CC Resolution No. 4144.15 ~
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RESOLUTION N0. 4144.15 ~ .
' A RESOLUTION OF THE._CITY COUNCIL OF THE CITY OF CUPERTINO
~ DETERti1INING UNPAID ASSESSI]ENTS AND. PROVIDING FOR THE ~
' ISSUANCE.OF BONDS
~ ~ FELTON ASSESSI~2ENT DISTRICT PROJECT N0. ?5-6
. RESOLVED, by the City Council of the Citp of Cupertino,
California, that '
~ WHEREAS, this Council, on April 5, 1976, did pass and
.adopt its Resolution.of Intention No. 4144.2, relating to the
acquisition a.nd construction of public improvements in said City •
.under and pursuant to the provisions of the Municipal Improvement
Act of 1913, a.nd did therein.provide that serial bon'ds would be
issued thereunder pursua.nt to the provisions of the Improvement
Bond Act of 1915, reference to said Resolution of Intention and
the proceedings thereunder duly had and ta.ken hereby being ex-
pressly made.for further par.ticulars; _
WHEREAS, notice of the recordation of the assessmE~nt a.nd
of .:the .time within which assessments may be pai.d in cash has been
duly published and mailed in the manner provided bp law, ~nd the
time so provided for receiving payment of assessments in~cash has
expired, an~d the Fina.nce Director, being the person appointed as ~
, Collection Officer; has filed~in his office, as Treasurer, a list
' of.~all assessments which now~ remain unpaid;
~ WHEREAS, this Council has duly considered said list and
~ has determined that. the same is a.n accurate statement thereof; ~
NOW, THEREF'URE,. ~IT IS HEREBY ORDERED, as follo~vs.:
1. That the assessments. now remaining unpaid,. a.nd the
aggregate thereof, are as shown on.s aid list and on Exhibit "A"
hereto attached a.rid by reference made a part hereof..~
~ 2. That for a particular description of the lots or par-
cels. of la.nd bearing the respective assessment numbers set forth
in said list a.nd upon which assess~nents remain unpaid,. severally
and respectively, reference is her.eby made to the assess.ment and
diagra.m recorded in the office of the Superintendent of Streets.
of this City after confirmation by this Council, the several lots
or parc~ls:of land represented by said assessment numbers bAing .
so numbered and designated. upon said diagra.m a.nd assessment as so
confirmed and recorded, severally and respectively.
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3. That the unpaid list is in the a.mount of $44,004.40,
and bonds shall be issued in said amount upon the security of said
unp aid assessments in accordance with the provisions of s aid '
Improvement Bond Act of 1915 (Division 10 of the Streets and High-
ways Code) and under a.nd pursuant to the provisions of said
Resolution of Intention a.nd the proceedings thereunder duly had
a.nd ta.ken. Said bonds shall be dated October 1, 1976, be desig-
nated Series 75-6, be payable at Bank of America National Trust
a.nd Savings Association, the Paying and Registration Agent of
the City, at ~ts principal office in Sa.n Francisco, California, and
beax interest from their date to their respective dates of maturity
at the rate of not to exceed eight percent (8~) per a.nnum, repre-
sented by coupons payable on January 2 and July 2 of each year,
commencing on Ja.nuary 2, 1978, and the denomination of said bonds
a.nd their respective numbers and dates of maturity are as shown
on Exhibit ''B" hereto attached a.nd made a part hereof by reference.
4. Said bonds shall be issued in series, and the unpaid
assessments as shown on said list and determined by this Council,
together with the in.terest thereon, shall remain and constitute
a trust fund for the redemption and payment of said bonds and of
the interest which may be due thereon, which unp aid assessments
shall be.taxable in a.nnual series corresponding in number to the
numbe,r o:f series of' bonds issued, a.nd an annual proportion of
each assessment shall be payable in each year preceding the date ~
of the m~.turity for each of the several bonds issued, and such~~
~ proportion o~ each assessment coming due in any year, together
arith the a.n.nuaT interest thereon, shall be payable in installments
as the general taxes of the City on real property are payable, and
sha11 become delinquent at the sa.me time and in the same propor-
tionate amounts a.nd bear the same proportionate penalties for.
delinquency. ~
5. The bonds shall be executed on behalf of the City and
under its official seal by the Treasurer and Clerk, and the coupons
attached to the bonds shall be executed by the Treasurer whose
signature may be reproduced on the bonds and coup ons by engraved,
printed or lithographed f acsimile thereof, a.nd the official seal
may be placed on the bonds in like ma.nner, and such signing and .
sealing shall constitute and be a sufficient and binding execution
of each a.nd every one of said bonds and coupons thereof, respectively.
Said. bonds shall be substa.ntially in the form set forth in said
Impzovement Bond Act.of 1915; except for such changes as are neces-
~sary~to conform to the provisions herein.
6. Registration of Bonds . Any of said bonds may be
registered as to both principal and interest or as to princip al•
alone, and if registered may be deregistered,.reregistered or the
ownership thereof tra.nsferred, upon the written request of the
~holder or registered owner and presentation of the bond to the
Registration Agent for such purpose. .
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the type of registration and the name and address of the registered
owner. .
~ 7. The coupons shall be numbered consecutively and be
s.ubsta.ntially in the following form, to wit: ~
The CITY OF CUPERTINO, California, Due 2, 19 ~
will, on the due date hereof, unless
the bond specified herein is re-
deemed prior thereto, pay to bearer
the sum hereon at Bank of America $
National Trust and Savings Associa-
tion, the P aying and Registration .
Agent of said City, at its princi-
pal office in Sa.n Francisco, " Coupon No.
California, as interest on' its
I~PROVE~NT BOND designated FELTON
ASSESSMENT DISTRICT PROJECT N0. 75-6,
SERIES 75-6, DATED October 1, 1976, .
bearing No. ~
Treasurer ~
~ 8. On the basis of the facts, estimates and circumstances
now in existence and in existence on the date of issue of the bonds,
as determined by the City Treasurer, the City Treasurer is autho-
rized to certify that it is not ~expected that the proceeds of the
issue will be used in a manner that woul'd cause such obligations
• to be arbitrage bonds. Such certification shall be delivered to
the purchaser together with the bonds. ~ ~
9. The City Clerk shall forward certified copies of this
resolution to the City Treasurer and to the Director of Finance
of Santa Clara County.
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a) Principal and Interest. `Vhen a bond is presented
for registration as to both principal and interest the coupons ~
shall be removed therefrom and canceled (or preserved in a place
of safeke.eping, at the option of the Registration Agent), and the
. number of the bond and the name and address of the person in whose
~ name it is to be registered shall be entered in the book of regis-
tered bonds required to be-maintained bp the Registra,tion Agent,
and a notation shall be made ther~in a.n.d on the back of the bond
. that registration is as to both principal and interest. Until
such registration is discharged, as hereinafter provided, the
interest shall be payable only to the registered owner, and the
principal shall be payable only to such owner upon presentation
of the bond to the Registration Agent.
b) Principal Only. When a bond is presented for
registration as to principal only, a notation to that effect shall
be made in the registry book and on the back of the bond~, the cou-
pons remain negotiable and transferable by delivery and shall not
be removed; interest on such bond shall be paid to the person
presenting the coupons for payment; principal, however, shall be
paid onZy to the registered owner upon presentation of such bond
to the Registration Agent.
c) Transfer. A registered bond map be transferred
only by the registered owner, in person or by attorney duly autho-
rized by a written instrument of transfer in form acceptable to ~
the..Registration Agent, and by the Registration Agent endarsing
on the back of the bond and in the registry book the fact of the
tra.nsfer.
d) Deregistration. A registered bond may be dis-
~ charged from~registration upon written request of the registered
owner. The Registration Agent.shall transfer the bond to bearer
by appropriate endorsement on the baek of.the bond and in the
regis~ry book,. cause all unmatured coupons to be reattached to
the bond, where necessary, and deliver the bond and coupons to
the owner, and thereupon negotiabilitp and transferability by
delivery shall be restored; until registered again, the principal
and interest shall be payable to bearer upon surreader of the .
coupons and bond, as due. -
~ e) Reregistration. Deregistered bonds may be registered
again, in the ma.nner heretofore provided.
f) The person requesting registration,. transfer or
~ deregistration, shall.pay any charges therefor, including any cost
of reprin.ting the coupons .
g) There shall be provided on the b ack of each bond
a suitable statement with appropriate bla.nks to be signed b;~ the
Registration Agent, indicating the date of registration or transfer,
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PASSED AND ADOPTED at a regular meeting of the Citp Council
~ of the City of Cupertino this 20th day of September, 1976, by the
following vote: ~ '
Vote: Members of the City Council
AYES: Frolich, Jackson, Nellis, 0'Keefe, Meyers
NOES : None , -
~ ABSENT : None
~ ABSTAIN: None
~ APPROVED:
w
~iayor, City of Cu tino
ATTEST
Ci Clerk
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LIST OF UNPAID ASSESSMENTS ~
• FELTON ASSESSMENT DISTRICT N0. 75-6 ~
Assessment Assessor's. Amount of Assessed Valuation
Number ~ P~arcel~No. Assessment L~and Improvements
1 359-19-11 $ 1,000.1.0 $ 2,500 $ 9,350
2 359-19-12~ 1,000.10 2,500 8,000 '
3. 359-19-13 1,000.10 2,500 7,930
5 359-19-15 1,000.10 2,500 7,730
8 359-19-18 1,000.10 2,500 7,550
9 359-19-19 1,000.10 2,500 8,620
13 359-19-08 1,000.10 2,500 7,830
14 359-19-07 1,000.10 2,500 8,130
~ 15 359-19-06 1,000.10 2,500 7,550
18 359-19-03 1,000.10 2,500 8,200
19 359-19-02 I,000.10 2,500 . 8,350
21 359-18-01. 1,000.10 2,500 7,550
23 359-18~03 1,000.10 2,500 7,550 ,
24 359-18-04 1,000.10 2,500 7,930
~ 25 359-18-05 1,000.10 2,500 7,890
26~ 359-18-06 1,000.10 2,500 8,100
27 359-18-07 1,000.10 2,500 8,780
28 359-18-08 3,000.30 2,500 8,150
29 359-18-19 1,000.10 2,500 7,820
30 359-18-18 1,000.10 2,500 7,450
31. 359-18-17 1,000.10 2.,500~ 7,170
32 359-18-16 1,000.10 2,500 7,170
33 359-18-15 1,000.10 2,500 7,450
~ 37 359-18-11 1,000.10 2,500 7,130~
~ 39 359-18-36 1,000.10 2,500 8,880
40 359-18-35 1,000.10 2,500 7,850
42 359-18-33 1,000.10 2,500 ~ 6,750
45 ~ 359-18-30 1,000.10 2,500 7,170
46 359-18-29 1,000.10 2,500 7,170
48 359-18-Z7 1,000.10 2,500 5,925
~ 52 359-18-23 1,000.10 2,500 6,075
53 359-18-22 1,000.10 2,500 6,175
54 359-18-21 1,000..10 2,500 5,925
55 359-18-20 1,000.10 2,500 , 7,100
. 56~ 359-18-47 1,000.10 2,500 5,925
57 359-i8-45 1,.000.10 2,500 5,925
~ 58 359-23-14 1,000.10 2,500 7,100 ~
59 359-23-13 1,000.10 2,500 7,100
~ ~ 60 359-23=12- 1,000.10 2,500 7,250
6I 359-23-11 1,000.10 ~ 2,500 ~ 7,920 ~
_ ~ 62, 359-23-10 1,000.10 2,500 8,295
64 359-23-08 1,000.10 2,500 7,550
$44.,004.40 $105,000 $315,465
EXHIBIT "A"
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CITY OF CUPER~INO
. FELTON ASSESSI4IENT DISTRICT PROJECT N0. 75-6
' . ~44, 004 .40 SERIES 75-6 IiVIPROVE1~lENT BONDS ~
. Bond Numbers Amount of Date of Maturity
( Inclusive ) * Principal ( July, 2 ) '
• 1 . $ 1,004.40 ~ 1978
~ 2 1,000.00 T979
3 1,000.00 I980
4-5 2,000.00 I98I
6-7 2,000.00 1982 ~ ~
8-10 3,000..00 1983
11-13 3,000.00 1954
14-16 3,000.00 1985
17-20 4,000.00 1986
21-24 4,000..00 1987
. 25~-28 4,000.00 I988
29-32 4,000.00 1989 .
33-36 4,000.00 19~J0
37-40 4,000.00 1991
~ 4T-44 4,000.00. 1992
DENObIINATI~N: B~~nd number 1 is $1, 004.40
Bonds numbered 2 through 44 are each $1,000
EXHIBIT "B„
" ERNEBT A. wIL50N Af~CREW C. MALI,JR. ~1 ILSON~ JOl\.L~S, Mo$xox & LYxcs CNARL[$ N.ItIRIteRID[
neNNErH i.~oNes pEA11LD A.LASTER ATTORNEYS AND COUNSELLORS AT LAW ~ea+-ioii
JAME9 T. MORTON JEIiEMIAM J. IYNCN MIRMERIDB 6 OORDON
JONN E.IYNCM (IB5B-1971) MICHAEL R. NAVE 63O NORTH SAN MATEO DRIVE (~09[PH B.OOADON)
PMILIP D. A99AP ,14ME5 L.COPHLAND ~Y~~~~~2~
PEOOY I.MaHLlI00TT gMARON 9. WNITC P. B~X 1$2 1lIRISBpID6 6 WILBON
ROBERT J. MILI IG2G-ID~1
TNOMAS C. MOi70NEY MAYEF A. DANIEI SAN MATEO, CALIFORNIA 94401
JOAN E. BRIODY 1(~RI(BRIO[~ WIL90N. NAR2F6LD 6 WALLAC6
TMOMA9 B. ADAM$ pqUl C. WILI(IN9 IB~~-Ip61
9HERROD 9.DAVIS THOMAS S.OWHN ~415~342-3$23
LAWRENCE C. JHN9HN ROBERT O. AUWBREY OF COUN9CL
ROV J. KOEOEN ARTNUP J.MwW2F[LO
A. A. NAPLAN (MO. ONLY)
September 14, 1976 _ ~
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~FrF~~`~''r' ~
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Mr. William Ryder ~
City Clerk
10300 Torre Avenue ~ ~
Cupertino CA 95014 ~
RE: Felton Avenue Assessment Proceedings
Dear Mr. Ryder:
Enclosed for the agenda of the council meeting of
September 20, 1976, please find the following resolutions:
1. Resolution Determining Unpaid Assessments and
Providing for the Issuance of Bonds.
2. Resolution Awarding Sale of Bonds.
The latter resolution formally confirms the action
t~,ken by the council on bids received for the bonds on
September 7, 1976.
Please send us the usual certified copies of each
resolution upon adoption.
Very truly yours,
.
for , 0 , ORTON & LYNCH
KIJ:pn
Enclosures
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, ~ Cit~ of C~per~~~~ t
lO3QO'.~J~'i0 HV::f~u:. ,
1
Cupertino, California 95014
Telephone i408} 25~-~~OS
DEPARTMENT OF f1DMIN15'fRA~'IVE SiR.~I~ES
September 23, 19•7~6 ~
Mr. Kenneth I. Jones, AttornPy
Wilson, Jones, Morton & Lynch
P. 0. Box 152
San Mateo, CaliL-ornia 94401
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FELTON ASSESSTIENT DISTRICT PR(7JECT N0. 75-6
I am forwarding for your files one (1) certiPie~i copy of the following res-
olutions which ti~ere passed and adopted by the C3.ty Council at its meetings
of September 8 and Se.ptember 20, 1976: ~
Resolution No. 4144..13.: A Resolution of the~Ci~~y Council of the City o'f
Cupertino Approving Contract Change Order No.~:t for Felton As:a-e~"^t~nt District,
Proj ect 75-6 ' '
Fesolution No. 4144.14: A Resolution of the City Council of the City of
Cupertino Awarding Sale of Bonds, Felton Assessment~.District No. 75-6 .
Resolution No. 4144.15: A Resolution of the City Council of the City of
Cupertino Determini.ng Unpaid Assessments and Providing for the Issuance
of Bonds, FC~ton Assessment District Project No. 75-6 ~
~LLEN PAGNINI
DEPUTY CITY CLERK ' „ ° f
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' Cftw ~f Cwpertit~d
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10300 Torre Avenuc
Cupertino, California 95014
Telephone (408) 252-4505 ~
DEPARTMENT OF ADMINISTRA7IVE SERVICES
September 23, 1976 .
Mr. Gil Gunn
Pacific Gas & Electric Co.
750 West Olive Avenue
Sunny~ale, California 94086
FELTON ASSESSMENT D'iSTRICT PROJECT N0. 75-6
I am forwarding for your files one (l) certified copy of the following res-
olutions which were passed and adopted by the City Council at its meetings
of September 8 and September 20, 1976: ~
Resolution No. 4144.13: A Resolution cf the City Council of the ~ity of
Cupertino Approving Contract Change Order No. 1 for Felton Assess~;fent District,
Project 75-6
Resolution No. 4144.14: t~ Resolution of the City Council of the City of ~
Cupertino Awarding Sale of Bonds; Feltpn Assessment DisCrict No. 75-6
Resolution I~To,. 144.15: A Resolution of the City Council of the City of
Cupertino Determining Unpaid Assessments and 1'roviding for the Issuance
of Bonds, Felton Assessment llistrict Project No. 75-6
ELLEN PAGNINI
DEPUTY CITY CLERK
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~ ' ~it~ af C~+perti»o
10300 Tone Avenue
Cupertino, California 95014
Telephone (408) 252-4505 ~
DEPARTMENT OF ADMINISTRATIVE SERVICES
September 23, 1976 ~
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Pacific Telephone
4 North 2nd Street, Room 625
San Jose, California 95113
Attention: J. A. Peterson
FELTON ASSESSMENT DISTRICT PROJECT N0. 75-6
I am forwarding for your files one (1) certi.fied copy of the following res-
olutions which were passed and adopted by the City Council at its meetings
of September 8 and September 20, 1976: '
Resolution iv'o. 4144.13: A Resolution of the City Council of the City of
Cupertino Approving Contract Change Order No. 1 for Felton Assessment District,
Project 75-6
<
Resolution No. 4144.14: A Resolution of the City Council o£ tlie City of ~
Cupertino Awarding Sale of Bor_ds, Felton Assessment District No. 75-6
Resolution No._4,144.15: A Resolution of the City Council of the CiCy of
Cupertino Determining Unpaid Assessments and Providing for the'Issuance
of Bonds, Felton Assessinent District Project No. 75-6 ~
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ELLEN PAGNINI ~
DEPUTY CITY CLERK
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' Cit~ af Cap~rti~o
10300 Torre Avenue
Cupertino, California 95014 •
Telephone (408) 252-4505 •
DE.PARTMENT OF ADMINISTRATIVE SERVIC[5
September 23, 1976 .
Cupertino SanitaryYDistrict ~
20065 Stevens Creek Boulevard -
Cupertino, California 95014
I'ELTON ASSFSSMENT DISTRICT PROJECT N0. 75-6
I am forwarding for your files one (1) certified copy of the following res-
olutions which were passed and adopted by the City Council at its meetings
of September 8 and September 20, 1976:
Resolution Na. 4144.13: A Resolution of the City Council of the City of
Cupertino Approving Contract Change Order No. 1 for Felton Assessment District,
Project 75-6 '
Resolution°No. 4144.14: A Resolution of the City Council of the City of
Cupertino Awarding Sale of Bonds; Felton Assessment District No. 75-6 ~
Resolution No. 4144.15: A Resolution of the City Council of the City of
Cupertino Determining Unpaid Assessments and Providing for the Issuance ti
of Bonds, Feitoh'Assessment District Project No. 75-6
ELLEN PAGNINI
DEPUTY CITY CLERK
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10300 Torre Avenuc
Cupertino, California 95014
Telephone (408) 252-4505 •
UEPARTh1ENT OF ADMINISTRATIVE SERVIC[5
September 23, 1976
San Jose Water N
374 W. Santa Clara Street ~
San Jose, California 95113
Attention: iVorman New
I'ELTON ASSESSMENT DISTRICT PROJLCT N0. 75-6
I am forwarding for your f.il_es one (1) certified copy of the following res-
olutions which were passed and adopted by the City Counci.l at its meetitigs }
of September 8 and September 20, 1976: .
Resolution No. 4144.13: A Resolution of the City Council of the City of
Cupertino Approving Contract i.hange Order No. 1 f.or Felton Assessment DistricC,
Project 75-6
a
Resolution No. 4144.14: A. Resolution of the City Council of the City of ~
Cupertino Awarding Sale of Bonds, Felton Assessment District No. 75-6
Resolution No. 4144.15: A Resolution of the City Council of the City of
Cupertino Determ~.ning Unpaid Assessments and Providing for the Issuance
of Bonds, Felton Assessment District Project No. 75-6
ELLEN PAGNINI
DEPUTY CITY CLERK
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