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CC Resolution No. 7235 RESOLUTION NO. 7235 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CUPERTINO AMENDING THE RULES ON CONDITIONS OF EMPLOYMENT WHEREAS, the Rules on modified in order to conform between City of Cupertino and Public Works Unit; Conditions of Employment need to be with the Memoranda of Understanding and the Miscellaneous Employees Unit NOW, THEREFORE, BE IT RESOLVED that the Rules on of Employment be amended as shown in Attachment "A" incorporated in this resolution by reference. Conditions which is PASSED AND ADdPTED of the City of Cupertino the following vote: at a regular meeting of the City Council this __~_ day of __~~lY_______, 1987 by ~Q:!;.~ ~~mg~~a_Qf_:!;.n~_~~:!;.~_~Q~Q~~i AYES: Gatto, Johnson, Plungy, Rogers, Sparks NOES: None ABSENT: None ABSTAIN: None APPROVED: _Lv__H~_~~Q_fu@Ik~________ Mayor, City of Cupertino ATTEST: _Lv__rr~~o~bY_~IE~lUe~____________ City Clerk , ' RULES ON CONDITIONS OF EMPLOYMENT Category GENERAL ADMINISTRATION RECRUITMENT AND RETENTION APPOINTMENTS AND EMPLOYEE STATUS INTER-POSITION TRANSFERS OF EMPLOYEES DISCIPLINARY ACTIONS APPEALS AND HEARINGS GRIEVANCE PROCEDURE INDEX Section Subject 1.0 1.1 1.2 1.3 1.4 1.5 1.6 1.7 Purpose Policy Administration Interpretation Coverage Repeal of Existing Rules Amendments to Rules Effective Date 2.0 2.1 2.2 2.3 2.4 Techniques of Recruitment Examinations Eligible Lists Selection of Employees Appointment Approval 3.0 3.1 3.2 3.3 3.4 3.5 Appointments Certified Status Probationary Status Provisional Status Temporary Status Exempt Status 4.0 4.1 4.2 4.3 Promotions Transfers Voluntary Reductions Demotions 5.0 5.1 5.2 5.3 5.4 5.5 6.0 6.1 6.2 6.3 6.4 Substance Abuse Policy Warning.Notices Suspensions Dismissal Discharges Due Process Form of Appeal Filing of Appeal Representation Who May Appeal Hearings on Appeals 7.0 Definition and Procedure Limitations on Authority of Advisory Arbitrator Page 1 1 1 2 2 2 2 2 3 3 4 4 5 5 5 6 6 6 6 6 7 7 8 8 9 9 10 10 11 11 11 11 12 12 12 15 Category Section Subject Page ATTENDANCE AND LEAVES 8.0 Hours of Work 15 OF ABSENCE 8.1 Holidays 16 8.1. 7 Holiday Pay 18 8.2 Vacations 18 8.3 Sick Leave 20 8.3.1 Personal Leave 23 8.3.2 Bereavement Leave 23 8.3.3 Absence Notification 23 8.3.4 Unused Sick Leave 24 8.4 Leaves of Absence 24 8.5 Military Leave 25 8.6 Jury Duty 25 8.7 Temporary Disability Benefits 25 8.8 Pregnancy Disability Leave 26 8.9 Attendance 26 9.0 Overtime 27 9.1 Non-Exempt Overtime 27 9.2 Management and Confidential Overtime 27 9.3 Stand-by-pay 28 OTHER CONDITIONS 10.0 Continuous Service 28 OF EMPLOYMENT 10.1 Reimbursement for Travel 28 and Other Expenses 10.2 Layoffs 29 10.2.1 Reinstatements 30 10.3 Seniority 30 10.4 Training Programs 31 10.5 Suggestion System 31 10.6 Hospitalization, Medical, Dental and Life Inszurance Programs 31 EMPLOYEE-EMPLOYER RELATIONS 11.0 Memoranda of Understanding 31 City of Cupertino RULES ON CONDITIONS OF EMPLOYMENT GENERAL ADMINISTRATION Section 1.0 E~~~Qa~. The purpose of these Rules shall be to provide the basis of common understanding between supervisors and employees as to terms and conditions of employment insofar as they are not superseded by a formally adopted Memorandum of Understanding for such terms and conditions of employment as are permitted for inclusion therein under the provisions of Chapter 6 of the Personnel Code, Employer-Employee Relations. Section 1.1 EQli~~ The policy under which these Rules shall be administered is one of fairness both to the employee and the City and of uniformity of action so that all may be aware of the duties and responsibilities of the employee in this regard as well as the rights and privileges of employment with the City. Section 1.2 BQmiQia:!;'~~:!;'iQO The administration of these Rules is hereby invested in the Personnel Officer subject to administrative policies as set forth by the City Manager, who is the Appointing Authority. -1- Section 1.3 lo:!;.~~~~~:!;'~:!;'iQO Any interpretation, definition or meaning of any provision, term or condition contained herein shall be as set forth in writing by the Personnel Officer whose interpretation, definition or meaning shall be considered as being supplemental hereto. Section 1.4 ~Q~~~~g~ All officers, employees and positions shall be subject to these Rules save and except for those officers, employees and positions specifically enumerated hereinbelow. (a) All Elected Officers (b) City Manager (c) Assistant City Manager (d) City Attorney (e) City Prosecutor (f) Chairmen and members of appointed boards, commissions and committees (g) Persons engaged under contract to supply expert, professional, technical or other services. Section 1.5 Bg~g~1_Qf_~~~~:!;.~ng_BY1~a All existing Rules and other policies currently or heretofore in effect r"elating to those terms and conditions of employment as provided for herein are hereby rescinded and repealed. Section 1.6 Bm~oQm~O:!;.a_:!;.Q_BY1~? Amendments to and modifications of these Rules shall be as set forth in the Personnel Code. Section 1.7 ~ffg~:!;'~~~_Q~:!;.g These Rules shall be filed with the City Clerk on adoption by the City Council and shall become effective immediately thereafter. ~ -k- RECRUITMENT AND RETENTION Sect i on 2. 0 I~~b.o~gY~~._Qf_B~~t:.~~:!;.mgn:!;. Recruitment of employees for positions in the City shall be the responsibility of the Personnel Officer who may request the advice and assistance of or delegate the function to a Department Head with his/her consent. The techniques and procedures of recruitment shall be those most effective in attracting qualified applicants for positions with the City without regard to race, r-eligion, SE.;o~.~ , na~ional origin, political background, or se:.:ual pr-efer-ence. Section 2.1 ~~~m~o~:!;.~QOa Examinations shall be prepared and administered to test fairly the fitness of applicants. Said examinations shall be comprised of anyone or more processes of written, oral, physical fitness, unassembled or such other method as can serve the purpose of determining the skills and knowledge, qualification or fitness of the applicant. The determination as to the processes that will be used for each position classification shall be that of the Per'sonnel Officer who may obtain and utilize such assistance as may be required to fulfill the intent of this section. Said examinations may be competitive or noncompetitive; provided, however, that advance public notice be advertised prior to each such competitive examination as to the method by which the eligible list shall be prepared, its effective life, weighting factors and such other detai I that may provide the applicant with a better understanding of the examination and selection process for the position for which he/she is applying. _"":!"- '-' Section 2.2 ~ligiQl~_bi~i2 Whenever competitive examinations are administered the names of sur~essful applicants thereto shall be placed on lists from whicb appointments therefrom shall be made during the effective term of the list. Eligible lists may be constructed so as to give numerical rankings of successful applicants or in category groupings when said lists are obtained from examinations administered in that manner or from examinations administered on a pass-fail basis. Employment lists shall remain in effect for one year unless exhausted sooner or abolished by the Personnel Officer. Employment lists may be extended for up to an additional year by actions of the Personnel Officer. Section 2.3 ~~lg~:!;.~Qn_Qf_sm~lQ~g~a The selection of a successful applicant for a position with the City shall be made by the Department Head having supervisory control of the position to be filled. The Department Head shall recommend such selection of the Appointing Authority who may approve or disapprove an appointment. If the selection of a successful applicant is to be made from an eligibility list constructed by numerical ranking the person selected shall be from one of the three highest available persons on the list. If the selection of a successful applicant is to be made from an eligibility list constructed by category groupings the person selected shall be from among those available in the highest category before a selection may be made from a lower category -4- Section 2.4 BQgQiQi~~Oi_6QQ~QY@1 All appointments whether from eligibility lists or not and irrespective of the type of position to which one is made shall be approved by the Appointing Authority before becoming effective. APPOINTMENTS AND EMPLOYEE STATUS Section 3.0 B~~Q~o:!;.m~O:!;.a All appointments to positions subject to Jurisdiction B of the Personnel Code and as approved by the Appointing Authority shall be made in one of the following named manners and the affected employee shall be granted the same status accordingly. Secti on 3. 1 ~~t:.:!;'~f~gQ_!2:!;'~:!;'Y~ Certified status shall be granted to all employees occupying positions subject to Jurisdiction B who have successfully completed their probationary period when either appointed from an eligible list or as the result of having successfully completed an examination for the appointment. One of four jurisdictions created by the E~t:.~QOQgl__~QQ~L Jurisdiction B establishes the provisions and conditions for the appointment, employment and retention of subject employees on a basis of merit and fitness. The following offices, positions and employees are excluded from Jurisdiction B: All elected offices, City Manager, Assistant City Manager, City Attorney, City Prosecutor, Chairmen and Members of appointed boards, commissions and committees, persons engaged under contract to supply services, Department Heads, employees occupying positions whose principal job requirement is good physical fitness and employees serving under appointments of provisional, exempt, temporary or emergency status. ~~~~t:.:!;'iOQL_E~t:.2QOO~1_~QQg, Title XII, Chapter 1, Article 2, p. 2 and Chapter 4, Article 1, p. 8. -5- Section 3.2 ECQ~~tiQn~CL_~t~ty~ Probationary status shall be granted to all employees Jurisdiction B who have been or when none is available as occupying positions subject to appointed from an eligibility list the result of having successfully completed an examination for the appointment. The probationary period may be not less than three (3) months nor more than twelve (12) months and shall be as specified for each class of positions unless when in the absence of a specified duration it shall be six (6) months. Section 3.3 ECg~ia~gO~l_ai~iYa Provisional status shall be granted to all employees who are appointed on other than a temporary basis to positions subject to Jurisdiction B but for which no eligible lists exists. Said provisional appointments shall be terminated no later than one hundred eighty (180) days after appointment. Section 3.4 I~ffi~9t:.~t:.~_gi~iYa Temporary status shall be granted to all employees appointed for work on a seasonal, less than one-half time or to other non-permanent work. Full time employment in any position under a temporary appointment shall not exceed 120 days in any twelve (12) month period. Section 3.5 ~~~m~i_gi~tYE Exempt status shall be granted to all employees occupying positions not subject to Jurisdiction B of the Personnel Code. INTER-POSITION TRANSFERS OF EMPLOYEES Section 4.0 Et:.9ffi9i!gOa A promotion shall be defined as the appointment of a certified or exempt employee occupying a position in a lower classification -6- to a vacant position in a higher classification. F'r~omc)ti.ons may be made on a non-competitive or closed-competitive basis irrespective of the existence of eligible lists for the same position classification which may have been constructed from open-competitive examinations. Section 4.1 It:.~naf~t:.a A transfer shall be defined as the appointment of an employee to a vacant position having an assignment to the same pay grade as the position previowsly occupied by the employee immediately prior to the transfer. The status of the employee so transferred shall not be affected by the transfer; provided, however~ !II that a transfer shall not be made from a position subject to Jurisdiction B to one that is exempt therefrom. The applicability of requiring a qualifying examination of the employee as a prerequisite to the transfer shall be as determined by the Personnel Officer in reviewing whether desirable minimum standards of the position have been met. Section 4. 2 ~Q1Yo:!;.~t:.~_BgQY~:!;'iQOa A voluntary reduction shall be defined as the approved request of an employee for an appointment to a vacant position having an assignment to a lower pay grade from the position previously occupied by appointment. the The employee status immediately prior to the new of the affected employee shall not be changed as a result of the new appointment; provided, however, that a voluntary reduction may not be made from a position subject to Jurisdiction applicability of B to one that is exempt therefrom. The the requiring a qualifying examination of employee as a prerequisite to approval of a request for a -7- voluntary reduction shall be as determined by the Personnel Officer in reviewing whether desirable minimum standards of the position have been met. Section 4.3 QgmQ:!;.~Qn~ A demotion shall be defined as the involuntary reduction in rank or grade and shall be made only for cause. No demotion shall be made without the Appointing Authority first having reviewed a statement for cause as submitted by the Department Head having supervisory control of the employee. Said statement for cause shall be given in writing to the affected employee. The status of a demoted employee shall be determined in the same manner as provided by the rule on voluntary reductions, above. DISCIPLINARY ACTIONS Section 5.0 g~ga:!;.~O~~_Bg~a~_EQli~~ It is the City of Cupertino's policy that employees shall not report to work under the influence of alcohol or drugs; have in their possession such substances, sell or provide drugs or alcohol to any other employee or person while such employee is on duty or subject to being called, or have their ability to work impaired as a result of the use of alcohol or drugs. The City of Cupertino is committed to providing r'easonable accomodation to those employees with drug or alcohol problems if that employee's current use of alcohol or drugs does not prevent the individual from performing the duties of the job in question, and/or whose employment would not cause a direct threat to property or safety. -8- This policy applies to all employees of and to all applicants for positions with the City. This policy applies to alcohol and to all substances, drugs, or medications, could impair an employee's ability to perform the functions of the job. Section 5.1 ~~~Q~Qg_~Q:!;.~~~a At the discretion of the Department Head having supervisory control warning notices in writing may be prepared and served on an employee for minor infractions of regulations or for legal or illegal, which effectively and safely unacceptable conduct. A copy of each such warning notice so served will be forwarded to the Personnel Officer who will retain it with other personnel records of the offending employee. Such records may be used to substantiate subsequent, more serious disciplinary actions. The misconduct of an offending employee shall be reviewed for indication of improvement or correction. Such information will be retained with other personnel records for a period of three years only. Section 5.2 ~Y~Q~n~iQo~ A Department Head having supervisory control may suspend an employee witho~t pay for serious or repeated infractions of regulations. Such suspensions may not exceed thirty (30) days -9- in any twelve (12) month period without the right of the employee to file an appeal with the Appointing Authority for a hearing on the matter. (See Section 6.3 ~b.Q_~.~_BR~.~l) Nothing contained herein shall preclude the right of the Department Head to require an employee to cease work immediately and leave the work premises without pay when such action by the Department Head is in the interest of safeguarding the health, safety and welfare of the City, its employees, citizens and their properties. Section 5.3. Qi~mi~2~1 An employee may be dismissed by a supervising Department Head for substantiated cause when it is deemed to be in the best interest of the City. Upon verbal or written notice of dismissal an employee shall be required to leave the work premises with loss of all rights and privileges of employment. An employee holding certified status may appeal the dismissal to the Appointing Authority within three (3) working days from date of notice of dismissal. If no appeal is initiated within the specified period, the dismissed employee shall be discharged from employment. Section 5.4 Qi2~b.~t:.g~2 An employee shall be discharged from employment with the City after dismissal without appeal or after denial of an appeal by the Appointing Authority. An employee so discharged shall lose all pays, rights and privileges of employment with the City on the effective date of notice of dismissal. A written statement of the causes of discharge and dismissal shall be prepared for the employee's personnel employee. records and a copy given to the affected -10- Section 5.5 Qy~_ECg~~~~ In each and every instance involving the issuance of warning notices, suspensions or the dismissal or discharge of an employee, such will not be effectuated without the employee first having been given in writing the basis for such action being taken and the opportunity to question the reasons therefore supervisor or Department Head. Said opportunity shall of his be as soon as it is practical after having been served the written notice and shall not constitute any limitation otherwise available through the grievance or appeal procedure. APPEALS AND HEARINGS Section 6.0 EQt:.m_Qf_B~R~~l All appeals to the Appointing Authority shall be in writing and shall be signed by the employee. Section 6.1 E~l~Qg_Qf_BRR~~l The filing of an appeal to the Appointing Authority shall be accomplished by the submission of the signed written document to the Personnel Officer who shall be responsible for the issuance of proper notifications. Section 6.2 8~~L~~~ni~iiQn An employee submitting an appeal to the Appointing Authority may be represented by a person of his choosing or may elect to represent himself; provided, however, that when an employee is to be represented by another person the name of that person shall be made known to the Appointing Authority at least three days prior to the scheduled hearing. Substitution of representation may only be as permitted by the Appointing Authority. -11- Section b.~ ~b.g_~M~_eQg.~l Any employee may file an appeal with the Appointing Authority as the final step of the grievance procedure, for suspensions exceeding thirty (301 days in any twelve ( 121 month period, or after notice of dismissal. Appeals from dismissal may be filed only by employees currently holding certified status at the time Df dismissal. Section 6.4 ~~~~tOg2_Qn_B~~~~1~ If deemed nec~ssary, hearings may be held on appeals by the Appointing Authority. The conduct of such hearings shall be as determined necessary by the Appointing Authority to best evaluate each appeal on its merits. Section 7.0 ~BI~~B~~~_EBQ~~Q~B~ Q~f~Qi:!;.~QO__~QQ__Et:.Q~~g~C~ A grievance is a dispute or difference of opinion raised by an employee covered by this Agreement against the City involving the meaning, interpretation or application of the express provisions of an applicable Memorandum of Understanding (or existing work rules). shall be processed in the following manner: A grievance ~t~Q,__l: Any employee who has a grievance shall submi tit designated as a grievance to the employee's immediate supervisor, who is designated for this purpose by the City. The supervisor shall give the employee an oral answer within five (5) calendar days after such presentation. ~:!;.~Q-~: If the grievance is not settled in Step 1 and the employee wishes to advance the grievance to step 2 of the grievance procedure, it shall be referred in writing to the employee's next highest supervisor within five (5) calendar days after the supervisor's oral answer, or answer due in Step 1, and -12- shall be signed by the aggrieved employee and the ejnployee~s designated representative/Union Business Agent. The written grievance shall contain a complete statement of the facts, the provision of the Memorandum of Understanding or work rules which the City is alleged to have violated and the relief requested. The supervisor or other person designated for this purpose shall discuss the grievance within five (5) calendar days with the employee and the employee's designated representative at a time mutually agreeable to the parties. If no settlement is reached, the supervisor or other person designated for this purpose shall provide the employee a written answer within five days following their meeting. (5) calendar 2~g~_~: If the grievance is not settled in Step 2 and the employee wishes to appeal the grievance to Step 3 of the grievance procedure, Department it shall be referred in writing to the employee's Head within five (5) calendar days after the supervisor's answer in Step 2 and shall be signed by both the aggrieved employee and the employee's designated representative. The Department Head shall discuss the grievance within five (5) calendar days with the employee and the employee's designated representative at a time mutually agreeable to the parties. If no settlement is reached, the Department Head shall written answer to the employee within five following their meeting. give thS City's (5) calendar days 2:!;'~~__1: If the grievance is not settled in Step 3 and the employee wishes to appeal tt1e grievance to Step 4 of the grievance procedure, the employee's designated representative may refer the grievance to advisory mediation as described below within 14 calendar days after the decision is provided at the third step. -13- (1) The parties shall attempt to agree upon an advisory arbitrator within seven (7) calendar days after receipt of the notice of referral. In the event that parties are unable to agree upon an advisory arbitrator within said seven (7) day period, the parties shall immediately jointly request the State Mediation and Conciliation Service to submit a panel of five (5) advisory arbitrators. Each party retains the right to reject one panel in its entirety and request that a new panel be submitted. Both the employee's designated representative and the City shall have the right to strike two (2) nameS from the panel. The party requesting advisory arbitration shall strike the first two names: the other party shall then strike two names. The person remaining shall be the advisory arbitrator. (2) The advisory arbitrator shall be notified of his/her selection and shall be requested to set a time and place for the hearing, subject to the availability of the employee's designated representative and the City representative. (3) The City or the employee's designated representative have the right to request the arbitrator to require the presence of witnesses or documents. The City and the employee's designated representative retain the right to employ legal counsel. (4) The advisory arbitrator shall submit his/her recommendation in writing within thirty (30) days following the close of the hearing or the submission of briefs by the parties, whichever is later. (5) More than one grievance may be submitted to the same advisory arbitrator if both parties mutually agree in writing. -14- (6) The fees and expenses of the advisory arbitrator and the cost of a written transcript shall be divided equally between the City and the employee's designated representative; provided, however, that each party shall be ~esponsible for compensating its own rep~esentatives and witnesses. biillii~:!;'iQOa_QO_BY:!;.nQ~~:!;.~_Qf_BQ~i~Qt:.~__Bt:.g~:!;.t:.~:!;.Qt:. The advisory arbitrator shall have no right to amend, modify, nullify, ignore, add to, or subtract from the provisions of the Memorandum of Understanding. The advisory arbitrator shall consider and decide only the question of fact as to whether there has been a provisions of this Agreement. misapplication of the specific The advisory arbitrator shall be violation, misinterpretation, or empowered to determine the issue raised by the grievance as submitted in writing shall have no authority at the Second Step. The advisory arbitrator to make a recommendation on any issue not so submitted or raised. The advisory arbitrator shall be without power to make recommendations contrary to or inconsistent with, in any way, applicable laws or rules and regulations of administ~ative bodies that have the force and effect of the law. The advisory arbitrator shall not in any way limit or interfere with the powers, and applicable duties and responsibilities of the City under law court decisions. The ~ecommendtion shall be advisory only to the Appointing Authority. Authority will make the final decision. ATTENDANCE AND LEAVES OF ABSENCE The Appointing Section 8.0 ~QYt:.a_Qf_~Qt:.t The normal work week shall be Monday through Friday. The normal work day shall be from 8:00 a.m. to 5:00 p.m. with one (1) hou~ off for lunch. -15- A variance to the normal work week or work day may be established by the Department Head with the written approval of the Appointing Authority when such is deemed by the Appointing Authority to be in the best interest of the City. Any such variance shall identify the positions to which it applies and shall be filed with the Personnel Officer. The normal work week shall be 40 hours in seven days. Section 8.1 ~Qi~Q~~~ The following ,named holidays shall be considered as non-work days: (a) New Year's Day (b) Washington's Birthday (c) Memorial Day (d) Independence Day (e) Labor Day (f) Veteran's Day (g) Thanksgiving Day (h) Friday following Thanksgiving Day (i) Christmas Eve (1/2 shift on regular work days only) (j ) Chr i stmas Day (k) New Year's Eve (1/2 shift on regular work days only) (1) Martin Luther King Day Section 8.1.2 In addition to the foregoing paid holidays, eligible employees shall be allowed to schedule two workdays as additional holidays. These two floating holidays shall be taken at dates of the employee's selection, provided that: 1) prior supervisory 2) before the end of the 2nd pay period approval be obtained, and in December of each calendar year. For new employees, floating -16- holidays will be pro-rated the calendar year in which they were hired in the following manner: (al Employees hired after January 1 but on or before March 31 shall be entitled to two floating holidays in that calendar year. (bl Employees hired on or after April 1 but on or before September 30 shall be entitled to one floating holiday in that calendar year. (c) Employees hired on or after October 1 but before December 31 will not be entitled to floating holidays in that calendar year. Section 8.1.3 When a holiday or a non-work day falls on a Saturday the preceding Friday shall be observed as the non-work day and when a holiday falls on a Sunday the following Monday shall be observed as the non-work day. Section 8.1.4 The period between 12:00 noon and 3:00 p.m. on Good Friday shall be considered as a non-work period. Section 8.1.5 Nothing contained herein shall preclude the right of the Department Head with the approval of the Appointing Authority to reschedule work assignments or hours of work to meet emergency situations and other administrative necessities caused by the observance of a holiday or non-work day or period; provided, however, that all such affected employees are duly compensated for said rescheduled work assignments. -17- Section 8.1.6 Employees whose normal work day is at variance with the normal work hours specified in Section 8.0 of these rules may be compensated for the differential shift hours their duties require. The Appointing Authority may establish suitable administrative policies and quidelines for this compensation. Section 8.1.7 ~QliQ~~_E~~ In order for an employee to receive his regular pay for a holiday or designated non-work day, work must be performed on the regular schedLlled day before and the regular scheduled day after the holiday or designated non-work day. Employees on vacation, injury leave, approved short term leave of absence, with or withoLlt pay, or who submit satisfactory evidence of personal illness shall be considered as working their regular schedule for pay purposes. Section 8.2 ~~~~~iQna All employees, other than those holding temporary status, whose work assignment is of a recurring nature of not less than a normal work week shall accrue vacation credits. After six months of continuous employment, accrued vacation may be taken with the prior approval of the Department Head. Vacation leave must be taken in no less than 2 hour increments. During the first three years of employment, an employee shall earn vacation credit on the basis of 5/6 work day, or the hOLlrly eqLlivalent, for each complete month of continuing service. During the fourth year of employment, an employee shall earn vacation credit on the basis of 1 1/4 work days, or the hourly equivalent, for each completed month of continLling service. -18- During ttle fifteenth year of employment and thereafter an employee shall earn vacation credits at the rate of 1 2/3 work days, or the hourly equivalent, for each month of completed continuous service. An employee may accrue no more vacation credit than twice the annual rate being earned. On termination of employment or on receiving a leave of absence of more than three (3) months an employee shall be compensated for all earned but unused vacation accrued at the time of termination or at the start of said leave of absence. Unused vacation may not be used to extend final the annual rate being earned. employment date beyond The accrual of vacation credits for those employees whose normal work week is of not less than one-half (1/2) time shall be prorated according to the time of the recurring work assignment as to the normal work week. Employees may convert, on a once per calendar year basis, unused vacation time for payment subject conditions: 1. The employee must have an earned vacation of a minimum of to the following 15 days. 2. Any payments made for unused vacation will be subject to all appropriate taxes and deductions as determined by the Finance Department. 3. Minimum exchange will be 1 day, maximum exchange will be 5 days. All changes are irrevocable. -19- Section 8.3 9i~l_b~~~~ All full time employees, other than those holding temporary status, shall earn eight (8) hours per month sick leave time without limit on accumulation. Those permanent employees working less than full time (at least 20 hours per week) shall earn in one month the number of hours of sick leave they would normally work in one day or the equivalent without limit on accumulation. Employees absent without pay for any reason for more than forty (40) hours during, a calendar month shall not earn sick leave benefits for that month. Sick leave may be utilized due to the employee's personal illness, injury, maternity, or sickness or injury in the immediate fami 1 y. Immediate family is defined as spouse and children. Employees shall, whenever possible, make appointments for medical, dental, and similar purposes on non-work hours. possible, sick leave may be used for these purposes. With proper notice and approval of the supervisor, sick leave shall be taken in periods of no less than one-half hour If this is not increments. converting sick leave to vacation subject to approval, of leave on a two-to-one basis. Employees will have the option, The maximum allowable exchange will be 96 hours of sick time for 48 hours of vacation leave per calendar year. Minimum exchange will be 8 hours sick leave for 4 hours of vacation. An employee may convert sick leave in excess of 320 hours to vacation leave on a one-to-one basis to a maximum of 48 hours and a minimum of 4 hours -20- As a condition of converting sick leave to vaction~ all employees will be required to use at lease one-half of vacation accrued during the previous twelve months. Such conversion, either to exchange sick leave for vacation or vice versa shall be subject to the following conditions: 1. All requests to exchange sick leave for vacation time shall be submitted in writing to the Department Head at least 60 calendar days in advance of utilization. intended vacation 2. The granting of such exchange and subsequent use will be at the discretion of the Department Head. 3. If twelve (12) months have elapsed since approval of the exchange of sick leave for vacation, and the employee has not been permitted the use of the converted vacation time, (after submitting at least one written request for utilization) the employee will have the right to re-convert the vacation time to sick leave in reverse ratio to the original exchange. This exchange will be allowed QD1~ for previously converted sick time to vacation and will not be permitted for regularly accrued vacation time. -21.- 4. If an employee~ after converting sick leave .to vacation time, exhausts all of his/her remaining sick leave due to injury or illness, he/she may make a written ~equest to the Department Head to re-convert vacation time to sick leave on a reverse ratio basis. Approval will be subject to an assessment by the Department Head as to the validity of the illness/injury and whether or not a written physician's statement attesting to the illness/injury is required will be at the sole option of the Department Head. 5. If the employee's vacation accrual allowable accrual, he/she will exceeds the maximum have the option to re-convert vacation time back to sick leave on a reverse ratio basis. Such re-conversion shall be limited to previously converted sick leave/vacation and may not exceed the amount necessary to reduce the accrued vacation to the maximum allowable. Regularly acc~ued vacation time will not be eligible for this re-conversion to sick leave and any regularly accrued vacation time accrued in excess of the maximum allowable will be disallowed employee. NOTE: As used in this document, and not subject to utilization by the "reverse ratio" is intended to mean that the ratio of sick leave to vacation will revert to the original was implemented. ratio at the time the initial exchange -22- Section 8.3.1 E~~~Qn~l_bg~~@ The City shall allow twenty-four (24) hours of accumulated sick leave to be used for conducting personal cannot be conducted outside ~egular working hours,. The employee must request leave, if non-emergency, business which at least forty-eight utilization (48) hours (two working days) prior to the time of giving the reason for the request on the form presently provided. In cases of emergency, the forty-eight (48) hour notification ,procedure may be waived by the immediate supervisor, provided the form is completed and the reason fo~ the request is stated upon ~eturn. Section 8.3.2 ~gt:.~~~~ill~Q:!;'_b~~~g Employees shall be granted paid bereavement leave not to exceed three (3) work days upon the occasion of death of a close relative. Close relatives are defined as mother, father, sister, brother, wife, husband, child, grandparent, grandchildren, mother-in-law and father-in-law. Section 8.3.3 Bga~OG~_~Q:!;'ifiGa:!;'iQO An employee is expected not to absent himself from work for any reason other than personal illness without making prior a~~angements with his supervisor. Unless prior arrangements are made, an employee, who for any reason, fails to report for work must make a sincere effort to immediately notify his supervisor of his reason for being absent. If the absence, whether for personal illness or otherwise, is to continue beyond the first day, the employee must notify the supervisor on a daily basis unless otherwise arranged with his supervisor. In proper cases, exceptions will be made. Any unauthorized absence of an employee from duty shall be deemed to be an absence without pay and will be grounds for -23- disciplinary action by the Department Head. In the absence of such disciplinary action, any employee who absents himself for three days or more without authorized leave shall be deemed to have resigned. Such absence may be covered, however, by the Department Head by a following grant of leave with or without pay when extenuating circumstances are found to have existed. Section 8.3.4 WOY~~Q_gibh_b~~~~ The City shall pay an employee for unused balance of sick leave upon retiremeDt, or termination for other than just cause, according to the following schedule: 1. Upon retirement, which shall require the formal the appropriate forms with the Public Retirement System, a cash payment shall filing of Employees be made equivalent to seventy-five value of the unused sick percent (75%) of the dollar leave balance exceeding 320 hours. The dollar value for such payment shall be calculated at a wage rate which is the average of the preceding five (5) years for the employee. 2. Upon termination for other than discharge with just cause, a cash payment shall be made equivalent to fifty percent (50%) of the dollar value of the unused sick leave balance exceeding 320 hours. The dollar value for such payment shall be calculated at a wage rate which is the average of the preceding five (5) years for the employee. Section 8.4 b~~~~2_Qf_Bga~Ob~ Leaves of absence without pay not to exceed three (3) consecutive work days may be granted to an employee by his Department Head. Such leaves of absence in excess of three (3) -24- consecutive work days shall require the prior approval of the Appointing Authority. All such leaves of absence in excess of ten ( 10) work days shall have the prior written approval of the Appointing Authority and shall be reported to the Personnel Officer on the appropriate form provided. Section 8.5 ~ili~~~~_b~~Y~ Military leave shall be granted in accordance with the provisions of state law. All employees entitled to military leave shall give their supervisor an opportunity, within the limits of the military requirement, to determine when such leave shall be taken. Section 8.6 J~t:.~_gyt~ Employees called for jury duty shall be paid the difference for such non-work time between the base salary they would have earned had they not been required to serve or be in attendance and the base salary, exclusive of any mileage allowance, received for such service. Section 8.7 I~m~Qt:.~t:.~_Q~a~g~l~:!;.~_~~Ogf~:!;'~ Any employee sustaining an injury arising out of, or in the course of, the performance of his job and who cannot work at the duties and responsibilities normally assigned to that job is entitled to receive temporary disability payments as prescribed by State law. Any employee entitled to receive temporary disability payments may elect to supplement such payments with an amount not to exceed that which is the employee's weekly earnings or weekly earning capacity by use of sick leave payments to the extent that such sick leave has been accrued to the employee's account. ~~ -..::,.u- Section 8.8 EC~gO~Q~~_Qi.~bilit~_b~~~g A pregnant employee is entitled up to four (4) months leave of absence without pay for temporary disability resulting from pregnancy, miscarriage, childbirth or recovery therefrom. Employees shall take unpaid leave except that accrued vacation the option of the employee. As with all other temporary disabilities, a physicians certificate is required to verify the extent and duration of the of absence during such leave pay and sick leave may be taken at temporary disability. An employee who plans to take a pregnancy leave must give a reasonable notice (not less than four (4) weeks) before the date she expects to take the leave and the estimated duration of the leave. The City will pay health and welfare benefits at the same rate as prior to the leave until the employee is released by her physician to return to work or for sixty (60) days, whichever comes first. Section 8.9 Bt:!;.~OQ~O~g Employees shall be expected start of each work period to report for work promptly at the and to perform their given work assignments diligently until the end of that work period. An employee who is not able to do so shall so advise his supervisor of that fact at the earliest possible time after that fact is known to him/her. Abuse of attendance requirements may be grounds for appropriate disciplinary action. Section 8.9.1 Adequate and proper attendance records shall be maintained for each employee which records shall form the basis for payroll and accounting requirements. -26- Section 9.0 Q~.t:.:!;'im._ It shall be the policy of the City minimum. When situations arise which perform outside of the normal work made in one of the following ways. Section 9.1 ~Qn=~~~m~:!;'_Q~.t:.:!;.~mg All approved work performed by employees in excess of 40 hours to keep overtime at a require an employee to week, compensation shall be in a seven day work week, shall be paid at the overtime rate of one and one-half ~1 1/2) times the normal rate of pay. Work performed on regularly scheduled days off, City Holidays or during an employee's scheduled vacation shall be considered to be overtime and paid accordingly. At the employees discretion, compensatory time off may be granted for overtime worked at the rate of time and one-half for each hour worked in lieu of compensation in cash. Compensatory time may be accrued up to 60 hours, but must be taken before the 2nd pay period in December. Any compensatory time remaining on the books after this time will be paid off in cash at the rate of time and one-half. Section 9.2 ~~n~g~m.n:!;._~ng_~Qnf~Q~Q:!;'i~l_Q~.t:.:!;.~m. All approved work in eN cess of the normal work day or normal work week performed by employees occupying positions officially designated as management or confidential and not otherwise compensated shall be compensated with compensatory time off in like amount for the time so worked. Such compensatory time off shall not be officially recorded for attendance and payroll purposes, and shall be taken at such times within the calendar year in which it is earned as is mutually agreed upon between the employee and the supervising Department Head. -27- Section 9.3 9t~09=R~=E~~ Employees who are required to make themselves available for being called back to work outside the normal work period shall be compensated for such stand-by assignment at the rate of $100.00 per week for each week so assigned. OTHER CONDITIONS OF EMPLOYMENT Section 10.0 ~Qo:!;'iOYQYa_i~~~l~~ Continuous service shall be defined as the uninterrupted service of an emplgyee from the date of his latest appointment to the then present time. Continuous service shall be broken through reinstated. Continuous service shall or layoffs exceeding employee having been be interrupted through a death, discharge, resignation, retirement twelve (12) months duration without the leave of absence without pay exceeding ten (10) work days, layoffs and suspensions exceeding ten (10) work days. Section 10.1 B~imgyt:.a~m~Q:!;'_fQt:._I~~~~i_~QQ_Q:!;'b.gt:._g~~~Oa~a Employees who occasionally are required to use their personal vehicles for City business shall be reimbursed for such use at an appropriate rate to be determined by a schedule adopted by the City Council. Submission of a request for reimbursement must be approved by the Department Head. Section 10.1.1 a) Employees, other than Department Heads who are required to use their personal vehicle for City business on a recurring and often basis shall, with the approval of the Appointing Authority be reimbursed at the rate of fifty dollars ($50) per month for the given number of miles to be determined by a schedule adopted by the City Council at the established rate per mile for each mile in excess of the aforementioned mileage reimbursement of $50.00. -28- bl Employees other than Department Heads who were hired prior to March ~~ ~~, 1973 and who are reimbursed for the use of their personal vehicle for City business at the rate of seventy-five dollars ($75) per month for such use shall continue to receive said reimbursement without the requirement of reporting a record of mileage incurred on City business. The exception to this paragraph shall be the Assistant City Engineer and the Assistant to the City Manager who shall be reimbursed at a rate of one hundred dollars ($1~0) per month. c) Department Heads who are not provided a City automobile shall be reimbursed for the use of their personal automobile for City business at the rate of one-hundred fifty dollars ($150) per month and at an appropriate rate to be determined by a schedule adopted by the City Council for each mile in excess of an amount also to be determined by the City Council (see Resolution *5006, dated May 24 1979). Section 10.1.2 Employees who are required to advance personal funds for the purchase of minor materials and supplies or for other approved services during the performance of or arising out of the duties assigned to the employees work shall be reimbursed for funds so expended. Section 10.1.3, The Appointing Authority may prescribe such administrative rules and regulations governing the allowable kinds and amounts of such reimbursable expenditures and the methods and procedures usable to substantiate and process submitted claims. Section 10.2 b~~Qffa Layoffs of employees may be made by the Appointing Authority -29- for lack of flJnds, lack of work or for other similar and just cause. The order of layoff shall be that which, in the opinion of the Appointing Authority, will cause the least disruption of service to the City. Unless otherwise prevented from doing so as a result of conditions or situations beyond the City's control. The City will provide a minimum of thirty (30) days notice to any employee subject to being laid off pursuant to the Rule on layoffs. Section 10.2.1 Bg~8a:!;.~:!;.~m~Q:!;.a The names of employees affected by layoff shall be placed on a recall list for a period of two years in the reverse order of layoff and shall have the first opportunity for reinstatement. Failure to respond within ten days to a written notice of such opportunity shall cause that name to be removed from the recall list. With the approval of the Appointing Authority, a permanent or probationary employee who has resigned with a good work record may be reinstated wilthin twenty-four months of the effective date of resignation to a vacant position in the same or comparable class he/she previously occupied. Upon reinstatement the employee, for all purposes, shall be considered as though they had received an original appointment. Section 10.3 g~OiQt:.~:!;.~ Seniority shall be defined as the length of continuous service in a given classification. Seniority shall not be affected by a change in the allocation of a posiiton, by a change in the class specifications or by a change in the evaluation of the class of positions. -30- Section 10.4 It:.~iOiOg_EcQgt:.~m? It shall be the policy of the City to encourage employee participation in training programs which will be of benefit to the employee and the City in the better performance of his/her work and as a means of providing assistance to the employee qualifying for promotional opportunities. The Appointing Authority may prescribe suitable requlations and quidelines under which such programs may be administered. Section 10.5 9ygg~~:!;'iQO_9~a:!;.~m Suggestions of employees relating to the improvement of work related matters shall be encouraged. The means of receiving, processing and implementing such suggestions as well as the method of giving appropriate recognition thereto shall be as prescribed by the Appointing Authority. Section 10.6 ~Q~~i:!;'~li~~:!;.~QO~_~~Q~~~l~_Q~o:!;'~i_~DQ_b~f~ lOaY~~O~~_E~Qgt:.~m~ It shall be the policy of the City to provide suitable group hospitalization, medical, dental, life insurance programs and income protection under which employees and their dependents may be covered. consideration. The needs of the employees shall be given due EMPLOYEE-EMPLOYER RELATIONS Section 11.0 ~gmQt:.~nQ~_Qf_UQQ~t:.~:!;.~nQ~Og Rules relating to those matters of mutual interest and concern between City management and City employees which are subject to meeting and conferring in good faith shall be as mutually agreed to between the two parties and as approved by the City Council in the Memoranda of Understanding. In the absence of such memoranda the rules contained herein shall apply wherever applicable. -31- In the absence of any specific rule on any given matter the City Manager in that capacity or as the Appointing Authority shall establish suitable policies by administrative regulations and orders which shall be considered as supplemental hereto unless or until amended or superseded. -32-