŶĐĞ
ϰ> &͕/ŶĐ͘
ŽŶƚƌĂĐƚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌͬWůĂŶƐ džĂŵŝŶĞƌ
ŚƵĐŬŝƐĐƵƌƌĞŶƚůLJǁŽƌŬŝŶŐŝŶWĂůŽůƚŽŽŶďĞŚĂůĨŽĨϰ> &ĂƐĂŽŶƚƌĂĐƚ
ƵŝůĚŝŶŐ /ŶƐƉĞĐƚŽƌ ĂŶĚ WůĂŶƐ džĂŵŝŶĞƌ͘ Ɛ Ă WůĂŶƐ džĂŵŝŶĞƌ͕ ŚƵĐŬ
ƉĞƌĨŽƌŵƐƌĞƐŝĚĞŶƚŝĂůĂŶĚĐŽŵŵĞƌĐŝĂůƉůĂŶĐŚĞĐŬƐĂŶĚĂƚƚĞŶĚƐŵĞĞƚŝŶŐƐ
ǁŝƚŚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌƐŝŶŽƌĚĞƌƚŽƚƌŽƵďůĞƐŚŽŽƚŵƵŶŝĐŝƉĂůĐŽĚĞƐĂŶĚ
ďƵŝůĚŝŶŐĐŽĚĞďƌĞĂŬĚŽǁŶĂƚƚŚĞƉůĂŶĐŚĞĐŬĂŶĚŝŶƐƉĞĐƚŝŽŶůĞǀĞů͘
WƌŝǀĂƚĞŽŶƐƵůƚŝŶŐ&ŝƌŵ͕^ŽƵƚŚ^ĂŶ&ƌĂŶĐŝƐĐŽ͕
ŽŶƚƌĂĐƚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŽƌ
ŚƵĐŬŚĂƐďĞĞŶǁŽƌŬŝŶŐĨŽƌĂWƌŝǀĂƚĞŽŶƐƵůƚŝŶŐ&ŝƌŵĨŽƌƐĞǀĞƌĂůLJĞĂƌƐǁŚĞƌĞŚĞŚĂƐďĞĞŶƉƌŝŵĂƌŝůLJ
ĐŽŶĐĞŶƚƌĂƚĞĚ ŝŶ ƚŚĞ WĞŶŝŶƐƵůĂ ŽŶ Ă ƉůĞƚŚŽƌĂ ŽĨ ĂƐƐŝŐŶŵĞŶƚƐ ŝŶĐůƵĚŝŶŐ ƌĞƐŝĚĞŶƚŝĂů ĂŶĚ ĐŽŵŵĞƌĐŝĂů
ŝŶƐƉĞĐƚŝŽŶƐĂƐǁĞůůĂƐƉůĂŶĐŚĞĐŬƐĂƐĂƐƐŝŐŶĞĚ͘^ŽŵĞŽĨŚƵĐŬ͛ƐƉƌŽũĞĐƚƐŝŶĐůƵĚĞ͗
ͻ,ŽƐƉŝƚĂůŝƚLJʹŚƵĐŬǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞDĂƌƌŝŽƚ,ŽƚĞůƉƌŽũĞĐƚǁŚŝĐŚŝŶĐůƵĚĞĚĂƐĞǀĞŶͲƐƚŽƌLJ
ƐƚƌƵĐƚƵƌĞǁŝƚŚϭϯϬƌŽŽŵƐ͘dŚŝƐƉƌŽũĞĐƚŝŶĐůƵĚĞĚĂĐŽŵŵĞƌĐŝĂůŬŝƚĐŚĞŶ͕ďĂƌ͕ĐŽŶĨĞƌĞŶĐĞƌŽŽŵƐ͕
ƉŽŽů͕ƉĂƌŬŝŶŐ͘
ͻŝŽƚĞĐŚ &ĂĐŝůŝƚŝĞƐ ʹ ŚƵĐŬ ŝŶƐƉĞĐƚĞĚ ƐĞǀĞƌĂů ĚŝĨĨĞƌĞŶƚ ďŝŽƚĞĐŚ ĨĂĐŝůŝƚŝĞƐ ŝŶĐůƵĚŝŶŐ 'ĞŶĞŶƚĞĐŚ͕
ŵŐĞŶ͕ĂŶĚDĞƌĐŬϮϯ͘dŚĞƐĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞĚƚĞŶĂŶƚƐƉĂĐĞďƵŝůĚŽƵƚƐ͕D W͕ĂďŽǀĞĐĞŝůŝŶŐ
ƐLJƐƚĞŵƐ͕ĨƵŵĞŚŽŽĚƐ͕ŚĂnjĂƌĚŽƵƐŵĂƚĞƌŝĂůƐƌŽŽŵƐĂŶĚďƵŶŬĞƌƐ͕ĂŶĚƚŚĞĂŶĐŚŽƌĂŐĞĨŽƌƐĞǀĞƌĂů
ŚĞĂǀLJŵĂŶƵĨĂĐƚƵƌŝŶŐƉŝĞĐĞƐŽĨĞƋƵŝƉŵĞŶƚ͘
ͻŽŵŵĞƌĐŝĂůKĨĨŝĐĞʹŚƵĐŬǁŽƌŬĞĚŽŶĂůĂƌŐĞĐŽŵŵĞƌĐŝĂůŽĨĨŝĐĞĚĞǀĞůŽƉŵĞŶƚŶĂŵĞĚ͞dŚĞ
ŽǀĞ͟ǁŚĞƌĞŚĞǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŵďŝŶĂƚŝŽŶŝŶƐƉĞĐƚŝŽŶƐĨŽƌϳĨŝǀĞƐƚŽƌLJďƵŝůĚŝŶŐƐ͘
ͻZĞƐĞĂƌĐŚĂŶĚĞǀĞůŽƉŵĞŶƚʹŚƵĐŬǁŽƌŬĞĚŽŶƐĞǀĞƌĂůZΘƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐZĞĐŽůŽŐLJ͕^ĞĞ
:ĂŶĞ &Ăƌŵ͕ ĂŶĚ ŝĂŵŽŶĚ DĂŶƵĨĂĐƚƵƌĞƌ͘ ,Ğ ǁĂƐ ƌĞƐƉŽŶƐŝďůĞ ĨŽƌ ĐŽŵďŝŶĂƚŝŽŶ ŝŶƐƉĞĐƚŝŽŶƐ
ŝŶĐůƵĚŝŶŐĞůĞĐƚƌŝĐĂůƐĐŽƉĞƚŚĂƚĐŽŶƐŝƐƚĞĚŽĨŚŝŐŚǀŽůƚĂŐĞĂŶĚŚŝŐŚƉƌĞƐƐƵƌĞŝŶƐĞƌƚŐĂƐƐĞƐĂŶĚďůĂƐƚ
ĨƵƌŶĂĐĞƐ͘
ͻDŝdžĞĚͲhƐĞʹŚƵĐŬ͛ƐŵŝdžĞĚͲƵƐĞĞdžƉĞƌŝĞŶĐĞŝŶĐůƵĚĞƐ'ŽůĚĞŶ'ĂƚĞWƌŽĚƵĐĞdĞƌŵŝŶĂů͕WĂƌŬŝŶŐ
'ĂƌĂŐĞƐ͕ƵƐtĂƐŚĂŶĚƵŵƉŝŶŐ^ƚĂƚŝŽŶ͕ZĞŶƚĂůĂƌĂŶĚĂƌtĂƐŚ&ĂĐŝůŝƚLJ͕ĂŶĚKĨĨŝĐĞƵŝůĚŝŶŐƐ͘
([SHULHQFH
15+ years
(GXFDWLRQ
College of San Mateo – Building
Technology Program - current
B.A. Degree, Fine Arts 1996 California
State University Long Beach
&HUWLILFDWLRQV
ICC Certified Commercial Building
Inspector
ICC Certified Residential Building
Inspector
ICC Certified Plans Examiner
02/04/20
89 of 350
Jerry L. Brown
Senior Building Inspector
1of
Experience Summary
Jerry has more than 30 years of building inspection experience, with ten
years as a Supervising Building Inspector. Jerry possesses four ICC
Certifications and is also SAP Certified. Throughout his long career in the
industry, he has demonstrated the ability to build and maintain strong
relationships with all of his public contacts.
Select Professional Experience
County of Alameda
Supervising Building Inspector
2008 - 2018
Duties included but not limited to:
x Mentor inspection staff under his supervision.
x Initiate code discussions.
x Manage sensitive projects.
x Manage the timesheets for the inspection staff.
x Record keeping and supervision of inspection staff.
x Perform building inspections on complex projects.
x Investigated and/or distributed complaints from the public.
x Worked with Code/Zoning enforcement.
x Worked closely with the Building Official to maintain a smooth
running department while providing quality public service
delivery.
County of Alameda
Building Inspector ll
1990 - 2008
Combination Inspector performing inspections for non-residential
construction. Assisted his team with code inquiries to maintain
consistency.
County of Alameda
Building Inspector I
1989 - 1990
Combination Inspector for all residential construction. Issued Violation
Notices and Stop Work Orders as required. Maintained records for his
area of responsibility.
Experience
40+ years
Certifications
ICC Certified Plumbing Inspector
ICC Certified Building Inspector
ICC Certified Electrical Inspector
ICC Certified Mechanical Inspector
02/04/20
90 of 350
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([SHULHQFH
20+ years
(GXFDWLRQ
Diablo Valley College, Building Standards
& Codes
&HUWLILFDWLRQV
ICC Residential Combination Inspector
ICC Residential Building Inspector
ICC Residential Electrical Inspector
ICC Residential Mechanical Inspector
ICC Residential Plumbing Inspector
ICC Commercial Mechanical Inspector
ICC Commercial Plumbing Inspector
General Contractor license, B#914635
Gas Flex CSST Certified Installer
02/04/20
91 of 350
RonaldStevens
CombinationBuildingInspector
1 of 1
ExperienceSummary
Ronaldhasmorethan45yearsofexperienceintheconstruction
industry.In1985hefoundedandmanagedaprivateinspection
companywhichdidconditionandevaluationassessmentsonresidential
andcommercialproperties.Ronaldfirstobtainedcertificationfromthe
ICBO,currentlytheICCin1991asaBuilding,PlumbingandMechanical
Inspectorandworkedasacombinationinspectorfrom1997Ͳ2007.He
then receivedadditionaltrainingandcertificationasaCode
EnforcementOfficerin2001Ͳ2002withthecompletionofBasicthru
Supervisoryclasses.Since2007Ronaldhaspursuedadditionaltraining
throughtheCaliforniaBuildingOfficialsTrainingInstitute(CALBO)and
hasachievedcredentialsinthefollowingareas;BuildingOfficial,Field
Inspector,DesignProfessionalandCodeEnforcement.Mostrecently
RonaldreceivedhisMaster’sDegreeinPublicAdministration.
SelectedProfessionalExperience
4LEAF,Inc.
2013–Present
Ronaldjoined4LEAFinafullͲtimecapacityworkingwithvarious
clienteletoperformasͲneededbuildinginspections.Thusfar,Ronhas
workedwiththeCityofDublinforapproximatelyoneyearonvarious
residentialprojectsincludingmultiͲfamilyandmostrecentlyhasworked
withtheCityofFremont,CityofPleasanton,TownofDanville,Cityof
Napa,CityofGilroy,andotherson4LEAF’sbehalf.
PrecisionInspectionCompanyInc.Newman,CA
SeniorBuildingInspectorandManagerofCodeEnforcement
1997Ͳ2007
InthispositionRonaldinspectednewandexistingbuildingsand
structures,executedthedailyoperationsofBuildingDepartmentand
CodeEnforcementinseveraljurisdictions,andenforcedconformanceto
building,gradingandzoninglaws.Ronaldalsowrote,designedand
producedimplementationplanstoestablishaCodeEnforcement
capabilityinseveraljurisdictions.Hisotherresponsibilitiesincludedbut
werenotlimitedtoapprovingplans,specificationsandstandards;
inspectingresidential,commercial,industrialandotherstructures
duringandafterconstruction;trainingandmanagingtentotwelve
inspectorsandCodeEnforcementpersonnel.
Experience
45 years
Education
Master’s in Public Administration
DeVry University, Keller School of
Management State of Illinois
Bachelor of Arts in Political Science
California State University Stanislaus
Turlock, California
Associate in Arts, Business Major
San Joaquin Delta College Stockton,
Certifications
ICC Building Inspector
ICC Mechanical Inspector
ICC Mechanical Inspector (UBC)
ICC Plumbing Inspector
ICC Plumbing Inspector (UPC)
ICC Commercial Building Inspector
ICC Commercial Mechanical Inspector
ICC Commercial Plumbing Inspector
ICC Residential Building Inspector
ICC Residential Mechanical Inspector
ICC Residential Plumbing Inspector
CACEO Basic, Intermediate, Advanced &
Supervisory Code Enforcement Official.
Affiliations
ICC
CALBO
SCACEO
CACEO
CASE
02/04/20
92 of 350
HowardW.Conroy,CBO,CASp
CertifiedBuildingOfficial/BuildingInspector/PlansExaminer
1 of 1
ExperienceSummary
Howardhasmorethan30yearsofexperienceintheconstruction
industry.HowardhasworkedasaBuildingInspector,Planning
Commissioner,GeneralandSpecialtyContractor,BuildingOfficial,and
ProjectManager.Howard’sdiversebackgroundandextensive
experiencemakeshimanidealfitforvarioustypesofprojects.Howard
hasaproventrackhistoryofensuringprojectsarecompliantwith
currentcodeswithahighqualityofworkmanship.
Inadditiontohisexperience,HowardhasalsoservedasthePresident,
EducationChairman,andCoordinatorfortheCentralCoastChapterof
ICCandontheBoardofDirectorsforCaliforniaBuildingOfficials
TrainingInstitute(CBOTI).
SelectProfessionalExperience
CalPolySanLuisObispo
InspectorRecord
2017–Present
Howardisoneof4LEAF’sInspectorofRecordonthe$198MillionStudentHousingSouthnownamed
YakPityutyuaftertheNorthernChumashTribe.Theprojectrangesover12acresandwillhave696
residenceroomsandaparkingstructuretotalingmorethan425,000SqFt.Theprojectissetto
completeintimeforfall2018enrollment.
CountyofSanLuisObispoJuvenileHallProject
InspectorRecord
9/2014–12/2016
Howardis4LEAF’sInspectorofRecordona30beddetentionhousingfacilitywithsupportspacestoan
existing45bedjuvenilehallfacilitythreenewbuildingsandanexteriorcoveredwalkwayproviding
approximately22,800squarefeetofadditionalnewhousing,recreationyard,classrooms,mental
healthtreatmentroomsandoffices,training/conferencerooms,indoormultiͲpurpose/recreation,and
administrative/teachersofficespace.Thenewmaximumsecurityhousingfacilitywillbeasinglestory
buildingwithapproximately7,920squarefeetoflivingspace,with20singleoccupancysleepingrooms.
Thisnewhousingwingwillalsoincludealargedayroomtobeusedforeatingmealsandactivities,and
(2) CounselingInterviewRooms.
Experience
30+ years
Education
B.S. Botany/Zoology, Northern Arizona
University, AZ, 1976
Certifications
Certified Access Specialist, Department of
The State Architect, CASp #429
ICC Certified Building Official
ICC Certified Building Code Official
ICC Building Plans Examiner
ICC Combination Inspector
ICC Building Inspector (UBC)
ICC Mechanical Inspector (UMC)
ICC Plumbing Inspector (UPC)
ICC Commercial Electrical Inspector
ICC Residential Electrical Inspector
Licensed Contractor, CSLB, B, C61,
D12, #777274
02/04/20
93 of 350
DavidJ.Rashé,CBO,CASp
BuildingOfficial/CombinationBuildingInspector/PlansExaminer
1 of 1
ExperienceSummary
Davidisadedicatedandproficientcodeprofessionalwithmorethan27
yearsofexperienceworkingwithinNorthernCaliforniaBuilding
Departments.Davidhasheldvariouspositionsinthebuilding
departmentindustryincludingthepositionsofChiefBuildingOfficial,
PermitCenterManagerandProgramCoordinator.AsaBuildingOfficial
Davidsuccessfullymanagedtheannualbuildingdivisionbudgetto
includemonthlyactivityandreconciliationandoversawthedaily
operationsinthePermitCenterandtheBuildingDivisiontoincludethe
permittechnician,planreview,inspection,codeenforcement,and
buildingdivisionadministrativesupportstaff.
SelectProfessionalExperience
4LEAF,Inc.(SandiaNationalLaboratories,Livermore,CA)
BuildingOfficial,CombinationBuildingInspector,PlansExaminer
2016–Present
Davidhasrecentlyjoined4LEAFtoworkinanumberofdifferent
capacitiesincludingBuildingOfficial,PlansExaminer,andBuilding
Inspector.Currently,Davidisworkingonbehalfof4LEAFattheSandia
NationalLaboratoriesinLivermoremanaging4LEAF’sinspectiontasks
andperformingcombinationinspectionsonnumerousconstruction
projectsandqualityassuranceinspectionsinconformancewiththe
plansandspecificationsandtheCaliforniaBuildingCode(CBC)andthe
NationalFireProtectionAgency(NFPA).Davehashandledthe
managementoflargerprojectsfor4LEAFsuchasBuilding926andhas
assistedSandiainmanagingthequalityofworkbypreparing:
• FinalPunchListofDeficiencies
• MonitorConstructionProgress(Schedules)
• MonitorConstructionQuality
• MonitorConstructionSafety
• PrepareandMaintainInspectionReports
• Completereportsandinspectionlogswithcodecomplianceinfo
Experience
27 + years
Education
Saint Mary’s College, Moraga, CA
Bachelor of Arts; Management
Chabot College, Hayward, CA,
Associate of Arts; Construction
Inspection
Chabot College, Hayward, CA,
Associate of Arts; Architectural
Technology
California State University, Hayward,
CA
Certifications
ICC Certified Building Inspector
ICC Certified Building Plans Examiner
ICC Certified Building Official
ICC Certified Combination Inspector
ICC Certified Combination Inspector
ICC Certified Electrical Inspector
ICC Certified Mechanical Inspector
Certified Mechanical Inspector UMC
ICC Certified Plumbing Inspector
Certified Plumbing Inspector UPC
ICC Certified Residential Combination
Inspector
Certified Access Specialist
# CASp-213 Expires 6/23/2019
Certified (IS-00100.b, ICS-100),
,6D,6E
)(0$(PHUJHQF\0DQDJHPHQW
,QVWLWXWH
02/04/20
94 of 350
DevonBraaten
CombinationBuildingInspector
1 of 1
ExperienceSummary
Devonhasextensiveconstructionexperienceinmultipledisciplineswith
inͲdepthtradeandproductknowledge.Hehasmorethan20yearsof
experiencewithinthetrades,13ofwhichservedasaCertifiedBuilding
Inspector/CodeenforcementOfficer,andQualityControlSpecialist.As
aCombinationBuildingInspectorDevonhasbeeninstrumentalin
providinginspection,codeenforcement,plansexaminationandfield
supportinmanydifferentcitiesworkingprivately,aswellasforlocal
jurisdictions,includingcitiesofLivingston,Tracy,Patterson,LosAltos,
andtheCountyofSantaClara.Devoninspectedprojectsfromassmall
assingleͲfamilydwellingstoaslargeashighͲprofilecrimelabs,luxury
condo's,bridges,schools,hospitalsandmuseums.Priortobeinga
buildinginspectorDevonworkedasSpecialInspector.
SelectProfessionalExperience
4LEAF,Inc.(CityofTracy,CA)
CombinationInspector
2015ͲPresent
DevoniscurrentlyservingtheCityofTracyonbehalfof4LEAF
performingcombinationbuildinginspectionservicesonnumerous
commercialprojectsincludingvariouswarehousesthatincludesthe
likesofAmazon.Devonisutilizedforhiscommercialexperienceand
impeccablerecordkeeping.
WestCoastCodeConsultants
ChiefBuildingOfficial,CityofLivingston,CA
2014Ͳ2015
Performedsupervisoryandadministrativedutiesinplanningand
coordinatedtheoperationoftheBuildingDepartmentDivision,which
includedcomplextechnicaldutiesenforcingconstructioncodesto
ensurepublicsafetyandhealth.Performedallinspections,code
enforcement,buildingabatement,andplanreview.
ConstructionMaterialsTesting
Combination/SpecialInspector
2012Ͳ2014
Reinforcedconcretesoilsstructuralandcombinationinspectionof
varietyofprojects.
Experience
20+ years
Education
Manteca High School, Manteca, CA
Lindbergh School Computer Technology,
Manteca, CA
Modesto Junior College, Modesto, CA
CLC Vocational Center, San Rafael, CA
Advanced Inspector Training Center,
Anaheim, CA
Certifications
U.S.A.C.E Construction Quality Manager
Certification
ICC Certified Electrical Inspector IEC-
5098625-E5
ICC Certified Mechanical Inspector IMC -
5098625-M5
ICC Certified Mechanical Inspector UMC
-5098625-44
ICC Certified Plumbing Inspector IPC -
5098625-P5
ICC Certified Plumbing Inspector UPC -
5098625-34
ICC Certified Building Inspector -
5098625-B5
ICC Certified Combination Inspector-
5098625-ICC/UBC
ICC Certified Spray Applied Fireproofing-
5098625-88
ICC Certified Reinforced Concrete
Special Inspector - 5098625-47
ICC Certified Prestressed Concrete
Special Inspector - 5098625-92
ICC Certified Structural Masonry Special
Inspector- 5098625-84
ACI - Concrete Field Testing Technician-
Grade 1 Pacific Nuclear - Compaction
Testing Soil / AC
O.S.H.A Safety Certified
Radiographic Testing (RT) assistant
certified
02/04/20
95 of 350
LucasChapman,CBO
BuildingOfficial/SeniorCombinationBuildingInspector
1 of 1
ExperienceSummary
Formorethan36yearsLucashasworkedfromColoradotoCaliforniaas
aBuildingInspector,Tradesman,EquipmentOperator,andForemanin
heavyconstruction,residential,commercial,underground,highͲrises,
androadconstruction.Lucasisexperiencedwithevaluating
constructionsiteconditions,maintainingdigitalphotofiles,reviewing
changeordersandplans,RFIs,reviewingprojectdocumentsand
schedulesofvaluepayments,attendingstaffmeetings,interactingwith
designandconstructionpersonnel,assistinginproblemsolving,
preformingcommercialandresidentialinspections,maintainingdaily
reportsusingbothfieldnotesandcomputerlogs.
SelectProfessionalExperience
4LEAF,Inc.ͲCityofPinole
ContractSupervisingSeniorInspector/InterimBuildingOfficial
LucasiscurrentlyservingastheInterimBuildingOfficialfortheCityof
Pinole.AsBuildingOfficialLucasdirects,manages,supervises,and
coordinatestheactivitiesandoperationsoftheBuildingandSafety
DivisionwithintheCommunityDevelopmentDepartment.Duties
includeassumingresponsibilityforimplementingCityactivitiesrelated
toensuringcompliancewithbuildingcodestandardsincludingplan
check,inspections,supervisingandperformingthemoredifficult
inspections,andapprovingplansandspecificationsasnecessary.
4LEAF,Inc.ͲCityofDublin
ContractSupervisingSeniorInspector/InterimBuildingOfficial
LucasservedfornearlytwelveyearsasaContractSupervisingSenior
Inspector,CapitalProjectsInspector,andotherdutiesasassignedby
theCityofDublin.Lucassupervisednineinspectorsandoversawthe
inspectionofover600milliondollars’worthofconstruction.Lucas
traveledfromsitetositeperforminginspections,supervisinginspectors,
andreviewingcodeissueswithcontractorsoncommercialbuildings,
parkingstructures,residential,multiͲfamilybuildings,andprivate
medicalfacilities.Lucasattendedcodetrainingclasses.Lucashelped
overseetheentiretyoftheCityofDublin’sgrowthandwasresponsible
forsuchprojectsas:
x Ulfert’sCenter • 12MultiͲFamilyProjects
x PersimmonPlace • Water&CommunityParks
Experience
36+ years
Education
A.S. Degree, Building Inspection
1991 Butte College, Oroville, CA
A.A. Degree, Public Land
Management, 1973 West Valley
College, Saratoga, CA
Certifications
ICC Certified Building Official
ICC Certified Combination Inspector
ICC Certified Accessibility
Inspector/Plans Examiner
ICC Certified Building Inspector
ICC Certified Combination Dwelling
Inspector
ICC Certified Mechanical Inspector
ICC Certified Plumbing Inspector
ICC Certified Plumbing Inspector UPC
ICC Certified Reinforced Concrete
Special Inspector-Legacy
ICC Certified Residential Combination
Inspector
ICC Certified Structural Masonry
Special Inspector
ICC Certified Structural Steel &
Welding Special Inspector – Legacy
Related Course Work
ICC, UBC, CBC, CEC, UPC, UMC,
UFC, Title 19 Codes, Blueprint
Reading, Plan Checking, Submittal
Review, RFO & ASI Review, AWS
(Welding Inspection CWI), Structural
Steel Manuals (AISC), ACI (American
Concrete Institute), ANSI (A117.1)
ASTM Standards, NFPA 13, 70 & 72,
OES training, 2013 code update &
CASp training.
02/04/20
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BrentHipsher,CBO,CASp
CombinationBuildingInspector/FireInspector
1 of 1
ExperienceSummary
BrentisacertifiedBuildingOfficialwithnearly25yearsofconstruction
relatedexperience;ICCCertifiedCombinationBuildingInspectoraswell
astwocollegecertificatesinBuildingInspection,Construction
Management,andhasaCertifiedAccessSpecialistCertification(CASp
#422).Brenthasworkedwithanumberofdifferentjurisdictions
includingtheTownofPortolaValley,CityofMilpitas,CityofDublin,and
theCityofPaloAltowherehehasservedinpositionsasBuilding
Official,PlansExaminer,andCombinationBuildingInspector.
SelectExperience
4LEAF,Inc.
CombinationBuildingInspector/CASp/BuildingOfficial
Brenthasrecentlyrejoined4LEAFasaCombinationBuildingInspector,
CertifiedAccessSpecialist,andAsͲNeededBuildingOfficial.Brenthas
workedwithnumerous4LEAFclienteleincludingthecitiesofEmeryville,
Newark,Hollister,Pleasanton,andFremonttoassistwithanyasͲneeded
buildinginspectionsrangingfromresidentialtocommercialforall
trades.
CityofSanMateo
DeputyBuildingOfficial/FireInspector
Forapproximatelyoneyear,BrentworkedattheCityofSanMateoin
theBuildingServicesdivisionasaDeputyBuildingOfficialandCounter
Managerwherehemanagedtheinspection,plancheck,andfront
counterpersonnel.BrentalsospentseveralmonthsworkingwithSan
MateoFireasaCityFireInspector.
KutzmannandAssociates
CityofPaloAlto
BuildingInspector/PlansExaminer
ForapproximatelysevenyearsBrentworkedwiththeCityofPaloAlto
asaconsultantinspectorandplansexaminer.Initially,Brentworkedin
theofficeasaplansexaminerandfacilitatedcustomerservicerelated
tocodequestionsandoverͲtheͲcounterplanchecksattheBuilding
Counter.Previously,BrenthasservedtheCityonanumberof
residentialandcommercialinspectionprojectsincluding:
x HPExecutiveCenter
x ArborReal(250ͲunitmultiͲfamily)
x Tesla
Experience
25 years
Certifications
DSA CASp # 422
ICC Certified Combination Building
Inspector
ICC Certified Building Official
ICC Certified Combination Inspector
ICC Certified Electrical Inspector
ICC Certified Mechanical Inspector
ICC Certified Plumbing Inspector
Fire Inspector 1A-1D & 2A-2D
Education
California State University, San Jose
Building Inspection Certificate
College of San Mateo
A.S. Degree Inspection Certificate
A.A. Degree Inspection Certificate
Professional Affiliations
International Code Council
ICC Peninsula Chapter – Past President
IAPMO Current Chair
IAPMO Research and Testing
Committee
IAPMO Answers and Analysis
CALBO California Certification
Committee
02/04/20
97 of 350
GregAdams,CBO
BuildingOfficial/BuildingInspector/PlansExaminer
1 of 1
ExperienceSummary
GregisanICCCertifiedBuildingOfficialwithmorethan30yearsofNorthern
Californiabuildingdepartmentexperience.Gregisanactivememberinthe
InternationalCodeCouncil(ICC)andCaliforniaBuildingOfficials.Greghas
servedasChiefBuildingOfficialformanyjurisdictionsincludingthecitiesof
Visalia,CityofRohnertPark,CityofLathrop,andTulareCounty.
SelectProfessionalExperience
4LEAF,Inc.
ProjectManager/BuildingOfficial
2012ͲPresent
Greghasbeenwith4LEAFformorethanfiveyearsinseveralseparate
capacities.Greghasalsoworkedfor4LEAFperformingInterimBuilding
OfficialconsultingandonͲcallbuildinginspectionandplanreviewservices.
CurrentlyGregisperformingInterimBuildingOfficialservicesfortheCitiesof
SanPabloandBrentwood.PreviouslyGregservedtheCityofEastPaloAlto
asInterimBuildingOfficial.
CityofVisalia
ChiefBuildingOfficial
January2012–October2012
GregwasresponsibleformaintainingthedayͲtoͲdayoperationsofthe
BuildingDepartmentincludingcoordination(selfperformifrequired)of
inspectionandplanreviewservicesandotherrelatedactivities.Greg
managedastaffofapproximately10personnelandprioritized,assigned,
supervised,andreviewedallworkofstaffresponsibleforplanchecking,
buildinginspection,permitissuance,andcodeenforcement.Gregalso
ensurescompliancewithcurrentstatelawsandbuildingcodes.
CityofRohnertPark,CA
ChiefBuildingOfficial/ChiefBuildingInspector/PlansExaminer
2004Ͳ2011
GregservedtheCityofRohnertParkastheChiefBuildingOfficial,Chief
BuildingInspector,andPlansExaminerforapproximately18months.Greg
typicallyperformedthesedutiessolelyandwouldreporttotheCommunity
DevelopmentDirector.Projectsincludedresidential,commercial,industrial,
andmultiͲfamily.GregenforcedthecodesperthecurrentCaliforniaBuilding
CodesandRegulationsincludingTier1ofthe2010GreenBuildingCode.
Experience
30 years
Certifications
ICC Certified Building Official
ICC Certified Plans Examiner
ICC Certified Building Inspector
ICC Certified Permit Technician
Professional Affiliations
CA Contractors License
International Code Council
California Building Officials
ICC Yosemite Chapter
ICC Redwood Empire Chapter
02/04/20
98 of 350
MartinScott,DSA1,OSHPDA
InspectorofRecord
1 of 1
ExperienceSummary
Martinhasmorethan25yearsofexperienceasanInspectorofRecord
(IOR)performinginspectionswithvariouscorrectionalfacilities,school
districtsandmedicalfacilitiesthroughoutNorthernandSouthern
California.Inaddition,MartinhasfiveyearsofexperienceasanIOR
workingonuniversityprojectsintheStateofCalifornia.Hehasworked
onnumerousinspectionsfrom$1millionto$100millionprojects.
SelectProjectExperience
Woman’sJailExpansion,SanLuisObispoCounty
InspectorofRecord
MartinisperformingInspectorofRecordservicesfortheexpansionof
theWomen’sJail.Theprojectincludesconstructinga46,000square
feet(sq.ft.)facilitytohouseandprovidetreatmentandprogramspace
forapproximately198womeninmateson1.5acresofthegreater7±
acresofCountyͲownedland.Theprojectincludesconstructingtwo
buildingsprimarilyconstructedofsteel,withinteriorhightrafficareas
constructedofconcretemasonryunitandconcreteforlongͲterm
durability.Duringphaseoneoftheproject,a38,000sq.ft.twoͲstory
structurewillbeconstructedthatwillhousepostͲarrangement,preͲ
sentenced,andconvictedfemaleinmates.Duringphasetwoofthe
project,theexistingwomen’sinmatefacilitywillbedemolishedanda
second8,000sq.ft.healthcare/programbuildingwillbeconstructed.
Thesecondbuildingwillprovidespaceformedical,dental,andmental
healthservices,aswellasotherprogramstosupporttheseinmates.
CollegeofMarin,ScienceMathCentralPlantBuilding
LeadInspectorofRecord
Thisprojectconsistedoftheconstructionofanew77,000grosssquare
foot$49millionScienceBuildingtoreplacetheexisting55,000square
foot1960’sSciencestructure.ThethreeͲstorybuildingincludeswet
labs,drylabs,classroomsandacentralplantfornearbybuildings.
Adjacentsoftscapeandhardscapeisincluded.Thenewbuildingisrated
bytheUnitedStatesGreenBuildingCouncilandfeaturesapartial
“green”roof.
Experience
25 years
Education
University of California, Los Angeles,
CA, General Sciences, 1992-94
Saddleback College, Mission Viejo, CA,
Physical Sciences, 1990-91
University of California, Irvine, CA,
Engineering and Code, 1986-88
Pierce College, Woodland Hills, CA,
General Engineering, 1977-78
Certifications
DSA Class 1 # 4470
OSHPD Class A # 10365
PIPE Medical Gas Inspection
Registrations
International Code Council
DSA
OSHPD
Safety Training
4LEAF Back Safety
4LEAF Slips Trips and Falls
4LEAF Ladder Safety
4LEAF PPE
4LEAF Heat Illness Prevention
Click Safety – Fall Protection Training
02/04/20
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David Rose
Building Inspector
1 of 1
Experience Summary
With over 20 years of experience in the construction industry, David
offers a wealth of knowledge and skills to any project he is a part of.
David is experienced with evaluating construction site conditions,
reviewing change orders and plans, RFIs, reviewing project documents
and schedules of value payments, attending staff meetings, interacting
with design and construction personnel, assisting in problem solving,
performing commercial and residential inspections, and maintaining
daily reports using both field notes and computer logs. He works well
both independently and as a member of a team. David have excellent
written and verbal communication skills and is very resourceful in
resolving customer service issues. His professionalism and solution-
oriented work style make David an asset to the 4LEAF team.
Select Professional Experience
4LEAF, Inc. – Arroyo Grande, CA
Combination Inspector
2019 - Present
David is currently working for the City of Arroyo Grande through 4LEAF as a Combination Inspector
where he performs all trade inspections for commercial and residential projects.
County of San Luis Obispo – San Luis Obispo, CA
Building Inspector II
1999-2019
In his past role as Building Inspector II, David performed technical building inspections to enforce
compliance with building codes, regulations, and ordinances for the County of San Luis Obispo. He
stayed with the jurisdiction for 20 years and gained beneficial experience that helped make him a great
candidate for 4LEAF.
SoCalGas – San Luis Obispo, CA
Natural Gas Distribution Crew Member
1986-1998
David worked on a team of gas distributers for SoCalGas and was responsible for maintaining a safe
work environment, quality assurance, productivity, and safety.
Experience
20+ years
Education
Cuesta College, Construction Technology
Certifications
Combination Inspector (expires
04/04/2019)
Building Inspector UBC Review (expires
08/20/2020)
Building Inspector (expires 04/04/2019)
Mechanical Inspector (expires 04/04/2019)
Plumbing Inspector (expires 04/04/2019)
Residential Fire Sprinkler Inspector/Plans
Examiner (expires 04/04/2019)
Electrical Inspector (expires 04/04/2019)
02/04/20
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Jesse Cleveland
Building Inspector
1of
Experience Summary
Jesse is an ICC Certified Residential Building Inspector with more than 10
years of related field experience. With his thorough knowledge of various
codes for both building, health, and safety violations, Jesse provides a
fresh perspective to this field. Competent in applying technical
knowledge and following proper inspection techniques, Jesse excels in
examining workmanship and materials, as well as detecting deviations
from plans, regulations, and standard construction practices. This
attention to detail is crucial for the field of construction.
With the strong ability to inspect and identify violations of regulations
governing signs, building occupancy, building sites, and related matters
to ensure compliance, Jesse further shows that he is adept in his skillset.
His considerable knowledge for construction and structural safety only
continues to increase and his strong interpersonal, verbal, and written
communication skills make him an asset to any team. Jesse has been
recognized by superiors for exceeding expectations in leadership,
professional knowledge, integrity, confidentiality, and communication.
Select Work Experience
4LEAF, Inc.
Building Inspector
2018
Jesse has been a welcome edition to the 4LEAF inspection team. He has excelled in performing all aspects
of residential inspections in the City of Hollister where he was responsible for inspections of sub-divisions,
additions and remodel work. Jesse has received several kudos from both his supervisor staff and from his
public contacts. He provides a “partnership” approach to his field work while ensuring that structures he
inspects are in conformance with applicable codes and standards.
Tokay Heating and Air
Comfort Advisor
2018
Jessie was a Comfort Advisor for an HVAC company located in the City of Lodi. Jesse was responsible for
advising potential customers on HVAC systems, determining the needs of homeowners, and adapting
presentations to discuss the features and benefits of the company’s products. Other duties included the
development of proposals and quotations for mechanical contractors, reviewing submittals and
specifications, and exhibiting exceptional customer service.
Experience
10 years
Certifications
ICC Residential Building Inspector
ICC Residential Mechanical Inspector
ICC Residential Plumbing Inspector
Certified Professional Coder
02/04/20
101 of 350
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21 years
&HUWLILFDWLRQV
2009 Caltrans Office Procedures
2009 Cal Berkley Resident Engineer
Certification Course
2010 Caltrans, CT 125 (4 phases)
2005 Storm Water Pollution Prevention
Plan (SWPPP) Fines and Laws
2009 40 HR SWPPP Training
2005 CPESC Certification
2009 Caltrans OfficeEngineer
Certification
97-03 Grade 1 Waste Water Treatment
Plant Operator
97-03 Grade 1Water Treatment Plant
Operator
1999 Backflow Tester Certification
2001 Backflow Specialist Certification
2002 Grade 2 2000 Confined Space
Cert, Chlorine Certification
02/04/20
102 of 350
Roger Remolacio, P.E., CCM
Construction Manager
1 of 1
Experience Summary
Roger has 40 years of engineering, construction management, project
management, and design experience and is a registered Civil Engineer in
California and Washington, as well as a Certified Construction Manager.
Roger has extensive construction management experience including
inspecting construction projects for ensuring conformance to project
plans and specifications, developing and monitoring project schedules,
performing claims analyses, monitoring project budgets, preparing cost
estimates, performing commissioning and start-up services, and
performing contract administration and constructability reviews.
Roger has performed construction management services for a wide range
of horizontal and vertical construction projects including water and
wastewater treatment facilities, underground pipeline installations,
pump stations, reservoir rehabilitation, domestic and reclaimed
waterline installations, solar photovoltaic projects, schools and parking
structures, seismic retrofit projects, and police and emergency services
facilities.
Select Project Experience
City of Tracy
City-Side Zone 3 Pump Station and Tracy Hills Pump Station at JJWTP Project
Construction Manager
Roger is the Construction Manager on this project where 4LEAF is providing CM and Inspection services
for two new potable water pumping stations, both being constructed within the existing James Jones
Water Treatment Plant (JJWTP). Project includes demolition of the existing pump station, construction of
8.0 mgd and 5.3 mgd booster pump stations, 10,000-gallon surge tank, two concrete cores, above-grade
and below grade 12-inch, 20-inch, and 24-inch diameter waterlines, three transmission mains,
replacement motor starters, electrical conduits, electrical control building, cables, and all associated
piping, valves and appurtenances.
City of Lathrop
Consolidated Treatment Facility, Phase 2 Expansion, $18M
Construction Manager
Roger is the Construction Manager overseeing the on-site 4LEAF CM team. New improvements include
a new membrane bioreactor (MBR), modified Headworks, Influent Pump Station, Well Drilling, Electrical
Building and Pipelines, Sludge Dewatering Systems, Administration Building, and Controls System.
Project is being managed using Procore.
Experience
40 years
Registrations
Registered Civil Engineer, California,
No. 46138.
Registered Civil Engineer, Washington,
No. 30011
Education
B.S. Civil Engineering, 1975
University Manila, Philippines
B.S., Environmental & Sanitary
Engineering, 1979, Mapua Institute
of Technology, Manila, Philippines.
Certifications
Certified Construction Manager,
No. 0869
Affiliations
Member, American Society of Civil
Engineers.
Member, Construction Management
Association of America
Languages
English, Filipino, Spanish
02/04/20
103 of 350
Anthony Tierra, P.E., LEED AP, QSD/P
Construction Manager
1 of 1
Experience Summary
Anthony has more than 31 years of experience as a construction
engineer, having worked on an array of projects throughout California.
During this time, Anthony has operated at various levels of construction
and has extensive experience both inside and outside of the office. He
has been responsible for the design, management, and inspection of
sanitary sewers and various underground utilities, railway
transportation systems, highways, hospitals, bridge seismic retrofits,
flood control projects, and industrial and commercial steel buildings.
Anthony has a major focus on field inspections, cost estimates and
schedule review, contract administration, change order claims
management, submittal management, and RFI management.
Select Project Experience
WETA Central Bay O&M Facility – Alameda
Office Engineer
Anthony is performing QC construction oversight on these $50M, 4-story marine building facilities. Work
tasks include QC oversight on construction of floating concrete structures, bio retention systems, fuel
tank installation, land and marine utilities (water, sewer, electrical lines), AC paving, curtain wall
structure, review and coordination of submittals and RFI’s, change order and progress pay review,
SWPPP monitoring.
California High Speed Rail CP-1
Field Engineer
Anthony is providing QA/QC oversight of civil and structural components on a $1 billion, 32 mile
segment of the California High Speed Rail System located between Fresno and Madera, CA. His work
includes monitoring mass concrete installation, and oversight of the construction of CIDH foundation
piles, bridge demolition, and bridge construction. He is also responsible for reviewing work plans,
material compliance and site testing, site safety, utility protect-in-place, and SWPP BMPs.
BART/VTA Silicon Valley Berryessa Extension
Field Engineer
Anthony provided oversight of the contractor’s QC activities in the construction of a $722 million, 10
mile extension of the BART system connecting Fremont to San Jose. His work involved providing QC
oversight of structural, civil, and utility work packages, and coordinating utility relocation with 3rd-party
utility providers. Structures included 155kV electrical substations and guideway tunnels. Utility work
included QC oversight on water, sewer, storm drain lines and coordination with the relocation of ATT
phone, PG&E, Chevron petroleum and MCI fiber optic lines.
Experience
31
Registrations
Registered Civil Engineer, California,
No. 67737
Education
B.S. Civil Engineering, University of the
Philippines
Training
40 Hr. Hazwoper
10-Hr. OSHA
Certifications
LEED AP
Qualified SWPP Developer (QSD)
Qualified SWPP Practitioner (QSP)
02/04/20
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Gopi Chandran
Construction Manager/Inspector
1 of 1
Experience Summary
Gopi has more than 28 years of engineering and project management
experience. He has personally led teams during various stages of project
implementation including contract negotiations, scope development,
technical writing, and field efforts. Skills included all aspects of
remediation, design, construction implementation, construction
management, quality control, program management, regulatory
negotiations, compliance, sustainable remediation programs, health and
safety program, etc.
Select Professional Experience
San Benito County On-Call Public Works Projects
Project Manager/Engineer
Gopi performs project management, cost estimating, field oversi ght and inspection tasks on 4LEAF various
projects including:
x Pacheco Creek Levee Repair Project
Gopi provides onsite project/construction management, contractor coordination and also
stakeholder engagement. Project was a rapid response effort to repair and restore two levee
breaches that occurred during the early 2017 storm season. Gopi is responsible for tracking
budgets, addressing field change orders, approving additional scope and ensuring that project is
adhering to the technical requirements. County approved more than $500,000 for this work.
x Lovers Lane Road Restoration Project
Gopi provided initial project scoping efforts, coordination with FEMA for emergency and
permanent restoration cost recovery, coordination with County Engineers to develop technical
specification and bids, and initial engineers estimates.
x Gopi is inspecting improvements within the Santana Ranch, Klauer, and Pacheco Creek
Subdivisions, and PG&E Encroachment Permit Projects. Responsibilities include inspecting mass
grading activities; the installation of storm drain inlets, pipes, manholes; concrete curb, gutter,
and sidewalk; and AC pavement. Other responsibilities include developing solutions for
emergency roadway, levee, slides and storm water repairs for areas damaged by the 2016/17
Winter storms and field locating culverts within the county and documenting their location on
County’s GIS Program.
Experience
28+ years
Experience with 4LEAF
1 year
Education
BS Civil Engineering, University of
Texas at El Paso, Texas, May 1989
MS Civil Engineering, University of
Texas at El Paso, Texas, July 1991
Licenses
California A Contractor License
02/04/20
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Mark Thrailkill
Construction Inspector
1 of 1
Experience Summary
Mark has more than 28 years of construction inspection and civil plan
review experience. Mark’s responsibilities have included performing
construction management and inspections for various street and park
improvement projects. He also has extensive experience performing
inspections on grading and earthwork projects, pedestrian and drainage
facilities, traffic signal and utility installations and relocations,
installation of erosion control BMPs, AC and PCC pavement
construction, and retaining wall construction (CMU’s, precast, cast-in-
place concrete).
Mark also has experience in preparing quantity calculations, performing
materials sampling and control, assuring compliance with plans and
specifications, performing construction staking and surveying,
coordinating with utility and railroad companies, and performing civil
plan review for subdivisions. He is also well versed in Caltrans policies
and procedures.
Select Project Experience
City of Mill Valley
Miller Avenue Streetscape Project
Construction Inspector
Construction Inspector for this $13.5 Million Miller Avenue Streetscape Project, which is one of the largest
Public Works project ever undertaken by the City of Mill Valley. The project will dramatically improve
multi-modal movements for pedestrians, bicyclists, and motor vehicles. It will install new underground
utilities, recycle and rehabilitate over 8 lane-miles of asphalt pavement, replace sidewalks, utility boxes,
streetlights, hardscaping and landscaping to beautify over 2 miles of Miller Avenue, one of two major
thoroughfares into downtown Mill Valley. The project includes sewer rehabilitation using a combination
of pipe bursting, cured-in-place lining, and open trench pipe removal and replacement, and recycled
asphalt processes including Full Depth Asphalt Reclamation (FDR) and Cold In-Place Recycling.
City of Livermore
First Street Downtown Reconstruction and Beautification Project
Construction Manager
Mark was responsible for the construction administration and inspection of the downtown First Street
project. Mark provided support for utility coordination and permitting and coordinated with ACE train.
Special monitoring measures were required for pedestrian safety.
Experience
28+ years
Education
U.C. Berkeley Extension, Course work
in Construction Management Program
Affiliations
USGBC
City of Livermore Advanced
Development Planning Team, 1999 -
Present
San Joaquin County Standards
Committee, 1994
Various CALTRANS Training and
Certification Programs
CALTRANS Testing Methods
Nuclear Gauge Operator
Training Aggregate Base
Sampling Cylinder Testing
Asphalt Sampling
02/04/20
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Delrae Violetti
Sr. Construction Inspector
1 of 1
Experience Summary
Delrae has a Bachelor of Science degree in Civil Engineering with more
than 25 years of experience as a construction inspector for Caltrans,
Federal Highway Administration (FHWA), and various other state
agencies on underground utility, roadway, freeway, bridge, airport, and
waterway projects. Delrae’s experience includes reviewing plans and
specifications of assigned projects with construction personnel;
collecting material samples for examination or analysis by laboratories;
scheduling, planning, coordinating, and performing daily site inspections
to ensure compliance with approved plans, specifications and codes;
recording quantities of materials used and work performed; preparing
necessary reports for progress payments; maintaining up-to-date
project records, including as-built drawings, material testing reports,
miscellaneous inspection and testing reports, and item quantity files;
and processing monthly payments to contractors.
Select Project Experience
Tahoe City, California
Truckee River Bridge & Dollar Creek Trail
Senior Construction Inspector
Delrae performed inspections for this $35 million project to relieve congestion and improve the overall
transportation efficiency and pedestrian and bicycle safety through Tahoe City. This project included 17
stakeholders including Caltrans, Placer County, Federal Highway, Tahoe City, Tahoe Transportation
District, and several special interest groups. The project included installing 12-inch welded steel
waterlines; 6-inch, 10-inch and 14-inch C-900 water lines; 6-inch DIP fire hydrant services; and all
associated meters, valves and fittings. Pressure testing of waterlines was performed when waterline
installation was complete. The project also included constructing three roundabouts and two bridges;
installing new storm drain pipe; relocating numerous utilities including natural gas, sanitary sewer, and
electrical and communication lines. Sanitary sewer improvements included installing 12-inch to 27-inch
diameter sanitary sewers at depths between 5 and 24 feet. Delrae was responsible for performing
inspections; coordination between the contractor, utility companies, and the client; interfacing with
business owner and residents in the project vicinity; monitoring and ensuring the contractor maintained
and adjusted traffic control throughout the project; maintaining accurate red-line drawings; and
maintaining detailed written and photographic documentation of site activities. This project was in a very
sensitive environmental area and required working closely with Tahoe Regional Planning Agency and
California Regional Water Quality Control Board (RWQCB) to ensure the requirements of 401, CEQA,
NEPA, fire plan, and local permits were met.
Experience
25 years
Education
B.S. Civil Engineering, California State
University, Chico
B.S. Biological Sciences, California State
University, Chico
Certifications
.Erosion Control Training, Shasta College
Grade III Wastewater Treatment Operator
Caltrans: Module 1 Construction
Stormwater Pollution Prevention
Caltrans Module 2 Construction Site
BMPs & Field Application
Caltrans Module 3 Water pollution Control
Contract Administration, Inspection &
Maintenance
02/04/20
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Edwin P. Ekberg
Construction Manager/Inspector
1 of 1
Experience Summary
Ed has more than 35 years of experience specializing in large-scale
construction projects. He has experience as a Construction Manager,
Inspector and QA/QC senior manager with a proven record of
accomplishing and completing projects on time and under budget in
extraordinarily challenging circumstances and under near-impossible
delivery schedules. Ed has provided CM and inspection services for the
rehabilitation of existing storm drain pipes and manholes and sanitary
sewer upgrades for existing gravity and force mains. His pipeline
inspection experience includes inspecting various methods of pipeline
installation including jack and bore, sliplining, directional drilling, and
pipe bursting. He also has experience inspecting AC improvements,
bridges, waterlines, soundwalls, overhead sign structures, and ensuring
sidewalks and curb ramps are ADA Compliant and SWPPP compliance is
met, as well as performing public outreach.
Select Project Experience
City of Mill Valley
2016 Street and Sanitary Sewer Improvement Project
Senior Construction Inspector
Ed was the Construction Inspector for sanitary sewer upgrades for
existing gravity and force mains including service laterals at various
locations throughout the City of Mill Valley. He reviewed CCTV
inspections for new mains; and inspected ADA Compliant upgrades of
existing ramps and curbs, rehabilitated existing storm drain piping and
sanitary sewer manholes, mill and replace HMA on various streets and
slurry seal. Ed was responsible for scheduling 3rd party testing services,
monthly pay estimate review for contractor payments, as-built drawing
updates. He attended and conducted weekly progress meetings and
performed SWPPP compliance inspections.
Town of Windsor
Construction Manager / Inspector
Ed provided construction management and inspection duties for this project, which included installing
1,200 linear feet of class 2 – 36-inch storm drain for the Pool Creek Subdivision by the boat method. The
storm drain pipe was installed using cut and cover techniques. Ed was responsible for providing utility
coordination, preparing daily inspection reports, documenting manpower, equipment, and time for
force account work, measuring quantities, and developing punch lists and following up with corrective
measures.
Experience
35 + years
Education
Santa Rosa College, Santa Rosa, CA
Bachelor of Science, Studies in
Construction Management, 1985
Certifications
ISO 9001 Lead Auditor # Q06577
OSHA: 10-Hour Safety & Health
OSHA: 40-Hour Hazwoper Training
ACI: Concrete Field-Testing Grade 1
#922343
ASNT: Level II VT, UT, PT
ATSSA: Traffic Control Supervisor #
189821
AWS: Cert. Welding Inspector #0840821
ICC: Cert. Structural Masonry Inspector
#0186110-84
ICC: Cert. Structural Steel & Welding
Inspector #0186110-85
ICC: Cert. Reinforced Concrete Inspector
#0186110-49
ICC: Cert. Spray Applied Fireproofing
Inspector #0186110-86
Corps of Engineers Certified Quality
Management
NDOT: Concrete and Asphalt Paving
Inspection
Professional Associations
American Concrete Institute
International Conference of Building
Officials
American Welding Society
American Society for Non-Destructive
Testing
Construction Inspectors Association
02/04/20
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Hassan Alkhatib
Construction Inspector
1 of 1
Experience Summary
Hassan has more than 15 years of experience in the field of inspection
and contract administration. He has experience in the transportation
industry, freeways and airports for both the State of California (Caltrans)
and Arizona (ADOT) as a consultant.
Select Project Experience
Caltrans District 8
Magnolia Over-Crossing Widening, San Bernardino, CA
Field Inspector
Hassan conducted inspections for this project that included resurfacing
decks and replacing bearing pads and transverse connectors. Hassan
inspected earth work, paving, and sign installations assuring the
contractor’s work conformed to the project specifications and standards.
Performed quantity calculations and measurement for progress pay
estimates and kept daily records. Prepared daily diaries, maintained
continuous communication with the RE and other field personnel, and
took material samples.
Caltrans District 8—Green River Overcrossing, Corona, Riverside County, CA
Office Engineer
Hassan assisted and provided clerical and contract administration support for this $30M project that
involved the replacement of an existing bridge with pre-stressed concrete box girder. Maintained project
files and logs, prepared monthly estimates, requested closures, requested CHP services through the
Construction Zone Enhanced Enforcement Program (COZEEP) and documented project meetings. This
Caltrans District 8—I-40 Rehabilitation Project, 8-SBd-40-R28.1/R51.0, San Bernardino County, CA
Construction Inspector
Hassan conducted construction inspections for asphalt paving, earth work, and drainage to assure that
the contractor’s work conformed to the project specifications. Coordinated with contractor on pay
requests, traffic closures and safety, and prepared daily diaries. This $50M project involved asphalt cold
plane, Hot Mix Asphalt (HMA) replacement and overlay and MBGR installations.
Experience
15 years
Education
Post Bachelor Certificate Construction
Management, 2017, Louisiana State
University, Baton Rouge, Louisiana.
B.S. Operation Management /
Economics,1993, Arizona State
University, Tempe, Arizona.
Associates in Engineering 1982,
Ventura Community College,
Ventura, California.
Certifications
ACI Concrete Field Testing Technician,
Grade I
ATTI Arizona Technical Testing
Institute.
OSHA 30-Hour Construction Industry
Certificate.
02/04/20
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Norman Akana
Construction Manager/Inspector
1 of 1
Experience Summary
Norman is a Senior Construction Manager and Inspector with 37 years of
experience in the construction industry including 13 as a construction
manager. He began his career as a union carpenter and is now a seasoned
construction manager with construction management experience on
projects that include underground utilities (storm drain, sanitary sewer,
and water mains), water treatment and wastewater facilities,
environmental cleanup sites including U.S. EPA-funded sites. He has also
managed habitat restoration projects, pipelines, facilities, and roadway
improvement projects. He has a substantial quality assurance inspection
background. Much of his experience has been in the western United
States with the majority of the work performed throughout California.
Norman’s experience as a construction manager and inspector allows him to “wear multiple hats” and
perform multiple roles on a project that results in major cost savings to clients. He has extensive expertise
in the geotechnical aspects of construction, including inspecting engineered fill, landfills, roadway
embankments, and trench excavation and backfill. He interprets plans and specifications, administers
construction contracts, inspects for safety and contract compliance, coordinates permitting compliance
activities, performs construction surveying, implements traffic control plans, and coordinates all
construction inspection and engineering reviews. His many years as a carpenter and a general
superintendent have given him the knowledge of what it takes to perform certain tasks as well as the
capabilities of all types of equipment and tools.
Select Project Experience
Sacramento Regional County Sanitation District
EchoWater Project
Commisioning Agent
Norman Akana is providing Commissioning Services for the EchoWater Project. The EchoWater Project is
among the largest public works projects in Sacramento’s history. To meet the requirements of new State
mandates issued in 2010, the treatment plant needs a major upgrade. The mandate requires new
processes, including nutrient removal, filtration, additional disinfection, and more. This new system, will
produce cleaner water for discharge to the Sacramento River, as well as for potential reuse as recycled
water (e.g., for landscape and agricultural irrigation).
4LEAF’s scope includes clean water commissioning work, Site Integration Testing, Vendor training, Start
Up Reliability Acceptance Testing, and other tasks thru final acceptance, and Norman’s responsibilities
include preoperational testing for pre-commissioning and coordinating all scheduling, operations,
maintenance, inspections, tests, adjustments, and measurements for the EchoWater Project.
Experience
37 years
Training / Classes
30-hour OSHA Construction.
DM 385-1-1 40-hr Construction Hazard
Awareness.
Subcontractor Management.
Construction Safety Coordinator
Safety Coordinator / Hazardous Waste.
Affiliations
Member, Construction Management
Association of America
02/04/20
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A.E. “Drew” Gidlof III
Construction Manager/Inspector
1 of 1
Experience Summary
Drew is an experienced Construction Manager, Project Manager, and
Inspector with more than 20 years of field and management experience
directing, organizing, coordinating and administrating roadway projects
and other public works construction projects for public entities including
the City of West Sacramento. As a graduate of the Caltrans Resident
Engineer Academy, Drew has an in-depth understanding of the project
tracking and reporting requirements for Caltrans and Federally-funded
projects.
Drew’s skills and expertise include construction inspection, project
management, documentation, budgeting, scheduling, grant compliance
reporting, and labor and SWPPP complaince tracking and reporting.
Drew managed two large roadway projects for the City of West
Sacramento that included streetscape and pedestrian improvement
projects, utility relocation, excavation, grading, drainage systems, water
and sewer systems, and ADA pedestrian paths. He has experience on
environmentally sensitive projects handling issues such as contaminated
soil and other hazardous materials.
Select Project Experience
City of Mill Valley- Miller Avenue Streetscape Project
Construction Manager
Drew was the Construction Manager for this $13.5 Million project where 4LEAF provided CM and
Inspection services. The Miller Avenue Streetscape Project was one of the largest Public Works project
ever undertaken by the City of Mill Valley and dramatically improved multi-modal movements for
pedestrians, bicyclists, and motor vehicles. It installed new underground utilities, recycled and
rehabilitated over 8 lane-miles of asphalt pavement, replaced sidewalks, utility boxes, streetlights,
hardscaping and landscaping to beautify over 2 miles of Miller Avenue, one of two major thoroughfares
into downtown Mill Valley. This major capital improvement project garnered a large amount of attention
from local residents, business owners, City elected officials, and all City staff.
City of West Sacramento - Tower Bridge Gateway Modification – East Phase
Construction Manager
Drew served as Project/Construction Manager for this high-profile project that reconfigured the eastern
end of Tower Bridge Gateway from a former freeway to a boulevard. The $5 million improvements
integrate Tower Bridge Gateway and the surrounding street network. The project was recently named a
finalist for Local Street Project of the Year by the California Transportation Foundation.
Experience
20 years
Education and Training
Cal Trans Resident Engineer (RE)
Academy Graduate
Storm Water Pollution Prevention
Program (SWPPP), General Permit
and MS4 Training
Bachelor of Science, Management &
Computer Science, Park College,
Parkville, Missouri
Associate of Science, Management
Park College, Parkville, Missouri
Associate of Science, Community
College of the Air Force (CCAF)
Training and System development
Affiliations
Member - West Sacramento Rotary
Club since 2007; currently serves on
the Club Board of Directors
District 5180 Assistant Governor (2010-
2013)
02/04/20
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Mike Mousseau
Construction Inspector
1 of 1
Experience Summary
Mike is skilled with more than 20 years of experience and a strong record
of achievement in providing the necessary underground utilities
construction management and personnel motivation expertise to ensure
streamlined operations, increased proficiency, and profitability. Some of
Mike’s expertise includes full on-site project management; scheduling;
and monitoring inspection from start-up through developer orientation;
providing accurate takeoffs; estimating, budgeting, contracting,
purchasing, invoicing, and project procurement; and providing effective
decision-making with the ability to quickly evaluate available alternatives
in a logical manner.
Select Project Experience
Regional Transportation Commission, Boulder City, Nevada
I-11 Boulder City Bypass Design-Build, Phase 2
Senior Inspector
4LEAF is currently providing Construction Management services including
inspection oversight, materials testing, construction observation and
oversight, environmental compliance, oversight of the Design-Builder’s
mitigation of Naturally Occurring Asbestos (NOA), review and monitoring,
project management, public relations, utility coordination, maintenance
of traffic coordination and surveillance, change order evaluation and
recommendations, schedule analysis, claims avoidance, and dispute
resolution.
City of North Las Vegas, North Las Vegas, Nevada
Losee Road Improvements – Phase 2B Repackage – Craig Road to 215 Beltway
Senior Inspector
This project involved pavement rehabilitation including crack seal, and overlay; new roadway
improvements including pavement, curb, gutter, sidewalk, street lighting, signing, striping, traffic signals,
and FAST interconnect; local and regional storm drain systems; utility adjustments; landscaping and
aesthetics; and other related items of work.
Experience
20+ years
Education
BYU Idaho Rexberg, ID
Major: Biology / Minor: Fish and
Wildlife Management (1988).
Certifications
ATSSA Traffic Control Technician
DCA NPC-NV Power Co.
HILTI Post-Installed Rebar 101
IMSA Work Zone, #AA_67208
IMSA Traffic Signal Inspector,
#BE_67208
IMSA Traffic Signal I, #AA_67208
IMSA Traffic Signal II, #BE_67208
IMSA Roadway Lighting Technician
Level I, #RR_67208
OSHA 10-Hour Construction Safety
and Health, #36-005301559
OSHA 30-Hour Construction Safety
and Health, #600477507
On-line Health and Safety Modules
Back Safety, Slips, Trips and Falls,
Ladder Safety, Personal Protective
Equipment, Electrical Safety
On-line Heat Illness Prevention
02/04/20
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Daniel W. Mount
Project Facilitator
1 of 1
Experience Summary
Dan has 28 years of project management, design review and
operations for municipal public works projects including roadways
and water treatment plants and distribution systems. His background
includes project management for design and construction of water
and wastewater systems and pump stations for the City of West
Sacramento, California. He worked as the City Public Works
Operations Manager and was responsible for supervising 41
employees in multiple Public Works Department divisions including
road maintenance, utilities, environmental, facility and feet
maintenance, and water treatment.
Dan’s responsibilities have included project management, design
review and budget compliance and contractor coordination. He has
performed project administration and documentation control
accordance to Caltrans construction management protocol and
understands state and federal funding requirements for public
projects.
Select Project Experience
City of Lincoln
Lincoln Boulevard Improvements Phase 2 (CIP 354)
Construction Manager
Dan is serving as the Construction Manager on this $2.1M project located along Lincoln Boulevard from
Sterling Parkway to McBean Park Drive. The project includes new curb, gutter, sidewalk, bulb-outs, street
improvements, underground utilities, and new trees and landscaping, lighting, traffic signals, pavement
delineation and signage/ Streetscape improvements including decorative hardscape, plantings and
irrigation. This is a federal and Caltrans funded project along relinquished Highway 65.
City of Elk Grove
Emerald Vista Storm Drain Improvements/On-Call Contract
Construction Manager
Dan served as the Construction Manager on this $800K, 50 work day project designed to
upsizes the existing storm drain pipes to reduce the risk of potential flooding. The project consisted of
installing 1600 feet of 54” and 48” storm drain in an existing neighborhood with two schools. The project
has 404 and 401 environmental permit requirements and a creek native habitat crossing. Project required
multiple utilities to be relocated prior and during construction.
City of West Sacramento, George Kristoff WTP Project
Public Works Operations Manager / Project Manager
As Public Works Operations Manager, Dan oversaw operations of the George Kristoff Water Treatment
Plant. Dan served as the project manager for all City water storage and pump station improvements from
1999 - 2017.
Experience:
28 years
Education:
• Community College of the Air Force –
Environmental Controls
• UNITED STATES AIR FORCE
Environmental Support Specialist
Technical Training
Registration:
Grade 5 Water Treatment Plant Operator,
Grade 3 Water Distribution Operator
Certifications:
• CALIFORNIA STATE
DEPARTMENT OF HEALTH:
GRADE 5 Water Treatment Plant
Operator,
GRADE 3 Water Distribution
02/04/20
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Daniel W. Mount
Project Facilitator
1 of 1
Experience Summary
Dan has 28 years of project management, design review and
operations for municipal public works projects including roadways
and water treatment plants and distribution systems. His background
includes project management for design and construction of water
and wastewater systems and pump stations for the City of West
Sacramento, California. He worked as the City Public Works
Operations Manager and was responsible for supervising 41
employees in multiple Public Works Department divisions including
road maintenance, utilities, environmental, facility and feet
maintenance, and water treatment.
Dan’s responsibilities have included project management, design
review and budget compliance and contractor coordination. He has
performed project administration and documentation control
accordance to Caltrans construction management protocol and
understands state and federal funding requirements for public
projects.
Select Project Experience
City of Lincoln
Lincoln Boulevard Improvements Phase 2 (CIP 354)
Construction Manager
Dan is serving as the Construction Manager on this $2.1M project located along Lincoln Boulevard from
Sterling Parkway to McBean Park Drive. The project includes new curb, gutter, sidewalk, bulb-outs, street
improvements, underground utilities, and new trees and landscaping, lighting, traffic signals, pavement
delineation and signage/ Streetscape improvements including decorative hardscape, plantings and
irrigation. This is a federal and Caltrans funded project along relinquished Highway 65.
City of Elk Grove
Emerald Vista Storm Drain Improvements/On-Call Contract
Construction Manager
Dan served as the Construction Manager on this $800K, 50 work day project designed to
upsizes the existing storm drain pipes to reduce the risk of potential flooding. The project consisted of
installing 1600 feet of 54” and 48” storm drain in an existing neighborhood with two schools. The project
has 404 and 401 environmental permit requirements and a creek native habitat crossing. Project required
multiple utilities to be relocated prior and during construction.
City of West Sacramento, George Kristoff WTP Project
Public Works Operations Manager / Project Manager
As Public Works Operations Manager, Dan oversaw operations of the George Kristoff Water Treatment
Plant. Dan served as the project manager for all City water storage and pump station improvements from
1999 - 2017.
Experience:
28 years
Education:
• Community College of the Air Force –
Environmental Controls
• UNITED STATES AIR FORCE
Environmental Support Specialist
Technical Training
Registration:
Grade 5 Water Treatment Plant Operator,
Grade 3 Water Distribution Operator
Certifications:
• CALIFORNIA STATE
DEPARTMENT OF HEALTH:
GRADE 5 Water Treatment Plant
Operator,
GRADE 3 Water Distribution
02/04/20
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Dave Ruth, ICC
Construction Inspector
1 of 1
Dave has more than 20 years of experience in the construction
industry. He is an accomplished ICC-Certified Construction Inspector,
with vast knowledge of both the California Building Code Standards
and the International Building Codes. Dave has worked for both
public and private entities, managing and inspecting construction
projects including roadways, bridges, and public facilities.
Dave brings skills gleaned from his education through the
International Code Council (ICC) and his years of hands-on ADA and
building code compliance experience. Prior to his many years of
construction inspections and code compliance training & education,
he was a senior foreman for a concrete / masonry construction firm.
The projects completed included public works, Fire / Police stations,
City Halls, public parking structures, water treatment facilities, etc.
Dave is skilled in all areas of construction inspection, from initial
project review through the construction close-out process. Dave is
expert in providing inspections to ensure compliance with ADA,
California State plumbing, building, mechanical and electrical codes,
and all applicable local codes and ordinances, in all jurisdictions.
Select Project Experience
California Department of Parks and Recreation
Los Angeles State Historic – Parkwide Renovation
Construction Inspector
Dave is currently providing inspection services for this $18 million-dollar project that constructs site
improvements and visitor use amenities at the historic park in the heart of downtown Los Angeles. The
project includes site access, parking, infrastructure, utilities, landscaping, bridges, visitor building and
operation buildings with restrooms, interpretive elements and related facilities including a welcome
pavilion, and pedestrian promenade.
California Department of Parks and Recreation
Bolsa Chica State Park – ADA Improvements
Construction Inspector
Dave recently provided on-site construction inspection for the project to upgrade the ADA parking spaces
throughout the park to comply with current standards. Scope included upgrading the combination
building #16 to meet ADA standards, and replacing the entrance storefront at the park’s headquarters
building. Dave ensured that the project was completed in accordance with plans and specifications.
Experience
20+ years
Certifications
ICC Reinforced Concrete
ICC Structural Masonry
LA City – Reinforced Concrete
LA City – Structural Masonry
LA City – DIA
LA City –Shotcrete
LA County – Reinforced Concrete
LA County – Structural Masonry
City of Santa Monica - Concrete & Masonry
Long Beach – Concrete and Masonry
Fullerton - Concrete and Masonry
Irvine – Concrete and Masonry
Manhattan Beach – Concrete & Masonry
City of Orange – Concrete & Masonry
ACI Concrete Field Technician & Testing
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Erick Mendoza
Construction Inspector/Plans Examiner
1 of 1
Experience Summary
Erick is an experienced Constructing Manager and Inspector with more
than 15 years of experience in construction management, inspection,
plan review and design for public and private development projects,
industrial sites, and electrical substations. Erick’s experience includes
construction management and inspection of roadway and underground
utility improvement project and also has experience in the development
and interpretation of Storm Water Quality Control and erosion control
methods.
Erick is well versed in Caltrans policies and procedures, plan and map
review, document review, contract negotiations, file management, RFI
response, plan preparation, bid evaluations, material purchasing, and
scheduling in accordance with project plans and specifications. Erick has
extensive knowledge in various civil engineering and planning programs
such as AutoCAD and Civil 3D.
Select Work Experience
City of Escalon
First Street Road Improvements, Escalon, CA
Construction Manager/Inspector
Erick was the Construction Manager and Inspector for this project which included the replacement and
construction of 3.5 miles of asphalt concrete, new curb, gutters, sidewalks, and driveways. The project
also upgraded the storm and sanitary sewer lines, water, gas, and landscaping. Erick was responsible for
ensuring the contractor properly performed the required bacteriological testing for the waterline. The
new roadway section included 4-inches of full-depth reclamation (FDR) asphalt paving and 10-inches of
Type II AB. Coordination with Caltrans and the railroad were required as the project encroached into
Caltrans right-of-way and crossed the railroad, and encroachment permits were required with both
agencies. Extensive public outreach and ongoing communication was required with the residents
concerning issues such as access to their properties during driveway construction.
Misc. Roadway Projects
Construction Manager/Inspector
Erick has provided construction and inspection services for numerous roadway projects which included
grading and excavating, installation of subbase, AC Pavement, Storm drain, sewer and waterlines,
sidewalks, curb and gutter and landscaping. Erick provided inspection of existing asphalt for Alligator
cracking, longitudinal and traverse cracking, potholes, depressions rutting and shoving.
Experience
15+ years
Education
B.S. in Computer Information Systems
DeVry University
B.S. in Highway Design
Technical Institute of Central America
B.S. in Civil Engineering and Construction
Technical Institute of Central America
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Mike Manning
Construction Manager / Inspector
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Experience Summary
Mike is a seasoned construction manager, inspector and project manager
with more than 26 years of experience on Capital Improvement Projects for
municipalities. He brings diverse blend of technical expertise and
construction management skills.
Mike’s project experience includes major street renovations, underground
utilities, sewer lines, water/ waste water treatment facilities, recycled and
potable water systems, including pipelines, tanks and pumps; City building
construction, and annual overlay and slurry seal projects. Mike is currently
providing inspections for the City of Roseville Parks, Recreations and
Libraries Department on 4LEAF’s on call contract with the City.
Mike has managed, inspected and performed oversight on projects for
municipalities, water districts, utility companies, and provided oversight of
contractors working within City boundaries and City right-of-way, to ensure
public safety and ensure protection of City facilities. Mike reviewed and
approved traffic control plans and coordinated lane/road closures with
emergency service, City departments, and other agencies to maintain traffic
flow and reduce traffic impacts.
An experienced construction inspector, Mike is also a certified QSP, and
Certified Erosion, Sediment and Storm Water Inspector (CESSWI), able to
monitor SWPPP compliance in the field.
Select Project Experience
City of Roseville Department of Parks, Recreation and Libraries
Onsite Construction Inspector
4LEAF’s Mike Manning is providing construction inspection services and serving as construction manager on this
city-wide parks and various streetscape projects. Mike has inspected the installation of park infrastructure, play
areas, restroom buildings, shade structures, parking lots, picnic areas, multi-use turf, site preparation grading,
underground utilities, flat work and additional landscaping and irrigation. Inspection was also conduced have for
ADA improvements to recreation buildings, rehabilitation of a historic building, and the restoration of a
community swimming pool. Mike has also been responsible for reviewing plans and specifications, submittals,
processing change orders, and in-charge of progress payments.
County of Lake, Clearlake Oaks Safe Routes to School and CDBG Sidewalk Project
Onsite Construction Inspector
Mike was the onsite construction inspector on this ‘safe routes to school’ project that enhances a section of
State Highway 20 and Foothill Boulevard to provide safe pedestrian walkways, bike lanes and decorative
streetlights at intersections for East Lake Elementary School students. The project included traffic calming
measures such as new curbs, gutters, sidewalks, bulb-outs, bike lanes, pavement resurfacing and striping.
Experience:
26 years
Education:
Caltrans – Local Assistance Resident Engineer
Academy –University of California, Berkeley
Chabot Junior College
Public Works and Construction Inspection Courses
Ohlone Junior College, Fremont Drafting
and General Ed Courses
Phoenix Institute of Technology
Phoenix, AZ Architectural Drafting, Dean’s List
Certifications:
Qualified SWPPP Practitioner (QSP)
Since 2011 #21329
Certified Arborist WE-2108A – since 1995
Certified Erosion, Sediment & Storm Water
Inspector (CESSWI) – since 2011 #1998
2015 Storm Water Quality Workshop – BT
Consulting
2010 Department of Water Quality Construction
General Permit/QSP Training
2010 Prevailing Wage Law Certification – Lorman
Education Services
2008 Construction & Inspections of Traffic Signals –
Tech Transfer Course - University of California,
Berkeley
2005 Safety Assessment Program – Evaluator
Governor’s Office of Emergency Services
2003 Document training – Federal Aid
Construction Projects
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Raymond Gary
Construction Inspector
1 of 1
Experience Summary
Raymond has over 28 years of experience inspecting public works
infrastructure. This experience encompasses sanitary sewer, roadway,
street improvements, storm drains, minor structures, detention basins,
and earthwork and grading, pipelines, reservoirs, pump stations, wells,
sidewalks, curb & gutter, structural concrete, traffic signal, street
lighting, grind and overlay, slurry, welded steel reservoirs and other
projects. He has been responsible for monitoring construction activities,
preparing daily construction inspection reports, verifying compliance
with plans and specifications, ensuring testing is satisfactorily
conducted, maintaining record drawings, conducting final inspections,
generating final punch lists, and assisting in field start-ups. Raymond is a
certified construction inspector with City staff experience and
consulting experience who brings his best to each job he works on.
Select Project Experience
Cal Poly San Luis Obispo Student Housing
San Luis Obispo
Building Inspector
Raymond performed commercial building inspections such as framing, rough plumbing, rough electrical,
insulating installation, drywall installation, drywall screwing, soffit installation and screwing, fire chalking
and hot rod installation. Inspections also included pressure testing for refrigeration and condensation
lines; Meggar and torch testing; on-site sidewalk; low voltage conduit installation; light pole foundations
and light pole stands; irrigation main installation; and tree and ground cover planting. Raymond oversaw
Earth Systems inspectors to ensure compliance with plans and specifications and to verify daily reports
were completed on time. He also performed inspections on the installation and pressure testing of
domestic water main, inspection on storm drain, sewer and dry utilities. Inspections were also
performed on the rough and fine site grading.
City of Garden Grove
Street Improvements Garden Grove, CA
Construction Inspector
Raymond performed inspections for the removal and replacement of ADA Handicap ramps, sidewalk,
and curb and gutter. Raymond performed inspections on the pulverization of the existing road and
subgrade together and the placement of cement for a cement treaded base.
Experience
28 years
Education
Civil Engineering, Construction
Management and Drafting courses
1990 –1995 University of California,
Riverside, CA
1985 – 1986 Pima Community College,
Tucson, AZ
1979 –1980 Northern Arizona
University, Flagstaff, AZ
1977 – 1978 Arizona Western College,
Yuma, AZ State Certified Public
Works Inspector - UCR
Certifications
State Certified Nuclear Gauge
Operator
OSHA Certified 30 hour click safety
Hazmat Certified First Responder
ATSSA Certified Traffic Control
Technician
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02/04/20
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Qualifications to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 1 of 5
Section 6: References April 2, 2019
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xEŽƌƚŚ ĂŶĚ ^ŽƵƚŚ WĂƌŬŝŶŐ ^ƚƌƵĐƚƵƌĞƐ ʹdǁŽ ĂďŽǀĞͲŐƌĂĚĞ ƉĂƌŬŝŶŐ
ƐƚƌƵĐƚƵƌĞƐŽĨĂƉƉƌŽdžŝŵĂƚĞůLJϲ͕ϬϬϬƐƉĂĐĞƐ͘
xĞŶƚƌĂůhƚŝůŝƚLJWůĂŶƚʹ/ŶƚĞŐƌĂƚĞĚƉĂƌŬŝŶŐƐƚƌƵĐƚƵƌĞĂŶĚƐĞƌǀĞƐĂůůďƵŝůĚŝŶŐƐŽŶƚŚĞDĂŝŶƵŝůĚŝŶŐƐŝƚĞ͘
xWŚĂƐĞ Ϯ ZĞƐĞĂƌĐŚ ĂŶĚ ĞǀĞůŽƉŵĞŶƚ ƵŝůĚŝŶŐƐ ʹ ϲϬϬ͕ϬϬϬ ƐƋƵĂƌĞ ĨĞĞƚ ŽĨ ŽĨĨŝĐĞ͕ ƌĞƐĞĂƌĐŚ͕ ĂŶĚ
ĚĞǀĞůŽƉŵĞŶƚĂŶĚƚǁŽƐĞƉĂƌĂƚĞĂďŽǀĞŐƌŽƵŶĚƉĂƌŬŝŶŐŐĂƌĂŐĞƐ͘
WůĂŶZĞǀŝĞǁ^ĞƌǀŝĐĞƐ
ͻEŽƌƚŚ ĂŶĚ ^ŽƵƚŚ WĂƌŬŝŶŐ ^ƚƌƵĐƚƵƌĞƐ ʹϰ> & ƌĞǀŝĞǁĞĚ ƚŚĞ ĂďŽǀĞ
ŐƌĂĚĞWĂƌŬŝŶŐ'ĂƌĂŐĞƐ;ϮͿĨŽƌƚŚĞƉƉůĞĂŵƉƵƐϮ͘dŚĞϰ> &ƚĞĂŵ
ƉĞƌĨŽƌŵĞĚ ^ƚƌƵĐƚƵƌĂů͕ ƌĐŚŝƚĞĐƚƵƌĂů͕ &ŝƌĞͲ>ŝĨĞͲ^ĂĨĞƚLJ͕ DĞĐŚĂŶŝĐĂů͕
ůĞĐƚƌŝĐĂů͕ĂŶĚWůƵŵďŝŶŐ͘dŚĞŐĂƌĂŐĞƐŝŶĐůƵĚĞĚƚǁŽʹϯƐƚŽƌLJĂŶĚ
ϯϬϬ͕ϬϬϬ^Ƌ͘&ƚ͘ƐƚƌƵĐƚƵƌĞƐǁŚŝĐŚŝŶĐůƵĚĞĚWŚŽƚŽǀŽůƚĂŝĐƌƌĂLJŽŶƚŚĞ
ƌŽŽĨƚŽƉƐ͘ŽƚŚŐĂƌĂŐĞƐǁŝůůďĞĐŽŶŶĞĐƚĞĚďLJďƌŝĚŐĞƐĂŶĚƐƉŝŶĞƌĂŵƉ͘
ůŝĞŶƚEĂŵĞ͗ ŝƚLJŽĨƵƉĞƌƚŝŶŽ<ĞLJWĞƌƐŽŶŶĞů
WƌŽũĞĐƚ>ŽĐĂƚŝŽŶ͗ ƵƉĞƌƚŝŶŽ͕ ƌĂŝŐdŽůĞʹ džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ
ůŝĞŶƚŽŶƚĂĐƚ͗ ůďĞƌƚ^ĂůǀĂĚŽƌ͕W͘ ͕͘K ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌʹ>ĞĂĚ^ĞŶŝŽƌ/ŶƐƉĞĐƚŽƌ
ůŝĞŶƚĚĚƌĞƐƐ͗ ϭϬϯϬϬdŽƌƌĞǀĞ͕ϵϱϬϭϰ dƌĂĐŝĂƚŽŶʹWƌŽũĞĐƚDĂŶĂŐĞƌ
ůŝĞŶƚWŚŽŶĞ͗ ;ϰϬϴͿϳϳϳͲϯϯϮϴ ŽƵŐZĂLJʹ^ĞŶŝŽƌ/ŶƐƉĞĐƚŽƌ
ůŝĞŶƚ ŵĂŝů͗ůďĞƌƚ^ΛƵƉĞƌƚŝŶŽ͘ŽƌŐ <ĞǀŝŶƵŐŐĂŶʹWƌŽũĞĐƚWƌŝŶĐŝƉĂů
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ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌZĞƐŽƌƚ͕ŝƚLJŽĨ ǀĞƌĞƚƚ͕D
WůĂŶZĞǀŝĞǁĂŶĚƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ
ϰ> &ƉƌŽǀŝĚĞĚƚŚĞƉůĂŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐĂŶĚŝƐĐƵƌƌĞŶƚůLJƉƌŽǀŝĚŝŶŐďƵŝůĚŝŶŐŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐ
ĨŽƌ ƚŚĞ ŶĞǁ ŶĐŽƌĞ ŽƐƚŽŶ ,ĂƌďŽƌ͕ ŝŶ ǀĞƌĞƚƚ͕ DĂƐƐĂĐŚƵƐĞƚƚƐ͕ ƉƌĞǀŝŽƵƐůLJ ŬŶŽǁŶ ĂƐ tLJŶŶ
ǀĞƌĞƚƚ͘dŚŝƐŝƐĂƐŝŶŐůĞͲƉŚĂƐĞƉƌŽũĞĐƚƚŚĂƚǁŝůůŝŶĐůƵĚĞƐŽƚŚĞƌdĞŶĂŶƚ/ŵƉƌŽǀĞŵĞŶƚƐĨŽƌƌĞƚĂŝů
ĐůŝĞŶƚƐ͘
dŚĞ ŶĐŽƌĞŽƐƚŽŶ,ĂƌďŽƌŝƐďĞŝŶŐďƵŝůƚĂƚƚŚĞĨŽƌŵĞƌĐŚĞŵŝĐĂůŵĂŶƵĨĂĐƚƵƌŝŶŐƉůĂŶƚƚŽƚĂůŝŶŐϯϯ͘ϵĂĐƌĞƐĂŶĚǁŝůů
ŚĞůƉƌĞǀŝƚĂůŝnjĞƚŚĂƚƉŽƌƚŝŽŶŽĨƚŽǁŶ͘dŚĞƉƌŽũĞĐƚƐŝŶĐůƵĚĞƐ͗
x>ƵdžƵƌLJ,ŽƚĞů;ϲϮϵZŽŽŵƐͿ
x'ĂŵŝŶŐƌĞĂ;ϭϭϬ͕ϬϬϬ^Ƌ͘&ƚ͘Ϳ
xZĞƚĂŝů^ƉĂĐĞ
ͻ&ŽŽĚĂŶĚĞǀĞƌĂŐĞKƵƚůĞƚƐ
xŽŶǀĞŶƚŝŽŶĂŶĚDĞĞƚŝŶŐ^ƉĂĐĞ
x'LJŵͬ^ƉĂ
xWĂƌŬŝŶŐ'ĂƌĂŐĞ
xĞŶƚƌĂůhƚŝůŝƚLJWůĂŶƚ
dŚĞƉƌŽũĞĐƚĂůƐŽŝŶĐůƵĚĞƐĂŶĞdžƚĞŶƐŝǀĞůĂŶĚƐĐĂƉĞĂŶĚŽƉĞŶƐƉĂĐĞĂŵĞŶŝƚŝĞƐŝŶĐůƵĚŝŶŐĂƉƵďůŝĐŐĂƚŚĞƌŝŶŐǁŝƚŚ
ŽƵƚĚŽŽƌƉĂƌŬͲůŝŬĞŽƉĞŶƐƉĂĐĞ͕ĂƉĂǀŝůŝŽŶ͕ǁĂƚĞƌĨƌŽŶƚĨĞĂƚƵƌĞƐ͕ĂƉƵďůŝĐŚĂƌďŽƌǁĂůŬĂŶĚƚƌĂŶƐƉŽƌƚĂƚŝŽŶĚŽĐŬŝŶŐ
ĨĂĐŝůŝƚŝĞƐ ĐŽŶŶĞĐƚŝŶŐ ƚŚĞ ŝƚLJ ŽĨ ǀĞƌĞƚƚ ƚŽ ƚŚĞ DLJƐƚŝĐ ZŝǀĞƌ ĂŶĚ ŽƐƚŽŶ ,ĂƌďŽƌ͘ ϰ> &͛Ɛ ƉůĂŶ ƌĞǀŝĞǁ ĂŶĚ
ŝŶƐƉĞĐƚŝŽŶƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞ^ƚƌƵĐƚƵƌĂů;ŝŶĐůƵĚŝŶŐĚĞĞƉĨŽƵŶĚĂƚŝŽŶĂŶĚƵŶĚĞƌŐƌŽƵŶĚŐĂƌĂŐĞĐŽŶƐƚƌƵĐƚŝŽŶͿ͕
;ƌĞƋƵŝƌĞŵĞŶƚŽĨ&ĞĚĞƌĂůŵĞƌŝĐĂŶƐǁŝƚŚŝƐĂďŝůŝƚŝĞƐĐƚͿ͕WůƵŵďŝŶŐ͕DĞĐŚĂŶŝĐĂů͕ ůĞĐƚƌŝĐĂů͕ ŶĞƌŐLJ͕^ŵŽŬĞ
ŽŶƚƌŽů͕&ŝƌĞͲ>ŝĨĞ^ĂĨĞƚLJ͕ĂŶĚĂĐĐĞƐƐŝďŝůŝƚLJďLJĞdžĞƌĐŝƐŝŶŐŽƵƌƚŚŽƌŽƵŐŚŬŶŽǁůĞĚŐĞŽĨƚŚĞDĂƐƐĂĐŚƵƐĞƚƚƐ^ƚĂƚĞ
ƵŝůĚŝŶŐŽĚĞĂŶĚĂůůƐƚĂƚƵĞƐĂŶĚƌĞŐƵůĂƚŝŽŶƐŐŽǀĞƌŶŝŶŐƉƵďůŝĐďƵŝůĚŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶƉƌŽũĞĐƚƐ͘
ůŝĞŶƚEĂŵĞ͗ ŝƚLJŽĨ ǀĞƌĞƚƚ͕D <ĞLJWĞƌƐŽŶŶĞů
WƌŽũĞĐƚ>ŽĐĂƚŝŽŶ͗ ǀĞƌĞƚƚ͕DƌĂŝŐdŽůĞʹ/ŶƐƉĞĐƚŝŽŶĂů^ĞƌǀŝĐĞƐDĂŶĂŐĞƌ
sĂůƵĂƚŝŽŶ͗ΨϮ͘ϱŝůůŝŽŶ :ŽĞEŝĐŽůĂƐ͕W ʹWůĂŶZĞǀŝĞǁDĂŶĂŐĞƌ
ůŝĞŶƚŽŶƚĂĐƚ͗ :ŝŵ^ŽƉĞƌ͕K <ĞǀŝŶƵŐŐĂŶʹWƌŝŶĐŝƉĂů
ůŝĞŶƚ ŵĂŝů͗:ĂŵĞƐ͘^ŽƉĞƌΛŝ͘ ǀĞƌĞƚƚ͘ŵĂ͘ƵƐ tĂLJŶĞĞĂƵŵŝĞƌʹ>ĞĂĚWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ůŝĞŶƚWŚŽŶĞ͗ ;ϲϭϳͿϯϵϰͲϮϮϮϰdŝŶ,ƚǁĂLJʹWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ŽŵƉůĞƚĞ͗:ƵŶĞϮϬϭϵEĞŝů,ĂůůʹWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
ůŝ^ĂĚũĂLJʹWƌŽũĞĐƚ/ŶƐƉĞĐƚŽƌ
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ŽŽƉƉůĞĂŵƉƵƐϮ͕WƵďůŝĐtŽƌŬƐDŝƚŝŐĂƚŝŽŶ/ŵƉƌŽǀĞŵĞŶƚWƌŽũĞĐƚ͕ƵƉĞƌƚŝŶŽ͕
WƵďůŝĐtŽƌŬƐ/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ
ϰ> &ƉĞƌĨŽƌŵĞĚZĞƐŝĚĞŶƚ ŶŐŝŶĞĞƌ;Z ͿĂŶĚŝŶƐƉĞĐƚŝŽŶ
ƐĞƌǀŝĐĞƐ ĨŽƌ ƚŚĞ ŝƚLJ ŽĨ ƵƉĞƌƚŝŶŽ ŽŶ ŶƵŵĞƌŽƵƐ WƵďůŝĐ
tŽƌŬƐŝŵƉƌŽǀĞŵĞŶƚƉƌŽũĞĐƚƐďĞŝŶŐƉĞƌĨŽƌŵĞĚŝŶƚŚĞŝƚLJ
ĂƐƐŽĐŝĂƚĞĚǁŝƚŚƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨƚŚĞƉƉůĞĂŵƉƵƐϮ
WƌŽũĞĐƚ͘ /ŵƉƌŽǀĞŵĞŶƚƐ ŝŶĐůƵĚĞĚ ŝŶƐƚĂůůŝŶŐ ŶĞǁ ƐĂŶŝƚĂƌLJ
ĂŶĚƐƚŽƌŵĚƌĂŝŶůŝŶĞƐ͕ŵŽĚŝĨLJŝŶŐƚƌĂĨĨŝĐƐŝŐŶĂůƐ͕ƌĞůŽĐĂƚŝŶŐ
ĞdžŝƐƚŝŶŐ ŐĂƐ ĂŶĚ ƉŽƚĂďůĞ ĂŶĚ ƌĞĐLJĐůĞĚ ǁĂƚĞƌůŝŶĞ͕
ŝŶƚĞƌƐĞĐƚŝŽŶ ŝŵƉƌŽǀĞŵĞŶƚƐ͕ ĐƵƌď ĂŶĚ ŐƵƚƚĞƌ
ŝŵƉƌŽǀĞŵĞŶƚƐ͕ ĂŶĚŶĞǁ ƉĂǀŝŶŐ͘ ^ĂŶŝƚĂƌLJ ƐĞǁĞƌ
ŝŵƉƌŽǀĞŵĞŶƚƐŝŶĐůƵĚĞĚŝŶƐƚĂůůŝŶŐϭϮŝŶ͘ƚŽϮϳŝŶ͘ĚŝĂŵĞƚĞƌ
ƐĂŶŝƚĂƌLJƐĞǁĞƌƐĂƚĚĞƉƚŚƐďĞƚǁĞĞŶϳĂŶĚϮϬĨĞĞƚ͘dŚĞ
ƉƌŽũĞĐƚǁĂƐŝŶƐƉĞĐƚĞĚƉĞƌĂůƚƌĂŶƐƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͘
DƵĐŚŽĨƚŚĞǁŽƌŬǁĂƐƉĞƌĨŽƌŵĞĚŝŶŚĞĂǀŝůLJĐŽŶŐĞƐƚĞĚƐĞĐƚŝŽŶƐŽĨƚŚĞŝƚLJ͕ĂŶĚƚŚĞĐŽŶƚƌĂĐƚŽƌǁŽƌŬĞĚ
ǁĞĞŬĞŶĚƐĂŶĚĞdžƚĞŶĚĞĚŚŽƵƌƐŽŶǁĞĞŬĚĂLJƐƚŽŬĞĞƉƚŚĞƉƌŽũĞĐƚŽŶƐĐŚĞĚƵůĞ͘ĞƉĞŶĚŝŶŐƵƉŽŶƚŚĞƉƌŽũĞĐƚ
ůŽĐĂƚŝŽŶĂŶĚůĞǀĞůŽĨĐŽŵŵƵƚĞƚƌĂĨĨŝĐ͕ƚŚĞƌĞǁĞƌĞŵŽƌĞƚŚĂŶϳϱƚƌĂĨĨŝĐĐŽŶƚƌŽůĂůƚĞƌŶĂƚŝǀĞƐƚŚĂƚŽƵƌZ ĂŶĚ
ŝŶƐƉĞĐƚŝŽŶƐƚĂĨĨĂƌĞƌĞƋƵŝƌĞĚƚŽŝŶƐƉĞĐƚĂŶĚĞŶƐƵƌĞƚŚĞĐŽŶƚƌĂĐƚŽƌƐǁĞƌĞŝŵƉůĞŵĞŶƚŝŶŐ͘
^ĞƌǀŝĐĞƐďĞŝŶŐƉĞƌĨŽƌŵĞĚďLJϰ> &ŝŶĐůƵĚĞĚ͗
xWƌŽǀŝĚŝŶŐĚĂŝůLJŝŶƐƉĞĐƚŝŽŶƐĂŶĚĚĂŝůLJƌĞƉŽƌƚĚŽĐƵŵĞŶƚĂƚŝŽŶŽĨũŽďƌĞůĂƚĞĚĂĐƚŝǀŝƚŝĞƐ͘
xŽŶƚŝŶƵĂůůLJŵŽŶŝƚŽƌŝŶŐƚŚĞĐŽŶƚƌĂĐƚŽƌ͛ƐƚƌĂĨĨŝĐĐŽŶƚƌŽůƚŽĞŶƐƵƌĞĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞƉƌŽũĞĐƚ͛ƐƚƌĂĨĨŝĐ
ĐŽŶƚƌŽůƉůĂŶƐ͘
xDŽŶŝƚŽƌŝŶŐƚŚĞĐŽŶƚƌĂĐƚŽƌƐ͛ĚĂŝůLJƐƚŽƌŵǁĂƚĞƌƉƌŽƚĞĐƚŝŽŶ͘
xƚƚĞŶĚŝŶŐǁĞĞŬůLJŵĞĞƚŝŶŐƐǁŝƚŚƚŚĞŝƚLJ͕ĐŽŶƚƌĂĐƚŽƌƐ͕ĐůŝĞŶƚ͕ĂŶĚĚĞƐŝŐŶĞŶŐŝŶĞĞƌƐ͘
xDŽŶŝƚŽƌŝŶŐĂŶĚĚŽĐƵŵĞŶƚŝŶŐƚŚĞĐŽŶƚƌĂĐƚŽƌ͛ƐǁŽƌŬĨŽƌĂĚŚĞƌĞŶĐĞƚŽĐŽŶƚƌĂĐƚƉůĂŶƐĂŶĚƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͘
xWƌŽǀŝĚŝŶŐĐŽŶƚŝŶƵĂůƌĞǀŝĞǁŽĨƉůĂŶƐĂŶĚƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͘
xŽůůĞĐƚŝŶŐĂŶĚŵĂŝŶƚĂŝŶŝŶŐĚŝŐŝƚĂůƉŚŽƚŽŐƌĂƉŚƐŽĨĂůůĚĂŝůLJĐŽŶƐƚƌƵĐƚŝŽŶĂĐƚŝǀŝƚŝĞƐ͘
xZĞƉŽƌƚŝŶŐĂůůĚŝƐĐƌĞƉĂŶĐŝĞƐƌĞƋƵŝƌŝŶŐĐŽƌƌĞĐƚŝǀĞĂĐƚŝŽŶƐƚŽŝƚLJƐƚĂĨĨ͘
xDĞĞƚŝŶŐǁŝƚŚƚŚĞĐŽŶƚƌĂĐƚŽƌƚŽƌĞǀŝĞǁƉƌŽƉŽƐĞĚǁŽƌŬĂŶĚƐĐŚĞĚƵůĞŝŶƐƉĞĐƚŝŽŶƐ͘
xĞǀĞůŽƉŝŶŐΗƉƵŶĐŚůŝƐƚΗŝƚĞŵƐĂŶĚĨŽůůŽǁŝŶŐͲƵƉǁŝƚŚĐŽƌƌĞĐƚŝǀĞŵĞĂƐƵƌĞƐǁŝƚŚƚŚĞŝƚLJ͛ƐƐƚĂĨĨ͘
ůŝĞŶƚEĂŵĞ͗ ŝƚLJŽĨƵƉĞƌƚŝŶŽ <ĞLJWĞƌƐŽŶŶĞů͗
ůŝĞŶƚŽŶƚĂĐƚ͗ ŚĂĚDŽƐůĞLJ͕W͘ ͕͘^ƌ͘ŝǀŝů ŶŐŝŶĞĞƌ 'ĞŶĞĂƌƌLJ͕W͘ ͘ʹWƌŝŶĐŝƉĂůͲŝŶͲŚĂƌŐĞ
ůŝĞŶƚĚĚƌĞƐƐ͗ ϭϬϯϬϬdŽƌƌĞǀĞ͕ƵƉĞƌƚŝŶŽ͕ dƌŝĐŝĂĂdžƚĞƌ͕W͘ ͘ʹWƌŽũĞĐƚDĂŶĂŐĞƌ
ůŝĞŶƚdĞůĞƉŚŽŶĞ͗ ;ϰϬϴͿϳϳϳͲϳϲϬϰZLJĂŶWĞƌƌLJ͕W͘ ͘ʹZĞƐŝĚĞŶƚ ŶŐŝŶĞĞƌ
ůŝĞŶƚ ŵĂŝů͗ŚĂĚDΛƵƉĞƌƚŝŶŽ͘ŽƌŐ ŶƚŚŽŶLJ&ĂŶƵĐĐŚŝʹŽŶƐƚƌƵĐƚŝŽŶ/ŶƐƉĞĐƚŽƌ
WƌŽũĞĐƚĂƚĞƐ͗ ĞĐĞŵďĞƌϮϬϭϯͲƵŐƵƐƚϮϬϭϴ
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ŝƚLJŽĨDŽŶƚĞƌĞLJ
WůĂŶZĞǀŝĞǁ^ĞƌǀŝĐĞƐ
WŽƌƚŽůĂ,ŽƚĞůĂŶĚŽŶĨĞƌĞŶĐĞĞŶƚĞƌ
ϰ> &ƉĞƌĨŽƌŵĞĚƉůĂŶƌĞǀŝĞǁĨŽƌƚŚĞϭϬϮ͕ϬϬϬ^Ƌ͘&ƚ͘WŽƌƚŽůĂ,ŽƚĞůĂŶĚŽŶĨĞƌĞŶĐĞĞŶƚĞƌŽŶ
ďĞŚĂůĨŽĨƚŚĞŝƚLJŽĨDŽŶƚĞƌĞLJĨŽƌƚŚĞŵĂũŽƌƌĞŶŽǀĂƚŝŽŶŽĨƚŚĞĞdžŝƐƚŝŶŐŝƚLJͲŽǁŶĞĚŽŶĨĞƌĞŶĐĞ
ĞŶƚĞƌŽƌŝŐŝŶĂůůLJĐŽŶƐƚƌƵĐƚĞĚŝŶϭϵϳϳ͘ϰ> &ƌĞǀŝĞǁĞĚƚŚĞƐĞƉůĂŶƐŝŶůĞƐƐƚŚĂŶϰǁĞĞŬƐĂŶĚ
ƉĞƌĨŽƌŵĞĚ ŶƵŵĞƌŽƵƐ ƐƵďƐĞƋƵĞŶƚ ƌĞͲĐŚĞĐŬƐ ŽĨ ƚŚĞ ƌĞǀŝĞǁ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ ϰ> &͛Ɛ WƌŽũĞĐƚ
DĂŶĂŐĞŵĞŶƚƚĞĂŵĂůƐŽŵĞƚǁŝƚŚƚŚĞŝƚLJĂŶĚĚĞƐŝŐŶƚĞĂŵƚŽĂƐƐŝƐƚŝŶƚŚĞƉƌŽĐĞƐƐ͘
ϰ> &͛ƐƉůĂŶƌĞǀŝĞǁĐŽŶƐŝƐƚĞĚŽĨ͗
x>ŝĨĞ^ĂĨĞƚLJĂŶĚDĂƐƚĞƌ džŝƚŝŶŐWůĂŶZĞǀŝĞǁĚĞƚĞƌŵŝŶŝŶŐĐŽŵƉůŝĂŶĐĞƚŽƚŚĞϮϬϭϯ͘
x^ƚƌƵĐƚƵƌĂůWůĂŶZĞǀŝĞǁĚĞƚĞƌŵŝŶŝŶŐĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞϮϬϭϯĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞ͘
xD WƌĞǀŝĞǁĚĞƚĞƌŵŝŶĞĐŽŵƉůŝĂŶĐĞǁŝƚŚϮϬϭϯD͕W͕ĂŶĚ ͘
x ŶĞƌŐLJŽĚĞWůĂŶZĞǀŝĞǁŝŶĐŽŵƉůŝĂŶĐĞǁŝƚŚϮϬϭϯĂůŝĨŽƌŶŝĂ ŶĞƌŐLJŽĚĞ͘
x'ƌĞĞŶƵŝůĚŝŶŐZĞǀŝĞǁŝŶĐŽŵƉůŝĂŶĐĞǁŝƚŚƚŚĞϮϬϭϯĂůŝĨŽƌŶŝĂ'ƌĞĞŶŽĚĞ͘
x&ŝƌĞŽĚĞWůĂŶZĞǀŝĞǁĚĞƚĞƌŵŝŶŝŶŐĐŽŵƉůŝĂŶĐĞǁŝƚŚϮϬϭϯĂůŝĨŽƌŶŝĂ&ŝƌĞŽĚĞ͘
xE&Wϭϯ&ŝƌĞ^ƉƌŝŶŬůĞƌĂŶĚE&WϭϮ&ŝƌĞůĂƌŵ;ĞĨĞƌƌĞĚͿ͘
xŝƐĂďůĞĚĐĐĞƐƐZĞǀŝĞǁƚŽĚĞƚĞƌŵŝŶĞĐŽŵƉůŝĂŶĐĞƚŽƚŚĞϮϬϭϯĂůŝĨŽƌŶŝĂƵŝůĚŝŶŐŽĚĞĂŶĚϮϬϭϬ
^ƚĂŶĚĂƌĚƐ͘
ůŝĞŶƚEĂŵĞ͗ ŝƚLJŽĨDŽŶƚĞƌĞLJ
ůŝĞŶƚĚĚƌĞƐƐ͗ ϱϴϬWĂĐŝĨŝĐ^ƚƌĞĞƚ͕ηϰ
WƌŽũĞĐƚ>ŽĐĂƚŝŽŶ͗ ϭWŽƌƚŽůĂWůĂnjĂ͕DŽŶƚĞƌĞLJ
ŽŵƉůĞƚŝŽŶĂƚĞ͗ ϮϬϭϲ
ůŝĞŶƚŽŶƚĂĐƚ͗ :ŽŚŶ<ƵĞŚů͕K
<ĞLJWĞƌƐŽŶŶĞů
^ƚĞĨĂŶŝĞ,ŝŽŶŝƐ͕W͘ ͘
DŝŬĞŶĚĞƌƐŽŶ͕^Ɖ
:ŽƐĞƉŚEŝĐŽůĂƐ͕W͘ ͕͘WD
ŽŶƚĂĐƚ ŵĂŝů͗ <ƵĞŚůΛDŽŶƚĞƌĞLJ͘ŽƌŐ
ůŝĞŶƚWŚŽŶĞ͗ ;ϴϯϭͿϲϰϲͲϱϲϰϮ
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Section 6: References February 28, 2019
ŝƚLJŽĨWĂůŽůƚŽ͕
ƵŝůĚŝŶŐ/ŶƐƉĞĐƚŝŽŶ͕WĞƌŵŝƚdĞĐŚŶŝĐŝĂŶ͕WůĂŶZĞǀŝĞǁ
ϰ> & ƉƌŽǀŝĚĞĚ ƚŚĞ ƵŝůĚŝŶŐ ĞƉĂƌƚŵĞŶƚ ƉůĂŶ ƌĞǀŝĞǁ͕ ƉĞƌŵŝƚƚŝŶŐĂŶĚ
/ŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐŽŶƚŚĞŝƚLJ͛ƐůĂƌŐĞƐƚƉƌŝǀĂƚĞĐŽŵŵĞƌĐŝĂůĚĞǀĞůŽƉŵĞŶƚ
ƉƌŽũĞĐƚ͘ϰ> &ŚĂƐŵŽďŝůŝnjĞĚĂƉƌŽũĞĐƚƚĞĂŵŽĨϰŽŵďŝŶĂƚŝŽŶƚƌĂĚĞ
/ŶƐƉĞĐƚŽƌƐĨŽƌƚŚŝƐΨϭ͘ϯŝůůŝŽŶƉƌŽũĞĐƚŽĨĂƉƉƌŽdžŝŵĂƚĞůLJϴϬϬ͕ϬϬϬ^Ƌ͘&ƚ͘ŽĨ
ĐŽŶƐƚƌƵĐƚŝŽŶ͘
ϰ> &ǁĂƐƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŽƌĚŝŶĂƚŝŶŐƚŚĞŝŶƐƉĞĐƚŝŽŶƐŝŶƌĞůĂƚŝŽŶƚŽƚŚĞ
ŝƚLJ͛Ɛ ƉĞƌŵŝƚ ƐŽĨƚǁĂƌĞ ƐLJƐƚĞŵ ;ĐĐĞůĂͿ ƉĞƌĨŽƌŵŝŶŐ ƚŚĞ ŝŶƐƉĞĐƚŝŽŶƐ ĨŽƌ
ƌĞĂůͲƚŝŵĞƌĞƐƵůƚƐŝŶƚŽĞůĞĐƚƌŽŶŝĐĨŝĞůĚĚĂƚĂǁŝƚŚƌĞƉŽƌƚƐĂŶĚƉŝĐƚƵƌĞƐ͘
ϰ> &ƉĞƌƐŽŶŶĞůĂůƐŽƉĞƌĨŽƌŵĞĚƚŚĞŶĞĐĞƐƐĂƌLJĐĐĞƐƐŝďŝůŝƚLJŝŶƐƉĞĐƚŝŽŶƐ
ƌĞƋƵŝƌĞĚďLJ&ĞĚĞƌĂůĂŶĚ^ƚĂƚĞĐŽŵƉůŝĂŶĐĞ͘
/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐΘĨŽƌsDǁĂƌĞ
xKĨĨŝĐĞƵŝůĚŝŶŐƐʹϱKĨĨŝĐĞƵŝůĚŝŶŐƐǁŚŝĐŚŝŶĐůƵĚĞĚƚŚƌĞĞƌĞŵŽĚĞůƐĂŶĚƚǁŽďƌĂŶĚŶĞǁďƵŝůĚŝŶŐƐǁŚŝĐŚ
ĐŽŵƉƌŝƐĞĚŽĨĂƉƉƌŽdžŝŵĂƚĞůLJϯϬϬ͕ϬϬϬ^Ƌ͘&ƚ͘
xĂĨĞƚĞƌŝĂʹdŚŝƐϭϬ͕ϬϬϬ^Ƌ͘&ƚ͘ĐĂĨĞƚĞƌŝĂŝŶĐůƵĚĞĚƐĞĂƚŝŶŐĨŽƌƐĞǀĞƌĂůŚƵŶĚƌĞĚƉĞŽƉůĞǁŝƚŚůƵŶĐŚĞŽŶƌŽŽŵƐ
ĨŽƌŵĞĞƚŝŶŐƐ͘
xdŚƌĞĞWĂƌŬŝŶŐ^ƚƌƵĐƚƵƌĞƐʹϰ> &ƉĞƌĨŽƌŵĞĚ/ŶƐƉĞĐƚŝŽŶƐŽŶƚŚƌĞĞƉŽƐƚƚĞŶƐŝŽŶĞĚƉĂƌŬŝŶŐŐĂƌĂŐĞƐǁŚŝĐŚ
ĞĂĐŚŚĞůĚϭ͕ϬϬϬƐƉĂĐĞƐĂŶĚĐŽŵƉůĞƚĞǁŝƚŚǀĞŚŝĐůĞĐŚĂƌŐŝŶŐƐƚĂƚŝŽŶƐ͘ ĂĐŚŐĂƌĂŐĞǁĂƐĂƉƉƌŽdžŝŵĂƚĞůLJ
ϰϬ͕ϬϬϬƐƋ͘Ĩƚ͘;ϭ&ŽƵƌͲ^ƚŽƌLJ'ĂƌĂŐĞĂŶĚϮͲdŚƌĞĞ^ƚŽƌLJŐĂƌĂŐĞƐͿ͘
ĚĚŝƚŝŽŶĂů/ŶƐƉĞĐƚŝŽŶ^ĞƌǀŝĐĞƐ
xdĂƵďĞͲ<ŽƌĞƚ ĂŵƉƵƐ ĨŽƌ :ĞǁŝƐŚ >ŝǀŝŶŐ ʹϰ> & ƉĞƌĨŽƌŵĞĚ ƚŚĞ /ŶƐƉĞĐƚŝŽŶ
ƐĞƌǀŝĐĞƐ ĨŽƌ ƚŚŝƐΨϯϱϬ DŝůůŝŽŶ ƉƌŽũĞĐƚ͘ dŚŝƐ ƉƌŽũĞĐƚ ĐŽŶƐŝƐƚĞĚ ŽĨ ϭϮ ƐĞƉĂƌĂƚĞ
ďƵŝůĚŝŶŐƐŽĨƉŽĚŝƵŵƐƚLJůĞĚĞƐŝŐŶŽǀĞƌĂŶĂƚͲŐƌĂĚĞŐĂƌĂŐĞǁŝƚŚĂĐĂƉĂĐŝƚLJŽĨϲϮϴ
ƉĂƌŬŝŶŐƐƉĂĐĞƐ͘dŚĞďƵŝůĚŝŶŐƐǀĂƌŝĞĚŝŶŚĞŝŐŚƚƵƉƚŽϰƐƚŽƌŝĞƐ͘dŚŝƐĂůƐŽŝŶĐůƵĚĞĚ
ϭϵϯhŶŝƚƐŽĨ^ĞŶŝŽƌ,ŽƵƐŝŶŐ͕'LJŵŶĂƐŝƵŵ͕ŝŶͲĚŽŽƌĂŶĚŽƵƚĚŽŽƌƐǁŝŵŵŝŶŐƉŽŽůƐ͕
ƉĂƌŬŝŶŐƐƚƌƵĐƚƵƌĞ͕ƚŚĞĂƚƌĞ͕ĂŶĚƉƌŝǀĂƚĞƐĐŚŽŽů͘
xDŝƚĐŚĞůůWĂƌŬ>ŝďƌĂƌLJΘ>ĞĂƌŶŝŶŐĞŶƚĞƌʹϰ> &ƉƌŽǀŝĚĞĚƚŚĞŝŶƐƉĞĐƚŝŽŶƐĞƌǀŝĐĞƐ
ĨŽƌƚŚŝƐΨϰϬDŝůůŝŽŶ> WůĂƚŝŶƵŵWƌŽũĞĐƚ͘dŚĞƉƌŽũĞĐƚĐŽŶƐŝƐƚĞĚŽĨϱϲ͕ϬϬϬƐƋ͘Ĩƚ͘
ƐƵƐƚĂŝŶĂďůĞũŽŝŶƚͲƵƐĞĨĂĐŝůŝƚLJƚŚĂƚǁŝůůďĞĂǀŝďƌĂŶƚĚĞƐƚŝŶĂƚŝŽŶĨŽƌĐŝǀŝĐ͕ĐƵůƚƵƌĂů͕
ƐŽĐŝĂů͕ĞĚƵĐĂƚŝŽŶĂů͕ĂŶĚƌĞĐƌĞĂƚŝŽŶĂůĂĐƚŝǀŝƚŝĞƐ͘
/^KϭZĂƚŝŶŐ
tŝƚŚĂƉƉƌŽdžŝŵĂƚĞůLJϭϯĨƵůůͲƚŝŵĞƉĞƌƐŽŶŶĞůǁŽƌŬŝŶŐĂƚƚŚĞŝƚLJŽĨWĂůŽůƚŽ͕ϰ> &ǁĂƐŝŶƐƚƌƵŵĞŶƚĂů
ŝŶƚŚĞƉƌŽŐƌĂŵƉƵƚŝŶƉůĂĐĞƚŽĂĐŚŝĞǀĞĂŶ/^KϭZĂƚŝŶŐ͘/ŶDĂƌĐŚŽĨϮϬϭϱ͕WĂůŽůƚŽďĞĐĂŵĞƚŚĞϴƚŚ
ŝƚLJŝŶƚŚĞŽƵŶƚƌLJŽƵƚŽĨϭϰ͕ϬϬϬƵŝůĚŝŶŐĞƉĂƌƚŵĞŶƚƐƚŽĂĐŚŝĞǀĞƚŚŝƐƐƚĂƚƵƐ͘
ůŝĞŶƚEĂŵĞ͗ ŝƚLJŽĨWĂůŽůƚŽ͕ <ĞLJWĞƌƐŽŶŶĞů
WƌŽũĞĐƚĂƚĞƐ͗ ϮϬϬϳʹWƌĞƐĞŶƚƌĂŝŐdŽůĞʹ džĞĐƵƚŝǀĞWƌŽũĞĐƚDĂŶĂŐĞƌ
ůŝĞŶƚŽŶƚĂĐƚ͗ 'ĞŽƌŐĞ,ŽLJƚ͕K ŚƌŝƐƚŽƉŚĞƌ&ŽǁůĞƌʹ/ŶƐƉĞĐƚŝŽŶdĞĂŵ
ůŝĞŶƚ ŵĂŝů͗'ĞŽƌŐĞ͘,ŽLJƚΛŝƚLJŽĨWĂůŽůƚŽ͘ŽƌŐ<ŽƌǁLJŶWĞĐŬʹ/ŶƐƉĞĐƚŝŽŶdĞĂŵ
ůŝĞŶƚWŚŽŶĞ͗ ;ϲϱϬͿϯϮϵͲϮϯϲϴ^ĐŽƚƚDĂƌƚŝŶ͕W͘ ͘ʹWůĂŶZĞǀŝĞǁ
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^ĞĐƚŝŽŶϳ͗ZĂƚĞĂŶĚ^ĞƌǀŝĐĞ^ƚƌƵĐƚƵƌĞ;EĞŐŽƚŝĂďůĞͿ
ϮϬϭϵ/E^W d/KE& ^, h> Θ^/^K&,Z' ^
&ŝĞůĚ^ĞƌǀŝĐĞƐΎ
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DĞĞƚŝŶŐDŝŶƵƚĞƐ
ĂŝůLJ/ŶƐƉĞĐƚŝŽŶ^ĐŚĞĚƵůŝŶŐͬŽŽƌĚŝŶĂƚŝŽŶDĞĞƚŝŶŐ
sĂůůĐŽdŽǁŶĞŶƚĞƌ ϰ> &͕/ŶĐ͘
ϭϬϭϮϯE͘tŽůĨĞZĚ͘WƌŽũĞĐƚη͗ ϯϳϯϱ
ƵƉĞƌƚŝŶŽ͕ϵϱϬϭϰ dĞů͗ &Ădž͗
ϮͲĂŝůLJ/ŶƐƉĞĐƚŝŽŶ^ĐŚĞĚƵůŝŶŐͬŽŽƌĚŝŶĂƚŝŽŶDĞĞƚŝŶŐͲEŽ͘ηη
DĞĞƚŝŶŐĂƚĞ ^ƚĂƌƚdŝŵĞ ŶĚdŝŵĞ WƌĞƉĂƌĞĚLJ WƵƌƉŽƐĞ
ϭϬͬϮϬͬϮϬϭϵ ϲ͗ϯϬD ϳ͗ϬϬD d͘ĂƚŽŶ ŐĞŶĚĂͲ/ŶƐƉĞĐƚŝŽŶŽŽƌĚŝŶĂƚŝŽŶ
EĞdžƚDĞĞƚŝŶŐ EĞdžƚdŝŵĞ EĞdžƚŽŵŵĞŶƚƐ
ϭϬͬϮϭͬϮϬϭϵ ϲ͗ϯϬD WůĞĂƐĞďĞƉƌĞƉĂƌĞĚƚŽĂĚĚƌĞƐƐĂůůĂƐƐŝŐŶĞĚŝƚĞŵƐ͘
ƚƚĞŶĚĞĚLJ ŵĂŝů WŚŽŶĞ &Ădž EŽƚĞƐ
ŶĚƌĞŝKƵƚŝŶŽǀ ĂŽƵƐƚŝŶŽǀΛϰůĞĂĨŝŶĐ͘ĐŽŵ
ŶƚŚŽŶLJ&ĂŶƵĐĐŚŝ ĂĨĂŶƵĐĐŚŝΛϰůĞĂĨŝŶĐ͘ĐŽŵ
ŚƌŝƐ&ŽǁůĞƌ ĐĨůŽǁůĞƌΛϰůĞĂĨŝŶĐ͘ĐŽŵ
ŚƵĐŬsĞŶŽŽŬ ĐǀĞŶŽŽŬΛϰůĞĂĨŝŶĐ͘ĐŽŵ
ůŝŶƚ^ƚĂLJĐƐƚĂLJΛϰůĞĂĨŝŶĐ͘ĐŽŵ
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ĞĂŶ>ŽǀĞũŽLJ ĚůŽǀĞũŽLJΛϰůĞĂĨŝŶĐ͘ĐŽŵ
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DĞĞƚŝŶŐDŝŶƵƚĞƐ
sĂůůĐŽdŽǁŶĞŶƚĞƌ ϰ> &͕/ŶĐ͘
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/ƚĞŵηZĞƐƉŽŶƐŝďŝůŝƚLJ ƵĞĂƚĞ ŽŵƉůĞƚĞĚ ^ƚĂƚƵƐ
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/ƚĞŵηZĞƐƉŽŶƐŝďŝůŝƚLJ ƵĞĂƚĞ ŽŵƉůĞƚĞĚ ^ƚĂƚƵƐ
ĞƐŝŐŶ/ƐƐƵĞƐ
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/ƚĞŵηZĞƐƉŽŶƐŝďŝůŝƚLJ ƵĞĂƚĞ ŽŵƉůĞƚĞĚ ^ƚĂƚƵƐ
dƌĂŝŶŝŶŐ
ϬϬϬͲϬϬϬ ƉƉůŝĐĂďůĞƚŽĐƵƌƌĞŶƚĂĐƚŝǀŝƚŝĞƐ͘
/ƚĞŵηZĞƐƉŽŶƐŝďŝůŝƚLJ ƵĞĂƚĞ ŽŵƉůĞƚĞĚ ^ƚĂƚƵƐ
^ƵŵŵĂƌLJŽĨtŽƌŬŝŶWƌŽŐƌĞƐƐ
ϬϬϬͲϬϬϬ
ĂƚĞWƌŝŶƚĞĚ͗ϰ> &͕/ŶĐ͘WĂŐĞϮŽĨϮ
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DO NOT RELEASE www.ce-labs.com
11/16/2017
CEL#1033000B
RE:
Date Of Issue:
Visitor Center Structure, Ph II, Apple Camp 2
10400 N Tantau Ave
Cupertino, CA 95014
File#
15120156Application#
LEA#54
Draft
In accordance with Section 1704 of the California Building Code, Consolidated Engineering Laboratories has provided the
requested special inspection and testing on the subject project as listed below:
o Reinforcing steel - material ID and placement
o Couplers - torque verification
o Concrete placement, sampling and testing
o Grout sampling and testing
o Installation of epoxy dowels, epoxy anchors, drop-in anchors, screw anchors and wedge anchors
o Proofload testing of epoxy dowels, epoxy anchors and wedge anchors
o Seismic assemblies - installation and toque
o Structural steel shop and field welding including material ID and NDE (UT & MT)
o High strength bolting
o Fireproofing
o Wood framing
These inspections were performed by personnel under the general supervision of a Registered Civil Engineer in the State of
California. Details of our work on this project are contained in our testing and inspection reports, issued during the course of
construction.
Based solely upon the inspections and tests performed and upon our substantiating reports, it is our professional judgment that the
inspected work was performed substantially in conformance with the approved plans and specifications, approvals by the
Engineer of Record and the applicable workmanship provisions of the California Building Code.
FINAL REPORT FOR SPECIAL INSPECTION
AND MATERIAL TESTING SERVICES
(For Services Through 9/14/17)
15120156Permit
All reports are submitted as the confidential property of clients. Publications of statements, conclusions, or extracts is reserved pending our written approval.
CC:
Truebeck (ER)
Webcor Concrete (ER)
Cemex (ER)
City of Cupertino (ER)
Apple, Inc. (ER)
City of Cupertino c/o 4 Leaf (ER)
Apple (ER)
BNBT (ER)
BNBT (ER)
Watry Design (ER)
Reviewing Engineer: Greg D. LeRoy, PE
02/04/20
140 of 350
2001 Crow Canyon Road, Suite 100
San Ramon, CA 94583-5387
Tel. 925 314-7100 Fax. 925 855-7140DO NOT RELEASE www.ce-labs.com
11/16/2017
CEL#1033000B
RE:
Date Of Issue:
Visitor Center Structure, Ph II, Apple Camp 2
10400 N Tantau Ave
Cupertino, CA 95014
File#
15120156Application#
LEA#54
Draft
Special inspection and materials testing is the observation of construction for general conformance with the approved design
drawings and specifications. It should not be relied upon by others as acceptance or as a guarantee of work, nor should it in any
manner relieve any contractor, or any other party, from their obligations and responsibilities under either the construction contract
or generally accepted industry custom/practice.
We appreciate the opportunity of working with you. If you have any questions or require additional information, please feel free
to contact us at your convenience.
FINAL REPORT FOR SPECIAL INSPECTION
AND MATERIAL TESTING SERVICES
(For Services Through 9/14/17)
15120156Permit
All reports are submitted as the confidential property of clients. Publications of statements, conclusions, or extracts is reserved pending our written approval.
CC:
Truebeck (ER)
Webcor Concrete (ER)
Cemex (ER)
City of Cupertino (ER)
Apple, Inc. (ER)
City of Cupertino c/o 4 Leaf (ER)
Apple (ER)
BNBT (ER)
BNBT (ER)
Watry Design (ER)
Reviewing Engineer: Greg D. LeRoy, PE
02/04/20
141 of 350
20154695.001A/SAL17R65003 Page 1 of 2 August 30, 2017
© 2017 Kleinfelder
KLEINFELDER 40 Clark Street, Suite J, Salinas, CA 93901 p | 831.755.7900 f | 831.755.7909
August 30, 2017
File No. 20154695.001A Permit No.: 15120156
Jon Edwards
Apple, Inc.
1 Infinite Loop, MS21-1AC2
Cupertino, California 95014
Subject: Final Report for Geotechnical Observation and Testing Services
Phase 2 Visitor Center Shell and Core
Apple Campus 2, Pruneridge Avenue, Cupertino, California
Dear Mr. Edwards:
This is to certify that, as defined in Section 1704 of the California Building Code, we have provided
those special inspections listed below:
• Observation of cast-in-drilled-hole (CIDH) pier drilling;
• Observation of soil nail drilling and installation;
• Observation of shotcrete placement;
• Observation of proof load and load verification testing for soil nails;
• Placement observation, sampling, and testing of grout for soil nails;
• Placement observation for reinforcing steel in soil nails, cast-in-drilled-hole (CIDH) piers,
and shotcrete;
• Transportation of grout and shotcrete specimens to the laboratory;
• Laboratory compression testing for grout and shotcrete;
• Observation of drain rock backfill around building
• In-place density testing of native soil backfill around the Visitor Center building perimeter
• In-place density testing of subgrade and aggregate base rock for drive aisles, sidewalks,
building pad, curbs, and gutters
• Observation and testing of asphalt placement for the drive aisles and parking stalls
• In-place density testing and observation of utility trench backfill including storm water,
sanitary sewer, electrical, telecommunications, and fire service
• Observation of existing soundwall removal and native soil backfill
• In-place density testing of designated landscape subgrade areas as well as excavation
observation of landscape features including bioswales
• Observation and testing of CU structural soil around Visitor Center and in-place tree root
balls
• Observation of drain rock placement and compaction above CU soil sections
02/04/20
142 of 350
20154695.001A/SAL17R65003 Page 2 of 2 August 30, 2017
© 2017 Kleinfelder
KLEINFELDER 40 Clark Street, Suite J, Salinas, CA 93901 p | 831.755.7900 f | 831.755.7909
The completed inspections noted above were performed by personnel under the supervision of
the undersigned Registered Professional Engineer in the State of California. Services were
provided during the period of August 12, 2016 through August 30, 2017. This work was observed
by Kleinfelder personnel as noted in our Daily Field Reports. Based both upon inspections
performed and upon our substantiating reports, it is our professional judgment that, to the best of
our knowledge, the inspected work was performed in accordance with industry standards and
practices, the approved plans, specifications, and Project Engineer’s revisions.
LIMITATIONS
We have performed our services in a manner consistent with the level of care and skill ordinarily
exercised by firms of our type practicing in the same locality under similar conditions. As our
client, please recognize construction monitoring is a technique employed to reduce the risk of
problems arising during construction. Provision of construction monitoring by Kleinfelder’s field
personnel is not insurance, nor does it guarantee construction of any type. Even with diligent
construction monitoring, some construction defects may be missed. In all cases, the contractor
shall retain sole responsibility for the quality of the work, for adhering to plans and specification
and for repairing defects, deficiencies, or omissions, regardless of when they are found. We do
not undertake the guarantee of construction or production of a completed project conforming to
the project plans and specifications. No warranty is expressed or implied.
CLOSURE
We appreciate the opportunity of working with you. If you have any questions or require additional
information, please feel free to contact us at your convenience.
Sincerely,
KLEINFELDER, INC.
Daniel Dockendorf, EIT Christopher R. Nardi, PE, GE
Staff Professional Principal Professional
Attachments: Daily Field Reports (956 pages)
RFI’s and emails
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Day of the Week:
to
Night work
Weather:
High:
PRIME:(P)
Subcontractor:(1)
Subcontractor:(2)
Subcontractor:(3)
Subcontractor:(4)
CONTRACT
ITEMS
IDLE /
DOWN
NAME FIELD INSPECTOR DATE
PREPARED BY:
TASK ORDER NO. 9
Boundary Oak Grille Remodel
Report No:
HOURS
REMARKSLABOR OR EQUIPMENT CLASSIFICATION
Low:
TOTAL HOURS ON SITE:
Date:
CONTINUOUS INSPECTION
INTERMITTENT INSPECTION
LOCATION AND DESCRIPTION OF OPERATIONS:
INSPECTION DETAILS:
E.F. BRETT
PRIME/SUBBID ITEM #'S WORKED ON:
DAILY INSPECTION REPORT
PROJECT NAME:
CONTRACT NO:
Shift Hours:
CCO# [#]
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Fee Schedule to Provide Construction Inspection Services, and Public Works Inspection Services for the Vallco Town Center. Page 1 of 1
Rate and Service Structure July 10, 2019
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02/04/20
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Exh. D-Insurance Requirements for Design Professionals & Consultant Contracts
1
Form Updated Sept. 2019
Consultant shall procure prior to commencement of Servicesand maintain for the duration of the contract,
at its own cost and expense, the following insurance policies and coverage with companies doing business in
California and acceptable toCity.
INSURANCE POLICIES AND MINIMUMS REQUIRED
1.Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for
premises operations, products and completed operations, contractual liability, and personal and
advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a
general aggregate limit applies, either the general aggregate limit shall apply separately to this
project/location (ISO Form CG 25 03 or 25 04) or it shall be twice the required occurrencelimit.
a. It shall be a requirement that any available insurance proceeds broader than or in excess of the
specified minimum insurance coverage requirements and/or limits shall be made available to the
Additional Insured and shall be (i) the minimum coverage/limitsspecifiedinthisagreement;or(ii)the
broadercoverage and maximumlimits of coverage of anyinsurance policy, whichever isgreater.
b. Additional Insured coverage under Consultant's policy shall be "primary and non-contributory,"
will not seek contribution from City’s insurance/self-insurance, and shall be at least as broad as ISO
Form CG 20 01 (04/13).
c. The limits of insurance required may be satisfied by a combination of primary and umbrella or
excess insurance, provided each policy complies with the requirements set forth in this Contract. Any
umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage
shall also apply on a primary basis for the benefit of City before the City’s own insurance or self-
insurance shall be called upon to protect City as a namedinsured.
2.Automobile Liability:ISO CA 00 01 covering any auto (including owned, hired, and non-owned
autos) with limits no less than $1,000,000 per accident for bodily injury and property damage.
3.Workers’ Compensation:As required by the State of California, with Statutory Limits and
Employer’s LiabilityInsuranceofnoless than $1,000,000 peroccurrence forbodilyinjuryordisease.
¼¼Not required. Consultant has provided written verification of noemployees.
4.Professional Liability for professional acts, errors and omissions, as appropriate to Consultant’s
profession, with limits no less than $2,000,000 per occurrence or $2,000,000 aggregate. If written on a
claims made form:
a.The Retroactive Date must be shown and must be before the Effective Date of theContract.
b.Insurance must be maintained for at least five (5) years after completion of theServices.
c.Ifcoverageiscanceledornon-renewed,andnotreplacedwithanotherclaims-madepolicyform
with a Retroactive Date prior to the Contract Effective Date, the Consultant must purchase
“extended reporting” coverage for a minimum of five (5) years after completion of theServices.
EXHIBIT D
Insurance Requirements
Design Professionals & Consultants Contracts
02/04/20
179 of 350
Exh. D-Insurance Requirements for Design Professionals & Consultant Contracts
2
Form Updated Sept. 2019
OTHER INSURANCE PROVISIONS
The aforementioned insurance shall be endorsed and have all the following conditions and provisions:
Additional Insured Status
The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers
(“Additional Insureds”) are to be covered as additional insureds on Consultant’s CGL and automobile
liability policies. General Liability coverage can be provided in the form of an endorsement to Consultant’s
insurance (at least as broad as ISO Form CG 20 10 (11/ 85) or both CG 20 10 and CG 20 37 forms, if later
editions are used).
Primary Coverage
Coverage afforded to City/Additional Insureds shall be primary insurance. Any insurance or self-insurance
maintained by City, its officers, officials, employees, or volunteers shall be excess of Consultant’s insurance
and shall not contribute to it.
Notice of Cancellation
Each insurance policy shall state that coverage shall not be canceled or allowed to expire, except with written
notice to City 30 days in advance or 10 days in advance if due to non-payment of premiums.
Waiver of Subrogation
Consultant waives any right to subrogation against City/Additional Insureds for recovery of damages to the
extent said losses are covered by the insurance policies required herein. Specifically, the Workers’
Compensation policy shall be endorsed with a waiver of subrogation in favor of City for all work performed
by Consultant, its employees, agents and subconsultants. This provision applies regardless of whether or not
the City has received a waiver of subrogation endorsement from the insurer.
Deductibles and Self-Insured Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At City’s option, either:
the insurer must reduce or eliminate the deductible or self-insured retentions as respects the City/Additional
Insureds; or Consultant must show proof of ability to pay losses and costs related investigations, claim
administration and defense expenses. The policy shall provide, or be endorsed to provide, that the self-insured
retention may be satisfied by either the insured or the City.
Acceptability of Insurers
Insurers must be licensed to do business in California with an A.M. Best Rating of A-VII, or better.
Verification of Coverage
Consultant mustfurnish acceptableinsurancecertificates and mandatoryendorsements (or copies of the policies
effecting the coverage required by this Contract), and a copy of the Declarations and Endorsement Page of the
CGL policy listing all policy endorsements prior to commencement of the Contract. City retains the right to
demand verification of compliance at any time during the Contractterm.
Subconsultants
Consultant shall require and verify that all subconsultants maintain insurance that meet the requirements of
this Contract, including naming the City as an additional insured on subconsultant’s insurance policies.
Higher Insurance Limits
IfConsultantmaintainsbroadercoverageand/orhigherlimitsthantheminimumsshownabove,Cityshall be
entitled to coverage for the higher insurance limits maintained by Consultant.
Adequacy of Coverage
City reserves the right to modify these insurance requirements/coverage based on the nature of the risk, prior
experience, insurer or other special circumstances, with not less than ninety (90) days prior written notice.
02/04/20
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The ACORD name and logo are registered marks of ACORD
CERTIFICATE HOLDER
© 1988-2014 ACORD CORPORATION. All rights reserved.
ACORD 25 (2014/01)
AUTHORIZED REPRESENTATIVE
CANCELLATION
DATE (MM/DD/YYYY)CERTIFICATE OF LIABILITY INSURANCE
LOCJECTPRO-POLICY
GEN'L AGGREGATE LIMIT APPLIES PER:
OCCURCLAIMS-MADE
COMMERCIAL GENERAL LIABILITY
PREMISES (Ea occurrence)$DAMAGE TO RENTED
EACH OCCURRENCE $
MED EXP (Any one person) $
PERSONAL & ADV INJURY $
GENERAL AGGREGATE $
PRODUCTS - COMP/OP AGG $
$RETENTIONDED
CLAIMS-MADE
OCCUR
$
AGGREGATE $
EACH OCCURRENCE $
UMBRELLA LIAB
EXCESS LIAB
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
INSRLTR TYPE OF INSURANCE POLICY NUMBER POLICY EFF(MM/DD/YYYY)POLICY EXP(MM/DD/YYYY)LIMITS
PERSTATUTE OTH-ER
E.L. EACH ACCIDENT
E.L. DISEASE - EA EMPLOYEE
E.L. DISEASE - POLICY LIMIT
$
$
$
ANY PROPRIETOR/PARTNER/EXECUTIVE
If yes, describe under
DESCRIPTION OF OPERATIONS below
(Mandatory in NH)
OFFICER/MEMBER EXCLUDED?
WORKERS COMPENSATION
AND EMPLOYERS' LIABILITY Y / N
AUTOMOBILE LIABILITY
ANY AUTO
ALL OWNED SCHEDULED
HIRED AUTOS NON-OWNEDAUTOSAUTOS
AUTOS
COMBINED SINGLE LIMIT
BODILY INJURY (Per person)
BODILY INJURY (Per accident)
PROPERTY DAMAGE $
$
$
$
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSD
ADDL
WVD
SUBR
N / A
$
$
(Ea accident)
(Per accident)
OTHER:
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to
the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the
certificate holder in lieu of such endorsement(s).
COVERAGES CERTIFICATE NUMBER:REVISION NUMBER:
INSURED
PHONE(A/C, No, Ext):
PRODUCER
ADDRESS:E-MAIL
FAX(A/C, No):
CONTACTNAME:
NAIC #
INSURER A :
INSURER B :
INSURER C :
INSURER D :
INSURER E :
INSURER F :
INSURER(S) AFFORDING COVERAGE
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
ACCORDANCE WITH THE POLICY PROVISIONS.
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DESIGN PROFESSIONAL SERVICES AGREEMENT (SINGLE)
WITH INDEPENDENT CODE CONSULTANTS, INC.
1. PARTIES
This Agreement is made by and between the City of Cupertino, a municipal corporation (“City”),
and Independent Code Consultants, Inc. (“Consultant”), a Corporation for Building and Public
Works plan review services for the Vallco Town Center project (“Project”), and is effective on the
last date signed below (“Effective Date”).
2. SERVICES
Contractor agrees to provide the services and perform the tasks (“Services”) set forth in detail in Scope
of Services, attached here and incorporated as Exhibit A.
3. TIME OF PERFORMANCE
3.1 Term. This Agreement begins on the Effective Date and ends on June 30, 2023, unless
terminated earlier as provided herein (“Contract Time”). The City’s appropriate department head or
City Manager may extend the Contract Time through a written amendment to this Agreement,
provided such extension does not include additional contract funds. Extensions requiring additional
contract funds are subject to the City’s purchasing policy.
3.2 Schedule of Performance. All Services must be provided within the times specified in Exhibit
B, Schedule of Performance, attached and incorporated here. Consultant must promptly notify City of
any actual or potential delay in providing the Services as scheduled to afford the Parties adequate
opportunity to address or mitigate delays. If the Services are divided by tasks, Consultant must begin
work on each separate task upon receiving City’s Notice to Proceed (“NTP”), and must complete each
task within the time specified in Exhibit B.
3.3 Time is of the essence for the performance of all the Services. Consultant must have sufficient
time, resources, and qualified staff to deliver the Services on time.
4. COMPENSATION
4.1 Maximum Compensation. City will pay Contractor for satis factory performance of the Services
an amount that will based on actual costs but that will be capped so as not to exceed
$13,500,000 (“Contract Price”), based upon the scope of services in Exhibit A and the budget and rates
included in Exhibit C, Compensation attached and incorporated here. The maximum compensation
includes all expenses and reimbursements and will remain in place even if Contractor’s actual costs
exceed the capped amount. No extra work or payment is permitted without prior written approval of
City.
4.2 Invoices and Payments. Monthly invoices must state a description of the deliverable completed
and the amount due for the preceding month. Within thirty (30) days of completion of Services,
Contractor must submit a requisition for final and complete payment of costs and pending claims for City
approval. Failure to timely submit a complete and accurate payment requisition relieves City of any
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further payment or other obligations under the Agreement.
5. INDEPENDENT CONTRACTOR
5.1 Status. Consultant is an independent Consultant and not an employee, partner, or joint venture
of the City. Consultant is solely responsible for the means and methods of performing the Services
and shall exercise full control over the employment, direction, compensation and discharge of all
persons assisting Consultant in performing the Services. Consultant is not entitled to health benefits,
worker’s compensation, retirement, or any City benefit.
5.2 Qualifications and Standard of Care. Consultant represents on behalf of itself and its sub-
Consultants that they have the qualifications and skills to perform the Services in a competent and
professional manner, as exercised by design professionals performing similar services in the San
Francisco Bay Area. Services may only be performed by qualified and experienced personnel or
subconsultants who are not employed by City and do not have any contractual relationship with City
excepting this Agreement. All Services must be performed as specified to City’s reasonable satisfaction.
5.3 Permits and Licenses. Consultant warrants on behalf of itself and any sub-Consultants that
they are properly licensed, registered, and/or certified to perform the Services, as required by law, and
that they have procured a valid City Business License, if required by the Cupertino Municipal Code.
5.4 Sub-Consultants. Unless prior written approval from City is obtained, only Consultant’s
employees and sub-Consultants whose names are included in this Agreement and incorporated
Exhibits may provide Services under this Agreement. Consultant must require all sub-Consultants to
furnish proof of insurance for workers’ compensation, commercial liability, auto, and professional
liability in reasonable conformity to the insurance required of Consultant. The terms and conditions
of this Agreement shall be binding on all sub-Consultants relative to the portion of their work.
5.5 Tools, Materials, and Equipment. Consultant will supply and shall be responsible for all
tools, materials, and equipment required to perform the Services under this Agreement.
5.6 Payment of Benefits and Taxes. Consultant is solely responsible for the payment of
employment taxes incurred under this Agreement and any similar federal or state taxes. Consultant
and any of its employees, agents, and subcontractors shall not have any claim under this Agreement
or otherwise against City for seniority, vacation time, vacation pay, sick leave, personal time off,
overtime, health insurance, medical care, hospital care, insurance benefits, social security,
disability, unemployment, workers compensation or employee benefits of any kind. Consultant
shall be solely liable for and obligated to pay directly all applicable taxes, fees, contributions, or
charges applicable to Consultant’s business including, but not limited to, federal and state income
taxes. City shall have no obligation whatsoever to pay or withhold any taxes or benefits on behalf
of Consultant. Should any court, arbitrator, or administrative authority, including but not limited to
the California Public Employees Retirement System (PERS), the Internal Revenue Service or the
State Employment Development Division, determine that Consultant, or any of its employees,
agents, or subcontractors, is an employee for any purpose, then Consultant agrees to a reduction in
amounts payable under this Agreement, or to promptly remint to City any payments due by the City
as a result of such determination, so that the City’s total expenses under this Agreement are not greater
than they would have been had the determination not been made. This Section 5.6 survives the
expiration/termination of this Agreement.
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5.7 Errors and Omissions. Consultant is solely responsible for its errors and omissions and
those of its sub-Consultants, and must take prompt measures to avoid, mitigate, and correct them at
its sole expense.
6. PROPRIETARY/CONFIDENTIAL INFORMATION
During the Contract Time, Consultant may have access to private or confidential information owned
or controlled by the City, which may contain proprietary or confidential details, the disclosure of
which to third parties may be damaging to City. Consultant shall hold in confidence all City
information and use it only to perform this Agreement. Consultant shall exercise the same standard of
care to protect City information as a reasonably prudent Consultant would use to protect its own
proprietary data.
7. OWNERSHIP OF MATERIALS
7.1 Property Rights. Subject to City meeting its payment obligations for the Services, any interest
(including copyright interests) of Consultant in any product, memoranda, study, report, map, plan,
drawing, specification, data, record, document, or other information or work, in any medium, prepared
by Consultant under this Agreement (“Work Product”), will be the exclusive property of the City upon
completion of the work to be performed hereunder or upon termination of this Agreement, to the
extent requested by City. In any case, no Work Product shall be shown to a third-party without prior
written approval by City
7.2 Copyright. To the extent permitted by Title 17 of the U.S. Code, all copyrights to the Work
Product prepared/created by Consultant and its sub-Consultants and all copyrights in such Work
Product shall constitute City property. If it is determined under federal law that the Work Product is
not “works for hire,” Consultant hereby assigns to City all copyrights to the Work Product when and
as created, and shall require sub-Consultants to do the same. Consultant may retain copyrights to its
standard details, but hereby grants City a perpetual, non-exclusive license to use such details.
7.3 Patents and Licenses. Consultant must pay royalties or license fees required for authorized
use of any third party intellectual property, including but not limited to patented, trademarked, or
copyrighted intellectual property if incorporated into the Services or Work Product of this Agreement.
7.4 Re-Use of Work Product. Unless prohibited by law and without waiving any rights, City may
use or modify the Work Product of Consultant and its sub-Consultants to execute or implement any of
the following, but Consultant shall not be responsible or liable for City’s re-use of Work Product:
(a) For work related to the original Services for which Consultant was hired;
(b) To complete the original Services with City personnel, agents or other Consultants;
(c) To make subsequent additions to the original Services; and/or
(d) For other City projects.
7.5 Deliverables and Format. Electronic and hard copies of the Work Product constitute part of
the Deliverables required under this Agreement, which shall be provided to City on recycled paper and
copied on both sides, except for one single-sided original. Large-scale architectural plans and similar
items must be in CAD and PDF formats, and unless otherwise specified, other documents must be in
Microsoft Office applications and PDF formats.
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8. RECORDS
8.1 Consultant must maintain complete, accurate, and detailed accounting records relating to the
Services and Compensation, in accordance with generally accepted accounting principles and
procedures. The records must include detailed information about Consultant’s performance,
benchmarks, and deliverables. The records and supporting documents must be kept separate from
other files and maintained for a period of four (4) years from the date of City’s final payment.
8.2 Consultant will provide City full access to Consultant’s books and records for review and
audit, to make transcripts or copies, and to conduct a preliminary examination of all the work, data,
documents, proceedings, and activities related to this Agreement. If a supplemental examination or
audit of Consultant’s records discloses non-compliance with appropriate internal financial controls, a
contract breach, or a failure to act in good faith, City will be entitled to recover from Consultant the
costs of the supplemental examination. If this is a lump sum fee Agreement, City will be provided
access to records of reimbursable expenses and the instruments of service/deliverables for review and
audit. This Section 8 survives the expiration/termination of this Agreement.
9. ASSIGNMENT
Consultant shall not assign, sublease, hypothecate, or transfer this Agreement, or any interest therein,
directly or indirectly, by operation of law or otherwise, without prior written consent of City. Any
attempt to do so will be null and void. Any changes related to the financial control or business nature
of Consultant as a legal entity will be considered an Assignment subject to City approval, which shall
not be unreasonably withheld. For purposes of this provision, control means fifty percent (50%) or
more of the voting power of the business entity. This Agreement binds Consultant, its heirs, successors
and assignees.
10. PUBLICITY / SIGNS
Any publicity generated by Consultant for the project under this Agreement, during the term of this
Agreement and for one (1) year thereafter, will reference the City’s contributions in making the
project possible. The words “City of Cupertino” will be displayed in all pieces of publicity, including
flyers, press releases, posters, brochures, public service announcements, interviews, and newspaper
articles. No signs may be posted, exhibited, or displayed on or about City property, except signage
required by law or this Agreement, without prior written approval from the City.
11. INDEMNIFICATION
11.1 To the fullest extent allowed by law and except for losses caused by the sole or active
negligence or willful misconduct of City personnel, Consultant agrees to indemnify, defend, and hold
harmless the City as follows:
a. Indemnity for Design Professional Liability: With respect to the performance of
design professional services by a design professional as defined in California Civil Code Section
2782.8, to the fullest extent permitted by law, Consultant shall indemnify and hold harmless City, its
officers, officials, agents, employees, and volunteers (collectively and/or individually “City”) from
and against any and all liabilities, claims, damages, losses, costs, or expenses (including, without
limitation, costs, attorneys’ fees, and expert fees of litigation and alternative dispute resolution) of
every nature to the extent arising out of, pertaining to, or relating to the negligence, recklessness, or
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willful misconduct of Consultant or any of its officers, employees, servants, agents, or subcontractors
(collectively and/or individually “Consultant”), in the performance of this Agreement or failure to
comply with any obligations of the Agreement. If it is finally determined (through a non-appealable
judgment or an agreement between City and Consultant) that liability is caused by the comparative
negligence or willful misconduct of City, then Consultant’s indemnification and hold harmless
obligation shall not exceed Consultant’s finally determined percentage of liability based upon the
comparative fault of Consultant.
Irrespective of any language to the contrary in this Agreement, the Consultant has no duty to provide
or to immediately pay for an up-front defense of City against unproven claims or allegations, but shall
reimburse those litigation costs and expenses (including, without limitation, attorneys’ fees, and expert
fees) incurred by the City to the extent caused by the negligence, recklessness, or willful misconduct
of Consultant. In no event shall the cost to defend charged to Consultant exceed Consultant’s
proportional percentage of fault, except as described in Section 2782.8(a) and (e) of the California
Civil Code.
b. Claims Involving Intellectual Property. Consultant shall indemnify, defend, and
hold harmless Indemnitees from and against any claim involving intellectual property,
infringement, or violation of a United States patent right or copyright, trade secret, trademark, or
service mark or other proprietary or intellectual property rights, which arises out of, pertains to, or
relates to Consultant’s negligence, recklessness, or willful misconduct. Such costs and expenses
will include reasonable attorney fees for legal counsel of City’s choice, expert fees, and all other
costs and fees of litigation.
c. Claims for Other Liability. Except as provided in subsections 11.1(a) and (b), to
the fullest extent permitted by law, Consultant shall hold harmless, defend (with counsel agreed to
by City), and indemnify City and its officers, officials, agents, employees, and volunteers
(collectively and/or individually “City”) from and against any and all liability, claim, loss, damage,
expense, costs (including, without limitation, costs, attorneys’ fees, and expert fees of litigation) of
every nature arising out of, related to, or in connection with the performance of work hereunder by
Consultant or any of its officers, employees, servants, agents, or subcontractors, or the failure of
the same to comply with any of the obligations contained in this Agreement, except such loss or
damage which was caused by the sole negligence or sole willful misconduct of the City.
Consultant’s duty to defend applies immediately, whether or not liability is established. An allegation
or determination that persons other than Contractor are responsible for the claim does not relieve
Contractor from its separate and distinct obligation to defend as stated herein.
11.2 Consultant will assist City, at no additional cost, in the defense of any claim, dispute, or
lawsuit arising out of this Agreement. Consultant’s duties herein are not limited to or subject to the
Contract Price, to Workers’ Compensation claims, or to the Insurance or Bond limits and provisions.
Nothing in this Agreement shall be construed to give rise to an implied right of indemnity in favor of
Consultant against any Indemnitee.
11.3 Consultant agrees to pay the reasonable costs City may incur in enforcing this provision related
to Consultant’s indemnification duties, including reasonable attorney fees, fees for legal counsel
acceptable to City, expert fees, and all other costs and expenses related to a claim or counterclaim, a
purchase order, another transaction, litigation, or dispute resolution. Without waiving any rights, City
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may deduct money from Consultant’s payments to cover moneys due to City.
11.4 Consultant agrees to obtain executed indemnity agreements with provisions identical to those
set forth here in this Section 11 from each and every subcontractor, or any other person or entity
involved by, for, with, or on behalf of Consultant in the performance of this Agreement. Failure of
City to monitor compliance with these requirements imposes no additional obligations on City and
will in no way act as a waiver of any rights hereunder.
11.5 This Section 11 shall survive expiration or termination of this Agreement.
12. INSURANCE
On or before the Contract Time commences, Consultant shall furnish City with proof of compliance
with City Insurance Requirements, attached and incorporated here as Exhibit D. City will not execute
the Agreement until Consultant has submitted and City has reasonably approved receipt of satisfactory
certificates of insurance and endorsements evidencing the type, amount, class of operations covered,
and the effective and expiration dates of coverage. Alternatively, City may terminate this Agreement or
in its sole discretion purchase insurance at Consultant’s expense and deduct costs from payments to
Consultant.
13. COMPLIANCE WITH LAWS
13.1 General Laws. Consultant shall comply with all laws and regulations applicable to this
Agreement. Consultant will promptly notify City of changes in the law or other conditions that may
affect the Project or Consultant’s ability to perform. Consultant is responsible for verifying the
employment authorization of employees performing the Services, as required by the Immigration
Reform and Control Act, or other federal or state law, rule or regulation.
13.2 Labor Laws. Consultant shall comply with all labor laws applicable to this Agreement. If the
Services include a “public works” component, Consultant must comply with prevailing wage laws
under Labor Code Section 1720 and other labor laws. To the extent applicable, Consultant must
comply with City’s Labor Compliance Program and with state labor laws pertaining to working days,
overtime, payroll records and DIR Registration and Oversight. If the Contract Price is $30,000 or
more, Consultant must comply with the apprenticeship requirement in Labor Code Section 1777.5.
13.3 Discrimination Laws. Consultant shall not discriminate on the basis of race, religious creed,
color, ancestry, national origin, ethnicity, handicap, disability, marital status, pregnancy, age, sex,
gender, sexual orientation, gender identity, Acquired-Immune Deficiency Syndrome (AIDS), or any
other protected classification. Consultant shall comply with all anti-discrimination laws, including
Government Code Section 12900 and 11135, and Labor Code Section. 1735, 1777, and 3077.5.
Consistent with City policy prohibiting it, Consultant understands that harassment and discrimination
by Consultant or any of its sub-Consultants toward a job applicant, an employee, a City employee, or
any other person is strictly prohibited.
13.4 Conflicts of Interest. Consultant shall comply with all conflict of interest laws and regulations
applicable to this Agreement and must avoid any conflict of interest. Consultant warrants that no
public official, employee, or member of a City board or commission who might have been involved in
the making of this Agreement, has or will receive a direct or indirect financial interest in this
Agreement in violation of California Government Code Section 1090 et seq. Consultant may be
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required to file a conflict of interest form if Consultant makes certain governmental decisions or serves
in a staff capacity, as provided in Section 18700 of Title 2 of the California Code of Regulations and
other laws. Services may only be performed by persons who are not employed by City and who do not
have any contractual relationship with City, with the exception of this Agreement. Consultant is
familiar with and agrees to abide by the City’s rules governing gifts to public officials and employees.
13.5 Remedies. A violation of this Section 13 constitutes a material breach and may result in City
suspending payments, requiring reimbursement, or terminating this Agreement. City reserves all its
rights and remedies under law and this Agreement, including the right to seek indemnification under
Section 11. Consultant agrees to indemnify, defend, and hold City harmless from and against any loss,
liability, and expenses arising from noncompliance with this Section.
14. PROJECT COORDINATION
14.1 City Project Manager. The City’s Project Manager for all purposes under this Agreement will
be Albert Salvador, who shall have the authority to manage this Agreement and oversee the progress
and performance of the Services. City in its sole discretion may substitute another Project Manager at
any time and will advise Consultant of the new representative.
14.2 Consultant Project Manager. Subject to City’s reasonable approval, Consultant’s Project
Manager for all purposes under this Agreement will be Abigail Obligacion, who shall be the single
representative for Consultant with the authority to manage compliance with this Agreement and
oversee the progress and performance of the Services. This includes responsibility for coordinating and
scheduling the Services in accordance with City instructions, service orders, and the Schedule of
Performance, and providing regular updates to the City’s Project Manager on the Project status,
progress, and any delays. City written approval is required prior to Consultant substituting a new
Project Manager, which shall result in no additional costs to City or Project delays.
15. ABANDONMENT OF PROJECT
City may abandon or postpone the Project with thirty (30) calendar days written notice to Consultant.
Consultant will be compensated for satisfactory Services performed through the date of abandonment
and will be given reasonable time to assemble the work and close out the Services. No close out work
shall be conducted without City reasonable approval of closure costs, which may not exceed ten
percent (10%) of the total time expended to the date of abandonment. All charges including job
closure costs will be paid in accordance with the provisions of this Agreement and within thirty (30)
days of Consultant’s final invoice reasonably approved by the City.
16. TERMINATION
City may terminate this Agreement for cause or without cause at any time, following reasonable
written notice to Consultant at least thirty (30) calendar days prior to the termination date. Consultant
will be paid for satisfactory Services rendered through the date of termination, but final payment will
not be made until Consultant closes out the Services and delivers all Work Product to City. All
charges approved by City including job closure costs will be paid within thirty (30) days of
Consultant’s final invoice.
17. GOVERNING LAW, VENUE, AND DISPUTE RESOLUTION
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This Agreement is governed by the laws of the State of California, excepting any choice of law rules
which may direct the application of laws of another jurisdiction. Any lawsuits filed related to this
Agreement must be filed with the Superior Court for the County of Santa Clara, State of California.
Consultant must comply with the claims filing requirements under the Government Code prior to filing
a civil action in court against City. The Agreement and obligations of the parties are subject to all valid
laws, orders, rules, and regulations of the authorities having jurisdiction over this Agreement (or the
successors of those authorities). If a dispute arises, Consultant must continue to provide the Services
pending resolution of the dispute. If the Parties elect arbitration, the arbitrator’s award must be
supported by law and substantial evidence and include detailed written findings of law and fact.
18. ATTORNEY FEES
If City initiates legal action, files a complaint or cross-complaint, or pursues arbitration, appeal or other
proceedings to enforce its rights or a judgment in connection with this Agreement, the prevailing party
will be entitled to reasonable attorney fees and costs. This Section 18 survives the
expiration/termination of this Agreement.
19. THIRD PARTY BENEFICIARIES
There are no intended third party beneficiaries of this Agreement.
20. WAIVER
Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract
provision. City’s waiver of any breach shall not be deemed to constitute waiver of another term,
provision, covenant, or condition or a subsequent breach, whether of the same or a different character
21. ENTIRE AGREEMENT
This Agreement represents the full and complete understanding of the Parties, of every kind or nature,
and supersedes any and all other agreements and understandings, either oral or written,
between them. Any modification of this Agreement will be effective only if in writing and signed by
each Party’s authorized representative. No verbal agreement or implied covenant will be valid to amend
or abridge this Agreement. If there is any inconsistency between any term, clause, or provision of this
main Agreement and any term, clause, or provision of the attachments or exhibits thereto, the terms of
the main Agreement shall prevail and be controlling.
22. INSERTED PROVISIONS
Each contractual provision or clause that may be required by law is deemed to be included and will be
inferred in this Agreement. Either party may request an amendment to cure any mistaken insertion or
omission of a required provision.
23. HEADINGS
The headings in this Agreement are for convenience only, are not a part of the Agreement and in no
way affect, limit, or amplify the terms or provisions of this Agreement.
24. SEVERABILITY/PARTIAL INVALIDITY
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If any term or provision of this Agreement, or their application to a particular situation, is found by the
court to be void, invalid, illegal or unenforceable, such term or provision shall remain in force and
effect to the extent allowed by such ruling. All other terms and provisions of this Agreement or their
application to specific situations shall remain in full force and effect.
25. SURVIVAL
All provisions which by their nature must continue after the Agreement ends, including without
limitation those referenced in specific Sections herein, survive this Agreement and shall remain in full
force and effect.
26. NOTICES
All notices, requests, and approvals must be sent to the persons below in writing to the persons
below, and will be considered effective on the date of personal delivery, the delivery date confirmed
by a reputable overnight delivery service, on the fifth calendar day after deposit in the United States
Mail, postage prepaid, registered or certified, or the next business day following electronic
submission:
To City of Cupertino:
10300 Torre Avenue
Cupertino, CA 95014
Attention:
Albert Salvador
Email: alberts@cupertino.org
To Consultant:
Independent Code Consultants, Inc
6280 W. Las Positas Blvd., Suite 220
Pleasanton, CA 94588
Attention:
Abigail Obligacion
Email:
aobligacion@independentcodeconsultants.com
27. VALIDITY OF CONTRACT
This Agreement is valid and enforceable only if it complies with the contract provisions of Cupertino
Municipal Code Chapters 3.22 and 3.23, is signed by the City Manager or authorized designee, and is
approved for form by the City Attorney’s Office.
28. EXECUTION
The person executing this Agreement on behalf of Consultant represents and warrants that Consultant
has the right, power, and authority to enter into this Agreement and carry out all actions herein, and
that he or she is authorized to execute this Agreement, which constitutes a legally binding obligation of
Consultant. This Agreement may be executed in counterparts, each one of which is deemed an original
and all of which, taken together, constitute a single binding instrument.
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Design Professional Agr (Single)/Rev Oct. 2019
IN WITNESS WHEREOF, the parties have caused the Agreement to be executed on the Effective
Date stated earlier in this Agreement.
CITY OF CUPERTINO
A Municipal Corporation
By
Name
Title
Date
Tax I.D. No.:
By
Name
Title
Date
APPROVED AS TO FORM:
HEATHER M. MINNER
Cupertino City Attorney
ATTEST:
KIRSTEN SQUARCIA
City Clerk
DATE:________________________
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SUBMITTED BY:
Independent Code Consultants, Inc.
6280 W. Las Positas Boulevard, Suite 220
Pleasanton, CA 94588
Contact:
Ms. Abigail Obligacion | President
T | 925.264.9559
E | aobligacion@independentcodeconsultants.com
SUBMITTED TO:
City of Cupertino
10300 Torre Avenue
Cupertino, CA 95014-3255
Attention:
Mr. Albert Salvador | CBO
Mr. Chad Mosley | City Engineer
Cost Proposal for Plan Review Services
VALLCO TOWN CENTER
July 29, 2019
02/04/20
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6280 W. Las Positas Boulevard, Suite 220
Pleasanton, CA 94588
T | 925.264.9559
Page | 2
Mr. Chad Mosley | City Engineer
City of Cupertino
10300 Torre Avenue
July 29, 2019
Mr. Albert Salvador | CBO
City of Cupertino
10300 Torre Avenue
Cupertino, CA 95014 Cupertino, CA 95014
Vallco Town Center | Cost Proposal for Plan Review Services
Dear Mr. Salvador and Mr. Mosley:
Thank you for the opportunity for considering our team to assist you in providing building and public works plan review
services for the Vallco Town Center project. Independent Code Consultants, Inc. (ICCI) has established a team of highly
qualified professionals and our team is prepared to provide multi-discipline services to ensure the Vallco Town Center proj-
ect is a success from demolition to certificate of occupancy.
The following pages outline our detailed cost proposal (including a not-to-exceed amount). We look forward to working
with you and feel free to contact us with any questions.
Respectfully Submitted,
Abigail Obligacion | President
Independent Code Consultants, Inc.
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Vallco Town Center | Plan Review Services
Page | 3
Fire and Life-Safety
Accessibility
Structural
Plumbing
Mechanical
Electrical
Energy
Green Building Standards
4.Substantiate structural plans meet recommendations made in the project geotechnical report
5.Ensure plans and details are consistent with product speci ications and certi ication
Public Works/Civil Engineering Aspects:
1.Review plans to ensure designs are consistent with State and local laws and regulations
2.Review plans to ensure designs are consistent with City of Cupertino standards, conditions of approval, and mitigation measures
relating to civil design, including necessary demolition plans, street improvement plans, grading and storm drainage plans, utility
plans, and related reports and civil calculations
3.Substantiate grading plans meet recommendations made in the project geotechnical report
4.Grading plan check to include a review of the topographic survey for the existing depths of manholes and catch basins and their
relationship to the proposed improvements
5.Review the existing topography to the proposed slopes and walls
6.Review storm drains, sewer system and public improvements meet City requirements
7.Verify hydrology calculations match what is shown on the Improvement Plans and storm system is adequately sized for the design
storm
8.Confirm stormwater treatment areas are adequately sized to Municipal Regional Permit (MRP) requirements (i.e. C.3)
9.Review green roof in respect to public works/civil engineering aspects
10.Verify work is consistent with on-site easements and related land use elements, and provide recommendations on any
modifications, including abandonment, vacations or new easements necessary to facilitate the development
11.Confirm full trash capture requirements identified in MRP Section C.10 are effectively met
12.Review and evaluate the total project waste manageement plan including: estimated volumes generated, waste conveyance
systems, storage capacities, and City waste hauler collection/circulation routes
SUMMARY OF SERVICES
PLAN REVIEW SERVICES
The following is a summary of plan review services to be provided.
Building:
1.State and local laws and regulations
2.City of Cupertino Municipal Code and City of Cupertino’s Conditions of Approval
3.Ensure drawings conform and comply with Title 24 California Code of Regulations
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Vallco Town Center | Plan Review Services
Page | 4
Other Tasks:
1.Attendance of Design and Construction Meetings
2.Review and assist with technical problems that arise during construction
3.Will maintain a tracking system to document all plan reviews and reports, tracking of construction progress and pro-
cessing of change orders, RFI’s and deferred submittals
4.Transportation services related to transportation planning, traffic operations, freeway and corridor studies, traffic engi-
neering design (including PS&E), intelligent transportation systems (ITS), traffic safety and multi-modal studies
5.Professional geotechnical related services
BUILDING PLAN REVIEW COST PROPOSAL
ICCI guarantees that turnaround times will meet or exceed all project deadlines. Expedited turnaround times will be sub-
ject to discussion by all concerned parties to ensure all milestones are completed on schedule.
Time Frame: Projected Plan Review Time Frame Not-To-Exceed 3 years after effective date of contract
Building Plan Review Services Unit Rate Unit
Building Plan Review Fee (first submittal plus one (1) additional subsequent submittal)65% of Plan Review Fee
Complete Plan Review Submittal Beyond the 2nd Submittal $125.00 Hour
Public Works / Transportation Plan Review Services Unit Rate Unit
Complete On-Site, Green Roof and Transportation Plan Review $185.00 Hour
Geotechnical Services Unit Rate Unit
Geotechnical Services $250.00 Hour
Support Staff Unit Rate Unit
Plan Review Engineer at Project Site $185.00 Hour
Project Coordinator $200.00 Hour
Basis of Charges Unit Rate
Work over 8 hours a day Time and One-Half
Work over 12 hours, Monday through Friday Double Time
Work on Saturdays Time and One-Half
Work over 8 hours on Saturday Double Time
Work on Sundays/Holidays Double Time
Reimbursables Cost
Building, Public Works, Transportation & Geotechnical Plan Review Contract Not-To-Exceed Amounts (Per Fiscal Year)
Complete Building Plan Review per Fiscal Year $1,000,000.00
Building Plan Review Engineer at Project Site per Fiscal Year $500,000.00
On-Site | Off-Site Public Works, Green Roof & Transportation Plan Review per Fiscal Year $2,250,000.00
Geotechnical Services $750,000.00
Note: Plan review services are based on the assumption no significant design changes will be done during the initial
plan review and subsequent plan review submittals. Major design changes incurred during the plan review stages will be
charged as deemed appropriate and negotiated by all parties for building and public works plan review.
Exhibits B & C
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Exh. D-Insurance Requirements for Design Professionals & Consultants Contracts
1
Form Updated Sept. 2019
Consultant shall procure prior to commencement of Services and maintain for the duration of the contract, at
its own cost and expense, the following insurance policies and coverage with companies doing business in
California and acceptable to City.
INSURANCE POLICIES AND MINIMUMS REQUIRED
1. Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for
premises operations, products and completed operations, contractual liability, and personal and
advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a
general aggregate limit applies, either the general aggregate limit shall apply separately to this
project/location (ISO Form CG 25 03 or 25 04) or it shall be twice the required occurrence limit.
a. It shall be a requirement that any available insurance proceeds broader than or in excess of the
specified minimum insurance coverage requirements and/or limits shall be made available to the
Additional Insured and shall be (i) the minimum coverage/limits specified in this agreement; or (ii) the
broader coverage and maximum limits of coverage of any insurance policy, whichever is greater.
b. Additional Insured coverage under Consultant's policy shall be "primary and non-contributory,"
will not seek contribution from City’s insurance/self-insurance, and shall be at least as broad as ISO
Form CG 20 01 (04/13).
c. The limits of insurance required may be satisfied by a combination of primary and umbrella or
excess insurance, provided each policy complies with the requirements set forth in this Contract. Any
umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage
shall also apply on a primary basis for the benefit of City before the City’s own insurance or self-
insurance shall be called upon to protect City as a named insured.
2. Automobile Liability: ISO CA 00 01 covering any auto (including owned, hired, and non-owned
autos) with limits no less than $1,000,000 per accident for bodily injury and property damage.
3. Workers’ Compensation: As required by the State of California, with Statutory Limits and Employer’s
Liability Insurance of no less than $1,000,000 per occurrence for bodily injury or disease.
Not required. Consultant has provided written verification of no employees.
4. Professional Liability for professional acts, errors and omissions, as appropriate to Consultant’s
profession, with limits no less than $2,000,000 per occurrence or $2,000,000 aggregate. If written on a
claims made form:
a. The Retroactive Date must be shown and must be before the Effective Date of the Contract.
b. Insurance must be maintained for at least five (5) years after completion of the Services.
c. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with
a Retroactive Date prior to the Contract Effective Date, the Consultant must purchase “extended
reporting” coverage for a minimum of five (5) years after completion of the Services.
OTHER INSURANCE PROVISIONS
The aforementioned insurance shall be endorsed and have all the following conditions and provisions:
EXHIBIT D
Insurance Requirements
Design Professionals & Consultants Contracts
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Exh. D-Insurance Requirements for Design Professionals & Consultants Contracts
2
Form Updated Sept. 2019
Additional Insured Status
The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers
(“Additional Insureds”) are to be covered as additional insureds on Consultant’s CGL and automobile
liability policies. General Liability coverage can be provided in the form of an endorsement to Consultant’s
insurance (at least as broad as ISO Form CG 20 10 (11/ 85) or both CG 20 10 and CG 20 37 forms, if later
editions are used).
Primary Coverage
Coverage afforded to City/Additional Insureds shall be primary insurance. Any insurance or self-insurance
maintained by City, its officers, officials, employees, or volunteers shall be excess of Consultant’s insurance
and shall not contribute to it.
Notice of Cancellation
Each insurance policy shall state that coverage shall not be canceled or allowed to expire, except with written
notice to City 30 days in advance or 10 days in advance if due to non-payment of premiums.
Waiver of Subrogation
Consultant waives any right to subrogation against City/Additional Insureds for recovery of damages to the
extent said losses are covered by the insurance policies required herein. Specifically, the Workers’
Compensation policy shall be endorsed with a waiver of subrogation in favor of City for all work performed
by Consultant, its employees, agents and subconsultants. This provision applies regardless of whether or not
the City has received a waiver of subrogation endorsement from the insurer.
Deductibles and Self-Insured Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At City’s option, either:
the insurer must reduce or eliminate the deductible or self-insured retentions as respects the City/Additional
Insureds; or Consultant must show proof of ability to pay losses and costs related investigations, claim
administration and defense expenses. The policy shall provide, or be endorsed to provide, that the self-insured
retention may be satisfied by either the insured or the City.
Acceptability of Insurers
Insurers must be licensed to do business in California with an A.M. Best Rating of A-VII, or better.
Verification of Coverage
Consultant must furnish acceptable insurance certificates and mandatory endorsements (or copies of the policies
effecting the coverage required by this Contract), and a copy of the Declarations and Endorsement Page of the
CGL policy listing all policy endorsements prior to commencement of the Contract. City retains the right to
demand verification of compliance at any time during the Contract term.
Subconsultants
Consultant shall require and verify that all subconsultants maintain insurance that meet the requirements of
this Contract, including naming the City as an additional insured on subconsultant’s insurance policies.
Higher Insurance Limits
If Consultant maintains broader coverage and/or higher limits than the minimums shown above, City shall be
entitled to coverage for the higher insurance limits maintained by Consultant.
Adequacy of Coverage
City reserves the right to modify these insurance requirements/coverage based on the nature of the risk, prior
experience, insurer or other special circumstances, with not less than ninety (90) days prior written notice.
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ANY PROPRIETOR/PARTNER/EXECUTIVEOFFICER/MEMBER EXCLUDED?
INSR ADDL SUBRLTRINSD WVD
PRODUCER CONTACTNAME:
FAXPHONE(A/C, No):(A/C, No, Ext):
E-MAILADDRESS:
INSURER A :
INSURED INSURER B :
INSURER C :
INSURER D :
INSURER E :
INSURER F :
POLICY NUMBER POLICY EFF POLICY EXPTYPE OF INSURANCE LIMITS(MM/DD/YYYY) (MM/DD/YYYY)
AUTOMOBILE LIABILITY
UMBRELLA LIAB
EXCESS LIAB
WORKERS COMPENSATIONAND EMPLOYERS' LIABILITY
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
AUTHORIZED REPRESENTATIVE
EACH OCCURRENCE $
DAMAGE TO RENTEDCLAIMS-MADE OCCUR $PREMISES (Ea occurrence)
MED EXP (Any one person) $
PERSONAL & ADV INJURY $
GEN'L AGGREGATE LIMIT APPLIES PER:GENERAL AGGREGATE $
PRO-POLICY LOC PRODUCTS - COMP/OP AGGJECT
OTHER:$
COMBINED SINGLE LIMIT $(Ea accident)
ANY AUTO BODILY INJURY (Per person) $
OWNED SCHEDULED BODILY INJURY (Per accident) $AUTOS ONLY AUTOS
HIRED NON-OWNED
PROPERTY DAMAGE $AUTOS ONLY AUTOS ONLY
(Per accident)
$
OCCUR EACH OCCURRENCE
CLAIMS-MADE AGGREGATE $
DED RETENTION $
PER OTH-STATUTE ER
E.L. EACH ACCIDENT
E.L. DISEASE - EA EMPLOYEE $
If yes, describe under
E.L. DISEASE - POLICY LIMITDESCRIPTION OF OPERATIONS below
INSURER(S) AFFORDING COVERAGE NAIC #
COMMERCIAL GENERAL LIABILITY
Y / N
N / A
(Mandatory in NH)
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF,NOTICE WILL BE DELIVERED IN
ACCORDANCE WITH THE POLICY PROVISIONS.
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on
this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
COVERAGES CERTIFICATE NUMBER:REVISION NUMBER:
CERTIFICATE HOLDER CANCELLATION
© 1988-2015 ACORD CORPORATION. All rights reserved.ACORD 25 (2016/03)
CERTIFICATE OF LIABILITY INSURANCE DATE (MM/DD/YYYY)
$
$
$
$
$
The ACORD name and logo are registered marks of ACORD
Melissa Hoffman
INDEP-2 OP ID: BMH
01/28/2020
Melissa Hoffman
Discovery Bay Ins. Serv., Inc.
1555 Riverlake Rd., Ste. F
Discovery Bay, CA 94505
Melissa Hoffman
925-516-4700 925-516-4202
melissa@discoverybayins.com
Evanston Insurance Company
United Financial Casualty Co.
Independent Code ConsultantsAbigail Obligacion6280 W. Las Positas Blvd.Suite 220Pleasanton, CA 94588
State Compensation Ins Fund
Landmark American Ins. Co.
A X 1,000,000
X X 3AA371980 12/03/2019 12/03/2020
100,000
5,000
1,000,000
2,000,000
X 2,000,000
1,000,000B
X 06461327-2 01/11/2020 01/11/2021
100,000
X 2,000,000
X
A
EZXS3017175 12/03/2019 12/03/2020 2,000,000
10000X
XC
9224300-20 01/11/2020 01/11/2021 1,000,000
1,000,000
1,000,000
D LHR779417 01/10/2020 01/10/2021 E&O 2,000,000
The Ciry of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers are listed as additional insureds on GeneralLiability per attached endorsement.
The City of Cupertino
10300 Torre Avenue
Cupertino, CA 95014
925-516-4700
35378
11770
35076
33138
HNOA
Errors & Omissions
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MEGL 0009-01 08 18 Includes copyrighted material of Insurance Services Office, Inc.,
with its permission.
Page 1 of 1
COMMERCIAL GENERAL LIABILITY
POLICY NUMBER: 3AA371980
EVANSTON INSURANCE COMPANY
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
BLANKET ADDITIONAL INSURED
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE FORM
LIQUOR LIABILITY COVERAGE FORM
OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE FORM
PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE FORM
SCHEDULE
Additional Premium:$ 500 (Check box if fully earned.)
A.Who Is An Insured is amended to include as an additional insured any person or entity to whom you are obligated by
valid written contract to provide such coverage, but only with respect to negligent acts or omissions of the Named
Insured and only with respect to any coverage not otherwise excluded in the policy.
However:
1.The insurance afforded to such additional insured only applies to the extent permitted by law; and
2.If coverage provided to the additional insured is required by a contract or agreement, the insurance afforded to such
additional insured will not be broader than that which you are required by the contract or agreement to provide for
such additional insured.
Our agreement to accept an additional insured provision in a contract is not an acceptance of any other provisions of
the contract or the contract in total.
When coverage does not apply for the Named Insured, no coverage or defense will apply for the additional insured.
No coverage applies to such additional insured for injury or damage of any type to any “employee” of the Named Insured
or to any obligation of the additional insured to indemnify another because of damages arising out of such injury or
damage.
B.With respect to the insurance afforded to these additional insured, the following is added to limits of insurance:
If coverage provided to the additional insured is required by a contract or agreement, the most we will pay on behalf of
the additional insured is the amount of insurance:
1.Required by the contract or agreement; or
2.Available under the applicable limits of insurance shown in the Declarations;
whichever is less.
This endorsement shall not increase the applicable limits of insurance shown in the Declarations.
All other terms and conditions remain unchanged.
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MEGL 0241-01 05 16 Includes copyrighted material of Insurance Services Office, Inc.,
with its permission.
Page 1 of 1
COMMERCIAL GENERAL LIABILITY
POLICY NUMBER: 3AA371980
EVANSTON INSURANCE COMPANY
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
BLANKET WAIVER OF TRANSFER OF RIGHTS OF RECOVERY
AGAINST OTHERS TO US
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE FORM
SCHEDULE
Name Of Person Or Organization:
Any person(s) or organization(s) with whom the Named Insured agrees, in a written contract
executed prior to the "occurrence", to waive rights of recovery
Additional Premium:$ 250
The following is added to Condition 8. Transfer Of Rights Of Recovery Against Others To Us under Section IV –
Commercial General Liability Conditions:
We waive any right of recovery we may have against any person or organization shown in the Schedule of this
endorsement. This waiver applies only to the person or organization shown in the Schedule of this endorsement.
All other terms and conditions remain unchanged.
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CG 20 01 04 13 © Insurance Services Office, Inc., 2012 Page 1 of 1
COMMERCIAL GENERAL LIABILITY
CG 20 01 04 13
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
PRIMARY AND NONCONTRIBUTORY – OTHER INSURANCE CONDITION
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART
The following is added to the Other Insurance
Condition and supersedes any provision to the
contrary:
Primary And Noncontributory Insurance
This insurance is primary to and will not seek
contribution from any other insurance available
to an additional insured under your policy
provided that:
(1)The additional insured is a Named Insured
under such other insurance; and
(2)You have agreed in writing in a contract or
agreement that this insurance would be
primary and would not seek contribution
from any other insurance available to the
additional insured.
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Design Professional Agr (Single)/Rev Oct. 2019
DESIGN PROFESSIONAL SERVICES AGREEMENT (SINGLE)
WITH CSG CONSULTANTS, INC.
1. PARTIES
This Agreement is made by and between the City of Cupertino, a municipal corporation (“City”),
and CSG Consultants, Inc. (“Consultant”), a Corporation for Building plan review services for the
Vallco Town Center project (“Project”), and is effective on the last date signed below (“Effective
Date”).
2. SERVICES
Contractor agrees to provide the services and perform the tasks (“Services”) set forth in detail in Scope
of Services, attached here and incorporated as Exhibit A.
3. TIME OF PERFORMANCE
3.1 Term. This Agreement begins on the Effective Date and ends on June 30, 2023, unless
terminated earlier as provided herein (“Contract Time”). The City’s appropriate department head or
City Manager may extend the Contract Time through a written amendment to this Agreement,
provided such extension does not include additional contract funds. Extensions requiring additional
contract funds are subject to the City’s purchasing policy.
3.2 Schedule of Performance. All Services must be provided within the times specified in Exhibit
B, Schedule of Performance, attached and incorporated here. Consultant must promptly notify City of
any actual or potential delay in providing the Services as scheduled to afford the Parties adequate
opportunity to address or mitigate delays. If the Services are divided by tasks, Consultant must begin
work on each separate task upon receiving City’s Notice to Proceed (“NTP”), and must complete each
task within the time specified in Exhibit B.
3.3 Time is of the essence for the performance of all the Services. Consultant must have sufficient
time, resources, and qualified staff to deliver the Services on time.
4. COMPENSATION
4.1 Maximum Compensation. City will pay Contractor for satis factory performance of the Services
an amount that will based on actual costs but that will be capped so as not to exceed
$1,150,000 (“Contract Price”), based upon the scope of services in Exhibit A and the budget and rates
included in Exhibit C, Compensation attached and incorporated here. The maximum compensation
includes all expenses and reimbursements and will remain in place even if Contractor’s actual costs
exceed the capped amount. No extra work or payment is permitted without prior written approval of
City.
4.2 Invoices and Payments. Monthly invoices must state a description of the deliverable completed
and the amount due for the preceding month. Within thirty (30) days of completion of Services,
Contractor must submit a requisition for final and complete payment of costs and pending claims for City
approval. Failure to timely submit a complete and accurate payment requisition relieves City of any
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Design Professional Agr (Single)/Rev Oct. 2019
further payment or other obligations under the Agreement.
5. INDEPENDENT CONTRACTOR
5.1 Status. Consultant is an independent Consultant and not an employee, partner, or joint venture
of the City. Consultant is solely responsible for the means and methods of performing the Services
and shall exercise full control over the employment, direction, compensation and discharge of all
persons assisting Consultant in performing the Services. Consultant is not entitled to health benefits,
worker’s compensation, retirement, or any City benefit.
5.2 Qualifications and Standard of Care. Consultant represents on behalf of itself and its sub-
Consultants that they have the qualifications and skills to perform the Services in a competent and
professional manner, as exercised by design professionals performing similar services in the San
Francisco Bay Area. Services may only be performed by qualified and experienced personnel or
subconsultants who are not employed by City and do not have any contractual relationship with City
excepting this Agreement. All Services must be performed as specified to City’s reasonable satisfaction.
5.3 Permits and Licenses. Consultant warrants on behalf of itself and any sub-Consultants that
they are properly licensed, registered, and/or certified to perform the Services, as required by law, and
that they have procured a valid City Business License, if required by the Cupertino Municipal Code.
5.4 Sub-Consultants. Unless prior written approval from City is obtained, only Consultant’s
employees and sub-Consultants whose names are included in this Agreement and incorporated
Exhibits may provide Services under this Agreement. Consultant must require all sub-Consultants to
furnish proof of insurance for workers’ compensation, commercial liability, auto, and professional
liability in reasonable conformity to the insurance required of Consultant. The terms and conditions
of this Agreement shall be binding on all sub-Consultants relative to the portion of their work.
5.5 Tools, Materials, and Equipment. Consultant will supply and shall be responsible for all
tools, materials, and equipment required to perform the Services under this Agreement.
5.6 Payment of Benefits and Taxes. Consultant is solely responsible for the payment of
employment taxes incurred under this Agreement and any similar federal or state taxes. Consultant
and any of its employees, agents, and subcontractors shall not have any claim under this Agreement
or otherwise against City for seniority, vacation time, vacation pay, sick leave, personal time off,
overtime, health insurance, medical care, hospital care, insurance benefits, social security,
disability, unemployment, workers compensation or employee benefits of any kind. Consultant
shall be solely liable for and obligated to pay directly all applicable taxes, fees, contributions, or
charges applicable to Consultant’s business including, but not limited to, federal and state income
taxes. City shall have no obligation whatsoever to pay or withhold any taxes or benefits on behalf
of Consultant. Should any court, arbitrator, or administrative authority, including but not limited to
the California Public Employees Retirement System (PERS), the Internal Revenue Service or the
State Employment Development Division, determine that Consultant, or any of its employees,
agents, or subcontractors, is an employee for any purpose, then Consultant agrees to a reduction in
amounts payable under this Agreement, or to promptly remint to City any payments due by the City
as a result of such determination, so that the City’s total expenses under this Agreement are not greater
than they would have been had the determination not been made. This Section 5.6 survives the
expiration/termination of this Agreement.
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Design Professional Agr (Single)/Rev Oct. 2019
5.7 Errors and Omissions. Consultant is solely responsible for its errors and omissions and
those of its sub-Consultants, and must take prompt measures to avoid, mitigate, and correct them at
its sole expense.
6. PROPRIETARY/CONFIDENTIAL INFORMATION
During the Contract Time, Consultant may have access to private or confidential information owned
or controlled by the City, which may contain proprietary or confidential details, the disclosure of
which to third parties may be damaging to City. Consultant shall hold in confidence all City
information and use it only to perform this Agreement. Consultant shall exercise the same standard of
care to protect City information as a reasonably prudent Consultant would use to protect its own
proprietary data.
7. OWNERSHIP OF MATERIALS
7.1 Property Rights. Subject to City meeting its payment obligations for the Services, any interest
(including copyright interests) of Consultant in any product, memoranda, study, report, map, plan,
drawing, specification, data, record, document, or other information or work, in any medium, prepared
by Consultant under this Agreement (“Work Product”), will be the exclusive property of the City upon
completion of the work to be performed hereunder or upon termination of this Agreement, to the
extent requested by City. In any case, no Work Product shall be shown to a third-party without prior
written approval by City
7.2 Copyright. To the extent permitted by Title 17 of the U.S. Code, all copyrights to the Work
Product prepared/created by Consultant and its sub-Consultants and all copyrights in such Work
Product shall constitute City property. If it is determined under federal law that the Work Product is
not “works for hire,” Consultant hereby assigns to City all copyrights to the Work Product when and
as created, and shall require sub-Consultants to do the same. Consultant may retain copyrights to its
standard details, but hereby grants City a perpetual, non-exclusive license to use such details.
7.3 Patents and Licenses. Consultant must pay royalties or license fees required for authorized
use of any third party intellectual property, including but not limited to patented, trademarked, or
copyrighted intellectual property if incorporated into the Services or Work Product of this Agreement.
7.4 Re-Use of Work Product. Unless prohibited by law and without waiving any rights, City may
use or modify the Work Product of Consultant and its sub-Consultants to execute or implement any of
the following, but Consultant shall not be responsible or liable for City’s re-use of Work Product:
(a) For work related to the original Services for which Consultant was hired;
(b) To complete the original Services with City personnel, agents or other Consultants;
(c) To make subsequent additions to the original Services; and/or
(d) For other City projects.
7.5 Deliverables and Format. Electronic and hard copies of the Work Product constitute part of
the Deliverables required under this Agreement, which shall be provided to City on recycled paper and
copied on both sides, except for one single-sided original. Large-scale architectural plans and similar
items must be in CAD and PDF formats, and unless otherwise specified, other documents must be in
Microsoft Office applications and PDF formats.
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8. RECORDS
8.1 Consultant must maintain complete, accurate, and detailed accounting records relating to the
Services and Compensation, in accordance with generally accepted accounting principles and
procedures. The records must include detailed information about Consultant’s performance,
benchmarks, and deliverables. The records and supporting documents must be kept separate from
other files and maintained for a period of four (4) years from the date of City’s final payment.
8.2 Consultant will provide City full access to Consultant’s books and records for review and
audit, to make transcripts or copies, and to conduct a preliminary examination of all the work, data,
documents, proceedings, and activities related to this Agreement. If a supplemental examination or
audit of Consultant’s records discloses non-compliance with appropriate internal financial controls, a
contract breach, or a failure to act in good faith, City will be entitled to recover from Consultant the
costs of the supplemental examination. If this is a lump sum fee Agreement, City will be provided
access to records of reimbursable expenses and the instruments of service/deliverables for review and
audit. This Section 8 survives the expiration/termination of this Agreement.
9. ASSIGNMENT
Consultant shall not assign, sublease, hypothecate, or transfer this Agreement, or any interest therein,
directly or indirectly, by operation of law or otherwise, without prior written consent of City. Any
attempt to do so will be null and void. Any changes related to the financial control or business nature
of Consultant as a legal entity will be considered an Assignment subject to City approval, which shall
not be unreasonably withheld. For purposes of this provision, control means fifty percent (50%) or
more of the voting power of the business entity. This Agreement binds Consultant, its heirs, successors
and assignees.
10. PUBLICITY / SIGNS
Any publicity generated by Consultant for the project under this Agreement, during the term of this
Agreement and for one (1) year thereafter, will reference the City’s contributions in making the
project possible. The words “City of Cupertino” will be displayed in all pieces of publicity, including
flyers, press releases, posters, brochures, public service announcements, interviews, and newspaper
articles. No signs may be posted, exhibited, or displayed on or about City property, except signage
required by law or this Agreement, without prior written approval from the City.
11. INDEMNIFICATION
11.1 To the fullest extent allowed by law and except for losses caused by the sole or active
negligence or willful misconduct of City personnel, Consultant agrees to indemnify, defend, and hold
harmless the City as follows:
a. Indemnity for Design Professional Liability: With respect to the performance of
design professional services by a design professional as defined in California Civil Code Section
2782.8, to the fullest extent permitted by law, Consultant shall indemnify and hold harmless City, its
officers, officials, agents, employees, and volunteers (collectively and/or individually “City”) from
and against any and all liabilities, claims, damages, losses, costs, or expenses (including, without
limitation, costs, attorneys’ fees, and expert fees of litigation and alternative dispute resolution) of
every nature to the extent arising out of, pertaining to, or relating to the negligence, recklessness, or
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willful misconduct of Consultant or any of its officers, employees, servants, agents, or subcontractors
(collectively and/or individually “Consultant”), in the performance of this Agreement or failure to
comply with any obligations of the Agreement. If it is finally determined (through a non-appealable
judgment or an agreement between City and Consultant) that liability is caused by the comparative
negligence or willful misconduct of City, then Consultant’s indemnification and hold harmless
obligation shall not exceed Consultant’s finally determined percentage of liability based upon the
comparative fault of Consultant.
Irrespective of any language to the contrary in this Agreement, the Consultant has no duty to provide
or to immediately pay for an up-front defense of City against unproven claims or allegations, but shall
reimburse those litigation costs and expenses (including, without limitation, attorneys’ fees, and expert
fees) incurred by the City to the extent caused by the negligence, recklessness, or willful misconduct
of Consultant. In no event shall the cost to defend charged to Consultant exceed Consultant’s
proportional percentage of fault, except as described in Section 2782.8(a) and (e) of the California
Civil Code.
b. Claims Involving Intellectual Property. Consultant shall indemnify, defend, and
hold harmless Indemnitees from and against any claim involving intellectual property,
infringement, or violation of a United States patent right or copyright, trade secret, trademark, or
service mark or other proprietary or intellectual property rights, which arises out of, pertains to, or
relates to Consultant’s negligence, recklessness, or willful misconduct. Such costs and expenses
will include reasonable attorney fees for legal counsel of City’s choice, expert fees, and all other
costs and fees of litigation.
c. Claims for Other Liability. Except as provided in subsections 11.1(a) and (b), to
the fullest extent permitted by law, Consultant shall hold harmless, defend (with counsel agreed to
by City), and indemnify City and its officers, officials, agents, employees, and volunteers
(collectively and/or individually “City”) from and against any and all liability, claim, loss, damage,
expense, costs (including, without limitation, costs, attorneys’ fees, and expert fees of litigation) of
every nature arising out of, related to, or in connection with the performance of work hereunder by
Consultant or any of its officers, employees, servants, agents, or subcontractors, or the failure of
the same to comply with any of the obligations contained in this Agreement, except such loss or
damage which was caused by the sole negligence or sole willful misconduct of the City.
Consultant’s duty to defend applies immediately, whether or not liability is established. An allegation
or determination that persons other than Contractor are responsible for the claim does not relieve
Contractor from its separate and distinct obligation to defend as stated herein.
11.2 Consultant will assist City, at no additional cost, in the defense of any claim, dispute, or
lawsuit arising out of this Agreement. Consultant’s duties herein are not limited to or subject to the
Contract Price, to Workers’ Compensation claims, or to the Insurance or Bond limits and provisions.
Nothing in this Agreement shall be construed to give rise to an implied right of indemnity in favor of
Consultant against any Indemnitee.
11.3 Consultant agrees to pay the reasonable costs City may incur in enforcing this provision related
to Consultant’s indemnification duties, including reasonable attorney fees, fees for legal counsel
acceptable to City, expert fees, and all other costs and expenses related to a claim or counterclaim, a
purchase order, another transaction, litigation, or dispute resolution. Without waiving any rights, City
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may deduct money from Consultant’s payments to cover moneys due to City.
11.4 Consultant agrees to obtain executed indemnity agreements with provisions identical to those
set forth here in this Section 11 from each and every subcontractor, or any other person or entity
involved by, for, with, or on behalf of Consultant in the performance of this Agreement. Failure of
City to monitor compliance with these requirements imposes no additional obligations on City and
will in no way act as a waiver of any rights hereunder.
11.5 This Section 11 shall survive expiration or termination of this Agreement.
12. INSURANCE
On or before the Contract Time commences, Consultant shall furnish City with proof of compliance
with City Insurance Requirements, attached and incorporated here as Exhibit D. City will not execute
the Agreement until Consultant has submitted and City has reasonably approved receipt of satisfactory
certificates of insurance and endorsements evidencing the type, amount, class of operations covered,
and the effective and expiration dates of coverage. Alternatively, City may terminate this Agreement or
in its sole discretion purchase insurance at Consultant’s expense and deduct costs from payments to
Consultant.
13. COMPLIANCE WITH LAWS
13.1 General Laws. Consultant shall comply with all laws and regulations applicable to this
Agreement. Consultant will promptly notify City of changes in the law or other conditions that may
affect the Project or Consultant’s ability to perform. Consultant is responsible for verifying the
employment authorization of employees performing the Services, as required by the Immigration
Reform and Control Act, or other federal or state law, rule or regulation.
13.2 Labor Laws. Consultant shall comply with all labor laws applicable to this Agreement. If the
Services include a “public works” component, Consultant must comply with prevailing wage laws
under Labor Code Section 1720 and other labor laws. To the extent applicable, Consultant must
comply with City’s Labor Compliance Program and with state labor laws pertaining to working days,
overtime, payroll records and DIR Registration and Oversight. If the Contract Price is $30,000 or
more, Consultant must comply with the apprenticeship requirement in Labor Code Section 1777.5.
13.3 Discrimination Laws. Consultant shall not discriminate on the basis of race, religious creed,
color, ancestry, national origin, ethnicity, handicap, disability, marital status, pregnancy, age, sex,
gender, sexual orientation, gender identity, Acquired-Immune Deficiency Syndrome (AIDS), or any
other protected classification. Consultant shall comply with all anti-discrimination laws, including
Government Code Section 12900 and 11135, and Labor Code Section. 1735, 1777, and 3077.5.
Consistent with City policy prohibiting it, Consultant understands that harassment and discrimination
by Consultant or any of its sub-Consultants toward a job applicant, an employee, a City employee, or
any other person is strictly prohibited.
13.4 Conflicts of Interest. Consultant shall comply with all conflict of interest laws and regulations
applicable to this Agreement and must avoid any conflict of interest. Consultant warrants that no
public official, employee, or member of a City board or commission who might have been involved in
the making of this Agreement, has or will receive a direct or indirect financial interest in this
Agreement in violation of California Government Code Section 1090 et seq. Consultant may be
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required to file a conflict of interest form if Consultant makes certain governmental decisions or serves
in a staff capacity, as provided in Section 18700 of Title 2 of the California Code of Regulations and
other laws. Services may only be performed by persons who are not employed by City and who do not
have any contractual relationship with City, with the exception of this Agreement. Consultant is
familiar with and agrees to abide by the City’s rules governing gifts to public officials and employees.
13.5 Remedies. A violation of this Section 13 constitutes a material breach and may result in City
suspending payments, requiring reimbursement, or terminating this Agreement. City reserves all its
rights and remedies under law and this Agreement, including the right to seek indemnification under
Section 11. Consultant agrees to indemnify, defend, and hold City harmless from and against any loss,
liability, and expenses arising from noncompliance with this Section.
14. PROJECT COORDINATION
14.1 City Project Manager. The City’s Project Manager for all purposes under this Agreement will
be Albert Salvador, who shall have the authority to manage this Agreement and oversee the progress
and performance of the Services. City in its sole discretion may substitute another Project Manager at
any time and will advise Consultant of the new representative.
14.2 Consultant Project Manager. Subject to City’s reasonable approval, Consultant’s Project
Manager for all purposes under this Agreement will be Michael Loomis, who shall be the single
representative for Consultant with the authority to manage compliance with this Agreement and
oversee the progress and performance of the Services. This includes responsibility for coordinating and
scheduling the Services in accordance with City instructions, service orders, and the Schedule of
Performance, and providing regular updates to the City’s Project Manager on the Project status,
progress, and any delays. City written approval is required prior to Consultant substituting a new
Project Manager, which shall result in no additional costs to City or Project delays.
15. ABANDONMENT OF PROJECT
City may abandon or postpone the Project with thirty (30) calendar days written notice to Consultant.
Consultant will be compensated for satisfactory Services performed through the date of abandonment
and will be given reasonable time to assemble the work and close out the Services. No close out work
shall be conducted without City reasonable approval of closure costs, which may not exceed ten
percent (10%) of the total time expended to the date of abandonment. All charges including job
closure costs will be paid in accordance with the provisions of this Agreement and within thirty (30)
days of Consultant’s final invoice reasonably approved by the City.
16. TERMINATION
City may terminate this Agreement for cause or without cause at any time, following reasonable
written notice to Consultant at least thirty (30) calendar days prior to the termination date. Consultant
will be paid for satisfactory Services rendered through the date of termination, but final payment will
not be made until Consultant closes out the Services and delivers all Work Product to City. All
charges approved by City including job closure costs will be paid within thirty (30) days of
Consultant’s final invoice.
17. GOVERNING LAW, VENUE, AND DISPUTE RESOLUTION
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This Agreement is governed by the laws of the State of California, excepting any choice of law rules
which may direct the application of laws of another jurisdiction. Any lawsuits filed related to this
Agreement must be filed with the Superior Court for the County of Santa Clara, State of California.
Consultant must comply with the claims filing requirements under the Government Code prior to filing
a civil action in court against City. The Agreement and obligations of the parties are subject to all valid
laws, orders, rules, and regulations of the authorities having jurisdiction over this Agreement (or the
successors of those authorities). If a dispute arises, Consultant must continue to provide the Services
pending resolution of the dispute. If the Parties elect arbitration, the arbitrator’s award must be
supported by law and substantial evidence and include detailed written findings of law and fact.
18. ATTORNEY FEES
If City initiates legal action, files a complaint or cross-complaint, or pursues arbitration, appeal or other
proceedings to enforce its rights or a judgment in connection with this Agreement, the prevailing party
will be entitled to reasonable attorney fees and costs. This Section 18 survives the
expiration/termination of this Agreement.
19. THIRD PARTY BENEFICIARIES
There are no intended third party beneficiaries of this Agreement.
20. WAIVER
Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract
provision. City’s waiver of any breach shall not be deemed to constitute waiver of another term,
provision, covenant, or condition or a subsequent breach, whether of the same or a different character
21. ENTIRE AGREEMENT
This Agreement represents the full and complete understanding of the Parties, of every kind or nature,
and supersedes any and all other agreements and understandings, either oral or written,
between them. Any modification of this Agreement will be effective only if in writing and signed by
each Party’s authorized representative. No verbal agreement or implied covenant will be valid to amend
or abridge this Agreement. If there is any inconsistency between any term, clause, or provision of this
main Agreement and any term, clause, or provision of the attachments or exhibits thereto, the terms of
the main Agreement shall prevail and be controlling.
22. INSERTED PROVISIONS
Each contractual provision or clause that may be required by law is deemed to be included and will be
inferred in this Agreement. Either party may request an amendment to cure any mistaken insertion or
omission of a required provision.
23. HEADINGS
The headings in this Agreement are for convenience only, are not a part of the Agreement and in no
way affect, limit, or amplify the terms or provisions of this Agreement.
24. SEVERABILITY/PARTIAL INVALIDITY
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If any term or provision of this Agreement, or their application to a particular situation, is found by the
court to be void, invalid, illegal or unenforceable, such term or provision shall remain in force and
effect to the extent allowed by such ruling. All other terms and provisions of this Agreement or their
application to specific situations shall remain in full force and effect.
25. SURVIVAL
All provisions which by their nature must continue after the Agreement ends, including without
limitation those referenced in specific Sections herein, survive this Agreement and shall remain in full
force and effect.
26. NOTICES
All notices, requests, and approvals must be sent to the persons below in writing to the persons
below, and will be considered effective on the date of personal delivery, the delivery date confirmed
by a reputable overnight delivery service, on the fifth calendar day after deposit in the United States
Mail, postage prepaid, registered or certified, or the next business day following electronic
submission:
To City of Cupertino:
10300 Torre Avenue
Cupertino, CA 95014
Attention:
Albert Salvador
Email: alberts@cupertino.org
To Consultant:
CSG Consultants, Inc
3150 Almaden Expressway, #255
San Jose, CA 95118
Attention:
Michael Loomis
Email: michaelloomis@csgengr.com
27. VALIDITY OF CONTRACT
This Agreement is valid and enforceable only if it complies with the contract provisions of Cupertino
Municipal Code Chapters 3.22 and 3.23, is signed by the City Manager or authorized designee, and is
approved for form by the City Attorney’s Office.
28. EXECUTION
The person executing this Agreement on behalf of Consultant represents and warrants that Consultant
has the right, power, and authority to enter into this Agreement and carry out all actions herein, and
that he or she is authorized to execute this Agreement, which constitutes a legally binding obligation of
Consultant. This Agreement may be executed in counterparts, each one of which is deemed an original
and all of which, taken together, constitute a single binding instrument.
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IN WITNESS WHEREOF, the parties have caused the Agreement to be executed on the Effective
Date stated earlier in this Agreement.
CITY OF CUPERTINO
A Municipal Corporation
By
Name
Title
Date
Tax I.D. No.:
By
Name
Title
Date
APPROVED AS TO FORM:
HEATHER M. MINNER
Cupertino City Attorney
ATTEST:
KIRSTEN SQUARCIA
City Clerk
DATE:________________________
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P R O P O S A L T O T H E
City of Cupertino
F O R
Building Plan Check Services
Town Center Project (former Vallco Mall Site)
P R E P A R E D B Y
CSG Consultants, Inc.
January 21, 2020
3150 Almaden Expressway #255, San Jose, 95118
phone 408.618.8300 | fax 408.618.8310 | www.csgengr.com
Foster City • Pleasanton • San Jose • Sacramento • Newman • Orange • Redlands
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3150 Almaden Expressway #255, San Jose, CA 95118
Phone (408) 618-8300 | Fax (408) 618-8310 | www.csgengr.com
Cover Letter
January 21, 2020
Albert Salvador, PE, CBO
Building Official
10300 Torre Avenue
Cupertino, CA 95014
Re: Professional Building Plan Check Services for the Town Center Project (former Vallco Mall Site)
Dear Mr. Salvador:
CSG Consultants, Inc. (CSG) is pleased to present this cost proposal for professional building plan check and
inspection services to the City of Cupertino (City) for its Town Center project. We are excited at the prospect
of working with the City on this important project, to which our firm will bring:
an existing, successful working relationship with the City;
specialized expertise, including CASp plan review;
an experienced project manager committed to delivering thorough, accurate and timely services on
this high profile, fast-tracked project;
a deep pool of experienced, licensed/certified, collaborative, customer service-focused building
department staff;
proven digital plan submission, distribution, plan review, and web-based status reporting; and
expeditious plan review turnaround times (while ensuring code compliant projects).
CSG can readily provide the requested services with the personnel included in our qualifications proposal,
previously submitted. All proposed CSG plan review personnel are registered and/or ICC certified, with
additional qualifications including LEED, DSA, and CASp experience and certification. Many of our proposed
team members are cross-trained in multiple service levels, providing the City with increased efficiency to
meet their fluctuating needs.
CSG currently furnishes building and safety, fire prevention, code enforcement, public works, planning, and
other municipal services to over 175 clients throughout California. For over 28 years, we have had a
solutions-oriented approach to our work, leveraging our team’s depth and breadth of experience and
technical expertise to address code compliance challenges for our clients.
Our corporate office is in Foster City and our local office is in San Jose; our team will be available for
meetings at the City’s offices when required. Michael Loomis, SE, CBO, CASp, LEED AP will serve as the
primary contact for this contract. His contact information is as follows:
Michael Loomis, SE, CBO, CASp, LEED AP
3150 Almaden Expressway #255, San Jose, CA 95118
office (408) 618-8300 | cell (650) 696-0654 | michaelloomis@csgengr.com
Please feel free to contact Mr. Loomis with any questions or comments you may have regarding our
proposal. We look forward to the opportunity to provide building plan check services to the City for this
important project.
Sincerely,
Cyrus Kianpour, PE, PLS
President, CSG Consultants, Inc.
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Project Understanding & Scope of Services
PROJECT DESCRIPTION
The “Town Center” project site is located on the 50.82-acre Vallco Mall property in the City of Cupertino,
between Interstate 280 and Steven’s Creek Boulevard and on both sides of North Wolfe Road. The
project includes a mixed-use Town Center redevelopment of the Vallco Mall property with residential,
commercial office and commercial retail.
From review of the plans provided to CSG in December of 2018, CSG understands that development of
the Town Center will include multiple buildings (depicted in schematic below), underground and surface
parking, a green roof, and multiple tenant improvements which will come later during the course of the
project.
Site Schematic
SCOPE OF SERVICES
CSG is submitting its proposal for building plan review services for core & shell permits for the
foundation and superstructures for 11 buildings, parking structure with foundation, and green roof
structure. CSG’s fee for this work excludes site work and tenant improvements.
Plan Check Turnaround Times
Our goal will be to approve a code-complying project and to successfully and quickly move work through
the City’s processes and to coordinate effectively with other City departments or outside agencies. CSG
will ensure that all building and safety duties and follow-up actions will be performed in a timely and
responsive manner. If a review is anticipated to take longer than the maximum turnaround timing, CSG
will notify the City with advanced notice and negotiate additional time required to ensure an
appropriate level of review.
CSG proposes the following plan review turnaround times for this project.
TYPE OF REVIEW INITIAL REVIEW
(BUSINESS DAYS)
RE-CHECK
(BUSINESS DAYS)
Standard Building Plan Review 20 15
Expedited Building Plan Review 15 10
Revisions / Addendums 10 10
RFIs & Deferred Submittals 5 5
Exhibit A
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4
Fee Schedule
RATE S AND NOT -TO-EXCEED FEE
CSG’s cost schedule for proposed work is provided in the table below. CSG will coordinate the pickup
and return of all plans to CSG via staff or a licensed courier service. This service is provided at no
additional cost.
Offsite Plan Review Services
Building plan review fees indicated below that are based on a percentage of the City’s plan check fee
include the initial plan review and one subsequent review. Additional building plan reviews, revisions,
addendums, RFIs, deferred submittals and similar reviews will be charged at the appropriate hourly
building plan review rate indicated below on each review cycle.
ROLE / SERVICE PERCENTAGE-BASED FEE / HOURLY RATE
Standard Building Plan Review 65% of City’s Building Plan Check Fees
Expedited Building Plan Review 95% of City’s Building Plan Check Fees
Hourly Building Plan Review $130
Expedited Building Plan Review (Hourly) 1.5 x Hourly Rate
Onsite Plan Review Services
At the City’s request, CSG can provide onsite plan review services at the City’s offices at the rate
provided below. The cost for full-time plan review services for a duration of 3 years is provided as the
not-to-exceed amount for this service below.
ROLE / SERVICE HOURLY RATE NOT-TO-EXCEED COST
Onsite Building Plan Review $185 $1.15M
Fees are based on the building plan sets dated December 2018 and provided to CSG by the City in
January 2019.
All hourly rates include overhead costs including, but not limited to, salaries, benefits, Workers
Compensation Insurance, and office expenses. Should the scope of work change or circumstances
develop which necessitate special handling, we will notify the City prior to proceeding. Annual
adjustments may be made by mutual agreement based upon current CPI. CSG will mail an invoice every
month for services rendered during the previous month.
Exhibits B & C
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Exh. D-Insurance Requirements for Design Professionals & Consultants Contracts
1
Form Updated Sept. 2019
Consultant shall procure prior to commencement of Services and maintain for the duration of the contract, at
its own cost and expense, the following insurance policies and coverage with companies doing business in
California and acceptable to City.
INSURANCE POLICIES AND MINIMUMS REQUIRED
1.Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for
premises operations, products and completed operations, contractual liability, and personal and
advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a
general aggregate limit applies, either the general aggregate limit shall apply separately to this
project/location (ISO Form CG 25 03 or 25 04) or it shall be twice the required occurrence limit.
a. It shall be a requirement that any available insurance proceeds broader than or in excess of the
specified minimum insurance coverage requirements and/or limits shall be made available to the
Additional Insured and shall be (i) the minimum coverage/limits specified in this agreement; or (ii) the
broader coverage and maximum limits of coverage of any insurance policy, whichever is greater.
b. Additional Insured coverage under Consultant's policy shall be "primary and non-contributory,"
will not seek contribution from City’s insurance/self-insurance, and shall be at least as broad as ISO
Form CG 20 01 (04/13).
c. The limits of insurance required may be satisfied by a combination of primary and umbrella or
excess insurance, provided each policy complies with the requirements set forth in this Contract. Any
umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage
shall also apply on a primary basis for the benefit of City before the City’s own insurance or self-
insurance shall be called upon to protect City as a named insured.
2.Automobile Liability: ISO CA 00 01 covering any auto (including owned, hired, and non-owned
autos) with limits no less than $1,000,000 per accident for bodily injury and property damage.
3.Workers’ Compensation: As required by the State of California, with Statutory Limits and Employer’s
Liability Insurance of no less than $1,000,000 per occurrence for bodily injury or disease.
Not required. Consultant has provided written verification of no employees.
4.Professional Liability for professional acts, errors and omissions, as appropriate to Consultant’s
profession, with limits no less than $2,000,000 per occurrence or $2,000,000 aggregate. If written on a
claims made form:
a. The Retroactive Date must be shown and must be before the Effective Date of the Contract.
b. Insurance must be maintained for at least five (5) years after completion of the Services.
c. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with
a Retroactive Date prior to the Contract Effective Date, the Consultant must purchase “extended
reporting” coverage for a minimum of five (5) years after completion of the Services.
OTHER INSURANCE PROVISIONS
The aforementioned insurance shall be endorsed and have all the following conditions and provisions:
EXHIBIT D
Insurance Requirements
Design Professionals & Consultants Contracts
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Exh. D-Insurance Requirements for Design Professionals & Consultants Contracts
2
Form Updated Sept. 2019
Additional Insured Status
The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers
(“Additional Insureds”) are to be covered as additional insureds on Consultant’s CGL and automobile
liability policies. General Liability coverage can be provided in the form of an endorsement to Consultant’s
insurance (at least as broad as ISO Form CG 20 10 (11/ 85) or both CG 20 10 and CG 20 37 forms, if later
editions are used).
Primary Coverage
Coverage afforded to City/Additional Insureds shall be primary insurance. Any insurance or self-insurance
maintained by City, its officers, officials, employees, or volunteers shall be excess of Consultant’s insurance
and shall not contribute to it.
Notice of Cancellation
Each insurance policy shall state that coverage shall not be canceled or allowed to expire, except with written
notice to City 30 days in advance or 10 days in advance if due to non-payment of premiums.
Waiver of Subrogation
Consultant waives any right to subrogation against City/Additional Insureds for recovery of damages to the
extent said losses are covered by the insurance policies required herein. Specifically, the Workers’
Compensation policy shall be endorsed with a waiver of subrogation in favor of City for all work performed
by Consultant, its employees, agents and subconsultants. This provision applies regardless of whether or not
the City has received a waiver of subrogation endorsement from the insurer.
Deductibles and Self-Insured Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At City’s option, either:
the insurer must reduce or eliminate the deductible or self-insured retentions as respects the City/Additional
Insureds; or Consultant must show proof of ability to pay losses and costs related investigations, claim
administration and defense expenses. The policy shall provide, or be endorsed to provide, that the self-insured
retention may be satisfied by either the insured or the City.
Acceptability of Insurers
Insurers must be licensed to do business in California with an A.M. Best Rating of A-VII, or better.
Verification of Coverage
Consultant must furnish acceptable insurance certificates and mandatory endorsements (or copies of the policies
effecting the coverage required by this Contract), and a copy of the Declarations and Endorsement Page of the
CGL policy listing all policy endorsements prior to commencement of the Contract. City retains the right to
demand verification of compliance at any time during the Contract term.
Subconsultants
Consultant shall require and verify that all subconsultants maintain insurance that meet the requirements of
this Contract, including naming the City as an additional insured on subconsultant’s insurance policies.
Higher Insurance Limits
If Consultant maintains broader coverage and/or higher limits than the minimums shown above, City shall be
entitled to coverage for the higher insurance limits maintained by Consultant.
Adequacy of Coverage
City reserves the right to modify these insurance requirements/coverage based on the nature of the risk, prior
experience, insurer or other special circumstances, with not less than ninety (90) days prior written notice.
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SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
ACCORDANCE WITH THE POLICY PROVISIONS.
INSURER(S) AFFORDING COVERAGE
INSURER F :
INSURER E :
INSURER D :
INSURER C :
INSURER B :
INSURER A :
NAIC #
NAME:CONTACT
(A/C, No):FAX
E-MAILADDRESS:
PRODUCER
(A/C, No, Ext):PHONE
INSURED
REVISION NUMBER:CERTIFICATE NUMBER:COVERAGES
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on
this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
OTHER:
(Per accident)
(Ea accident)
$
$
N / A
SUBR
WVD
ADDL
INSD
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
$
$
$
$PROPERTY DAMAGE
BODILY INJURY (Per accident)
BODILY INJURY (Per person)
COMBINED SINGLE LIMIT
AUTOS ONLY
AUTOSAUTOS ONLY NON-OWNED
SCHEDULEDOWNED
ANY AUTO
AUTOMOBILE LIABILITY
Y / N
WORKERS COMPENSATION
AND EMPLOYERS' LIABILITY
OFFICER/MEMBER EXCLUDED?
(Mandatory in NH)
DESCRIPTION OF OPERATIONS below
If yes, describe under
ANY PROPRIETOR/PARTNER/EXECUTIVE
$
$
$
E.L. DISEASE - POLICY LIMIT
E.L. DISEASE - EA EMPLOYEE
E.L. EACH ACCIDENT
EROTH-STATUTEPER
LIMITS(MM/DD/YYYY)POLICY EXP(MM/DD/YYYY)POLICY EFFPOLICY NUMBERTYPE OF INSURANCELTRINSR
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
EXCESS LIAB
UMBRELLA LIAB $EACH OCCURRENCE
$AGGREGATE
$
OCCUR
CLAIMS-MADE
DED RETENTION $
$PRODUCTS - COMP/OP AGG
$GENERAL AGGREGATE
$PERSONAL & ADV INJURY
$MED EXP (Any one person)
$EACH OCCURRENCE
DAMAGE TO RENTED $PREMISES (Ea occurrence)
COMMERCIAL GENERAL LIABILITY
CLAIMS-MADE OCCUR
GEN'L AGGREGATE LIMIT APPLIES PER:
POLICY PRO-JECT LOC
CERTIFICATE OF LIABILITY INSURANCE DATE (MM/DD/YYYY)
CANCELLATION
AUTHORIZED REPRESENTATIVE
ACORD 25 (2016/03)
© 1988-2015 ACORD CORPORATION. All rights reserved.
CERTIFICATE HOLDER
The ACORD name and logo are registered marks of ACORD
HIRED
AUTOS ONLY
1/27/2020
Arthur J. Gallagher & Co.
Insurance Brokers of CA, Inc. LIC #0726293
1255 Battery Street, Suite 450
San Francisco CA 94111
415-536-8617 415-536-8627
certrequests@ajg.com
American Fire and Casualty Company 24066
CSGCONS-01 Arch Insurance Company 11150CSG Consultants, Inc.
550 Pilgrim Drive
Foster City, CA 94404
West American Insurance Company 44393
Redwood Fire and Casualty Insurance Co 11673
16506485
C X 1,000,000
X 500,000
5,000
1,000,000
2,000,000
X
Y Y BKW60684163 12/4/2019 2/2/2020
2,000,000
No Ded
A 1,000,000
X
Y Y BAA60684163 12/4/2019 2/2/2020
No Ded
A X X 5,000,000YUSA6068416312/4/2019Y 2/2/2020
5,000,000
X 0
D X
N
Y CSWC036787 12/4/2019 12/4/2020 No Ded
1,000,000
1,000,000
1,000,000
B Professional Liability
retro date: 1/1/1991
Y PAAEP0008804 12/4/2019 12/4/2020 Each Claim
Aggregate
Deductible:
$5,000,000
$5,000,000
$50,000
RE: Vallco Town Center
City of Cupertino
10300 Torre Avenue
Cupertino CA 95014
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129148of57695795005998270COMMERCIAL AUTO
CA 88 10 01 13
THIS ENDORSEMENT CHANGES THE POLICY. PLEASEREAD IT CAREFULLY.
BUSINESS AUTO COVERAGE ENHANCEMENT ENDORSEMENT
2013Liberty Mutual Insurance
CA 88 10 01 13 Page 1 of 7Includes copyrighted material of Insurance Services Office, Inc.,with its permission.
This endorsement modifies insurance provided under the following:
BUSINESS AUTO COVERAGEFORM
With respect to coverage afforded by this endorsement, the provisions of the policy apply unless modified
by the endorsement.
COVERAGE INDEX
SUBJECT PROVISION NUMBER
ADDITIONAL INSURED BY CONTRACT, AGREEMENT OR PERMIT 3
ACCIDENTAL AIRBAG DEPLOYMENT 12
AMENDED DUTIES IN THE EVENT OF ACCIDENT, CLAIM, SUIT OR LOSS 19
AMENDED FELLOW EMPLOYEE EXCLUSION 5
AUDIO, VISUAL AND DATA ELECTRONIC EQUIPMENT COVERAGE 13
BROAD FORM INSURED 1
BODILY INJURY REDEFINED 22
EMPLOYEES AS INSUREDS (including employee hired auto)2
EXTENDED CANCELLATION CONDITION 23
EXTRA EXPENSE - BROADENED COVERAGE 10
GLASS REPAIR - WAIVER OF DEDUCTIBLE 15
HIRED AUTO PHYSICAL DAMAGE (including employee hired auto and loss of use)6
HIRED AUTO COVERAGE TERRITORY 20
LOAN / LEASE GAP 14
PARKED AUTO COLLISION COVERAGE (WAIVER OF DEDUCTIBLE)16
PERSONAL EFFECTSCOVERAGE 11
PHYSICAL DAMAGE - ADDITIONAL TRANSPORTATION EXPENSE COVERAGE 8
RENTAL REIMBURSEMENT 9
SUPPLEMENTARY PAYMENTS 4
TOWING AND LABOR 7
TWO OR MORE DEDUCTIBLES 17
UNINTENTIONAL FAILURE TO DISCLOSE HAZARDS 18
WAIVER OF TRANSFER OF RIGHTS OF RECOVERYAGAINST OTHERS TO US 20
SECTION II - LIABILITY COVERAGE is amended as follows:
1. BROAD FORM INSURED
SECTION II - LIABILITY COVERAGE, paragraph A.1. -WHO IS AN INSURED is amended to include
the following as an insured:
d.Any legally incorporated entity of which you own more than 50 percent of the voting stock
during the policy period. However, "insured" does not include any organization that:
(1)Is a partnership or joint venture; or
(2)Is an insured under any other automobile policy; or
(3)Has exhausted its Limit of Insurance under any other automobile policy.
Paragraph d. (2)of this provision does not apply to a policy written to apply specifically in
excess of this policy.
e.Any organization you newly acquire or form, other than a partnership or joint venture, of which
you own more than 50 percent of the voting stock. This automatic coverage is afforded only for
180 days from the date of acquisition or formation. However, coverage under this provision
does not apply:
(1)If there is similar insurance or a self-insured retention plan available to that organization;
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(2)If the Limits of Insurance of any other insurance policy have been exhausted; or
(3)To "bodily injury" or "property damage" that occurred before you acquired or formed the
organization.
2. EMPLOYEES AS INSUREDS
SECTION II - LIABILITY COVERAGE, paragraph A.1. -WHO IS AN INSURED is amended to include
the following as an insured:
f.Any "employee" of yours while using a covered "auto" you do not own, hire or borrow, but
only for acts within the scope of their employment by you. Insurance provided by this endorse-
ment is excess over any other insurance available to any "employee".
g.An "employee" of yours while operating an "auto" hired or borrowed under a written contract
or agreement in that "employee’s" name, with your permission, while performing duties re-
lated to the conduct of your business and within the scope of their employment. Insurance
provided by this endorsement is excess over any other insurance available to the "employee".
3. ADDITIONAL INSURED BY CONTRACT, AGREEMENT OR PERMIT
SECTION II - LIABILITY COVERAGE, paragraph A.1. -WHO IS AN INSURED is amended to include
the following as an insured:
h.Any person or organization with respect to the operation, maintenance or use of a covered
"auto", provided that you and such person or organization have agreed in a written contract,
agreement, or permit issued to you by governmental or public authority, to add such person, or
organization, or governmental or public authority to this policy as an "insured".
However, such person or organization is an "insured":
(1)Only with respect to the operation, maintenance or use of a covered "auto";
(2)Only for "bodily injury" or "property damage" caused by an "accident" which takes
place after you executed the written contract or agreement, or the permit has been
issued to you; and
(3)Only for the duration of that contract, agreement or permit
4. SUPPLEMENTARY PAYMENTS
SECTION II - LIABILITY COVERAGE, Coverage Extensions,2.a.Supplementary Payments, para-
graphs (2)and (4)are replaced by the following:
(2)Up to $3,000 for cost of bail bonds (including bonds for related traffic violations ) required
because of an "accident" we cover. We do not have to furnish these bonds.
(4)All reasonable expenses incurred by the insured at our request, including actual loss of earn-
ings up to $500 a day because of time off from work.
5. AMENDED FELLOW EMPLOYEE EXCLUSION
In those jurisdictions where, by law, fellow employees are not entitled to the protection afforded to
the employer by the workers compensation exclusivity rule, or similar protection, the following
provision is added:
SECTION II - LIABILITY, exclusion B.5.FELLOW EMPLOYEE does not apply if the "bodily injury"
results from the use of a covered "auto" you own or hire.
SECTION III - PHYSICAL DAMAGE COVERAGE is amended as follows:
6. HIRED AUTO PHYSICAL DAMAGE
Paragraph A.4.Coverage Extensions of SECTION III - PHYSICAL DAMAGE COVERAGE, is amended
by adding the following:
If hired "autos" are covered "autos" for Liability Coverage, and if Comprehensive, Specified
Causes of Loss or Collision coverage are provided under the Business Auto Coverage Form for any
"auto" you own, then the Physical Damage coverages provided are extended to "autos":
a.You hire, rent or borrow; or
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CA 88 10 01 13 Page 3 of 7Includes copyrighted material of Insurance Services Office, Inc.,with its permission.
b.Your "employee" hires or rents under a written contract or agreement in that "employee’s"
name, but only if the damage occurs while the vehicle is being used in the conduct of your
business,
subject to the following limit and deductible:
A.The most we will pay for "loss" in any one "accident" or "loss" is the smallest of:
(1)$50,000; or
(2)The actual cash value of the damaged or stolen property as of the time of the "loss"; or
(3)The cost of repairing or replacing the damaged or stolen property with other property of
like kind and quality, minus a deductible.
B.The deductible will be equal to the largest deductible applicable to any owned "auto" for that
coverage.
C.Subject to the limit, deductible and excess provisions described in this provision, we will
provide coverage equal to the broadest coverage applicable to any covered "auto" you own.
D.Subject to a maximum of $1,000 per "accident", we will also cover the actual loss of use of the
hired "auto" if it results from an "accident", you are legally liable and the lessor incurs an
actual financial loss.
E.This coverage extension does not apply to:
(1)Any "auto" that is hired, rented or borrowed with a driver; or
(2)Any "auto" that is hired, rented or borrowed from your "employee".
For the purposes of this provision, SECTION V - DEFINITIONS is amended by adding the following:
"Total loss" means a "loss" in which the cost of repairs plus the salvage value exceeds the actual
cash value.
7. TOWING AND LABOR
SECTION III - PHYSICAL DAMAGE COVERAGE, paragraph A.2.Towing, is amended by the addition
of the following:
We will pay towing and labor costs incurred, up to the limits shown below, each time a covered
"auto" classified and rated as a private passenger type, "light truck" or "medium truck" is dis-
abled:
a.For private passenger type vehicles, we will pay up to $50 per disablement.
b.For "light trucks", we will pay up to $50 per disablement. "Light trucks" are trucks that have a
gross vehicle weight (GVW) of 10,000 pounds or less.
c.For "medium trucks" , we will pay up to $150 per disablement. "Medium trucks" are trucks that
have a gross vehicle weight (GVW) of 10,001 - 20,000 pounds.
However, the labor must be performed at the place of disablement.
8. PHYSICAL DAMAGE - ADDITIONAL TRANSPORTATION EXPENSE COVERAGE
Paragraph A.4.a.,Coverage Extension of SECTION III - PHYSICAL DAMAGE COVERAGE, is amend-
ed to provide a limit of $50 per day and a maximum limit of $1,500
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9. RENTAL REIMBURSEMENT
SECTION III - PHYSICAL DAMAGE COVERAGE,A.COVERAGE, is amended by adding the following:
a.We will pay up to $75 per day for rental reimbursement expenses incurred by you for the rental
of an "auto" because of "accident" or "loss", to an "auto" for which we also pay a "loss"
under Comprehensive, Specified Causes of Loss or Collision Coverages. We will pay only for
those expenses incurred after the first 24 hours following the "accident" or "loss" to the
covered "auto."
b.Rental Reimbursement will be based on the rental of a comparable vehicle, which in many
cases may be substantially less than $75 per day, and will only be allowed for the period of
time it should take to repair or replace the vehicle with reasonable speed and similar quality, up
to a maximum of 30 days.
c.We will also pay up to $500 for reasonable and necessary expenses incurred by you to remove
and replace your tools and equipment from the covered "auto".
d.This coverage does not apply unless you have a business necessity that other "autos" avail-
able for your use and operation cannot fill.
e.If "loss" results from the total theft of a covered "auto" of the private passenger type, we will
pay under this coverage only that amount of your rental reimbursement expenses which is not
already provided under Paragraph 4.Coverage Extension.
f.No deductible applies to this coverage.
For the purposes of this endorsement provision, materials and equipment do not include "personal
effects" as defined in provision 11.
10. EXTRA EXPENSE - BROADENED COVERAGE
Under SECTION III - PHYSICAL DAMAGE COVERAGE,A.COVERAGE, we will pay for the expense of
returning a stolen covered "auto" to you. The maximum amount we will pay is $1,000.
11. PERSONAL EFFECTSCOVERAGE
A.SECTION III - PHYSICAL DAMAGE COVERAGE,A.COVERAGE, is amended by adding the
following:
If you have purchased Comprehensive Coverage on this policy for an "auto" you own and that
"auto" is stolen, we will pay, without application of a deductible, up to $600 for "personal
effects" stolen with the "auto."
The insurance provided under this provision is excess over any other collectible insurance.
B.SECTION V - DEFINITIONS is amended by adding the following:
For the purposes of this provision, "personal effects" mean tangible property that is worn or
carried by an insured." "Personal effects" does not include tools, equipment, jewelry, money
or securities.
12. ACCIDENTAL AIRBAG DEPLOYMENT
SECTION III - PHYSICAL DAMAGE COVERAGE,B.EXCLUSIONS is amended by adding the follow-
ing:
If you have purchased Comprehensive or Collision Coverage under this policy, the exclusion for
"loss" relating to mechanical breakdown does not apply to the accidental discharge of an airbag.
Any insurance we provide shall be excess over any other collectible insurance or reimbursement by
manufacturer’s warranty. However, we agree to pay any deductible applicable to the other cov-
erage or warranty.
13. AUDIO, VISUAL AND DATA ELECTRONIC EQUIPMENT COVERAGE
SECTION III - PHYSICAL DAMAGE COVERAGE,B.EXCLUSIONS, exception paragraph a.to exclu-
sions 4.c.and 4.d.is deleted and replaced with the following:
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Exclusion 4.c.and 4.d.do not apply to:
a.Electronic equipment that receives or transmits audio, visual or data signals, whether or not
designed solely for the reproduction of sound, if the equipment is permanently installed in the
covered "auto" at the time of the "loss" and such equipment is designed to be solely operated
by use of the power from the "auto’s" electrical system, in or upon the covered "auto" and
physical damage coverages are provided for the covered "auto"; or
If the "loss" occurs solely to audio, visual or data electronic equipment or accessories used with
this equipment, then our obligation to pay for, repair, return or replace damaged or stolen property
will be reduced by a $100 deductible.
14. LOAN / LEASEGAP COVERAGE
A.Paragraph C.,LIMIT OF INSURANCE of SECTION III - PHYSICAL DAMAGE COVERAGE is
amended by adding the following:
The most we will pay for a "total loss" to a covered "auto" owned by or leased to you in any
one "accident" is the greater of the:
1.Balance due under the terms of the loan or lease to which the damaged covered "auto" is
subject at the time of the "loss" less the amount of:
a.Overdue payments and financial penalties associated with those payments as of the
date of the "loss",
b.Financial penalties imposed under a lease due to high mileage, excessive use or ab-
normal wear and tear,
c.Costs for extended warranties, Credit Life Insurance, Health, Accident or Disability
Insurance purchased with the loan or lease,
d.Transfer or rollover balances from previous loans or leases,
e.Final payment due under a "Balloon Loan",
f.The dollar amount of any unrepaired damage which occurred prior to the "total loss"
of a covered "auto",
g.Security deposits not refunded by a lessor,
h.All refunds payable or paid to you as a result of the early termination of a lease
agreement or as a result of the early termination of any warranty or extended service
agreement on a covered "auto",
i.Any amount representing taxes,
j.Loan or lease termination fees; or
2.The actual cash value of the damage or stolen property as of the time of the "loss".
An adjustment for depreciation and physical condition will be made in determining the actual
cash value at the time of the "loss". This adjustment is not applicable in Texas.
B.ADDITIONAL CONDITIONS
This coverage applies only to the original loan for which the covered "auto" that incurred the
loss serves as collateral, or lease written on the covered "auto" that incurred the loss.
C.SECTION V - DEFINTIONS is changed by adding the following:
As used in this endorsement provision, the following definitions apply:
"Total loss" means a "loss" in which the cost of repairs plus the salvage value exceeds the
actual cash value.
A "balloon loan" is one with periodic payments that are insufficient to repay the balance over
the term of the loan, thereby requiring a large final payment.
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15. GLASS REPAIR- WAIVER OF DEDUCTIBLE
Paragraph D. Deductible of SECTION III - PHYSICAL DAMAGE COVERAGE is amended by the
addition of the following:
No deductible applies to glass damage if the glass is repaired rather than replaced.
16. PARKEDAUTO COLLISION COVERAGE (WAIVER OF DEDUCTIBLE)
Paragraph D. Deductible of SECTION III - PHYSICAL DAMAGE COVERAGE is amended by the
addition of the following:
The deductible does not apply to "loss" caused by collision to such covered "auto" of the private
passenger type or light weight truck with a gross vehicle weight of 10,000 lbs. or less as defined by
the manufacturer as maximum loaded weight the "auto" is designed to carry while it is:
a.In the charge of an "insured";
b.Legally parked; and
c.Unoccupied.
The "loss" must be reported to the police authorities within 24 hours of known damage.
The total amount of the damage to the covered "auto" must exceed the deductible shown in the
Declarations.
This provision does not apply to any "loss" if the covered "auto" is in the charge of any person or
organization engaged in the automobile business.
17. TWO OR MORE DEDUCTIBLES
Under SECTION III PHYSICAL DAMAGE COVERAGE, if two or more company policies or coverage
forms apply to the same accident, the following applies to paragraph D. Deductible:
a.If the applicable Business Auto deductible is the smaller (or smallest) deductible it will be
waived; or
b.If the applicable Business Auto deductible is not the smaller (or smallest) deductible it will be
reduced by the amount of the smaller (or smallest) deductible; or
c.If the loss involves two or more Business Auto coverage forms or policies the smaller (or
smallest) deductible will be waived.
For the purpose of this endorsement company means any company that is part of the Liberty
Mutual Group.
SECTION IV - BUSINESS AUTO CONDITIONS is amended as follows:
18. UNINTENTIONAL FAILURE TO DISCLOSE HAZARDS
SECTION IV- BUSINESS AUTO CONDITIONS, Paragraph B.2.is amended by adding the following:
If you unintentionally fail to disclose any hazards, exposures or material facts existing as of the
inception date or renewal date of the Business Auto Coverage Form, the coverage afforded by this
policy will not be prejudiced.
However, you must report the undisclosed hazard of exposure as soon as practicable after its
discovery, and we have the right to collect additional premium for any such hazard or exposure.
19. AMENDED DUTIES IN THE EVENT OF ACCIDENT, CLAIM, SUIT, OR LOSS
SECTION IV - BUSINESS AUTO CONDITIONS, paragraph A.2.a.is replaced in its entirety by the
following:
a.In the event of "accident", claim, "suit" or "loss", you must promptly notify us when it is
known to:
1.You, if you are an individual;
2.A partner, if you are a partnership;
3.Member, if you are a limited liability company;
4.An executive officer or the "employee" designated by the Named Insured to give such
notice, if you are a corporation.
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To the extent possible, notice to us should include:
(1)How, when and where the "accident" or "loss" took place;
(2)The "insureds" name and address; and
(3)The names and addresses of any injured persons and witnesses.
20. WAIVER OF TRANSFER OF RIGHTS OF RECOVERY AGAINST OTHERS TO US
SECTION IV - BUSINESS AUTO CONDITIONS, paragraph A.5.,Transfer of Rights of Recovery
Against Others to Us, is amended by the addition of the following:
If the person or organization has waived those rights before an "accident" or "loss", our rights are
waived also.
21. HIRED AUTO COVERAGE TERRITORY
SECTION IV - BUSINESS AUTO CONDITIONS, paragraph B.7.,Policy Period, Coverage Territory, is
amended by the addition of the following:
f.For "autos" hired 30 days or less, the coverage territory is anywhere in the world, provided that
the insured’s responsibility to pay for damages is determined in a "suit", on the merits, in the
United States, the territories and possessions of the United States of America, Puerto Rico or
Canada or in a settlement we agree to.
This extension of coverage does not apply to an "auto" hired, leased, rented or borrowed with
a driver.
SECTION V - DEFINITIONS is amended as follows:
22. BODILY INJURY REDEFINED
Under SECTION V - DEFINTIONS, definition C.is replaced by the following:
"Bodily injury" means physical injury, sickness or disease sustained by a person, including mental
anguish, mental injury, shock, fright or death resulting from any of these at any time.
COMMMON POLICY CONDITIONS
23. EXTENDED CANCELLATION CONDITION
COMMON POLICY CONDITIONS, paragraph A.- CANCELLATION condition applies except as fol-
lows:
If we cancel for any reason other than nonpayment of premium, we will mail to the first Named
Insured written notice of cancellation at least 60 days before the effective date of cancellation. This
provision does not apply in those states which require more than 60 days prior notice of cancella-
tion.
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CITY OF CUPERTINO
Legislation Text
Subject: Planning Commission's recommendation to select Kitty Moore as the Environmental Review
Committee representative
Accept the Planning Commission's recommendation to the Environmental Review Committee
File #:20-6822,Version:1
CITY OF CUPERTINO Printed on 1/30/2020Page 1 of 1
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CITY OF CUPERTINO
Legislation Text
Subject: Consider entering into a funding agreement with Santa Clara Valley Transportation
Authority (VTA) to allow the City of Cupertino to receive 2016 Measure B funds for expenditure on
bicycle and pedestrian educational programs within the City that qualify under the 2016 Measure B
Bicycle & Pedestrian Education and Encouragement Program
Authorize the City Manager to enter into a funding agreement with Santa Clara Valley
Transportation Authority (VTA) for the 2016 Measure B Bicycle & Pedestrian Education and
Encouragement Program
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FUNDING AGREEMENT
BETWEEN
THE CITY OF CUPERTINO
AND
SANTA CLARA VALLEY TRANSPORTATION AUTHORITY
FOR
2016 MEASURE B BICYCLE & PEDESTRIAN EDUCATION AND ENCOURAGEMENT PROGRAM
THIS AGREEMENT (“AGREEMENT”) is between the CITY OF CUPERTINO, referred to herein as “RECIPIENT”,
and the SANTA CLARA VALLEY TRANSPORTATION AUTHORITY, referred to herein as “VTA”. Hereinafter,
RECIPIENT and VTA may be individually referred to as “PARTY” or collectively referred to as “PARTIES”.
I. RECITALS
1. Whereas, on June 24, 2016, the VTA Board of Directors adopted a resolution to place a ballot measure
before the voters of Santa Clara County in November 2016 to authorize a one-half of one percent
retail transaction and use tax (“2016 MEASURE B”) for 30 years for nine transportation-related
program categories; and
2. Whereas, on November 8, 2016, the voters of Santa Clara County enacted 2016 MEASURE B for 30
years to pay for the nine transportation-related program categories; and
3. Whereas, on October 5, 2017, the VTA Board of Directors established the 2016 Measure B Program
(“PROGRAM”) and adopted the 2016 Measure B Program Category Guidelines; and
4. Whereas, the PROGRAM includes a Bicycle & Pedestrian program category (“BIKE/PED CATEGORY”)
to fund bicycle and pedestrian projects and educational programs; and
5. Whereas, the BIKE/PED CATEGORY consists of three sub-categories, including the education &
encouragement program (“BIKE/PED E&E PROGRAM”);
6. Whereas, the duration of 2016 MEASURE B will be 30 years from the initial year of collection,
beginning April 1, 2017, and continuing through March 31, 2047; and
7. Whereas, VTA and RECIPIENT desire to specify herein the terms and conditions under which the
BIKE/PED E&E PROGRAM funds will be administered to RECIPIENT by VTA as directed by the VTA
Board of Directors.
NOW, THEREFORE, the PARTIES agree as follows:
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II. AGREEMENT
1. BIKE/PED E&E PROGRAM CATEGORY
The BIKE/PED E&E PROGRAM covers activities and the development and distribution of materials that
are designed and intended to satisfy the following goals within the RECIPIENT’S jurisdiction: (i)
promote, educate, and/or encourage safe walking or bicycling for residents or visitors of every age
and ability; (ii) communicate to residents and visitors the benefits of walking and bicycling; and (iii)
communicate to school children, residents, and visitors the rights and responsibilities of pedestrians,
bicyclists, and motorists.
2. TERM OF AGREEMENT
The term of this AGREEMENT will commence on July 1, 2019, and continue until (i) June 30, 2021, or
(ii) until all BIKE/PED E&E PROGRAM funds allocated to RECIPIENT through June 30, 2021, under this
AGREEMENT have been expended entirely, whichever occurs later.
At VTA’s sole option, VTA may extend the term of this AGREEMENT for two 2-year periods as follows:
Option Period 1: July 1, 2021, through June 30, 2023, or until all BIKE/PED E&E PROGRAM funds
allocated to RECIPIENT through June 30, 2023, under this AGREEMENT have been expended
entirely, whichever occurs later.
Option Period 2: July 1, 2023, through June 30, 2025, or until all BIKE/PED E&E PROGRAM funds
allocated to RECIPIENT through June 30, 2025, under this AGREEMENT have been expended
entirely, whichever occurs later.
VTA may exercise these options by providing written notice to RECIPIENT at least 30 days prior to the
expiration of the then-current term.
3. ELIGIBLE USE OF FUNDS
RECIPIENT must use RECIPIENT’s allocated BIKE/PED E&E PROGRAM funds for only the following
activities/projects (each, an “E&E PROJECT”); provided, however, that RECIPIENT must obtain VTA’s
prior written approval for such E&E PROJECT (VTA approval must be given by the person identified
below in Section 8(d), or his/her designee):
a. Organization and implementation of K-12 Safe Routes to Schools programs and activities.
b. Organization and implementation of Vision Zero programs. “Vision Zero” is defined by the
Vision Zero Network Campaign as the “Strategy to eliminate all traffic fatalities and severe
injuries, while increasing safe, healthy, equitable mobility for all”, which definition is
adopted herein for purposes of this AGREEMENT.
c. Organization and implementation of open streets events. “Open streets events” are
defined by the Open Streets Project (an advocacy project and collaboration between 8 80
Cities and Street Plans) as “Programs that temporarily open streets to people by closing
them to cars”, which definition is adopted herein for purposes of this AGREEMENT.
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d. Creation and implementation of marketing to encourage mode shift towards active
transportation.
e. Development and distribution of maps that promote places to walk or bike.
f. Education of walking and bicycling skills to adults and children.
g. Working with law enforcement officials to ensure common understanding and consistent
application among law enforcement officials of traffic laws related to biking and walking.
h. Organization and implementation of broad or targeted safety campaigns to promote safe
driving, walking, and bicycling behavior.*
i. Creation and distribution of marketing materials to encourage safe walking, biking, and
driving.*
j. Purchase and distribution of bicycle helmets, lights, reflective vests, or other
bicycle/pedestrian safety equipment to be used in education/encouragement activities.
k. Purchase and distribution of incentives for education/encouragement activities.
l. Organization and implementation of crosswalk stings or other activities that educate
roadway users on traffic laws. Crosswalk stings are activities conducted by law
enforcement to educate the public about crosswalk right of way laws that may or may
not include citations.
m. Organization and implementation of special community events focused on achieving the
BIKE/PED E&E PROGRAM goals described in Section 1. BIKE/PED E&E PROGRAM
CATEGORY, such as community rides or walks.
n. Energizer stations and other Bike to Work Day activities.
o. Implementation of valet bicycle parking.
p. Community-based bicycle/pedestrian surveys of facilities and surrounding areas to learn,
observe, and identify bicycle and pedestrian hot spots.
q. Any other program or activity approved by VTA in writing.
*Any safety campaign or public service announcement targeted to motorists must focus on safe,
responsible, and respectful motorist interactions with pedestrians and bicyclists.
RECIPIENT is permitted to use the BIKE/PED E&E PROGRAM funds allocated hereunder for direct costs
and staff time costs incurred by RECIPIENT to support E&E PROJECTS. RECIPIENT is permitted to use
the BIKE/PED E&E PROGRAM funds allocated hereunder for the costs incurred for evaluation of the
E&E PROJECTS (as required under Section 4. EVALUATION REQUIREMENTS).
Notwithstanding any other provision of this AGREEMENT, RECIPIENT is not permitted to use BIKE/PED
E&E PROGRAM funds allocated hereunder for capital improvements.
E&E PROJECTS may be targeted and limited to specific demographics (e.g. school children, seniors,
people with disabilities, etc.), to the extent not prohibited by applicable law.
Only BIKE/PED E&E PROGRAM costs incurred by RECIPIENT on or after July 1, 2017, will be eligible for
reimbursement.
4. EVALUATION REQUIREMENTS
RECIPIENT must identify (i) the project reach and scale of each E&E PROJECT and (ii) one or more
metric(s) that will be measured to evaluate whether the goal is achieved. The frequency and schedule
of each E&E PROJECT evaluation must also be identified by RECIPIENT and approved by VTA.
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Examples of acceptable metrics are set forth in Attachment A.
5. MAXIMUM FUNDING ALLOCATIONS
a. RECIPIENT’s maximum funding allocation for each fiscal year, starting July 1, 2017, will be based
upon the VTA Board of Directors Adopted Biennial Budget for the BIKE/PED E&E PROGRAM and
the annual fund distribution formula described below.
b. The BIKE/PED E&E PROGRAM annual fund distribution formula is calculated every two fiscal years
(in line with VTA’s budget cycle; a fiscal year begins July 1 and ends June 30) and is based on the
following:
i. First, at the same time that VTA plans and finalizes its budget for the two upcoming
fiscal years, the VTA Board of Directors determines the allocation of 2016 MEASURE B
funds for the two upcoming fiscal years.
ii. Second, the VTA Board of Directors determines the amount of 2016 MEASURE B funds
to be allocated amongst the PROGRAM categories and subcategories, including the
BIKE/PED E&E PROGRAM category.
iii. Third, each city’s percentage share (“CITY PERCENTAGE SHARE”) and the County of
Santa Clara’s percentage share (“SCC PERCENTAGE SHARE”) of the total population of
Santa Clara County, California (including unincorporated areas) (according to the then
most current California Department of Finance’s annual population estimates (Report
E-1, or any successor report)) (“TOTAL SCC POP”) is calculated by dividing the city’s or
County of Santa Clara’s (as applicable) total population by the total population of all of
Santa Clara County and multiplying the result by 100.
iv. Fourth, an allocation is made to VTA and the County of Santa Clara for countywide (with
respect to Santa Clara County) BIKE/PED E&E PROGRAM activities (“COUNTYWIDE
ACTIVITIES”).
v. Fifth, the 2016 MEASURE B funds remaining for the BIKE/PED E&E PROGRAM category
allocation are calculated by deducting the amount allocated for COUNTYWIDE
ACTIVITIES in (iv) immediately above from the total BIKE/PED E&E PROGRAM category
allocation (“REMAINING FUNDS”).
vi. Sixth, each CITY PERCENTAGE SHARE is multiplied by the REMAINING FUNDS to
determine the dollar amount that would be allocated to each city based on their CITY
PERCENTAGE SHARE; however, no allocation is yet made at this step. Cities that would
receive less than $10,000 as a result of the calculation described in this section (vi) will
be identified (“LOW POP CITIES”).
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vii. Seventh, each city is allocated $10,000 (“10K ALLOCATIONS”). LOW POP CITIES will not
be allocated any additional funds beyond the 10K ALLOCATIONS made to each city as
described in this section (vii).
viii. Eighth, the modified REMAINING FUNDS are calculated by subtracting the cumulative
total of all 10K ALLOCATIONS from the REMAINING FUNDS (“MOD REMAINING
FUNDS”).
ix. Ninth, a modified Santa Clara County population is calculated by deducting the
cumulative populations attributed to the County of Santa Clara (unincorporated areas
of Santa Clara County) and all LOW POP CITIES from the TOTAL SCC POP (“MODIFIED
POPULATION”).
x. Tenth, a modified population percentage share (“MOD CITY PERCENTAGE SHARE”) is
calculated for all cities that are not LOW POP CITIES (“NON-LOW POP CITIES”) by
dividing the NON-LOW POP CITY’s total population by the MODIFIED POPULATION and
multiplying the result by 100.
xi. Eleventh, each NON-LOW POP CITY’s MOD CITY PERCENTAGE SHARE is multiplied by
the MOD REMAINING FUNDS to calculate the NON-LOW POP CITY’s additional
allocation of 2016 MEASURE B funds for the BIKE/PED E&E PROGRAM category. This
allocation will be made in addition to the 10K ALLOCATION described above.
c. RECIPIENT’s allocations are subject to change based on variations in annual population and actual
2016 MEASURE B receipts for prior fiscal years.
d. BIKE/PED E&E PROGRAM allocations may remain unspent for a maximum of three fiscal years,
provided that (i) RECIPIENT provides VTA with a satisfactory explanation for why the allocation is
not being spent and (ii) VTA provides RECIPIENT with written approval for such explanation. At
the end of the fourth fiscal year, allocations that were unspent for all four fiscal years will be
returned by VTA to the pool of 2016 MEASURE B funds allocated to the BIKE/PED E&E PROGRAM
category for redistribution in the next allocation cycle pursuant to the formula above.
e. All funds will be available to RECIPIENT on a reimbursement basis only.
6. VTA’s OBLIGATIONS
VTA will:
a. Annually update the BIKE/PED E&E PROGRAM formula to reflect the most current populations
based on the California Department of Finance’s annual population estimates (Report E-1, or
any successor report). VTA shall use the updated BIKE/PED E&E PROGRAM allocation formula
in the allocations beginning July 1 immediately following each VTA budget cycle.
b. Annually report to the public the amount of BIKE/PED E&E PROGRAM revenues allocated and
distributed to RECIPIENT.
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c. Annually report to the public a summary of E&E PROJECT evaluation metrics submitted by
RECIPIENT, as required in Section 4. EVALUATION REQUIREMENTS.
d. Conduct an assessment regarding the effectiveness of the BIKE/PED E&E PROGRAM using
approved metrics and data provided by RECIPIENT (pursuant to Section 4. EVALUATION
REQUIREMENTS) related to RECIPIENT’s E&E PROJECT(s).
e. Biennially, or however frequently as VTA determines is appropriate based upon the number
of ongoing E&E PROJECTs, report to the public the effectiveness of the BIKE/PED E&E
PROGRAM based on the assessment described immediately above in Section 6(d).
f. Remit the amount due to the RECIPIENT under an invoice within thirty (30) calendar days of
receipt of a complete and proper, fully documented invoice complying with the requirements
set forth herein.
7. RECIPIENT’s OBLIGATIONS
RECIPIENT will:
a. Ensure that all 2016 MEASURE B funds are expended on only allowable BIKE/PED E&E
PROGRAM expenditures as described above in Section 3. ELIGIBLE USE OF FUNDS.
b. Annually complete and submit to VTA, by October 1st of each year, RECIPIENT’s proposed
work program for the BIKE/PED E&E PROGRAM, in which RECIPIENT will set forth proposed
E&E PROJECTS, and develop all such E&E PROJECTS that are approved by VTA as eligible.
RECIPIENT’s proposed metrics and frequency of E&E PROJECT evaluation must be included
with the proposed work program (see Section 4. EVALUATION REQUIREMENTS); VTA must
provide approval of these proposed metrics and the frequency of evaluation.
c. Annually submit to VTA, by October 1st of each year, a summary of the prior fiscal year’s
completed E&E PROJECTS.
d. Submit to VTA, on a frequency as approved by VTA, the evaluation of the completed E&E
PROJECT pursuant to Section 4. EVALUATION REQUIREMENTS.
e. If applicable, annually submit to VTA, by October 1st of each year, an explanation of why no
BIKE/PED E&E PROGRAM funds are planned for expenditure during the upcoming fiscal year.
f. Annually complete and submit to VTA, by October 1st of each year, any accompanying
reporting requirements for the BIKE/PED E&E PROGRAM.
g. Submit to VTA all records including contractors’ invoices, miscellaneous invoices, and force
account charges as substantiation for invoices submitted to VTA for reimbursement
hereunder.
h. Maintain financial records, books, documents, papers, accounting records, and other
evidence pertaining to costs related to this AGREEMENT for five (5) years. RECIPIENT shall
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make such records available to VTA upon VTA’s written request for review and audit
purposes. Financial audits will be performed at VTA’s sole discretion.
i. Submit invoices to VTA, no more frequently than monthly, for reimbursement of eligible E&E
PROJECT costs (see Section 3. ELIGIBLE USE OF FUNDS). RECIPIENT must submit invoices
within one year of the date RECIPIENT incurs the cost submitted on the invoice for
reimbursement (unless otherwise approved by VTA in writing).
8. GENERAL TERMS AND CONDITIONS
a. Indemnity. Neither VTA nor any officer or employee thereof will be responsible for any
damage or liability arising out of or relating to RECIPIENT’s acts or omissions under or in
connection with any work, authority, or jurisdiction associated with this AGREEMENT.
RECIPIENT shall fully defend, indemnify, and save harmless VTA from any liability imposed for
injury (as defined by California Government Code §810.8) arising out of or relating to
RECIPIENT’s acts or omissions under or in connection with any work, authority, or jurisdiction
delegated to RECIPIENT under this AGREEMENT. This provision will survive the termination or
expiration of this AGREEMENT.
b. Amendment. No alteration or variation of the terms of this AGREEMENT will be valid unless
made in writing and signed by both of the PARTIES hereto, and no oral understanding or
agreement not incorporated herein will be binding on any of the PARTIES hereto.
c. Entire Agreement. This AGREEMENT contains the entire understanding between VTA and
RECIPIENT relating to the subject matter hereof. This AGREEMENT supersedes any and all
other agreements which may have existed between the PARTIES, whether oral or written,
relating to the subject matter hereof. This AGREEMENT is binding upon each PARTY, their
legal representatives, and successors for the duration of the AGREEMENT.
d. Notices. Any notice which may be required under this AGREEMENT must be in writing, will
be effective when received, and must be given by personal service or certified mail to the
individuals at the addresses set forth below, or to such other address which may be specified
in writing by the PARTIES hereto.
VTA:
Marcella Rensi
Deputy Director, Grants & Allocations
Santa Clara Valley Transportation Authority
3331 N First Street
San Jose, CA 95134
Email: marcella.rensi@vta.org
RECIPIENT:
David Stillman
Transportation Manager
City of Cupertino
10300 Torre Avenue
Cupertino, CA, 95014
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Email: davids@cupertino.org
Written notification to the other PARTY must be provided, in advance, for changes in the
name or address of the individuals identified above.
The individual identified above for RECIPIENT is RECIPIENT’s BIKE/PED E&E PROGRAM liaison
(“LIAISON”). The LIAISON will be (i) the liaison to VTA pertaining to implementation of this
AGREEMENT and (ii) the contact for information about the BIKE/PED E&E PROGRAM and E&E
PROJECTS.
e. Representation of Authority. Each PARTY to this AGREEMENT represents and warrants that
each person whose signature appears hereon has been duly authorized and has the full
authority to execute this AGREEMENT on behalf of the entity that is a party to this
AGREEMENT.
f. No Waiver. The failure of either PARTY to insist upon the strict performance of any of the
terms, covenants and conditions of this AGREEMENT will not be deemed a waiver of any right
or remedy that either PARTY may have, and will not be deemed a waiver of either PARTY’s
right to require strict performance of all of the terms, covenants, and conditions hereunder.
g. Dispute Resolution. If a question or allegation arises regarding (i) interpretation of this
AGREEMENT or its performance, or (ii) the alleged failure of a PARTY to perform, the PARTY
raising the question or making the allegation shall give written notice thereof to the other
PARTY. The PARTIES shall promptly meet in an effort to resolve the issues raised. If the
PARTIES fail to resolve the issues raised, alternative forms of dispute resolution, including
mediation, may be pursued by mutual agreement. It is the intent of the PARTIES to the
greatest extent possible to avoid litigation as a method of dispute resolution.
h. Severability. If any of the provisions of this AGREEMENT (or portions or applications thereof)
are held to be unenforceable or invalid by any court of competent jurisdiction, VTA and
RECIPIENT shall negotiate an equitable adjustment in the provisions this AGREEMENT with a
view toward effecting the purpose of this AGREEMENT, and the validity and enforceability of
the remaining provisions or portions or applications thereof will not be affected thereby.
i. Governing Law. The laws of the State of California will govern this AGREEMENT, as well as
any claim that might arise between RECIPIENT and VTA, without regard to conflict of law
provisions.
j. Venue. Any lawsuit or legal action arising from this AGREEMENT must be commenced and
prosecuted in the courts of Santa Clara County, California. RECIPIENT agrees to submit to the
personal jurisdiction of the courts located in Santa Clara County, California for the purpose of
litigating all such claims.
Signatures of PARTIES on following page.
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IN WITNESS WHEREOF, VTA and RECIPIENT have executed this AGREEMENT as of the last date set forth
below.
Santa Clara Valley RECIPIENT
Transportation Authority
Nuria I. Fernandez Deborah L. Feng
General Manager/CEO City Manager
Date Date
Approved as to Form Approved as to Form
Megan Gritsch
Assistant Counsel
Heather Minner
Cupertino City Attorney
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ATTACHMENT A
Example Evaluation Requirement Metrics
• Project reach
o Hypothetical Example: Online media safety campaign had 10,000 unique views, resulting
in 2,000 people taking the “I will drive, walk, and bike safely and responsibly” pledge.
• Mode shift
o Hypothetical Example: At the end of the school year, 200 bicycles were counted in the
bike cage, an increase of 20% over the number of bicycles counted at the beginning of
the year.
• Behavior change
o Hypothetical Example: Individualized marketing packets were provided to 1,200
households. 200 households requested additional information. Before and after surveys
showed that 5% of households that requested additional information switched to biking,
walking, or taking transit more.
• Safety improvements
o Hypothetical Example: After the crosswalk sting, motorists were observed yielding to
pedestrians 8 out of 10 times, an increase of 10% over the yielding rate before the
crosswalk sting. However, these rates decreased over time, suggesting that continued
events or infrastructure changes are needed to permanently improve driver behavior.
• Community Engagement
o Hypothetical Example: At the end of five Train the Trainer events, of the 25 trainees, ten
agree to lead Safe Routes to School activities at their schools.
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CITY OF CUPERTINO
Legislation Text
Subject: Second reading of an Ordinance Repealing Ordinance No. 006 Regarding Adoption of Robert’s
Rules of Order and Amending Chapter 2.08 of the Cupertino Municipal Code Accordingly.
Conduct the second reading and enact Ordinance No. 20-2196: “An Ordinance of the City Council of the City
of Cupertino Repealing Ordinance No. 006 Regarding Adoption of Robert’s Rules of Order and Amending
Chapter 2.08 of the Cupertino Municipal Code Accordingly.”
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Legislation Text
Subject: Relative to Recology Cupertino's Franchise Agreement with the City:
1) Termination of the residential on-call, curbside Household Hazardous Waste (HHW) program,
termination of collection of the HHW fee, refund of fees collected since January 2019, and
establishment of an annual assessment of costs against Recology Cupertino (Recology) in an annual,
not to exceed amount of $93,535; and
2) Authorizaion of Recology's request for a Special Maximum Rate Adjustment of an additional $2.24
per month for residential customers in single-family homes and a rate increase of 3.93% for all other
categories of Service Recipients to cover the increased cost of mixed recycling processing as a result
of disruption and volatility of overseas recycling commodity markets for the period of October 2018
through January 31, 2021 (Special Maximum Rate Adjustment effective beginning January 1, 2020);
and
3) Authorization to execute Franchise Agreement amendment for same.
Staff recommends that the City Council approve the following:
1) Termination of the residential on-call curbside HHW program stipulated in the Franchise
Agreement, as amended, Section 4.17; and
2) Termination of collection of the HHW fee retroactive to January 1, 2019, with direction for
Recology to administer full credits for any fee collected after such date from single and multi-family
Cupertino rate payers within no more than thirty calendar days; and
3) Approve and direct Recology to annually pay the City for its costs related to termination of the
curbside HHW program not to exceed an annual amount of $93,535 retroactive to January 1, 2019
and through the remainder of the term of the Franchise Agreement; and
4) Authorize a Special Maximum Rate Adjustment of an additional $2.24/per month for residential
customers in single-family homes and an increase of 3.93% for all other categories of Service
Recipients pursuant to Section 12.3 of the Franchise Agreement to cover the increased cost of mixed
recycling processing for the period October 2018 through January 31, 2021 (rate adjustment
beginning January 1, 2020 and continuing through January 31, 2021, which is the remainder of the
term of the current Agreement); and
5) Adopt Resolution No. 20-013 to Authorize the City Manager to execute the Third Amendment to
the Franchise Agreement with Recology Cupertino, implementing the above (Attachment B).
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THIRD AMENDMENT TO FRANCHISE AGREEMENT BETWEEN THE CITY OF
CUPERTINO AND RECOLOGY CUPERTINO FOR COLLECTION AND PROCESSING OF
RECYCLABLE AND COMPOSTABLE MATERIALS, AND THE COLLECTION AND
DISPOSAL OF GARBAGE
This Third Amendment to the Franchise Agreement between the City of Cupertino and Recology
Cupertino for Collection and Processing of Recyclable and Compostable Materials, and the
Collection and Disposal of Garbage, for reference dated February 4, 2020 is by and between the
CITY OF CUPERTINO, a municipal corporation (“CITY”), and Recology Cupertino, a California
corporation (“Franchisee”), and is made with reference to the following:
RECITALS:
A.City and Franchisee are parties to a Franchise Agreement for Collection and Processing of
Recyclable and Compostable Materials, and the Collection and Disposal of Garbage dated
May 18, 2010, as amended by a First Amendment dated September 2, 2014 and a Second
Amendment dated December 19, 2017 (such agreement as so amended, the “Agreement”).
B.Pursuant to the Agreement, Franchisee contracted with the Household Hazardous Waste
Collector to provide the Household Hazardous Waste Program (“HHW Program”) (all
capitalized terms not otherwise defined herein are as defined in the Agreement). The
HHW Program generally consists of on-call curbside collection of household hazardous
waste (“HHW”) from single-family and multi-family residences within City. The HHW
Program was funded by a Household Hazardous Waste Fee (“HHW Fee”) collected by
Franchisee from Residential Service Recipients.
C.Beginning in late December 2018, Household Hazardous Waste Collector stopped
providing HHW Collection services within City, citing permitting issues with its
Hayward facility. Franchisee indicates it is unable to identify a replacement Household
Hazardous Waste Collector or otherwise provide the HHW Program.
D.Santa Clara County offers drop off disposal of HHW (“County HHW Program”) for
residents of participating cities. While not as convenient for City residents as a curbside
program, the County HHW Program provides an option for residents to safely dispose of
HHW.
E.City and Franchisee have determined that the best course of action is to delete the HHW
Program from the Agreement and refund to customers the HHW Fee amounts collected
since January 1, 2019, as provided herein.
F.Due to the termination of the HHW Program, the City expects increased participation in
the County HHW Program to result in the City incurring unanticipated and otherwise
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unreimbursed expenses and reductions in program funding for the term of the
Agreement.
G. Consistent with the Agreement at Section 12.6, City and Franchisee agree that for the
period beginning January 1, 2019 and through the duration of the Agreement, Franchisee
shall compensate the City for the city losses associated with termination of the HHW
Program, as provided herein.
H. In addition, City and Franchisee wish to adjust the schedule of approved maximum rates
that may be charged by Franchisee to fund additional costs of recyclables processing
resulting from changes in the recyclables marketplace as a consequence of China’s
National Sword policy.
I. City and Franchisee desire to modify the Agreement as set forth in detail below.
NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows:
1. Effective January 1, 2019, Article 4 – Collections Services, Section 4.17, is hereby modified
to read as follows:
“4.17 Household Hazardous Waste Collection – The Household Hazardous Waste
Program previously provided under this Agreement is terminated effective
January 1, 2019.”
2. Effective January 1, 2019, Article 12 – Franchisee’s Compensation, Section 12.7 is hereby
modified to read in its entirety as follows:
“12.7 Household Hazardous Waste Fee – Franchisee shall cease collecting the
Household Hazardous Waste Fee previously established under this Agreement.
To the extent Franchisee billed Residential Service Recipients for such fee on or
after January 1, 2019, Franchisee shall issue a one-time credit to such affected
customers in the amount so billed and shall note such credit as a line item on the
customer’s bill. The foregoing actions shall be taken, with respect to each affected
Residential Service Recipient, on the next regular billing cycle for that customer
that begins at least one (1) week after the effective date of this Third Amendment
to this Agreement.
Franchisee shall pay City the amounts specified in this paragraph to compensate
the City for losses associated with termination of the HHW Program (such losses,
“City Losses,” and such payment, the “City Payment”). The City Payment for a
given calendar year shall equal (i) the number of car loads actually dropped off by
Cupertino residents at County HHW events and at the Las Plumas facility during
the year (together, the “County HHW Program”), multiplied by the then-
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applicable cost per car charged by the County to the City for each such drop-off,
all as reported by the County to the City, plus (ii) a fixed sum of $48,611 per year,
provided, however, that the total City Payment for a given calendar year shall not
exceed $93,535. The City Payment shall be payable for calendar years 2019 and
2020, and for the month of January 2021, it being understood that the City may
invoice the Franchisee for partial years (e.g. quarterly, or for the month of January
2021), in which case the numbers in the preceding sentence shall be prorated. The
City will invoice Franchisee for the amount of the City Payment promptly after
receipt of the County’s invoice to the City for the County HHW Program, which
City shall provide to Franchisee with City’s invoice. Within thirty (30) calendar
days after the City bills Franchisee, Franchisee shall remit to the City the full
amount invoiced, provided the same is consistent with this paragraph. Payment
by the Franchisee of the amounts specified in this paragraph shall constitute full
and complete compensation for and satisfaction of any and all claims the City may
have against the Franchisee relating to termination of the HHW Program.
Example of City Payment Calculation:
If for a given 6-month period the County reports the following:
# Cupertino residential dropoffs at County HHW events: 399 car loads
# Cupertino residential dropoffs at Las Plumas facility: 300 car loads
$/car at County HHW events: $38.65
$/car at Las Plumas facility: $6.25
then the City Payment for that 6-month period would be calculated as follows:
City Payment = (399 * $38.65) + (300 * $6.25) + $24,305.50 prorated fixed sum
= $15,421.35 + $1,875.00 + $24,305.50
= $41,601.85
3. Effective January 1, 2019, the following sections and exhibits are hereby deleted in their
entirety:
Sections 1.24 (“Household Hazardous Waste Collector” definition)
Section 1.25 (“Household Hazardous Waste Program” definition)
Exhibit I (Household Hazardous Waste Collection)
Exhibit K (Proposal, Door-to-Door Household Hazardous Waste
Management Program, City of Cupertino, April 21, 2009)
4. Effective January 1, 2019, the references to the “Household Hazardous Waste Fee” in
Sections 1.14 (Eligible Revenue), 11.6 (Payments to City) and 12.8 (Change in City Fees),
and the entire sentence referencing the “HHW Collector” in Section 14.5 (Subcontractors),
are hereby deleted.
5. Effective January 1, 2020, Exhibit B -- Schedule of Approved Maximum Rates, attached
hereto, replaces Exhibit B to the Agreement. The maximum rates in Exhibit B, attached
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hereto, reflect removal of the Household Hazardous Waste Fee, and inclusion of an amount
to cover the higher cost of recyclables processing ($2.24/month for single-family Service
Recipients, and 3.93% for all other categories of Service Recipients).
6. Except as expressly modified herein, all other terms and covenants set forth in the
Agreement shall remain the same and shall be in full force and effect. References herein
to sections and exhibits refer to sections and exhibits of the Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Third Amendment as of the date
first written above.
Recology Cupertino,
A California Corporation
By
President & CEO, Michael J. Sangiacomo
CITY OF CUPERTINO,
A Municipal Corporation
By
City Manager, Deborah L. Feng
APPROVED AS TO FORM:
By
City Attorney, Heather Minner
ATTEST:
By
City Clerk, Kirsten Squarcia
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EXHIBIT B:
SCHEDULE OF APPROVED MAXIMUM RATES (effective January 1, 2020)
[attached]
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Curbside 32 gallon $29.60
Curbside 64 gallon $56.97
Curbside 96 gallon $84.34
Curbside Add'l Cart $27.36
Walk-up 32 gallon $44.30
Walk-up 64 gallon $86.36
Walk-up 96 gallon $128.41
Walk-up Add'l Cart $42.06
Roadside 32 gallon $47.52
Roadside 64 gallon $92.76
Roadside 96 gallon $138.05
Roadside Add'l Cart $45.28
Curbside 32 gallon $25.39
Curbside 64 gallon $48.53
Curbside 96 gallon $71.69
Curbside Add'l Cart $23.15
Rear 32 gallon $38.03
Rear 64 gallon $73.83
Rear 96 gallon $109.62
Front/Back Yard 32 gallon $15.22
Yard Waste Exempt 32 gallon $13.23
Hillside 32 gallon $23.72
Additional Charges 24 HR Container Service
Extra Bag Tag $7.96 Bin By The Day 4 Yard $176.98
10 Bag Tags $75.72 Bin By The Day 6 Yard $216.75
Extra Can (1-Time)$13.71 Bin By The Day 7 Yard $236.64
Late Charge Fee
1.2% Per Month Deliquent
(Not compounded)
B.1. RESIDENTIAL RATE SCHEDULE
City of Cupertino Effective January 1, 2020
Duplex/Multiple Units & Yardwaste Exempt
Senior Low Income Rates
Single Family Dwelling
Additional Organics/YW Toter: No Charge
YW Exempt Residents Are Entitled To A 32g Organics cart: No Charge
Hillside
EXHIBIT B: Amended February 4, 2020
SCHEDULE OF APPROVED MAXIMUM RATES
Recology Maximum Rates for the City of Cupertino Effective January 1, 2020
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Front Loader Containers
1.5 CY 1XWK $174.64 1.5 CY 4XWK $698.63 FTL1
1.5 CY 2XWK $349.33 1.5 CY 5XWK $873.30
1.5 CY 3XWK $523.97 1.5 CY 6XWK $1,047.93
Extra P/U =54.17
2 CY 1XWK $209.63 2 CY 4XWK $838.32 FTL2
2 CY 2XWK $419.14 2 CY 5XWK $1,047.93
2 CY 3XWK $628.79 2 CY 6XWK $1,257.49
Extra P/U =67.69
3 CY 1XWK $279.45 3 CY 4XWK $1,117.82 FTL3
3 CY 2XWK $558.89 3 CY 5XWK $1,397.25
3 CY 3XWK $838.32 3 CY 6XWK $1,676.69
Extra P/U =74.03
4 CY 1XWK $349.33 4 CY 4XWK $1,397.25 FTL4
4 CY 2XWK $698.63 4 CY 5XWK $1,746.59
4 CY 3XWK $1,047.93 4 CY 6XWK $2,095.86
Extra P/U =92.3
6 CY 1XWK $489.03 6 CY 4XWK $1,956.14 FTL6
6 CY 2XWK $978.07 6 CY 5XWK $2,445.18
6 CY 3XWK $1,467.10 6 CY 6XWK $2,934.23
Extra P/U =128.45
8 CY 1XWK $628.81 8 CY 4XWK $2,515.03 FTL8
8 CY 2XWK $1,257.49 8 CY 5XWK $3,143.79
8CY 3XWK $1,886.31 8CY 6XWK $3,772.57
Extra P/U =166.13
Pushout Service Code
1XWK $61.50 4XWK $246.29 FTLPO
2XWK $123.31 5XWK $307.42
3XWK $184.63 6XWK $369.76
* Pushout service only applies if containers are moved more than 25ft.
Key Service Code Special Services $114.16
$68.48 FTLK Steam Clean and Re-Delivery of Bin
(Shall be provided once per year w/o charge)
Furnishing Chains (One Time Only)
Compactor Per Cubic Yard Mixed Recy Compactor
$49.33 Hauling Only $452.85
Per Ton $70.09
B.2. MULTI-FAMILY RATE SCHEDULE
City of Cupertino Effective January 1, 2020
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Front Loader Containers Codes
1.5 CY 1XWK $174.64 1.5 CY 4XWK $698.63 FTL1
1.5 CY 2XWK $349.33 1.5 CY 5XWK $873.30
1.5 CY 3XWK $523.97 1.5 CY 6XWK $1,047.93
Extra P/U =54.17
2 CY 1XWK $209.63 2 CY 4XWK $838.32 FTL2
2 CY 2XWK $419.14 2 CY 5XWK $1,047.93
2 CY 3XWK $628.79 2 CY 6XWK $1,257.49
Extra P/U =67.69
3 CY 1XWK $279.45 3 CY 4XWK $1,117.82 FTL3
3 CY 2XWK $558.89 3 CY 5XWK $1,397.25
3 CY 3XWK $838.32 3 CY 6XWK $1,676.69
Extra P/U =74.03
4 CY 1XWK $349.33 4 CY 4XWK $1,397.25 FTL4
4 CY 2XWK $698.63 4 CY 5XWK $1,746.59
4 CY 3XWK $1,047.93 4 CY 6XWK $2,095.86
Extra P/U =92.3
6 CY 1XWK $489.03 6 CY 4XWK $1,956.14 FTL6
6 CY 2XWK $978.07 6 CY 5XWK $2,445.18
6 CY 3XWK $1,467.10 6 CY 6XWK $2,934.23
Extra P/U =128.45
8 CY 1XWK $628.81 8 CY 4XWK $2,515.03 FTL8
8 CY 2XWK $1,257.49 8 CY 5XWK $3,143.79
8CY 3XWK $1,886.31 8CY 6XWK $3,772.57
Extra P/U =166.13
Pushout Service Code
1XWK $61.50 4XWK $246.29 FTLPO
2XWK $123.31 5XWK $307.42
3XWK $184.63 6XWK $369.76
* Pushout service only applies if containers are moved more than 25ft.
Commercial Garbage Cart Key Service Code
32g Increments $27.76 $68.48 FTLK
Special Services $117.85 Compactor Per Cubic Yard
Steam Clean and Re-Delivery of Bin $49.33
(Shall be provided once per year w/o charge)Mixed Recy Compactor
Furnishing Chains (One Time Only)Hauling Only $452.85
Per Ton $70.09
Return Trip Fee $15.00
B.3. COMMERCIAL RATE SCHEDULE
City of Cupertino Effective January 1, 2020
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Description 16DO 20DO 26DO 30DO 40DO
Allowed Tons 3 4 4 5 6
Base Rates $558.16 $623.16 $854.12 $1,009.91 $1,077.33
Add'l Tons $103.82 $103.82 $103.82 $103.82 $103.82
Processor Newby Newby Newby Newby Newby
Source Separated Recycling 08DOR 08DOR 08DO 16DOR-40DOR 16DOR-40DOR
Price Code 8 Clean Dirt
Clean Concrete
Asphalt
Mix rock, dirt &
concrete Clean Wood Sheet Rock
Allowed Tons 6
Haul Rate $500.05 $500.05 $869.57 $500.05 $500.05
Recycling Process Rate per ton $48.45 $48.45 $48.45 $48.45 $48.45
Note: Source Separated Recycling Loads will be charged the regular box rate if contaminated or mixed
Other Miscellaneous Rates
Description Code Amount
Daily Rental Rate For Boxes Beyond 7 Days RENT $26.54
Weekly Rental Rate For Boxes Beyond 7 Days RENT $168.69
Trip Charge For Empty Debris Box/Compactor (No Dump)TRIP $100.01
Dry Run, Scheduled Service Bin Empty TRIP $200.02
Relocate Container After Initial Delivery RELOC $100.01
Same Day Cancelation (No Dump)CANCL $66.68
Steam Clean after exchange bring back to yard TRIP $200.02
Garbage, Organics, and Recycling Compactor Rates
Description Amount Processor Dirty
Garbage/Organics Compactor Rates Per Yard Per Pull $47.06 Newby N/A
Mixed Recycling Compactor Rates Per Pull $452.86 BFI $568.89
Mixed Recycling Compactor Rates Per Ton $70.11 BFI $100.13
B.4. DEBRIS BOX RATE SCHEDULE
City of Cupertino
Effective January 1, 2020
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Attachment C02/04/20
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CITY OF CUPERTINO
Legislation Text
Subject: First reading of Municipal Code Amendments to the Cupertino Municipal Code, repealing
and replacing Cupertino Municipal Code Chapter 5.50 of Title 5 (Business Licenses and Regulations),
adopting new policies to regulate the sale of tobacco, such as prohibiting the sale or distribution of
electronic cigarette products, extending the look-back period for permit suspensions from 24 months
to 60 months, requiring a minimum age for individuals selling tobacco products, and amending the
administrative appeal process for permit violations.
1. Conduct the first reading of Ordinance No. 20-2197: "An Ordinance of the City Council of the City
of Cupertino repealing and replacing Chapter 5.50 of Title 5 (Business Licenses and Regulations) to
regulate the sale of tobacco products"
2. Find that the proposed actions are exempt from CEQA.
File #:20-6884,Version:1
CITY OF CUPERTINO Printed on 1/30/2020Page 1 of 1
powered by Legistar™
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CITY COUNCIL STAFF REPORT
Meeting: February 4, 2020
Subject
First reading of Municipal Code Amendments to the Cupertino Municipal Code, repealing and
replacing Cupertino Municipal Code Chapter 5.50 of Title 5 (Business Licenses and Regulations),
adopting new policies to regulate the sale of tobacco, such as prohibiting the sale or distribution
of electronic cigarette products, extending the look-back period for permit suspensions from 24
months to 60 months, requiring a minimum age for individuals selling tobacco products, and
amending the administrative appeal process for permit violations.
Recommended Action
1. Conduct the first reading of Ordinance No. 20-____: “An ordinance of the City Council of
the City of Cupertino repealing and replacing Chapter 5.50 of Title 5 (Business Licenses
and Regulations) to regulate the sale of tobacco products”;
2. Find that the proposed actions are exempt from CEQA.
Background
The Santa Clara County Public Health Department (PHD) has provided funding to cities to
support tobacco prevention strategies known to have the highest impact on reducing tobacco-
related disparities and inequities. As part of this funding, the City of Cupertino received a $48,608
grant from the PHD to implement tobacco prevention policies that have been shown to reduce
youth access and exposure to tobacco products. Exploring these tobacco control policies is also
part of the current City Work Program.
On November 5, 2019, the City Council conducted the first reading of Ordinance No. 19-2190 that
prohibits the sale of flavored tobacco products and, among other requirements, requires that
retailers in the City obtain a local tobacco retailer permit. On that same day, Santa Clara County
also made amendments to their tobacco ordinance, including a ban on the sale of electronic
cigarette/vaping products. Councilmembers expressed general support for similar amendments
and directed staff to bring back an ordinance conforming to the County’s ordinance after
conducting additional, abbreviated outreach to the community and retailers within the City. If
the City adopts an ordinance that mirrors the County’s, the County will oversee the
administration and enforcement of the City’s tobacco ordinance.
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On November 19, 2019, the City Council approved and enacted Ordinance No. 19-2190 with the
expectation that staff would return with an updated ordinance including conforming
amendments consistent with the County.
Discussion
While the County made a variety of changes in their most recent amendments, the most
significant change was the ban on the sale of electronic cigarette (e-cigarette) products, including
vaping products. Electronic cigarette products include any devices, accessories, or liquids that
can be used to deliver nicotine in an aerosolized or vaporized form. Recent studies have shown
that middle school and high school youth are using e-cigarette products at a rapidly increasing
rate. According to a survey funded by Santa Clara County, nearly 1 in 3 Santa Clara County teens
– 31.6 percent – reported that they have used an e-cigarette at least once. E-cigarettes were the
most popular tobacco product, with approximately one out of seven high school students (13.2%)
currently using them in Santa Clara County. Susceptibility of future e-cigarette use among Santa
Clara County teens is high: 2 in 5 students (40.1%) who had never used a tobacco product said
they would use one if offered by a best friend and more than 1 in 4 high school students (28.0%)
reported that they had been offered a tobacco product in the past month. In addition to the high
e-cigarette exposure among youth, there have been several unexplained pulmonary illnesses
associated with e-cigarette products. As of October 15, 2019, 1,479 cases of acute lung injury,
including 33 deaths, had been reported to the Centers for Disease Control and Prevention (CDC).
The proposed ordinance, if adopted, will significantly reduce youth access to e-cigarette products
and the associated risk of addiction, illness, and death. Santa Clara County, Los Gatos, and
Morgan Hill have adopted bans on the sale of e-cigarette products. Los Altos, San Jose, Palo Alto,
and Saratoga are exploring adopting a similar ban.
In addition to the ban on the sale of electronic cigarette products, the proposed ordinance includes
the following amendments to conform with the County:
• New definitions of key terms and incorporation of definitions applicable;
• A requirement that individuals selling tobacco products must be at least 21 years old,
consistent with the minimum age to purchase tobacco products as established by state
law;
• Clarification that the ordinance applies to both the sale and distribution of tobacco
products;
• Clarification that flavored tobacco products include mint and menthol products;
• Clarification of the enforcement and appeals process to be consistent with current practice
in enforcement by the County. This includes increasing the “look-back” period for permit
suspension from 24 months to 60 months. The look-back period is the window of time in
which violations are accumulated and is used to determine whether it is a first, second, or
subsequent violation.
Administration and Enforcement
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If the City adopts these ordinance elements to match the County’s ordinance, the County’s
Department of Environmental Health will continue to administer, implement, and enforce
Cupertino’s ordinance. This would include monitoring retailers for compliance with tobacco
control laws and decoy operations to determine if retailers are illegally selling tobacco products
to underage individuals. The specific roles, responsibilities, and protocols for such administration
and enforcement would be established in a Memorandum of Understanding (MOU) between the
City and the County in the coming months. To allow time for the City and County to enter into
this MOU and for retailers to sell down existing product, the proposed operative date for the
ordinance’s proposed requirements on tobacco retailers is July 1, 2020, at which time all
provisions and penalties shall be enforceable as to tobacco retailers.
Outreach
Staff conducted outreach on the proposed amendments to the tobacco ordinance from November
2019 to January 2020. This outreach effort involved a communitywide survey, a community
meeting, and outreach to the business community.
1. Online Survey
Staff posted an online survey through OpenGov from November 25, 2019 – January 6, 2020,
in order to gather feedback from the community about the proposed ban on the sale of e-
cigarette/vaping products. The survey was advertised through the City website, social media,
email notifications, and the December Scene. Members of the public were also encouraged to
take the survey at the tobacco policies community meeting held on December 18, 2019. The
survey received 246 responses. For a full summary of responses please see Attachment C.
Below are the responses to the proposed ban on e-cigarette products:
As seen in the chart above, the majority of respondents (82.9%) were in favor of the
proposed e-cigarette ban. Of the 246 total respondents, 197 respondents identified that they
lived in Cupertino, and are represented by the orange column above. Survey results for
those 197 respondents were almost identical to the overall responses. The survey also
allowed respondents to provide additional comments and the survey received 76 comments.
Fifty-four of those comments were in support of the proposed policies, while 14 were
82.9%
15.9%
1.2%
83.2%
15.2%
1.5%
SUPPORT OPPOSE NOT SURE
PROHIBIT SALE OF E-CIGARETTE
PRODUCTS
All Responses Cupertino Residents only
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opposed. Four of the commenters in opposition were mainly concerned that this ban would
take away an adult’s right to choose and felt e-cigarettes were a healthier alternative to
traditional cigarettes. The claim that e-cigarettes are a healthier alternative to traditional
cigarettes is a topic of debate and has not been confirmed by the Food and Drug
Administration. Many of the 54 supportive commenters indicated that they are pleased that
the City is helping to reduce youth access to tobacco.
2. Community Meeting
The City hosted a community meeting on December 18, 2019 to gather feedback on the
proposed ban on the sale of e-cigarette/vaping products. A total of 8 community members
attended. A couple comments were raised regarding the lack of tobacco regulations in
Sunnyvale since someone could go across city limits to purchase e-cigarette products. One
attendee commented that they felt prohibition was much more dangerous than legal vaping
products. Another attendee mentioned that after the flavored tobacco ban, the e-cigarette ban
seemed obvious and wondered why they had not been banned already. A couple attendees
expressed strong support for the e-cigarette ban. To view the feedback received at this
community meeting, please see Attachment D.
Four attendees were local tobacco retailer representatives. They expressed that a ban on the
sale of e-cigarette products would be unfair to law-abiding businesses. The also expressed
concern with the potential of not being allowed to continue selling any kind of tobacco
products as they had stores located within 1,000 feet of schools. Under the current ordinance,
new tobacco retailers cannot locate within 1,000 feet of schools, however, existing retailers
within 1,000 feet of schools are exempt and may continue to sell tobacco products, provided
that the retailers obtain a permit prior to July 1, 2020 pursuant to the requirements of this
ordinance. They expressed their concerns that removing this exemption would negatively
affect their sales. For example, a customer that comes in to purchase tobacco products will
also typically purchase other goods, such as coffee, while they are there. Here is an excerpt
from written feedback from a 7-Eleven store manager describing how tobacco sales encourage
other sales such as coffee:
“I think [not grandfathering existing businesses within 1,000 feet of schools] would really put
undue burden on businesses [that have been] operating next to schools for years and years. I
have many adult customers, who stopped by my business in the morning to buy coffee along
with smoke. Due to [the] minimum wage increase, we [are] already struggling on [a] daily
basi[s] to survive but [without the grandfathering exemption], I will lose many more of my
coffee customers and I would be in [a] position where I have to close my business and leave
many people unemployed.” To view the entire comment, and other feedback received from
the community, please see Attachment D.
Under the proposed ordinance, the exemption to grandfather in existing retailers within 1,000
feet of schools remains unchanged. Retailers that are currently within 1,000 feet of schools
would be allowed to continue selling tobacco products assuming they comply with the
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remaining provisions of the ordinance. For example, they would need to maintain a valid
tobacco retailer permit and would still be prohibited from selling flavored tobacco products
and e-cigarette products.
3. Business Outreach
In order to reach the City’s existing tobacco retailers, a letter was mailed to each of the 23
tobacco retailers in the City. The letter included information on the recently adopted policies
and information on the proposed amendments. This letter also invited retailers to the
community meeting and to take the survey. As a follow-up, City staff hand-delivered the
same letter to each retailer to ensure that it was received and to gather any feedback on the
policies. Most managers and/or employees said that they were expecting this after the ban on
flavored tobacco products. A 7-Eleven store manager stated that if the City chooses to not
grandfather existing businesses within 1,000 feet from schools then those retailers should
receive reasonable compensation for the loss of sales. Paul and Eddie’s Monte Vista Inn,
Marina Food, Rite Aid, and the two 99 Ranch Market locations reported that they do not sell
e-cigarette products. The Walgreens store manager reported that all Walgreens stores will
stop selling e-cigarettes completely by May 2020. The Deep Cliff Golf Course reported that
they no longer sell tobacco products of any kind. The Bateh Brothers liquor store reported
that they were closing.
City staff sent out an additional letter due to the County’s decision to include the requirement
that all sales clerks selling tobacco must be the legal age to purchase tobacco. After visiting
stores regarding this topic, it was discovered that existing retailers already practice this and
tend not to hire people under 21 years old. Marina Food and the two 99 Ranch Market
locations explained that they have their tobacco behind the customer service desk and that
only the store managers sell behind that counter. According to the Public Health Law Center,
underage clerks are more likely to sell tobacco products to their underage peers and having a
minimum clerk age can reduce an underage clerk’s exposure to tobacco products.
City staff also attended the Cupertino Chamber of Commerce’s Legislative Action Committee
(LAC) meeting on December 6, 2019. The City received feedback in support of these policies
and answered the LAC’s questions regarding enforcement and implementation. One member
mentioned that Apple recently removed all apps that sold e-cigarette/vaping products from
their app store and appreciated that the City is also working on this issue. One member was
against the e-cigarette ban because he believed that e-cigarettes were a healthy alternative to
traditional cigarettes. Overall, the LAC was generally supportive of the City’s proposed
policies to reduce youth access to tobacco.
CEQA Exemption
The proposed ordinance is not a project within the meaning of section 15378 of the California
Environmental Quality Act (“CEQA”) Guidelines because it has no potential for resulting in
physical change in the environment; and further find that in the event that this Ordinance is found
to be a project under CEQA, it is subject to the CEQA exemption contained in CEQA Guidelines
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section 15061(b)(3) because it can be seen with certainty to have no possibility of a significant
effect on the environment.
Conclusion and Next Steps
The City has the opportunity to help prevent youth from using tobacco by prohibiting the sale of
e-cigarette/vaping products. Adopting the proposed ordinance would demonstrate the City’s
commitment to protecting the health of its residents. For these reasons, it is recommended to
adopt the proposed ordinance. Adopting these conforming amendments will also allow the City
to continue the partnership with Santa Clara County and receive permit administration and
enforcement support.
Sustainability Impact
No impact.
Fiscal Impact
The City was awarded $48,608 to cover the costs of developing the proposed regulations and
conducting the associated outreach. No additional funding is requested at this time. If the City
adopts the County’s regulations, the County will implement and enforce the City’s program at
no cost to the City. The County would recover costs through charging a fee of approximately $425
annually for the tobacco retailer permit and a one-time application fee of $340.
_____________________________________
Prepared by: Katy Nomura, Assistant to the City Manager
Astrid Robles, Management Fellow
Reviewed by: Dianne Thompson, Assistant City Manager
Approved for Submission by: Deborah Feng, City Manager
Attachments:
A – Draft Ordinance to Regulate the Sale of Tobacco Products
B – Draft Ordinance to Regulate the Sale of Tobacco Products Redline
C – Survey Results
D – Community Feedback
E – Tobacco Free Communities Policies in Santa Clara County
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
ORDINANCE NO. __________________
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF CUPERTINO
REPEALING AND REPLACING CHAPTER 5.50 OF TITLE 5 (BUSINESS LICENSES
AND REGULATIONS) TO REGULATE THE SALE OF TOBACCO PRODUCTS
The City Council of the City of Cupertino finds that:
1. Electronic cigarettes, also known as e-cigarettes, e-vaporizers, or electronic
nicotine delivery systems, are battery-operated devices that people use to inhale
an aerosol that typically contains nicotine. In addition to nicotine, the aerosol from
e-cigarettes may include up to 31 other components, including formaldehyde,
acetaldehyde, glycidol, acrolein, acetol, and diacetyl. Several of these compounds
are likely carcinogens, and acrolein is a powerful irritant. (See 2016 Surgeon
General’s Report: E-Cigarette Use Among Youth and Young Adults, Centers for Disease
Control and Prevention (2016), https://www.cdc.gov./tobacco/data_statistics/sgr/e-
cigarettes/index.htm). These products can resemble traditional tobacco cigarettes
(cig-a-likes), cigars, or pipes, or even everyday items like pens or USB memory
sticks. (See Vaping Devices (Electronic Cigarettes), National Institute for Drug Abuse
(2020), https://www.drugabuse.gov/publications/drugfacts/vaping-devices-electronic-
cigarettes). The pervasive use of these and other related electronic cigarette
products has given rise to a massive and multifaceted public health crisis. In
addition, the Surgeon General has declared the use of e-cigarettes among youth an
“epidemic.” Nearly 1 in 3 Santa Clara County teens—31.6 percent—report that
they have used an e-cigarette at least once. (See Zhu S-H, et al., Tobacco use among
high school students in Santa Clara County: Findings from the 2017-18 California Student
Tobacco Survey, Center for Research and Intervention in Tobacco Control (2019)).
2. The City Council of the City of Cupertino held a duly noticed public hearing on
February 4th, 2020, and after considering all testimony and written materials
provided in connection with that hearing introduced this ordinance and waived
the reading thereof.
NOW, THEREFORE, THE CITY COUNCIL OF THE OF CITY OF CUPERTINO
DOES ORDAIN AS FOLLOWS:
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
SECTION 1. Adoption.
The Cupertino Municipal Code is hereby amended as set forth in Attachment A.
SECTION 2: Severability and Continuity.
The City Council declares that each section, sub-section, paragraph, sub-paragraph,
sentence, clause and phrase of this ordinance is severable and independent of every
other section, sub-section, paragraph, sub-paragraph, sentence, clause and phrase of
this ordinance. If any section, sub-section, paragraph, sub-paragraph, sentence, clause
or phrase of this ordinance is held invalid, or its application to any person or
circumstance, be determined by a court of competent jurisdiction to be unlawful,
unenforceable or otherwise void, the City Council declares that it would have adopted
the remaining provisions of this ordinance irrespective of such portion, and further
declares its express intent that the remaining portions of this ordinance should remain
in effect after the invalid portion has been eliminated. To the extent the provisions of
this Ordinance are substantially the same as previous provisions of the Cupertino
Municipal Code (that are not expressly repealed and replaced), these provisions shall be
construed as continuations of those provisions and not as an amendment to or
readoption of the earlier provisions.
SECTION 3: California Environmental Quality Act.
This Ordinance is not a project under the requirements of the California Quality Act of
1970, together with related State CEQA Guidelines (collectively, “CEQA”) because it has
no potential for resulting in physical change in the environment . In the event that this
Ordinance is found to be a project under CEQA, it is subject to the CEQA exemption
contained in CEQA Guidelines section 15061(b)(3) because it can be seen with certainty
to have no possibility that the action approved may have a significant effect on the
environment. CEQA applies only to actions which have the potential for causing a
significant effect on the environment. Where it can be seen with certainty that there is no
possibility that the activity in question may have a significant effect on the environment,
the activity is not subject to CEQA. In this circumstance, the amendments to the City
Code would have no or only a de minimis effect on the environment. The foregoing
determination is made by the City Council in its independent judgment.
SECTION 4: Effective Date.
This Ordinance shall take effect thirty days after adoption as provided by Government
Code Section 36937. However, the Ordinance’s requirements shall not become operative
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as to tobacco retailers until July 1, 2020, which means that the City, or its designee, will
not begin to enforce the provisions and penalties under the Ordinance until July 1, 2020.
SECTION 5: Publication.
The City Clerk shall give notice of adoption of this Ordinance as required by law.
Pursuant to Government Code Section 36933, a summary of this Ordinance may be
prepared by the City Clerk and published in lieu of publication of the entire text. The
City Clerk shall post in the office of the City Clerk a certified copy of the full text of the
Ordinance listing the names of the City Council members voting for and against the
ordinance.
INTRODUCED at a regular meeting of the Cupertino City Council on February
4, 2020 and ENACTED at a regular meeting of the Cupertino City Council on February
18, 2020 by the following vote:
Members of the City Council
AYES:
NOES:
ABSENT:
ABSTAIN:
SIGNED:
__________________
Steven Scharf, Mayor
City of Cupertino
________________________
Date
ATTEST:
________________________
Kirsten Squarcia, City Clerk
________________________
Date
APPROVED AS TO FORM:
__________________________
Heather Minner, City Attorney
________________________
Date
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Attachment A – An Ordinance of the City Council of the City of Cupertino Repealing
and Replacing Chapter 5.50 of Title 5 (Business Licenses and Regulations) to
Regulate the Sale of Tobacco Products
The sections of the Cupertino Municipal Code set forth below are amended or adopted as follows:
Text added to existing provisions is shown in bold double-underlined text (example)
and text to be deleted in shown in strikethrough (example). Text in existing provisions
is not amended or readopted by this Ordinance. Text in italics is explanatory and is not
an amendment to the Code.
Where the explanatory text indicates that a new section is being added to the City Code,
the new section is shown in plain text.
This ordinance amends several portions of the Municipal Code. For ease of review, the
amendments advancing the primary objective are presented first followed by conforming
amendments. There is a separate heading in bold italics for each portion of the Code
being amended. Each portion is shown beginning on a separate page.
1. Chapter 5.50 of Title 5 is repealed and replaced as follows:
5.50.010 Section Intent.
A. This chapter is adopted to:
1. Ensure compliance with the business standards and practices of the city;
2. Encourage responsible retailing of tobacco products;
3. Discourage violations of laws related to tobacco products, especially those that
prohibit or discourage the sale or distribution of tobacco products to persons
under twenty-one; and
4. Respond to a new wave of addiction to electronic cigarette products;
5. Reduce vulnerability to unexplained illnesses associated with electronic
cigarette products; and
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3.6. Protect the public health and welfare.
B. This chapter does not expand or reduce the degree to which the acts regulated by
federal or state law are criminally proscribed or alter the penalties provided by
such laws.
5.50.020 Definitions.
For the purposes of this chapter, the following definitions shall apply:
A. "Arm's length transaction" means a sale in good faith and for valuable
consideration that reflects the fair market value in the open market between two
or more informed and willing parties, neither of which is under any compulsion
to participate in the transaction. A sale between relatives, related companies or
partners, or a sale for which a significant purpose is avoiding the effect of the
violations of this chapter is not an arm's length transaction.
B. "Designee" means the agency or public entity selected or designated by the city to
enforce and/or administer the provisions of this chapter.
C. “Distribute or Distribution” means the transfer, by any person other than a
common carrier, of a tobacco product to another person for sale or personal
consumption.
D. “Electronic cigarette products” means any of the following products:
1. Any device or delivery system that can be used to deliver nicotine in
aerosolized or vaporized form, including, but not limited to, an e-cigarette, e-
cigar, e-pipe, vape pen, or e-hookah.
2. Any component, part, or accessory of such a device or delivery system that is
used during its operation.
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3. Any flavored or unflavored liquid or substance containing nicotine, whether
sold separately or sold in combination with any device or delivery system that
could be used to deliver nicotine in aerosolized or vaporized form.
4. Any product for use in an electronic nicotine device or delivery system
whether or not it contains nicotine or tobacco or is derived from nicotine or
tobacco.
5. Electronic cigarette products shall not include any battery, battery charger,
carrying case, or other accessory not used in the operation of the device if sold
separately. Electronic cigarette products shall not include any product that has
been approved by the United States Food and Drug Administration for sale as
a tobacco cessation product or for other therapeutic purposes where that
product is marketed and sold solely for such approved use. See 21 U.S.C. §
387a. As used in this subsection, nicotine does not include any food products
as that term is defined pursuant to Section 6359 of the California Revenue and
Taxation Code.
E. C. "Ownership" means possession of a ten percent or greater interest in the stock,
assets, or income of a business, other than a security interest for the repayment of
debt. Notwithstanding any other definition in this code, an owner means a person
who possesses ownership.
F. “Permit” means a valid permit issued by the city or its designee to a person to act
as a retailer.
E.G. "Retailer" means any person who sells, exchanges, or offers to sell or exchange,
for any form of consideration, tobacco products. "Retailing" shall mean the doing
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of any of these things. This definition is without regard to the quantity
of tobacco products sold, exchanged, distributed, or offered for sale or exchange.
H. D. "School" means a public or private elementary, middle, junior high, or high
school.
I. F. "Tobacco product" means:
1. Any product subject to: 21 U.S.C. § 387 et seq. ("Subchapter IX") of the Federal
Food, Drug, and Cosmetic Act (See 21 U.S.C. § 387a(b)) ("products subject to
[Subchapter IX]"); or 21 C.F.R. §§ 1100.1- 1100.3 ("[tobacco products] are subject
to Subchapter IX"). Products subject to Subchapter IX include, but are not
limited to, cigarettes, cigarette tobacco, roll-your-own tobacco,
smokeless tobacco, cigars, pipe tobacco, waterpipe tobacco, and electronic
cigarette products. nicotine delivery systems (such as, but not limited to,
electronic cigarettes, electronic cigars, electronic hookahs, vape pens, personal
vaporizers, and electronic pipes). Products subject to Subchapter IX also
include components or parts of tobacco products, such as, but not limited to,
liquids that are for use in an electronic nicotine delivery system and that
contain tobacco or nicotine or are derived from tobacco or nicotine ("e-
liquids"), vials that contain e-liquids, and atomizers. Products that are not
subject to Subchapter IX include accessories of tobacco products, such as, but
not limited to, ashtrays, spittoons, and conventional matches and lighters that
solely provide an external heat source to initiate but not maintain combustion
of a tobacco product.
2. Any product for use in an electronic nicotine delivery system, whether or not it
contains tobacco or nicotine or is derived from tobacco or nicotine.
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5.50.030. Requirements and prohibitions.
A. Permit required. It shall be unlawful for any person to act as a retailer
of tobacco products in the city without first obtaining and maintaining a valid
retailer permit pursuant to this chapter for each location at which retailing that
activity is to occurs. Tobacco product retailing without a valid tobacco retailer
permit is a nuisance as a matter of law.
B. Lawful business operation. It shall be a violation of this chapter for any retailer to
violate any local, state, or federal law applicable to tobacco products or the
retailing of such products.
C. Display of permit. Each current retailer permit shall be prominently displayed in
a publicly visible place at the permitted location identified in the permit.
D. Notice of minimum age for purchase of tobacco products. Retailers shall post
conspicuously, at each point of purchase, a notice stating that
selling tobacco products to anyone under twenty-one years of age is illegal and
subject to penalties. Such notice shall be subject to the approval of the city or its
designee.
E. Positive identification required. No retailer shall sell or distributetransfer
a tobacco product to another person who appears to be under thirty years of age
without first examining the customer's identification to confirm that the customer
is at least the minimum age required under state law to purchase and possess
the tobacco product.
F. Minimum age for individuals selling tobacco products. No individual who is
younger than the minimum age established by state law for the purchase or
possession of tobacco products shall engage in retailing.
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G. F. False and misleading advertising prohibited. A retailer either without a valid
retailer permit or with a suspended retailer permit:
1. Shall keep all tobacco products out of public view.
2. Shall not display any advertisement relating to tobacco products that promotes
the sale or distribution of such products from the retailer's location or that
could lead a reasonable consumer to believe that tobacco products can be
obtained at that location.
H. G. Limitation on storefront advertising. No more than fifteen percent of the
square footage of the windows and clear doors of a physical storefront n
establishment used for retailing tobacco products shall bear advertising or signs
of any sort, and all advertising and signage shall be placed and maintained in a
manner that ensures that law enforcement personnel have a clear and
unobstructed view of the interior of the premises, including the area in which the
cash registers are maintained, from the exterior public sidewalk or entrance to the
premises. However, this latter requirement of this subsection (H) shall not apply
to an establishment where there are no windows or clear doors, or where existing
windows are located only at a height that precludes a view of the interior of the
premises by a person standing outside the premises.
I. H. Flavored tobacco products.
1. No retailer shall sell a tobacco product containing, as a constituent or additive,
an artificial or natural flavor or aroma (other than tobacco ) or an herb or spice,
including but not limited to strawberry, grape, orange, clove, cinnamon,
pineapple, vanilla, coconut, licorice, cocoa, chocolate, cherry, mint, menthol, or
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coffee, that is a characterizing flavor or aroma of the tobacco product, smoke or
vapor produced by the tobacco product.
2. A tobacco product shall be subject to a rebuttable presumption that the
product is prohibited by paragraph (1) of this subsection (IH) if:
a. The product's manufacturer or any other person associated with the
manufacture or sale of tobacco products makes or disseminates public
statements or claims to the effect that the product has or produces a
characterizing flavor or aroma, other than tobacco; or
b. The product's label, labeling, or packaging includes a statement or claim—
including any text and/or images used to communicate information—that
the product has or produces a characterizing flavor or aroma other
than tobacco.
J. I. Vending machines prohibited. No tobacco product shall be sold, offered for
sale, or distributed to the public from a vending machine or appliance, or any
other coin or token operated mechanical device designed or used for vending
purposes, including, but not limited to, machines or devices that use remote
control locking mechanisms.
K. J. Prohibition on sale or distribution of tobacco products to persons under twenty-
one years. No retailer shall sell, offer for sale, or distribute any tobacco product to
any individual who is under twenty-one years of age.
L. Prohibition on sale or distribution of electronic cigarette products. No retailer
shall sell or distribute electronic cigarette products.
5.50.040. Eligibility requirements for a permit.
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A. No retailer permit may be issued to authorize retailing at or from other than a
fixed location. For example, retailing by persons on foot or from vehicles is
prohibited.
B. No retailer permit may be issued to authorize retailing at a temporary or
recurring temporary event. For example, retailing at flea markets and farmers'
markets is prohibited.
C. No retailer permit may be issued to authorize retailing at any location where the
profession of pharmacy is practiced by a pharmacist licensed by the State of
California in accordance with the Business and Professions Code and where
prescription drugs are offered for sale.
D. No retailer permit may be issued to authorize retailing at any location within one
thousand feet of a school, as measured by a straight line between any point along
the property line of any parcel on which a school is located and any point along
the perimeter of the applicant's proposed business location; provided, however,
that the prohibition contained in this subsection (D) shall not apply to the
following:
1. Any retailer of tobacco products operating lawfully on the date immediately
prior to this chapter becoming effective provided that the retailer obtains a
permit prior to July 1, 2020 pursuant to sections 5.50.050 and 5.50.060, and
timely renews its permit pursuant to 5.50.070(B); and
2. Any lawfully operating retailer of tobacco products that would otherwise
become ineligible to receive or renew a retailer permit due to the creation or
relocation of a school.
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E. No retailer permit may be issued to authorize retailing at a location which is
within five hundred feet of a location occupied by another retailer, as measured
by a straight line between any point along the perimeter of an existing retailer’s
business location and any point along the perimeter of the applicant's proposed
business location, provided, however, that the prohibition contained in this
subsection (E) shall not apply to existing retailers of tobacco products operating
lawfully on the date immediately prior to this chapter becoming effective
provided that the retailers obtain a permit prior to July 1, 2020 pursuant to
sections 5.50.050 and 5.50.060, and timely renew their permits pursuant to
5.50.070(B).
F. Any exemption granted to a retailer pursuant to this chapter shall cease to apply
upon the earlier of the following to occur:
1. The retailer fails to timely renew the retailer permit pursuant to this chapter.
2. A new person obtains ownership in the business.
5.50.050 Application procedure.
A. It is the responsibility of each retailer to be informed of all laws applicable to
retailing, including those laws affecting the issuance of a retailer permit. No
retailer may rely on the issuance of a retailer permit as a determination by the city
that the retailer has complied with all laws applicable to retailing. A retailer
permit issued contrary to this chapter, contrary to any other law, or on the basis
of false or misleading information supplied by a retailer shall be revoked
pursuant to this chapter.
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B. All retailer permit applications shall be submitted on a form supplied by the city
or its designee to implement this chapter.
C. A permitted retailer shall inform the city or its designee in writing of any change
in the information submitted on an application for a retailer permit within
fourteen calendar days of a change.
D. All information specified in an application pursuant to this chapter shall be
subject to disclosure under the California Public Records Act (Government Code
Section 6250 et seq.) or any other applicable law, subject to any exemptions.
5.50.060 Permit iIssuance, denial, and revocation. of permit.
A. Upon the receipt of a complete application for a retailer permit, the application
fee, and the annual permit fee, the city or its designee shall issue a retailer permit
unless substantial evidence demonstrates that one or more of the following bases
for denial exists:
1. The information presented in the application is inaccurate or false.
2. The application seeks authorization for retailing at a location for which this
chapter prohibits issuance of a retailer permit.
3. The application seeks authorization for retailing by a person to whom this
chapter prohibits issuance of a retailer permit.
4. The application seeks authorization for retailing that is prohibited pursuant to
this chapter (e.g., mobile vending) or that is unlawful pursuant to any other
law.
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B. A retailer permit shall be revoked if the city or its designee finds that one or more
of the bases for denial of a retailer permit under this chapter existed at the time
application was made or at any time before the retailer permit issued. Such a
revocation shall be without prejudice to the filing of a new permit application.
C. A decision to deny issuance of a retailer permit or to revoke a retailer permit that
has been wrongly issued may be appealed pursuant to this chapter.
5.50.070 Permit term, renewal, and expiration.
A. Term of permit. The term of a retailer permit is one year. A retailer permit is
invalid upon expiration.
B. Renewal of permit. The city or its designee shall renew a valid retailer permit
upon timely payment of the annual permit fee provided that the retailer is in
compliance with this chapter, as amended. The city or its designee may, in its
discretion, agree to renew any expired retailer permit within the three-month
period following expiration if the retailer pays the annual permit fee and
applicable late charges. For every calendar month, or fraction thereof, that a
retailer fails to renew an expired retailer permit, a late charge equal to twenty
percent of the annual permit fee shall be assessed. A retailer permit renewed
within three calendar months of expiration shall be treated as if timely renewed.
C. Issuance of permit after revocation or expiration of permit. To apply for a new
retailer permit more than three calendar months after expiration of a retailer
permit or following revocation of a retailer permit that was wrongly issued, a
retailer must submit a complete application for a retailer permit, along with the
application fee and annual permit fee. The city or its designee shall issue a retailer
permit pursuant to the requirements of this chapter.
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5.50.080 Permits nontransferable.
A. A retailer permit may not be transferred from one person to another or from one
location to another. Whenever a new person obtains ownership in a business for
which a retailer permit has been issued, a new retailer permit shall be required,
but any exemption granted pursuant to Section 5.50.040(D) or (E) shall cease to
apply.
B. Notwithstanding any other provision of this chapter, prior violations of this
chapter at a location shall continue to be counted against a location and permit
ineligibility and suspension periods shall continue to apply to a location unless:
1. One hundred percent of the interest in the stock, assets, or income of the
business, other than a security interest for the repayment of debt, has been
transferred to one or more new owners; and
2. The city or its designee is provided with clear and convincing evidence,
including an affidavit, that the business has been acquired in an arm's length
transaction.
5.50.090 Permit conveys a limited, conditional privilege.
Nothing in this chapter shall be construed to grant any person obtaining and
maintaining a retailer permit any status or right other than the limited, conditional
privilege to act as a retailer at the location in the city identified on the face of the permit.
All permits are issued subject to the city’s right to amend this chapter, and retailers shall
comply with all provisions of this chapter, as amended.
5.50.100 Fees.
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The city or its designee shall not issue or renew a retailer permit prior to full payment
of any applicable fees. The city shall, from time to time, establish by resolution or
ordinance the fees to issue or to renew a retailer permit. The fees shall be calculated so
as to recover the cost of administration and enforcement of this chapter, including, for
example, issuing a permit, administering the permit program, conducting retailer
education, performing retailer inspection and compliance checks, documenting
violations, and prosecuting violators, but shall not exceed the cost of the regulatory
program authorized by this chapter. All fees and interest earned from such fees shall be
used exclusively to fund administration and enforcement of this chapter.
5.50.110 Compliance monitoring.
A. Compliance with this chapter shall be monitored by the city or its designee. In
addition, any peace officer may enforce the penal provisions of this chapter. The
City Manager may designate any number of additional persons to monitor and
facilitate compliance with this chapter.
B. The city or its designee shall check each retailer at least once per twelve-month
period to determine if the retailer is complying with all laws applicable to
retailing, other than those laws regulating underage access to tobacco products.
Nothing in this paragraph shall create a right of action in any retailer or other
person against the city or its agents.
5.50.120 Prevention of underage sales.
A. The city or its designee shall check each retailer to determine whether the retailer
is conducting business in a manner that complies with laws regulating youth
access to tobacco products. Nothing in this paragraph shall create a right of action
in any retailer or other person against the city or its agents.
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B. The city or its designee shall not enforce any law establishing a minimum age
for tobacco product purchases against a person who otherwise might be in
violation of such law because of the person's age ("youth decoy") if the potential
violation occurs when:
1. The youth decoy is participating in a compliance check supervised by a peace
officer or a code enforcement official of the city or its designee;
2. The youth decoy is acting as an agent of a person designated by the city or its
designee to monitor compliance with this chapter; or
3. The youth decoy is participating in a compliance check funded in part, either
directly or indirectly through subcontracting, by the city, or the California
Department of Public Health.
5.50.130 Penalties for a violation by a retailer with a permit.
A. In addition to any other penalty authorized by law, an administrative fine shall be
imposed and a retailer permit shall be suspended if any court of competent
jurisdiction determines, or the city or its designee finds based on a preponderance
of the evidence, after the retailer is afforded notice and an opportunity to be
heard, that the retailer, or any of the retailer's agents or employees, has violated
any of the requirements, conditions, or prohibitions of this chapter, has pled
guilty, "no contest" or its equivalent to such a violation, or has admitted to such a
violation.
B. Amount of fine. Each such violation shall be subject to an administrative fine as
follows:
1. A fine not to exceed one hundred dollars ($100.00) for a first violation;
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2. A fine not to exceed two hundred dollars ($200.00) for a second violation
within a twelve-month period; and
3. A fine not to exceed five hundred dollars ($500.00) for each additional violation
within a twelve-month period.
C. Time period for permit suspension. The period of the suspension shall be as
follows:
1. For a first violation of this chapter at a location within any sixtytwenty-four-
month period, the retailer permit shall be suspended for up to thirty calendar
days.
2. For a second violation of this chapter at a location within any sixty twenty-
four-month period, the retailer permit shall be suspended for up to ninety
calendar days.
3. For each additional violation of this chapter at a location within any sixty-
twenty- four-month period, the retailer permit shall be suspended for up to
one year.
D. Waiver of penalties for first violation. The city or its designee may waive any
penalties for a retailer's first violation of any requirement, condition or
prohibition of this chapter, other than a violation of a law regulating youth access
to tobacco products, if the retailer admits the violation in writing and agrees to
forego a hearing on the allegations. Regardless of the city's or its designee's
waiver of penalties for a first violation, the violation will be considered in
determining the penalties for any future violation.
E. Corrections period. The city or its designee shall have discretion to allow a
retailer a period of time to correct any violation of any requirement, condition or
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prohibition of this chapter, other than a violation of a law regulating youth access
to tobacco products. If the city or its designee exercises its discretion to provide a
corrections period and a retailer's violation is corrected within the time allowed
for correction, no penalty shall be imposed under this chapter.
F. Appeals. Any penalties imposed under this chapter may be appealed pursuant to Section
5.50.150. Written notice of penalties. Whenever a fine is issued and/or a permit is
suspended based on a violation of this chapter, the city or its designee shall
provide the retailer written notice of the violation and the fine and suspension,
including when the suspension shall take effect.
5.50.140 Penalties for retailing without a permit.
A. Administrative fine. In addition to any other penalty authorized by law, an
administrative fine and an ineligibility period for application or issuance of a
retailer permit shall be imposed if a court of competent jurisdiction determines, or
the city or its designee finds based on a preponderance of evidence, after notice
and an opportunity to be heard, that any person has engaged in retailing at a
location without a valid retailer permit, either directly or through the person's
agents or employees, has pled guilty, "no contest" or its equivalent to such a
violation, or has admitted to such a violation.
B. Amount of fine. Each such violation shall be subject to an administrative fine as
follows:
1. A fine not to exceed one hundred dollars ($100.00) for a first violation;
2. A fine not to exceed two hundred dollars ($200.00) for a second violation
within a twelve-month period; and
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3. A fine not to exceed five hundred dollars ($500.00) for each additional violation
within a twelve-month period.
C. Time period for permit ineligibility. The ineligibility period shall be as follows:
1. For a first violation of this chapter at a location within any sixty twenty-four-
month period, no new retailer permit may be issued for the person or the
location (unless ownership of the business at the location has been transferred
in an arm's length transaction) until thirty calendar days have passed from the
date of the violation.
2. For a second violation of this chapter at a location within any twenty-foursixty-
month period, no new retailer permit may be issued for the person or the
location (unless ownership of the business at the location has been transferred
in an arm's length transaction) until ninety calendar days have passed from the
date of the violation.
3. For each additional violation of this chapter at a location within any twenty-
foursixty-month period, no new retailer permit may be issued for the person or
the location (unless ownership of the business at the location has been
transferred in an arm's length transaction) until one year has passed from the
date of the violation.
D. Waiver of penalties for first violation. The city or its designee may waive any
penalties for a retailer's first violation of this chapter, unless the violation also
involves a violation of a law regulating youth access to tobacco products, if the
retailer admits the violation in writing and agrees to forego a hearing on the
allegations. Regardless of the city's or its designee's waiver of penalties for a first
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violation, the violation will be considered in determining the penalties for any
future violation.
D.E. Written notice of penalties. Whenever a fine is issued and/or a permit is
suspended pursuant to this section, the city or its designee shall provide the
retailer written notice of the fine and suspension, including when the suspension
shall take effect.
E.F. Appeals. Any penalties imposed under this chapter may be appealed pursuant
to this section. A timely appeal shall stay enforcement of the appealed penalties
while the appeal is ongoing.
5.50.150 Appeals.
A. Any retailer served with a written notice of penalties may request an
administrative hearing to appeal the existence of the violation, the amount of the
fine, and/or the length of the suspension by returning a completed hearing
request form to the city or its designee within 10 days from the date of the written
notice of penalties.
B. The retailer shall include the following in or with the hearing request form:
1. A statement indicating the reason the retailer contests the written notice of
penalties;
2. Any evidence the retailer wants the hearing officer to consider;
3. An advance deposit of the amount of any fine challenged; and
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4. The address of the retailer and, if available, an email address that can be used
for contact and correspondence by the city or its designee. The retailer may
request service of notice by mail.
C. The hearing request form shall be deemed filed on the date received by the
agency designated by the city. A timely appeal shall stay enforcement of the
appealed penalties while the appeal is ongoing.
D. After receiving a timely hearing request form, the city or its designee shall
schedule an administrative hearing. The city or its designee shall provide the
retailer at least ten calendar days’ written notice of the date, time, and place of the
administrative hearing and the name of the hearing officer who will conduct the
hearing. The notice shall be given to the retailer either by email, if requested, or
by first class mail, postage prepaid.
E. Between the time the retailer requests the administrative hearing and the time of
the hearing officer’s decision, the retailer, and each of their representatives shall
not engage in ex parte communications with the hearing officer regarding the
matters at issue in the hearing.
F. The hearing shall be conducted by the hearing officer on the date, time, and place
specified in the notice to the retailer. A retailer’s failure to appear at the hearing
shall constitute an abandonment of the hearing request and a failure to exhaust
administrative remedies as a precedent to judicially challenge the existence of the
violation and the imposition of the fine and suspension.
A. A decision to deny issuance of a retailer permit, to revoke a retailer permit that
has been wrongly issued, or to impose penalties for a violation of this chapter can
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
be appealed to a hearing officer, subject to the following requirements and
procedures. The hearing officer shall be the City Manager or its designee.
B. All appeals must be in writing, state the grounds asserted for relief and the
relief sought, and be filed with the city or its designee within ten calendar days of
receipt of notice of the appealed action. If such an appeal is made, it shall stay
enforcement of the appealed action.
C. No later than fifteen calendar days after receipt of the appeal, the hearing
officer shall set an appeal hearing at the earliest practicable time and shall give
notice of the hearing to the parties at least ten calendar days before the date of the
hearing.
G. D. At the hearing, the retailer and the city or its designee shall have the
opportunity to present evidence, including witnesses, relevant to the hearing
officer’s determination of the matter. Neither the provisions of the Administration
Procedure Act (Government Code Section 11500 et seq.) nor the formal rules of
evidence in civil or criminal judicial proceedings shall apply to such hearing. TAt
the hearing, the hearing officer may admit any evidence, including witnesses,
relevant to the determination of the matter, except as otherwise provided in
Section 5.50.160(C). A record of the hearing shall be made by any means,
including electronic recording, so long as a reasonably accurate and complete
written transcription of the proceedings can be made.
H. E. The written notice of penalties and any other reports prepared by or for the city
or its designee concerning the violation shall be admissible and accepted by the
hearing officer as prima facie evidence of the violation and the facts stated in
those documents. The hearing officer may continue the hearing from time to time,
in his or her sole discretion, to allow for its orderly completion of the hearing.
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
I. F. After receiving the evidence submitted at the conclusion of the hearing, the
hearing officer may further continue the hearing and request additional
information from either the city, its designee, or the retailer.
J. After considering the evidence and testimony submitted, the hearing officer shall
issue a written decision regarding the matters properly raised in the request for
administrative hearing, which shall be supported by substantial evidence. Notice
of the writtenThe hearing officer’s decision , including findings of facts,
conclusions of law, and notification of the time period in which judicial review
may be sought pursuant to Code of Civil Procedure Section 1094.6, shall:
1. Be based on a preponderance of the evidence.
2. Include a statement of the reasons for the decision.
3. Be issued within be served upon all parties no later than twenty calendar days
of the close of following the date on which the hearing closed.
4. Be served on both the retailer and the city or its designee. The Any decision
rendered by the hearing officer shall be given to the retailer either by email, if
requested, or by first class mail, postage prepaid.
K. Based on the hearing officer’s decision, the city or its designee shall promptly
refund to the retailer any amount of the advance fine deposit the city or its
designee is not entitled to.
L. The hearing officer’s written decision shall constitute thea final administrative
decision of the city. .
5.50.160 Enforcement.
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
A. Any violation of this chapter is hereby declared to be a public nuisance.
B. Causing, permitting, aiding, abetting, or concealing a violation of any provision
of this chapter shall also constitute a violation of this chapter.
C. Whenever evidence of a violation of this chapter is obtained in any part through
the participation of a person under the age of eighteen years old, such a person
shall not be required over his or her objection to appear or give testimony in any
civil or administrative process brought to enforce this chapter and the alleged
violation shall be adjudicated based upon the sufficiency and persuasiveness of
the evidence presented.
D. Violations of this chapter may be remedied by a civil action brought by the city,
including, but not limited to, administrative or judicial nuisance abatement
proceedings, civil code enforcement proceedings, and suits for injunctive relief.
For the purposes of the civil remedies provided in this chapter, each day on
which a tobacco product is offered for sale in violation of this chapter, and each
individual retail tobacco product that is distributed, sold, or offered for sale in
violation of this chapter, shall constitute a separate violation of this chapter.
E. Any person found guilty of violating any provision of this chapter shall be
deemed guilty of an infraction, punishable as provided by California Government
Code § 36900.
F. The remedies provided by this chapter are cumulative and in addition to any
other remedies available at law or in equity.
5.50.170 No conflict with federal or state law.
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ATTACHMENT B
An Ordinance Regulating the Sale of Tobacco Products
Nothing in this Chapter shall be interpreted or applied so as to create any requirement,
power, or duty that is preempted by, or in conflict with, federal or state law, rules, or
regulations.
1199382.1
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Summary Of Responses
As of January 6, 2020, 12:19 PM, this forum had: Topic Start Topic End
Attendees: 395 November 25, 2019, 12:59 PM January 6, 2020, 12:18 PM
Responses: 246
Hours of Public Comment: 12.3
QUESTION 1
Would you support or oppose a law prohibiting the sale of electronic cigarette/vaping products?
% Count
Support 82.9% 204
Oppose 15.9% 39
Not sure 1.2%3
QUESTION 2
Please tell us about yourself. (Check all that apply)
% Count
I live in Cupertino 79.9% 195
I work in Cupertino 13.9% 34
I attend school in Cupertino 8.2% 20
I am a parent or guardian of a student who attends
a school in Cupertino
50.0% 122
QUESTION 3
2 | www.opentownhall.com/8018 Created with OpenGov | January 6, 2020, 12:19 PM
Healthy Cities Initiative: Tobacco Policies Survey
Do you support or oppose a policy prohibiting the sale of vaping/e-cigarette products in Cupertino? Take this short
survey and let us know.
ATTACHMENT C02/04/20
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What is your zip code?
Answered 237
Skipped 9
QUESTION 4
Please provide us with additional comments you may have.
Answered 76
Skipped 170
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Healthy Cities Initiative: Tobacco Policies Survey
Do you support or oppose a policy prohibiting the sale of vaping/e-cigarette products in Cupertino? Take this short
survey and let us know.
ATTACHMENT C02/04/20
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Survey Questions
QUESTION 1
Would you support or oppose a law prohibiting the sale of electronic
cigarette/vaping products?
• Support
• Oppose
• Not sure
QUESTION 2
Please tell us about yourself. (Check all that apply)
• I live in Cupertino
• I work in Cupertino
• I attend school in Cupertino
• I am a parent or guardian of a student who attends a school in
Cupertino
QUESTION 3
What is your zip code?
QUESTION 4
Please provide us with additional comments you may have.
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Healthy Cities Initiative: Tobacco Policies Survey
Do you support or oppose a policy prohibiting the sale of vaping/e-cigarette products in Cupertino? Take this short
survey and let us know.
ATTACHMENT C02/04/20
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Additional comments
Prohibition of vaping products will not stop anyone that wants to vape from doing so.
I do not believe the vaping companies are acting in a responsible manor. They are very
much focused on selling addictive drugs (even if currently legal). Rather than providing
a nicotine free alternative. Issues of safety are also of great concern given the design of
the delivery system.
Electronic cigarette/vaping products do not have any benefit to our health. A 45-year-
old woman died from complications related to the use of e-cigarettes few weeks ago,
and it's the fourth death in California. Even though the law won't totally stop the use of
vaping products, it will make it harder for the youth (or adults) to get their hands on
them.
Vaping is a huge problem with our teens. Though there are many things that can be
done, this would be a huge and helpful step in the right direction.
I would not support a ban that restricts the sale of some tobacco products, but not
others insofar as there is no large difference in harm. I would prefer a blanket ban on
tobacco sales to a piecemeal approach. Seeing as that’s likely not going to get large
support, it may be better to restrict sale based on location (eg. smoke shops and
supermarkets only)
Vaping is bad for anyone’s health
I am a registered nurse. The x-rays show horrible damage - worse than cigarettes! Some
people show immediate damage, but we just dont know about the long term effects. As
an person having COPD, I certainly don't need to be exposed to second hand smoke
either!
I am totally fine with the restrictions near schools but think it is fine for adults to do if
that is their thing. I do think vaping should be treated like smoking and have the same
restrictions like not doing it in restaurants, public places, etc.
I will result in illegal sales if banned.
So far the only people who got sick were the ones who bought tainted off brand
products from the internet. Banning the sale will encourage more people to buy illegal
products that’s more likely to be tainted. Smoking is an addiction. If you want to
prevent deaths, ban cigarettes. Promote rehabilitation. Cigarette butts are also a
common type of litter. Promoting e-cigs reduces littering.
Santa Clara foolishly reacted to incomplete information, don’t be like them. The
problem is not e-cigarettes, it is tainted fluids that were added to the e-cigarettes.
ATTACHMENT C02/04/20
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Banning the sale of e-cigarette products will encourage a black market for these
products and increase the risk of people getting tainted fluids like those that made
people sick. If you want to ban the sale of the something that is making people sick, ban
the sale of regular cigarettes instead. If more people vaped instead of smoked there
would be less tobacco related illness, less air pollution, and less litter.
I am 100% against sells of e-cigarettes and vaping products. I have a high schooler and
the kids are way too exposed to tobacco, specially vaping products. It is ruining
communities and our youth brains. These products are extremely addictive and are
readily available to purchase in our corner 711 shops. Please stop this epidemic!!
thank you for this ban
One must be 21 to purchase vaping products, so why do we need yet another law on
the books? Just enforce our current laws.
Cupertino should follow State law and let State agencies enforce the policies regarding
electronic cigarette sales.
We should ban it. We've heard so many accidents caused by vaping/e-cigarette. Many
other states have also banned it. For the health of our next generation, I support
prohibiting the sale of vaping/e-cigarette products in Cupertino.
I completely agree with this proposal as these are dangerous health hazards
We should keep our next generation away from any cigarette/vaping products.
All retailers within 1000 ft from schools should be prohibited to sell tobacco products,
no exceptions! As community leaders, your responsibility is to set a tone for Cupertino
which is a family friendly city. We are willing to protect our children from early
addiction to toxic substances. Business interest is secondary to the health of next
generation. We need leaders who have long-term vision and are willing to say no to
business owners whose best interest conflicts with the interests of residents.
We should not give our kids any option to choose from any form of smoking. All these
so called alternative options are equally bad.
In addition to banning the sale of vaping products, I suggest that we have the City
Attorney explore how we can legally restrict the advertising (posters, point of sale ads,
online ads, etc.) for stores that already have permits to sell these items and are
grandfathered in. For those grandfathered in stores, I suggest that we explore giving
them a deadline (say, three to five years) to stop selling vaping products. I also suggest
a City-sponsored anti-vaping ad campaign.
ATTACHMENT C02/04/20
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No vaping in any public building including bathrooms
Strongly against vaping/e-sigrate.
My son and his friends were affected so much because of this issue. Please provide a
safe school and neighborhood for the children.
Schools and minors are more important. We understand there is a need of providing
adults legal access to certain entertainment products and booster city sales revenue.
However, Cupertino attract residents by its education not by its economy. Thus, what
are the best for the students should be considered first.
Thank you!
We need a clean Cupertino! For our kids and family’s.
Vaping is too dangerous to be allowed in the city of Cupertino.
All Vapes have additives that are carcinogenic. And lull people to think they are safe.
Prohibition of sale of Vapes will create a positive nurturing culture for our children.
If Santa Clara Co. prohibits the sale of vaping products, why would each city also want
to prohibit them? Surely the SCC law would override city law.
No Vaping !!!
Nicotine use is very common, especially for people with certain neurological wiring or
those who have difficulty with stress. E-cigs/vape products are much less harmful to
everyone around the person using the product. This is a much safer alternative. People
will still use nicotine but let's make it more tolerable for everyone around. Much rather
water vapor than actual cigarette smoke.
I believe in harm reduction and I think vaping is preferable to smoking and does help
people trying to quit smoking. I do approve of restrictions for youth access.
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Community Feedback
Feedback from Community Meeting 12/18/2019
•What about Sunnyvale? They are next door to Cupertino. A kid who really wants to
smoke will go to Sunnyvale.
•Why not do this [e-cigarette ban]? What is holding you back?
•Prohibition is much more dangerous than legal vapes.
•I don’t want to hurt businesses. Cupertino should implement this [e-cigarette ban] when
Sunnyvale is ready for this.
•Need to help the community.
•Ban is unfair to law abiding businesses.
•I think this ban is wonderful. When banning smoking in restaurants, they argued that
people would go smoke in restaurants in other cities, but in the end the restaurants were
happy since they found that they saved money and didn’t have to repaint, fix carpets
and customers were glad.
•Should continue to allow grandfathering [for retailers within 1,000 ft of schools].
o It causes undue burden on businesses.
o If they take it away they should compensate.
o An alternative is to require 100% ID verification where the electronic system
checks.
Feedback from Community
From:
Sent: Saturday, December 7, 2019 5:04 PM
To: Katy Nomura <KatyN@cupertino.org>
Subject: Letter Dated November 25, 2019
Dear Ms. Nomura
I am in receipt of letter dated November 25, 2019 stating that "In addition, at the November 5, 2019
council meeting, there was discussion of removing the exemption that allows existing retailers to continue
selling the tobacco products within 1000 feet of schools. I think this new proposed ordinance would really
put undue burden on businesses are being operating next to schoold for years and years. I have many
adults customers, who stopped by my business in the morning to buy coffee along with smoke. Due to
minimum wage increase, we already struggling on daily basic to survive but with this new proposed
ordinance, I will loose many ore of my coffee customers and I would be in position where I have to close
my business and leave many people unemployed. In addition, students from school come to my business
in the morning and in afternoon to buy lunch. My location is very convenient for them. They can simply
purchase their lunch from my location and get back to school within 30 minutes. In addition, CVS is only
200 feet faraway from my location but located in Sunnyvale.. If any young smoker really wants to buy,
he/she will simply go to CVS. I am very much against this new proposal as this will not resolve the
problem. In addition, there is 76 Gas Station 2 blocks away from school located in Sunnyvale. Again if
any young kid made up his mind to smoke, he can simply go there.
I would like to propose that instead of simply stopping existing retailers to sell tobacco products if they are
with 1000 feet area of school, City should considered putting following guidelines:
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No posters in public area that would promote tobacco products.
Each Tobacco sales must be supported by valid Identification card.
City will loose income due to closer of businesses that are located within 1000 feet of the school.
Regards
From:
Sent: Wednesday, December 18, 2019 4:03 PM
To: Katy Nomura <KatyN@cupertino.org>
Cc:
Subject: tobacco policies
Hi Katyn:
I am a gas station retailer who happened to sells tobacco products and snacks. The gasoline sales
margin is very slim. We need to sell other items to make profits.
I understand that a lot of food and tobacco products are not good for our health.
We need to protect our youth’s health and so forth. The existing law for smoking is for adults whose
age is 21 and above. So I do believe that :
1. Existing tobacco retailers and new retailers can continue selling tobacco products within 1000 ft
of schools
2. Tobacco retail license should be only $100; Santa Clara County charges $100 for this tobacco
license
3. For violation, the penalty period should still be 12 months for second offense. If it extends more
than 24 months; it will become a financial burden for the retailer.
4. The cigarettes sales are down already; I don’t think we should put more ordinance on it. The
market will speak for itself.
5. I think prohibit the sale of menthol tobacco products is not fair; because certain ethnic group
prefer menthol cigarettes.
Sincerely,
ATTACHMENT D02/04/20
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ATTACHMENT E
Tobacco-free Communities Policies: Santa Clara County
Jurisdiction
Require a
tobacco
retailer
license
Restrict sale
of flavored
tobacco
products
Limit
tobacco sales
near schools
Limit retailer
density or
proximity
Prohibit
tobacco
sales in
pharmacies
Restrict sale
of e-cigarette
products
County of
Santa Clara
Yes Yes Yes (1,000
foot limit)
Yes (500 foot limit
from existing
tobacco retailers)
Yes Yes
Campbell Yes
Cupertino Yes Yes Yes (1,000
foot limit)
Yes (500 foot limit
from existing
tobacco retailers)
Yes Under
Consideration
Gilroy Yes Yes (1,000
foot limit)
Los Altos Under consideration.
Los Gatos Yes Yes Yes (1,000
foot limit)
Yes (500 foot limit
from existing
tobacco retailers)
Yes Yes
Morgan Hill Yes Yes** Yes
Palo Alto Yes Yes* Yes (1,000
foot limit)
Yes (500 foot limit
from existing
tobacco retailers)
Yes Under
Consideration
San Jose Yes Under consideration.
Saratoga Yes Yes
(exempts
menthol
cigarettes)
Yes (1,000
foot limit
from schools
and City
parks)
Yes (500 foot limit
from existing
tobacco retailers)
Yes Under
Consideration
Sunnyvale Under consideration.
*Palo Alto has an adult-only exemption, which is being considered for removal.
**Morgan Hill has an exception for cigars and pipe tobacco.
***Monte Sereno and Los Altos Hills do not have any tobacco retailers.
02/04/20
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CITY OF CUPERTINO
Legislation Text
Subject:Municipal Code Amendment to Cupertino Municipal Code Section 2.20.010 to remove the City
Clerk’s duty to attend each closed session of the City Council and keep closed session minutes; designate the
City Manager as the City employee/official to attend each closed session of the City Council and keep closed
session minutes.
1. Conduct the first reading of Ordinance No. 20-2198: “An Ordinance of the City Council of the City of
Cupertino amending City Code Section 2.20.010 (Recordkeeping Duties-Closed Sessions) of Chapter 2.20 (City
Clerk) to Title 2 (Administration and Personnel) to remove the City Clerk’s duty to attend City Council closed
sessions and keep minutes.”
2. Adopt Resolution No. 20-014 “A Resolution of the Cupertino City Council designating the City Manager as
the City employee/officer to attend City Council closed sessions and keep minutes.”
File #:19-6500,Version:1
CITY OF CUPERTINO Printed on 1/30/2020Page 1 of 1
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CITY OF CUPERTINO
Legislation Text
Subject: Hearing regarding abatement of public nuisance from weeds or other fire hazards pursuant to
provisions of Cupertino Municipal Code Chapter 9.08 and Resolution No. 19-141; hearing for impacted
property owners to contest the matter of proposed abatement (continued from January 21, 2020)
Adopt Resolution No. 20-010 ordering abatement of public nuisance from weeds or other fire hazards
pursuant to provisions of Cupertino Municipal Code Chapter 9.08 and Resolution No. 19-141; and conduct
hearing for impacted property owners to contest the matter of proposed abatement.
File #:20-6910,Version:1
CITY OF CUPERTINO Printed on 1/30/2020Page 1 of 1
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RESOLUTION NO. 20‐
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CUPERTINO
ORDERING ABATEMENT OF PUBLIC NUISANCE PURSUANT TO
PROVISIONS OF CUPERTINO MUNICIPAL CODE CHAPTER 9.08 AND
RESOLUTION NO. 19‐141
WHEREAS, the City Council has declared that the growth of weeds, the
accumulation of garden refuse, cuttings and other combustible trash upon the
private properties as described in Resolution No. 19‐141 adopted December 3,
2019, to be a potential public nuisance (see Weed Abatement Program
Commencement Report as Exhibit A); and
WHEREAS, after due notice, a public hearing/meeting thereon was held at
the regular meeting of the City Council on February 4, 2020 to allow the impacted
property owners to contest the matter; and
WHEREAS, from the evidence presented, both oral and written, at the
public hearing/meeting of February 4, 2020, it appears to be in the best interests of
the City to acquire jurisdiction over the existing nuisances which have not been
abated, and for the City to abate said nuisance in accordance with the law.
NOW, THEREFORE, BE IT RESOLVED:
1.That the Agricultural Commissioner is hereby ordered to abate such
nuisance or cause the same to be abated by having the weeds referred to destroyed
or removed by cutting, discing, chemical spraying or any other method
determined by him; that all debris, whether in piles or scattered, be hauled away;
2.That the Agricultural Commissioner and his deputies, assistants,
employees, contracting agents or other representatives shall have express
authorization to enter upon said private properties for the purpose of causing said
public nuisance to be abated, in accordance with all applicable legal requirements;
and
3.That any affected property owners shall have the right to destroy or
remove such weeds or debris himself or herself or have the same destroyed or
removed at his/her own expense provided that such destruction or removal shall
have been completed prior to the arrival of the Agricultural Commissioner or his
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Resolution No. 20‐
Page 2
authorized representative to destroy or remove them by the Parcel Abatement
Deadline of April 30, 2020.
BE IT FURTHER RESOLVED:
1. That the Agricultural Commissioner shall keep account of abating
said nuisance and embody such account in a report and assessment list to the City
Council, which shall be filed with the City Clerk.
2. Said reports of costs, hearing and collection procedures involved
shall be provided as stated in Chapter 9.08.
PASSED AND ADOPTED at a regular meeting of the City Council of the City of
Cupertino on the 4th day of February, 2020, by the following vote:
Vote Members of the City Council
AYES:
NOES:
ABSENT:
ABSTAIN:
SIGNED:
___________________ ________
Steven Scharf, Mayor
City of Cupertino
_________________________
Date
ATTEST:
_________________________________
Kirsten Squarcia, City Clerk
_________________________
Date
02/04/20
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2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOAPNCITY/STATECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOCUPERTINOSARATOGACUPERTINOSAN JOSECUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN CARLOSLOS GATOS101751053 It96411966120111010047100361039s2098s104671049010692107120r074422s77226610106252302600PLAVDRDRLNRDRDRDDRDRAVPLPLBLRDRDRDRDRDAVMC LARENPORTALDRAKEDRAKEAPPLE TREECRESCENTCRESCENTSTELLINGGARDEN GATEGLENCOECASTINEPEBBLEPEBBLESTEVENSSANTALUCIASAN ruANSAN JUANELCERzuTOCORDOVAVOSS(LAND ONLY)STEVENS316-21-04931 6-30-1 02316-32-028316-32-0303r6-33-09r326-07-035326-16-027326-17-065326-28-094326-30-087326-30-1 06326-41-032326-43-042326-43-044342-13-012342-16-073342-17-084342-17-110342-21-004342-22-103342-50-016342-50-01 I351 -1 0-043CHAO LIANG FANGTANG, GEORGE AND TSAO, JLTNGYOUNG, KATHY AND EDBERG,KAN, CANDY LAND LAWRENCE KMA RUIPACIFIC GASAND ELECTRIC COGRAND SUCCESS LLCHENGYE LLCCHEN, ZHIFENG TRUSTEE & ETALWTI, RICHARD W ET ALDAMASK ROBERT TWONG, LAWRENCE WAND HEIDI YLIOU, SU-LING AND CHEN, SHUO-WTNGEI CHARLES M ANDDEANEAND DEANE INCBANGALORE, MANJLINATH S ANDDHUEY, MICHAELJTURNER, PAULJ TRUSTEE & ETALITEM, V/ERNER AND GLORIAEBREINBERG, STEVEN A AND DANNATSAI, VICKYTSAY-HSAI TRUSTEE &CHAMBERLAIN, JACK T TRUSTEEPARKSIDE TRAIL LLCIOI75 MC LAREN PLIO53I PORTALAVN1964I DRAKE DR1966I DRAKE DR2OlIl APPLETREELNIII ALMADEN BLVD10047 CRESCENT RD10559 FELTON WAY10395 STELLING RD Nl2l8t couNTRY SQUTRE LNPOBOX24215094 GLENTREE DRI0692 PEBBLE PL10712 PEBBLE PL4040 MOORPARK #l1610744 SANTALUCIARD22577 SAN JUAN RDIO55O MIRAVISTARD22670 SAN JUAN RD10625 CORDOVARD0 Po Box 977655 SKYWAY 2300 P.o Box 320667CACACACACACACACACACACACACACACACACACACACACACACA9s014-233s95014-244795014-24339s0t4-243395014-2001951 15-000595014-10509s014-430595014-161395070-34679501595129-212s95014-133395014-133395117-18519s014-39409s014-3932950r49s014-39339s014-391r95015-0977940709503223 records of 127RDSanta Clara County \ileed Abatement ProgramPage IExhibit A 02/04/20 321 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOSitus0107502188521906216622157621987APN356-05-005356-07-076356-1 3-050356-14-057356-1 8-049356-23-01 5356-25-031356-25-033356-27-022356-27-023356-27-025357-04-023359-04-01 I359-07-021359-07-022359-1 8-048359-20-042362-01-025362-02-048362-04-058362-09-026362-16-037362-1 9-033CITY/STATE11395I 1450220322231084010040209402061620840000RDLNDRDRAVCTLNCLCLLNAVDRV/YBLRDDRRDDRDRMC CLELLANRAEHYANNISPORTHYANNISPORTCOLUMBUSLAPLAYALINDYNO SITUSCANYON VIEWCANYON VIEWLINDYPALMROSEBIANCHISTEVENSMC CLELLANCHERRYLANDBUBBCRANBERRYCRANBERRY2I6O2VILLAMARIA CT5SOALBERTAAV1660 GATON DR APTMO321906 HYANNISPORT DR21662COLUMBUSAV0 Po Box 29182408 CLEMENT ST2793 RANDERS CTI1395 CANYON VIEW CL20832 HANFORD DR22032 LINDY LNII44 BRACEAV840 ROSE BLOSSOM DR10228 STELLING RD N20940 STEVENS CREEK BL2O6I6MCCLELLAN RD20840 CHERRYLAND DRlOO3I FOOTHILLS BLVDIOO3I FOOTHILLS BLVD10031 FOOTHILLS BLVDIOO3I FOOTHILLS BLVDIOO3I FOOTHILLS BLVDIOO3I FOOTHILLS BLVDCUPERTINOSUNNYVALESAN JOSECUPERTINOCUPERTINOCUPERTINOSAN FRANCISCOPALOALTOCUPERTINOCUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOROSEVILLEROSEVILLEROSEVILLEROSEVILLEROSEVILLEROSEVILLELOWENTHAL, RICHARD AND ELLENCHANG, CHRIS ETALBERGMAN, JACQUELINEXU, HAO AND V/ANG, XUECHANG, ERIC AND CECILIAKANSAHA,ANGSHUMAN ANDKANG, PING QI AND LIANG, YU JUANKANG, PTNGQI ETALHOPKINS, JOHNNAND CAROLYN SCHANG, CHIAO-FU AND SUE-FAYDE, KALPAJIT AND MAJUMDE&VAN BLOMMESTEIN, ROBERT ANDLIAN, HAO AND WANG, JINGLIN, JASON CAND FANG, YING HOLIN, JASON CHARDEMAN, MELODYF ETALHODA, MD AND BEGUM, RASHIDALINION PACIFIC CORPORATIONUNION PACIFIC CORPORATIONUNION PACIFIC CORPORAIIONLTNION PACIFIC CORPORATIONUNION PACIFIC CORPORATIONUNION PACIFIC CORPORATIONCACACACACACACACACACACACACACACACACACACACACACACA9501494087-000095125-451495014-401695014-471195015-29189412194303-00009s014-000095014-182495014-48 I I95r25-320095014-421495014-164395014-217095014-295595014-00009574795747957479574795747957470046 records oÍ 127Santa Clara County Weed Abatement ProgramPage202/04/20 322 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOSitusI 1031l6l758520666206s211835l18410769021660216s02204522045APNRD 362-22-006RD 362-22-018DR 362-24-003AV 362-31-001AV 362-31-002362-3r-030wY 366-03-056wY 366-03-062LN 366-09-053DR 366-11-114cr 366-38-006cr 366-38-007RD 366-46-004RD 366-46-005RD 366-46-006RD 366-46-007DR 369-07-015DR 369-07-0'16DR 369-08-033AV 369-12-035AV 369-13-029DR 369-14-008AV 369-24-047CITY/STATF],102951030110140104411053010300866STELLINGSTELLINGRAINBOWCLEOCLEONO SITUSUPLANDUPLANDSTAUFFERPEACHRAINBOWRAINBOWREGNARTREGNARTREGNARTREGNARTVICKSBURGVICKSBURGzuCHWOODOAKVILLEPTNEVILLEVICKSBURGBETTEKABRA, GOVIND AND ZAWAR,WOODIE, KERMIT D TRUSTEELI, WEI AND WANG, TAOXU, BIN ETALBURROW, BRADLEY JAND JUANITA SALMASI, AZITA TRUSTEE & ETALVENKATESH, BHIMACHARVEMPATY, HYMA TANDI.INION PACIFIC CORPORATIONDOLL, CYNTHIAATRUSTEEVAN BUREN, DONALD PANDBARNIV ZURI M AND MICHALBIGLER, ROBERT AAND PUNITA PBIGLER, ROBERT AAND PUNITA PBIGLER, ROBERT AAND PUNITA PBIGLER, ROBERT A AND PTINITA PXU, GUANGJUN ANDYANG, QIMUNTZ, DANIEL AAND KUNO,ORTIZALFREDO TRUSTEEVRCELJ, MICHAEL JBALACHANDAR, NARMADA ANDTANABE, THOMAS M TRUSTEE & ETTUNG, KA-WAH ETALI103 STELLING RD SII6I STELLING RD S7585 RAINBOV/ DR20666 CLEOAV20652 CLEO AV965 LAUREL GLEN DRI1835 UPLAND WY13304 GLEN BRAE DRIOO3l FOOTHILLS BLVD48OI CAMERON RD21660 RAINBOWCT10668 CARVER DRII23O BUBB RDII23O BUBB RDII23O BUBB RDII23O BUBB RD10295 VICKSBURG DRIO3OI VICKSBURG DRPO BOX 40IO44I OAKVILLEAVIO53O PINEVILLEAVIO3OO VICKSBURG DR866 BETTEAVCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOPALOALTOCUPERTINOSARATOGAROSEVILLEELKCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCACACACACACACACACACACACACACACACACACACACACACACA95014-s020950r4-502095014-523595014-503395014-503394304-132395014-5 1069s070-4431957479543295014-482995014-360795014-497995014-497995014-49799s0r4-497995014-335895014-335895015950r4-452095014-452995014-33209501469 records of 127Santa Clara County Weed Abatement ProgramPage 302/04/20 323 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOSitus8792001 l104501916010067 s.1913119160189301020010240l 8880188441879610271103371039110408102721042510435187701049010240BETTEPACIFICACORTE DESTEVENSTANTAULOREESTEVENSTILSONSTERNSTERNAR,AiTAARATAARATAMENHARTMENHARTMENHARTMENHARTMENHARTCALVERTCALVERTTILSONWUNDERLICHCALVERTAPN369-27-050369-28-042375-05-005375-07-001375-07-007375-07-029375-07-061375-09-049375-12-002375-12-042375-1 3-005375-r 3-008375-13-012375-15-028375-1 5-039375-15-048375-16-004375-17-017375-17-031375-17-032375-17-039375-17-055375-18-022CITY/STATNMILPITASCUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOSAN JOSECUPERTTNOPALOALTOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN JOSEFREMONTCUPERTINOALISO VIEJOLOS GATOSCUPERTINOSTINNYVALECUPERTINOCUPERTINOAVDRCHANG, ruI POSWAMINATHAN, RAM ANDTRACYHSUSTEVENS CFEEK L PWTI HUNGJEN HENRYKONG FAN PENGAND CHEN MINGSTEVENS CREEK L PLIU, ZHENG AND CHEN,AIDONGMC GRATH, PAIRICK WYUN, JUNG SUK AND FLTNG, SUEYI, QINGHONG ANDZHOU, JIEDSOUZA, SANTHOSH AAND SABITHACHANG, JIUN JYE AND WU, YAPINGYAMAMOTO, KEI AND KANG, KELLYHORIO, LELAND S ETALHU, YUGEN AND YINGHEBARDSLEY BRENT GSFIgG LLCYEIING, LORRAINE TRUSTEEMCKEE, ELLEN D TRUSTEEHOVEYDA, NILOUFAR AND JALILI,LU,ANNEV/ANG, NADIAJAND XING, PEIII98 EAGLE RIDGE Iù/AY2OOII PACIFICADR22330 SANTAPAULAAVEI4OO PARKMOORAV STE I9O10067 S TANTAU AVEI9I3I LOREEAVE14OO PARKMOORAV STE 190I8930 TILSON AV0PoBox2422IO24O STERNAVl8880ARATAWY18844ARATAWY18796ARATAWY20730 FARGO DR5878 MACADAM CT48236ARCADIANT STIO4O8 MENHART LN26880 ALISO VIEJO PKWY0 Po Box 3t10435 CALVERT DRIO55 MCKINEYAVWIO49O WTJNDERLICH DRIO24O CALVERT DRCACACACACACACACACACACACACACACACACACACACACACACA9503595014-31109501495 126-000095014-354195014-353995 126-00009sOt4-365594309-242295014-368995014-363495014-363495014-363395014-190495123-43329453995014-3631926569503 I95014-38359408695014-364895014-3808BLAVAVBLAVAVAVWYWYWYLNLNLNLNLNDRDRAVDRDR92 records of 127Santa Clara County Weed Abatement ProgramPage 402/04/20 324 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOCITY/STATE1036110409I 86551042410308186711866118621104561042410610187811059010540t0740108401078410730t07tl10801108311084110630JOHNSONJOHNSONLOREESTERLINGSTERLINGPRINGCRABTREEBARNHARTJOHNSONJOHNSONWUNDERLICHTUGGLEWTJNDERLICHWUNDERLICHGASCOIGNEJOHNSONJOHNSONJOHNSONGASCOIGNEGASCOIGNEJOHNSONJOHNSONCARVERAV 375-18-039AV 375-18-044AV 375-19-008BL 375-24-003BL 375-24-017cr 375-25-039AV 375-25-047AV 375-26-035AV 375-26-045AV 375-26-049DR 375-27-019AV 375-27-025DR 375-27-026DR 375-27-037DR 375-29-016AV 375-30-024AV 375-31-003AV 375-31-008DR 375-31-018DR 375-31-027AV 375-31-065AV 375-31-066DR 375-32-0200PoBox24221190 BASCOMAV S 10818655 LOREEAV842 SAN PETRONIOAV6962 BOLLINGERRDI867I PRING CT1866I CRABTREEAV1862I BARNHARTAV10456 JOHNSONAV10424 JOHNSONAV10610 WUNDERLICH DRPO BOX 534527769EDGERTON RDIO54O WUNDERLICH DRIO74O GASCOIGNE DR0 Po Box 6980 Po Box 946IO73O JOHNSONAVIO7I1 GASCOIGNE DR423I NORWALKDR EEIOI5023 CAPISTRANOAV10841 JOHNSONAV0PoBox2422PALOALTOSAN JOSECUPERTINOSUNNYVALESAN JOSECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN JOSELOSALTOS HILLSCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN JOSESAN JOSECUPERTINOPALOALTOMC GRATH, PATRICK WRECUPERO, MARILYN A TRUSTEELIANG, WAN HARCINDY TRUSTEEATTIA, MAGED AAND BEDAIR,HAO, STEVE MIN AND SLIN, QINGHUANG, CHANG.KAI AND TSENG,SUBAINATI, JULIE AND MOHAMAD KKOO, SANDRAS ETALCHOI,IHNAEE AND CHO, SUNGJUWONG, DAMON AND IRENE LAINIE, XIAOQIONGCAMPBELL MICHAEL DCHOONG, PHILIP TAND HSIA SZHANG, YUAN AND CHEN, FENNAFAULKNER, BARBARA JEANNE ET ALATCHISON, JOHN D TRUSTEEV/ANG, YINANLEE, MING-TZUNG AND YU-MINGTSAI, CHIH JUNG AND LAI, HUI WENAGARWAL, SANJAY TRUSTEE & ETHUO, XIPING AND SONG,SONG, NING AND LI, YONGNAMC GRATH, PATRICKV/CACACACACACACACACACACACACACACACACACACACACACACA94309-2422951289s014-383794085-344995129-284795014-382295014-386495014-3801950t4-3814950t4-381495014-36s295 I 50-s34594022-323595014-36509sDt4-384695015-06989501495014-381895014-384s9s12995r29-102595014-381994309-2422ll5 records ol 127Santa Clara County Weed Abatement ProgramPage 502/04/20 325 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOSitusCARVERTUGGLETUGGLEPENDERGASTMORENGOMORENGOTUGGLEMORENGOCULBERTSONHYDETILSONMILLERAPN375-32-021375-32-024375-32-026375-33-033375-34-013375-34-015375-34-045375-35-059375-36-027375-39-004375-40-060375-42-01210616l 88701885018931106s7106'13I 8930107321062792819210678DRAVAVAVDRDRAVDRDRAVAVAVYETTAW JACKIEAAND JERRI LDELA CRUZ, SHERWIN PETER LZHU, XINGLEI AND YIN, WENYUANKAWASAKI ELAINE T TRUSTEEORTIZ, ROSAF ETALSHARMA, SUBHASH CAND MAMTASHEN & TIAN LLCZHANG, JIANYONG AND XIAO, YANMC GRATH, PATRICKWBARRACLOUGH WINFIELD J ROARKSINGH, TAJINDER AND SANDHU,JEN KO-TA AND CHRISTINA N10616 CARVER DR18870 TUGGLEAVI8850 TUGGLEAVI893I PENDERGASTAVE10657 MORENGO DR10673 MORENGO DR16230 AZALEAWY10732 MORENGO DR1184 VALELAKE CT928 HYDEAVE1499 WOLFE RD S678 MILLERAVECITY/STATECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOLOS GATOSCUPERTINOSUNNYVALECUPERTINOSUNNYVALECUPERTINOCACACACACACACACACACACACA9s014-360795014-362695014-36269s014-36229s0t4-351395014-35139s032-36229s014-351594089-2032950t4-466394087-363395014-4640127 records o1 127Santa Clara County Weed Abatement ProgramPage 602/04/20 326 of 350
2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOAPNCITY/STATECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOCUPERTINOSARATOGACUPERTINOSAN JOSECUPERTINOCUPERTINOSAN JOSECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOSAN CARLOSLOS GATOS101751053 It96411966120111010047100361039s2098s104671049010692107120r074422s77226610106252302600PLAVDRDRLNRDRDRDDRDRAVPLPLBLRDRDRDRDRDAVMC LARENPORTALDRAKEDRAKEAPPLE TREECRESCENTCRESCENTSTELLINGGARDEN GATEGLENCOECASTINEPEBBLEPEBBLESTEVENSSANTALUCIASAN ruANSAN JUANELCERzuTOCORDOVAVOSS(LAND ONLY)STEVENS316-21-04931 6-30-1 02316-32-028316-32-0303r6-33-09r326-07-035326-16-027326-17-065326-28-094326-30-087326-30-1 06326-41-032326-43-042326-43-044342-13-012342-16-073342-17-084342-17-110342-21-004342-22-103342-50-016342-50-01 I351 -1 0-043CHAO LIANG FANGTANG, GEORGE AND TSAO, JLTNGYOUNG, KATHY AND EDBERG,KAN, CANDY LAND LAWRENCE KMA RUIPACIFIC GASAND ELECTRIC COGRAND SUCCESS LLCHENGYE LLCCHEN, ZHIFENG TRUSTEE & ETALWTI, RICHARD W ET ALDAMASK ROBERT TWONG, LAWRENCE WAND HEIDI YLIOU, SU-LING AND CHEN, SHUO-WTNGEI CHARLES M ANDDEANEAND DEANE INCBANGALORE, MANJLINATH S ANDDHUEY, MICHAELJTURNER, PAULJ TRUSTEE & ETALITEM, V/ERNER AND GLORIAEBREINBERG, STEVEN A AND DANNATSAI, VICKYTSAY-HSAI TRUSTEE &CHAMBERLAIN, JACK T TRUSTEEPARKSIDE TRAIL LLCIOI75 MC LAREN PLIO53I PORTALAVN1964I DRAKE DR1966I DRAKE DR2OlIl APPLETREELNIII ALMADEN BLVD10047 CRESCENT RD10559 FELTON WAY10395 STELLING RD Nl2l8t couNTRY SQUTRE LNPOBOX24215094 GLENTREE DRI0692 PEBBLE PL10712 PEBBLE PL4040 MOORPARK #l1610744 SANTALUCIARD22577 SAN JUAN RDIO55O MIRAVISTARD22670 SAN JUAN RD10625 CORDOVARD0 Po Box 977655 SKYWAY 2300 P.o Box 320667CACACACACACACACACACACACACACACACACACACACACACACA9s014-233s95014-244795014-24339s0t4-243395014-2001951 15-000595014-10509s014-430595014-161395070-34679501595129-212s95014-133395014-133395117-18519s014-39409s014-3932950r49s014-39339s014-391r95015-0977940709503223 records of 127RDSanta Clara County \ileed Abatement ProgramPage I02/04/20 327 of 350
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2O2O WEED ABATEMENT PROGRAMCOMMENCEMENT REPORTCITY OF CUPERTINOSitusCARVERTUGGLETUGGLEPENDERGASTMORENGOMORENGOTUGGLEMORENGOCULBERTSONHYDETILSONMILLERAPN375-32-021375-32-024375-32-026375-33-033375-34-013375-34-015375-34-045375-35-059375-36-027375-39-004375-40-060375-42-01210616l 88701885018931106s7106'13I 8930107321062792819210678DRAVAVAVDRDRAVDRDRAVAVAVYETTAW JACKIEAAND JERRI LDELA CRUZ, SHERWIN PETER LZHU, XINGLEI AND YIN, WENYUANKAWASAKI ELAINE T TRUSTEEORTIZ, ROSAF ETALSHARMA, SUBHASH CAND MAMTASHEN & TIAN LLCZHANG, JIANYONG AND XIAO, YANMC GRATH, PATRICKWBARRACLOUGH WINFIELD J ROARKSINGH, TAJINDER AND SANDHU,JEN KO-TA AND CHRISTINA N10616 CARVER DR18870 TUGGLEAVI8850 TUGGLEAVI893I PENDERGASTAVE10657 MORENGO DR10673 MORENGO DR16230 AZALEAWY10732 MORENGO DR1184 VALELAKE CT928 HYDEAVE1499 WOLFE RD S678 MILLERAVECITY/STATECUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOCUPERTINOLOS GATOSCUPERTINOSUNNYVALECUPERTINOSUNNYVALECUPERTINOCACACACACACACACACACACACA9s014-360795014-362695014-36269s014-36229s0t4-351395014-35139s032-36229s014-351594089-2032950t4-466394087-363395014-4640127 records o1 127Santa Clara County Weed Abatement ProgramPage 602/04/20 332 of 350
County of Santa Clara
Consumer and Environmental Protection Agency
Weed Abatement Division
1553 Berger Drive
Building 1
San Jose, CA 95112
(408) 282-3145
Fax (408) 286-2460
December 9, 2019
IMPORTANT NOTICE TO ABATE WEEDS
Dear Property Owner:
To protect your property and the surrounding area from a possible fire, your jurisdiction contracts with the
County of Santa Clara to operate a Weed Abatement Program. You are receiving this notice and infonnation
because it has been determined that your parcel is part of this Program. Please read the infonnation carefully
and contact us for clarification or additional information.
Your jurisdiction has adopted or will adopt a resolution declaring your property as one that may contain
fire hazards from either weeds or other debris. Following this action, your jurisdiction will be conducting a
public hearing to consider an abatement order requiring you to remove any hazardous vegetation or
combustible debris prior to the deadline in the enclosed Weed Abatement Program Schedule. A public
hearing will be held on date and location specified in the enclosed Notice to Destroy Weeds, and provides
an opportunity for you to raise any objections or concerns with this requirement.
If you believe your parcel includes an environmentally sensitive habitat, please complete the enclosed Reply
Form to assist in determining the best approach to weed abatement at your property.
After the public hearing, if the Weed Abatement Program is approved for your property, the County is
authorized by contract with your city and the California Health and Safety Code sections 14875-14922 to
inspect your property to determine whether the property has been cleared of hazards according to the
Minimum Fire Safety Standards in the enclosed Santa Clara County Weed Abatement Program brochure.
Inspections will begin after the abatement deadline for your jurisdiction. This notice does not relieve you
of your responsibility to complete the necessary work prior to the deadline for your jurisdiction. You will
be responsible for an annual fee of $101 to cover the cost of this compliance inspection.
If you fail to complete the abatement work prior to County inspection, the property owner will be
responsible for a $582 inspection fee per parcel, and the property will be scheduled for abatement by the
County contractor. If the abatement work is completed before the scheduled County contractor job, further
charges will not be incurred. However, if the County completes this work, a $984 County administrative
fee will be assessed per parcel in addition to the cost for abatement.
The County will make all efforts to use the less costly method of abatement considering the physical
characteristics of the property and any environmental concerns. The enclosed Notice to Destroy Weeds
includes a price list covering detailed fees. Following confirmation of charges by your jurisdiction, the total
amount charged will be included as a special assessment on the property tax bill. A meeting notice will be
posted at a location determined by your jurisdiction (typically in Civic Centers) at least three days prior to
the meeting.
Board of Supervisors: Mike Wasserman, Cindy Chavez, Dave Cortese , Susan Ellenberg, S. Joseph Simitian
County Executive: Jeffrey V. Smith
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Other than the annual compliance fee, all other costs could be avoided by completing the abatement
work yourself, according to Minimum Fire Safety Standards, prior to the abatement deadline for
your jurisdiction and maintaining the Minimum Fire Safety Standards for the fire season duration,
which typically runs through October. Parcels will be removed from the program after three
consecutive years of voluntary compliance (work completed by property owner prior to the deadline).
If you designate in your reply that you intend to abate the weeds yourself, you need to complete the
abatement before the deadline listed on the abatement schedule and maintain fire safe conditions for
the duration of the fire season. Responding that you intend to provide maintenance yourself does not
release you from this responsibility to have the maintenance completed before your deadline and
repeated as necessary to maintain Minimum Fire Safe Standards. The County will proceed to abate
hazardous vegetation as necessary after the deadline for your jurisdiction.
Enclosed you will find the following information:
✓ Reply Form specific to your property. Please complete and return promptly to inform your
property abatement plans.
✓ Notice to Destroy Weeds informing you of an upcoming public meeting. You must attend if
you have any objections to the proposed removal of hazardous vegetation or debris from your
property.
✓ Weed Abatement Program Schedule for your jurisdiction and current County price list.
✓ Santa Clara County Weed Abatement Program brochure.
Please be aware that any abatement performed by the County must be in compliance with all applicable
environmental protection regulations. If your property falls within an area designated as possible habitat
for burrowing owls or any other protected species of bird or animal, the methods used to remove vegetation
may be regulated by specific laws or local ordinances.
If you are no longer the property owner identified by this mailing, please notify the County immediately at
(408) 282-3145. If you sell your property after the date of this letter, it is your responsibility to notify the
new owner and to include the obligation to pay any abatement costs in your agreement of sale. Without
taking this action, you will be responsible for all hazard abatement charges assessed to the property.
Our goal is voluntary compliance with the Minimum Fire Safety Standards, and it is our objective to ensure
that all properties remain safe from fire. If you have any questions about your property or need on-site
advice to help you achieve compliance with the Minimum Fire Standards, please call the Santa Clara
County Weed Abatement Program at (408) 282-3145.
·entek, Dir · tor
mer and Environmental Protection Agency
02/04/20
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(over)
TRA 13
Notice to
Destroy
Weeds
NOTICE IS HEREBY GIVEN that on December 3, 2019 pursuant to the provisions of Section 9.08
of the Cupertino Municipal Code, the City Council passed a resolution declaring that all weeds
growing upon any private property or in any public street or alley, as defined in Section 9.08.010 of
the Cupertino Municipal Code constitute a public nuisance, which nuisance must be abated by the
destruction or removal thereof.
NOTICE IS FURTHER GIVEN that property owners shall without delay, remove all such weeds from
their property and the abutting half of the street in front and alleys, if any, behind such property and
between the lot lines thereof as extended, or such weeds will be destroyed or removed and such
nuisance abated by the County Agricultural Commissioner, in which case the cost of such destruction
or removal will, including but not limited to administration costs, be assessed upon the lots and lands
from which, or from the front or rear of which, such weeds shall have been destroyed or removed and
such cost will constitute a lien upon such lots or lands until paid and will be collected upon the next
tax roll upon which general municipal taxes are collected. All property owners having any objections
to the proposed destruction or removal of such weeds are hereby notified to attend a meeting of said
City to be held in the Council Chambers of City Hall, located at 10300 Torre Ave., Cupertino,
California, on Tuesday, January 21, 2020 at 6:45 p.m., or as soon thereafter as the matter can be
heard, when their objections will be heard and given due consideration.
The language and format for this notice is required by California Health and Safety Code Sections
14891 Et. Seq.
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(over)
CITY OF CUPERTINO WEED ABATEMENT PROGRAM SCHEDULE
January 21, 2020 Public hearing to consider objections to Abatement List.
April 30, 2020 PARCEL ABATEMENT DEADLINE
Parcel must be free from hazardous vegetation by this date
or Inspector will order abatement.
July/August 2020 Assessment Hearing date to be scheduled by City Council.
2020 COUNTY WEED ABATEMENT FEES
Properties in the Weed Abatement Program, you will be responsible for an annual inspection fee of
$101.00 per parcel.
Please be advised that the property owner of any parcel found to be non-compliant on or after
the March 1st deadline will be charged a processing fee of $582.00 and the property will be
scheduled for abatement by the County contractor. If you complete the abatement work
before the County contractor performs the abatement, you will not incur further charges.
Should the abatement work be performed by a County contractor, you will be assessed the
contractor’s charges plus a County administrative fee of $984.00 per parcel.
2020 COUNTY CONTRACTOR’S WEED ABATEMENT PRICE LIST
A) Disc Work**
PARCEL SIZE: 1st Disc + 2nd Disc = Total Discs
0-12,500 sq.ft. $399.80 $160.73 $560.53
12,501sq.ft.- 43,560sq.ft. $399.80 $160.73 $560.53
Larger than 1 Acre $290.41 $141.83 $432.24 (PER ACRE)
** It is required that parcels be disced twice a year. The cost for the first discing is higher due to
additional work normally required during the first discing.
B) HANDWORK $5.40 PER 100 Square Feet (SF)
C) FLAIL 6 Foot Mower $6.89 PER 1,000 SF
MOWING 12 Foot Mower $6.89 PER 1,000 SF
D) LOADER WORK $165.20 PER HOUR
E) DUMP TRUCK $152.49 PER HOUR
F) BRUSH WORK $5.16 PER 100 SF
G) DEBRIS REMOVAL $56.73 PER HOUR
H) DUMP FEE 100%
Added to orders with debris removal at 100% of the dump site charge.
*Please note this program does not offer herbicide application as a method of abatement.
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MINIMUM FIRE SAFETY STANDARDS
Fire Safety
Through
Vegetation
Management
Fire Resistant Landscaping
Santa Clara County
Consumer and Environmental
Protection Agency
Weed Abatement Program
1553 Berger Drive #1
San Jose, Ca 95112
Phone (408) 282-3145
Fax: (408) 286-2460
SCC.WeedAbatement@cep.sccgov.org
1. Vegetation must not exceed 6 inches in height any time after the compliance deadline.
2. Maintain grasses and weeds below 6 inches for 10 feet horizontally on both sides of all roadways, including
driveways and access routes. Roads and Driveways must maintain a clearance of 10’ W by 13’6” H for all vegetation
3. Clear flammable vegetation a minimum of 30 feet around any structure, occupied or not. Ornamental vegetation
should be kept clear of dead material. Some conditions, such as slopes, may require up to a 100-foot clearance.
4. Parcels one acre or less shall be completely abated. Parcels over one acre up to five acres require 30-foot clearance
around structures and perimeter property lines. Additional 30-foot cross fuel breaks may also be required.
5. Parcels larger than five acres require 30-foot clearance around structures and perimeter property lines in addition to
30-foot cross fuel breaks as needed to separate the remaining vegetation into sections no larger than five acres.
6. Keep property clear of accumulation of combustible debris, such as trash, wood, and dead vegetation. Stacked
firewood and neatly piled yard waste is not considered to be combustible debris.
7. Keep vegetation cleared from under the eaves of houses.
8. Trim tree branches to at least 10 feet away from chimney.
9. Clear leaves, pine needles and debris from roof and gutters.
The following is a partial list of fire resistant plants that you may choose to use around your home to reduce the risk of fire. Contact your local
nursery for selections appropriate to your area. All grasses, including those purportedly fire resistant, must be maintained below 6” in height.
Trees:
African Sumac
California Pepper
Shrubs:
Bearberry
Carmel Creeper
Carolina Cherry
Catalina Cherry
Escallonia
Hopseed Bush Lemonade Berry
Groundcover:
Aaron’s Beard
Australian Daisy
Candytuft
Sterile Capeweed
Freeway Daisy
Rock rose (except Gum Variety)
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The Santa Clara County Weed
Abatement Program
The Santa Clara County Department of Agriculture and
Environmental Management and your city are working together to protect your community from fire. We need your help. Please read
and follow the directions provided in this brochure regarding fire prevention on your property. The purpose of the Weed Abatement
Program is to prevent fire hazards posed by vegetative growth
and the accumulation of combustible materials.
The Weed Abatement program is entirely funded from fees
charged to residents. Fees will be assessed for any property in the program. This is to cover the cost of the compliance inspection for
the property. Properties that fail the compliance inspection will be
charged a failed inspection fee, even if the resident completes the weed abatement. If the property requires abatement by the
County contractor, the property owner will be responsible for the actual cost of abatement plus an administrative fee. Properties
that meet and maintain the minimum fire safety standards will not
be charged other than the annual fee.
Program staff annually inspect parcels at the beginning of the fire
season, which is typically in March or April depending on your
jurisdiction. If the parcel is not in compliance at the time of
inspection, the property owner will be charged a failed inspection
fee, and the owner will be sent a courtesy notice as a reminder to
abate the weeds. If the weeds are not abated by the property
owner, the work will be completed by the County contractor. The
property owner will pay the contractor’s fees plus a County
administrative fee. All fees will be included in your property tax
bill.
Our Goal Is Voluntary Compliance
Property Owner’s Responsiblilities
• Do not allow a fire hazard to exist on your property. The Minimum Fire Safety Standards (MFSS) in this brochure give you guidelines
to follow in order to maintain your property and protect against a
fire hazard. Please contact our office if you need guidance or have any questions regarding the requirements!
• Make arrangements to have your property maintained throughout
the year. Contractors can be found in the yellow pages. You may
choose to have the County contractor maintain your property. A
current price list is included in your packet.
• Please complete and return the Reply Form provided in your
mailing packet by the date on the form. Indicate your preference
regarding performance of weed abatement services.
Program Staff Responsibilities
• Weed Abatement Inspectors will perform periodic inspections on all parcels included in the Santa Clara
County Weed Abatement Program. Properties that fail the
compliance inspection will be charged a failed inspection fee, even if the resident completes the weed abatement.
• Inspectors will order the County contractor to perform all necessary abatement work on any parcel where the MFSS are
not met. An attempt will be made to give the owner a courtesy
notice prior to releasing the work order.
• The County contractor uses several methods of abatement including discing and handwork. The property owner is free to
select whatever method they choose, provided the MFSS of all
federal, state and local laws are met.
• The Weed Abatement Program will place inspection costs and
the charges for County contractor services plus a County
administrative fee on the property owner’s tax bill during the
next fiscal year.
Burrowing Owls
Frequently Asked Questions
Q. Why have I received an Abatement Notice?
A. Typically, a property is placed on the program if a Weed
Abatement Inspector identified a potential fire hazard on the property.
Fire Departments and other agencies also submit complaints to the
Weed Abatement Program.
Q. What is required of me now that I am in the Program?
A. All property owners are required to maintain their property free of
fire hazards throughout the year.
Q. The grasses planted on my property are fire resistant. Are
they exempt from the Weed Abatement program?
A. No. Even grasses that possess some fire resistant qualities are not
fire proof, and they can add fuel to any site that is subject to a fire. Additionally, fire resistant grasses are rarely found in a pure,
homogenous stand but rather are usually found to occur mixed with
other common introduced annual grasses that are highly flammable and hazardous in a fire event. Finally, many grasses occur in Santa
Clara County and species identification is difficult in the field, especially after the spring when the reproductive portions required for
identification have dried and dispersed. Weed Abatement Inspectors
can only focus on the presence of grasses and weeds on your property and the Minimum Fire Safety Standards, and not on grass
species identification. Therefore, all grasses are required to be below
6 inches in height.
Q. What is the SC County Weed Abatement Program?
A. This is a monitoring program and our primary objective is
voluntary compliance. See the first two paragraphs of this brochure
for further specifics.
These small owls nest in abandoned ground squirrel
burrows. Discing collapses the burrows and kills the young.
These owls are listed as a state Species of Special Concern
and are protected by the federal Migratory Bird Treaty Act. If
you suspect burrowing owls on your property you must use
another form of weed abatement such as mowing or weed-
eating. If you request the County perform abatement
services, please notify program staff or your City if burrowing
owls are known to exist on your property.
More FAQ:
Q. How long will I be on the Program?
A. Your property will remain on the Program for three years. If
no hazards are found during that time, your property may be
removed from the program.
Q. How much will this cost me?
A. There will be an annual fee to cover the cost of the
compliance inspection. If the parcel does not meet the MFSS
when it is first inspected in the spring, or if work is required by
the County contractor, you will be charged additional fees. Our
goal is to ensure that the MFSS are met at the lowest possible
cost to the property owner.
Q. How will I be billed?
A. Any charges for the inspection and any abatement work
performed will appear as a special assessment on your next
property tax bill.
Q. Why have you performed work on my property while
the vegetation is still green?
A. Grass, weeds or piles of combustible debris have been
declared a public nuisance by your jurisdiction. Abating fire
hazards in the spring minimizes the volume of combustible
material before the hazards increase and dries out completely
during the peak fire season.
Q. Will you notify me prior to beginning abatement work?
A. Property owners are responsible for preventing fire hazards
on their property. If the MFSS have been met, but further work
is necessary, you will receive notice prior to the County
contractor performing the work. If the MFSS have not been
met, an attempt will be made to give the owner a courtesy
notice prior to initial abatement.
Q. Where can I find someone to provide abatement
services?
A. Weed Abatement contractors can be found in the Yellow
Pages under “Weed Control Services” or “Discing Services”.
You may have the County contractor perform the necessary
work; see your mailing packet for a current price list as
administrative costs are charged.
Q. How can I get additional information or assistance
regarding the specific requirements for my property?
A. Weed Abatement Inspectors are available to assist you and
answer your questions. Please call our Customer Service line
at (408) 282-3145 to schedule a consultation with program
staff or to obtain additional information.
Q. I have Grazing Animals do I need to perform
abatement?
A. Grazing animals do not absolve you of your responsibilities to provide a fire safe condition on your property. You will need
to check with our office to determine if grazing is adequate or if additional work is required.
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Fold Here First
Return Address
___________________________________
___________________________________
___________________________________
Santa Clara County Weed Abatement Program
Consumer and Environmental Protection Agency
1553 Berger Drive, Bldg. #1
San Jose, California, 95112
Fold Here Second
Use Staples To Secure
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RESOLUTION NO. 19-141
A RESOLUTION OF THE CUPERTINO CITY COUNCIL
DECLARING WEEDS ON CERTAIN DESCRIBED PROPERTY TO BE A
POTENTIAL FIRE HAZARD OR OTHER POTENTIAL NUISANCES AND
SETTING A HEARING TO DECLARE PUBLIC NUISANCE AND FOR
OBJECTIONS TO PROPOSED REMOVAL
WHEREAS,weeds as described in Chapter 9.08 of the Cupertino Municipal
Code are growing in the City of Cupertino upon certain streets, sidewalks,
highways, roads and private property; and
WHEREAS, said weeds are undesirable, noxious, and dangerous and/or
due to their rapid growth are or may become a fire menace; as such, said weeds
constitute a potential public nuisance under state law and Chapter 9.08 of the
Cupertino Municipal Code; and
WHEREAS, property owners and other persons occupying or having
charge or control of any building, lot, or premises within the City are required to
remove weeds in accordance with the provisions of Chapter 9.08 of the Cupertino
Municipal Code;
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Cupertino as follows:
1. Weeds growing upon any private property or in any street or alley within
the City in violation of Cupertino Municipal Code, Chapter 9.08 constitute
a public nuisance;
2. The weeds found on the streets, sidewalks, highways, roads and private
property,which properties are identified by common names or by reference
to the tract,block, lot, code area, and parcel number on the report prepared
by the County Agricultural Commissioner and attached hereto as Exhibit
A, are declared as having potential fire hazards or other potential nuisances
due to weeds that are noxious, dangerous, or pose health risks;
3. That the 21st day of January, 2020, at the hour of 6:45 p.m., or as soon
thereafter as the matter can be heard, in the Council Chamber in the
Community Hall, City of Cupertino, is hereby set as the time and place to
declare weeds on these properties to be a public nuisance and where all
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Resolution No. 19-141
Page 2
property owners having any objections to the proposed removal of such
weeds may be heard;
4.That the Agricultural Commissioner is hereby designated and ordered to
give notice of the adoption of this resolution, in the manner and form
provided in Chapter 9.08 of the Cupertino Municipal Code.
PASSED AND ADOPTED at a regular meeting of the City Council of the City of
Cupertino this 3rd day of December 2019 by the following vote:
Vote Members of the City Council
AYES: Scharf, Paul, Sinks, Willey
NOES: None
ABSENT: None
ABSTAIN: None
RECUSE: Chao
SIGNE
Steven Scharf,Mayor Date
City of Cupertino
ATTEST:
Grace Schmidt,City Clerk Date
02/04/20
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Resolution No. 19-141
Page 3
i
Reserved for Exhibit A
I
i
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Exhibit A
2020 WEED ABATEMENT PROGRAM
COMMENCEMENT REPORT
CITY OF CUPERTINO
Situs APN CITY/STATE
10175 MC LAREN PL 316-21-049 CHAO LIANG FANG 10175 MC LAREN PL CUPERTINO CA 95014-2335
10531 PORTAL AV 316-30-102 TANG,GEORGE AND TSAO,JUNG 10531 PORTAL AV N CUPERTINO CA 95014-2447
19641 DRAKE DR 316-32-028 YOUNG,KATHY AND EDBERG, 19641 DRAKE DR CUPERTINO CA 95014-2433
19661 DRAKE DR 316-32-030 KAN,CANDY L AND LAWRENCE K 19661 DRAKE DR CUPERTINO CA 95014-2433
20111 APPLE TREE LN 316-33-091 MA RUI 20111 APPLE TREE LN CUPERTINO CA 95014-2001
0 326-07-035 PACIFIC GAS AND ELECTRIC CO I I I ALMADEN BLVD SAN JOSE CA 95115-0005
10047 CRESCENT RD 326-16-027 GRAND SUCCESS LLC 10047 CRESCENT RD CUPERTINO CA 95014-1050
10036 CRESCENT RD 326-17-065 HENGYE LLC 10559 FELTON WAY CUPERTINO CA 95014-4305
10395 STELLING RD 326-28-094 CHEN,ZHIFENG TRUSTEE&ET AL 10395 STELLING RD N CUPERTINO CA 95014-1613
20985 GARDEN GATE DR 326-30-087 WU,RICHARD W ET AL 12181 COUNTRY SQUIRE LN SARATOGA CA 95070-3467
10467 GLENCOE DR 326-30-106 DAMASK ROBERT T PO BOX 2421 CUPERTINO CA 95015
10490 CASTINE AV 326-41-032 WONG,LAWRENCE W AND HEIDI Y 5094 GLENTREE DR SAN JOSE CA 95129-2125
10692 PEBBLE PL 326-43-042 LIOU, SU-LING AND CHEN, SHUO- 10692 PEBBLE PL CUPERTINO CA 95014-1333
10712 PEBBLE PL 326-43-044 WINGET,CHARLES M AND 10712 PEBBLE PL CUPERTINO CA 95014-1333
0 STEVENS BL 342-13-012 DEANE AND DEANE INC 4040 MOORPARK #116 SAN JOSE CA 95117-1851
10744 SANTA LUCIA RD 342-16-073 BANGALORE,MANJUNATH S AND 10744 SANTA LUCIA RD CUPERTINO CA 95014-3940
22577 SAN JUAN RD 342-17-084 DHUEY,MICHAEL J 22577 SAN JUAN RD CUPERTINO CA 95014-3932
22661 SAN JUAN RD 342-17-110 TURNER,PAUL J TRUSTEE&ET AL 10550 MIRA VISTA RD CUPERTINO CA 95014
0 EL CERRITO RD 342-21-004 ITEM,WERNER AND GLORIA E 22670 SAN JUAN RD CUPERTINO CA 95014-3933
10625 CORDOVA RD 342-22-103 BREINBERG,STEVEN AAND DANNA 10625 CORDOVA RD CUPERTINO CA 95014-3911
23026 VOSS AV 342-50-016 TSAI,VICKY TSAY-HSAI TRUSTEE& 0 PO BOX 977 CUPERTINO CA 95015-0977
0 LAND ONLY)342-50-019 CHAMBERLAIN,JACK T TRUSTEE 655 SKYWAY 230 SAN CARLOS CA 94070
0 STEVENS RD 351-10-043 PARKSIDE TRAIL LLC 0 P.O BOX 320667 LOS GATOS CA 95032
23 records of 127 Santa Clara County Weed Abatement Program Pagel
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2020 WEED ABATEMENT PROGRAM
COMMENCEMENT REPORT
CITY OF CUPERTINO
Situs APN CITY/STATE
0 MC CLELLAN RD 356-05-005 LOWENTHAL,RICHARD AND ELLEN 21602 VILLA MARIA CT CUPERTINO CA 95014
10750 RAE LN 356-07-076 CHANG,CHRIS ET AL 580 ALBERTA AV SUNNYVALE CA 94087-0000
21885 HYANNISPORT DR 356-13-050 BERGMAN,JACQUELINE 1660 GATON DR APT M03 SAN JOSE CA 95125-4514
21906 HYANNISPORT DR 356-14-057 XU,HAO AND WANG,XUE 21906 HYANNISPORT DR CUPERTINO CA 950144016
21662 COLUMBUS AV 356-18-049 CHANG,ERIC AND CECILIA KAN 21662 COLUMBUS AV CUPERTINO CA 950144711
21576 LA PLAYA CT 356-23-015 SAHA,ANGSHUMAN AND 0 PO BOX 2918 CUPERTINO CA 95015-2918
21987 LINDY LN 356-25-031 KANG,PING QI AND LIANG,YU JUAN 2408 CLEMENT ST SAN FRANCISCO CA 94121
NO SITUS 356-25-033 KANG,PINGQI ET AL 2793 RANDERS CT PALO ALTO CA 94303-0000
11395 CANYON VIEW CL 356-27-022 HOPKINS,JOHN N AND CAROLYN S 11395 CANYON VIEW CL CUPERTINO CA 95014-0000
11450 CANYON VIEW CL 356-27-023 CHANG,CHIAO-FU AND SUE-FAY 20832 HANFORD DR CUPERTINO CA 95014-1824
22032 LINDY LN 356-27-025 DE,KALPAJIT AND MAJUMDER, 22032 LINDY LN CUPERTINO CA 95014-4811
22310 PALM AV 357-04-023 VAN BLOMMESTEIN,ROBERT AND 1144 BRACE AV SAN JOSE CA 95125-3200
840 ROSE DR 359-04-019 LIAN,HAO AND WANG,JING 840 ROSE BLOSSOM DR CUPERTINO CA 95014-4214
10040 BIANCHI WY 359-07-021 LIN,JASON C AND FANG,YING HO 10228 STELLING RD N CUPERTINO CA 95014-1643
20940 STEVENS BL 359-07-022 LIN,JASON C 20940 STEVENS CREEK BL CUPERTINO CA 95014-2170
20616 MC CLELLAN RD 359-18-048 HARDEMAN,MELODY F ET AL 20616 MCCLELLAN RD CUPERTINO CA 95014-2955
20840 CHERRYLAND DR 359-20-042 HODA,MD AND BEGUM,RASHIDA 20840 CHERRYLAND DR CUPERTINO CA 95014-0000
0 BUBB RD 362-01-025 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
0 CRANBERRY DR 362-02-048 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
0 CRANBERRY DR 362-04-058 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
362-09-026 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
0 362-16-037 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
0 362-19-033 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
46 records of 127 Santa Clara County Weed Abatement Program Page 2
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COMMENCEMENT REPORT
CITY OF CUPERTINO
Situs APN CITYISTATE
1103 STELLING RD 362-22-006 KABRA,GOVIND AND ZAWAR, 1103 STELLING RD S CUPERTINO CA 95014-5020
1161 STELLING RD 362-22-018 WOODIE,KERMIT D TRUSTEE 1161 STELLING RD S CUPERTINO CA 95014-5020
7585 RAINBOW DR 362-24-003 LI,WEI AND WANG,TAO 7585 RAINBOW DR CUPERTINO CA 95014-5235
20666 CLEO AV 362-31-001 XU,BIN ET AL 20666 CLEO AV CUPERTINO CA 95014-5033
20652 CLEO AV 362-31-002 BURROW,BRADLEY J AND JUANITA S 20652 CLEO AV CUPERTINO CA 95014-5033
NO SITUS 362-31-030 ALMASI,AZITA TRUSTEE&ET AL 965 LAUREL GLEN DR PALO ALTO CA 94304-1323
11835 UPLAND WY 366-03-056 VENKATESH,BHIMACHAR 11835 UPLAND WY CUPERTINO CA 95014-5106
11841 UPLAND WY 366-03-062 VEMPATY,HYMA T AND 13304 GLEN BRAE DR SARATOGA CA 950704431
0 STAUFFER LN 366-09-053 UNION PACIFIC CORPORATION 10031 FOOTHILLS BLVD ROSEVILLE CA 95747
7690 PEACH DR 366-11-114 DOLL,CYNTHIAA TRUSTEE 4801 CAMERON RD ELK CA 95432
21660 RAINBOW CT 366-38-006 VAN BUREN,DONALD P AND 21660 RAINBOW CT CUPERTINO CA 95014-4829
21650 RAINBOW CT 366-38-007 BARNIV,ZURI M AND MICHAL 10668 CARVER DR CUPERTINO CA 95014-3607
22045 REGNART RD 366-46-004 BIGLER,ROBERT A AND PUNITA P 11230 BUBB RD CUPERTINO CA 95014-4979
22045 REGNART RD 366-46-005 BIGLER,ROBERT A AND PUNITA P 11230 BUBB RD CUPERTINO CA 95014-4979
REGNART RD 366-46-006 BIGLER,ROBERT A AND PUNITA P 11230 BUBB RD CUPERTINO CA 95014-4979
REGNART RD 366-46-007 BIGLER,ROBERT AAND PUNITA P 11230 BUBB RD CUPERTINO CA 95014-4979
10295 VICKSBURG DR 369-07-015 XU,GUANGJUN AND YANG,QI 10295 VICKSBURG DR CUPERTINO CA 95014-3358
10301 VICKSBURG DR 369-07-016 MUNTZ,DANIELAAND KUNO, 10301 VICKSBURG DR CUPERTINO CA 95014-3358
10140 RICHWOOD DR 369-08-033 ORTIZ ALFREDO TRUSTEE PO BOX 40 CUPERTINO CA 95015
10441 OAKVILLE AV 369-12-035 VRCELJ,MICHAEL J 10441 OAKVILLE AV CUPERTINO CA 95014-4520
10530 PINEVILLE AV 369-13-029 BALACHANDAR,NARMADA AND 10530 PINEVILLE AV CUPERTINO CA 95014-4529
10300 VICKSBURG DR 369-14-008 TANABE,THOMAS M TRUSTEE&ET 10300 VICKSBURG DR CUPERTINO CA 95014-3320
866 BETTE AV 369-24-047 TUNG,KA-WAH ET AL 866 BETTE AV CUPERTINO CA 95014
69 records of 127 Santa Clara County Weed Abatement Program Page 3
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Situs APN CITY/STATE
879 BETTE AV 369-27-050 CHANG,JUI PO 1198 EAGLE RIDGE WAY MILPITAS CA 95035
20011 PACIFICA DR 369-28-042 SWAMINATHAN,RAM AND 20011 PACIFICA DR CUPERTINO CA 95014-3110
10450 CORTE DE 375-05-005 TRACY HSU 22330 SANTA PAULAAVE CUPERTINO CA 95014
19160 STEVENS BL 375-07-001 STEVENS CREEK L P 1400 PARKMOORAV STE 190 SAN JOSE CA 95126-0000
10067 S. TANTAU AV 375-07-007 WU HUNGJEN HENRY 10067 S TANTAU AVE CUPERTINO CA 95014-3541
19131 LOREE AV 375-07-029 KONG FAN PENG AND CHEN MING 19131 LOREE AVE CUPERTINO CA 95014-3539
19160 STEVENS BL 375-07-061 STEVENS CREEK L P 1400 PARKMOORAV STE 190 SAN JOSE CA 95126-0000
18930 TILSON AV 375-09-049 LIU,ZHENG AND CHEN,AIDONG 18930 TILSON AV CUPERTINO CA 95014-3655
10200 STERN AV 375-12-002 MC GRATH,PATRICK W 0 PO BOX 2422 PALO ALTO CA 94309-2422
10240 STERN AV 375-12-042 YUN,JUNG SUK AND FLING,SUE 10240 STERN AV CUPERTINO CA 95014-3689
18880 ARATA WY 375-13-005 YI,QINGHONG AND ZHOU,RE 18880 ARATA WY CUPERTINO CA 95014-3634
18844 ARATA WY 375-13-008 DSOUZA,SANTHOSH A AND SABITHA 18844 ARATA WY CUPERTINO CA 95014-3634
18796 ARATA WY 375-13-012 CHANG,RUN JYE AND WU,YA PING 18796 ARATA WY CUPERTINO CA 95014-3633
10271 MENHART LN 375-15-028 YAMAMOTO,KEI AND KANG,KELLY 20730 FARGO DR CUPERTINO CA 95014-1904
10337 MENHART LN 375-15-039 HORIO,LELAND S ET AL 5878 MACADAM CT SAN JOSE CA 95123-4332
10391 MENHART LN 375-15-048 HU,YUGEN AND YINGHE 48236 ARCADIANT ST FREMONT CA 94539
10408 MENHART LN 375-16-004 BARDSLEY,BRENT G 10408 MENHART LN CUPERTINO CA 95014-3631
10272 MENHART LN 375-17-017 SF19G LLC 26880 ALISO VIEJO PKWY ALISO VIEJO CA 92656
10425 CALVERT DR 375-17-031 YEUNG,LORRAINE TRUSTEE 0 PO BOX 31 LOS GATOS CA 95031
10435 CALVERT DR 375-17-032 MCKEE,ELLEN D TRUSTEE 10435 CALVERT DR CUPERTINO CA 95014-3835
18770 TILSON AV 375-17-039 HOVEYDA,NILOUFAR AND JALILI, 1055 MCKINEY AV W SUNNYVALE CA 94086
10490 WUNDERLICH DR 375-17-055 LU,ANNE 10490 WUNDERLICH DR CUPERTINO CA 95014-3648
10240 CALVERT DR 375-18-022 WANG,NADIA J AND XING,PEI 10240 CALVERT DR CUPERTINO CA 95014-3808
92 records of 127 Santa Clara County Weed Abatement Program Page 4
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2020 WEED ABATEMENT PROGRAM
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CITY OF CUPERTINO
Situs APN CITY/STATE
10361 JOHNSON AV 375-18-039 MC GRATH,PATRICK W 0 PO BOX 2422 PALO ALTO CA 94309-2422
10409 JOHNSON AV 375-18-044 RECUPERO,MARILYN A TRUSTEE 1190 BASCOM AV S 108 SAN JOSE CA 95128
18655 LOREE AV 375-19-008 LIANG,WAN HAR CINDY TRUSTEE 18655 LOREE AV CUPERTINO CA 95014-3837
10424 STERLING BL 375-24-003 ATTIA,MAGED AAND BEDAIR, 842 SAN PETRONIO AV SUNNYVALE CA 94085-3449
10308 STERLING BL 375-24-017 HAO,STEVE MIN AND SUN,QING 6962 BOLLINGER RD SAN JOSE CA 95129-2847
18671 PRING CT 375-25-039 HUANG,CHANG-KAI AND TSENG, 18671 PRING CT CUPERTINO CA 95014-3822
18661 CRABTREE AV 375-25-047 SUBAINATI,JULIE AND MOHAMAD K 18661 CRABTREE AV CUPERTINO CA 95014-3864
18621 BARNHART AV 375-26-035 KOO,SANDRAS ET AL 18621 BARNHARTAV CUPERTINO CA 95014-3801
10456 JOHNSON AV 375-26-045 CHOI,IHNAEE AND CHO, SUNGJU 10456 JOHNSON AV CUPERTINO CA 95014-3814
10424 JOHNSON AV 375-26-049 WONG,DAMON AND IRENE LAI 10424 JOHNSON AV CUPERTINO CA 95014-3814
10610 WUNDERLICH DR 375-27-019 NIE,XIAOQIONG 10610 WUNDERLICH DR CUPERTINO CA 95014-3652
18781 TUGGLE AV 375-27-025 CAMPBELL MICHAEL D PO BOX 5345 SAN JOSE CA 95150-5345
10590 WUNDERLICH DR 375-27-026 CHOONG,PHILIP T AND HSIA S 27769 EDGERTON RD LOS ALTOS HILLS CA 94022-3235
10540 WUNDERLICH DR 375-27-037 ZHANG,YUAN AND CHEN,FENNA 10540 WUNDERLICH DR CUPERTINO CA 95014-3650
10740 GASCOIGNE DR 375-29-016 FAULKNER,BARBARA JEANNE ET AL 10740 GASCOIGNE DR CUPERTINO CA 95014-3846
10840 JOHNSON AV 375-30-024 ATCHISON,JOHN D TRUSTEE 0 PO BOX 698 CUPERTINO CA 95015-0698
10784 JOHNSON AV 375-31-003 WANG,YINAN 0 PO BOX 946 CUPERTINO CA 95014
10730 JOHNSON AV 375-31-008 LEE,MING-TZUNG AND YU-MING 10730 JOHNSON AV CUPERTINO CA 95014-3818
10711 GASCOIGNE DR 375-31-018 TSAI,CHIH JUNG AND LAI,HUI WEN 10711 GASCOIGNE DR CUPERTINO CA 95014-3845
10801 GASCOIGNE DR 375-31-027 AGARWAL, SANJAY TRUSTEE&ET 4231 NORWALK DR EE 101 SAN JOSE CA 95129
10831 JOHNSON AV 375-31-065 HUO,XIPING AND SONG, 5023 CAPISTRANO AV SAN JOSE CA 95129-1025
10841 JOHNSON AV 375-31-066 SONG,NING AND LI,YONGNA 10841 JOHNSON" CUPERTINO CA 95014-3819
10630 CARVER DR 375-32-020 MC GRATH,PATRICK W 0 PO BOX 2422 PALO ALTO CA 94309-2422
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CITY OF CUPERTINO
Situs APN CITY/STATE
10616 CARVER DR 375-32-021 YETTAW,JACKIE AAND JERRI L 10616 CARVER DR CUPERTINO CA 95014-3607
18870 TUGGLE AV 375-32-024 DELA CRUZ,SHERWIN PETER L 18870 TUGGLE AV CUPERTINO CA 95014-3626
18850 TUGGLE AV 375-32-026 ZHU,XINGLEI AND YIN,WENYUAN 18850 TUGGLE AV CUPERTINO CA 95014-3626
18931 PENDERGAST AV 375-33-033 KAWASAKI ELAINE T TRUSTEE 18931 PENDERGAST AVE CUPERTINO CA 95014-3622
10657 MORENGO DR 375-34-013 ORTIZ,ROSA F ET AL 10657 MORENGO DR CUPERTINO CA 95014-3513
10673 MORENGO DR 375-34-015 SHARMA, SUBHASH C AND MAMTA 10673 MORENGO DR CUPERTINO CA 95014-3513
18930 TUGGLE AV 375-34-045 SHEN&TIAN LLC 16230 AZALEA WY LOS GATOS CA 95032-3622
10732 MORENGO DR 375-35-059 ZHANG,JIANYONG AND XIAO,YAN 10732 MORENGO DR CUPERTINO CA 95014-3515
10627 CULBERTSON DR 375-36-027 MC GRATH,PATRICK W 1184 VALELAKE CT SUNNYVALE CA 94089-2032
928 HYDE AV 375-39-004 BARRACLOUGH WINFIELD J ROARK 928 HYDE AVE CUPERTINO CA 95014-4663
19210 TILSON AV 375-40-060 SINGH,TAJINDER AND SANDHU,1499 WOLFE RD S SUNNYVALE CA 94087-3633
678 MILLER AV 375-42-012 JEN KO-TAAND CHRISTINA N 678 MILLER AVE CUPERTINO CA 95014-4640
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