CC Resolution No. 3875.19 ~ ' WJNB.:KIJ:ar 2/3/77 4c
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RESOLUTION N0. 3875.19
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CUPERTINO
DETERMINING b10DIFIED UNPAID ASSESSr~~NTS P,ND PROVIDING FOR
~ ISSUANCE OF PORTION OF BONDS FOR VALLCO PARK ASSESSI~ENT ~
DISTRSCT 1974-4
SECOND SALE
RESOLVED, by the City Council of the City of Cupertino,
California, that
WHEREAS, this Council did, on March 17, 1975, pass and adopt
its Resolution of Intention No. 3875.2, relating to the acquisition
and construction of public improvements in said City under and
pursuant to the provisions of the Municipal Improvement Act of 1913,
and did therein provide that serial bonds would be issued thereunder
pursuant to the provisions of the Improvement Bond Act of 1915,
reference to said Resolution of Intention hereby being expressly
made for further particulars;
t~3EREAS, notice of the recordation of the assessment and of
the time within which assessments may be paid in casn has been duly
published and mailed in the manner provided by law, certain modifica-
tions in the amounts of said assessments have been made and ordered,
and a list of the modified unpaid assessments levied in said proceed-
ings is on file in the office~of the Director of Finance of this
Ci ty ; and ~ ~
WHEREAS, the City has heretofore issued and sold the First Sale
(Series 1974-4A) of bonds to represent unpaid assessments in the
total principal amount-of $665,000; ~
NOj~, THE REFORE, IT IS HEREBY ORDERED, as follows:
1. That the modified unpaid assessments in said List of Unpaid
Assessments and the aggregate thereof ar~ as shown on Exhibit "A"
hereto attached and by reference made a part hereof.
2. That for a particular description of the lots or parcels
of land bearing the respective assessment numbers set forth in said
list reference is hereby made to the assessment and to the diagram
recorded in the office of the Superintendent of Streets of this
City after confirmation by this Council, the several lots or parcels
of land represented by said assessment numbers being so numbered
and designated upon said diagram and assessment as so confirmed and
recorded, severaily and respectively.
3. The Modified List of Unpaid Assessments is in the amount of
$1,028,379.22, and bonds shall be issued upon the security of said
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unpaid assessments in the amount of $363,379.22, in accordance with
the provisions of the Improvement Bond Act of 1915 (Division 10
of the Streets and Highways Code) and under and pursuant to the
provisions of said Resolution of Intention and the, proceedings
thereunder duly had and taken. Said bonds shall be dated March 2,
1977, be designated Series 1974-4B, be seventy-three (73) in
number, be payable at the principal office of the Bank of America
National Trust and Savings Association, San Francisco, California,
Paying and Registration Agent of the City, and bear interest from their
date to their respective dates of maturity at the rate of not to
exceed eight percent (8~) per annum, represented by coupons payable
on January 2 and July 2 in each year, commencing January 2, 1978,
and the denominations of said bonds and their respective numbers and
dates of maturity are as shown on Exhibit "B" hereto attached and made
a part hereof by reference.
4. Said bonds shall be issued in series, and the unpaid assess-
ments as shown on said list, and determi.ned by this Council, together
with the interest thereon, shall remain and constitute a trust fund
for the redemption and payment of said bonds and of the interest
which may be due thereon, which unpaid assessments shall be taxable
in annual series corresponding in number to the number of series of
bonds issued, and an annual proportion of each assessment shall be
payable in each year preceding the date of the maturity for each
of the several bonds issued, and such proportion of each assessment
coming due in any year, together with the annual interest thereon,
shall in turn be payable in installments as the general taxes of the
City on real property are payable, and shall become delinquent at
the same time and in the same proportionate amounts and bear the same
proportionate penalties for delinquency.
5. The bonds shall be executed on behalf of the City and under
its.official seal by the Treasurer and Clerk, and the coupons attached
to the bonds shall be executed by the Treasurer. The signature of
the Treasurer may be reproduced on the bonds and coupons by engraved,
printed or lithographed facsimile thereof, and the official seal may
be placed on the bonds in like manner, and such signing and sealing
shall constitute and be a sufficient and binding execution of each and
every one of said bonds and coupons thereof, respectively. Said
bonds shall be substantially in the form set forth in said Improvement
Bond Act of 1915, except for such changes as are necessary to conform
to the provisions herein.
6. Registration of Bonds. Any of said bonds may be registered
as to both principai and interest or. as to principal alone, and if
registered may be deregistered, reregistered o= the ownership thereof
transferred, upon the written request of the holder or registered
owner and presentation of the bond to the Registration agent for
sucn purpose.
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a) Principal and Interest. When a bond is~presented
. for registration as to both principal and interest, the coupons
shall be removed therefrom and canceled (or preserved in a olace
of safekeeping, at the option of the Registration Agent), and the
number of the bond and the name and address of the person in whose
name it is to be registered shall be entered in tne book of regis-
tered bonds required to be maintained by the Registration Agent,
and a notation shall be made therein and on the back of the bond
that registration is as to both principal and interest. Until
such registration is discharged, as hereinafter provided, the
interest shall be payable only to the registered owner, and tne
principal shall be payable only to such owner upon presentation of
the bond to the Registration Agent.
b) Princi~al On1Y, When a bond is presented for
reqistration as to principal only, a notation to that effect shall
be made in the registry book and on the back of the bond, the
coupons remain negotiable and transferable by delivery and shall
not be removed; interest on such bond shall be paid to the person
presenting the coupons for payment; principal, however, shall be
paid only to the registered owner upon presentation of such bond
to the Registration Agent. '
c) Transfer. A registered bond may be transferred only
by the registered owner, in person or by attorney duly authorized
bx a written instrument of transfer in form acceptable to the
~ Registration Agent, and by the Registration Agent endorsinq on the
back of the bond and in the registry book the fact of the transfer.
d) Deregistration. A registered bond may be discharged
from registration upon written request of the registered owner. The
Registration Agent shall transfer the bond to bearer by appropriate
~ endorsement on the back of the bond and in the registry book, cause
all unmatured coupons to be reattached to the bond, where necessary,
and deliver the bond and coupons to the owner, and thereupon
negotiability and transferability by delivery shall be restored;
until registered again, the principal and.interest shall be oayable
to bearer upon surrender of the coupons and bond, as due.
~ e) Reregistration. Deregistered bonds may be registered
again, in the manner eretofore provided.
f) The person requesting registration, transfer or de-
registration, shall pay any charges therefor, including any cost of
reprinting the coupons.
g) There shall be provided on the back of each bond a ~
suitable statement with appropriate blanks to be signed by the
Registration Agent, indicating the date of reqistration or transfer,
the type of registration and the name and address of the registered
owner.
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7. The coupons shall be numbered consecutively and.be substan- .
tially in tne following ~orr~,, to c•~it:
On the Second day of
~ CITY OF CUPERTINO, California, will pay
to bearer the sum hereon (unless the 19
bond is redeemed prior thereto). at
the principal office of the Paying $
Agent and Registration Agent, Bank of
America N.T. & S.A., in San Francisco, Coupon No.
California, as interest on Improvement
Bond, VALLCO PARK ASSESSMENT DISTRICT No.
N0. 1974-4, dated March 2, 1977,
SERIES 1974-4B.
Treasurer
8. On the basis of the facts, estimates and circumstances now
in existence and in existence on. the date of issue of the bonds, as
determined by the City Treasurer, the Treasurer is authorized to
certify that it is not expected that the proceeds of the issue will
be used in a manner that would cause such obligations to be arbitrage
bonds. Such certification shall be delivered to the purchaser to-
gether with the bonds.
9. The City Clerk shall forward certified copies of this resolu-
tion to the City Treasurer and Director of Finance of Santa Clara
County.
PASSED AND AD4PTED at a regular meeting of the City Council of
the City of Cupertino this gth day o f February , 19 77 , by
the following vote:
Vote Members of the City Council
AYES: Frolich, Jackson, Nellis, Meyers • ~
NOES : None ~
ABSENT: 0'Keefe
A.BSTAIN: None
APPROVED:
ATTEST: /s/ Robert W. Meyers
Mayor, City of Cupertino
/s/ Wm. E. Ryder ,
City Clerk
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EXHIBIT "A" •
MODIFIED LIST OF UNPAID ASSESSMENTS
VALLCO PARK ASSESSMENT DISTRICT 1974-4
Assessmen.t Assessor's Amount of
Number Parcel Number Assessment
. 1 316-20-32 $ 232,996.45
2 316-20-33 36,772.76
3 316-19-51 (Por.) 155,216.61
316-20-29
4 316-20-28 191,275.09
5 316-19-52 115,768.50
316-19-51 (Por.)
6 316-19-50 & 53 201,618.77
7A 316-19-48 (Por.) 70,334.74
7B ' 316-19-48 (Por.) 24,396.30
$1,028,379.22
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EXHIBIT "B" '
_ - BOND NUMBERS, P~IATURITIES AND DENOMIi1ATI0NS
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CITY OF CUPERTINO
VALLCO PARK ASSESSMENT DISTRICT 1974-4
SERIES 1974-48
Year of
Bond Nos. Amount of Maturity
Series (Inciusive) Principal (July 2)
1974-4B 1 $ 3,379.22 1978
2 5,000.00 1979
3 5,000.00 1980
4 5,000.00 1981
5 - 6 10,000.00 1982
' ~ - 8 10,000.00 1983
9 - 12 20,000.00 1984
13 - 16 20,000.00 1985
17 - 20 20,000.00 1986
21 - 24 20,000.00 ~ 1987
25 - 29 25,000.00 1988
30 - 34 25,000.00 1989
35 - 40 30,000.00 1g90
41 - 46 30,000.00 1991
47 - 52 30,000.00 1992
53 - 59 35,000.00 1993
60 - 66 35,000.00 1994
67 - 73 35,000.00 1995
,All bonds are $5,000 denominations except Bond ~to. 1:
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