CC Resolution No. 4304.18 , WJM&L:KIJ:K:agr 2/3/77 6c
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RESOLUTION N0. 4304.18
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF CUPERTINO DETERMINING UNPAID ASSES~SMENTS ~
AND PROVIDING FOR THE ISSUANCE OF BONDS ~
NORTH DE ANZA BOULEVARD ASSESSMENT DISTRICT NO~. 76-14
RESDLVED, by tF~e City Council of the City of Cupertino,
California, tT~at
WHEREAS, this Council, on November 2,.1976, did pass and adopt
its Resolution of Intention No. 4304, relating to the acquisition ,
and construction of public improvements in said City under and pur-
suant to the provisions of the Municipal Improvement Act of 1913,
and did therein'provide that serial bonds would be issued thereunder
pursuant to tfie provisions of the Improvement Bond Act of 1915,
. reference to said Resolution of Intention and the proceedings
thereunder duly had and taken hereby being expressly made for £ur-
ther parti:culars;
WHEREAS, notice of the recordation of the assessment and of
the time within whicfi assessments may be paid in cash has been duly
published and mailed in tfie manner provided by law, and the time so
provided for receiving payment of assessments in cash has expired, ~
and the Director of Finance, being the person designated as Collec-
tion Officer, has filed with the Treasurer a list of a11 assessments
which now remain unpaid;
t~iHEREAS, this Council has duly considered said List and has
determined that tfie same is an accurate statement thereof;
NOW, THEREFORE, IT IS HEREBY ORDERED, as follows:
1. That the assessments now remaining unpaid, and the aggre-
. gate thereof, are as shown on said list and on Exhibit "A" hereto
attached and by reference made a part her~of.
2. That for a particular description of the lots or parcels
of land bearing the respective assessment numbers set forth in said
list and upon which assessments remain unpaid, severally and respec-
tively, reference is hereby made to the assessment and diagram
recorded in the office of the Superintendent of Streets of this City
after confirmation by this Council, the several lots or parcels of
land represented by said assessment numbers being so numbered and
designated upon said diagram and assessment as so confirmed and
recorded, severally and respectively.
. 3. 'I'fiat the unpaid list is in the amount of $1,202,406.55,
and bonds shall be issued in said amount upon the security of said
unpaid assessments in accordance with the provisions of said .
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Improvement Bond Act of 1915 (Division 10 of the Streets and Highways
Code~ and under and pursuant to the provisions of said Resolution of
Intention and the proceedings thereunder duly had and taken. Said
bonds s~hall be dated February 2, 1977, be designated Series 76-14, '
be payable at Bank of America National Trust and Savings Association,
the Paying and Registration Agent of the City, at its principal
office in San Francisco, California, and bear interest from their
date to their respective dates of maturity at the rate or rates de-
termined in the accepted bid for the purchase thereof (not to exceed
eight percent (8%) per annum), represented by coupons payable on
January 2 and July 2 of each year, commencing on January 2, 1978, and
the denominatiorr of said bonds and their respective numbers and dates
of maturity are as shown on Exhibit "B" hereto attached and made a
part fiereof by reference .
4. Said bonds shall be issued in series, and the unpaid
assessments as shown on said list and determined by this Council,
together with the interest thereon, sha11 remain and constitute a
trust fund for the redemption and payment of said bonds and of the
interest which may be due thereon, which unpaid assessments shall be
taxable in annual series corresponding in number to the number of
series of bonds issued, and an annual proportion of each assessment
s.hall be payaBle in each year preceding the date of the maturity for
each of the several bonds issued, and such proportion of each assess-
ment coming due in any year, togetfier with the annual interest
thereon, shall be payable in installments as the general taxes of
the City on real property are payable, and shall become delinquent
at the same time and in the same proportionate amounts and bear the
s~ame proportionate penalties for delinquency.
5. The bonds sha11 be executed on befialf of the City and
under its officiai seal by the Treasurer and Clerk, and the coupons
attached to the bonds shall be executed by.the Treasurer whose signa-
ture may be reproduced on the bonds and coupons by engraved, printed
or lithographed facsimile thereof, and the official seal may be
placed on the bonds in like manner, and such signing and sealing
sha11 consti.tute and be a sufficient and binding execution of each
and every one of said bonds and coupons thereof, respectively. Said
bonds shall be substantially in the form set forth in said Improve-
ment Bond Act of I915, except for such changes as are necessary to
conform to the provisions herein.
6. Registration of Bonds. Each of said bonds may be regis-
tered as to both principal and interest or as to principal alone,
upon the wxitten request of the holder and presentation of the bond
to tYie Registration Agent for such purpose.
a} Princi al arid I~nterest. When a bond is presented for
registration as to ot principa an interest, the coupons shall be
removed therefrom and canceled (or preserved in a place of safe-
keeping, at the option of tfie Registration Agent), and the number of
the bond and the name and address of the holder in whose name the
bond is to be registered and the date of such registration sha11 be
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entered in the book of registered bonds required to be maintained by
, the Registzation Agent, and a notation shall be made therein and on
the back of tfie Bond tha.t registration is as to both principal and
interest. Until such registration is discharged as hereinafter pro-
vided, the interest when due shall be payable only to the registered
owner, and the principal when due shall be payable only~to such
owner upon presentation of the bond to the Registration Agent.
b) Princi a1 On1 . When a bond is presented for regis- ~
tration as to principa on ~ the bond number, the holder`s name and
address and th.e registration date shall be entered in the registrq
book as aforesaid, and a notation shall be made therein and on the
back of tfie bond that registration is as to principal only. In such
case, the coupons remain negotiable and transferable by delivery and
shall not be removed from the bond. Interest on such bond shall be
paid to the person presenting Che coupons for payment; principal,.
however, shall be paid only.to the registered owner upon presenta- .
tion of such bond to the Registration Agent.
c) Transfer. ~A registered bond may be transferred only
by the registere-3 owner, in person or by attorney duly authorized,
by a written instrument of transfer in form acceptable to the Regis-
tration Agent, and by the Registration Agent endorsing such trans£er
on the back of the bond and in the registry book.
d) Dereg'istration. A reg3:stared bond may be discharged
from registration upon written request of the registered owner. In
such case, the Registration Agent shall transfer the bond to bearer
by appropriate endorsement on the back of the bond and in the
registry book, cause all unmatured coupons that have been removed
from the bond to be reattached to the bond (such coupons to be~
reprinted, if necessary), and deliver the bond and coupons to the
~ owner, and thereupon negotiability and transferability by delivery
shall be restored. Until registered again, the principal of the
~ bond and the interest thereon shall be payable when due to the
person surrendering the coupons and bond to the Registration Agent.
e) Rere istration. Deregistered bonds may be registered
again, in the manner ereto ore provided.
f) Char es. The person requesting registration~ trans-
fer or deregistrat-
io~n, shall pay any charges therefor, including any
cost of reprinting the coupons.
g) Form of Re istration Endorsement. There shall be
~ provided on the ac o eac on a statement with appropriate
blan~cs to be signed by the Registration Agent, indicating the date
of registration or transfer, the type of registration and.the name
and~address of the registered owner.
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7. The coupons shall be numbered consecutively and be sub-
~tantialiy in the followi.ng form, to wit: ~
The CITY OF CUPERTINO, California, will, Due ~ 2. I9
on the due date hereof', unless the bond -
specified herein is redeemed prior
thereto, pay to bearer the sum hereon
at Ban o America National Trust and ~
Savings Associatian, the Paying and
Registration Agent of said City, at its
principal office in San Francisco, Coupon No.
California, as interest.on its
IMPROVEMENT BOND designated NORTH DE
ANZA flOULEVARD A~~ES~MENT DISTRICT
N0. 76-I4, SERIES 76-14, dated
February 2, 1977, bearing No.
Treasurer
8. On the basis of the facts, estimates and circumstances
now in existence and in existence on the date of issue of the bonds,
as determined by the City Treasurer, the City Treasurer is authorized
to certify that it is not expected that the proceeds of the issue
will be used in a.manner that would cause such obligations to be
arbitrage bonds. Such certification shall be delivered to the pur-
chaser together with the bonds.
9. The City Clerk shall forward certified copies of this
resolution.to the City Treasurer and to the Director of Finance of
Santa Clara County.
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, PASSED AND ADOPTED at a regular meeting of the City Council
of the C'i.ty of Cupertino this 8~th day of February, 1977, by the
following. v~ote:
Vote: Members of the City Council
AYES: Frolich, Jackson, Nellis, Meyers
NOES : None
A$~ENT : 0'.Keefe
ABSTATN : None
APPROVED:
' %s/ Robert W. Meyers '
ayor, ity o upertino
ATTEST:
R der
lty EZ
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LIST OF UNPAID ASSESSMENTS '
NORTH DE ANZA B~ULEVARD ASSESSMENT DISTRICT N0. 76-14
Diagram and
Assessment Amount of Unpaid
Number Assessed U on Assessment
arce Map
Book Page Parcel
~ 1 384 27 & 28 D 144,204.85
2 384 27 & 28 C 390,108.38
3 384 27 & 28 B 41,418.36
4 384 27 & 28 A. 280,098.17
Assessor's Parcel No.
5 326 33 85 $ 48,766.06
6 326 33 69 15,546.97
~ 326 33 58 56,007.53
$ 326 33 84 7,132.84
9 326 10 20 portion 3,631.51
10 326 10 2Q portion 109,881.59
11 326 10 48 21,197.76
i2 326 10. 47 2,795.54
13 326 10 46 2,849.33
14 326 10 44 2,091.59
15 326 10 42 24,749.51
16 326 10 43 ~ 51,926.56
$1,202,406.55
EXHIBIT "A"
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CITY OF CUPERTINO
NORTH DE ANZA BOULEVARD ASSESSMENT DISTRICT N0. 76-14
$1,202,406.55 IMPROVEMENT BONDS, SERIES 76-14
Bond IVumbers Principal Maturity Date
(Inclusive) Denomination ~Amount (July 2~)
1 $ 406.55 $ 406.55 1978
2- 4 1,000.00 3,000.00 1.978 -
5- 8 5,000.00 20,000.00 1978
9- 19 5,000.00 55,000.00 1979
20 - 31 5,000.00 60,000.00 198.0
32 - 44 5,000.00 65,000.00 1981
45 - 58 5,000.00 70,000.00 1982
59 - 72 5,000.00 70,000.00 1983
73 - 77 1,000.00 - 5,000.00 1984
78 - 91 5,000.00 70,000.00 1984
92 - 96 1,000.00 5,000.00 1985
97 - 111 5,000.00 75,000.00 1985
112 - 116 1,000:00 5,000.00 1986
117 - 132 5,000.00 80,000.00 1986
133 - 137 1,000.00 5,000.00 1987
138 - 154 5,004.00 85,000.00 1987
155 - 159 1,000.00 5,000.00 1988
160 - 177 5,000.00 90,000.00 1988
178 - 182 1,000.00 5,000.00 1989
183 - 201 5,000.00 95,000.00 1989
202 - 206 1,000.00 . 5,000.00 1990
207 - 226 5,000.00 100,000.00 1990
227 - 231 1,000.00 5,000.00. 1991
232 - 253 5,000.00 110,000.00 1991
254 - 257 1,000.00 4,000.00 1992
258 - 279 5,000.00 110,000.00 1992
EXHIBIT "B"