CC Resolution No. 3871.17 ~ . . '~JyiL:KIJ:v 2/3/77/2
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RESOLUTION N0. 3871.17
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CUPERTIVO
DETERMINING UNPAID ASSESSMENTS RND PROVIDING FOR ISSUANCE
OF PORTION OF BONDS FOR VALLCO PARK ASSESSMENT DISTRICT
1974-1 SECOND SALE
RESOLVED, by the City Council of the City of Cupertino,
California, that
WHEREAS, this Council did, on March 17, 1975, pass and adopt
its Resolution of Intention No. 3871.2, relatinq to the acquisition
and construction of public improvements in said City under and pur-
suant to the provisions of the Municipal Improvement Act of 1913,
and did therein provide that serial bonds would be issued thereunder
pursuant to the provisions of the Improvement Bond Act of 1915,
reference to said Resolution of Intention hereby being expressly
made for further particulars;
WHEREAS, notice of the recordation of the assessment and of
the time within which assessments may be paid in cash has been duly
published and mailed in the manner provided by Zaw, and a list of
the unpaid assessments levied in said proceedings is on file in the
office of the Director of Finance of'this City; and
WHEREAS, the City has heretofore issued and sold the F~irst
Sale (Series 1974-1A) of bonds to represent said unpaid assessments
in the total principal amount of $515,000;
NOW, THEREFORE, IT IS HEREBY ORDERED, as follows:
l. That the assessments in ~said`List of Unpaid Assessments
and the aggregate thereof are as shown on Exhibit "A" hereto attached
and by reference made a part hereof.
2. That for a particular desc-ription of the lots or parcels
of land bearing the respective assessment'numbers set forth in said
list reference is hereby made to the assessment and to the diagram
recorded in the office of the Superintendent of Streets of this City
after conf irmation by this Council, the several lots or parcels of
land represented by said assessment numbers being so numb~ered and
designated upon said diagram and assessment as so confirmed and re-
corded, severally and respectively.
3. The List of Unpaid Assessments is in the amount of
5720,041.20, and bonds shall be issued upon the security of said
amount in the amount of 5205,041.20, in accordance with the pro-
visions of the Improvement Bond Act of 1915 (Division 10 of the
Streets and Highways Code) and under and pursuant to the provisions
of said Resolution of Intention and the proceedings thereunder duly
r
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had and taken. 9aid bonds shall be dated March 2, 1977, be desig-
nated Series 1974-iB, be forty-one (41) in number, be payable at
the principal office of the Bank of America National Trus t and
Savings Association, San Francisco, California,. Paying and Regis-
tration Agent of the City, and bear interest from their date to
their respective dates of maturity at the rate of not to exceed
eight percent (8$) per annum,represented by coupons payable on
January 2 and July 2 in each year, commencing January 2, 1978, and
the denominations of said bonds and their respective numbers and
dates of maturity are as shown on Exhibit "B" hereto attached and
made a part hereof by reference.
4. Said bonds shall be issued in series, and the unpaid
assessments as shown on said list and determined by this Council,
together with the interest thereon, shall remain and constitute a
trust fund for the redemption and.payment of said bonds and of the
interest which may be due thereon, which unpaid assessments shall
be taxable in arinual series corresponding in number to the number
of series of bonds issued, and an annual proportion of each assess-
~ ment shall be payable in each year preceding the date of the
maturity for each of the several bonds issued, and such proportion
of~each assessment cominq due in any year,together with the annual
interest thereon, shall in turn be payable in installments as the
general taxes of the City on real property are payable, and shall
become delinquent at the same time and in the same prvportionate
amounts and bear the same proportionate penalties for delinquency.
5. The bonds shall be executed on behalf of the City and
under its officiai seal by the Treasurer and Clerk, and the coupons
attached to the bonds shall be executed by the Treasurer. The
signature of the Treasurer may be reproduced on the bonds and coupons
by engraved, printed or lithographed facsimile thereof, and the
official seal may be placed on the bonds in like manner, and such
signing and sealing shall constitute and be a sufficient and binding
execution of each and every one of said bonds and coupons thereof, ~
respectively. Said bonds shall be substantially in the form set
forth in said Improvement Bond Act of 1915, except for such changes
as are necessary to conform to the provisions herein.
6. Registration of Bonds. Any of said bonds may be
registered as to both principal. and interest or as to principal
alone, and if reqistered may be deregistered, reregistered or the
ownership thereof transferred, upon the written request of the
holder or registered owner and presentation of the bond to the
Registration Agent for such purpose.
a) Principal and Interest. When a bond is presented
for registration as to both principal and interest, the coupons
shall.be removed therefrom and canceled (or preserved in a place
of safekeeping, at the option of the Registration Agent)~, and the
number of the bond and the name and address of the person in whose
name it is to be registered shall be entered in the book of regis-
tered bonds required to be maintained by the Registration Agent,
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and a notation shall be made therein and on the back of the bond
that registration is as to both principal and interest. lintil
such registration is discharged, as hereinafter provided, the
interest shall be payable only to the registered owner, and the
principal shall be payable only to such owner upon presentation of
the bond to the Registration Agent.
b) Princi al Onl . When a bond is presented for
registration as to principa only, a notation to taat effect shall
be made in the registry book and on the back of the bond, the
coupons remain negotiable and transferable by delivery and shall
not be removed; interest on such bond shall be paid to the person
presenting the coupons for payment; principal, however, shall be
paid only to the registered owner upon presentation of such bond
to the Registration Agent.
c) Tzansfer. A registered bond may be transferred only
by the registered owner, in person or by attorney duly authorized
by a written instrument of transfer in form acceptable to the
Registration Agent, and by the Registration Agent endorsing on the
back of the bond and in the registry book the fact of the transfer.
d) Deregistration. A registered bond may be discharged
from registration upon written request of the registered owner. The
Registration Agent shall transfer the bond to bearer by appropriate
endorsement on the back of the bond and in the registrybook, cause
all unmatured coupons to be reattached to the bond, where necessary,
and deliver the bond and coupons to the owner, and thereupon
negotiability and transferability by delivery shall be restored;
until registered again, the principal and interest shall be payable
to bearer upon surrender of the coupons and bond, as due.
e) Rere istration. Deregistered bonds may be registered
again, in the manner hereto ore provided.
f) The person requesting registration, transfer or de-
registration, shall pay any charges therefor, including any cost of
reprinting the coupons.
g) There shail be provided on the back of each bond a
suita.ble statement with appropriate blanks to be siqned by the
Registration Agent, indicating the date of registration or transfer,
the type of registration and the name and address of the registered
~ owner.
7. The coupons shall be numbered consecutively and be sub-
stantially in the following form, to wit:
-3-
On the Second day of
CITY OF CUPERTINO, California, will pay
to bearer the sum hereon (unless the 19
bond is redeemed prior thereto) at the
principal office of the Paying Agent and $
Registration Agent, Bank of America
N.T. & S.A., in San Francisco, California, Coupon No.
as interest on Improvement Bond, VALLCO
PARK ASSESSMENT DISTRICT N0. 1974-1, No.
~dated March 2, 1977, SERIES 1974-18.
Treasurer
8. On the basis of the facts, estimates and circumstances
now in existence and in existence on the date of issue of the bonds,
as determined by the City Treasurer, the Treasurer is authorized to
certify that it is not expected that the proceeds of the issue will
be used in a.manner that would cause such obligations to be arbitrage
bonds. Such certif ication shall be deliver.ed to the purchaser to-
gether with the bonds.
~ 9. The City Clerk shall forward certified copies of this
resolution to the City Treasurer and Director of Finance of Santa
Ciara County.
PASSED.AND ADOPTED at a regular meeting of the City Council
of the City of Cupertino this sth day of February, 1977, by the
following vote:
Vote Members of the City Council
AYES: Frolich, Jackson, Nellis, Meyers
NOES : None
ABS ENT : 0' Kee f e .
ABSTAIN : None ,
APPROVED: ~
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Mayor, City o upertino
ATTEST:
Ci Clerk -
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. . EYFiIBIT "A"
. LIST OF UNpAID ASSESSMENTS
VALLCO PAR~ ASSESSP~NT DISTRICT 1974-1
Assessment Assessor's
Number Parcel Number Amount oF
Assessment .
2 316-20-32 ~ 28,975.99
316-20-33 4,576.29
3 Por. 310-19-51 )
4 316-20-29 ) 19,169.63
. 5 316-20-28 23,622.43
316-19-52 )
6 Por. .316-19-51 ) 14,295,50
7A 316-19-50 & 53 24,900.90
Por. 316-19-48 8,687.71
7B Por. 316-19-48
$ Por. 316-19-46 3,014.55
9 316-19-40 11,164.72
i0 Por. 316-19-46 18'b53'87
11 Por. 316-19-46 22,866.98
12 Por. 316-19-42 ) 24,203.56
Por. 316-19-45 ) 14,339.08
~3 Por. 316-19-42)
Por. 316-19-45) 17,150.24
1~ 316-19-25
15 316-19-26 ~ 9,646.55
21 310-18-25 9,247.04
~3 ~ 316-18-27 9'385'~5
~5 316-18-19 8,847.52
28 316- 6-19 12,697.42
~9 316- 6-33 8,9~5.63
. 30 3i6- 6-34 6~370.50
32 316-18-22 ) 11,302.74
34 316- 6-26 ) 59,905.98
35 ~ 316- 6-30 4,496.39
36 316- 6-29 7,489.16
3$ 316- 6-28 2,113.82
3 316- 6-27 & 32 ' 36,639.47
41A 316- 6-23 i,176.77
Por. 316- 5-49 ~ 9,841.69
41B~ Por. 316- 5-49 12,480.50
42 316- 5-50, 51, 52, 53, 54 20,448.07
44 - ~ 316- 5-48 1,096.87
45 3160• ~7-39 & 40
46 316- 7-38 & 41 100,983.73
~7 316- 7-34
48 3I6- 9-19 3,392.27
4g 1,874.11
50 316- 9-27 1,619.87.
316- 9-28
51 316- 9-29 13,176.84
52 316- 9-30 11,578.77
53 Por. 316- 9-31 13,176.85
5~ Por. 316- 9-31 I0,975.86
~ $720,041.20
EXHIBIT "g"
BOND NUMBERS, MATURITIES AND DENOMINATIONS
CITY OF CUPERTINO
VALLCO PARK ASSESSMENT DISTRICT 1974-1
SERIES 1974-1B
BOND NOS. AMOUNT OF YEAR OF
SERIES (INCLUSIVE) PRINCIPAL MATURITY (July 2)
1974-I.B 1 $ 5,041.20 1978
2 5,000 ~ 1979
3 5,000 1980
4 5, 000 . . . 1981
5 5,000 1982
6 5,000 1983
~ - 9 15,000 1984
10 - 12 15,000 1985
13 - 15 ~ 15,000 1986
16 - 19 20,000 1987
20 - 23 20,000 1988
24 - 27 20,000 1989
28 - 31 20,000 1990
32 - 36 25,000 1991
37 - 41 25,000 1992
Al1 bonds are $5,000 denominations except Bond No. 1.