CC Resolution No. 7695
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RESOLUTION NO. 7695
RESOLUTION OF THE CITY COUNCIL OF THE
CITY OF CUPERTINO APPROVING CERTAIN DOCUMENTS
RELATING TO THE EXECUTION AND DELIVERY OF
CERTIFICATES OF PARTICIPATION;
APPROVING THE FORMS AND TERMS OF THE TRUST
AGREEMENT AND THE SUPPLEMENTAL TRUST AGREEMENT
BETWEEN THE CITY AND THE TRUSTEE,
THE INSTALLMENT PURCHASE AGREEMENT
AND THE SUPPLEMENTAL INSTALLMENT PURCHASE AGREEMENT
BETWEEN THE CITY AND SUNNY VIEW LUTHERAN HOME,
THE INSTALLMENT SALE AGREEMENT AND
THE SUPPLEMENTAL INSTALLMENT SALE AGREEMENT BETWEEN
THE CITY AND SUNNY VIEW LUTHERAN HOME,
THE REGULATORY AGREEMENT AND THE
CONTRACT OF INSURANCE BETWEEN
THE OFFICE, THE CITY AND THE CORPORATION,
THE PRELIMINARY OFFICIAL STATEMENT AND
THE CERTIFICATE PURCHASE AGREEMENT;
APPROVING THE EXECUTION AND DELIVERY OF
INSUR~D RETIREMENT FACILITY REVENUE
CERTIFICATES OF PARTICIPATION
(SUNNY VIEW LUTHERAN HOME) SERIES 1989A AND
INSURED TAXABLE RETIREMENT FACILITY REVENUE
CERTIFICATES OF PARTICIPATION
(SUNNY VIEW LUTHERAN HOMES SERIES 1989B)
IN AN AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$5,000,000, AT AN INTEREST RATE OF 17 % OR LESS;
APPROVING THE SALE OF SAID CERTIFICATES TO
SMITH BARNEY, HARRIS VPHAM & CO., INC.;
AND AUTHORIZING THE MAYOR AND CITY CLERK
TO EXECUTE THESE AND ANY OTHER RELATED DOCUMENTS
NECESSARY FOR THE EXECUTION
AND DELIVERY OF SAID CERTIFICATES
¡'¡¡¡EREAS, the City of Cupertino (the "City"), a
municipal corporation and a general law city duly organized
in and existing under and pursuant to the laws of the State
of California, is authorized, under the terms of Chapter 5
of Part 2 of Division 3 of Title 4 of the Government Code of
the State of California (the "Law"), to purchase and sell
property, both real and personal, and any interest therein
for the common benefit and as necessary or proper for
municipal purposes; and
WHEREAS, Sunny View Lutheran Home, a Calif~rnia
non-profit public benefit corporation (the "corporation"),
proposes to refinance the construction of and certain
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improvements to a retirement home facility knowp.as sunny
View Manor (the "Manor") which is located in th~ City as
well as to finance the acquisition of an additional 16-unit
facility known as Sunny View Villa (the "Villa") which is
located in the City and which is proposed to be converted to
retirement home use (the "projects");
WHEREAS, the corporation has requested that the City
assist the Corporation in the financing of the projects by
authorizing the execution and delivery of two series of
certificates of participation with respect to each of the
projects and each eVidencing proportionate interests of the
owners thereof respectively in an Installment Purchase
Agreement (the "Installment Purchase Agreement") and a
Supplemental Installment purchase Agreement (the
"Supplemental Installment Purchase Agreement") between the
Corporation and the City;
WHEREAS, it is presently contemplated that the Office
of Statewide Health Planning and Development of the State
of California (the "Office") will provide insurance
contracts with respect to payments to be made under the
Installment Purchase Agreement and the supplemental
Installment Purchase Agreement;
WHEREAS, pursuant to the Installment Purchase Agreement
and Supplemental Installment Purchase Agreement, the City
will purchase certain retirement home facilities (the
"Faciliti~s") from the corporation;
WHEREAS, the acquisition of the Facilities by the City
is necessary and proper for municipal purposes and for the
common benefit of the City and its residents under the Law;
and
WHEREAS, there have been presented to this meeting the
following:
(1) proposed form of Installment Purchase Agreement
and Supplemental Installment Purchase Agreement between the
City and the Corporation;
(2) proposed form of Installment Sale Agreement (the
"Installment Sale Agreement") and Supplemental Installment
Sale Agreement (the "Supplemental Installment Sale
Agreement") between the City and the corporation;
(3) Proposed form of Trust Agreement (the "Trust
Agreement") and Supplemental Trust Agreement (the
"Supplemental Trust Agreement") between the City and the
Idaho First·National Bank, as trustee (the "Trustee"),
providing for the authorization, execution and delivery of
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the City's Insured Retirement Facility Revenue certificates
of participation (Sunny View Lutheran Home), Series 1989A
(the "Series 1989A Certificates") and Insured Taxable
Retirement facility Revenue Certificates of Participation
(Sunny View Lutheran Home) Series 1989B (collectively, the
"Certificates");
(4) proposed form of the preliminary Official
Statements to be used in connection with the sale, execution
and delivery of the certificates (the "preliminary Official
Statements");
(5) proposed form of Certificate Purchase Agreements
(the "Certificate Purchase Agreements") among the City, the
corporation and Smith Barney, Harris Upham & Co. Inc. (the
"Underwriter"); and
(6) proposed form of Regulatory Agreements (the
"Regulatory Agreements") and Contracts of Insurance (the
"Contracts of Insurance") to be entered into by the City,
the Corporation, and the Office.
NOW, THEREFORE, BE IT RESOLVED by the city Council of
the City of Cupertino, california, as follows:
Section 1. The forms, terms and provisions of the
Installment Purchase Agreement and Supplemental Installment
Purchase Agreement be and they hereby are approved and the
Mayor or his designee is hereby authorized and empowered to
execute, and the City Clerk is hereby authorized to attest
and deliver, the Installment Purchase Agreement and
Supplemental Installment purchase Agreement in substantially
the form presented to and considered at this meeting with
such changes as the official executing the same shall deem
appropriate and in the best interests of the City, is
conclusi~ely evidenced by execution thereof.
Section 2. The forms, terms and provisions of the
Installment Sale Agreement and supplemental Installment Sale
Agreement be and they hereby are approved and the Mayor or
his designee is hereby authorized and empowered to execute,
and the City Clerk is hereby authorized to attest and
deliver, the Installment Sale Agreement and Supplemental
Installment Sale Agreement, in substantially the form
presented to and considered at this meeting with such
changes as the official executing the same shall deem
appropriate and in the best interests of the City, as
conclusively evidenced by execution thereof.
Section.3. The forms, terms and provisions of the
Trust Agreement and supplemental Trust Agreement be and they
hereby are approved, and the Mayor or his designee is hereby
.
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authorized and empowered to execute, and the City Clerk is
hereby authorized and empowered to attest and deliver to the
Trustee, the Trust Agreement and supplemental Trust
Agreement, in substantially the form presented to and
considered at this meeting with such changes as may be
approved by the official executing the same, such approval
to be conclusively evidenced by execution thereof.
section 4. The forms, terms and provisions of the
Regulatory Agreements and the contracts of Insurance be and
they hereby are approved and the Mayor or his designee is
hereby authorized and empowered to execute, and the City
Clerk is hereby authorized to attest and deliver, the
Regulatory Agreements and the Contracts of Insurance, in
substantially the form presented to and considered at this
meeting with such changes as the official executing the same
shall deem appropriate and in the best interests of the
City, as conclusively evidenced by execution thereof.
Section 5. Pursuant to Section 147(f) of the Internal
Revenue Code of 1986, as amended, the sale, execution and
delivery of the Series 1989A Certificates to be issued under
and secured by the Trust Agreement, in an aggregate
principal amount not..to exceed $2,500,000 and at an interest
rate or rates not to exceed q % per annum, is hereby
approved. The sale, execution and delivery of the Series
1989B Certificates to be issued under and secured by the
Supplemental Trust Agreement in an aggregate principal
amount not to exceed $2,500,000 and at an interest rate or
rates not to exceed ___~% per annum is also hereby
approved. Payment of the principal, premium, if any, and
interest with respect to the Certificates shall be made
solely from certain revenues received by the Cití from the
corporation, and said certificates shall not be deemed to
constitute a debt or liability of the City within the
meaning of any Constitutional or statutory debt limitation.
Section 6. The preliminary Official Statements in the
form presented to this meeting be and the same hereby are
approved for use by the Underwriter in connection with the
public offering of the certificates, with such changes as
may be approved by one or more officers of the City, and the
Mayor is authorized to execute the final Official Statement
relating to the certificates. The Underwriter is hereby
authorized to distribute the Preliminary Official Statements
and the Official statements.
Section 7. The Certificates are hereby authorized to
be sold to the Underwriter at a discount not to exceed
4 % of t·he principal amount of the Certificates. The
Mayor and the City Clerk are hereby authorized to cause the
Certificates to be delivered to the Trustee for execution
and delivery to the Underwriter.
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section 8. The certificates purchase Agreements are
hereby approved, and the Mayor and the city Clerk be and
hereby are authorized and empowered to execute and deliver
the certificate purchase Agreements, in substantially the
form presented to and considered at this meeting, with such
changes as the officials executing the same shall deem
appropriate and in the best interests of the city, as
conclusively evidenced by their execution thereof.
section 9. Each of the projects and the control and
management of each of the projects by the corporation is
hereby approved.
section 10. The Mavor and the city Clerk are hereby
authorized and directed,-jointly and severally to do any and
all things, and to execute and deliver any and all documents
which they may deem necessary or advisable, in order to
consummate the execution and delivery of the certificates
and otherwise to carry out, give effect to and comply with
the terms and intent of this resolution and the documents
referred to herein.
section 11. The city Clerk shall certify to the
passage hereof and cause it to be entered into the minutes
of the city council.
PASSED AND ADOPTED this 19th day of December, 1988.
CITY OF CUPERTINO
/s/ John Pll1npy. Tr
MAYOR
ATTEST:
/s/ Rnhp-r~~ Ynl~a
city Clerk
(Deputy City Clerk)
APPROVED AS TO FORM:
,.
/s/
City
Charles ·Kilian
Attorney
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STATE OF CALIFORNIA )
COUNTY OF SANTA CLARA )
CITY OF CUPERTINO )
I, Roberta Wolfe , City Clerk of the
City of Cupertino, california, do hereby certify that the
foregoing Resolution was introduced, approved and adopted by
the City Council of the City of Cupertino at a regular
meeting ~f said Council held on the 19th day of December,
1988, by the following roll call vote:
AYES: COUNCILMEMBERS:
Gatto. Johnson, Koppel. Rogers. Plungy
NOES: COUNCILMEMBERS:
None
ABSENT: COUNCILMEMBERS:
None
/s/ Roberta Wolfe
City Clerk of the City of Cupertino
Deputy City Clerk
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