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AC 03-27-2023 Searchable PacketCITY OF CUPERTINO AUDIT COMMITTEE AGENDA 10300 Torre Avenue, City Hall Conference Room A / Teleconference Monday, March 27, 2023 4:00 PM Regular Meeting IN PERSON AND TELECONFERENCE / PUBLIC PARTICIPATION INFORMATION Members of the public wishing comment on an item on the agenda may do so in the following ways: 1) Appear in person at Cupertino City Hall. Members of the audience who address the Committee must come to the lectern/microphone, and are requested to complete a Speaker Card and identify themselves. Completion of Speaker Cards and identifying yourself is voluntary and not required to attend the meeting or provide comments. 2) E-mail comments by 9:00 a.m. on Monday, March 27 to the Audit Committee at AuditCommittee@cupertino.org. These e-mail comments will be received by the Audit Committee members before the meeting and posted to the City’s website after the meeting. 3) Teleconferencing Instructions Members of the public may observe the teleconference meeting or provide oral public comments as follows: Oral public comments will be accepted during the teleconference meeting. Comments may be made during “oral communications” for matters not on the agenda, and during the public comment period for each agenda item . To address the Committee, click on the link below to register in advance and access the meeting: Online Register in advance for this webinar: https://cityofcupertino.zoom.us/webinar/register/WN_sQgNDPmySKSGu_ymzFaQGQ Phone Page 1 1 Audit Committee Agenda March 27, 2023 Dial: 669-900-6833 and enter Webinar ID: 973 1794 7299 (Type *9 to raise hand to speak, *6 to unmute yourself). Unregistered participants will be called on by the last four digits of their phone number. Or an H.323/SIP room system: H.323: 162.255.37.11 (US West) Meeting ID: 973 1794 7299 SIP: 97317947299@zoomcrc.com After registering, you will receive a confirmation email containing information about joining the webinar. Please read the following instructions carefully: 1. You can directly download the teleconference software or connect to the meeting in your internet browser. If you are using your browser, make sure you are using a current and up-to-date browser: Chrome 30+, Firefox 27+, Microsoft Edge 12+, Safari 7+. Certain functionality may be disabled in older browsers, including Internet Explorer . 2. You will be asked to enter an email address and a name, followed by an email with instructions on how to connect to the meeting. Your email address will not be disclosed to the public. If you wish to make an oral public comment but do not wish to provide your name, you may enter “Cupertino Resident” or similar designation. 3. When the Chair calls for the item on which you wish to speak, click on “raise hand.” Speakers will be notified shortly before they are called to speak. 4. When called, please limit your remarks to the time allotted and the specific agenda topic . 5. Members of the public that wish to share a document must email AuditCommittee@cupertino.org prior to speaking. ROLL CALL ORDERS OF THE DAY APPROVAL OF MINUTES 1.Subject: Approve Minutes of Regular Meeting on February 27, 2023 Recommended Action: Approve Minutes of Regular Meeting on February 27, 2023 A - Draft Minutes Page 2 2 Audit Committee Agenda March 27, 2023 POSTPONEMENTS ORAL COMMUNICATIONS This portion of the meeting is reserved for persons wishing to address the Committee on any matter within the jurisdiction of the Committee and not on the agenda. Speakers are limited to three (3) minutes. In most cases, State law will prohibit the Commission from making any decisions with respect to a matter not on the agenda. OLD BUSINESS NEW BUSINESS 2.Subject: ACTION ITEM Consider the FY 2021-22 Annual Comprehensive Financial Report (ACFR) and Supplemental Reports Recommended Action: Receive the FY 2021-22 ACFR and Supplemental Reports and forward to City Council Presenter: Crowe 4:15(40) A - Cupertino ACFR Draft 2022 B - Cupertino ML Draft 2022 C - Cupertino SAS 114 Draft 2022 D - Cupertino Single Audit Draft 2022 E - Cupertino GANN AUP Draft 2022 F - Cupertino Investment AUP Draft 2022 G - Cupertino Storm Drain AUP Draft 2022 3.Subject: ACTION ITEM Consider the Monthly Treasurer's Investment Report for February 2023 Recommended Action: Receive the Monthly Treasurer's Investment Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager, and Chandler Asset Management 4:55(20) Staff Report A – Chandler Investment Report February 2023 B – Chandler Custodial Statement February 2023 C – PARS Pension and OPEB Account Statement February 2023 D – LAIF Account Statement February 2023 4.Subject: ACTION ITEM Consider the Monthly Treasurer's Report for February 2023 Recommended Action: Receive the Monthly Treasurer's Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager 5:15(10) Page 3 3 Audit Committee Agenda March 27, 2023 Staff Report A – Report of City-wide Receipts, Disbursements, and Cash Balances February 2023 B – Report of City-wide Fund BalancesNet Position February 2023 C – Weekly Payment Register for the Period Ending February 3, 2023 D – Weekly Payment Register for the Period Ending February 10, 2023 E – Weekly Payment Register for the Period Ending February 17, 2023 F – Weekly Payment Register for the Period Ending February 24, 2023 G – Weekly Payment Register for the Period Ending March 3, 2023 5.Subject: INFORMATIONAL ITEM Consider a Budget Format Review Update Recommended Action: Receive a Budget Format Review Update Presenter: Thomas Leung, Budget Manager 5:25(10) 6.Subject: INFORMATIONAL ITEM Consider the Audit Committee 2023 Schedule and Work Plan Recommended Action: Receive the Audit Committee 2023 Schedule and Work Plan and provide direction to staff Presenter: Thomas Leung, Budget Manager 5:35(10) A - Proposed Audit Committee 2023 Schedule and Work Plan STAFF AND COMMITTEE REPORTS COMMITTEEMEMBER ATTENDANCE AT UPCOMING MEETINGS AND EVENTS FUTURE AGENDA SETTING ADJOURNMENT In compliance with the Americans with Disabilities Act (ADA), anyone who is planning to attend this meeting who is visually or hearing impaired or has any disability that needs special assistance should call the City Clerk's Office at 408-777-3223, at least 48 hours in advance of the meeting to arrange for assistance. In addition, upon request, in advance, by a person with a disability, meeting agendas and writings distributed for the meeting that are public records will be made available in the appropriate alternative format. Any writings or documents provided to a majority of the members after publication of the agenda will be made available for public inspection. Please contact the City Clerk’s Office in City Hall located at 10300 Torre Avenue, Cupertino, California 95014, during normal business hours. IMPORTANT NOTICE: Please be advised that pursuant to Cupertino Municipal Code section 2.08.100 written communications sent to the Cupertino City Council, Commissioners or City staff concerning a matter on the agenda are included as supplemental material to the agendized item. These Page 4 4 Audit Committee Agenda March 27, 2023 written communications are accessible to the public through the City’s website and kept in packet archives. Do not include any personal or private information in written communications to the City that you do not wish to make public, as written communications are considered public records and will be made publicly available on the City website. Members of the public are entitled to address the members concerning any item that is described in the notice or agenda for this meeting, before or during consideration of that item. If you wish to address the members on any other item not on the agenda, you may do so during the public comment . Page 5 5 CITY OF CUPERTINO Agenda Item 23-12173 Agenda Date: 3/27/2023 Agenda #: 1. Subject:Approve Minutes of Regular Meeting on February 27, 2023 Approve Minutes of Regular Meeting on February 27, 2023 CITY OF CUPERTINO Printed on 3/23/2023Page 1 of 1 powered by Legistar™6 Page 1 City of Cupertino Audit Committee Regular Meeting Minutes February 27, 2023 CALL TO ORDER At 4:00 p.m., Vice Chair Chen called the regular meeting to order. This was a teleconference meeting with no physical location. ROLL CALL Committee Members Present: Chair Angela Chen, Vice Chair Sheila Mohan, Committee member J.R. Fruen, Committee member Laura Hammer (4:01p.m.), Committee member Sophie Song (4:10p.m.) City Staff Present: Kristina Alfaro, Pamela Wu, Matt Morley, Thomas Leung, Beth Viajar, Janet Liang Absent: Guests: Carlos Oblites (Chandler), Colleen Rozillis (Moss Adams), Jessie Lenhardt (Moss Adams), Tammy Lohr (Moss Adams) ORDERS OF THE DAY 1. APPROVE MINUTES OF REGULAR MEETING ON JANUARY 23, 2022 Chair Chen requested that staff include the recommendation made during the meeting in the minutes. Committee member Fruen then made a motion to approve the minutes with the recommended amendments, which was seconded by Vice Chair Mohan. The motion carried 4-0 with Committee member Song absent. POSTPONEMENTS ORAL COMMUNICATIONS OLD BUSINESS NEW BUSINESS 2. Consider an Internal Audit Overview Alfaro gave an introduction to the report, while Colleen and Lohr presented an overview. When Chair Chen inquired about the process for implementing recommendations, Colleen explained that once they have a draft report and recommendations, they review them with the City Manager’s Office, relevant staff, and stakeholders to ensure their feasibility. In some cases, management responses may be required, but if the recommendations are accepted, no management response is necessary. Additionally, an implementation plan may be developed, which was included in the procurement study. Council may direct management to create an 7 Page 2 implementation plan for other studies. Vice Chair Mohan requested further information about the accomplishments, to which Colleen replied that quarterly updates and an annual report at the end of each fiscal year are available. Alfaro added that the internal audit reports can be accessed on the finance webpage under Internal Audit. No public comment. 3. Consider the Quarterly Internal Audit Status Report Rozillis provided an overview of the report. Vice Chair Mohan inquired about the complaint mentioned in the Fraud, Waste, and Abuse report and whether it would be disclosed. Lohr explained that they prioritize confidentiality, and there are specific circumstances in which they would disclose the nature of the report to the committee. Otherwise, they manage and resolve the complaint without revealing its details to others. This process follows the triage outlined in the program manual. Chair Chen asked when the draft report for the Library Construction Audit would be available, and Rozillis replied that it would be presented at the next meeting. Committee member Hammer asked whether issues would be highlighted in the column designated for appropriate City Officials, and Lohr confirmed this. In such cases, they work with city management to address the issue. No public comment. 4. Consider the Budget Process Review Final Report Lenhardt presented an overview of the report, and Alfaro provided updates on the steps staff has taken, such as drafting budget policies and launching the Budget Management folder on the City's Intranet page. The City is also reviewing areas that did not meet GFOA standards and will bring updates as part of budget format review. Alfaro also mentioned that staff is exploring an ERP system that can provide a dashboard/high-level overview of the budget. Committee member Fruen asked why timeliness did not rank as high as other factors in terms of satisfaction. Alfaro explained that the quarterly reporting timeline is tight, and staff members are not solely dedicated to budget tasks, with the exception of Leung. Vice Chair Mohan asked for clarification on why the City needs to adopt a budget policy when the State already requires a balanced budget. Lenhardt explained that it is an informal practice that GFOA recommends to support consistent practices and to provide future individuals with a better understanding of the budget's full intent. Lohr added that documenting the policy would outline the how and why behind consistent practices as the State does not detail this information. Rozillis noted that policies are useful for future reference. Committee member Hammer asked whether they reviewed the review process or the budget process. Lenhardt clarified that they reviewed the process for developing the budget, including budget submission and review, adjustments, and monitoring throughout the fiscal year. Committee member Hammer moved to receive and forward the report to City Council, which Committee member Fruen seconded. No public comment. The motion passed unanimously with all members present. 5. Consider the Monthly Treasurer's Investment Report for January 2023 Leung and Oblites provided an overview of the report. Vice Chair Mohan asked if the investment structure was comparable to other municipal clients. Oblites explained that the term structure was specific to the City because a specific strategy was developed, but other governments might have a similar structure based on liquidity needs and risk tolerance. Most of the asset classes were similar to other local governments, but the City targets a longer average maturity and longer 8 Page 3 duration that generates higher returns in the long run. Oblites also noted that the portfolio was designed to withstand unexpected shocks to the system and was diversified among some of the safest security asset classes available to all investors globally. They actively do credit analysis on anything that is not treasury or agency-related to minimize risk. Chair Chen asked for the difference between book value and par value and which best reflects the City's true level of assets. Oblites explained that the market value was the value that someone was willing to pay for it today, while the book value was the value at which the assets were carried today, reflecting premiums and discounts. He believed that the book value best reflected the City's level of assets because it was what the City was carrying. If the portfolio was held to maturity, the par value would be the best indication of what the City would receive. Committee member Fruen motioned to recommend filing the report with City Council, and Vice Chair Mohan seconded the motion. No public comment. The motion carried unanimously with all members present. 6. Consider the Monthly Treasurer's Report for January 2023 Leung provided an overview of the report. Committee member Fruen motioned to recommend filing the report with City Council, and Vice Chair Mohan seconded. No public comment. The motion carried unanimously with all members present. 7. Consider the Audit Committee 2023 Schedule and Work Plan Leung presented the committee's workplan and noted that the committee had recommended transitioning to quarterly meetings. Leung further stated that the second reading of the ordinance would take place in March, and as a result, starting from April, the Audit Committee meetings would be held quarterly. Wu added that the ordinance would come into effect 30 days after the second reading. Chair Chen noted that Audit Committee would tentatively cancel the May 22 meeting. STAFF AND COMMITTEE REPORTS COMMITTEEMEMBER ATTENDANCE AT UPCOMING MEETINGS AND EVENTS FUTURE AGENDA SETTING ADJOURNMENT The meeting adjourned at 5:54 p.m. Recording Secretary: Janet Liang, Administrative Assistant 9 CITY OF CUPERTINO Agenda Item 23-12174 Agenda Date: 3/27/2023 Agenda #: 2. ACTION ITEM Subject: Consider the FY 2021-22 Annual Comprehensive Financial Report (ACFR) and Supplemental Reports Receive the FY 2021-22 ACFR and Supplemental Reports and forward to City Council Presenter: Crowe 4:15(40) CITY OF CUPERTINO Printed on 3/24/2023Page 1 of 1 powered by Legistar™10 Pre l i m i n a r y Dr a f t FISCAL YEAR 2021 - 2022 Annual Comprehensive Financial Report 11 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA ANNUAL COMPREHENSIVE FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2022 Prepared by the City of Cupertino Administrative Services Department Finance Division 12 Pre l i m i n a r y Dr a f t i. CITY OF CUPERTINO, CALIFORNIA ANNUAL COMPREHENSIVE FINANCIAL REPORT For the year ended June 30, 2022 CONTENTS INTRODUCTORY SECTION TABLE OF CONTENTS ..................................................................................................................... i LETTER OF TRANSMITTAL .............................................................................................................. iii ORGANIZATION CHART ................................................................................................................... xi CITY COUNCIL AND DIRECTORY OF CITY OFFICIALS ................................................................ xii COMMISSIONS AND COMMITTEES ................................................................................................ xiii CERTIFICATE OF ACHIEVEMENT FOR EXCELLENCE IN FINANCIAL REPORTING .................. xiv FINANCIAL SECTION INDEPENDENT AUDITOR'S REPORT .................................................................................................... 1 MANAGEMENT'S DISCUSSION AND ANALYSIS (UNAUDITED) .......................................................... 4 BASIC FINANCIAL STATEMENTS: GOVERNMENT-WIDE FINANCIAL STATEMENTS: STATEMENT OF NET POSITION ..................................................................................................... 25 STATEMENT OF ACTIVITIES ........................................................................................................... 26 FUND FINANCIAL STATEMENTS: GOVERNMENTAL FUNDS: BALANCE SHEET .............................................................................................................................. 28 RECONCILIATION OF GOVERNMENTAL FUNDS BALANCE SHEET TO STATEMENT OF NET POSITION ................................................................................................... 29 STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ........................................................................................................................... 30 RECONCILIATION OF NET CHANGES IN FUND BALANCES — GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES .............................................. 31 STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES — BUDGET AND ACTUAL — GENERAL FUND ................................................................................... 32 BUDGET AND ACTUAL — TRANSPORTATION SPECIAL REVENUE FUND ................................ 33 BUDGET AND ACTUAL — HOUSING DEVELOPMENT SPECIAL REVENUE FUND .................... 34 PROPRIETARY FUNDS: STATEMENT OF NET POSITION ..................................................................................................... 36 STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION ........................... 37 STATEMENT OF CASH FLOWS ....................................................................................................... 38 NOTES TO BASIC FINANCIAL STATEMENTS ....................................................................................... 39 REQUIRED SUPPLEMENTARY INFORMATION (UNAUDITED): SCHEDULE OF CHANGES IN THE NET PENSION LIABILITY AND RELATED RATIOS .............. 72 SCHEDULE OF CONTRIBUTIONS — PENSION ............................................................................. 73 SCHEDULE OF CHANGES IN THE NET OPEB LIABILITY AND RELATED RATIOS ..................... 74 SCHEDULE OF CONTRIBUTIONS – OPEB ..................................................................................... 75 13 Pre l i m i n a r y Dr a f t ii. CITY OF CUPERTINO, CALIFORNIA ANNUAL COMPREHENSIVE FINANCIAL REPORT For the year ended June 30, 2022 CONTENTS (Continued) OTHER SUPPLEMENTARY INFORMATION: SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE — BUDGET AND ACTUAL - PUBLIC FACILITIES CORPORATION DEBT SERVICE FUND .............. 77 NONMAJOR GOVERNMENTAL FUNDS: COMBINING BALANCE SHEET ........................................................................................................ 79 COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES .................................................................................................... 80 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES — BUDGET AND ACTUAL ....................................................... 81 NONMAJOR ENTERPRISE FUND: COMBINING STATEMENT OF NET POSITION ............................................................................... 85 COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION ......................................................................................................... 86 COMBINING STATEMENT OF CASH FLOWS ................................................................................. 87 INTERNAL SERVICE FUNDS: COMBINING STATEMENT OF NET POSITION ............................................................................... 89 COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION ......................................................................................................... 90 COMBINING STATEMENT OF CASH FLOWS ................................................................................. 91 STATISTICAL SECTION FINANCIAL TRENDS: NET POSITION/ASSETS BY COMPONENT — LAST TEN FISCAL YEARS ................................... 94 CHANGES IN NET POSITION/ASSETS — LAST TEN FISCAL YEARS.......................................... 95 FUND BALANCES OF GOVERNMENTAL FUNDS — LAST TEN FISCAL YEARS ......................... 97 CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS — LAST TEN FISCAL YEARS .............................................................................................................. 98 REVENUE CAPACITY: ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY — LAST TEN FISCAL YEARS .................................................................................... 99 DIRECT AND OVERLAPPING PROPERTY TAX RATES — LAST TEN FISCAL YEARS ............... 100 PRINCIPAL PROPERTY TAXPAYERS — CURRENT YEAR AND TEN YEARS AGO .................... 101 PROPERTY TAX LEVIES AND COLLECTIONS — LAST TEN FISCAL YEARS ............................. 102 DEBT CAPACITY: RATIOS OF OUTSTANDING DEBT BY TYPE — LAST TEN FISCAL YEARS ................................ 103 DIRECT AND OVERLAPPING BONDED DEBT ................................................................................ 104 LEGAL DEBT MARGIN INFORMATION — LAST TEN FISCAL YEARS .......................................... 105 RATIO OF GENERAL BONDED DEBT — LAST TEN FISCAL YEARS ........................................... 106 DEMOGRAPHIC AND ECONOMIC INFORMATION: DEMOGRAPHIC AND ECONOMIC STATISTICS — LAST TEN FISCAL YEARS ........................... 107 2022 EMPLOYER RANKING ............................................................................................................. 108 OPERATING INFORMATION: FULL-TIME EQUIVALENT CITY EMPLOYEES BY FUNCTION/PROGRAM — LAST TEN FISCAL YEARS ................................................................. 109 OPERATING INDICATORS BY FUNCTION/PROGRAM — LAST TEN FISCAL YEARS ................ 110 CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM — LAST TEN FISCAL YEARS ........... 111 COMMUNITY PROFILE 14 Pre l i m i n a r y Dr a f t iii. _________, 2022 To the Citizens of Cupertino, Honorable Mayor, Members of the City Council, and City Manager It is our pleasure to submit the Annual Comprehensive Financial Report (ACFR) for the City of Cupertino (the City) for the fiscal year ended June 30, 2022. The report is prepared in accordance with generally accepted accounting principles (GAAP) set by the Governmental Accounting Standards Board (GASB). The report presents City information on an entity-wide basis and on a more detailed fund level basis. The fund-level reports emphasize the City’s major funds. A Management Discussion and Analysis (MD&A) presents a comparative analysis of current and prior year results, changes in financial position, a comparison of actual versus budget, financial highlights, trends, and disclosure of any known significant events or decisions that affect the financial condition of the City. This transmittal letter is designed to complement the MD&A and should therefore be read in conjunction with it. The MD&A is required supplementary information and is found in the Financial Section of the ACFR. The accuracy of the data presented and the completeness and fairness of the presentations, including all disclosures, are the responsibility of the management of the City. To provide a reasonable basis for making these representations, management has established a comprehensive internal control framework that is designed to protect the City’s assets and provide sufficient, reliable information for the proper preparation of these financial statements. We believe the data is accurate in all material respects and is presented in a manner that fairly sets forth the City’s financial position. Furthermore, we believe that all disclosures necessary to enable the reader to gain an understanding of the City’s financial activity have been included. REPORTING ENTITY This ACFR includes all component units and funds of the City. It reports all activities for which the City is considered to be financially accountable. The general governmental funds support a full range of services, including law enforcement, community development, recreation, public works, public and environmental affairs, and general administration. Enterprise funds account for recreation and solid waste operations supported by user fees. This financial report incorporates data for the City of Cupertino and its component unit, the Cupertino Public Facilities Corporation. The City operates under a Council-City Manager form of government. There are five council members, including the Mayor, who serve staggered four-year terms. The City Council appoints the City Manager who is responsible for the daily administration of City affairs. The City Council also appoints the City Attorney and the City Treasurer. All other employees are appointed by the City Manager. CITY OF CUPERTINO CITY HALL 10300 TORRE AVENUE • CUPERTINO, CA 95014-3202 (408) 777-CITY • WWW.CUPERTINO.ORG 15 Pre l i m i n a r y Dr a f t iv. ECONOMIC CONDITIONS The City of Cupertino is located in Santa Clara County at the southern end of the San Francisco Bay Peninsula. The City is comprised of 13-square miles and is bordered by the cities of San Jose, Saratoga, Sunnyvale, Santa Clara, and Los Altos. It has a residential population of 66,274. Situated at the west end of Silicon Valley, Cupertino has earned the reputation of a balanced community with a healthy climate for business and well-maintained residential neighborhoods, community parks and public facilities. The excellent reputation of Cupertino’s schools is a major attraction for families wishing to settle in close proximity to high paying jobs in Silicon Valley. The City recognizes the importance of quality school facilities and programs to all Cupertino residents, and works in partnership with the schools in many programs affecting education and youth. National surveys rank the City high in education levels, average household incomes, and registered patent numbers, as well as one of the best cities in which to live and raise a family. Because Cupertino is a mature, 93% built-out city, the City of Cupertino focuses on business retention and revitalization. Cupertino is world renowned as the home of high-tech giants, such as Apple, Inc., and as a community with stellar public schools. De Anza College, one of the largest single-campus community colleges in the country, is another major employer and a magnet for attracting local and international students. The City’s proactive economic development efforts have resulted in an innovative environment for start-ups and growing companies to thrive. The City strives to retain and attract local companies through active outreach and a responsive and customer-oriented entitlement process. Cupertino is excited to have a number of new mixed-use development projects offering more retail and dining options, as well as provide additional housing opportunities to meet the needs of the growing community. The Main Street and Nineteen800 mixed-use developments continues to offer a vibrant downtown area for Cupertino, with a large selection of restaurants and retailers, including Alexander’s Steakhouse, Eureka!, Oren’s Hummus, Lazy Dog, Ippudo, HaiDiLao Hot Pot Restaurant, Pressed Juicery, Orangetheory, 85 Degree Bakery, Somi Somi, Sul & Beans, Kura Sushi, Vitality Bowls, Doppio Zero, Boiling Point and Jin Tea, Koja Kitchen, Bishops Cuts & Colors, Capezio, Howard’s Shoes, Tan Cha, Meet Fresh, Pineapple Thai, Koi Palace, Myungrang Hot Dog, Pacific Catch, Pasta Armellino, Philz Coffee, Pelicana Chicken, Golden Vision Optical, Meri West Bank, AT&T Store, The Original Face Bar, Orange Theory, Pizza My Heart, Ameritrade, and Bon Mot Resturant. Housing, office, and a Residence Inn by Marriott and Main Street Cupertino Lofts are available to support the thriving area. Benihana, Bowlmor, and Ice Center Cupertino also serve as long-time anchors. The limited construction of new retail and commercial development results in strengthening existing popular venues in Cupertino, including The Marketplace. The Marketplace has a variety of stores and restaurants popular with students, families, and working professionals. They include Galpao Gaucho, Daiso, Marukai Groceries, Harumi Sushi, La Patisserie Bakery, Beard Papa’s, Legend’s Pizza, Icicles, Kong’s Tofu & BBQ, One Pot Shabu Shabu, and Olarn Thai. Cupertino Village is undergoing renovations to upgrade existing buildings, construct new buildings, parking, and open-courtyard space. The shopping center is home to 99 Ranch Market, Duke of Edinburgh Pub & Restaurant, Chung Chou, Ume Tea, Tofu Plus, Kira Kira Beauty, MOD Pizza, Ten Ren Tea, Fantasia Coffee & Tea, Yoga Wave, Happy Lemon, Kee Wah Bakery, and many other Asian restaurants, bakeries, and shops. 16 Pre l i m i n a r y Dr a f t v. Cupertino features many other retail opportunities, including TJ Maxx and Home Goods, Whole Foods, Target, Party City, and over 180 restaurants to serve residents and the local workforce. There are now seven hotels providing over 1,000 rooms, to serve the area: The Aloft Cupertino, Cupertino Hotel, Hilton Garden Inn, Juniper Hotel operated by Curio, Marriott Courtyard, the Residence Inn by Marriott, and the newest addition is the Hyatt House. The Homestead Square Shopping Center, located at Homestead Road and De Anza Boulevard, includes a 24-hour Safeway, Ulta Beauty, Ross Stores, Stein Mart, Pet Club, Michael’s, Rite Aid, FedEx, and numerous restaurants, such as Fish’s Wild, Pho Hoa Noodle Soup, Yayoi Teishoku Japanese Restaurant, Starbucks, and Chipotle. Apple completed construction of its new corporate campus, Apple Park, which includes approximately 2.8 million square feet of office and R&D space north of Highway 280 between Wolfe Road and Tantau Avenue. A state-of-the-art Visitors Center, Observation Deck, flagship retail store and café are open to the public seven days a week. According to the 2021-2022 Assessor’s Annual Report for Santa Clara County, Cupertino’s net assessment roll growth increased by nearly $986.4 million, or 3.5%, from the prior year. Residential use values increased 4.9% a total of $829.9 million and represented 84% of all growth experienced in the City. Commercial properties posted an increase of $572.8 million, or 7.6%, due to the movement of assets from the unsecured to the secure roll. The industrial properties reported growth of $267 million, or 30.8%, on the strength of parcels adding improvement values between tax years or tenants at these sites adding fixtures and business assets. Unsecured assets in Cupertino decreased by $699.7 million, or 28.9% due to the movement of assets from the unsecured to the secured roll, which contributed to the large growth seen in the commercial use category. The City’s sales tax revenues are generated from five principal economic categories: business-to-business 65% (includes electronic equipment and software manufacturers and distributors), state and county pools 20%, restaurants and hotels 6%, general retail 4%, and fuel and service stations and other 6%. Our two largest sales taxpayers in the business-to-business category represent a large part of that sector and therefore can significantly affect sales tax trends. Due to taxpayer confidentiality constraints, the City is unable to disclose the amounts of sales tax reported for these businesses. The top taxpayers’ corporate and business technology spending has driven growth in this sector. Sales tax activity has increased across most sectors with a decrease primarily in construction. This decrease is attributed to the winding down of construction projects in the City, particularly, the Apple Park campus development. Given these trends, the City’s sales tax revenue is projected to show a more modest increase going forward. 17 Pre l i m i n a r y Dr a f t vi. Continued economic growth driven primarily by the business to business sector continued through FY 2014-15 until a slight $400,000 decline in FY 2015-16 due to a one-time clean up payment from the previous year received in FY 2016-17. FY 2016-17 increased significantly with a $3.5 million “triple-flip” close-out payment. There was a modest decrease in FY 2017-18 which was again attributable to the one- time “triple-flip” close-out payment from FY 2016-17 that was not received in FY 2017-18. Despite the fluctuation, the sales tax base experienced strong growth. FY 2018-19 experienced a slight decrease due to the tapering of localized sales tax dollars from construction and completion of Apple Campus 2 which further indicates a return to normalcy in respect to previous years. Additionally, the City received a one- time quarterly clean-up payment in FY 2017-18 of $1.6 million that contributed to the comparative decrease in FY 2018-19. In FY 2019-20, the City’s sales taxes experienced growth due to a one-time double payment from Apple. Additionally, a change in estimate in which the City adjusted its accrual practice to include the full remittance amounts from July and August 2020 contributed to approximately $9.0 of the increase over the previous fiscal year. This change in estimate will be applied prospectively and consistently moving forward. Though much uncertainty remains during the course of the pandemic, the City has seen positive sales tax trends into FY 2020-21 due to the telework transition and the state-wide need for additional electronic equipment and infrastructure, and the Wayfair decision. With the economic recovery and easing of credit, commercial development activity picked up considerably in 2012-13 and 2013-14 led by plan reviews of the new Apple Campus 2. Plans for the redevelopment of the Marina shopping center into a mixed-use project, Marina Plaza, was approved in 2016. This project will include 23,000 sq. ft. of retail and restaurant use, a 122-room boutique hotel, and 188 residential units including 16 below market rate units. Construction of a five story, 148-room Hyatt House hotel was completed in April 2019 and includes a full-service restaurant and meeting rooms. Through the City’s new General Plan Amendment (GPA) Authorization Process applications for two development projects were authorized by City Council during FY 2019-20 with the De Anza Hotel and the Cupertino Village Hotel. The City’s pension and retiree medical (also referred to as OPEB, Other Post-Employment Benefits) unfunded actuarial accrued liabilities are discussed in the Notes to the Basic Financial Statements. The City must pay CalPERS, the state’s government pension system, annually to reduce its long-term liability for pensions. Cupertino’s CalPERS actuarial valuation report as of June 30, 2021 reported a pension unfunded accrued liability of $41.3 million with annual payments to CalPERS of 32.8% and 32.2% of projected payroll for 2023-24 and 2024-25, respectively, with ongoing decreases after that. CalPERS recently experienced strong performance in FY 2020-21 with a return of 21.3% that ultimately triggered a reduction in the discount rate from 7% to 6.8%. To address long-term rising costs, Cupertino and state law has reduced pension benefits for new hires and increased employee contributions. As of the June 30, 2022, the City has $- $5,000 $10,000 $15,000 $20,000 $25,000 $30,000 $35,000 $40,000 $45,000 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Sales Tax ($ in millions) 18 Pre l i m i n a r y Dr a f t vii. a Net OPEB Liability of $(1.5) million with annual payments to a retiree health plan trust at -6.1% of payroll. The negative percentage of payroll further represents an over-funded status. In addition to the City’s Section 115 OPEB Investment Trust established in 2010, in FY 2017-18, the City Council approved the establishment of a Section 115 trust as part of a pension rate stabilization program. An initial investment of $8 million was made in FY 2018-19, with additional contributions of $4 million in FY 2019-20, $2 million in FY 2020-21, and $2 million in FY 2021-22. Because the City contracts out police services to the County Sheriff and because fire protection is handled by a special district, the City avoids the high pension, capital, and operating costs of a City-operated public safety function. The City caps its contributions to employee health insurance premiums that benefit both the City and employees. A build-up of operating reserves from strong revenue years, such as 2013-14, along with a traditional under-spending of budgets, enables the City to withstand weak revenue years that occur periodically, such as in FY 2009-10. On March 11, 2021, the American Rescue Plan Act (ARP) of 2021 was signed into law and established the Coronavirus State Recovery Fund and Coronavirus Local Fiscal Recovery Funds, which together make up the Coronavirus State and Local Fiscal Recover Funds (“SLFRF”). The ARP is a $1.9 trillion economic stimulus bill. Within the ARP, the Coronavirus Local Fiscal Recovery Fund provided $350 billion for states, municipalities, counties, tribes, and territories, including $130 billion for local governments split evenly between municipalities and counties. California cities are expected to receive more than $7 billion dollars in much needed assistance to help offset the billions of dollars in revenue shortfalls due to the shutdown of local economies and the billions spent protecting public health, delivering essential services, protecting vulnerable populations, and helping small businesses survive during the pandemic. The City of Cupertino is expected to receive two payments totaling $9,694,773 in SLFRF funding. The first payment was received in May 2021 in the amount of $4,847,386.50 and the second payment was received in May 2022. The City may use SLFRF funds to cover these eligible costs incurred during the period that begins on March 3, 2021 and ends on December 31, 2024, as long as the award funds for the obligations incurred by December 31, 2024 are spent by December 31, 2026. As a recipient of the SLFRF award, the City has substantial discretion to use the award funds in the ways that best suit the needs of the City’s constituents – as long as such use fits into one of the following four statutory categories determined by the U.S. Department of the Treasury:  Public Health/Negative Economic Impacts: Recipients may use SLFRF award funds to provide assistance to households – such as rent, mortgage, or utility assistance – for costs incurred by the household prior to March 3, 2021, provided that the City did not incur the cost of providing such assistance prior to March 3, 2021.  Premium Pay: Recipients may provide premium pay retrospectively for work performed at any time since the start of the COVID-19 public health emergency. Such premium pay must be “in addition to” wages and remuneration already received and the obligation to provide such pay must not have been incurred by the recipient prior to March 3, 2021.  Revenue Loss: Treasury’s Final Rule gives recipients broad latitude to use funds for the provision of government services to the extent of reduction in revenue. While calculation of loss revenue begins with the recipient’s revenue in the last full fiscal year prior to the COVID-19 public health emergency and includes the 12-month period ending December 31, 2020, use of funds for government services must be forward looking for costs incurred by the recipient after March 3, 2021. 19 Pre l i m i n a r y Dr a f t viii.  Investments in Water, Sewer, and Broadband: Recipients may use SLFRF award funds to make necessary investments in water, sewer, and broadband. Recipients may use SLFRF award funds to cover costs incurred for eligible projects planned or started prior to March 3, 2021, provided that the project costs covered by the SLFRF award funds were incurred after March 3, 2021. On September 7, 2021, the Cupertino City Council approved a plan which allocated the ARP funding towards revenue loss which was estimated at approximately $29 million. Additionally, the $9.7 million in total ARP funding was approved to be spent on general government services in the General Fund, specifically, City Work Program and special project items. Subsequently, and in accordance with the Treasury’s Final Rule, a $10 million “standard allowance” may be taken which would relieve a jurisdiction’s substantiation of revenue loss. Nevertheless, the City plans to continue using the ARP funding as originally authorized and will continue to monitor and report out on the estimated and actual revenue losses resulting from the pandemic. ECONOMIC INITIATIVES With the expanded Apple presence, the City’s revenue base will remain concentrated among its top companies and top economic sector, the volatile business-to-business area. Past recessions and the historic departure of a major tax provider, Hewlett-Packard, demonstrates the need for diversification of the City’s revenue base and a long-term balance of revenues and expenditures. The City desires other revenues to mitigate the fluctuating nature of sales taxes, hotel taxes, user fees, and state grabs of local taxes in times of budget distress. COVID-19 has had significant adverse impacts on the City’s transient occupancy taxes, charges for services, and is sure to have long-lasting impacts on its sales tax. While the City’s revenues remained strong in FY 2019-20 and are currently on pace with projections in FY 2020-21, the City’s strong, untapped reserves afford the City to continue actively mitigating the impacts of the pandemic on the community. Efforts to reduce operating costs, additional allocations for tenants at risk of eviction and homeless assistance, public facility and area sanitation enhancements, and small business grant assistance are all examples in FY 2019-20 and FY 2020-21 of the City’s on-going ability and commitment to overcome these challenges. ACCOUNTING AND BUDGETARY CONTROL In developing and evaluating the City’s accounting system, consideration is given to the adequacy of internal accounting controls. The City’s controls are designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against losses from unauthorized use or disposition and the reliability of financial records for preparing financial statements and maintaining accountability of assets. The concept of reasonable assurance recognizes that the costs of a control should not exceed the benefits likely to be derived and that the evaluation of costs and benefits requires estimates and judgments by management. The City’s budget is a detailed operating plan that identifies estimated costs and results in relation to estimated revenues. The budget includes 1) the programs, projects, services and activities to be provided during the fiscal year; 2) estimated revenue and fund balance available to finance the operating plan; and 3) the estimated spending requirements of the operating plan. The budget represents a process through which policy decisions are made, implemented and controlled. 20 Pre l i m i n a r y Dr a f t ix. INDEPENDENT AUDIT City ordinance requires an annual audit of the financial records by an independent certified public accounting firm selected by the City Council and its audit committee. Crowe LLP audited the City’s Basic Financial Statements, and their opinion thereon is included in the Financial Section of this report. FRAUD INVESTIGATION On September 5, 2018 the Santa Clara County Sheriff’s Office arrested former City of Cupertino employee Jennifer “Yuen-Cheng” Chang, Senior Accountant, for her role in the embezzlement of public funds. It is believed that Ms. Chang issued and cashed numerous fraudulent checks between 2000 and 2014 for a total of $791,494. The scheme ended in September 2014 right before the implementation of an upgraded financial system in December 2014 that tightened internal controls. Ms. Chang, who was hired by the City in 1997, retired in July 2015. The checks were uncovered early 2018 by staff during a multi-year, detailed review of several accounts— including payroll, bank reconciliations, and deposits—which began after the implementation of the new financial system in fiscal year 2014-2015. The checks were found debited against a liability account and deemed suspicious due to their nature, size, and lack of supporting documentation. In 2018, the Santa Clara County Sheriff’s Office submitted its case to the Santa Clara County District Attorney’s Office for the issuance of a warrant for Ms. Chang. The California Attorney General brought forward 68 criminal charges against Ms. Chang. The City of Cupertino is seeking full restitution from Ms. Chang through upcoming criminal and civil proceedings. At the Preliminary Hearing on December 10, 2019, Judge Pennypacker ruled that Ms. Chang will have to stand trial on 53 felony counts. The counts include Grand Theft and Computer Intrusion for the period September 28, 2000 to September 5, 2014, and Embezzlement for the period July 22, 2011 to September 5, 2014. Because Ms. Chang’s bank does not save documents from prior to 2011, the State cannot prove an element of the crime of embezzlement prior to this time. Ms. Chang was criminally prosecuted and plead guilty to three felony counts in December 2021. On January 31, 2022, Ms. Chang paid $612,000 in criminal restitution to the City of Cupertino. The City has separately pursued civil remedies against Ms. Chang to recover damages that were not available through criminal restitution for the entire amount embezzled ($791,494), interest, and investigation costs. Among other internal controls maintained by the City over its financial records, in addition to the upgraded financial system in December 2014 that tightened internal controls, the City also hired additional accounting staff to enhance segregation of duties as well as internal audit function that has been approved for implementation in fiscal year 2019-20. Lastly, the City has engaged Moss Adams, LLP to serve as its internal auditor. CERTIFICATE OF ACHIEVEMENT The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Cupertino for its ACFR for the year ended June 30, 2020. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized ACFR. This report must satisfy both GAAP and applicable legal requirements. 21 Pre l i m i n a r y Dr a f t x. A Certificate of Achievement is valid for a period of one year only. We believe that the current report continues to meet the Certificate of Achievement Program’s requirements. ACKNOWLEDGMENTS I would like to express my appreciation to City employees, department heads, the City Manager, members of the Audit Committee, and members of City Council for their interest in conducting the financial operations of the City in a responsible manner. Special thanks go to, Thomas Leung, Zeng Wang, Min Zhao, Jumaini Judoprasetijo, Vi Tran, and Amber Chang of the Finance staff for their continued support and dedication. Special recognition to Beth Viajar, Richard Wong, Giang Dinh, and Janet Liang for their efforts in the preparation and production of this report. Reviewed by, Kristina Alfaro Director of Administrative Services 22 Pre l i m i n a r y Dr a f t Citizens of Cupertino City Council Committees and Commissions City Attorney City Manager City Treasurer City Clerk Public Affairs Sustainability Programs Law Enforcement (Santa Clara County Sherriff – Contract) Administrative Services Community Development Recreation and Community Services Public Works Innovation & Technology Code Enforcement Finance Building Recreation & Education Capital Improvement Program Transportation GIS Infrastructure Human Resources Planning Sports, Safety & Outdoor Recreation Development Services Environmental Programs Video Applications Economic Development Business & Community Services Service Center Code Enforcement (Zoning & Building) Grounds Streets Trees & ROW Facilities & Fleet Housing xi.23 Pre l i m i n a r y Dr a f t Directory of City Officials City Council Darcy Paul Liang Chao Mayor Vice Mayor Kitty Moore Jon Willey Council Member Council Member Hung Wei Council Member Directory of City Officials Jim Throop – City Manager Dianne Thompson – Assistant City Manager Christopher Jensen – City Attorney Kristina Alfaro – Director of Administrative Services Ben Fu – Director of Community Development Matt Morley – Director of Public Works Joanne Magrini – Director of Parks and Recreation Bill Mitchell – Chief Technology Officer xii. 24 Pre l i m i n a r y Dr a f t Commissions and Committees AUDIT COMMITTEE Angela Chen Yan (Sophie) Song Darcy Paul Kitty Moore Laura Hammer BICYCLE PEDESTRIAN COMMISSION Gerhard Eschelbeck Grace John Erik Lindskog Jack Carter Ilango Ganga DESIGN REVIEW COMMITTEE Muni Madhdhipatla Sanjiv Kapil R Wang ENVIRONMENTAL REVIEW COMMITTEE Kitty Moore Matt Morley Ben Fu Dianne Thompson Steven Scharf Darcy Paul Muni Madhdhipatla ECONOMIC DEVELOPMENT COMMITTEE Darcy Paul Kevin McClelland Hung Wei Mike Rohde Rod Diridon Jr. Alan Takahashi Roslyn Donald Angela Tsui Ben Fu Anjali Kausar Roger Lee FINE ARTS COMMISSION Carol Maa Janki Chokshi Satish Tare Esha Rao Sudha Kasamsetty HOUSING COMMISSION Govind Tatachari Tessa Parish Sue Bose Connie Cunningham Angan Das LEGISLATIVE REVIEW COMMITTEE Liang Chao Kitty Moore LIBRARY COMMISSION Archana Panda Liyan Zhao Sheela Sreekanth Qin Pan Rahul Vasanth PARKS AND RECREATION COMMISSION Carol Stanek Xiangchen "Minna" Xu Gopal Kumarappan Seema Swamy Sashikala Begur PLANNING COMMISSION R "Ray" Wang Vikram Saxena Sanjiv Kapil Muni Madhdhipatla Steven Scharf PUBLIC SAFETY COMMISSION Eric Shan Hymanand Nellore Lakshminarasimha Ankireddipally Tiffany Wang Bobby Toda SUSTAINABILITY COMMISSION Anna Weber Sonali Padgaonkar Meera Ramanathan Steve Poon Vignesh Swaminathan TEEN COMMISSION Rachael Ding Geethikaa Tarra Andrew Qin Maple Leung Zehra Naqvi Dhruti Halambi Elspeth Luu Alex Zhang Adhya Kasamsetty TECHNOLOGY, INFORMATION & COMMUNICATIONS COMMISSION Eliza Du Mukesh Garg Naidu Bollineni Rajaram Soundararajan Prabir Mohanty xiii. 25 Pre l i m i n a r y Dr a f t Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Cupertino California For its Annual Comprehensive Financial Report For the Fiscal Year Ended June 30, 2020 Executive Director/CEO xiv.26 Pre l i m i n a r y Dr a f t (Continued) 1. INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and City Council City of Cupertino, California Report on the Audit of the Financial Statements Opinions We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Cupertino, California (City) as of and for the year ended June 30, 2022, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. In our opinion, the accompanying financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City, as of June 30, 2022, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the General Fund, the Transportation Special Revenue Fund, and the Housing Development Special Revenue Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. We conducted our audit in accordance with auditing standards generally accepted in the United States of America (GAAS) and the standards applicable to financial audits contained in Government Auditing Standards (Government Auditing Standards), issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditor's Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the City, and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Emphasis of Matter As discussed in Note 1 to the financial statements, in 2022, the City adopted new accounting guidance in the form of the provisions of GASB Statement No. 87, Leases. Our opinions are not modified with respect to this matter. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 27 Pre l i m i n a r y Dr a f t (Continued) 2. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the City’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor’s Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with GAAS and Government Auditing Standards, we  Exercise professional judgment and maintain professional skepticism throughout the audit.  Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements.  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, no such opinion is expressed.  Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements.  Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the City’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, and the required supplementary information section on pages 4-21 and 77-81 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. 28 Pre l i m i n a r y Dr a f t 3. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The other supplementary information section is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the other supplementary information section is fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual report. The other information comprises the introductory section, statistical section and community profile but does not include the basic financial statements and our auditor’s report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or provide any assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March xx, 2023 on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Crowe LLP Costa Mesa, California March xx, 2023 29 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 4 This section describes the City of Cupertino’s financial performance for the year. Readers are encouraged to consider the following information in conjunction with the accompanying Transmittal Letter and Basic Financial Statements. 2021-22 FINANCIAL HIGHLIGHTS  The COVID-19 pandemic, and the ensuing lockdowns, has negatively affected economies not only in the region, but around the world. Sales tax, transient occupancy tax, and charges for services were both positively and negatively impacted as explained further below. However, while much uncertainty remains regarding the length and magnitude of these impacts, the City stands well positioned with robust fund balance reserves that have been bolstered by strong sales tax performance, federal funding from the American Rescue Plan Act of 2021, and budget reduction strategies.  The assets and deferred outflows of resources of the City exceeded its liabilities and deferred inflows of resources at the close of the fiscal year 2021-22 by $369.0 million (net position). Of this amount, $104.9 million represents unrestricted net position, which may be used to meet the City’s ongoing obligations to citizens and creditors.  City revenues have increased in 2021-2022 with base governmental revenues showing a $4.0 million increase, or 3%, over 2020-2021. The primary fluctuations include an increase in property and sales tax and program revenues that are offset by decreases in transient occupancy tax and charges for services. According to the 2021-2022 Assessor’s Annual Report for Santa Clara County, Cupertino’s net assessment roll growth increased $986 million, or 3.55%, from the prior year  Residential use values increased 4.9% a total of $829.9 million and represented 84% of all growth experienced in the City. Commercial properties posted an increase of $572.8 million, or 7.6%, due to the movement of assets from the unsecured to the secure roll. The industrial properties reported growth of $267 million, or 30.8%, on the strength of parcels adding improvement values between tax years or tenants at these sites adding fixtures and business assets. Unsecured assets in Cupertino decreased by $699.7 million, or 28.9% due to the movement of assets from the unsecured to the secured roll, which contributed to the large growth seen in the commercial use category.  The City experienced an increase of approximately $1.1 million, or 3% in FY 2021-22 sales tax revenues compared to the previous year. Although the City experienced declines in many of the sectors including autos and transportation, building and construction, fuel and service stations, general consumer goods, and restaurants and hotels over the last two year, these experiences were mitigated by strong performance in the business and industry sector and the City’s county pool allocation. The COVID-19 pandemic has brought great uncertainty to the economy and although the business and industry sector has experienced significant growth due to the telework conversion and closure of brick-and-mortar retail, the City continues to monitor and forecast these sectors conservatively. COVID-19 and shelter-in-place orders brought the City’s transient occupancy taxes to a near halt beginning in March of 2020. Inspite of uncertainty, the result to the City’s was a $2.3M increased or 106% over the previous fiscal year.  The City continued to make substantial investment into capital projects dedicated to street and transportation improvements, storm drain improvements, and maintenance of and improvements to City facilities, resulting in an increase in net capital assets of $4.7 million, or 2.2%, after depreciation.  The City’s change in net position was $34.6 million for governmental activities reflecting the continued positive experience in sales tax and modest departmental spending.  The City’s Net Pension Liability for June 30, 2022, was $34.1 million, decreased by $14.5 million from June 30, 2022, or 30%. The Plan Fiduciary Net Position as a Percentage of the Total Pension 30 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 5 Liability for the City’s pension plan with CalPERS increased to 78.9%. Annual contributions to this trust will continue on an annual basis and as part of the City’s budget process. In accordance with guidance under GASB 67/68, the assets in the Section 115 Trust are reported as restricted cash and investments in the City’s General Fund. While the Section 115 Trust qualifies as a “trust,” the assets in the Section 115 Trust are not used to directly pay benefits to beneficiaries; rather, they are used to pay CalPERS via the CERBT Trust and as a result, the activities are not required to be reported in a fiduciary fund. The Trust’s ending balance as of June 30, 2022 was $17.4 million.  Business-type activities contributed $6.2 million to citywide revenues totaling $124.6 million, while the same activities contributed over $7.5 million to citywide expenses of $90.7 million.  The City implemented the provisions of GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions, during fiscal year 2017-18. This statement requires governments to report a liability on the face of the financial statements for the OPEB provided by the City. During FY 2019-20, the City reduced the discount rate from 7.0% to 6.5% which consequently increased the Total OPEB Liability. As of June 30, 2022, the City reported a decrease in Net OPEB Asset of $7.9 million primarily due to the investment return being less than the service cost plus interest on Total OPEB Liability (TOL). The City’s actuarial valuation generated a Net OPEB Asset of $1.5 million. The City also reported deferred outflows and inflows related to OPEB of $5 million and $3.2 million, respectively. As of June 30, 2022, the City’s OPEB plan had a funding ratio or funded ratio or status of 105%.  On March 11, 2021, the American Rescue Plan Act (ARP) of 2021 was signed into law and established the Coronavirus State Fiscal Recovery Fund and Coronavirus Local Fiscal Recovery Funds, which together make up the Coronavirus State and Local Fiscal Recovery Funds (“SLFRF”). The American Rescue Plan (ARP) Act of 2021 is a $1.9 trillion economic stimulus bill. Within the ARP, the Coronavirus Local Fiscal Recovery Fund provided $350 billion for states, municipalities, counties, tribes, and territories, including $130 billion for local governments split evenly between municipalities and counties. California cities are expected to receive more than $7 billion dollars in much needed assistance to help offset the billions of dollars in revenue shortfalls due to the shutdown of local economies and the billions spent protecting public health, delivering essential services, protecting vulnerable populations, and helping small businesses survive during the pandemic. The City of Cupertino expected to receive two payments totaling $9,694,773 in SLFRF funding. The first payment was received in May 2021 in the amount of $4,847,386.50 and the second payment was received in May 2022. The City may use SLFRF funds to cover these eligible costs incurred during the period that begins on March 3, 2021 and ends on December 31, 2024, as long as the award funds for the obligations incurred by December 31, 2024 are spent by December 31, 2026. As a recipient of the SLFRF award, the City has substantial discretion to use the award funds in the ways that best suit the needs of the City’s constituents – as long as such use fits into one of the following four statutory categories determined by the U.S. Department of the Treasury: - Public Health/Negative Economic Impacts: Recipients may use SLFRF award funds to provide assistance to households – such as rent, mortgage, or utility assistance – for costs incurred by the household prior to March 3, 2021, provided that the City did not incur the cost of providing such assistance prior to March 3, 2021. - Premium Pay: Recipients may provide premium pay retrospectively for work performed at any time since the start of the COVID-19 public health emergency. Such premium pay must be “in addition to” wages and remuneration already received and the obligation to provide such pay must not have been incurred by the recipient prior to March 3, 2021. - Revenue Loss: Treasury’s Final Rule gives recipients broad latitude to use funds for the provision of government services to the extent of reduction in revenue. While calculation of lost revenue begins with the recipient’s revenue in the last full fiscal year prior to the COVID-19 public health emergency and includes the 12-month period ending December 31, 2020, use of funds for 31 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 6 government services must be forward looking for costs incurred by the recipient after March 3, 2021. - Investments in Water, Sewer, and Broadband: Recipients may use SLFRF award funds to make necessary investments in water, sewer, and broadband. Recipients may use SLFRF award funds to cover costs incurred for eligible projects planned or started prior to March 3, 2021, provided that the project costs covered by the SLFRF award funds were incurred after March 3, 2021. On September 7, 2021, the Cupertino City Council approved a plan which allocated the ARP funding towards revenue loss which was estimated at approximately $29 million. Additionally, the $9.7 million in total ARP funding was approved to be spent on general government services in the General Fund, specifically, City Work Program and special project items. Subsequently, and in accordance with the Treasury’s Final Rule, a $10 million “standard allowance” may be taken which would relieve a jurisdiction’s substantiation of revenue loss. Nevertheless, the City plans to continue using the ARP funding as originally authorized and will continue to monitor and report out on the estimated and actual revenue losses resulting from the pandemic. OVERVIEW OF THE FINANCIAL STATEMENTS The discussion and analysis is intended to serve as an introduction to the City’s Basic Financial Statements. The Basic Financial Statements are comprised of the City-wide Financial Statements, the Fund Financial Statements, and the notes to the Basic Financial Statements. These two sets of financial statements provide two different views of the City’s financial activities and positions. The City-Wide Financial Statements provide a long-term view of the City’s activities as a whole, and comprise the Statement of Net Position and the Statement of Activities. These statements are prepared on the accrual basis, which means they measure the flow of all economic resources of the City as a whole. The accrual basis of accounting is similar to the accounting used by most private sector companies. The Statement of Net Position provides information about the financial position of the City as a whole, including all its capital assets and long-term liabilities. The Statement of Activities provides information about all the City’s revenues and expenses, with the emphasis on measuring net revenues and expenses for each of the City’s programs. The Statement of Activities explains in detail the change in net position for the year. Over time, increases or decreases in net position can be indicators of whether the financial condition of the City is improving or deteriorating. All of the City’s activities are grouped into Governmental activities and Business-type activities, as explained below. The Statement of Net Position and the Statement of Activities provide a summary of these two types of activities for the City as a whole.  Governmental activities—Most of the City’s basic services are considered to be governmental activities, including public works, law enforcement, community development, recreation, public & environmental affairs, and general administration. These services are supported by general City revenues such as property, sales and other taxes, and by specific program revenues such as developer fees and grants. The City’s governmental activities include the activities of a separate legal entity, the Cupertino Public Facilities Corporation (the “Corporation”), because the City is considered to be financially accountable for the Corporation. The City leases its major facilities from the Corporation, which then uses the lease payments to pay principal and interest on the Corporation’s long-term debt.  Business-type activities—All of the City’s enterprises are reported here, including solid waste management and most of the City’s recreational operations. Unlike governmental services, these services are supported by charges paid by users based on the amount of services used. 32 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 7 The Fund Financial Statements report the City’s operations in more detail than the City-wide Financial Statements and focus primarily on the short-term activities of the City’s General Fund and other major funds. The Fund Financial Statements measure only current revenues, expenditures, assets, liabilities, and deferred inflows and outflows of resources; they exclude long-term assets and liabilities. Because these statements focus on the near-term inflows and outflows of spendable resources, such information may be useful in evaluating near-term financing requirements. The Fund Financial Statements provide detailed information about each of the City’s most significant funds, called major funds. Cupertino’s Fund Financial Statements include governmental, enterprise and internal service funds as discussed below. Each major fund is presented individually, with all non-major funds summarized and presented only in a single column. Subordinate schedules, which follow the Notes to Basic Financial Statements, present the detail of these non-major funds. Major funds present the significant activities of the City for the year, and may change from year to year as a result of changes in the pattern of City’s activities and public interest. For example, the Capital Improvement Projects Fund may or may not appear as a major fund depending on the volume of construction activity in a certain year. Governmental Fund financial statements are prepared on the modified accrual basis, which means they measure only current financial resources and uses. They present essentially the same functions reported as governmental activities in the city-wide financial statements. However, capital assets and other long- lived assets, along with long-term liabilities, are not presented in the Governmental Fund financial statements. Reconciliations are provided to facilitate a comparison between governmental funds and governmental activity statements to allow a better understanding of the long-term impact of the government’s near-term financial decisions. Comparisons of budget and actual financial information are included in the Basic Financial Statements for the General Fund and other major Special Revenue Funds. For other nonmajor funds, budgetary comparison schedules for these funds are included in this document as supplemental information only. Enterprise and Internal Service Fund financial statements are prepared on the full accrual basis and include current and long-term assets and liabilities and deferred outflows and inflows of resources. Enterprise funds are used to report the same functions presented as business-type activities in the City- wide Financial Statements, and in more detail in the Fund Financial Statements. Since the City’s Internal Service funds provide goods and services only to the City’s governmental and business-type activities, their activities are reported only in total at the fund level. Internal Service funds may not be major funds because their revenues are derived from other City funds. These revenues are eliminated in the City-wide financial statements and any related profits or losses are returned to the activities which created them, along with any residual net position of the Internal Service funds. For this City, internal service activities predominantly benefit governmental rather than business-type functions, and are therefore included within governmental activities in the City-wide Financial Statements. The Notes to Basic Financial Statements provide important additional detail that is essential to a full understanding of the data reported in the City-wide and Fund Financial Statements. CITY-WIDE FINANCIAL ACTIVITIES This analysis focuses on the net position and changes in net position of the City’s Governmental Activities (Tables 1 and 2) and Business-Type Activities (Tables 3 and 4) as presented in the City-wide Statement of Net Position and the Statement of Activities. 33 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 8 Governmental Activities Table 1 Condensed Statement of Net Position at June 30 (in thousands) Governmental Activities 2022 2021 Assets: Cash and investments $ 190,003 $ 167,810 Restricted cash and investments 17,248 18,499 Other assets 17,916 17,260 Net OPEB assets 1,370 8,958 Capital assets 214,927 210,273 Total assets 441,464 422,800 Deferred Outflows of Resources: Loss on refunding 199 239 Related to Pension (Note 10) 8,317 8,623 Related to OPEB (Note 11) 4,786 1,468 Total deferred outflows of resources 13,302 10,330 Liabilities: Long term debt 21,269 23,348 Other liabilities 58,527 77,687 Total liabilities 79,796 101,035 Deferred Inflows of Resources: Leases Receivable 2,495 - Related to Pension (Note 10) 11,161 100 Related to OPEB (Note 11) 2,993 8,323 Total deferred inflows of resources 16,649 8,423 Net Position: Net Investment in capital assets 196,916 186,503 Restricted 65,137 53,711 Unrestricted 96,268 83,458 Total net position $ 358,321 $ 323,672 The City’s change in net position from governmental activities was $34.6 million. The following significant changes within assets, liability, and net position categories occurred:  The City made an additional $2 million contribution in March 2022 to its Section 115 Trust as part of the City’s pension rate stabilization program. In accordance with guidance under GASB 67/68, the assets in the Section 115 Trust are reported as restricted cash and investments in the City’s General Fund. While the Section 115 Trust qualifies as a “trust,” the assets in the Section 115 Trust are not used to directly pay benefits to beneficiaries; rather, 34 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 9 they are used to pay CalPERS via the CERBT Trust and as a result, the activities are not required to be reported in a fiduciary fund.  Cash and investments increased by $22.2 million, or 13%, over the previous fiscal year. This was due to continued positive performance of the City’s sales tax, receiving of the 2 nd tranche of American Rescue Plan Act funding ($4.8 million), and reduced departmental spending in an effort to mitigate the fiscal impacts brought on by the pandemic.  With strong investment performance in the City’s Section 115 OPEB Investment Trust, the City’s Net OPEB Liability was converted to a Net OPEB Asset in FY 2020-21 and was reported at $9.4 million. This declined to $1.4 million in FY 2021 – 22 due to market conditions for the City’s investments for OPEB.  Capital assets increased approximately $4.6 million. This consisted of continued significant capital investment into capital projects dedicated to street and transportation improvements, storm drain improvements, and maintenance of and improvements to City facilities that were offset with current year depreciation expense.  Long-term debt decreased by $2 million or 8.9% over the previous year and resulted from scheduled debt service of the City’s 2020 Certificates of Participation.  Other liabilities decreased by approximately $19.2 million or 24.7%, primarily due to an decrease in the City’s Net Pension Liability as well as a $4.8 million unearned revenue related to the American Rescue Plan Act of 2021 from FY 2020 – 21 that was not repeated in FY22.  Deferred Outflows Related to Pension and OPEB increased $3 million primarily due to actuarial changes of assumptions. Deferred Inflows of Resources Related to Pension and OPEB increased approximately $8.2 million primarily due to actuarial changes of assumptions as well as a new deferral required to be reported due to the City’s adoption of GASB Statement No. 87, Leases. 35 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 10 Sources of Revenue, Governmental Activities 2021-22 Program revenues experienced consistent performance year-over-year as the pandemic has had significant adverse impact on charges for services, particularly in the Parks and Recreation department. With the exception of investment income, the City’s general tax revenues remained strong with sales tax continuing its unprecedented positive performance throughout the pandemic. Revenues increased net $5.0 million from the prior year. 36 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 11 Functional Expenses, Governmental Activities 2021-22 The Statement of Activities presents program revenues, expenses, general revenues, and the resulting change in net position as summarized in the next table. 37 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 12 Table 2 Condensed Statement of Activities for the Year Ended June 30 (in thousands) Governmental Activities Expenses 2022 2021 Administration $7,293 $3,637 Law enforcement 16,100 15,212 Innovation & technology 2,004 1,722 Administrative services 5,364 5,358 Recreation and community services 3,977 1,183 Community development 12,210 11,496 Public works 35,654 41,870 Interest on long-term debt 637 398 82,239 80,876 Revenue Program revenues: Charges for services 21,387 18,137 Operating grants and contributions 7,601 5,998 Capital grants and contributions 1,283 1,792 Total program revenues 30,271 25,928 General revenues: Taxes: Property tax 20,323 19,198 Property tax in-lieu of motor vehicle fee 9,402 9,080 Sales tax 43,647 42,581 Transient occupancy tax 4,405 2,141 Utility user tax 3,356 3,074 Franchise tax 3,480 3,368 Other taxes 11,118 3,022 Intergovernmental, unrestricted: Motor vehicle license fee 68 44 Investment earnings (9,242) 4,148 Gain on sale of capital assets - - Miscellaneous 1,948 3,185 Total general revenues 88,504 89,842 Total revenues 118,775 115,770 Excess of revenues over expenses, before transfers 35,536 34,894 Transfers (Note 4) (887) (2,849) Change in net position 34,649 32,045 Beginning net position 323,672 291,627 Ending net position $ 358,321 $ 323,672 City-wide Governmental Activities Revenues 38 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 13 Table 2 shows that revenues from governmental activities increased $3 million or 2.5% from last year, finishing at $119 million. General revenues also experienced a net increase namely, property tax, sales tax, and other taxes as further discussed below. Increases in the City’s general revenues are attributable to a $1.1 million increase in property tax over the prior year. According to the 2022/23 City of Cupertino Property Tax Review from HDL (Assessor’s Annual Report for Santa Clara County) the net assessment roll growth increased $2.1 billion million, or 7.24%, from the prior year. Approximately 100% was attributable to residential, commercial, industrial, recreational, vacant properties, Miscellaneous and Institutional use values and 2.27% decreased in Unsecured Value change. The City experienced an increase of $1.1 million in FY 2021-22 with sales tax revenues increasing by 2.5% over the previous fiscal year. Although the City experienced declines in many of the sectors including autos and transportation, building and construction, fuel and service stations, general consumer goods, and restaurants and hotels over the last two year, these experiences were mitigated by strong performance in the business and industry sector and the City’s county pool allocation. The COVID-19 pandemic has brought great uncertainty to the economy and although the business and industry sector has experienced significant growth due to the telework conversion and closure of brick-and-mortar retail, the City continues to monitor and forecast these sectors conservatively. In FY 2021-22, total transient occupancy tax increased $2.3 million, or 105.7%, over the prior year. Although an improvement from prior year, we are on the road to recovery for this tax source although it was anticipated to take longer than other areas as employers’ long-term and permanent telework policies will have substantial impact on the timing and extent of recovery. Other taxes experienced an increased of $8.1 million, or 268% due to new Park Dedication taxes received in 2022. Investment earnings decreased by $13.4 million, or 323%, over the prior year. This was due to the City’s portfolio’s total rate of return of negative 4.76% (net of fee) for the fiscal year (source: Chandler Asset Management) resulting from market conditions. Program revenues showed an increased of $3.3 million or 18%, and is primarily attributable to an increase in services within the Parks & Recreation department as pandemic restrictions eased. City-wide Governmental Activities Expenses City-wide governmental activities expenses increased by $2.4 million, or 3%. This was primarily driven by budget reduction strategies that were incorporated as part of the FY 2021-22 Adopted Budget in response to the COVID-19 pandemic. Change in Net Position The City-wide governmental net position increase of $34.6 million was significantly up compared to the increase in 2020-21 and can be best explained by continued positive sales tax performance, federal funding assistance, and budget reduction strategies. 39 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 14 Business Type Activities Business-type activities in the City-wide Financial Statements include the City’s four enterprise funds. Enterprise funds are used to account for recreational and solid waste management operations that are financed and operated in a manner similar to private business enterprises where the intent is that costs of providing services and facilities to the general public on a continuing basis be financed or recovered primarily through user fees. The major proprietary funds section of this report provides more information on business-type results. As shown in Table 3 and Table 4, the business-type net position totaled $10.7 million at June 30, 2022, decreased by $785,000 or 7%, from the prior and the net investment in capital assets is slightly lower than prior year. Business-type activities transferred in (net) decreased by $2 million over the prior year. An increase in capital asset additions of $336,816 offset with $222,566 in depreciation expense resulted in a net increase of $114,250 over the prior year. Enterprise activities experienced an overall increase in assets due primarily to investment income which increased cash and cash equivalents. Liabilities for business-type activities decreased by $271,000 or 6.2% over the previous year In Table 4, revenues for all business-type activities increased $968,000, or 19.9% and operating expenses increased by $2 million, primarily attributable the impacts set forth by the pandemic. 40 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 15 Table 3 Condensed Statement of Net Position at June 30 (in thousands) Business Type Activities 2022 2021 Assets: Cash and investments $ 12,342 $ 12,961 Other assets 230 577 Capital assets 2,090 2,091 Total assets 14,662 15,629 Deferred Outflows of Resources: Related to pension 565 579 Related to OPEB 256 101 Total deferred outflows of resources 821 680 Other Liabilities: 4,118 4,389 Total liabilities 4,118 4,389 Deferred Inflows of Resources: Related to pension 498 21 Related to OPEB 188 434 Total deferred inflows of resources 686 455 Net Position: Net Investment in capital assets 2,090 2,091 Unrestricted 8,590 9,374 Total net position $ 10,679 $ 11,465 41 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 16 Table 4 Condensed Statement of Activities for the Year Ended June 30 (in thousands) Business Type Activities Expenses 2022 2021 Resource recovery $ 1,838 $ 1,670 Blackberry farm 655 535 Cupertino sports center 3,396 2,183 Recreation programs 1,618 1,117 Total expenses 7,507 5,505 Revenues Program revenues: Charges for services 6,239 4,831 General revenues: Investment earnings (404) 36 Total revenues 5,835 4,867 Excess of revenues over expenses, before extraordinary item and transfers (1,672) (638) Transfers 887 2,849 Change in net position (785) 2,211 Beginning net position 11,465 9,254 Ending net position $ 10,680 $ 11,465 MAJOR GOVERNMENTAL FUNDS General Fund General Fund Revenues General Fund actual revenues of $105 million ended $15.6 million, or 17%, above the original budget and $33.6 million, or 24%, below the final budget. Conservative estimates were applied to the original budget due to the pandemic. Table 5 displays the variations in actual revenues, while Table 6 shows budgeted revenues compared to actuals. Property taxes increased $1.4 million, or 5%, over the prior year due to continued roll-growth. According to the 2020-2021 Assessor’s Annual Report for Santa Clara County, Cupertino’s net 42 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 17 assessment roll growth increased by $2.1 billion, or 7.24%, from the prior year. Sales tax decreased by 1% or $0.4 million, over the prior year due to county pool allocations. Sales Tax revenue is 40.1% of total. Transient occupancy tax increased $2.3 million, or 106%, due to the COVID-19 and the related shelter-in-place orders which brought transient occupancy tax revenues to a near halt beginning in March 2020. Charges for services increased by 23% nearly $12M over the previous year due to increased in services as pandemic restrictions eased. Licenses and permits decreased $74,000, or 2%, due to decreased on permitting on animal licenses, Mech/Elec/Plumbing and others. Table 5 Revenue Changes General Fund, Fiscal 2022 vs. 2021 (in thousands) Increase/(Decrease) Fiscal 2022 From Fiscal 2021 Revenue by Source Amount % of Total Amount Percent Taxes: Property $ 29,724 28% $ 1,446 5% Sales 42,208 40% (373) -1% Transient occupancy 4,405 4% 2,264 106% Utility user 3,356 3% 282 9% Franchise 3,480 3% 112 9% Other 1,906 2% (734) -28% Use of money & property -5,341 -5% (10,179) -210% Intergovernmental 4,385 4% 2,938 203% Licenses and permits 4,142 4% 74 2% Charges for services 14,592 14% 2,710 23% Fines and forfeitures 370 0% 241 187% Other 1,941 2% 678 54% Total revenues $ 105,168 100% $ (541) -1% Other financing sources: Transfers in $ 15 100% $ (493) -97% Total other financing sources $ 15 100% $ (493) -97% 43 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 18 Table 6 Revenue, Budget and Actual Comparisons General Fund 2021-22 (in thousands) Budgeted Amounts Over/(Under) Original Final Actual Final Taxes: Property $ 27,840 $ 27,840 $ 29,724 $ 1,884 Sales 27,856 36,912 42,208 5,296 Transient occupancy 3,000 3,000 4,405 1,405 Utility user 3,245 3,245 3,356 111 Franchise 3,381 3,381 3,480 99 Other 1,249 1,249 1,906 657 Use of money & property 1,251 1,251 (5,341) (6,592) Intergovernmental 5,094 10,366 4,385 (5,981) Licenses and permits 3,140 33,595 4,142 (29,453) Charges for services 12,322 16,063 14,592 (1,471) Fines and forfeitures 225 225 370 145 Other 1,001 1,644 1,941 297 Total revenues $ 89,602 $ 138,770 $ 105,168 $ (33,602) Transfers in $ 45 $ 5,092 $ 15 $ (5,077) General Fund Expenditures Fiscal 2020-21 overall expenditures, at $70.4 million, were $1.7 million, or 2%, higher than last year. This result came in $12.2 million, or 15%, under the final budget. Year-over-year and budget-versus- actual results for General Fund programs are described below and in Tables 7 and 8. Administration decreased $57,000 or 1%, from 2020-21 and is primarily due to the Economic Development and Video functions moving from Community Development and Innovation & Technology departments, respectively. Law Enforcement was $940,000 higher or approximately 6%, which was the automatic increase in the existing contract with the Santa Clara County Sheriff’s Office triggered by increases in the operating agreement and CalPERS costs. Innovation & Technology increased by $226,000, or 12%, over the prior year. This was driven by the Department’s reorganization from prior years where full year costs are now captured in the Department. Administrative Services’ expenditures increased approximately $330,000, or 6%, over the prior year due to negotiated increases in salary and benefits. This increase also reflected the establishment of the internal audit function. Parks & Recreation General Fund expenditures experienced a 1% decrease, or $59,000, across its programs. The majority of this decrease was due to COVID-19 and the inability to hold related program activities and events in FY 2020-21 that were resumed in FY 2021-22 in other funds/functions. Community Development expenditures in the General Fund increased $1.5 million, or 16%, and resulted primarily 44 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 19 from increases in cost allocation charges. Public Works expenditures increased approximately $3.3 million or 16%. This is primarily represented by an increase in compensation and benefits. Various divisions and programs fluctuated over the prior year due to the addition and completion of one-time special projects. Transfers out of the General Fund increased from $15.1 million in 2020-21 to $21.4 million, or 41%. This was due to a reduction in one-time transfers from the General Fund to the Capital Reserve. Table 7 Expenditure Changes General Fund, Fiscal 2022 vs. 2021 (in thousands) Increase/(Decrease) Fiscal 2022 From Fiscal 2021 Function/Program Amount % of Total Amount Percent Administration $ 7,492 11% $ (57) -1% Law enforcement 15,716 22% 940 6% Innovation and technology 2,063 3% 226 12% Administrative services 5,526 8% 330 6% Parks and recreation 4,729 7% (59) -1% Community development 11,188 16% 1,509 16% Public works 23,327 33% 3,302 16% Capital outlay 396 1% (4,476) -92% Total expenditures $ 70,437 100% $ 1,715 2% Transfers out $ 21,425 189% $ 6,276 41% 45 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 20 Table 8 Expenditure Changes General Fund 2021-22 (in thousands) Budgeted Amounts (Over)/Under Function/Program Original Final Actual Final Administration $ 9,010 $ 9,557 $ 7,492 $ 2,065 Law enforcement 15,756 15,756 15,716 40 Innovation and technology 2,369 2,211 2,063 148 Administrative services 5,378 5,649 5,526 123 Parks and recreation 7,349 7,466 4,729 2,737 Community development 12,872 12,331 11,188 1,143 Public works 25,573 28,622 23,327 5,295 Capital outlay 208 1,068 396 672 Total expenditures $ 78,515 $ 82,660 $ 70,437 $ 12,223 Transfers out $ 11,252 $ 26,124 $ 21,425 $ (4,699) General Fund - Fund Balance The General Fund carried a June 30, 2022, ending fund balance of $110.2 million, up 13% over the prior fiscal year. Loan receivables totaled $439,199 of non-spendable fund balance. The City committed $34.1 million for general economic uncertainty and $127,891 for sustainability. The City assigned $5,041,682 million for encumbrances. $1,492,810 million was restricted for public access television purposes, $23,621 for debt service, and $17,240,051 for the pension rate stabilization program (Section 115 Trust). $48,696,821 was classified as unassigned. Transportation The Transportation Special Revenue Fund carried a June 30, 2022, ending fund balance of $11,828,395 up 25.7%, or $9.4 million from the beginning of the fiscal year. In recent years this fund has accumulated fund balance year over year. The increase was primarily driven by a reduction of spending due to the pandemic as well as an accumulation of SB1 revenues which is used for transportation projects in FY 2022-23. Housing Development The Housing Development Special Revenue Fund carried a June 30, 2022, ending fund balance of $7.2 million, down 9%, or $770,000, from the beginning of the fiscal year. The activities in this fund remained relatively consistent with the previous fiscal year. 46 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 21 Public Facilities Corporation In 2020, the City of Cupertino 2020A Certificates of Participation (2020 COPs) were successfully sold at very attractive interest rates in order to refund the City’s 2012 Certificates of Participation for debt service savings. The 2020 COPs were very well received by investors due in large part to the well- regarded Cupertino name, the top-notch AA+ rating, the sizable annual principal amounts and short maturity, and favorable supply and demand dynamics in the California municipal market. Fund balance as of June 30, 2022 was $8,350 substantially lower than the previous year, due to the reserve fund requirement being removed from the new issuance in 2021 and scheduled debt service in 2022. Capital Improvement Projects The Capital Improvement Projects Capital Projects Fund carried a June 30, 2022, ending fund balance of $34,922,310 down 5.3%, or $2 million from the beginning of the fiscal year. The City continued to expend resources for capital projects planned, using fund level resources and also resources from other funds transferred in as appropriate. MAJOR PROPRIETARY FUNDS Resource Recovery The City has a solid waste franchise agreement with Recology that shares collection, landfill disposal, and recycling revenues and costs. This fund receives revenues from Recology with the funds going toward landfill costs, regulatory fees, and staffing costs that the City incurs to manage its solid waste, recycling, and household hazardous waste programs. Total operating revenue and expenses is at $1.55 million and $1.84 million, respectively. Net position decreased by $487,065. The fund ended the year with $5 million in net position. Recreation Programs This enterprise operates the Quinlan Community Center, Monta Vista Recreation Center, McClellan Ranch, Creekside Park building, eight school sites, and various parks. Recreation Programs experienced the severe impacts of the pandemic with revenue and expense reductions of over 60% in prior years that since has started to recover. These programs generated approximately $1.3 million in revenues and program expenses of approximately $1.6 million. This resulted in a net operating loss of $323,589. After the $806,809 transfer from the General Fund, the fund ended up with an increase in net position of $376,040. The fund ended the year with a net position of $2.6 million. Cupertino Sports Center Revenue increased by $986,135 or 54.4% since COVID-19 cases has gone done from the prior fiscal year. As a result of the increased in services generating more revenue, expenses increased by $1.2 million or 55.65% resulted in a net operating loss of $599,817. This fund’s net position was $2.2 million as of June 30, 2022. 47 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 22 NONMAJOR PROPRIETARY FUND Blackberry Farm City employees, with a teaching professional contractor, staff the City-owned Blackberry Farm golf course and pro shop. Operating revenues decreased from $610,603 to $602,778 or 1.3%. Operating expenses increased by $119,910, or 22.5%, to $655,184 this year which ended up with operating loss of $52,406. After a transfer in from the General Fund of $79,992, net position decreased $12,289. As of June 30, 2022, this fund’s net position was $856,221. CAPITAL ASSETS At June 30, 2022, the City had $217 million, net of depreciation, invested in a broad range of capital assets used in governmental and business-type activities, as shown in Table 9 and in Note 5 to the Basic Financial Statements. This reflects the City’s continued investment into capital projects dedicated to street and transportation improvements, storm drain improvements, and maintenance of and improvements to City facilities, resulting in an increase in net capital assets of $4.7 million, after depreciation. Table 9 Capital Assets, Net of Depreciation, at June 30 (in thousands) 2022 2021 Governmental Activities: Land $ 64,787 $ 64,787 Easements 19,615 19,615 Construction in Progress 23,406 15,951 Buildings 14,118 14,578 Improvements other than buildings 15,405 17,753 Machinery and equipment 4,195 4,621 Roads, curbs, gutters, sidewalks, medians and bridges 67,932 66,900 Streetlights 1,270 1,620 Storm drain structures and mains 3,691 3,831 Traffic signals 508 617 Total Governmental Activities 214,927 210,273 48 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO Management’s Discussion and Analysis (Unaudited) For the Year Ended June 30, 2022 23 Business-Type Activities Construction in Progress $ 185 $ 125 Buildings 1,501 1,546 Improvements other than buildings 315 337 Machinery and equipment 89 83 Total Business-Type Activities 2,090 2,091 Total City $ 217,017 $ 212,364 DEBT ADMINISTRATION On September 29, 2020, the City of Cupertino’s 2020A Certificates of Participation (2020 COPs) were successfully sold in order to refund the City’s 2012 Certificates of Participation for debt service savings. The 2020 COPs were very well received by investors due in large part to the well-regarded Cupertino name, the top-notch AA+ rating, the sizable annual principal amounts and short maturity, and favorable supply and demand dynamics in the California municipal market. The refunding generated net present value savings of approximately $3.14 million, 11.61% of refunded par and a True Interest Cost of 0.72%. Savings to the City’s General Fund amounts to approximately $494,000 per year for the next 10 years, or almost $5 million in total savings. The June 30, 2022, outstanding principal of $18,020,000 is due to be paid off by June 1, 2030. More information can be found in Note 6 to the Basic Financial Statements and in the Public Facilities Corporation discussion earlier in this analysis. CURRENTLY KNOWN FACTS AND CONDITIONS The COVID-19 pandemic has had significant impacts on the City, both financially as well as operationally. Although revenues in transient occupancy tax and charges for services have experienced declines since the start of the pandemic and subsequent recoveries, the City has continued to put forth efforts to reduce its operating costs to mitigate the future impacts. Additionally, through the assistance of the CARES Act and American Rescue Plan Act, the City anticipates these funds will mitigate much of the revenue loss and fiscal impact of the pandemic over the short- and long-term. The City’s reserves remain intact and the City does not anticipate requiring the use of these Committed and Restricted funds. Aside from the pandemic, the City is unaware of any other facts or conditions or decisions that are expected to have a significant effect on net position or results of operations. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This Annual Comprehensive Financial Report is intended to provide a general overview of the City’s finances. Further information can be provided by the City of Cupertino Finance Department, 10300 Torre Avenue, Cupertino CA 95014, phone (408) 777-3280, or by the City website at www.cupertino.org. 49 Pre l i m i n a r y Dr a f t This Page Left Intentionally Blank 50 Pre l i m i n a r y Dr a f t STATEMENT OF NET POSITION AND STATEMENT OF ACTIVITIES 24. The Statement of Net Position and the Statement of Activities summarize the entire City's financial activities and financial position. They are prepared on the same basis as is used by most businesses, which means they include all the City's assets and all its liabilities, as well as all its revenues and expenses. This is known as the full accrual basis - the effect of all the City' s transactions is taken into account, regardless of whether or when cash changes hands, but all material internal transactions between City funds have been eliminated. The Statement of Net Position reports the difference between the City's total assets and deferred outflows and the City's total liabilities and deferred inflows, including all the City's capital assets and all its long term debt. The Statement of Net Position summarizes the financial position of all the City's Governmental Activities in a single column, and the financial position of all the City's Business-Type Activities in a single column; these columns are followed by a Total column which presents the financial position of the entire City. The City's Governmental Activities include the activities of its General Fund, along with all its Special Revenue, Capital Projects and Debt Service Funds. Since the City's Internal Service Funds service these Funds, their activities are consolidated with Governmental Activities, after eliminating inter-fund transactions and balances. The City's Business Type Activities include all of its Enterprise Fund activities. The Statement of Activities reports increases and decreases in the City's net position. It is also prepared on the full accrual basis, which means it includes all the City's revenues and all its expenses, regardless of when cash changes hands. This differs from the "modified accrual" basis used in the Fund financial statements, which reflect only current assets, current liabilities, available revenues and measurable expenditures. The format of the Statement of Activities presents the City's expenses first, listed by program, and follows these with the expenses of its business-type activities. Program revenues, that are revenues which are generated directly by these programs, are then deducted from program expenses to arrive at the net expense of each governmental and business-type program. The City's general revenues are then listed in the Governmental Activities or Business-type Activities column, as appropriate, and the Change in Net Position is computed and reconciled with the Statement of Net Position. Both these Statements include the financial activities of the City and the Cupertino Public Facilities Corporation, which is a legally separate component unit of the City because it is controlled by and financially accountable to the City. 51 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA STATEMENT OF NET POSITION June 30, 2022 See accompanying notes to financial statements. 25. Governmental Business-Type Activities Activities Total ASSETS Cash and cash investments (Note 2)190,002,762$ 12,342,235$ 202,344,997$ Restricted cash and investments (Note 2)17,248,384 - 17,248,384 Receivables Accounts 10,628,820 131,658 10,760,478 Interest 39,428 - 39,428 Loans (Note 3)4,640,130 - 4,640,130 Leases 2,495,226 - 2,495,226 Prepaid expenses and other assets 111,363 - 111,363 Net OPEB asset (Note 11)1,369,935 99,065 1,469,000 Capital assets (Note 5): Non-depreciable 107,808,185 184,667 107,992,852 Depreciable, net of accumulated depreciation 107,119,305 1,904,902 109,024,207 Total assets 441,463,538 14,662,527 456,126,065 DEFERRED OUTFLOWS OF RESOURCES Deferred loss on refunding 199,347 - 199,347 Related to pension (Note 10)8,316,782 565,574 8,882,356 Related to OPEB (Note 11)4,786,098 255,902 5,042,000 Total deferred outflows of resources 13,302,227 821,476 14,123,703 LIABILITIES Accounts payable and accruals 5,254,663 436,940 5,691,603 Accrued payroll and benefits 2,491,253 289 2,491,542 Deposits 10,461,068 - 10,461,068 Unearned revenue 2,359,654 1,107,161 3,466,815 Compensated absences (Note 1): Due in one year 540,130 16,927 557,057 Due in more than one year 4,150,191 199,709 4,349,900 Claims payable (Note 9): Due in one year 282,000 - 282,000 Due in more than one year 1,287,000 - 1,287,000 Long-term debt (Note 6): Due in one year 1,955,000 - 1,955,000 Due in more than one year 19,313,829 - 19,313,829 Net pension liability - noncurrent (Note 10)31,701,032 2,357,544 34,058,576 Total liabilities 79,795,820 4,118,570 83,914,390 DEFERRED INFLOWS OF RESOURCES Leases receivable 2,495,226 - 2,495,226 Related to pension (Note 10)11,160,865 497,967 11,658,832 Related to OPEB (Note 11)2,992,641 188,360 3,181,001 Total deferred inflows of resources 16,648,732 686,327 17,335,059 NET POSITION (Note 7) Net investment in capital assets 196,915,823 2,089,569 199,005,392 Restricted for: Special revenue projects 57,951,406 - 57,951,406 Affordable housing 7,177,611 - 7,177,611 Debt service 8,350 - 8,350 Total restricted net position 65,137,367 - 65,137,367 Unrestricted 96,268,023 8,589,537 104,857,560 Total net position 358,321,213$ 10,679,106$ 369,000,319$ 52 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA STATEMENT OF ACTIVITIES For the year ended June 30, 2022 See accompanying notes to financial statements. 26. Operating Capital Business- Charges for Grants and Grants and Governmental Type Functions/Programs Expenses Services Contributions Contributions Activities Activities Total Governmental activities: Administration 7,293,244$ 2,551,205$ 3,594,028$ -$ (1,148,011)$ -$ (1,148,011)$ Law enforcement 16,100,903 940,797 438,134 - (14,721,972) - (14,721,972) Public and environmental affairs 2,004,515 - - - (2,004,515) - (2,004,515) Administrative services 5,363,745 7,457,032 - - 2,093,287 - 2,093,287 Recreation services 3,976,793 653,994 - - (3,322,799) - (3,322,799) Community development 12,209,547 5,768,850 844,919 - (5,595,778) - (5,595,778) Public works 35,653,588 4,015,183 2,724,129 1,282,617 (27,631,659) - (27,631,659) Interest on long - term debt 636,960 - - - (636,960) - (636,960) Total governmental activities 83,239,295 21,387,061 7,601,210 1,282,617 (52,968,407) - (52,968,407) Business-type activities: Resource recovery 1,837,781 1,545,683 - - - (292,098) (292,098) Blackberry farm 655,184 602,778 - - - (52,406) (52,406) Cupertino sports center 3,396,146 2,796,329 - - - (599,817) (599,817) Recreation programs 1,617,717 1,294,128 - - - (323,589) (323,589) Total business-type activities 7,506,828 6,238,918 - - - (1,267,910) (1,267,910) Total 90,746,123$ 27,625,979$ 7,601,210$ 1,282,617$ (52,968,407) (1,267,910) (54,236,317) General revenues: Taxes: Property taxes 20,322,779 - 20,322,779 Property tax in lieu of motor vehicle fee 9,401,632 - 9,401,632 Sales taxes 43,646,813 - 43,646,813 Transient occupancy tax 4,404,958 - 4,404,958 Utility user tax 3,356,389 - 3,356,389 Franchise tax 3,479,554 - 3,479,554 Other taxes 11,117,528 - 11,117,528 Intergovernmental, unrestricted: Motor vehicle license fee 67,762 - 67,762 Investment earnings (loss)(9,241,781) (404,444) (9,646,225) Miscellaneous 1,948,332 - 1,948,332 Transfers (Note 4)(886,801) 886,801 - Total general revenues and transfers 87,617,165 482,357 88,099,522 Change in Net Position 34,648,758 (785,553) 33,863,205 Net Position, beginning of year 323,672,455 11,464,659 335,137,114 Net Position, end of year 358,321,213$ 10,679,106$ 369,000,319$ Program Revenues Changes in Net Position Net (Expense) Revenue and 53 Pre l i m i n a r y Dr a f t FUND FINANCIAL STATEMENTS 27. In the Fund Financial Statements only individual major funds are presented, while non-major funds are combined in a single column. Major funds are defined generally as having significant activities or balances in the current year. The funds described below were determined to be Major Funds by the City for fiscal 2020-20. Individual non-major funds may be found in the Supplementary section. General Fund: The general fund is the general operating fund of the City. It is used to account for all financial resources except those that are required to be accounted for in another fund. Transportation Special Revenue Fund: Accounts for the City's gas tax, vehicle registration fees and grant revenues and expenditures related to the maintenance and construction of City streets. All revenue in this fund is restricted exclusively for street and road purposes including related engineering and administrative expenditures. Housing Development Special Revenue Fund: Accounts for the Federal Housing and Community Development Grant Program activities administered through the County. Monies collected from developers that mitigate the impact of housing needs are also included. Monies in this fund are governed by the program's rules. Public Facilities Corporation Debt Service Fund: This fund accounts for the payments of principal and interest on certificates of participation issued to provide for the financing of the Civic Center, Library, Wilson Park, Memorial Park, and other City facilities. Capital Improvement Projects Capital Projects Fund: This fund accounts for activities related to the acquisition or construction of major capital facilities. 54 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA GOVERNMENTAL FUNDS BALANCE SHEET June 30, 2022 See accompanying notes to financial statements. 28. Public Capital Facilities Improvement Corporation Projects Nonmajor Total Housing Debt Capital Governmental Governmental General Transportation Development Service Fund Projects Fund Funds Funds ASSETS Cash and investments (Note 2)99,149,578$ 11,869,955$ 6,261,918$ 17$ 37,728,845$ 27,541,423$ 182,551,736$ Restricted cash and investments (Note 2)17,240,051 - - 8,333 - - 17,248,384 Receivables: Accounts 9,281,673 222,980 561,200 - 529,854 33,113 10,628,820 Interest 39,428 - - - - - 39,428 Loans (Note 3)439,199 - 4,200,931 - - - 4,640,130 Leases 2,495,226 - - - - - 2,495,226 Due from other funds (Note 4)539,204 - - - - - 539,204 Advances to other funds (Note 4)3,000,000 - - - - - 3,000,000 Prepaid items 107,479 - - - - - 107,479 Other assets 3,884 - - - - - 3,884 Total assets 132,295,722$ 12,092,935$ 11,024,049$ 8,350$ 38,258,699$ 27,574,536$ 221,254,291$ LIABILITIES Accounts payable and accruals 4,328,312$ 264,540$ 174,438$ -$ 327,116$ 41,428$ 5,135,834$ Accrued payroll and benefits 2,491,181 - - - - - 2,491,181 Advances from other funds (Note 4)- - - - 3,000,000 - 3,000,000 Deposits 10,461,068 - - - - - 10,461,068 Unearned revenue 2,350,381 - - - 9,273 - 2,359,654 Total liabilities 19,630,942 264,540 174,438 - 3,336,389 41,428 23,447,737 DEFERRED INFLOWS OF RESOURCES Leases receivable 2,495,226 - - - - - 2,495,226 Unavailable revenue - loans - - 3,672,000 - - - 3,672,000 Total deferred inflows of resources 2,495,226 - 3,672,000 - - - 6,167,226 FUND BALANCES (Note 7) Nonspendable 3,546,678 - - - - - 3,546,678 Restricted 18,756,482 11,828,395 7,177,611 8,350 - 27,366,529 65,137,367 Committed 34,127,891 - - - - - 34,127,891 Assigned 5,041,682 - - - 34,922,310 166,579 40,130,571 Unassigned 48,696,821 - - - - - 48,696,821 Total fund balances 110,169,554 11,828,395 7,177,611 8,350 34,922,310 27,533,108 191,639,328 Total liabilities, deferred inflows of resources and fund balances 132,295,722$ 12,092,935$ 11,024,049$ 8,350$ 38,258,699$ 27,574,536$ 221,254,291$ Special Revenue Funds 55 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA RECONCILIATION OF GOVERNMENTAL FUNDS BALANCE SHEET TO STATEMENT OF NET POSITION June 30, 2022 See accompanying notes to financial statements. 29. Total fund balances reported on the governmental funds balance sheet 191,639,328$ 211,949,122 5,916,992 3,672,000 Long-term debt (21,268,829) Net pension liability (29,775,089) Net OPEB asset 1,288,806 Deferred loss on refunding 199,347 Pension-related deferred outflows of resources 7,797,653 Pension-related deferred inflows of resources (10,361,010) OPEB-related deferred outflows of resources 4,439,796 OPEB-related deferred inflows of resources (2,806,502) Compensated absences (4,370,401) Net position for governmental activities 358,321,213$ The liabilities, deferred inflows of resources and deferred outflows of resources are not related to the current period and therefore are not reported in the governmental funds: Capital assets used in governmental activities are not current assets or financial resources and therefore are not reported in the governmental funds. Internal service funds are used by management to charge the costs of activities such as information technology, insurance, equipment acquisition and maintenance, and certain employee benefits to governmental funds. The assets and liabilities of the internal service funds are therefore included in the governmental activities of the statement of net position. Certain receivables are not available to pay for current period expenditures and therefore are deferred in the governmental funds. Amounts reported for governmental activities in the statement of net position are different from those reported in the governmental funds because of the following: 56 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES For the year ended June 30, 2022 See accompanying notes to financial statements. 30. Public Capital Facilities Improvement Corporation Projects Nonmajor Total Housing Debt Capital Governmental Governmental General Transportation Development Service Fund Projects Fund Funds Funds Revenues Taxes 85,079,013$ -$ 36,000$ -$ 1,438,505$ 9,176,135$ 95,729,653$ Use of money and property (5,341,211) (375,355) (161,249) - (1,682,882) (940,742) (8,501,439) Intergovernmental 4,384,812 3,025,691 787,172 - 753,914 - 8,951,589 Licenses and permits 4,141,902 - - - - - 4,141,902 Charges for services 14,592,031 25,210 3,040 - - 1,753,622 16,373,903 Fines and forfeitures 370,159 - - - - 3,563 373,722 Other revenue 1,941,050 3,245 4,037 - - - 1,948,332 Total revenues 105,167,756 2,678,791 669,000 - 509,537 9,992,578 119,017,662 Expenditures Current: Administration 7,492,277 - - - - - 7,492,277 Law enforcement 15,715,815 - - - - - 15,715,815 Public and environmental affairs 2,063,176 - - - - - 2,063,176 Administrative services 5,525,888 - - - - - 5,525,888 Recreation services 4,729,438 - - - - - 4,729,438 Community development 11,188,200 - 1,439,502 - - - 12,627,702 Public works 23,327,366 3,566,689 - - - 1,648,795 28,542,850 Capital outlay 396,356 3,261,133 - - 8,711,579 408,053 12,777,121 Debt service: Principal - - - 1,880,000 - - 1,880,000 Interest and fiscal charges - - - 796,000 - - 796,000 Total expenditures 70,438,516 6,827,822 1,439,502 2,676,000 8,711,579 2,056,848 92,150,267 Excess (deficiency) of revenues over expenditures 34,729,240 (4,149,031) (770,502) (2,676,000) (8,202,042) 7,935,730 26,867,395 Other financing sources (uses) Transfers in (Note 4)15,000 6,672,824 - 2,621,000 10,130,235 3,650,000 23,089,059 Transfers (out) (Note 4)(21,425,477) (105,235) - - (3,865,000) (381,000) (25,776,712) Total other financing sources (uses)(21,410,477) 6,567,589 - 2,621,000 6,265,235 3,269,000 (2,687,653) Net change in fund balances 13,318,763 2,418,558 (770,502) (55,000) (1,936,807) 11,204,730 24,179,742 Beginning fund balances 96,850,791 9,409,837 7,948,113 63,350 36,859,117 16,328,378 167,459,586 Ending fund balances 110,169,554$ 11,828,395$ 7,177,611$ 8,350$ 34,922,310$ 27,533,108$ 191,639,328$ Special Revenue Funds 57 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA GOVERNMENTAL FUNDS RECONCILIATION OF NET CHANGES IN FUND BALANCES – GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the year ended June 30, 2022 See accompanying notes to financial statements. 31. Total net changes in fund balances reported on the governmental funds balance sheet 24,179,742$ Amounts reported for governmental activities in the statement of activities are different from those reported in the governmental funds because of the following: Capital outlay 12,848,688 Depreciation expense (7,827,241) 1,880,000 Bond proceeds provide current financial resources to governmental funds, but issuing debt increases long-term liabilities in the statement of net position with previously capitalized items related to debt issuance reported as expenses in the statement of activities. Amortization of premium 198,908 Amortization of deferred loss on refunding (39,869) Compensated absences 550,135 Net pension liability 12,859,888 Net OPEB liability (asset)(7,042,356) Pension-related deferred outflows of resources (284,420) Pension-related deferred inflows of resources (10,264,945) OPEB-related deferred outflows of resources 3,079,272 OPEB-related deferred inflows of resources 4,947,155 Certain revenues deferred in the governmental revenues are recognized in the statement of activities (40,120) (396,079) Change in net position of governmental activities 34,648,758$ Internal service funds are used by management to charge the costs of activities such as information technology, insurance, equipment acquisition and maintenance, and certain employee benefits to governmental funds. The portion of the net expense of these internal service funds arising out of their transactions with governmental funds is reported with governmental activities because they service those activities. Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets are capitalized and depreciated over their estimated useful lives, which is reported as depreciation expense. Expenditures for capital assets reported as: Long term debt principal payments are reported as expenditures in the governmental funds but are not reported as expenses in the statement of activities. The changes in the amounts below do not provide or require the use of current financial resources and therefore are not reported as revenues or expenditures in the governmental funds: The schedule below reconciles the net changes in fund balances reported on the governmental funds statement of revenues, expenditures and changes in fund balances, which measures only changes in current assets and current liabilities on the modified accrual basis, with the change in net position of governmental activities reported in the statement of activities, which is prepared on the full accrual basis. 58 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 See accompanying notes to financial statements. 32. Variance with Final Budget Actual Positive Original Final Amounts (Negative) Revenues Taxes 66,571,053$ 75,627,490$ 85,079,013$ 9,451,523$ Use of money and property 1,251,220 1,251,220 (5,341,211) (6,592,431) Intergovernmental 5,093,946 10,365,946 4,384,812 (5,981,134) Licenses and permits 3,140,195 33,594,629 4,141,902 (29,452,727) Charges for services 12,320,922 16,061,509 14,592,031 (1,469,478) Fines and forfeitures 225,000 225,000 370,159 145,159 Other revenue 1,000,555 1,643,661 1,941,050 297,389 Total revenues 89,602,891 138,769,455 105,167,756 (33,601,699) Expenditures Current Administration 9,009,957 9,557,105 7,492,277 2,064,828 Law enforcement 15,756,350 15,756,350 15,715,815 40,535 Public and environmental affairs 2,369,287 2,211,383 2,063,176 148,207 Administrative services 5,378,147 5,648,948 5,525,888 123,060 Recreation services 7,348,805 7,465,969 4,729,438 2,736,531 Community development 12,871,834 12,330,569 11,188,200 1,142,369 Public works 25,572,670 28,622,249 23,327,366 5,294,883 Capital outlay 208,000 1,068,025 396,356 671,669 Total expenditures 78,515,050 82,660,598 70,438,516 12,222,082 Excess of revenues over expenditures 11,087,841 56,108,857 34,729,240 (21,379,617) Other financing sources (uses) Transfers in 45,000 5,092,387 15,000 (5,077,387) Transfers (out)(11,251,984) (26,124,371) (21,425,477) 4,698,894 Total other financing sources (uses)(11,206,984) (21,031,984) (21,410,477) (378,493) Net change in fund balance (119,143)$ 35,076,873$ 13,318,763 (21,758,110)$ Beginning fund balance 96,850,791 Ending fund balance 110,169,554$ Budgeted Amounts 59 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA TRANSPORTATION SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 See accompanying notes to financial statements. 33. Variance with Final Budget Actual Positive Original Final Amounts (Negative) Revenues Use of money and property -$ -$ (375,355)$ (375,355)$ Intergovernmental 3,004,034 3,004,034 3,025,691 21,657 Charges for services 3,978 3,978 25,210 21,232 Other revenue 87,057 87,057 3,245 (83,812) Total revenues 3,095,069 3,095,069 2,678,791 (416,278) Expenditures Current Public works 4,467,837 4,961,040 3,566,689 1,394,351 Capital outlay 3,315,000 7,704,485 3,261,133 4,443,352 Total expenditures 7,782,837 12,665,525 6,827,822 5,837,703 Deficiency of revenues under expenditures (4,687,768) (9,570,456) (4,149,031) 5,421,425 Other financing sources (uses) Transfers in 6,672,824 6,672,824 6,672,824 - Transfers (out)- (105,235) (105,235) - Total other financing sources (uses)6,672,824 6,567,589 6,567,589 - Net change in fund balance 1,985,056$ (3,002,867)$ 2,418,558 5,421,425$ Beginning fund balance 9,409,837 Ending fund balance 11,828,395$ Budgeted Amounts 60 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA HOUSING DEVELOPMENT SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 See accompanying notes to financial statements. 34. Variance with Final Budget Actual Positive Original Final Amounts (Negative) Revenues Taxes 3,611,855$ 3,611,855$ 36,000$ (3,575,855)$ Use of money and property 3,300 3,300 (161,249) (164,549) Intergovernmental 463,996 801,854 787,172 (14,682) Charges for services - - 3,040 3,040 Other revenue - - 4,037 4,037 Total revenues 4,079,151 4,417,009 669,000 (3,748,009) Expenditures Current Community development 1,818,104 1,566,766 1,439,502 127,264 Total expenditures 1,818,104 1,566,766 1,439,502 127,264 Deficiency of revenues under expenditures 2,261,047 2,850,243 (770,502) (3,620,745) Other financing sources (uses) Transfers out - (200,000) - 200,000 Total other financing sources (uses)- (200,000) - 200,000 Net change in fund balance 2,261,047$ 2,650,243$ (770,502) (3,420,745)$ Beginning fund balance 7,948,113 Ending fund balance 7,177,611$ Budgeted Amounts 61 Pre l i m i n a r y Dr a f t MAJOR PROPRIETARY FUNDS 35. Proprietary funds account for City operations financed and operated in a manner similar to a private business enterprise. The intent of the City is that the cost of providing goods and services be financed primarily through user charges. The City has identified the funds below as major proprietary funds for fiscal 2021 - 22. Resources Recovery Fund: This fund accounts for activity related to the collection, disposal, and recycling of solid waste. A private company has been issued an exclusive franchise to perform these services. Recreation Programs Fund: This fund accounts for activities of the City's community centers and park facilities. Cupertino Sports Center Fund: This fund accounts for the operation and maintenance of the Cupertino Sports Center. 62 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA PROPRIETARY FUNDS STATEMENT OF NET POSITION June 30, 2022 See accompanying notes to financial statements. 36. Governmental Cupertino Nonmajor Activities - Resources Recreation Sports Enterprise Internal Service Recovery Programs Center Fund Totals Funds ASSETS Current assets Cash and cash investments (Note 2)5,933,225$ 3,246,435$ 1,970,200$ 1,192,375$ 12,342,235$ 7,451,026$ Accounts receivable 129,930 558 1,000 170 131,658 - Total current assets 6,063,155 3,246,993 1,971,200 1,192,545 12,473,893 7,451,026 Noncurrent assets Net OPEB asset (Note 11)5,001 36,852 57,212 - 99,065 81,129 Capital assets (Note 5): Nondepreciable - 184,667 - - 184,667 7,828 Depreciable, net of - accumulated depreciation 513 539,207 1,344,308 20,874 1,904,902 2,970,540 Total noncurrent assets 5,514 760,726 1,401,520 20,874 2,188,634 3,059,497 Total assets 6,068,669 4,007,719 3,372,720 1,213,419 14,662,527 10,510,523 DEFERRED OUTFLOWS OF RESOURCES Related to pension (Note 10)212,882 175,395 118,601 58,696 565,574 519,129 Related to OPEB (Note 11)96,483 67,343 78,977 13,099 255,902 346,302 Total deferred outflows of resources 309,365 242,738 197,578 71,795 821,476 865,431 LIABILITIES Current liabilities Accounts payable and accruals 101,906 234,207 62,250 38,577 436,940 118,829 Accrued payroll and benefits 289 - - - 289 72 Due to other funds (Note 4)- - - - - 539,204 Compensated absences (Note 1):4,652 7,150 3,648 1,477 16,927 36,841 Claims payable (Note 9)- - - - - 282,000 Unearned revenue 83,693 393,601 535,236 94,631 1,107,161 - Total current liabilities 190,540 634,958 601,134 134,685 1,561,317 976,946 Noncurrent liabilities Compensated absences (Note 1)54,884 84,361 43,036 17,428 199,709 283,079 Claims payable (Note 9)- - - - - 1,287,000 Net pension liability (Note 10)882,091 740,638 484,580 250,235 2,357,544 1,925,943 Total noncurrent liabilities 936,975 824,999 527,616 267,663 2,557,253 3,496,022 Total liabilities 1,127,515 1,459,957 1,128,750 402,348 4,118,570 4,472,968 DEFERRED INFLOWS OF RESOURCES Related to pension (Note 10)189,264 152,244 129,814 26,645 497,967 799,855 Related to OPEB (Note 11)50,257 61,536 76,567 - 188,360 186,139 Total deferred inflows of resources 239,521 213,780 206,381 26,645 686,327 985,994 NET POSITION (Note 7) Net investment in capital assets 513 723,874 1,344,308 20,874 2,089,569 2,978,368 Unrestricted 5,010,485 1,852,846 890,859 835,347 8,589,537 2,938,624 Total Net Position 5,010,998$ 2,576,720$ 2,235,167$ 856,221$ 10,679,106$ 5,916,992$ Business-type Activities - Enterprise Funds 63 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA PROPRIETARY FUNDS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION For the year ended June 30, 2022 See accompanying notes to financial statements. 37. Governmental Cupertino Nonmajor Activities - Resources Recreation Sports Enterprise Internal Service Recovery Programs Center Fund Totals Funds Operating revenues Charges for services 1,530,871$ 1,148,250$ 2,451,149$ 555,103$ 5,685,373$ 5,136,902$ Other 14,812 145,878 345,180 47,675 553,545 2,818 Total operating revenue 1,545,683 1,294,128 2,796,329 602,778 6,238,918 5,139,720 Operating expenses Salaries and benefits 487,062 521,877 422,614 145,634 1,577,187 3,509,214 Materials and supplies 374,497 361,169 475,002 165,714 1,376,382 1,648,724 Contractual services 972,908 627,619 2,389,161 341,004 4,330,692 165,673 Insurance and claims and premium - - - - - 901,544 Depreciation (Note 5)3,314 107,052 109,369 2,832 222,567 926,453 Total operating expenses 1,837,781 1,617,717 3,396,146 655,184 7,506,828 7,151,608 Operating income (loss)(292,098) (323,589) (599,817) (52,406) (1,267,910) (2,011,888) Nonoperating revenues Investment Income (194,967) (107,180) (62,422) (39,875) (404,444) (202,688) Gain on sale of capital assets - - - - - 17,645 Total nonoperating revenues (194,967) (107,180) (62,422) (39,875) (404,444) (185,043) Income (loss) before transfers (487,065) (430,769) (662,239) (92,281) (1,672,354) (2,196,931) Transfers in (Note 4)- 806,809 - 79,992 886,801 1,800,852 Changes in net position (487,065) 376,040 (662,239) (12,289) (785,553) (396,079) Net position - beginning of year 5,498,063 2,200,680 2,897,406 868,510 11,464,659 6,313,071 Net position - end of year 5,010,998$ 2,576,720$ 2,235,167$ 856,221$ 10,679,106$ 5,916,992$ Business-type Activities - Enterprise Funds 64 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA PROPRIETARY FUNDS STATEMENT OF CASH FLOWS For the year ended June 30, 2022 See accompanying notes to financial statements. 38. Governmental Cupertino Nonmajor Activities - Resources Recreation Sports Enterprise Internal Service Recovery Programs Center Fund Totals Funds Cash flows from operating activities Cash received from customers 1,632,285$ 1,410,873$ 2,835,405$ 638,627$ 6,517,190$ 5,139,720$ Cash payments to suppliers for goods and services (1,319,013) (916,916) (2,921,916) (479,723) (5,637,568) (1,927,943) Cash payments to employees for salaries and benefits (554,532) (582,418) (478,358) (144,200) (1,759,508) (3,820,153) Cash payments for judgment and claims - - - - - (706,544) Net cash provided (used) by operating activities (241,260) (88,461) (564,869) 14,704 (879,886) (1,314,920) Cash flows from noncapital financing activities Transfers in - 806,809 - 79,992 886,801 1,800,852 Cash flows from noncapital financing activities - 806,809 - 79,992 886,801 1,800,852 Cash flows from capital and related financing activities Acquisition of capital assets - (182,809) (38,798) - (221,607) (559,009) Sale of capital assets - - - - - 17,645 Cash flows from capital and related - (182,809) (38,798) - (221,607) (541,364) financing activities Cash Flows from investing activities Interest received (194,967) (107,180) (62,422) (39,875) (404,444) (202,688) Cash flows from investing activities (194,967) (107,180) (62,422) (39,875) (404,444) (202,688) Net cash flows (436,227) 428,359 (666,089) 54,821 (619,136) (258,120) Cash and investments at beginning of year 6,369,452 2,818,076 2,636,289 1,137,554 12,961,371 7,709,146 Cash and investments at end of year 5,933,225$ 3,246,435$ 1,970,200$ 1,192,375$ 12,342,235$ 7,451,026$ Reconciliation of operating income (loss) to to net cash provided by operating activities: Operating income (loss)(292,098)$ (323,589)$ (599,817)$ (52,406)$ (1,267,910)$ (2,011,888)$ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 3,314 107,052 109,369 2,832 222,567 926,453$ Change in assets, deferred outflows of resources, liabilities and deferred inflows of resources Accounts receivable 2,909 1,305 280 (170) 4,324 - Due to retirement system (40,429) (33,267) (28,576) (4,992) (107,264) (179,226) Due to OPEB system (17,313) (13,841) (17,127) (9,674) (57,955) (76,973) Accounts payable and accruals 28,392 71,872 (57,753) 26,995 69,506 (113,546) Unearned revenue 83,693 115,440 38,796 36,019 273,948 - Compensated absences (9,728) (13,433) (10,041) 16,100 (17,102) (54,740) Claims payable - - - - - 195,000 Net cash provided (used) by operating activities (241,260)$ (88,461)$ (564,869)$ 14,704$ (879,886)$ (1,314,920)$ Business-type Activities - Enterprise Funds 65 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 39. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Reporting Entity: The City of Cupertino, California (the City) was incorporated on October 3, 1955, under the laws of the State of California. The City operates under a Council - City Manager form of government and provides services through the following departments: Administrative Services, Community Development, City Manager, Parks and Recreation, Public and Environmental Affairs, and Public Works. Fire services are provided by the Santa Clara County Fire District, and the City contracts with the Santa Clara County Sheriff’s Department for police services, and with Recology for garbage and recycling services. The accompanying basic financial statements include all funds and boards and commissions that are controlled by the City Council. The basic financial statements include the City's blended component unit entity for which the City is considered to be financially accountable. A blended component unit, although a legally separate entity, is in substance, part of the City's operations and so data from this unit is combined with the City. Blended Component Unit: The Cupertino Public Facilities Corporation (the Corporation) was incorporated in May 1986, under the Nonprofit Public Benefit Corporation Law of the State of California. The Corporation was organized as a nonprofit corporation solely for the purpose of assisting the City in the acquisition, construction, and financing of public improvements which are of public benefit to the City. The Corporation, after acquiring certain properties from the City, leases these back to the City. The lease money provides the funds for the debt service for the Certificates of Participation issued by the Corporation to acquire the properties. The Corporation does not issue separate financial statements, since it is reported separately in the City's basic financial statements. Measurement Focus, Basis of Accounting and Basis of Presentation: The City's basic financial statements are prepared in conformity with accounting principles generally accepted in the United States. The Government Accounting Standards Board (GASB) is the acknowledged standard setting body for establishing accounting and financial reporting standards followed by governmental entities in the United States. Government-wide Statements: The Statement of Net Position and the Statement of Activities display information about the primary government (the City) and its component units. These statements include the financial activities of the overall City government and distinguish between the governmental and business- type activities of the City. Governmental activities generally are financed through taxes, intergovernmental revenues, and other nonexchange transactions. Business-type activities are financed in whole or in part by fees charged to external parties. The Statement of Activities presents a comparison between expenses and program revenues for each segment of the business-type activities of the City and for each function of the City's governmental activities. Expenses include direct and indirect types. Direct expenses are those that are specifically associated with a program or function and, therefore, are clearly identifiable to a particular function. Indirect expenses such as depreciation, information technology, insurance and equipment replacement are included in expenses for individual activities and functions. Program revenues include (a) charges paid by the recipients of goods or services offered by the programs and (b) grants and contributions that are restricted to meeting the operational or capital needs of a particular program. Revenues that are not classified as program revenues, including taxes, are presented as general revenues. Program revenues and direct expenses related to interfund services are included and indirect expenses funded by interfund transfers are excluded from the Statement of Activities. The Statement of Net Position eliminates interfund balances between governmental funds and interfund balances between proprietary funds. 66 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 40. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Fund Financial Statements: The fund financial statements provide information about the City's funds, including blended component units. Separate statements for each fund category — governmental and proprietary — are presented. The emphasis of fund financial statements is on major individual governmental and enterprise funds, each of which is displayed in a separate column. All remaining governmental funds are aggregated and reported as nonmajor funds. Proprietary fund operating revenues, such as charges for services, result from exchange transactions associated with the principal activity of the fund. Exchange transactions are those in which each party receives and gives up essentially equal values. Nonoperating revenues, such as subsidies and investment earnings, result from nonexchange transactions or ancillary activities. Major Funds: The City's major governmental and enterprise funds are identified and presented separately in the fund financial statements. All other funds, called nonmajor funds, are combined and reported in a single column, regardless of their fund type. Major funds are defined as funds, which have either assets (plus deferred outflows), liabilities (plus deferred inflows), revenues or expenditures in excess of 10 percent of their fund-type total and five percent of the aggregate total for both governmental funds and enterprise funds. The General Fund is always a major fund. The City may select other funds it believes should be presented as major funds. The City reported the following major governmental funds in the accompanying financial statements:  The General Fund is the general operating fund of the City. It is used to account for all financial resources except those that are required to be accounted for in another fund.  The Transportation Special Revenue Fund accounts for the City's gas tax, vehicle registration fees and grant revenues and expenditures related to the maintenance and construction of City streets. All revenue in this fund is restricted exclusively for street and road purposes including related engineering and administrative expenses. Management considers this fund qualitatively major and has elected to present this fund as such, even if mathematically it does not qualify per applicable GASB requirements.  The Housing Development Special Revenue Fund accounts for the Federal Housing and Community Development Grant Program activities administered through the County. Monies collected from developers that mitigate the impact of housing needs are also included. Monies in this fund are governed by the program's rules.  The Public Facilities Corporation Debt Service Fund accounts for the payments of principal and interest on certificates of participation issued to provide for the financing of City Hall, Library, Wilson Park, Memorial Park, and other City facilities.  Capital Improvement Projects Capital Projects Fund Accounts for activities related to the acquisition or construction of major capital facilities. The City reports the following enterprise funds as major funds in the accompanying financial statements:  The Resources Recovery Fund accounts for activity related to the collection, disposal, and recycling of solid waste. A private company has been issued an exclusive franchise to perform these services.  The Recreation Programs Fund accounts for activities of the City's community centers and park facilities.  The Cupertino Sports Center Fund accounts for activities of the City’s sports center facility. 67 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 41. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The City also reports the following fund types:  Internal Service Funds. These funds account for workers' compensation, management information systems maintenance and replacement, equipment maintenance and replacement, retiree health costs, accrued leave payouts, and long-term disability coverage which are provided to other departments on a cost-reimbursement basis. Basis of Accounting: The government-wide and proprietary financial statements are reported using the economic resources measurement focus and the full accrual basis of accounting. Revenues are recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash flows take place. Governmental funds are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Under this method, revenues are recognized when measurable and available. The City considers all revenues reported in the governmental funds to be available if the revenues are collected within sixty days after year-end. Expenditures are recorded when the related fund liability is incurred, except for principal and interest on long-term debt which are recognized as expenditures to the extent the City has provided financial resources to a debt service fund for payment of these liabilities that mature early in the following year. General capital asset acquisitions are reported as expenditures in governmental funds. Proceeds from long-term debt and acquisitions under capital leases are reported as other financing sources. Unearned revenues are considered on a full accrual basis, while unavailable revenues are based on the modified accrual measure. Property taxes, transient occupancy taxes, utility taxes, franchise taxes, interest and special assessments are susceptible to accrual. Other receipts and taxes are recognized as revenue when the cash is received. Sales taxes collected and held by the state at year end on behalf of the City are also recognized as revenue. Sales tax consultant payments which are contingent on revenues collected are netted against the related revenues. Under the terms of grant agreements, the City may fund certain programs with a combination of cost reimbursement grants, categorical block grants, and general revenue. The City's policy is to first apply restricted grant resources to such programs, followed by general revenues if necessary. Grant revenues are recognized after eligibility and billing occurs, but may be a deferred inflow if not received within sixty days of year-end. Because of the cost-reimbursement and recognition nature of some grants, certain capital project funds may carry deficit fund balances until billing and receipt of grants. The City may also front the capital outlays with cash advances from other funds. Non-exchange transactions, in which the City gives or receives value without directly receiving or giving equal value in exchange, include property taxes, grants, entitlements, and donations. On the accrual basis, revenue from property taxes is recognized in the fiscal year for which the taxes are levied or assessed. Revenue from grants is recognized as described above. Entitlement and donation revenues are recognized when cash is received. 68 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 42. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Budgetary Practices: The budget of the City is a detailed operating plan which identifies estimated costs and results in relation to estimated revenues. The budget includes (1) the programs, projects, services and activities to be provided during the fiscal year; (2) estimated revenue available to finance the operating plan; and (3) the estimated spending requirements of the operating plan. The budget represents a process through which policy decisions are made, implemented and controlled. The City prohibits expending funds for which there is no legal appropriation. Operating appropriations lapse at fiscal year end. In May of each year, the City Manager submits to the City Council a proposed budget for the fiscal year beginning July 1. Public hearings on the proposed budget are held during the month of June and the budgets for all fund types are legally adopted by Resolution prior to June 30. Original budget amounts are presented on the accompanying budgetary statements include these legally adopted amounts. The City's legal level of budgetary control is at the functional level for the general fund and at the fund level for other funds. The City Manager is responsible for controlling the City's expenditures in accordance with the adopted budget. The City Manager is authorized to administer and transfer appropriations between budget accounts within the operating budget when in his opinion such transfers become necessary for administrative purposes. Any revision which increases total appropriations must be approved by the City Council. Requests for additional personnel or capital outlay also require the approval of the City Council. Budgets for governmental funds are adopted on a basis consistent with generally accepted accounting principles. Budget information is presented for the general, special revenue and debt service funds only. Capital projects funds are budgeted on a long-term project-by-project basis and, hence, budgets for these funds are not presented in the basic financial statements. The Traffic Impact Fund does not have a legally adopted budget. During the fiscal year, no funds had expenditures which exceeded appropriations. Cash and Investments: The City pools its cash resources, consisting of cash and investments, of all funds for investment except for restricted funds generally held by an outside fiscal agent. Cash amounts are reported net of outstanding warrants. Investments are stated at fair value, except for money market mutual funds which are reported at amortized cost. Adjustments to fair value, as well as dividend and interest income received is recorded by the City in its governmental funds in the Use of money and property caption while proprietary funds report these items as Investment income. Capital Assets: Capital assets are recorded at cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at their estimated acquisition value on the date donated. Public domain (infrastructure) capital assets consisting of roads, bridges, curbs, gutters, medians, sidewalks, drainage and lighting systems have been capitalized and depreciated. Capital assets are defined as assets with an initial individual cost of more than $5,000 for general capital assets and $100,000 for intangible assets. Depreciation is recorded using the straight-line method over the following useful lives: Buildings 15 – 25 years Improvements 10 – 15 years Vehicles 4 – 10 years Street equipment 3 – 20 years Water equipment 3 – 50 years Office equipment 3 – 5 years Road, curbs, gutters, sidewalks, medians and bridges 30 – 40 years Streetlights 20 years Storm drain structure and mains 40 years Traffic signals 20 years 69 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 43. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Major outlays for capital assets and improvements are capitalized as projects are constructed. For enterprise funds, interest incurred during the construction phase is reflected in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. Some capital assets may be acquired using federal and state grant funds, or they may be contributed by developers or other governments. These contributions are accounted for as revenues at the time the capital assets are contributed. Claims and Judgment Payable: Claims and judgments payable are accrued when the liability is incurred and the amount can be reasonably estimated. Claims and judgments payable are recorded in an internal service fund for workers' compensation and long-term disability, and other claims and judgments are recorded in the General Fund or enterprise funds, as appropriate. Compensated Absences: Compensated absences comprise vested accumulated vacation and sick leave. The City's liability for compensated absences is recorded in governmental or business-type activities as appropriate. The liability for compensated absences is determined annually. For all governmental funds, amounts expected to be "permanently liquidated," such as what is due to be paid because of a realized employment action, are recorded as fund liabilities; the long-term portion is recorded in the Statement of Net Position. Compensated absences are liquidated by the fund that has recorded the liability. The long-term portion of governmental activities compensated absences are liquidated primarily by the General Fund, using the Compensated Absences and Long-Term Disability internal service fund to account for termination payouts. The changes in compensated absences for the year ended June 30, 2022 were as follows: Governmental Business-Type Activities Activities Total Beginning balance $ 5,295,199 $ 233,737 $ 5,528,934 Additions (280,094) (9,295) (289,389) Reductions (324,784) (7,806) (332,590) Ending balance $ 4,690,321 $ 216,636 $ 4,906,957 Current portion $ 540,130 $ 16,927 $ 557,057 Non-current portion $ 4,150,191 $ 199,709 $ 4349,900 Deferred Outflows/Inflows of Resources: In addition to assets, the statement of financial position or balance sheet reports a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position or fund balance that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City reports differences between expected and actual experience, changes in pension and OPEB assumptions, loss on pension and OPEB investments, and contributions made subsequent to the measurement date as well. Differences between expected and actual experience and changes in pension and OPEB plan assumptions are deferred and amortized over the average of the expected remaining service lives of employees who are provided with benefits through the pension and OPEB plans. Loss on pension and OPEB investments are deferred and amortized over five years. Employer contributions made subsequent to the measurement date and change in proportionate share are deferred and recognized as a reduction of the net pension and net OPEB liability in the subsequent reporting year. 70 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 44. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) In addition to liabilities, the statement of financial position or balance sheet reports a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position or fund balance that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. Under the accrual basis of accounting differences between expected and actual experience are deferred and amortized over the average of the expected remaining service lives of all employees who are provided with benefits through the pension and OPEB plans. The amounts for deferred lease revenues represent future revenues related to the leasing arrangements the City entered into for some of its assets. This is amortized over the life of the lease contract on the straight-line basis. Property Tax Calendar: All property taxes are levied and collected by the County of Santa Clara. Secured taxes are levied on July 1, are due in two installments on November 1 and February 1 and become delinquent after December 10 and April 10. Unsecured taxes are levied on July 1 and become delinquent on August 31. The lien date for secured and unsecured property taxes is January 1. The City, in fiscal year 1993-94, adopted an alternative method of property tax distribution (the "Teeter Plan"). Under this method, the City receives 100 percent of its secured property tax levied in exchange for foregoing any interest and penalties collected on delinquent taxes. The City receives remittances as a series of advances made by the County during the year. Interfund Transactions: Transactions constituting reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Statement of Cash Flows: For purposes of reporting cash flows for the City's proprietary funds, pooled cash and investments are considered cash equivalents as the proprietary funds can access pooled cash and investments in a manner similar to a demand deposit account. Prepaid Items: Prepaid items are reported under the consumption method, which recognizes the expenditures/expense in the period associated with the service rendered or goods consumed. Use of Estimates: The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain amounts and disclosures. Accordingly, actual results could differ from those estimates. Implementation of Governmental Accounting Standards Board (GASB) Pronouncements: Management adopted the provisions of the following Governmental Accounting Standards Board (GASB) Statements, which became effective during the year ended June 30, 2022. In June 2017, the GASB issued Statement No. 87, Leases. The objective of this Statement is to better meet the information needs of financial statement users by improving accounting and financial reporting for leases by governments. This Statement increases the usefulness of governments’ financial statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. This Statement is effective for the City’s fiscal year ended June 30, 2022 and management has implemented the provisions of the Statement by calculating the lease receivables and deferred inflows of resources related to these lease contracts as of July 1, 2021, as well as the lease assets and related lease liabilities as applicable per Note 13. 71 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 45. NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The City then recognized the current year payment provisions as inflows and outflows as appropriate. The beginning balances of certain footnotes were not required to be restated to reflect this implementation, nor was a restatement of beginning net position due to the change in accounting principle required. The City also adopted the provisions of the following pronouncements, noting no impact of the City’s financial statements: GASB Statement No. 89 – Accounting for Interest Costs Incurred before the End of a Construction Period GASB Statement No. 91 – Conduit Debt Obligations GASB Statement No. 92 – Omnibus 2021 (except for paragraphs 11 and 13 which were implemented in the last fiscal year) GASB Statement No. 93 – Replacement of Interbank Offered Rates GASB Statement No. 97 – Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans (except for paragraphs 4 and 5 which were implemented in the last fiscal year) Fair Value Measurements: Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The fair value hierarchy categorizes the inputs to valuation techniques used to measure fair value into three levels based on the extent to which inputs used in measuring fair value are observable in the market: Level 1 inputs are quoted prices (unadjusted) in active markets for identical assets or liabilities. Level 2 inputs are inputs — other than quoted prices included within level 1 — that are observable for an asset or liability, either directly or indirectly. Level 3 inputs are unobservable inputs for an asset or liability. If the fair value of an asset or liability is measured using inputs from more than one level of the fair value hierarchy, the measurement is considered to be based on the lowest priority level input that is significant to the entire measurement. NOTE 2 – CASH AND INVESTMENTS Primary Government: The City's pooled idle funds are invested pursuant to investment policy guidelines adopted by the City Council. The objectives of the policy are to invest funds to the fullest extent possible and to invest in accordance with the provisions of the California Government Code with the priority of safety, liquidity and yield. The policy addresses the safekeeping of securities, types of investment instruments, diversification, maturities, reporting requirements, and internal control. The City maintains a cash and investment pool that is available for use by all funds. Each fund type's portion of this pool is displayed on the Statement of Net Position and the balance sheet as "cash and investments." Policies: California Law requires banks and savings and loan institutions to pledge government securities with a market value of 110 percent of the City's cash on deposit, or first trust deed mortgage notes with a market value of 150 percent of the deposit, as collateral for these deposits. Under California Law, this collateral is held in a separate investment pool by another institution in the City's name and places the City ahead of general creditors of the institution. 72 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 46. NOTE 2 – CASH AND INVESTMENTS (Continued) The City and its fiscal agents invest in individual investments and in investment pools. Individual investments are evidenced by specific identifiable securities instruments, or by an electronic entry registering the owner in the records of the institution issuing the security, called the book entry system. Security instruments owned by the City are held in safekeeping by a third party custodian acting as agent for the City under the terms of a custody agreement. The City's investments are carried at fair value with the exception of money market mutual funds, which are carried at amortized cost. The City adjusts the carrying value of its investments to reflect their fair value at each fiscal year end, and it includes the effects of these adjustments in investment income for that fiscal year. Classification: The City's total cash and investments, at fair value, are presented on the financial statements in the following allocation: Primary Government Cash and investments $ 202,344,997 Restricted cash and investments: Held by fiscal agent for pension 17,240,051 Held by fiscal agent for bond repayments 8,333 Total cash and investments $ 219,593,381 The bank value of the City’s cash deposits is $32,249,699 with cash per books of $32,665,499. All deposits in excess of FDIC coverage limits were collateralized with securities at year end. Authorized Investments by the City: The City's Investment Policy and the California Government Code allow the City to invest its pooled idle funds in the following, under limits and provisions that address interest rate risk, credit risk, and concentration of credit risk. This does not include the City's investments of debt proceeds held by fiscal agents that are governed by the provisions of debt agreements of the City. 73 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 47. NOTE 2 – CASH AND INVESTMENTS (Continued) Minimum Maximum Maximum Maximum Credit Percentage of Investment in Authorized Investment Type Maturity Quality Portfolio One Issuer U.S. Treasury Obligations 5 years N/A None None U.S. Agency Securities * 5 years N/A None None California Local Agency Investment Fund (LAIF) N/A N/A Up to $65 million None Non-negotiable Certificates of Deposits (time deposits) 5 years N/A 30%*** 10% of portfolio; 5% of issuer’s net worth ** State of California registered state warrants, treasury notes, or bonds 5 years N/A None None California local agency bonds, notes, warrants, or other obligations 5 years N/A None None Bond issued by the local agency 5 years N/A None None Bankers' Acceptances 180 days N/A 40% None Commercial Paper 270 days A-1+P-1 25% 10% of portfolio; 5% of issuer’s net worth; 10% of outstanding paper of Issuer. ** Negotiable Certificates of Deposit 5 years N/A 30% 10% of portfolio; 5% of issuer’s net worth. ** Repurchase Agreements 1 year N/A None 10% of portfolio; 5% of issuer’s net worth. ** Medium Term Corporate Notes 5 years A or better 30% 10% of portfolio; 5% of issuer’s net worth. ** Money market mutual funds investing in U.S. Treasury, Government Agency securities or repurchase agreements collateralized by U.S. Treasury or Government Agency securities 5 years Aaa/AAA 20% None Supranationals 5 years AA or better 30% 10% of portfolio * Securities issued by agencies of the federal government such as the Government National Mortgage Association (GNMA), the Federal Farm Credit System (FFCB), the Federal Home Loan Bank (FHLB), the Federal National Mortgage Association (FNMA), the Student Loan Marketing Association (SLMA), and the Federal Home Loan Mortgage Association (FHLMC). ** Represents restriction in which the City's investment policy is more restrictive than the California Government Code. *** 30% maximum percent of portfolio if using a private sector entity to assist in the placement of the time deposits. No maximum for others. Authorized Investments by Debt Agreements: The City must maintain required amounts of cash and investments with trustees or fiscal agents under the terms of certain debt issues. These funds are unexpended bond proceeds or are pledged reserves to be used if the City fails to meet its obligations under these debt issues. The California Government Code requires these funds to be invested in accordance with City ordinances, bond indentures or State statutes. The City's Investment Policy allows investments of bond proceeds to be governed by provisions of the related bond indentures. The following identifies the investment types that are authorized for investments held by fiscal agents under the terms of the bond indentures of the related debt issue: 74 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 48. NOTE 2 – CASH AND INVESTMENTS (Continued) Minimum Maximum Maximum Credit Percentage of Authorized Investment Type Maturity Quality Portfolio Cash or obligations of the U.S. including U.S. Treasury obligations N/A N/A None Federal agencies obligations which represent full faith and credit of the U.S. N/A N/A None Direct federal agencies obligations which are not fully guaranteed by the full faith and credit of the U.S. N/A N/A None U.S. dollar denominated deposit accounts, federal funds and bankers' acceptances with domestic commercial banks 360 days P-1, A-1+, A-1 None Commercial Paper 270 days P-1, A-1 None Money market funds N/A Aaam or AAAm-G None Pre-refunded municipal obligations that are not callable prior to maturity or as to which irrevocable instructions have been Highest given to call on the date specified in the notice N/A rating category None Municipal obligations or General obligations of states N/A Aaa, AAA, A2, A None California Local Agency Investment Fund (LAIF) N/A N/A Up to $65 million Shares in a California common law trust established pursuant to Title 1, Division 7, Chapter 5 of the California Government Code which invests exclusively in investments permitted by Section 53635 of Title 5, Division 2, Chapter of the California Government Code, as it may be amended. N/A N/A None Interest Rate Risk: Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment the greater the sensitivity of its fair value to changes in market interest rates. Information about the sensitivity of the fair values of the City's investments (including investments held by bond trustees) to market interest rate fluctuations is provided by the following table that shows the distribution of the City's investments by maturity or earliest call date: 12 Months 13 to More than Investment Type or less 24 Months 24 Months Total U.S. Treasury Securities -$ -$ 34,667,431$ 34,667,431$ Corporate Notes - - 39,671,519 39,671,519 U.S. Agency Notes Federal Home Loan Mortgage Corporation - - 8,749,022 8,749,022 Federal National Mortgage Association - - 14,830,810 14,830,810 Federal Home Loan Banks - - 5,134,002 5,134,002 Federal Farm Credit Banks - - 4,011,600 4,011,600 Local Agency Investment Fund 21,059,752 - - 21,059,752 Municipal Bonds - - 744,596 744,596 Asset-Backed Securities - - 20,119,630 20,119,630 Supranationals - - 11,552,549 11,552,549 Collateralized Mortgage Obligations - - 7,882,726 7,882,726 Money Market Mutual Funds - Restricted for Pension (PARS) 17,240,051 - - 17,240,051 Money Market Mutual Funds 1,264,194 - - 1,264,194 Total Investments 39,563,997$ -$ 147,363,885$ 186,927,882 Cash in banks and on hand 32,665,499 Total Cash and Investments 219,593,381$ 75 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 49. NOTE 2 – CASH AND INVESTMENTS (Continued) The City is a participant in the Local Agency Investment Fund (LAIF) that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. The Local Investment Advisory Board (Board) has oversight responsibility for LAIF. The Board consists of five members as designated by State Statute. The City reports its investment in LAIF at the fair value amount provided by LAIF, which is the sme as the value of the pool share. The balance is available for withdrawal on demand, and is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. Included in LAIF's investment portfolio are U.S. Treasuries, Federal Agency obligations, time deposits, negotiable certificates of deposits, commercial paper, corporate bonds, and security loans. These investments had weighted average maturity of 311 days. Money market mutual funds are available for withdrawal on demand. At June 30, 2022, money market mutual funds, used for pooled investment and held by fiscal agent purposes, had a weighted average maturity of 45 days or less. Fair Value Hierarchy: The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure fair value of the assets. Level 1 inputs are quoted prices in an active market for identical assets; Level 2 inputs are significant other observable inputs; and Level 3 inputs are significant unobservable inputs. The following is a summary of the fair value hierarchy of the fair value of investments of the City as of June 30, 2022: Investments by Fair Value Level Level 1 Level 2 Total U.S. Treasury Securities -$ 34,667,431$ 34,667,431$ Corporate Notes - 39,671,519 39,671,519 U.S. Agency Notes Federal Home Loan Mortgage Corporation - 8,749,022 8,749,022 Federal National Mortgage Association - 14,830,810 14,830,810 Federal Home Loan Banks - 5,134,002 5,134,002 Federal Farm Credit Banks - 4,011,600 4,011,600 Asset-Backed Securities - 20,119,630 20,119,630 Collateralized Mortgage Obligations - 7,882,726 7,882,726 Supranationals - 11,552,549 11,552,549 Municipal Bonds - 744,596 744,596 Total Investments -$ 147,363,885$ 147,363,885 Investments Measured at Amortized Cost: Money Market Mutual Funds 1,264,194 Money Market Mutual Funds - Restricted for Pension (PARS)17,240,051 Investments Exempt from Fair Value Hierarchy: Local Agency Investment Fund 21,059,752 Cash in banks and on hand 32,665,499 Total Cash and Investments 219,593,381$ 76 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 50. NOTE 2 – CASH AND INVESTMENTS (Continued) Investments classified in Level 1 of the fair value hierarchy include securities valued using quoted prices in active markets. Federal Agency Securities and other U.S. Treasury Securities, classified in Level 2 of the fair value hierarchy are valued using matrix pricing techniques maintained by various pricing vendors. Matrix pricing is used to value securities based on the securities' relationship to benchmark quoted prices. Fair value is defined as the quoted market value on the last trading day of the period. These prices are obtained from various pricing sources by the custodian bank. The California Local Agency Investment Fund (LAIF) is valued using factors provided in the Pooled Money Investment Account (PMIA) Performance Report by the State Treasurer’s Office. Money market funds and negotiable certificates of deposit are exempt from fair value measurement and are reported at amortized cost. Credit Risk: Credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the actual rating as of June 30, 2022 for each investment type, including those with fiscal agents, as provided by Moody's ratings: Concentration of Credit Risk: The City's investment policy contains certain limitations on the amount that can be invested in any one issuer. In certain categories, these limitations are more restrictive than those required by California Government Code Sections 53600 et seq. Excluding those issued or explicitly guaranteed by the U.S. government and investments in the local agency investment fund and mutual funds, the City had the following investments that represent five percent or more of total City-wide investments: Issuer Investment Type Amount Federal Home Loan Mortgage Corporation (FHLMC) U.S. Agency Notes $ 8,749,022 Federal Home Loan Banks (FHLB) U.S. Agency Notes 5,134,002 Federal National Mortgage Association (FNMA) U.S. Agency Notes 14,830,810 Federal Farm Credit Banks (FFCB) U.S. Agency Notes 4,011,600 Investment Type Ratings Total Money Market Mutual Funds Aaa 18,504,245$ Corporate Notes A1,A2,A3 39,671,519 U.S. Agency Notes Federal Home Loan Mortgage Corporation Aaa 8,749,022 Federal National Mortgage Association Aaa 14,830,810 Federal Home Loan Banks Aaa 5,134,002 Federal Farm Credit Banks Aaa 4,011,600 Asset-Backed Securities Aaa 20,119,630 Collateralized Mortgage Obligations Aaa 7,882,726 Supranationals Aaa 11,552,549 Municipal Bonds Aa2 744,596 U.S. Treasury Securities Aaa 34,667,431 Not Rated: Local Agency Investment Fund Not Rated 21,059,752 Total Investments 186,927,882$ 77 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 51. NOTE 3 – LOANS RECEIVABLE Housing Program Loans: On June 30, 1995, the City loaned $821,000 to Community Housing Developers, a California nonprofit public benefit corporation. The note bears interest at three percent per annum, compounded annually, payable to the extent of surplus cash, and all unpaid principal and interest due June 30, 2035. As of June 30, 2022, the balance remaining on the loan was $821,000. The loan was issued using resources in the Housing Development Fund and is considered governmental activities. On June 6, 1996, the City loaned $320,000 to Cupertino Community Services, a California nonprofit public benefit corporation. The note bears interest at three percent per annum and due on July 14, 2026. As of June 30, 2022, the balance on the loan was $147,130. The loan was issued using resources in the Housing Development Fund and is considered governmental activities. On September 11, 2017 the City loaned $3,672,000 to Stevens Creek, L.P., a California limited partnership. The note bears interest at three percent per annum for 55 years. After the completion of construction of the development, no later than April 30th of each calendar year, the Developer shall make repayments of the loan in an amount equal to the City loan percentage of the lenders’ share of residual receipts. The payments shall be credited first against accrued interest and then against outstanding principal of the loan, and shall be accompanied by the developer’s report of residual receipts. As of June 30, 2022, the balance remaining on the loan was $3,672,000. The loan was issued using resources in the Housing Development Fund and is considered governmental activities. In addition to these loans, the City had housing and other loans receivable that were completely repaid as of June 30, 2022. NOTE 4 – INTERFUND TRANSACTIONS Transfers between funds during the fiscal year ended June 30, 2022 were as follows: Fund Making Transfers Fund Receiving Transfers Amount Transferred General Fund Transportation Special Revenue Fund $6,457,824 (C) Public Financing Corporation Debt Service Fund 2,621,000 (B,C) Capital Improvement Projects Capital Projects Fund 10,025,000 (A) Recreation Enterprise Fund 806,809 (C) Non-major Enterprise Funds 79,992 (C) Internal Service Funds 1,434,852 (D) Transportation Special Revenue Fund Capital Improvement Projects Capital Projects Fund 105,235 (A) Capital Improvements Projects Capital Projects Fund Transportation Special Revenue Fund 215,000 (A) Non-major Governmental Funds 3,650,000 (A) Non-major Governmental Funds General Fund 15,000 (E) Internal Service Funds 366,000 Total Interfund Transfers $25,776,712 78 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 52. NOTE 4 – INTERFUND TRANSACTIONS (Continued) The reasons for these transfers are set forth below: (A) To fund capital projects. (B) For annual lease payment for 2020A Certificates of Participation debt service. (C) Operating subsidy from General Fund. (D) To fund IT operations, personnel costs associated with staffing special project, and compensated absences and retiree health. (E) To fund purchase of trees Current Interfund Balances: Current interfund balances arise in the normal course of business and are expected to be repaid shortly after the end of the fiscal year. As of June 30, 2022, the Equipment Revolving Internal Service Fund owed the General Fund $539.204. Interfund Advances: Interfund advances are balances between funds that are not expected to be repaid within the current fiscal year. As of June 30, 2022, the General Fund advanced $3,000,000 to the Capital Improvement Projects Capital Projects Fund for advance funding of planned projects that will be repaid in subsequent years. 79 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 53. NOTE 5 – CAPITAL ASSETS A summary of changes in governmental activities capital assets is as follows: Balance at Balance at July 1, 2021 Additions Deletions Transfers June 30, 2022 Governmental activities: Capital assets not being depreciated: Land 64,786,669$ -$ -$ -$ 64,786,669$ Easements 19,615,039 - - - 19,615,039 Construction in progress 15,950,996 12,848,688 - (5,401,035) 23,398,649 Total general government capital assets not being depreciated 100,352,704 12,848,688 - (5,401,035) 107,800,357 Capital assets being depreciated: Buildings 46,540,557 - - 1,223,356 47,763,913 Improvements other than buildings 61,129,702 - - 134,224 61,263,926 Machinery and equipment 4,340,441 - (10,549) 200,037 4,529,929 Roads, curbs, gutters, sidewalks, medians and bridges 179,773,593 - - 3,760,619 183,534,212 Streetlights 9,219,638 - - 82,799 9,302,437 Storm drain structure and mains 37,373,158 - - - 37,373,158 Traffic signals 6,418,246 - - - 6,418,246 Total capital assets being depreciated 344,795,335 - (10,549) 5,401,035 350,185,821 Less accumulated depreciation for: Buildings (31,962,639) (1,683,655) - - (33,646,294) Improvements other than buildings (43,377,323) (2,481,693) - - (45,859,016) Machinery and equipment (3,065,019) (251,640) 10,549 - (3,306,110) Roads, curbs, gutters, sidewalks, medians and bridges (112,872,141) (2,729,484) - - (115,601,625) Streetlights (7,599,818) (431,927) - - (8,031,745) Storm drain structure and mains (33,542,309) (139,739) - - (33,682,048) Traffic signals (5,801,115) (109,103) - - (5,910,218) Total accumulated depreciation (238,220,364) (7,827,241) 10,549 - (246,037,056) Total general government capital assets being depreciated, net 106,574,971 (7,827,241) - 5,401,035 104,148,765 Internal service fund capital assets: Capital assets not being depreciated: Construction in progress - 559,011 - (551,183) 7,828 Total internal fund capital assets not being depreciated - 559,011 - (551,183) 7,828 Capital assets being depreciated: Machinery and equipment 12,218,251 - - 551,183 12,769,434 Less accumulated depreciation (8,872,439) (926,455) - - (9,798,894) Total internal fund capital assets being depreciated, net 3,345,812 (926,455) - 551,183 2,970,540 Governmental activities capital assets, net 210,273,487$ 4,654,003$ -$ -$ 214,927,490$ 80 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 54. NOTE 5 – CAPITAL ASSETS (Continued) Depreciation expense was charged to functions and programs based on their usage of the related assets. Depreciation expense was charged to governmental activities as follows: Governmental Activities Administration $ 191,767 Public and Environment Affairs 16,437 Administrative Services 29,744 Parks and Recreation 170,634 Public Works 7,418,659 Total $ 8,827,241 Depreciation expense was charged to the business-type activities as follows: Business-Type Activities Resources Recovery $ 3,314 Blackberry Farm 2,832 Cupertino Sports Center 109,369 Recreation Program 107,051 Total $ 222,566 Balance at Balance at July 1, 2021 Additions Deletions Transfers June 30, 2022 Business-type activities: Capital assets not being depreciated: Construction in progress 125,331$ 221,605$ -$ (162,269)$ 184,667$ Total capital assets not being depreciated 125,331 221,605 - (162,269) 184,667 Capital assets being depreciated: Buildings 2,029,925 - - 43,764 2,073,689 Improvements other than buildings 2,089,743 - - 86,171 2,175,914 Machinery and equipment 711,119 - - 32,334 743,453 Total capital assets being depreciated 4,830,787 - - 162,269 4,993,056 Less accumulated depreciation for: Buildings (484,434) (88,789) - - (573,223) Improvements other than buildings (1,753,209) (107,531) - - (1,860,740) Machinery and equipment (627,945) (26,246) - - (654,191) Total accumulated depreciation (2,865,588) (222,566) - - (3,088,154) Total capital assets being depreciated, net 1,965,199 (222,566) - 162,269 1,904,902 Business-type activity capital assets, net 2,090,530$ (961)$ -$ -$ 2,089,569$ 81 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 55. NOTE 6 – LONG-TERM DEBT Cupertino Public Facilities Corporation Certificates of Participation: The Cupertino Public Facilities Corporation issued Certificates of Participation to provide financing for the construction of the Community Center, improvements of the City Hall and the Library in July 1986; purchase of Wilson Park in 1989; finance the Memorial Park Expansion in 1990; and purchase the Blackberry Farm and Fremont Older site in 1991. The Cupertino Public Facilities Corporation, as lessor, leased real property to the City (under the Lease Agreement with the lessee) and assigned the base rental payments to the trustee for the benefit of the owners of the certificates of participation. The rental payments which represent the pledged revenues are scheduled to be sufficient in both time and amount, when the principal and interest of the certificates are due, which was the case for the year ended June 30, 2022. On May 9, 2012, $43,940,000 principal amount of 2012 Refinancing Certificates of Participation (2012 COPs) were issued to refund the 2002 COPs, to fund a reserve fund for the 2012 COPs, and pay costs incurred in connection with issuance. On September 29, 2020, $22,040,000 principal amount of 2020A Certificates of Participation (2020 COPs) were issued to refund the 2012 COPs and pay costs incurred in connection with issuance. The proceeds were placed into an escrow account, along with funds from the City’s 2012 COPs Reserve and on October 30, 2020, the 2012 COPS were prepaid, resulting no amounts outstanding as of June 30, 2022 for the 2012 COPs. The result of the transaction was an economic gain of $3,133,819. The 2020A COPs are payable by a pledge of revenues from the lease payments payable by the City pursuant to the Lease Agreement between the Cupertino Public Facilities Corporation and the City for the use and possession of the Site and Facility as described in the Lease Agreement. The City also covenanted in the Lease Agreement to include all lease payments in its annual budget. Total debt service payments remaining on the 2020 COPs is $21,412,000 payable through June 1, 2030. For the year ended June 30, 2022, the bonds had $1,880,000 of principal and $796,000 interest due. Original Balance Balance Issue June 30,June 30, Current Amount 2021 Additions Retirements 2022 Portion 2020A Certificates of Participation 4%, due 06/01/2030 $22,040,000 19,900,000$ -$ 1,880,000$ 18,020,000$ 1,955,000$ Issuance Premium 3,447,737 - 198,908 3,248,829 - Total long-term debt 23,347,737$ -$ 2,078,908$ 21,268,829$ 1,955,000$ 82 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 56. NOTE 6 – LONG-TERM DEBT (Continued) Annual debt service requirements for the 2020A COPS are shown below: NOTE 7 – NET POSITION AND FUND BALANCES Net Position is measured on the full accrual basis while Fund Balance is measured on the modified accrual basis. Net Position: The government-wide and proprietary fund financial statements utilize a net position presentation. Net position is categorized as follows: Net investment in capital assets - This category groups all capital assets including, infrastructure, into one component of net position. Accumulated depreciation and outstanding balances of debt that are attributable to the acquisition, construction or improvement of these assets reduce the balance in this category. Restricted - This category represents net position that has external restrictions imposed by creditors, grantors, contributors or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. Unrestricted - This category represents net position of the City that do not meet the definition of "net investment in capital assets" or "restricted." Fund Balances: As prescribed by GASB Statement No. 54, governmental funds report fund balance in classifications based primarily on the extent to which the City is bound to honor constraints on the specific purposes for which amounts in the funds can be spent. Fund balances for governmental funds are made up of the followings: Nonspendable Fund Balance - includes amounts that are (a) not in spendable form, or (b) legally or contractually required to be maintained intact. The "not in spendable form" criterion includes items that are not expected to be converted to cash, for example: prepaid items, property held for resale and long term notes receivable. Restricted Fund Balance - includes amounts that can be spent only for the specific purposes stipulated by external resource providers, constitutionally or through enabling legislation. Restrictions may effectively be changed or lifted only with the consent of resource providers. For the Year Ending June 30 Principal Interest 2023 1,955,000$ 720,800$ 2024 2,035,000 642,600 2025 2,115,000 561,200 2026 2,200,000 476,600 2027 2,285,000 388,600 2028-2030 7,430,000 602,200 Total 18,020,000$ 3,392,000$ Governmental Activities 83 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 57. NOTE 7 – NET POSITION AND FUND BALANCES (Continued) Committed Fund Balance - includes amounts that can only be used for the specific purposes determined by a formal action of the City's highest level of decision-making authority, the City Council. Commitments may be changed or lifted only by the City taking the same formal action (resolution) that imposed the constraint originally. Assigned Fund Balance - comprises amounts intended to be used by the City for specific purposes that are neither restricted nor committed. Intent is expressed by the City Council or official to which the City Council has delegated the authority to assign amounts to be used for specific purposes. Through the adopted budget, the City Council establishes assigned fund balance policy levels and also sets the means and priority for the City Manager to fund these levels. Unassigned Fund Balance - is the residual classification for the General Fund and includes all amounts not contained in the other classifications. Unassigned amounts are technically available for any purpose. Only the General Fund reports unassigned positive fund balance. A governmental fund other than the General Fund may report a negative unassigned fund balance if expenditures incurred for a specific purpose exceed the amounts that are restricted, committed or assigned to those purposes. In circumstances when an expenditure may be made for which amounts are available in multiple fund balance classifications, the fund balance in General Fund will generally be used in the order of restricted, unassigned, and then assigned reserves. In other governmental funds, the order will generally be restricted and then assigned. 84 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 58. NOTE 7 – NET POSITION AND FUND BALANCES (Continued) Fund balances for all major and nonmajor governmental funds as of June 30, 2022, were distributed as follows: NOTE 8 – COMMITMENTS AND CONTINGENCIES Federal and State Grant: The City participates in a number of federal and state grant programs subject to financial and compliance audits by the grantors or their representatives. Audits of certain grant programs, including those for the year ended June 30, 2022, have yet to be conducted. The amount, if any, of expenditures that may be disallowed by the granting agencies cannot be determined at this time. Management believes that such disallowances, if any, would not have a material effect on the financial statements. Encumbrances: The City uses encumbrances to control expenditure commitments for the year. Encumbrances represent commitments related to executor contracts not yet performed and purchase orders not yet filled. Commitments for such expenditure of monies are encumbered to reserve a portion of applicable appropriations. Encumbrances still open at year end are not accounted for as expenditures and liabilities, but as restricted, or assigned fund balance. Public Capital Other Housing Facilities Improvements Governmental General Transportation Development Corporation Projects Funds Total Nonspendable: Loans receivable 439,199$ -$ -$ -$ -$ -$ 439,199$ Advances to other funds 3,000,000 - - - - - 3,000,000 Prepaid items 107,479 - - - - - 107,479 Subtotal 3,546,678 - - - - - 3,546,678 Restricted for: Public access television 1,492,810 - - - - - 1,492,810 Debt service 23,621 - - 8,350 - - 31,971 PRSP Section 115 Trust 17,240,051 - - - - - 17,240,051 Storm drain system - - - - - 4,033,799 4,033,799 Parks and open space - - - - - 21,302,884 21,302,884 Environmental management - - - - - 1,309,649 1,309,649 Streets and road projects - 11,828,395 - - - 720,197 12,548,592 Housing programs - - 7,177,611 - - - 7,177,611 Subtotal 18,756,482 11,828,395 7,177,611 8,350 - 27,366,529 65,137,367 Committed for: Economic uncertainty I 24,000,000 - - - - - 24,000,000 Sustainability reserve 127,891 - - - - - 127,891 Capital project reserve 10,000,000 - - - - - 10,000,000 Subtotal 34,127,891 - - - - - 34,127,891 Assigned to: Encumbrances 5,041,682 - - - - - 5,041,682 Capital projects - - - - 34,922,310 166,579 35,088,889 Subtotal 5,041,682 - - - 34,922,310 166,579 40,130,571 Unassigned 48,696,821 - - - - - 48,696,821 Total 110,169,554$ 11,828,395$ 7,177,611$ 8,350$ 34,922,310$ 27,533,108$ 191,639,328$ 85 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 59. NOTE 8 – COMMITMENTS AND CONTINGENCIES (Continued) As of June 30, 2022, the City had the following encumbrances outstanding: Governmental Funds: General Fund $ 5,041,681 Transportation Special Revenue Fund 2,181,032 Housing Development Special Revenue Fund 59,022 Capital Improvements Projects Capital Projects Fund 3,672,662 Other Governmental Funds 1,741,273 Total Encumbrances $ 12,695,670 Consulting Agreement for Sales Taxes: The City entered into agreements (commitments) with two companies to provide services consisting of the assessment and creation of new sales and use tax revenue sources for the City. The City agreed to pay the companies based on a sliding scale payment schedule dependent on the level of new sales tax revenue realized by the City as defined in the consulting agreements. These agreements qualify as tax abatements under the provisions of GASB Statement 77. However, due to legal restrictions per the California Revenue and Taxation Code, Section 7056, additional disclosures cannot be provided. Santa Clara County Vehicle Registration Fee (VRF): The City is required to report VRF revenues, expenditures and fund balances as of the year ended June 30, 2022: VRF Balance as of July 1, 2021 $ - VRF Revenue 358,553 VRF Interest 535 VRF Expended (359,088) VRF Balance as of June 30, 2022 $ - NOTE 9 – LIABILITIES UNDER SELF-INSURANCE AND RISK MANAGEMENT General and Property Liability: The City is self-insured for the first $250,000 of general and property liability for each occurrence, and the excess (up to $10,000,000 for each occurrence and annual aggregate) is covered through the City's participation in the Pooled Liability Assurance Network Joint Powers Authority (PLAN JPA – formerly the Association of Bay Area Governments Pooled Liability Assurance Network or ABAG PLAN). The risk pool consists of 28 agencies within the San Francisco Bay Area. The stated purpose of the PLAN JPA is to provide certain levels of liability insurance coverage, claims management, risk management services, and legal defense to its participating members. PLAN JPA is governed by a Board of Directors, which comprises officials appointed by each participating member. Premiums paid to PLAN JPA are subject to possible refund based on the results of actuarial studies and approval by the Board of Directors. Complete financial statements for PLAN JPA may be obtained from their offices at the following address: PLAN JPA, c/o Sedgwick, 1750 Creekside Oaks Drive Suite 200, Sacramento, CA, 95833. Premiums are revised each year based on the City's claims experience and risk exposure. For the year ended June 30, 2022, the City paid ABAG PLAN premiums of $14,602. 86 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 60. NOTE 9 – LIABILITIES UNDER SELF-INSURANCE AND RISK MANAGEMENT (Continued) Workers' Compensation Liability: The City belongs to the Public Risk Innovation, Solutions and Management (PRISM) (formerly CSAC Excess Insurance Authority (EIA)), a joint power authority which provides excess workers' compensation liability claims coverage above the City's self-insured retention of $500,000 per occurrence. Losses above the self-insured retention are pooled with excess reinsurance purchased to a $50,000,000 statutory limit. EIA was established in 1979 for the purpose of creating a risk management pool for all California public entities. EIA is governed by a Board of Directors consisting of representatives of its member public entities. Complete financial statements for EIA may be obtained from their offices at the following address: CSAC Excess Insurance Authority, Finance Department, EIA 75 Iron Point Circle, Suite 200, Folsom, CA 95630. For the year ended June 30, 2022, the City paid premiums of $158,781. It is the City's practice to obtain biennial actuarial studies for the self-insured workers' compensation liability. The claims liabilities included in the workers' compensation internal service fund is based on the results of actuarial studies and include amounts for claims incurred but not reported and loss adjustment expenses. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends, including frequency and amount of payouts, and other economic and social factors. Inflation of 2.5 percent, annual rate of return of two percent, claim severity increase at 2.5 percent were assumed. In the current year, management used actuarial estimates based on a 90 percent confidence level. Settlements have not exceeded insurance coverage in the past three years. Changes in the balances of workers' compensation and general claims liabilities during the years ended June 30 are as follows: 2022 2021 Claims liability, beginning of year $ 1,374,000 $ 1,527,000 Incurred claims and changes in estimate 671,344 (117,896) Claim payments and credits (476,344) (35,104) Total claims liability, end of year 1,569,000 1,374,000 Less current portion (282,000) (245,000) Non-current portion $ 1,287,000 $ 1,129,000 NOTE 10 – DEFINED BENEFIT PENSION PLAN Plan Descriptions and Summary of Balances by Plan: The City has one defined benefit pension plan. The Miscellaneous Plan (Plan) is an Agent-Multiple Employer Plan. Benefit provisions under the Plan is established by State statute and City Ordinance. All qualified permanent and probationary employees are eligible to participate in the Plan for which they are an eligible member based on their employment position with the City. The Plan is administered by the California Public Employees' Retirement System (CalPERS) which acts as a common investment and administrative agent for its participating member employers. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions and membership information that can be found on the CalPERS website at www.calpers.ca.gov. 87 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 61. NOTE 10 – DEFINED BENEFIT PENSION PLAN (Continued) For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Miscellaneous Plan and additions to/deductions from the Plan's fiduciary net position have been determined on the same basis as they are reported by the CalPERS Financial Office. For this purpose, benefit payments (including refunds of employee contributions) are recognized when currently due and payable in accordance with the benefit terms. Investments are reported at fair value. Below is a summary of the deferred outflows of resources, net pension liabilities and deferred inflows of resources by Plan: Deferred Outflows Net Pension Deferred Inflows of Resources Liability of Resources Miscellaneous $ 8,882,356 $ 34,058,576 $ 11,658,832 Benefits Provided: CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The cost of living adjustments for each plan are applied as specified by the Public Employees' Retirement Law. The Pension Reform Act of 2013 (PEPRA), Assembly Bill 340, is applicable to employees new to CalPERS and hired after December 31, 2012. The Plans' provisions and benefits in effect at June 30, 2022, are summarized as follows: Hire date Prior to On or after January 1, 2013 January 1, 2013 Benefit formula 2.7% @ 55 2.0% @ 62 Benefit vesting schedule 5 years service 5 years service Benefit payments monthly for life monthly for life Minimum retirement age 50 52 Monthly benefits, as a % of eligible compensation 2% to 2.7% 1% to 2% Required employee contribution rates 8.00% 7.00% Required employer contribution rates 23.54% 29.63% Employees Covered: As of the June 30, 2020 actuarial valuation date (most current), the following employees were covered by the benefit terms of the Plan: Inactive employees or beneficiaries currently receiving benefits 249 Inactive employees entitled to but not yet receiving benefits 149 Active employees 201 Total 599 Contributions: Section 20814(c) of the California Public Employees' Retirement Law requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. Funding contributions for both Plans are determined annually on an actuarial basis as of June 30 by CalPERS. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The City is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. 88 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 62. NOTE 10 – DEFINED BENEFIT PENSION PLAN (Continued) Net Pension Liability: The City's net pension liability for the Plan is measured as the total pension liability, less the pension plan's fiduciary net position. The net pension liability of the Plan is measured as of June 30, 2020 using an annual actuarial valuation as of June 30, 2020 rolled forward to June 30, 2021 using standard update procedures. A summary of principal assumptions and methods used to determine the net pension liability is shown below. Actuarial Assumptions: The total pension liabilities in the June 30, 2021 actuarial valuations were determined using the following actuarial assumptions: Valuation Date June 30, 2020 Measurement Date June 30, 2021 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.15% Inflation 2.50% Payroll Growth 2.75% Projected Salary Increase Varies by Entry Age and Service (1) Investment Rate of Return 7.00% (2) Derived using CaIPERS' Membership Mortality Data for all Funds (3) (1) Depending on age, service and type of employment (2) Net of pension plan investment expenses and administrative expenses, including inflation (3) The mortality table used was developed based on CaIPERS' specific data. The table includes 15 years of mortality improvements using Society of Actuaries Scale BB. For more details on this table, please refer to the CaIPERS 2017 experience study report available on CaIPERS website. All other actuarial assumptions used in the June 30, 2020 valuation were based on the results of a December 2017 actuarial experience study for the period 1997 to 2015, including updates to salary increase, mortality and retirement rates. Further details of the Experience Study can be found on the CaIPERS website under Forms and Publications. Change of Assumptions: None in 2022. Discount Rate: The discount rate used to measure the total pension liability was 7.15 percent for the Plan. To determine whether the municipal bond rate should be used in the calculation of a discount rate for each plan, CaIPERS stress tested plans that would most likely result in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing, none of the tested plans run out of assets. Therefore, the current 7.15 percent discount rate is adequate and the use of the municipal bond rate calculation is not necessary. The long term expected discount rate of 7.15 percent will be applied to all plans in the Public Employees Retirement Fund (PERF). The stress test results are presented in a detailed report that can be obtained from the CalPERS website. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. 89 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 63. NOTE 10 – DEFINED BENEFIT PENSION PLAN (Continued) In determining the long-term expected rate of return, CaIPERS took into account both short-term and long- term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds' asset classes, expected compound returns were calculated over the short-term (first 10 years) and the long-term (11-60 years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. Asset Class New Strategic Allocation Real Return Years 1 - 10(a) Real Return Years 11+(b) Global Equity 50.00%4.80%5.98% Fixed Income 28.00%1.00%2.62% Inflation Assets 0.00%0.77%1.81% Private Equity 8.00%6.30%7.23% Real Estate 13.00%3.75%4.93% Liquidity 1.00%0.00%-0.92% Total 100.00% (a) An expected inflation of 2.00% used for this period. (b) An expected inflation of 2.92% used for this period. The table above reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. These rates of return (presented as geometric means) are net of administrative expenses. Changes in Net Pension Liability: The changes in the Net Pension Liability for the City's Miscellaneous Plan are as follows: 90 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 64. NOTE 10 – DEFINED BENEFIT PENSION PLAN (Continued) Sensitivity of the Net Pension Liability to Changes in the Discount Rate: The following presents the net pension liability of the City, calculated using the discount rate for the Plan, as well as what the City's net pension liability would be if it were calculated using a discount rate that is one percentage point lower or one percentage point higher than the current rate: Miscellaneous 1% Decrease 6.15% Net Pension Liability $ 55,121,458 Current Discount Rate 7.15% Net Pension Liability $ 34,058,576 1% Increase 8.15% Net Pension Liability $ 16,633,651 Pension Plan Fiduciary Net Position: Detailed information about the Plan's fiduciary net position is available in the separately issued CalPERS financial reports. Miscellaneous Plan: Total Pension Liability Plan Fiduciary Net Position Net Pension Liability Balance at June 30, 2020 152,604,961$ 104,091,941$ 48,513,020$ Changes in the year: Service cost 3,392,942 - 3,392,942 Interest on the total pension liability 10,907,002 - 10,907,002 Change of Assumptions - - - Differences between actual and expected experience 2,212,836 - 2,212,836 Contribution - employer - 5,957,595 (5,957,595) Contribution - employee - 1,560,532 (1,560,532) Net investment income - 23,553,078 (23,553,078) Administrative expenses - (103,981) 103,981 Other miscellaneous income/(expenses)- - - Benefit payments, including refunds of employee contributions (7,937,592) (7,937,592) - Net changes 8,575,188 23,029,632 (14,454,444) Balance at June 30, 2021 161,180,149$ 127,121,573$ 34,058,576$ Increase (Decrease) 91 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 65. NOTE 10 – DEFINED BENEFIT PENSION PLAN (Continued) Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions: For the year ended June 30, 2022, the City recognized pension expense of $3,799,059. As of June 30, 2022, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Pension contributions subsequent to measurement date $ 6,396,051 $ - Differences between actual and expected experience 2,486,305 - Changes in assumptions - - Net differences between projected and actual earnings on plan investments - 11,658,832 Total $ 8,882,356 $ 11,658,832 The $6,396,051 of contributions for the fiscal year ended June 30, 2022 reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended June 30, 2023. Other amounts reported as deferred inflows of resources related to pensions will be recognized as pension expense as follows: Year Ended Annual June 30 Amortization 2022 $ (1,051,611) 2023 (2,005,392) 2024 (2,437,763) 2025 (3,227,761) $ (9,172,527) NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) Plan Description: Permanent employees who retire under the City's CaIPERS retirement plan are, pursuant to their respective collective bargaining agreements, eligible to have their medical insurance premiums paid by the City. Retirees receive the amount necessary to pay the cost of his/her enrollment, including the enrollment of his/her family members, in a health benefit plan provided by CalPERS up to the maximum received by active employees in their respective bargaining unit. The City contracts with CaIPERS for this insured-benefit plan established under the state Public Employees' Medical and Hospital Care Act (PEMHCA). The plan offers employees and retirees three CalPERS' self- funded options, setup as insurance risk pools, or offers various third-party insured health plans. The plan's medical benefits and premium rates are established by CalPERS and the insurance providers. The City contribution is established by City resolution. Retirees and active employees pay the difference between the premium rate and the City's contribution. Premiums and City contributions are based on the plan and coverage selected by actives and retirees, with the City's potential contribution ranging from zero to $1,605 per month per employee or retiree. The responsibility for benefit payments has transferred to the insurers and the City does not guarantee the benefits in the event of default by the insurers. A comprehensive annual financial report of CalPERS, inclusive of their benefit plans, is available at www.calpers.ca.gov. 92 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 66. NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) (Continued) The City participates in the Public Agency Retirement System (PARS) Public Agencies Post Retirement Health Care Plan Trust Program (PARS Trust), an agent-multiple employer irrevocable trust established to fund other postemployment benefits. The City Council adopted the PARS Public Agencies Post-Retirement Health Care Plan Trust, including the PARS Public Agencies Post-Retirement Health Care Plan, to fund medical insurance costs for its retired employees, effective February 17, 2010. The City Council appointed the City Treasurer, or his/her successor or his/her designee as the City’s plan administrator. The plan administrator is authorized to execute the PARS legal documents on behalf of the City and to take whatever additional actions necessary to maintain the City’s participation in the Program and to maintain compliance of any relevant regulation issued or as may be issued; therefore, authorizing him/her to take whatever additional actions are required to administer the City’s PARS Plan. The PARS Trust is approved by the Internal Revenue Code Section 115 and invests funds in equity, bond, and money market mutual funds. Copies of PARS Trust annual financial report is available at the City's Finance Department. An employee is eligible for lifetime medical benefits under the OPEB Plan, along with his/her spouse or declared domestic partner at the time of retirement, if all criteria listed below are met:  The employee was hired or the City Council member was elected prior to August 1, 2004, and the employee has five or more full-time years of service and the City Council member has five or more years of elected service with the City of Cupertino; or  The employee was hired or the City Council member was elected on or after August 1, 2004, and the employee has ten or more full-time and/or elected years of CalPERS service, five years of which must be from the City of Cupertino; and  The employee is eligible for retirement as defined under the CaIPERS retirement system; and the employee retires from the City of Cupertino. In addition, the eligible employee's dependent children at the time of retirement who are under 23 years old are eligible for medical benefits. In addition to extending the eligibility of dependents from age 23 to age 26 in accordance with the recent healthcare reform act, effective July 1, 2010, employees that retire or resign from service with the City of Cupertino and who are not eligible for retiree medical benefits can continue on the City's medical and dental plans provided that they pay the premiums in full. Plan membership: At January 1, 2021 (the latest information available), Plan membership consisted of the following: Inactive plan members or beneficiaries currently receiving benefit payments 148 Inactive plan members entitled to but not yet receiving benefit payments - Active plan members 173 321 Contributions: OPEB Plan contributions are set by the adopted budget. The cost of the benefits provided by the OPEB Plan is currently being paid by the City on a fully pre-funded basis. Based on the actuarial valuation date of January 1, 2021, the annual required contribution rate is 0.54 percent of annual covered payroll. For the year ended June 30, 2022, the City paid $1,691,000 in healthcare premium payments. Plan members are not required to contribute to the plan. 93 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 67. NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) (Continued) Net OPEB Liability of the City: The components of the net OPEB liability of the City as of June 30, 2022 (expressed in thousands) were as follows: Total OPEB liability $ 29,871 Plan fiduciary net position 31,340 City's net OPEB liability (asset) $ (1,469) Plan fiduciary net position as a percentage of the total OPEB liability 105% Investment rate of return: The long-term expected rate of return on OPEB plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of geometric real rates of return for each major asset class included in the target asset allocation as of June 30, 2022 (see the discussion of the Plan’s investment policy) are summarized in the following table: Long-Term Expected Asset Class Real Rate of Return Fixed income – core 0.53% Fixed income – high yield 1.68% Equities – domestic 4.38% Equities – developed foreign 5.68% Equities – emerging foreign 6.90% Real estate 4.31% Cash 0.36% Investment policy: The Plan’s policy in regard to the allocation of invested assets is established and may be amended by the Plan’s Board by a majority vote of its members. It is the policy of the Plan Board to pursue an investment strategy that reduces risk through the prudent diversification of the portfolio across a broad selection of distinct asset classes. The Plan’s investment policy discourages the use of cash equivalents, except for liquidity purposes, and aims to refrain from dramatically shifting asset class allocations over short time spans. The following was the Board’s adopted asset allocation policy as of June 30, 2022: Asset Class Target Allocation Fixed income 29% Equities 62% Real estate 6% Commodities 2% Cash 1% Total 100% 94 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 68. NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) (Continued) Concentrations: The Plan did not have investments outside of mutual funds that comprise five percent or more of the Plan’s total fiduciary net position. Rate of return: For the year ended June 30, 2022, the annual money-weighted rate of return on investments, net of investment expense, was -17.43 percent. The money-weighted rate of return expresses investment performance, net of investment expense, adjusted for the changing amounts actually invested. Actuarial assumptions: The total OPEB liability was determined by an actuarial valuation as of January 1, 2021, using the previously listed actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified. Mortality rates were based on the CalPERS mortality assumptions. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with long-term perspective of the calculations. The other significant actuarial assumptions used to prepare the City's January 1, 2021 actuarial valuation include the following: Valuation date: January 1, 2021 Measurement date: June 30, 2022 Actuarial Cost Method: Entry Age Normal Amortization Method: Level percent of pay closed Amortization Period: 10 year Asset Valuation Method: Market value Actuarial Assumptions: Discount Rate 6.50% Payroll Growth 3.00% Ultimate Rate of Medical Inflation 4.50% Mortality (1) CalPERS mortality assumptions Health Care Trend The annual cost of healthcare is expected to decrease from 6.5% in 2020 to 4.5% from 2076 and later. (1) 2017 CalPERS Experience Study, Recipients with attained age of 50 Discount rate: The discount rate used to measure the total OPEB liability was 6.5 percent. The projection of cash flows used to determine the discount rate assumed that City contributions will be made at rates equal to the actuarially determined contribution rates. Based on those assumptions, the OPEB plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on OPEB plan investments was applied to all periods of projected benefit payments to determine the total OPEB liability. 95 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 69. NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) (Continued) Changes in the Net OPEB Liability: The changes in the City’s net OPEB liability (asset) are (in thousands): Net Increase (Decrease) Total OPEB Plan Fiduciary Net OPEB Liability Net Position Liability (Asset) Balance at July 1, 2021 $ 28,626 $ 38,025 $ (9,399) Changes in the year Service cost 1,015 - 1,015 Interest on the total OPEB liability 1,921 - 1,921 Change of assumptions - - - Differences between actual and expected experience - - - Contribution – employer - 1,691 (1,691) Contribution – employee - - - Net investment income - (6,568) 6,568 Administrative expenses - (117) 117 Benefit payments, including refunds of Employee contributions (1,691) (1,691) - Net changes 1,245 (6,685) 7,930 Balance at June 30, 2022 $ 29,871 $ 31,340 $ (1,469) Sensitivity of the net OPEB liability (asset) to changes in the discount rate: The following presents the net OPEB asset of the City, as well as what the City’s net OPEB liability would be if it were calculated using a discount rate that is one-percentage-point lower (5.5 percent) or one-percentage-point higher (7.5 percent) than the current discount rate (expressed in thousands): 1% Current 1% Decrease Discount Rate Increase 5.50% 6.50% 7.50% City of Cupertino’s net OPEB liability (asset) for the plan $ 2,300 $ (1,469) $ (4,602) Sensitivity of the net OPEB liability (asset) to changes in the healthcare cost trend rates: The following presents the net OPEB asset of the City, as well as what the City’s net OPEB liability would be if it were calculated using healthcare cost trend rates that are one-percentage-point lower (decreasing to 3.5 percent) or one-percentage-point higher (increasing to 5.5 percent) than the current healthcare cost trend rates (expressed in thousands): Current 1% Healthcare Cost 1% Decrease Trend Rate Increase City of Cupertino’s net OPEB liability (asset) for the plan $ (5,087) $ (1,469) $ 2,995 96 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 (Continued) 70. NOTE 11 – OTHER POST EMPLOYMENT BENEFITS (OPEB) (Continued) OPEB Expense and Deferred Inflows of Resources Related to OPEB: For the year ended June 30, 2022, the City recognized OPEB expense of $572,000. As of June 30, 2022, the City reported deferred inflows of resources related to OPEB from the following sources (in thousands): Deferred Outflows Deferred Inflows of Resources of Resources Net difference between projected and actual earnings on investments $ 3,953 $ - Differences between expected and actual experience - 3,173 Changes in assumption 1,089 8 $ 5,042 $ 3,181 Amounts reported as deferred inflows of resources related to OPEB will be recognized as OPEB expense as follows (in thousands): Year Ended Deferred Inflows June 30 of Resources 2023 $ 101 2024 328 2025 (376) 2026 1,808 Total $ 1,861 NOTE 12 – CONCENTRATION RISK The City has an economic dependency on revenues generated directly or indirectly from one company. For the year ended June 30, 2022, more than 10 percent of the City General Fund's total revenues are derived from the company. The City's operations would be adversely impacted if there are any significant declines in taxes received from the company. NOTE 13 – LEASES The City leases various City assets to other entities via contractual arrangements under the provisions of GASB Statement No. 87, Leases. The leases include land leases utilized for cell phone towers as well as property leases of the McClellan Ranch House and the Cupertino Public Library. The City receives fixed payments from the lessees, with a total of $178,486 recognized as rental revenue and $32,532 recognized as interest revenue on the lease for the year ended June 30, 2022 and a receivable for the remaining payments under the leases of $2,495,226. 97 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NOTES TO BASIC FINANCIAL STATEMENTS For the year ended June 30, 2022 71. NOTE 14 – UPCOMING GASB PRONOUCEMENTS (Continued) In March 2021, GASB issued Statement No. 94, Public-Private and Public-Public Partnerships and Availability Payment Arrangements. The primary objectives of this Statement is improve financial reporting by addressing issues related to public-private and public-public partnership arrangements. This Statement also provides guidance for accounting and financial reporting for availability payments arrangements. The requirements of this Statement are effective for the City’s fiscal year ended June 30, 2023. Management has not yet determined the impact of this statement on the City’s financial statements. In May 2021, GASB issued Statement No. 96, Subscription-Based Information Technology Arrangements. This Statement provides guidance on the accounting and financial reporting for subscription-based information technology arrangements (SBITAs) for government end users (governments). This Statement (1) defines a SBITA; (2) establishes that a SBITA results in a right-to-use subscription asset—an intangible asset—and a corresponding subscription liability; (3) provides the capitalization criteria for outlays other than subscription payments, including implementation costs of a SBITA; and (4) requires note disclosures regarding a SBITA. The requirements of this Statement are effective for the City’s fiscal year ended June 30, 2023. Management has not yet determined the impact of this statement on the City’s financial statements. In April 2022, the GASB issued Statement No. 99, Omnibus 2022. The objectives of this Statement are to enhance comparability in accounting and financial reporting and to improve the consistency of authoritative literature by addressing (1) practice issues that have been identified during implementation and application of certain GASB Statements and (2) accounting and financial reporting for financial guarantees. The requirements related to leases, public-private and public-public partnerships, and subscription-based information technology arrangements are effective for the City’s fiscal year ended June 30, 2023. The requirements related to financial guarantees and the classification and reporting of derivative instruments are effective for the City’s fiscal year ended June 30, 2024. Management has not determined what impact, if any, this Statement will have on its financial statements. In June 2022, the GASB issued Statement No. 100, Accounting Changes and Error Corrections. The primary objective of this Statement is to enhance accounting and financial reporting requirements for accounting changes and error corrections to provide more understandable, reliable, relevant, consistent, and comparable information for making decisions or assessing accountability. The requirements of this Statement are effective for the City’s fiscal year ended June 30, 2024. Management has not determined what impact, if any, this Statement will have on its financial statements. In June 2022, the GASB issued Statement No. 101, Compensated Absences. The objective of this Statement is to better meet the information needs of financial statement users by updating the recognition and measurement guidance for compensated absences. That objective is achieved by aligning the recognition and measurement guidance under a unified model and by amending certain previously required disclosures. The requirements of this Statement are effective for the City’s fiscal year ended June 30, 2025. Management has not determined what impact, if any, this Statement will have on its financial statements. 98 Pre l i m i n a r y Dr a f t REQUIRED SUPPLEMENTARY INFORMATION (UNAUDITED) 99 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF CHANGES IN THE NET PENSION LIABILITY AND RELATED RATIOS For the year ended June 30, 2022 72. Measurement Date 6/30/2014 6/30/2015 6/30/2016 6/30/2017 6/30/2018 6/30/2019 6/30/2020 6/30/2021 Total Pension Liability Service Cost 2,504,228$ 2,444,939$ 2,525,314$ 2,895,549$ 3,058,629$ 3,324,361$ 3,241,719$ 3,392,942$ Interest 7,349,943 7,789,134 8,253,983 8,619,588 9,065,322 9,800,245 10,302,395 10,907,002 Changes of benefit terms - - - - - - - - Differences between expected and actual experience - 372,917 696,347 (182,397) 1,184,340 4,144,384 444,188 2,212,836 Changes in assumptions - (1,883,633) - 7,125,558 (847,606) - - - Benefit payments, including refunds of employee contributions (4,351,614) (4,637,005) (5,151,298) (5,346,890) (6,051,845) (6,193,271) (6,815,494) (7,937,592) Net change in total pension liability 5,502,557 4,086,352 6,324,346 13,111,408 6,408,840 11,075,719 7,172,808 8,575,188 Total pension liability - beginning 98,922,931 104,425,488 108,511,840 114,836,186 127,947,594 134,356,434 145,432,153 152,604,961 Total pension liability - ending (a)104,425,488$ 108,511,840$ 114,836,186$ 127,947,594$ 134,356,434$ 145,432,153$ 152,604,961$ 161,180,149$ Plan fiduciary net position Contributions - employer 2,891,986$ 3,301,642$ 3,659,170$ 4,183,822$ 4,263,020$ 4,654,841$ 5,308,580$ 5,957,595$ Contributions - employee 1,061,884 1,149,894 1,169,921 1,236,052 1,506,888 1,364,731 1,429,446 1,560,532 Net investment income 11,379,985 1,724,204 466,704 8,749,288 7,347,936 6,096,968 4,975,822 23,553,078 Benefit payments, including refunds of employee contributions (4,351,614) (4,637,005) (5,151,298) (5,346,890) (6,051,845) (6,193,271) (6,815,494) (7,937,592) Administrative expense - (87,780) (47,536) (115,304) (392,346) (66,707) (140,036) (103,981) Other miscellaneous Income/(Expense)- - - - - 216 - - Net change in plan fiduciary net position 10,982,241 1,450,955 96,961 8,706,968 6,673,653 5,856,778 4,758,318 23,029,632 Plan fiduciary net position - beginning 65,566,067 76,548,308 77,999,263 78,096,224 86,803,192 93,476,845 99,333,623 104,091,941 Plan fiduciary net position - ending (b)76,548,308$ 77,999,263$ 78,096,224$ 86,803,192$ 93,476,845$ 99,333,623$ 104,091,941$ 127,121,573$ Net pension liability - ending (a)-(b)27,877,180$ 30,512,577$ 36,739,962$ 41,144,402$ 40,879,589$ 46,098,530$ 48,513,020$ 34,058,576$ Plan fiduciary net position as a percentage of the total pension liability 73.30% 71.88% 68.01% 67.84% 69.57% 68.30% 68.21% 78.87% Covered payroll 13,080,327$ 13,504,966$ 14,336,969$ 15,595,136$ 16,809,349$ 18,461,490$ 18,662,748$ 20,427,103$ Net pension liability as percentage of covered payroll 213.12% 225.94% 256.26% 263.83% 243.20% 249.70% 259.95% 166.73% Notes to Schedule: * - Fiscal year 2015 was the 1st year of implementation, therefore only eight years are shown. Source: CalPERS Accounting Valuation Agent Multiple Employer Defined Benefit Retirement Plan - Miscellaneous Plan Last 10 years* Benefit changes. The figures above do not include any liability impact that may have resulted from plan changes which occurred after the actuarial valuation date. This applies for voluntary benefit changes as well as any offers of Two Years Additional Service Credit (a.k.a. Golden Handshakes). Changes in assumptions. None in 2020 or 2019. In 2018, demographic assumptions and inflation rate were changed in accordance to the CalPERS Experience Study and Review of Actuarial Assumptions from December 2017. In 2017, the accounting discount rate reduced from 7.65 percent to 7.15 percent. In 2016, there were no changes. In 2015, amounts reported reflect an adjustment of the discount rate from 7.5 percent (net of administrative expense) to 7.65 percent (without a reduction for pension plan administrative expense.) In 2014, amounts reported were based on the 7.5 percent discount rate. 100 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF CONTRIBUTIONS - PENSION For the year ended June 30, 2022 73. 2015 2016 2017 2018 2019 2020 2021 2022 Actuarially determined contribution 3,608,853$ 3,659,170$ 4,183,821$ 4,263,020$ 4,654,841$ 5,308,577$ 5,957,573$ 6,396,061$ Contributions in relation to the actuarially determined contributions (3,608,853) (3,659,170) (4,183,821) (4,263,020) (4,654,841) (5,308,577) (5,957,573) (6,396,061) Contribution deficiency (excess)-$ -$ -$ -$ -$ -$ -$ -$ Covered payroll 13,504,966$ 14,336,969$ 15,595,136$ 16,809,349$ 18,461,490$ 18,662,748$ 20,427,103$ 20,455,494$ Contributions as a percentage of covered payroll 26.72% 25.52% 26.83% 25.36% 25.21% 28.44% 29.17% 31.27% Notes to Schedule Valuation date:6/30/2013 6/30/2014 6/30/2015 6/30/2016 6/30/2017 6/30/2018 6/30/2019 6/30/2020 Methods and assumptions used to determine contribution rates: Actuarial cost method Entry age Amortization method Level percentage of payroll, closed Remaining amortization period 19 Years as of the Valuation Date Asset valuation method 15 Year Smoothed Market Inflation 2.50% Salary increases Varies by Entry age and Service Investment rate of return Retirement age Mortality * - Fiscal year 2015 was the 1st year of implementation, therefore only eight years are shown. Source: City of Cupertino's general ledger and CalPERS Actuarial Valuation Notes to Schedule: * - Fiscal year 2015 was the 1st year of implementation, therefore only three years are shown. Agent Multiple Employer Defined Benefit Retirement Plan - Miscellaneous Plan Last 10 years* Source: CalPERS Accounting Valuation 7.15% Net of Pension Plan The probabilities of Retirement are based on the 2017 CalPERS Experience Study for the period from 1997 to 2015. The probabilities of mortality are based on the 2017 CalPERS Experience Study for the period from 1997 to 2015. Pre-retirement and Post-retirement mortality rates include 20 years of projected mortality improvement using Scale BB published by the Society of Actuaries. Benefit changes. The figures above do not include any liability impact that may have resulted from plan changes which occurred after the actuarial valuation date. This applies for voluntary benefit changes as well as any offers of Two Years Additional Service Credit (a.k.a. Golden Handshakes). Changes in assumptions. None in 2019 or 2020. In 2018, demographic assumptions and inflation rate were changed in accordance to the CalPERS Experience Study and Review of Actuarial Assumptions from December 2017. In 2017, the accounting discount rate reduced from 7.65 percent to 7.15 percent. In 2016, there were no changes. In 2015, amounts reported reflect an adjustment of the discount rate from 7.5 percent (net of administrative expense) to 7.65 percent (without a reduction for pension plan administrative expense.) In 2014, amounts reported were based on the 7.5 percent discount rate. 101 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF CHANGES IN THE NET OPEB LIABILITY AND RELATED RATIOS For the year ended June 30, 2022 74. 6/30/2017 6/30/2018 6/30/2019 6/30/2020 6/30/2021 6/30/2022 Total OPEB liability Service cost 908$ 1,008$ 865$ 1,009$ 844$ 1,015$ Interest 1,781 1,876 2,005 1,985 2,042 1,921 Changes of benefit terms - - - - - - Differences between expected and actual experience - - (1,808) - (4,688) - Changes of assumptions - - (37) 1,412 640 - Benefit payments (1,333) (1,419) (1,423) (1,141) (1,550) (1,691) Net change in total OPEB liability 1,356 1,465 (398) 3,265 (2,712) 1,245 Total OPEB liability - beginning 25,650 27,006 28,471 28,073 31,338 28,626 Total OPEB liability - ending (a)27,006$ 28,471$ 28,073$ 31,338$ 28,626$ 29,871$ Plan fiduciary net position Contributions - employer 1,333 1,419 1,423 1,141 1,550 1,691 Net investment income 2,960 2,365 1,259 219 8,776 (6,568) Benefit payments (1,333) (1,419) (1,423) (1,141) (1,550) (1,691) Administrative expense (49) (54) (97) (67) (121) (117) Net change in fiduciary net position 2,911 2,311 1,162 152 8,655 (6,685) Plan fiduciary net position - beginning 22,834 25,745 28,056 29,218 29,370 38,025 Plan fiduciary net position - ending (b)25,745$ 28,056$ 29,218$ 29,370$ 38,025$ 31,340$ 2.65% Net OPEB liability (asset) - ending (a-b)1,261$ 415$ (1,145)$ 1,968$ (9,399)$ (1,469)$ Plan fiduciary net position as a percentage of the total OPEB liability 95.33% 98.54% 104.08% 93.72% 132.83% 104.92% Covered payroll 17,255$ 19,153$ 20,086$ 21,643$ 23,082$ 24,015$ Net OPEB liability (asset) as a percentage of covered payroll 7.31% 2.17% -5.70% 9.09% -40.72% -6.12% Notes to schedule: * - Fiscal year 2017 was the 1st year of implementation, therefore only six years are shown. Single Employer Defined Benefit OPEB Plan Last 10 years* Expressed in thousands 102 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF CONTRIBUTIONS - OPEB For the year ended June 30, 2022 75. 6/30/2017 6/30/2018 6/30/2019 6/30/2020 6/30/2021 6/30/2022 Actuarially determined contribution 1,117$ 1,362$ 1,300$ 1,401$ 124$ 129$ Contributions in relation to the actuarially determined contributions 1,333 1,419 1,423 1,141 1,550 1,691 Contribution deficiency (excess)(216)$ (57)$ (123)$ 260$ (1,426)$ (1,562)$ Covered payroll 17,255$ 19,153$ 20,086$ 21,643$ 23,082$ 24,015$ Contributions as a percentage of covered payroll 7.73% 7.41% 7.08% 5.27% 6.72% 7.04% Notes to schedule: * - Fiscal year 2017 was the 1st year of implementation, therefore only six years are shown. Valuation Date 1/1/2021 Methods and assumptions used to determine contribution rates: Actuarial cost method Entry age Amortization method 2.65% Remaining amortization period Varies by Entry age and Service Asset valuation method Market Value of Assets Discount rate 6.50% Amortization growth rate 2.75% Ultimate rate of medical inflation 4.30% Salary increases 2.75% plus merit component based on years of service Mortality CalPERS mortality assumptions Single Employer Defined Benefit OPEB Plan Last 10 years* Expressed in thousands 103 Pre l i m i n a r y Dr a f t MAJOR GOVERNMENTAL FUNDS OTHER THAN THE GENERAL FUND AND SPECIAL REVENUE FUNDS 76. This section is provided for the presentation of budget-to-actual statements for the Public Facilities Corporation Debt Service Fund. Although the fund is considered to be a major government fund, budget- to-actual information in the basic financial statements is limited to the General Fund and major Special Revenue Funds. All other major governmental fund schedules with such information are therefore included as Supplemental Information. The Capital Projects Funds are budgeted on a major project length basis and therefore not comparable on an annual basis. Public Facilities Corporation Debt Service Fund: This fund accounts for the payments of principal and interest on certificates of participation issued to provide for the financing of the Civic Center, Library, Wilson Park, Memorial Park, and other City facilities. 104 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA PUBLIC FACILITIES CORPORATION DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL For the year ended June 30, 2022 77. Variance Positive Original Final Actual (Negative) Revenues Use of money and property -$ -$ -$ -$ Total revenues - - - - Expenditures Debt service: Principal 1,880,000 1,880,000 1,880,000 - Interest and fiscal charges 796,000 796,000 796,000 - Total expenditures 2,676,000 2,676,000 2,676,000 - Excess (deficiency) of revenues over expenditures (2,676,000) (2,676,000) (2,676,000) - Other financing sources (uses) Transfers in 2,621,000 2,621,000 2,621,000 - Total other financing sources (uses) 2,621,000 2,621,000 2,621,000 - Net change in fund balance (55,000)$ (55,000)$ (55,000) -$ Beginning fund balance 63,350 Ending fund balance 8,350$ Budgeted Amounts 105 Pre l i m i n a r y Dr a f t NON-MAJOR GOVERNMENTAL FUNDS 78. All funds not considered as major funds on the Fund Financial Statements are consolidated in one column entitled "Other Governmental Funds." These non-major funds are identified and included in this supplementary section and includes the City's Special Revenue Funds and Capital Project Funds. The Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. Storm Drain Improvement — Accounts for the construction and maintenance of storm drain facilities including drainage and sanitary sewer facilities. Revenues were collected from developers as a result of connections to the storm drainage sewer system. Park Dedication — Accounts for the activity granted by the business and professions code of the State of California in accordance with the open space and conservation element of the City's General Plan. Revenues of this fund are restricted for the acquisition, improvement, expansion and implementation of the City's parks and recreation facilities. Environmental Management / Clean Creeks — Accounts for all activities related to operating the non-point source pollution program. A parcel tax provides revenues. Traffic Impact – Accounts for development impact fees and related that ensure that new development and redevelopment projects pay their “fair share” to mitigate traffic impacts. Capital Projects Funds account for the financial resources committed to the construction or improvement of major facilities. Stevens Creek Corridor Park Capital Projects Fund — Accounts for the design and construction of the Stevens Creek Corridor Park projects. 106 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET June 30, 2022 79. Total Storm Environmental Nonmajor Drain Park Management/ Traffic Stevens Creek Governmental Improvement Dedication Clean Creeks Impact Corridor Park Funds Assets Cash and investments 4,033,799$ 21,323,792$ 1,297,056$ 720,197$ 166,579$ 27,541,423$ Accounts receivable - - 33,113 - - 33,113 Total assets 4,033,799$ 21,323,792$ 1,330,169$ 720,197$ 166,579$ 27,574,536$ Liabilities Accounts payable and accruals -$ 20,908$ 20,520$ -$ -$ 41,428$ Total liabilities - 20,908 20,520 - - 41,428 Fund balances Restricted 4,033,799 21,302,884 1,309,649 720,197 - 27,366,529 Assigned - - - - 166,579 166,579 Total fund balances 4,033,799 21,302,884 1,309,649 720,197 166,579 27,533,108 Total liabilities and fund balances 4,033,799$ 21,323,792$ 1,330,169$ 720,197$ 166,579$ 27,574,536$ Fund Capital Projects Special Revenue Funds 107 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES For the year ended June 30, 2022 80. Fund Total Storm Environmental Nonmajor Drain Park Management/ Traffic Stevens Creek Governmental Improvement Dedication Clean Creeks Impact Corridor Park Funds Revenues Taxes 131,135$ 9,045,000$ -$ -$ -$ 9,176,135$ Use of money and property (133,241) (730,897) (44,526) (24,639) (7,439) (940,742) Charges for services - - 1,477,784 275,838 - 1,753,622 Fines and forfeitures - - 3,563 - - 3,563 Total revenues (2,106) 8,314,103 1,436,821 251,199 (7,439) 9,992,578 Expenditures Current: Public works - - 1,648,795 - - 1,648,795 Capital outlay 48,120 354,894 - - 5,039 408,053 Total expenditures 48,120 354,894 1,648,795 - 5,039 2,056,848 Excess of revenues over (under) expenditures (50,226) 7,959,209 (211,974) 251,199 (12,478) 7,935,730 Other finances sources (uses) Transfers in - 3,650,000 - - - 3,650,000 Transfers out - (15,000) (366,000) - - (381,000) Total other financing sources (uses)- 3,635,000 (366,000) - - 3,269,000 Net change in fund balances (50,226) 11,594,209 (577,974) 251,199 (12,478) 11,204,730 Beginning fund balances 4,084,025 9,708,675 1,887,623 468,998 179,057 16,328,378 Ending fund balances 4,033,799$ 21,302,884$ 1,309,649$ 720,197$ 166,579$ 27,533,108$ Special Revenue Funds Capital Projects 108 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR GOVERNMENTAL FUNDS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 (Continued) 81. Variance Original Final Positive Budget Budget Actual (Negative) Revenues Taxes 79,237$ 79,237$ 131,135$ 51,898$ Use of money and property - - (133,241) (133,241) Charges for services - - - - Fines for forfeitures - - - - Total revenues 79,237 79,237 (2,106) (81,343) Expenditures Current: Public works - - - - Capital outlay 2,000,000 48,121 48,120 1 Total expenditures 2,000,000 48,121 48,120 1 Excess (deficiency) of revenues over expenditures (1,920,763) 31,116 (50,226) (81,342) Other financing sources (uses) Transfers in - - - - Transfers (out)- - - - Total other financing sources (uses)- - - - Net change in fund balance (1,920,763)$ 31,116$ (50,226) (81,342)$ Beginning fund balance 4,084,025 Ending fund balance 4,033,799$ Storm Drain Improvement Special Revenue Funds 109 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR GOVERNMENTAL FUNDS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 (Continued) 82. Variance Original Final Positive Budget Budget Actual (Negative) Revenues Taxes -$ -$ 9,045,000$ 9,045,000$ Use of money and property - - (730,897) (730,897) Charges for services - - - - Fines for forfeitures - - - - Total revenues - - 8,314,103 8,314,103 Expenditures Current: Public works - - - - Capital outlay 4,650,000 354,894 354,894 - Total expenditures 4,650,000 354,894 354,894 - Excess (deficiency) of revenues over expenditures (4,650,000) (354,894) 7,959,209 8,314,103 Other financing sources (uses) Transfers in 3,650,000 3,650,000 3,650,000 - Transfers (out)(15,000) (15,000) (15,000) - Total other financing sources (uses) 3,635,000 3,635,000 3,635,000 - Net change in fund balance (1,015,000)$ 3,280,106$ 11,594,209 8,314,103$ Beginning fund balance 9,708,675 Ending fund balance 21,302,884$ Park Dedication Special Revenue Funds 110 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR GOVERNMENTAL FUNDS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL For the year ended June 30, 2022 83. Variance Original Final Positive Budget Budget Actual (Negative) Revenues Taxes -$ -$ -$ -$ Use of money and property 908 908 (44,526) (45,434) Charges for services 1,543,100 1,543,100 1,477,784 (65,316) Fines for forfeitures 10,000 10,000 3,563 (6,437) Total revenues 1,554,008 1,554,008 1,436,821 (117,187) Expenditures Current: Public works 1,965,083 2,083,958 1,648,795 435,163 Capital outlay - - - - Total expenditures 1,965,083 2,083,958 1,648,795 435,163 Excess (deficiency) of revenues over expenditures (411,075) (529,950) (211,974) 317,976 Other financing sources (uses) Transfers in - - - - Transfers (out)(366,000) (366,000) (366,000) - Total other financing sources (uses) (366,000) (366,000) (366,000) - Net change in fund balance (777,075)$ (895,950)$ (577,974) 317,976$ Beginning fund balance 1,887,623 Ending fund balance 1,309,649$ Environmental Management/Clean Creeks Special Revenue Funds 111 Pre l i m i n a r y Dr a f t NON-MAJOR ENTERPRISE FUND 84. Proprietary funds account for City operations financed and operated in a manner similar to a private business enterprise. The intent of the City is that the cost of providing goods and services be financed primarily through user charges. The City has identified the fund below as a nonmajor proprietary fund for fiscal 2021-22. Blackberry Farm Fund: This fund accounts for activities related to operating the City-owned golf course. 112 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR ENTERPRISE FUND COMBINING STATEMENT OF NET POSITION For the year ended June 30, 2022 85. Blackberry Farm ASSETS Current assets Cash and cash investments (Note 2)1,192,375$ Accounts receivable 170 Total current assets 1,192,545 Noncurrent assets Capital assets (Note 5): Depreciable, net of accumulated depreciation 20,874 Total non current assets 20,874 Total assets 1,213,419 DEFERRED OUTFLOWS OF RESOURCES Related to pension (Note 10)58,696 Related to OPEB (Note 11)13,099 Total deferred outflows of resources 71,795 LIABILITIES Current liabilities Accounts payable and accruals 38,577 Compensated absences (Note 1)1,477 Unearned revenue 94,631 Total current liabilities 134,685 Noncurrent liabilities Compensated absences (Note 1)17,428 Net pension liability (Note 10)250,235 Total noncurrent liabilities 267,663 Total liabilities 402,348 DEFERRED INFLOWS OF RESOURCES Related to pension (Note 10)26,645 Total deferred inflows of resources 26,645 NET POSITION (Note 7) Net investment in capital assets 20,874 Unrestricted 835,347 Total Net Position 856,221$ 113 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR ENTERPRISE FUND COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION For the year ended June 30, 2022 86. Blackberry Farm Operating revenues Charges for services 555,103$ Other 47,675 Total operating revenue 602,778 Operating expenses Salaries and benefits 145,634 Materials and supplies 165,714 Contractual services 341,004 Depreciation (Note 5)2,832 Total operating expenses 655,184 Operating income (loss)(52,406) Nonoperating revenues Investment income (39,875) Total nonoperating revenues (39,875) Income (loss) before transfers (92,281) Transfers in (Note 4)79,992 Changes in net position (12,289) Net position - beginning of year 868,510 Net position - end of year 856,221$ 114 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA NON-MAJOR ENTERPRISE FUND COMBINING STATEMENT OF CASH FLOWS For the year ended June 30, 2022 87. Blackberry Farm Cash flows from operating activities Cash received from customers 638,627$ Cash payments to suppliers for goods and services (479,723) Cash payments to employees for salaries and benefits (144,200) Net cash provided (used) by operating activities 14,704 Cash flows from noncapital financing activities Transfers in 79,992 Cash flows from noncapital financing activities 79,992 Cash Flows from Investing Activities Interest received (39,875) Cash flows from investing activities (39,875) Net cash flows 54,821 Cash and investments at beginning of year 1,137,554 Cash and investments at end of year 1,192,375$ Reconciliation of operating income (loss) to to net cash provided by operating activities: Operating income (loss)(52,406)$ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 2,832 Change in assets, deferred outflows of resources, liabilities, and deferred inflows of resources Due to retirement system (4,992) Due to OPEB system (9,674) Accounts payable and accruals 26,995 Unearned revenue 36,019 Compensated absences 16,100 Net cash provided (used) by operating activities 14,704$ 115 Pre l i m i n a r y Dr a f t INTERNAL SERVICE FUNDS 88. Internal Service Funds are used to finance and account for special activities and services provided by one department or program to other departments of the City on a cost reimbursement basis. The concept of major funds does not extend to internal service funds because they do not do business with outside parties. For the Statement of Activities, the net revenues or expenses of each internal service fund are eliminated by netting them against the operations of the City departments that generated them. The remaining balance sheet items are consolidated with these same funds in the Statement of Net Position. However, internal service funds are still presented separately in the Fund financial statements. Information Technology - Accounts for the activities related to the maintenance and replacement of the City's technology infrastructure. Workers' Compensation - Accounts for the activities in support of the self-insured workers' compensation program. Equipment Revolving - Accounts for the activities related to the maintenance and replacement of the City's vehicle fleet and other equipment. Compensated Absences and Long-Term Disability - Accounts for accrued leave payouts and the City's long term disability insurance program. Retiree Medical - Accounts for funds set-aside for other post-employment retirement benefits. 116 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF NET POSITION For the year ended June 30, 2022 89. Compensated Absences and Information Workers'Equipment Long-Term Retiree Technology Compensation Revolving Disability Medical Total ASSETS Current assets: Cash and investments 2,113,332$ 3,855,949$ 1,117,855$ 337,336$ 26,554$ 7,451,026$ Total current assets 2,113,332 3,855,949 1,117,855 337,336 26,554 7,451,026 Noncurrent assets: Net OPEB asset (Note 11)58,885 738 21,506 - - 81,129 Capital assets (Note 5): Nondepreciable - - 7,828 - - 7,828 Capital assets, depreciable net of accumulated depreciation 610,680 - 2,359,860 - - 2,970,540 Total noncurrent assets 669,565 738 2,389,194 - - 3,059,497 Total assets 2,782,897 3,856,687 3,507,049 337,336 26,554 10,510,523 DEFERRED OUTFLOWS OF RESOURCES Related to pension (Note 10)383,807 13,410 121,912 - - 519,129 Related to OPEB (Note 11)261,849 3,946 80,507 - - 346,302 Total deferred outflows of resources 645,656 17,356 202,419 - - 865,431 LIABILITIES Current liabilities Accounts payable and accruals 71,117 - 47,712 - - 118,829 Accrued payroll and benefits - - 72 - - 72 Due to other funds - - 539,204 - - 539,204 Compensated absences 32,803 1,429 2,609 - - 36,841 Claims payable - 282,000 - - - 282,000 Total current liabilities 103,920 283,429 589,597 - - 976,946 Noncurrent liabilities Compensated absences 252,049 10,982 20,048 - - 283,079 Claims payable - 1,287,000 - - - 1,287,000 Net pension liability (Note 10)1,432,761 48,818 444,364 - - 1,925,943 Total noncurrent liabilities 1,684,810 1,346,800 464,412 - - 3,496,022 Total liabilities 1,788,730 1,630,229 1,054,009 - - 4,472,968 DEFERRED INFLOWS OF RESOURCES Related to pension (Note 10)628,135 15,198 156,522 - - 799,855 Related to OPEB (Note 11)135,541 1,863 48,735 - - 186,139 Total deferred inflows of resources 763,676 17,061 205,257 - - 985,994 NET POSITION Net investment in capital assets 610,680 - 2,367,688 - - 2,978,368 Unrestricted 265,467 2,226,753 82,514 337,336 26,554 2,938,624 Total net position 876,147$ 2,226,753$ 2,450,202$ 337,336$ 26,554$ 5,916,992$ 117 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION For the year ended June 30, 2022 90. Compensated Absences and Information Workers' Equipment Long-Term Retiree Technology Compensation Revolving Disability Medical Total Operating revenues Charges for services 2,959,603$ 356,831$ 1,718,598$ 101,870$ -$ 5,136,902$ Other - - 2,818 - - 2,818 Total operating revenues 2,959,603 356,831 1,721,416 101,870 - 5,139,720 Operating expenses Salaries and related expenses 1,739,571 39,137 388,348 - 1,342,158 3,509,214 Materials and supplies 1,210,730 28,167 385,994 8,952 14,881 1,648,724 Contractual services 113,496 - 52,177 - - 165,673 Insurance claims and premiums - 476,344 - 425,200 - 901,544 Depreciation 285,961 - 640,492 - - 926,453 Total operating expenses 3,349,758 543,648 1,467,011 434,152 1,357,039 7,151,608 Operating income (loss)(390,155) (186,817) 254,405 (332,282) (1,357,039) (2,011,888) Nonoperating revenue (expenses) Interest income (69,415) (126,776) 10,326 (21,623) 4,800 (202,688) Gain on sale of capital assets - - 17,645 - - 17,645 Total nonoperating revenue (expenses)(69,415) (126,776) 27,971 (21,623) 4,800 (185,043) Income (loss) before transfers (459,570) (313,593) 282,376 (353,905) (1,352,239) (2,196,931) Transfers in 192,078 - 366,000 21,570 1,221,204 1,800,852 Change in net position (267,492) (313,593) 648,376 (332,335) (131,035) (396,079) Beginning net position 1,143,639 2,540,346 1,801,826 669,671 157,589 6,313,071 Ending net position 876,147$ 2,226,753$ 2,450,202$ 337,336$ 26,554$ 5,916,992$ 118 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS For the year ended June 30, 2022 (Continued) 91. Compensated Absences and Information Workers'Equipment Long-Term Retiree Technology Compensation Revolving Disability Medical Total Cash flows from operating activities Cash received from customers 2,959,603$ 356,831$ 1,721,416$ 101,870$ -$ 5,139,720$ Cash payments to suppliers for goods and services (1,459,760) (28,167) (416,183) (8,952) (14,881) (1,927,943) Cash payments to employees (1,977,586) (41,352) (459,057) - (1,342,158) (3,820,153) Cash payment for judgment and claims - (281,344) - (425,200) - (706,544) Net cash from operating activities (477,743) 5,968 846,176 (332,282) (1,357,039) (1,314,920) Cash flows from noncapital financing activities Transfers in 192,078 - 366,000 21,570 1,221,204 1,800,852 Net cash from noncapital financing activities 192,078 - 366,000 21,570 1,221,204 1,800,852 Cash flows from capital and related financing activities Acquisition of capital assets (28,638) - (530,371) - - (559,009) Sale of capital assets - - 17,645 - - 17,645 Net cash from capital and related financing activities (28,638) - (512,726) - - (541,364) Cash flows from investing activities Interest received (69,415) (126,776) 10,326 (21,623) 4,800 (202,688) Net cash flows from investing activities (69,415) (126,776) 10,326 (21,623) 4,800 (202,688) Net cash flows (383,718) (120,808) 709,776 (332,335) (131,035) (258,120) Cash and investments beginning of year 2,497,050 3,976,757 408,079 669,671 157,589 7,709,146 Cash and investments end of year 2,113,332$ 3,855,949$ 1,117,855$ 337,336$ 26,554$ 7,451,026$ 119 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO, CALIFORNIA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS For the year ended June 30, 2022 92. Compensated Absences and Information Workers'Equipment Long-Term Retiree Technology Compensation Revolving Disability Medical Total Reconciliation of operating income (loss) to net cash flows from operating activities Operating income (loss)(390,155)$ (186,817)$ 254,405$ (332,282)$ (1,357,039)$ (2,011,888)$ Adjustments to reconcile operating income (loss) to net cash flows from operating activities Depreciation 285,961 - 640,492 - - 926,453 Change in assets, deferred outflows of resources, liabilities and deferred inflows of resources Due to retirement system (140,738) (3,378) (35,110) - - (179,226) Due to OPEB system (58,702) (601) (17,670) - - (76,973) Accounts payable and accruals (135,534) - 21,988 - - (113,546) Compensated absences (38,575) 1,764 (17,929) - - (54,740) Claims payable - 195,000 - - - 195,000 Cash flows from operating activities (477,743)$ 5,968$ 846,176$ (332,282)$ (1,357,039)$ (1,314,920)$ 120 Pre l i m i n a r y Dr a f t 93. STATISTICAL SECTION This part of the City’s Annual Comprehensive Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City’s overall financial health. In contrast to the financial section, the statistical section information is not subject to independent audit. Financial Trends These schedules contain trend information to help the reader understand how the City’s financial performance and wellbeing have changed over time: 1. Net Position/Assets by Component 2. Changes in Net Position/Assets 3. Fund Balances of Governmental Funds 4. Changes in Fund Balance of Governmental Funds Revenue Capacity These schedules contain information to help the reader assess the City’s most significant own-source revenue, property tax. 1. Assessed and Estimated Actual Value of Taxable Property 2. Direct and Overlapping Property Tax Rates 3. Principal Property Taxpayers 4. Property Tax Levies and Collections Debt Capacity These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future: 1. Ratios of Outstanding Debt by Type 2. Direct and Overlapping Bonded Debt 3. Legal Debt Margin Information 4. Ratio of General Bonded Debt Outstanding Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place: 1. Demographic and Economic Statistics 2. 2022 Employer Ranking Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs: 1. Full-Time Equivalent Employees by Function/Program 2. Operating Indicators by Function/Program 3. Capital Assets Statistics by Function/Program Sources Unless otherwise noted, the information in these schedules is derived from the Annual Comprehensive Financial Reports for the relevant year. 121 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Governmental Activities Net investment in capital assets 116,343,918$ 122,081,223$ 131,425,677$ 148,168,074$ 153,239,534$ 167,606,366$ 170,973,897$ 177,128,134$ 186,503,116$ 196,915,823$ Restricted 8,351,118 24,232,367 38,327,705 34,861,807 34,991,692 32,073,195 45,405,508 48,005,800 53,711,040 65,137,367 Unrestricted 47,558,701 63,150,548 51,003,950 51,164,063 59,385,309 50,457,871 51,190,017 66,493,336 83,458,299 96,268,023 Total governmental activities net position/assets 172,253,737 209,464,138 220,757,332 234,193,944 247,616,535 250,137,432 267,569,422 291,627,270 323,672,455 358,321,213 Business-Type Activities Net investment in capital assets 762,013 1,110,414 2,079,561 1,708,183 1,972,169 1,597,700 1,318,744 1,118,882 2,090,530 2,089,569 Unrestricted 10,865,479 10,292,210 6,604,578 7,375,444 9,092,584 8,051,015 6,737,758 8,134,944 9,374,129 8,589,537 Total business-type activities net position/assets 11,627,492 11,402,624 8,684,139 9,083,627 11,064,753 9,648,715 8,056,502 9,253,826 11,464,659 10,679,106 Primary Government Net investment in capital assets 117,105,931 123,191,637 133,505,238 149,876,257 155,211,703 169,204,066 172,292,641 178,247,016 188,593,646 199,005,392 Restricted 8,351,118 24,232,367 38,327,705 34,861,807 34,991,692 32,073,195 45,405,508 48,005,800 53,711,040 65,137,367 Unrestricted 58,424,180 73,442,758 57,608,528 58,539,507 68,477,893 58,508,886 57,927,775 74,628,280 92,832,428 104,857,560 (1), (2)183,881,229$ 220,866,762$ 229,441,471$ 243,277,571$ 258,681,288$ 259,786,147$ 275,625,924$ 300,881,096$ 335,137,114$ 369,000,319$ (1) Represents net assets thru June 30, 2013 and net position after that. (2) Noted that restatements due to prior period adjustments and changes in accounting principles are not reflected in the prior year balances. CITY OF CUPERTINO Net Positions/Assets by Component Last Ten Fiscal Years (Accrual basis of accounting) (Unaudited) 94.122 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Expenses Governmental Activities: Administration 2,367,255$ 4,529,539$ 3,286,919$ 3,710,388$ 2,873,744$ 5,612,733$ 6,849,046$ 7,974,520$ 3,637,467$ 7,293,244$ Law enforcement 9,274,536 10,062,192 10,705,328 11,316,271 12,528,328 12,674,042 13,381,113 14,698,130 15,211,646 16,100,903 Public and environmental affairs 1,595,982 512,895 649,442 575,260 1,884,165 3,244,846 3,210,343 3,637,354 1,721,729 2,004,515 Administrative services 4,171,440 2,662,008 4,300,336 2,994,611 5,898,479 4,415,647 4,290,818 5,175,596 5,358,183 5,363,745 Recreation services 4,473,861 4,866,974 5,365,282 5,758,194 10,651,557 9,352,551 7,389,915 8,763,194 1,182,662 3,976,793 Community development 4,676,273 9,108,949 5,976,797 6,259,734 13,775,591 16,789,351 10,470,973 10,286,317 11,495,788 12,209,547 Public works 22,149,063 21,143,331 27,893,361 31,313,396 32,491,244 28,995,382 31,870,165 33,339,191 41,870,240 35,653,588 Interest on long-term debt 1,256,922 1,130,428 1,120,138 1,077,538 1,035,738 993,038 949,438 882,837 397,682 636,960 Total governmental activities expense 49,965,332 54,016,316 59,297,603 63,005,392 81,138,846 82,077,590 78,411,811 84,757,139 80,875,397 83,239,295 Business-Type Activities: Resources recovery 1,764,993 2,159,047 2,548,461 2,997,200 2,991,177 2,594,511 1,735,885 2,213,404 1,670,261 1,837,781 Blackberry farm 463,336 571,000 547,185 576,177 597,406 656,112 645,469 663,663 535,274 655,184 Cupertino sports center 2,011,483 2,221,703 2,269,420 2,299,210 2,159,243 2,633,748 3,036,037 2,883,903 2,182,900 3,396,146 Recreation programs 2,025,416 2,730,765 2,342,457 3,136,011 2,351,501 3,232,593 2,923,336 3,141,225 1,117,244 1,617,717 Total business-type activities expense 6,265,228 7,682,515 7,707,523 9,008,598 8,099,327 9,116,964 8,340,727 8,902,195 5,505,679 7,506,828 Total primary government expense 56,230,560 61,698,831 67,005,126 72,013,990 89,238,173 91,194,554 86,752,538 93,659,334 86,381,076 90,746,123 Program Revenues Governmental Activities: Charges for services: Administration 5,676 1,087,393 322,534 369,069 3,992,716 5,062,988 1,319,395 2,091,811 2,387,412 2,551,205 Law enforcement 637,595 725,631 590,378 664,483 603,194 732,544 889,923 1,102,888 550,051 940,797 Public and environmental affairs - - 41,352 41,352 - - - - - - Administrative services - - 481,616 359,148 3,565,627 2,635,885 3,113,731 3,889,180 5,232,679 7,457,032 Recreation services 970,292 955,081 1,798,134 1,421,185 2,016,159 1,589,134 1,563,262 1,309,906 264,426 653,994 Community development 6,765,564 6,649,292 8,511,745 10,534,457 10,902,822 8,598,935 7,470,690 5,859,847 5,736,587 5,768,850 Public works 593,501 7,916,897 2,869,357 6,358,870 6,873,487 4,720,646 4,504,104 5,657,315 3,966,206 4,015,183 Operating grants and contributions 2,752,493 10,000,131 6,002,617 1,851,282 2,313,632 4,819,696 2,557,470 5,794,443 5,998,209 7,601,210 Capital grants and contributions 719,880 569,159 4,022,190 362,491 245,288 271,587 1,082,243 1,046,756 1,792,376 1,282,617 Total governmental activities program revenue 12,445,001 27,903,584 24,639,923 21,962,337 30,512,925 28,431,415 22,500,818 26,752,146 25,927,946 30,270,888 Business-Type Activities: Charges for services: Resources recovery 1,882,517 2,074,251 2,591,276 2,664,888 2,792,190 2,559,862 1,750,279 1,821,677 1,819,861 1,545,683 Blackberry farm 386,753 302,472 388,091 334,529 325,224 345,667 316,615 338,212 610,603 602,778 Cupertino sports center 2,150,139 2,188,127 2,152,498 2,224,146 2,238,023 2,403,665 2,349,468 2,365,667 1,810,194 2,796,329 Recreation programs 2,409,720 2,480,209 2,532,800 2,466,336 2,778,588 2,516,678 1,986,781 1,588,576 590,871 1,294,128 Total business-type activities program revenue 6,829,129 7,045,059 7,664,665 7,689,899 8,134,025 7,825,872 6,403,143 6,114,132 4,831,529 6,238,918 Total primary government program revenue 19,274,130 34,948,643 32,304,588 29,652,236 38,646,950 36,257,287 28,903,961 32,866,278 30,759,475 36,509,806 (continued) CITY OF CUPERTINO Change in Net Positions/Assets Last Ten Fiscal Years (Accrual basis of accounting) (Unaudited) 95.123 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Net (Expense) Revenue: Governmental activities (37,520,331)$ (26,112,732)$ (34,657,680)$ (41,043,055)$ (50,625,921)$ (53,646,175)$ (55,910,993)$ (58,004,993)$ (54,947,451)$ (52,968,407)$ Business-Type activities 563,901 (637,456) (42,858) (1,318,699) 34,698 (1,291,092) (1,937,584) (2,788,063) (674,150) (1,267,910) Total primary government net expense (36,956,430) (26,750,188) (34,700,538) (42,361,754) (50,591,223) (54,937,267) (57,848,577) (60,793,056) (55,621,601) (54,236,317) General Revenues and Transfers Governmental Activities: Taxes: Property taxes 8,793,110 9,169,183 - 11,864,027 13,251,840 14,881,533 17,082,005 18,117,304 19,197,994 20,322,779 Property taxes in lieu of motor vehicle fee 4,772,355 5,289,476 - 6,330,436 6,967,237 7,552,272 8,219,090 8,489,541 9,079,845 9,401,632 Sales tax 18,721,193 19,794,036 - 21,350,056 26,932,012 26,164,531 24,901,779 35,657,214 42,581,070 43,646,813 Transient occupancy tax 3,768,504 4,590,156 - 5,852,244 6,023,681 6,810,718 8,901,337 7,286,083 2,141,058 4,404,958 Utility user tax 2,994,526 3,098,639 - 3,370,830 3,082,407 3,146,398 3,089,922 3,182,086 3,074,358 3,356,389 Franchise tax 2,848,950 2,775,892 - 3,478,024 3,409,572 3,563,820 3,445,253 3,418,908 3,368,286 3,479,554 Other taxes 4,561,219 18,791,559 - 2,818,019 3,258,118 1,943,652 3,299,587 1,774,235 3,022,333 11,117,528 Intergovernmental (1)30,256 25,294 - 24,111 26,118 31,013 28,844 47,391 43,675 67,762 Investment earnings 176,782 133,243 40,751 807,287 694,730 916,638 3,258,550 5,690,723 4,147,907 (9,241,781) Miscellaneous 126,690 57,005 (2) 219,053 2,004,906 1,834,492 1,187,741 1,922,356 3,185,110 1,948,332 Gain on sale of capital assets - - 23,715,897 580 - 740,570 3,875 - - - Transfers - fund closings (2)- - - - 272,011 - - - - - Transfers (150,000) (401,350) 872,340 (1,635,000) (1,874,120) 107,030 (75,000) (3,523,000) (2,849,000) (886,801) Total governmental activities 46,643,585 63,323,133 24,628,986 54,479,667 64,048,512 67,692,667 73,342,983 82,062,841 86,992,636 87,617,165 Business-Type Activities: Investment earnings 31,573 11,238 42,531 82,187 59,012 75,663 270,371 462,387 35,983 (404,444) Transfers 150,000 401,350 (872,340) 1,635,000 1,874,120 (107,030) 75,000 3,523,000 2,849,000 886,801 Total business-type activities 181,573 412,588 (829,809) 1,717,187 1,933,132 (31,367) 345,371 3,985,387 2,884,983 482,357 Total primary government 46,825,158 63,735,721 23,799,177 56,196,854 65,981,644 67,661,300 73,688,354 86,048,228 89,877,619 88,099,522 Change in Net Position/Assets (3) Governmental activities 9,123,254 37,210,401 (10,028,694) 13,436,612 13,422,591 14,046,492 17,431,990 24,057,848 32,045,185 34,648,758 Business-Type activities 745,474 (224,868) (872,667) 398,488 1,967,830 (1,322,459) (1,592,213) 1,197,324 2,210,833 (785,553) Total primary government 9,868,728$ 36,985,533$ (10,901,361)$ 13,835,100$ 15,390,421$ 12,724,033$ 15,839,777$ 25,255,172$ 34,256,018$ 33,863,205$ (1) The 2006 state take-away of sales taxes, property taxes and vehicle license fees is reported in this category. (2) Asset and liability transfer from the closed City Channel/Web Internal Service Fund in 2017. (3) Representes changes in net assets thru fiscal year ended June 30, 2013 and changes in net position after that. CITY OF CUPERTINO Change in Net Positions/Assets Last Ten Fiscal Years (Accrual basis of accounting) (Unaudited) 96.124 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 (2)2020 2021 2022 General Fund Nonspendable 956,827$ 3,363,065$ 938,245$ 937,381$ 876,939$ 464,893$ 454,188$ 3,449,341$ 3,444,346$ 3,546,678$ Restricted 725,903 - 761,653 888,374 1,016,771 1,254,578 9,469,670 14,324,757 20,140,419 18,756,482 Committed - - - - 19,000,000 19,122,754 19,123,397 19,127,891 19,127,891 34,127,891 Assigned 16,400,000 16,400,000 28,849,679 20,500,000 4,638,181 9,963,310 1,979,202 3,176,882 4,906,139 5,041,682 Unassigned 17,961,579 23,197,378 8,774,966 29,869,085 28,057,799 21,704,922 27,896,128 34,426,942 49,231,996 48,696,821 Total General Fund 36,044,309 42,960,443 39,324,543 52,194,840 53,589,690 52,510,457 58,922,585 74,505,813 96,850,791 110,169,554 All Other Governmental Funds Nonspendable - - - - - - - - - - Restricted 7,625,215 24,232,367 37,566,052 33,973,433 33,974,921 30,818,617 35,935,838 33,681,043 33,570,621 46,380,885 Committed - - 1,398,665 1,398,665 1,398,665 - - - - - Assigned 5,299,904 7,619,534 20,671,116 15,344,191 25,305,974 29,129,616 33,211,946 40,551,131 37,038,174 35,088,889 Unassigned - (2,280,961) - - - - - - - - Total All Other Governmental Funds 12,925,119 29,570,940 59,635,833 50,716,289 60,679,560 59,948,233 69,147,784 74,232,174 70,608,795 81,469,774 Total Governmental Funds 48,969,428$ 72,531,383$ 98,960,376$ 102,911,129$ 114,269,250$ 112,458,690$ 128,070,369$ 148,737,987$ 167,459,586$ 191,639,328$ (1) The City implemented GASB Statement No. 54 under which governmental fund balances are reported as nonspendable, restricted, committed, assigned and unassigned compared to reserved and unreserved (2) The City established a trust to fund Other Post-Employment Benefit contributions, which is classified as a restriction in fund balance. CITY OF CUPERTINO Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified accrual basis of accounting (Unaudited) 97.125 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 Revenues Taxes 48,382,570$ 72,211,724$ 55,134,238$ 55,462,956$ 62,924,867$ 64,062,924$ 68,938,973$ 77,925,371$ 82,464,944$ Use of money and property 744,196 764,299 915,933 1,654,702 1,425,629 1,543,818 3,896,813 6,259,342 4,447,970 Intergovernmental 2,841,407 3,069,400 7,210,562 2,532,025 2,585,038 5,122,296 3,668,557 6,888,590 7,834,260 Licenses and permits 3,502,617 3,679,943 3,170,445 3,073,110 2,536,925 2,757,928 4,102,665 4,692,847 4,068,238 Charges for services 4,515,066 10,744,113 5,203,371 17,249,123 24,103,167 15,638,247 13,385,698 13,937,950 13,601,302 Fines and forfeitures 560,417 616,889 554,002 564,903 603,194 602,934 534,012 344,008 134,459 Other 57,828 545,052 542,429 1,289,013 2,004,904 1,834,492 1,187,741 1,922,356 3,185,110 Total revenues 60,604,101 91,631,420 72,730,980 81,825,832 96,183,724 91,562,639 95,714,459 111,970,464 115,736,283 Expenditures: Current: Administration 2,005,176 3,957,739 3,897,701 4,053,741 5,942,633 4,943,052 6,294,111 6,951,541 7,549,386 Law enforcement 8,783,885 9,626,121 10,283,772 10,988,735 11,939,095 12,362,621 13,108,732 14,151,413 14,776,409 Public and environmental affairs 1,486,910 477,852 624,295 544,718 1,864,746 2,835,768 2,843,540 3,223,185 1,836,725 Administrative services 3,772,714 2,444,670 3,226,164 2,811,117 5,054,539 4,430,300 4,197,582 4,617,787 5,196,299 Recreation services 4,083,822 4,536,519 5,047,548 5,441,200 9,361,934 8,686,076 8,996,118 7,688,935 4,787,914 Community development 4,395,601 8,424,254 5,180,659 6,102,820 7,431,292 12,907,086 9,359,835 9,310,827 11,177,690 Public works 13,996,516 17,469,627 14,625,038 15,078,174 18,623,585 18,191,714 19,955,579 22,445,948 24,568,155 Capital Outlay 4,684,676 7,110,974 21,760,899 26,171,127 18,731,165 23,395,112 10,528,246 12,644,373 19,483,945 Debt service: Principal repayment 1,920,000 2,040,000 2,055,000 2,090,000 2,135,000 2,180,000 2,220,000 2,290,000 2,140,000 Interest and fiscal charges 1,256,922 1,130,428 1,120,138 1,077,538 1,035,738 993,038 949,438 882,837 798,747 Total expenditures 46,386,222 57,218,184 67,821,214 74,359,170 82,119,727 90,924,767 78,453,181 84,206,846 92,315,270 Excess (deficiency) of revenues over (under) expenditures 14,217,879 34,413,236 4,909,766 7,466,662 14,063,997 637,872 17,261,278 27,763,618 23,421,013 Other Financing Sources (Uses) Proceeds from debt issuance - - - - - - - - 22,040,000 Proceeds from debt issuance premium - - - - - - - - 3,878,704 Payments to refunding agent - - - - - - - - (27,279,118) Proceeds from sale of capital assets - 37,569 23,814,257 580 - 872,250 3,875 - - Transfers in 8,438,707 13,610,304 39,408,990 11,905,724 26,446,090 31,028,218 19,407,613 35,208,276 12,876,969 Transfers in - fund closing - - - - 260,374 - - - - Transfers out (10,308,210) (24,499,154) (39,177,284) (15,422,213) (29,412,340) (34,348,900) (21,061,087) (42,304,276) (16,215,969) Total other financing sources (uses)(1,869,503) (10,851,281) 24,045,963 (3,515,909) (2,705,876) (2,448,432) (1,649,599) (7,096,000) (4,699,414) Extraordinary Item Asset transferred to Successor Agencies (1,130,797) - - - - - - - - Change in fund balances 11,217,579$ 23,561,955$ 28,955,729$ 3,950,753$ 11,358,121$ (1,810,560)$ 15,611,679$ 20,667,618$ 18,721,599$ Debt service as a percentage of noncapital expenditures (1)7.6%6.3%6.9%6.6%5.0%4.7%4.7%4.4%4.0% (1) Noncapital expenditures is total expenditures less capital assets added each year to the statement of net position/assets. CITY OF CUPERTINO Change in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified accrual basis of accounting) (Unaudited) 98.126 Pre l i m i n a r y Dr a f t State Board of Total Assessed &Direct Total Equalization Secured Est. Full Market Tax Fiscal Year Secured (a)Unsecured (a)Non-Unitary Exemptions Valuation (a)Rate 2013 13,882,147,291$ 738,243,050$ 1,390,000$ 108,468,872$ 14,621,780,341$ 6.20% 2014 15,391,656,690 813,117,019 1,390,000 113,744,809 16,206,163,709 5.62% 2015 16,133,637,244 965,141,148 - 119,476,276 17,098,778,392 5.61% 2016 18,308,720,226 1,086,786,901 - 114,223,063 19,395,507,127 5.59% 2017 20,196,258,418 1,150,311,942 - 118,257,368 21,346,570,360 5.98% 2018 22,024,906,420 1,114,123,426 - 122,805,695 23,139,029,846 6.19% 2019 23,402,123,229 1,779,936,377 - 125,245,819 25,182,059,606 6.38% 2020 24,370,718,536 1,641,863,322 - 138,025,761 26,012,581,858 6.50% 2021 25,397,331,860 2,423,984,683 - 145,644,653 27,821,316,543 6.46% 2022 27,083,468,890 1,724,247,088 - 149,658,614 28,807,715,978 3.55% (a) Net of exemptions Source: HdL, Coren & Cone Data Source: Santa Clara County Assessor 2012-13 - 2021-22 Combined Tax Rolls CITY OF CUPERTINO (Unaudited) Last Ten Fiscal Years Assessed and Estimated Actual Value of Taxable Property $0 $2 $4 $6 $8 $10 $12 $14 $16 $18 20 1 3 20 1 4 20 1 5 20 1 6 20 1 7 20 1 8 20 1 9 20 2 0 20 2 1 20 2 2 Bi l l i o n s Series1 Unsecured Property 99. 127 Pre l i m i n a r y Dr a f t 2012/13 2013/14 2014/15 2015/16 2016/17 2017/18 2018-19 2019-20 2020-21 2020-22 Basic Levy¹1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 Co. Housing Bond 2016 0.00000 0.00000 0.00000 0.00000 0.00000 0.01266 0.01050 0.01000 0.00000 0.01266 County Bond 2008 Hospital Facility 0.00510 0.00350 0.00910 0.00880 0.00860 0.00820 0.00720 0.00690 0.00690 0.00610 County Library Retirement Levy 0.00240 0.00240 0.00240 0.00240 0.00240 0.00240 0.00240 0.00240 0.00240 0.00240 County Retirement Levy 0.03880 0.03880 0.03880 0.03880 0.03880 0.03880 0.03880 0.03880 0.03880 0.03880 Cupertino Elementary 0.05980 0.05250 0.05400 0.05190 0.05090 0.04960 0.03970 0.04150 0.04030 0.03800 El Camino Hospital 2003 0.01290 0.01290 0.01290 0.01290 0.01290 0.01000 0.01000 0.01000 0.01000 0.01000 Foothill De Anza College 0.02870 0.02900 0.02760 0.02400 0.02340 0.02200 0.02170 0.02080 0.03640 0.03310 Fremont High 0.03900 0.04050 0.03960 0.05250 0.04030 0.04640 0.04300 0.04790 0.04780 0.04160 Los Gatos-Saratoga High 1998 0.03680 0.03510 0.05160 0.04230 0.04690 0.04570 0.03040 0.01770 0.01930 0.01850 MidPeninsula Open Space 2014 0.00000 0.00000 0.00000 0.00080 0.00060 0.00090 0.00180 0.00160 0.00150 0.00150 Santa Clara Unified 0.08190 0.07070 0.07040 0.09420 0.08180 0.08280 0.07070 0.11760 0.10450 0.10140 Santa Clara Valley Water District 0.00690 0.00700 0.00650 0.00570 0.00860 0.00620 0.00420 0.00410 0.00370 0.00510 Saratoga Elementary 0.04520 0.04500 0.04580 0.04490 0.04560 0.04580 0.04580 0.04640 0.04850 0.04830 West Valley College 0.02890 0.02550 0.01200 0.02320 0.01960 0.02000 0.01980 0.01860 0.03110 0.03040 Total Direct & Overlapping² Tax Rates 1.38640 1.36290 1.37070 1.40240 1.38040 1.39146 1.34600 1.39530 1.39120 1.38786 City's Share of 1% Levy Per Prop 13³0.05652 0.05626 0.05617 0.05571 0.05962 0.06148 0.06320 0.06531 0.06515 0.06528 General Obiligation Debt Rate Redevelopment Rate⁴ Total Direct Rate⁵0.06204 0.05623 0.05610 0.05588 0.05976 0.06187 0.06381 0.06499 0.06463 0.06477 Notes: Data Source: Santa Clara County Assessor 2012/13 - 2021/22 Tax Rate Table ²Overlapping rates are those of local and county governments that apply to property owners within the City. Not all overlapping rates apply to all city property owners. ³City's Share of 1% Levy is based on the City's share of the general fund tax rate area with the largest net taxable value within the city. ERAF general fund tax shifts may not be included in tax ratio figues. ⁴Redevelopment Rate is based on the largest RDA tax rate area and only includes rate(s) from indebtedness adopted prior to 1989 per California State statute. RDA direct and overlapping rates are applied only to the incremental property values. The approval of ABX1 26 eliminated Redevelopment from the State of California for the fiscal year 2012/13 and years thereafter. ⁵Total Direct Rate is the weighted average of all individual direct rates applied to by the government preparing the statistical section information and excludes revenues derived from aircraft. Beginning in 2013/14 the Total Direct Rate no longer includes revenue generated from the former redevelopment tax rate areas. Challenges to recognized enforceable obligations are assumed to have been resolved during 2012/13. For the purposes of this report, residual revenue is assumed to be distributed to the City in the same proportions as general fund revenue. Agency THE CITY OF CUPERTINO Direct and Overlapping Property Tax Rates (Rate per $100 of taxable value) Last 10 Fiscal Years ¹In 1978, California voters passed Proposition 13 which set the property tax rate at a 1.00% fixed amount. This 1.00% is shared by all taxing agencies for which the subject property resides within. In addition to the 1.00% fixed amount, property owners are charged taxes as a percentage of assessed property values for the payment of any voter approved bonds. 100.128 Pre l i m i n a r y Dr a f t 2022 Percentage of 2013 Percentage of Assessed Total Assessed Assessed Total Assessed Valuation Valuation Valuation Valuation Apple Inc.7,077,454,285$ 24.57%933,312,667$ 6.38% Main Street Cupertino 372,315,274 1.29%- 0.00% Vallco Property Owner LLC 350,306,826 1.22%72,972,533 0.50% Swift Results Way LLC 346,000,000 1.20%- 0.00% Cupertino City Center 266,991,604 0.93%- 0.00% Cupertino Property Development 210,893,888 0.73%- 0.00% PR Cupertino Gateway LLC 134,707,992 0.47%- 0.00% Avery Glenbrook LP 111,499,196 0.39%- 0.00% Markham Apartments LP 107,316,527 0.37%- 0.00% Preg Emerson LLC 105,566,151 0.37%- 0.00% Total 9,083,051,743$ 31.54%1,006,285,200$ 6.88% Source: HdL, Coren & Cone Taxpayer CITY OF CUPERTINO Principal Property Taxpayers Current Year and Ten Years Ago (Unaudited) 101. 129 Pre l i m i n a r y Dr a f t Percent of Percent Delinquent Total Total Tax Fiscal Total Current Tax of Levy Tax Tax Collections Year Tax Levy Collections Collected (1)Collections (1)Collections to Tax Levy 2013 8,199,752$ 8,199,752$ 100.00%-$ 8,199,752$ 100.00% 2014 9,169,183 9,169,183 100.00%- 9,169,183 100.00% 2015 10,178,734 10,178,734 100.00%- 10,178,734 100.00% 2016 11,864,026 11,864,026 100.00%- 11,864,026 100.00% 2017 13,308,884 13,308,884 100.00%- 13,308,884 100.00% 2018 13,172,425 13,172,425 100.00%- 13,172,425 100.00% 2019 16,049,112 16,049,112 100.00%- 16,049,112 100.00% 2020 18,117,304 18,117,304 100.00%- 18,117,304 100.00% 2021 19,197,994 19,197,994 100.00%- 19,197,994 100.00% 2022 20,322,779 20,322,779 100.00%- 20,322,779 100.00% (1) Per the Teeter Plan, the City receives 100% of the tax levy, while the County receives delinquencies and penalties. Source: City of Cupertino NWS CITY OF CUPERTINO Property Tax Levies and Collections Last Ten Fiscal Years (Unaudited) 102. 130 Pre l i m i n a r y Dr a f t Percentage of Estimated % of Fiscal Certificates Actual Market Value Personal Year of Participation of Taxable Property Per Capita Income 2007 49,740,000 0.45%929 1.60% 2013 42,020,000$ 0.26%705$ 1.41% 2014 39,980,000 0.23%671 1.38% 2015 37,925,000 0.20%633 1.28% 2016 35,835,000 0.18%598 1.21% 2017 33,700,000 0.15%579 1.02% 2018 31,520,000 0.12%525 0.87% 2019 29,300,000 0.11%488 0.81% 2020 27,010,000 0.10%451 0.71% 2021 22,040,000 0.08%370 0.54% 2022 19,900,000 0.07%328 0.44% Source: City of Cupertino Budget Book CITY OF CUPERTINO Ratios of Outstanding Debt by Type Last Ten Fiscal Years (Unaudited) 103. 131 Pre l i m i n a r y Dr a f t 28,807,715,978$ Total Debt %City’s Share of 6/30/2022 Applicable (1)Debt 6/30/22 Santa Clara County 1,130,850,000$ 4.998%56,519,883$ Santa Clara County General Fund Obligations 1,210,694,365 4.998%60,510,504 Santa Clara County Pension Obligations 335,638,470 4.998%16,775,211 Santa Clara County Board of Education Certificates of Participation 1,820,000 4.998%90,964 Foothill-DeAnza Community College District 657,878,325 12.559%82,622,939 Foothill-DeAnza Community College District Certificates of Participation 21,380,000 12.559%2,685,114 West Valley Community College District 732,500,000 1.977%14,481,525 West Valley-Mission Community College District General Fund Obligations 12,000,000 1.977%237,240 Santa Clara Unified School District 956,350,000 4.380%41,888,130 Santa Clara Unified School District General Fund Obligations 13,325,000 4.380%583,635 Santa Clara County Vector Control District Certificates of Participation 1,505,000 4.998%75,220 Fremont Union High School District 582,770,088 28.026%163,327,145 Cupertino Union School District 271,768,303 51.138%138,976,875 El Camino Hospital District 111,240,000 0.891%991,148 Midpeninsula Regional Open Space District and General Fund Obligations 84,575,000 7.600%6,427,700 Santa Clara Valley Water District Benefit Assessment 48,150,000 4.998%2,406,537 Total Overlapping Tax and Assessment Debt 6,172,444,551 588,599,770 Direct Debt: City of Cupertino Certificates of Participation 19,900,000 100.000%19,900,000 Total Direct and Overlapping General Fund Debt 19,900,000 19,900,000 Totals by Category:(3) Total Direct Debt 19,900,000 19,900,000 Total Overlapping Debt 6,172,444,551 588,599,770 Combined Total Debt 6,192,344,551$ 608,499,770$ Ratios to 2021-22 Assessed Valuation: Total Overlapping Tax and Assessment Debt 2.04% 0.07% Combined Total Debt 2.11% (1) (2)Principal amount as of 6/30/22. Direct and Overlapping Bonded Debt CITY OF CUPERTINO Overlapping Tax and Assessment Debt: (Unaudited) 2022-23 Assessed Valuation June 30, 2022 The percentage of overlapping debt applicable to the city is estimated using taxable assessed property value. Applicable percentages were estimated by determining the portion of the overlapping district's assessed value that is within the boundaries of the city divided by the district's total taxable assessed value. 104. 132 Pre l i m i n a r y Dr a f t Total net debt Total Net Legal applicable to the Fiscal Debt Debt Applicable Debt limit as a % of Year Limit to Limit Margin debt limit 2013 520,580,523$ -$ 520,580,523$ - 2014 577,187,126 - 577,187,126 - 2015 605,011,397 - 605,011,397 - 2016 686,577,008 - 686,577,008 - 2017 757,359,691 - 757,359,691 - 2018 825,933,991 - 825,933,991 - 2019 877,579,621 - 877,579,621 - 2020 913,901,945 - 913,901,945 - 2021 1,015,630,083 - 1,015,630,083 - 2022 1,015,630,083 -1,015,630,083 - Debt Limit: Secured property assessed value, net of exempt real property 27,083,468,890$ Adjusted valuation - 25% of assessed valuation 6,770,867,223 Debt limit - 15% of adjusted valuation 1,015,630,083 Amount of Debt Subject to Limit: Total Bonded Debt 19,900,000 Less: Certificates of Participation not subject to debt limit (19,900,000) Amount of debt subject to limit - Legal Debt Margin 1,015,630,083$ Source: City of Cupertino Budget Book Last Ten Fiscal Years Note: The Government Code of the State of California provides for a legal debt limit of 15% of gross assessed valuation. However, this provision was enacted when assessed valuation was based upon 25% of market value. Effective with the 1981-82 fiscal year, each parcel is now assessed at 100% of market value (as of the most recent change in ownership for that parcel). The computations shown above reflect a conversion of assessed valuation data for each fiscal year from the current full valuation perspective to the 25% level that was in effect at the time that the legal debt margin was enacted by the State of California for local governments located within the state. CITY OF CUPERTINO Legal Debt Margin Information (Unaudited) 105. 133 Pre l i m i n a r y Dr a f t Ratio of General Fiscal Assessed General Bonded Debt Bonded Debt to Year Population Value Bonded Debt Per Capita Assessed Value 2013 59,620 14,621,780,341$ -$ -$ -$ 2014 59,946 17,098,778,392 - - - 2015 59,777 19,395,507,127 - - - 2016 58,185 19,395,507,127 - - - 2017 58,917 21,346,570,360 - - - 2018 60,091 23,139,029,846 - - - 2019 59,879 25,182,059,606 - - - 2020 59,549 27,821,316,543 - - - 2021 60,656 27,821,316,543 - - - 2022 66,274 28,807,715,978 - - - Sources: HdL, Coren & Cone/Cupertino Budget Book CITY OF CUPERTINO Ratio of General Bonded Debt Last Ten Fiscal Years (Unaudited) 106. 134 Pre l i m i n a r y Dr a f t Fiscal Year City Population (1) County Population (1) City Population % of County City Personal Income (2) Per Capita Personal Income (2) **Public School Enrollment City Unemploy ment Rate (%) (3) County Unemploy ment Rate (%) (3) Median Age (4) % of Population Over 25 with High School Degree % of Population Over 25 with Bachelor's Degree 2012-13 59,620 1,842,254 3.24% 2,985,829,000$ 50,081$ 29,699 4.1% 8.4% 39.5 96.7% 75.5% 2013-14 59,946 1,868,558 3.21% 3,090,636,000 51,557 29,904 3.4% 6.8% 40.0 96.2% 74.2% 2014-15 59,777 1,889,638 3.16% 3,186,772,000 53,311 29,871 4.2% 3.8% 40.0 96.5% 74.6% 2015-16 58,185 1,927,888 3.02% 3,340,132,000 57,405 29,684 3.4% 4.2% 40.2 96.5% 75.6% 2016-17 58,917 1,938,180 3.04% 3,486,805,000 59,181 29,467 3.0% 3.8% 40.6 96.7% 76.0% 2017-18 60,091 1,938,153 3.10% 3,620,255,000 60,246 29,255 3.3% 3.8% 40.7 97.1% 76.6% 2018-19 59,879 1,937,570 3.09% 3,821,320,000 63,817 29,240 2.6% 2.3% 41.1 97.1% 77.2% 2019-20 59,549 1,927,852 3.09% 4,114,967,000 69,102 29,550 2.4% 10.7% 41.1 97.2% 78.1% 2020-21 60,656 1,936,259 3.13% 4,378,045,000 74,485 30,900 4.9% 5.2% 41.6 97.2% 78.8% 2021-22 66,274 1,934,171 3.43% 4,571,170,000 76,684 24,380 3.7% 2.2% 41.2 97.3% 79.6% Notes and Data Sources: Population: California State Department of Finance. Unemployment Data: California Employment Development Department Income, Age, and Education Data: ESRI - Demographic Estimates are based on the last available Census. Projections are developed by incorporating all of the prior census data released to date. Demographic Data is totaled from Census Block Groups that overlap the City's boundaries 201- and later - Income, Age and education Data - US Census Bureau, most recent American Community Survey **Reported Public School Enrollment reflects the total number of students in the Fremont Union High School District and Cupertino Union School District. Previously published reports included Fremont Union High School District only. City of Cupertino Demographic and Economic Statistics Last Ten Fiscal Years 107.135 Pre l i m i n a r y Dr a f t CITY OF CUPERTINO 2022 Employer Ranking (Unaudited) Employer Ranking Employer_________________Ranking Apple 1 Mist Systems, Inc.11 De Anza College 2 Intero Real Estate Services, Inc 12 Force 5 Software Inc 3 Keller Williams Realty 13 Whole Foods Market 4 Cupertino Healthcare & Wellness Center 14 Claris International, Inc 5 Exilant 15 Health Care Center at the Forum 6 BJ's Resturant & Brewhouse 16 Target 7 Sunny View Retirement Community 17 Seagate Technology 8 Insight Solutions Inc 18 Cupertino Union School District 9 Cupertino High School 19 City of Cupertino 10 Monta Vista High School 20 Source: Data-Axle 108. 136 Pre l i m i n a r y Dr a f t Function/Program 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Council and Commissions 1.52 1.57 1.55 1.60 1.55 2.35 2.35 2.51 2.53 7.3 Administration 5.05 10.75 10.75 10.85 10.57 14.12 15.47 15.15 17.85 24.3 Innovation & Technology 6.90 11.00 10.25 11.40 13.95 14.55 15.05 14.95 11.93 13.4 Administrative Services 22.26 11.00 12.00 12.30 12.30 12.00 14.00 16.00 15.90 18.9 Parks & Recreation 29.53 29.48 31.28 32.18 33.08 35.13 34.80 32.10 31.90 29.5 Community Development 23.90 24.83 24.80 27.30 28.18 28.08 28.13 28.29 28.49 37.5 Public Works 73.59 74.12 77.12 82.12 84.12 84.52 84.95 88.75 90.15 94.1 Law Enforcement 0.00 2.00 2.00 2.00 2.00 2.00 2.00 0.00 0.00 0.00 Total 162.75 164.75 169.75 179.75 185.75 192.75 196.75 197.75 198.75 225.00 Source: City of Cupertino Budget CITY OF CUPERTINO Full-Time Equivalent City Employees by Function/Program Last Ten Fiscal Years (Unaudited) 0 50 100 150 200 250 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Public Works Community Development Parks & Recreation Administrative Services Innovation & Technology Administration Council and Commissions 109. 137 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Law Enforcement Sheriff Response Priority One-Respond within 5 minutes 3.76 Min.4.30 Min.4.90 Min.4.90 Min.5.07 Min 4.23 Min.4.39 Min.3.51 Min.3.40 Min.5.33 Min Priority Two-Respond within 9 minutes 5.98 Min.6.39 Min.6.56 Min.6.56 Min.8.00 Min.7.49 Min.6.23 Min.6.37 Min.6.07 Min.6.94 Min. Priority Three-Respond within 20 minutes 10.29 Min.10.76 Min.10.52 Min.10.52 Min.15.79 Min 14.79 Min.12.11 Min.11.96 Min.11.80 Min.11.73 Min Public Works Street Sweeping 575 Curb Miles 575 Curb Miles 575 Curb Miles 575 Curb Miles 534 Curb Miles 534 Curb Miles 534 Curb Miles 534 Curb Miles 534 Curb Miles 534 Curb Miles Street Maintenance 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call 24 Hrs of Call Number of development permit applications received 428 434 428 127 128 Number of encroachment permits received 121 136 134 577 426 Storm Drain Inlets Inspected/Cleaned 815 1063 1638 1802 80% Roadway Signs Repaired/Replaced 404 721 346 1151 3.5% Number of trees planted vs. removed 53/67 155/192 164/190 187/202 211/187 Parks & Recreation Number of reservations at Quinlan Center 560 402 526 8 260 Number of rounds of golf at BBF Golf Course 28,193 27,205 28,952 43,650 45367 Sports Center Memberships 1,852 1,950 2,000 1,989 2,015 1,850 1,952 1,802 1,655 1186 Number of Senior Center classes offered 246 320 258 100 183 Senior Center Memberships 2,456 2,623 2,549 2,493 2,094 2,260 2,171 2,171 1,470 210 Quinlan Community Center Rental Revenue $120,000 $109,342 $110,033 $104,150 $128,778 $72,948 $139,590 $139,590 $5,507 $115,093 Community Development Approved Building Plan Sets 92% Within 5 Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days 95% Within 7 Work Days Discretionary Land Use Applications 99% Within 21 Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days 99% Within 21 Work Days Public Notice of Upcoming Projects 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days 100% Within 10 Days Number of preliminary reviews 82 90 110 163 142 Number of planning applications received 169 138 194 237 301 Number of permits received 2322 2,321 2,534 2,364 2380 Number of inspections requested 16026 13,625 14,596 13,374 11906 Administrative Services Accounts Payable Processing 7 Days 7 Days 7 Days 7 Days 7 Days 7 Days 7 Days 7 Days 7 Days 7 Days Business License Renewal Certificates 3 Days 3 Days 3 Days 3 Days 3 Days 3 Days 3 Days 3 Days 3 Days 3 Days Number of regular recruitments 21 21 28 24 33 Number of new hires 26 16 14 21 38 Number of temporary new hires 101 105 38 17 77 Number of vendor checks processes 6793 6,536 5,906 4,457 4993 Number of payroll checks process 10387 10,301 10,802 7,816 8119 Number of business license applications 1294 1,154 1,032 1,061 884 Number of journal entries posted 2830 4,521 4,558 3,915 3635 Number of receipts processed 9766 13,913 18,992 10,367 9353 Library Volumes in Collection - - 361817 364,557 369,924 367,979 367,101 368,461 350,088 367,745 Annual Gate Count - - 869762 880,894 835,073 873,862 904,349 620,007 128,912 387,285 Annual Circulation Children's Items - - 1474996 1,544,095 1,448,265 1,453,173 1,535,842 1,192,880 1,207,878 1,771,986 Annual Circulation Adult and Teen Items - - 999766 1,032,326 950,453 980,609 1,049,166 831,114 750,602 1,056,451 Adult Classes and Events - - 209 215 242 206 207 396 459 62 Adult Classes and Events Attendence - - 11860 8,855 9,242 7,622 8,304 9,986 19,223 861 Teen Classes and Events - - 52 78 66 79 52 57 31 21 Teen Classes and Events Attendence - - 3393 3,135 2,571 2,495 1,283 8,495 7,151 916 Children's Classes and Events - - 458 493 440 426 424 477 464 105 Children's Classes and Events Attendence - - 25529 28,532 25,857 24,675 22,851 26,032 52,634 7,711 Volunteer Hours - - 11786 10,000 9,645 10,302 10,191 6,592 465 4305.8 Sources: City of Cupertino PM & WIs and Santa Clara County Library District Function/Program CITY OF CUPERTINO Operating Indicators by Function/Program Last Ten Fiscal Years (Unaudited) 110. 138 Pre l i m i n a r y Dr a f t 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Public Works Centerlane Miles of Streets 142 142 142 142 142 142 142 142 142 142 Streetlights 2,950 2,950 2,950 2,950 2,950 2,950 2,950 2,950 2,950 2950 Traffic Signals 48 48 48 48 48 52 52 52 52 52 Culture & Recreation Parks and Open Spaces 19 21 21 21 21 21 21 21 21 21 Park and Landscape Acreage 169 169 169 169 169 169 169 169 169 169 City Trails 1 3 3 3 3 3 3 3 3 3 Golf Courses 1 1 1 1 1 1 1 1 1 1 Community Center 1 1 1 1 1 1 1 1 1 1 Community Hall 1 1 1 1 1 1 1 1 1 1 Senior Center 1 1 1 1 1 1 1 1 1 1 Sports Center 1 1 1 1 1 1 1 1 1 1 Swimming Pools 1 1 1 1 1 1 1 1 1 1 Tennis Courts 17 17 28 28 28 28 28 28 28 28 Sports Fields 41 41 41 41 41 41 41 41 41 41 City Library 1 1 1 1 1 1 1 1 1 1 Source: City of Cupertino Budget Book/GIS Team Function/Program CITY OF CUPERTINO Capital Assets Statistics by Function/Program Last Ten Fiscal Years (Unaudited) 111. 139 Pre l i m i n a r y Dr a f t 2021-2022 Community Economic Profile Cupertino, with a population of 60,869 and City limits stretching across 13 square miles, is considered one of the most prestigious cities to live and work in the Bay Area. Economic health is an essential component to maintaining a balanced city, which provides high- level opportunities and services that create and help sustain a sense of community and quality of life. Public and private interests must be mutual so that success as a partnership is a direct reflection of success as a community. The cornerstone of this partnership is a cooperative and responsive government that fosters residential and business prosperity and strengthens working relationships among all sectors of the community. Because Cupertino is a mature, 93% built-out city, the City of Cupertino focuses on business retention and revitalization. Cupertino is world renowned as the home of high-tech giants, such as Apple, Inc. and Seagate Technologies, and as a community with stellar public schools. De Anza College, one of the largest single-campus community colleges in the country, is another major employer and a magnet for attracting local and international students. The City’s proactive economic development efforts have resulted in an innovative environment for start-ups and growing companies to thrive. The City strives to retain and attract local companies through active outreach and a responsive and customer-oriented entitlement process. Being faced with the COVID-19 pandemic heightened the importance of proactive economic development and the need to communicate and reach out to the business community. Cupertino is excited to have a number of new mixed-use development projects offering more retail and dining options, as well as provide additional housing opportunities to meet the needs of the growing community. The Main Street and Nineteen800 mixed-use developments continues to offer a vibrant downtown area for Cupertino, with a large selection of restaurants and retailers, including Alexander’s Steakhouse, Eureka!, Rootstock Wine Bar, Oren’s Hummus, Lazy Dog, Ippudo, HaiDiLao Hot Pot Restaurant, Pressed Juicery, Orangetheory, 85 Degree Bakery, Somi Somi, Sul & Beans, Target Express, Kura Sushi, Vitality Bowls, Doppio Zero, Boiling Point and Jin Tea, Koja Kitchen, Bishops Cuts & Colors, Capezio, Howard’s Shoes, Tan Cha, and Meet Fresh. Housing, office, and a new Residence Inn by Marriott are available to support the thriving area. Benihana, Bowlmor, and Ice Center Cupertino also serve as long-time anchors. The limited construction of new retail and commercial development results in strengthening existing popular venues in Cupertino, including The Marketplace. The Marketplace has a variety of stores and restaurants popular with students, families, and working professionals. They include Galpao Gaucho, Daiso, Marukai Groceries, Harumi Sushi, La Patisserie Bakery, Beard Papa’s, Legend’s Pizza, Icicles, Kong’s Tofu & BBQ, One Pot Shabu Shabu, and Olarn Thai. 140 Pre l i m i n a r y Dr a f t Cupertino Village is undergoing renovations to upgrade existing buildings, construct new buildings, parking, and open-courtyard space. The shopping center is home to 99 Ranch Market, Duke of Edinburgh Pub & Restaurant, JSJ Street Kitchen, Kira Kira Beauty, MOD Pizza, Ten Ren Tea, Fantasia Coffee & Tea, Yoga Wave, Happy Lemon, Kee Wah Bakery, and many other Asian restaurants, bakeries, and shops. Cupertino features many other retail opportunities, including TJ Maxx and Home Goods, Whole Foods, Target, Party City, and over 180 restaurants to serve residents and the local workforce. There are now seven hotels providing over 1,000 rooms, to serve the area: The Aloft Cupertino, Cupertino Hotel, Hilton Garden Inn, Juniper Hotel operated by Curio, Marriott Courtyard, the Residence Inn by Marriott, and the newest addition is the Hyatt House. The Homestead Square Shopping Center, located at Homestead Road and De Anza Boulevard, includes a 24-hour Safeway, Ulta Beauty, Ross Stores, Stein Mart, Pet Club, Michael’s, Rite Aid, FedEx, and numerous restaurants, such as Fish’s Wild, Pho Hoa Noodle Soup, Yayoi Teishoku Japanese Restaurant, Starbucks, and Chipotle. Apple completed construction of its new corporate campus, Apple Park, which includes approximately 2.8 million square feet of office and R&D space north of Highway 280 between Wolfe Road and Tantau Avenue. A state-of-the-art Visitors Center, Observation Deck, flagship retail store and café are open to the public seven days a week. 141 Pre l i m i n a r y D r a f t 1. To the Honorable Mayor and City Council City of Cupertino, California In planning and performing our audit of the financial statements of City of Cupertino, California (“City”) as of and for the year ended June 30, 2022, in accordance with auditing standards generally accepted in the United States of America and Government Auditing Standards, we considered the City’s internal control over financial reporting (“internal control”) as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. Our consideration of internal control was for the limited purpose described in the preceding paragraph and was not designed to identify all deficiencies in internal control that might be significant deficiencies or material weaknesses and therefore, there can be no assurance that all deficiencies, significant deficiencies, or material weaknesses have been identified. However, as discussed below, we identified certain matters that we wish to communicate to you. Matters communicated in this letter are classified as follows: Deficiency – A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect and correct misstatements on a timely basis. Information Technology Controls Deficiency Control Deficiency: While testing the City’s Information Technology (IT) internal control environment, we observed deficiencies as noted below. Context: 1. The City’s New World System does not provide the ability to generate security logs for the City employees to review transaction activity. As such, IT management generates quarterly transaction logs of manually posted journal entries and the Finance department management reviews these logs as an additional control to ensure that segregation of duties was maintained in the entry and approval process. We selected Q2 and Q4 of the four quarters in the fiscal year and noted both logs were reviewed and approved. However, for Q4, the review was not performed by someone independent of the activity being reviewed and for Q2 and Q4 quarters selected, the details of the review were not documented. 2. Management implemented a review control for user access once per quarter for the New World System. We selected Q2 and Q4 user access reviews and confirmed that they were performed and completed timely. However, for the 2 quarters selected for testing, the reviewer completed the review but there was no independent secondary review for activity conducted by the initial reviewer. 3. Management could not identify documentation to support the creation of 1 of 14 New World SQL Admin profiles selected for testing (which represented the full population of profiles). Management determined that while the account had a server admin role on the SQL server, the account had read only access to the database and could not add/modify/delete users or transaction data. The account was deleted in FY23. Potential Effect: The City has implemented additional controls that that were deemed to be operating effectively to mitigate the impact of these exceptions. However, if left uncorrected, there is a risk that unauthorized transactions or user profiles could be added to the City’s IT environment that would not be timely detected and remediated. 142 Pre l i m i n a r y Dr a f t 2. Information Technology Controls Deficiency Recommendation: We are aware that the City is considering a potential new investment in an Enterprise Resource Planning system that could contain improvements in several areas, including the generation of certain security logs that could strengthen the City’s IT control environment. In the meantime, we recommend that the City consider its current staffing structure and assignment of review duties to ensure that the current control structure as designed has the correct level of segregation of duties. Additionally, we recommend that the City consider adding additional reviews to the SQL Admin profiles that are active to ensure that documentation is maintained to support that all accounts are for a valid business purpose. The purpose of this letter is solely to describe the scope of our testing of internal control over financial reporting and compliance, and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. This letter is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Accordingly, this letter is not suitable for any other purpose. Crowe LLP Costa Mesa, California March xx, 2022 143 1. To the Honorable Mayor and City Council City of Cupertino, California Professional standards require that we communicate certain matters to keep you adequately informed about matters related to the financial statement audit that are, in our professional judgment, significant and relevant to your responsibilities in overseeing the financial reporting process. We communicate such matters in this report. AUDITOR’S RESPONSIBILITY UNDER AUDITING STANDARDS GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA Our responsibility is to form and express an opinion about whether the financial statements that have been prepared by management with your oversight are presented fairly, in all material respects, in conformity with accounting principles generally accepted in the United States of America. The audit of the financial statements does not relieve you of your responsibilities and does not relieve management of their responsibilities. Refer to our engagement letter with the City of Cupertino, California (City) for further information on the responsibilities of management and of Crowe LLP. AUDITOR’S RESPONSIBILITY UNDER GOVERNMENT AUDITING STANDARDS As part of obtaining reasonable assurance about whether the City’s financial statements are free of material misstatement, we performed tests of the City’s compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts or disclosures. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. COMMUNICATIONS REGARDING OUR INDEPENDENCE FROM THE CITY Auditing standards generally accepted in the United States of America require independence for all audits, and we confirm that we are independent auditors with respect to the City under the independence requirements established by the American Institute of Certified Public Accountants. Additionally, we wish to communicate that we have the following relationships with the City that do not impair our independence but which, in our professional judgment, may reasonably be thought to bear on our independence and that we gave significant consideration to in reaching the conclusion that our independence has not been impaired. Pre l i m i n a r y Dr a f t 144 2. Relationship Safeguards Non-Audit Services: We were engaged to perform the following non-audit services during your last fiscal year:  Assistance with preparation of your financial statements  Assistance with the preparation of the State of California Annual State Controller’s Report  Preparation of the Schedule of Expenditures of Federal Awards  Assistance with the preparation of the Data Collection Form We believe the City’s management is capable of evaluating and taking responsibility for their management decisions regarding our services, and we did not assume the role of an employee or of management of the City in performing and reporting on our services. PLANNED SCOPE AND TIMING OF THE AUDIT We are to communicate an overview of the planned scope and timing of the audit. Accordingly, the following matters regarding the planned scope and timing of the audit were discussed with the Audit Committee on September 26, 2022.  How we proposed to address the significant risks of material misstatement, whether due to fraud or error.  Our approach to internal control relevant to the audit.  The concept of materiality in planning and executing the audit, focusing on the factors considered rather than on specific thresholds or amounts.  The nature and extent of specialized skills or knowledge needed to plan and evaluate the results of the audit, including the use of an auditor's expert.  Where the entity has an internal audit function, the extent to which the auditor will use the work of internal audit, and how the external and internal auditors can best work together.  Your views and knowledge of matters you consider warrant our attention during the audit, as well as your views on: o The allocation of responsibilities between you and management. o The entity's objectives and strategies, and the related business risks that may result in material misstatements. o Significant communications between the entity and regulators. o Other matters you believe are relevant to the audit of the financial statements. SIGNIFICANT ACCOUNTING POLICIES AND MANAGEMENT JUDGMENTS AND ACCOUNTING ESTIMATES Significant Accounting Policies: The City Council should be informed of the initial selection of and changes in significant accounting policies or their application. Also, the City Council should be aware of methods used to account for significant unusual transactions and the effect of significant accounting policies in controversial or emerging areas where there is a lack of authoritative consensus. We believe management has the primary responsibility to inform the City Council about such matters. To assist the City Council in its oversight role, we also provide the following. Pre l i m i n a r y Dr a f t 145 3. Accounting Standard Impact of Adoption GASB Statement No. 87, “Leases” This Statement was issued to improve accounting and financial reporting for leases by governments. It requires recognition of certain lease assets and liabilities for leases that were previously classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. This Statement establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. A lessee will be required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor will be required to recognize a lease receivable and a deferred inflow of resources. Lessees and lessors should recognize short-term lease payments as outflows of resources and inflows of resources, respectively, based on the payment provisions of the lease contract. Upon adoption of this Statement, the City included its applicable leases in the financial statements and included the new required disclosures in the notes to the financial statements. The activity was reported as of the implementation date of July 1, 2021 but did not require a restatement of beginning fund balance/net position due to the change in accounting principle. GASB Statement No. 89, “Accounting for Interest Cost Incurred Before the End of a Construction Period” This Statement was issued to enhance the relevance and comparability of information about capital assets and the cost of borrowing for a reporting period and to simplify accounting for interest cost incurred before the end of a construction period. This Statement requires that interest cost incurred before the end of a construction period be recognized as an expense in the period in which the cost is incurred for financial statements prepared using the economic resources measurement focus. As a result, interest cost incurred before the end of a construction period will not be included in the historical cost of a capital asset reported in a business-type activity or enterprise fund. This Statement also reiterates that in financial statements prepared using the current financial resources measurement focus, interest cost incurred before the end of a construction period should be recognized as an expenditure on a basis consistent with governmental fund accounting principles. Adoption of this Statement did not have a material impact on the City’s financial position or results of operations. GASB Statement No. 92, “Omnibus 2020” This Statement was issued to enhance comparability in accounting and financial reporting and to improve the consistency of authoritative literature by addressing practice issues that have been identified during implementation and application of certain GASB statements. Adoption of this Statement did not have a material impact on the City’s financial position or results of operations. Pre l i m i n a r y Dr a f t 146 4. Accounting Standard Impact of Adoption GASB Statement No. 93, “Replacement of Interbank Offered Rates” This Statement was issued to address accounting and financial reporting implications that result from the replacement of an interbank offered rate (IBOR). Adoption of this Statement did not have a material impact on the City’s financial position or results of operations. GASB Statement No. 97, “Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans” This Statement was issued to increase consistency and comparability related to the reporting of fiduciary component units and IRC Section 457 deferred compensation plans. This Statement is designed to mitigate costs of financial reporting associated with certain defined contribution pension plans, defined contribution OPEB plans, and other employee benefit plans when an organization does not have a governing board and the primary government performs the duties that a governing board typically performs. Adoption of this Statement did not have a material impact on the City’s financial position or results of operations. Significant Unusual Transactions. No such matters noted Significant Accounting Policies in Controversial or Emerging Areas. No such matters noted Management Judgments and Accounting Estimates: Further, accounting estimates are an integral part of the financial statements prepared by management and are based upon management’s current judgments. These judgments are based upon knowledge and experience about past and current events and assumptions about future events. Certain estimates are particularly sensitive because of their significance and because of the possibility that future events affecting them may differ markedly from management’s current judgments and may be subject to significant change in the near term. The following describes the significant accounting estimates reflected in the City’s year-end financial statements, the process used by management in formulating these particularly sensitive accounting estimates and the primary basis for our conclusions regarding the reasonableness of those estimates. Significant Accounting Estimate Process Used by Management Basis for Our Conclusions Fair Values of Investment Securities and Other Financial Instruments The disclosure of fair values of securities and other financial instruments requires management to use certain assumptions and estimates pertaining to the fair values of its financial assets and financial liabilities. We tested the propriety of information underlying management’s estimates. Useful Lives of Capital Assets Management has determined the economic useful lives of fixed assets based on past history of similar types of assets, future plans as to their use, and other factors that impact their economic value to the City. We tested the propriety of information underlying management’s estimates. Pre l i m i n a r y Dr a f t 147 5. Significant Accounting Estimate Process Used by Management Basis for Our Conclusions Loss Contingencies The City consults with legal counsel to evaluate outstanding litigation, claims and assessments. Factors that affect management’s evaluation of litigation contingencies requiring disclosure include the nature of the contingencies and whether the outcome could have an effect on the consolidated financial statements. Based on information obtained from the City’s legal counsel regarding this matter and discussions with management, we concur with management’s determination that the loss contingency does not meet conditions for accrual of being both probable and estimable, and, thus, no accrual is recorded and no specific disclosures are required. Pension and Postretirement Obligations Amounts reported for pension and postretirement obligations require management to use estimates that may be subject to significant change in the near term. These estimates are based on projection of the weighted average discount rate, rate of increase in future compensation levels, and weighted average expected long-term rate of return on pension assets. We reviewed the reasonableness of these estimates and assumptions. AUDITOR’S JUDGMENTS ABOUT QUALITATIVE ASPECTS OF SIGNIFICANT ACCOUNTING PRACTICES We are to discuss with you our comments about the following matters related to the City’s accounting policies and financial statement disclosures.  The accounting policies to the particular circumstances of the City, considering the need to balance the cost of providing information with the likely benefit to users of the City's financial statements.  Overall, the disclosures in the financial statements are neutral, consistent, and clear.  The effect of the timing of transactions in relation to the period in which they are recorded is appropriate.  There were no significant risks and exposures, or uncertainties that are disclosed in the financial statements.  There were no unusual transactions including nonrecurring amounts recognized during the period.  There were no particularly sensitive financial statement disclosures.  There were no factors affecting asset and liability carrying values, including the City’s basis for determining useful lives assigned to tangible and intangible assets.  There was no selective correction of misstatements, for example, correcting misstatements with the effect of increasing reported earnings, but not those that have the effect of decreasing reported earnings. CORRECTED AND UNCORRECTED MISSTATEMENTS Corrected Misstatements: We are to inform you of material corrected misstatements that were brought to the attention of management as a result of our audit procedures. There were no such misstatements. Pre l i m i n a r y Dr a f t 148 6. Uncorrected Misstatements: We are to inform you of uncorrected misstatements that were aggregated by us during the current engagement and pertaining to the latest and prior period(s) presented that were determined by management to be immaterial, both individually and in the aggregate, to the financial statements taken as a whole. For your consideration, we have distinguished misstatements between known misstatements and likely misstatements. There were no such misstatements. OTHER COMMUNICATIONS Communication Item Results Other Information Included in an Annual Report Information may be prepared by management that accompanies or includes the financial statements. To assist your consideration of this information, you should know that we are required by audit standards to read such information and consider whether a material inconsistency exists between the other information and the financial statements. We are also to remain alert for indications that:  Material inconsistency exists between the other information and the auditor’s knowledge obtained in the audit; or  A material misstatement of fact exists, or the other information is otherwise misleading. If we identify a material inconsistency between the other information and the financial statements, we are to seek a resolution of the matter. We read the other information and noted no material inconsistencies or misstatement of facts based on our reading thereof.  Management’s Discussion and Analysis  Information in Supplemental Section Significant Difficulties Encountered During the Audit We are to inform you of any significant difficulties encountered in dealing with management related to the performance of the audit. There were no significant difficulties encountered in dealing with management related to the performance of the audit. Disagreements with Management We are to discuss with you any disagreements with management, whether or not satisfactorily resolved, about matters that individually or in the aggregate could be significant to the City’s financial statements or the auditor’s report. During our audit, there were no such disagreements with management. Difficulties or Contentious Matters We are required to discuss with the City Council any difficulties or contentious matters for which we consulted outside of the engagement team. During the audit, there were no such issues for which we consulted outside the engagement team. Circumstances that Affect the Form and Content of the Auditor's Report We are to discuss with you any circumstances that affect the form and content of the auditor's report, if any. The following circumstances affect the form and content of the auditor's report: With the implementation of GASB Statement 87 as previously discussed, we consider it necessary to include an emphasis-of-matter paragraph in accordance with the applicable auditing standards as issued by the American Institute of Certified Public Accountants. Pre l i m i n a r y Dr a f t 149 7. Communication Item Results Consultations with Other Accountants If management consulted with other accountants about auditing and accounting matters, we are to inform you of such consultation, if we are aware of it, and provide our views on the significant matters that were the subject of such consultation. We are not aware of any instances where management consulted with other accountants about auditing or accounting matters since no other accountants contacted us, which they are required to do by Statement on Auditing Standards No. 50, before they provide written or oral advice. Representations the Auditor Is Requesting from Management We are to provide you with a copy of management’s requested written representations to us. We direct your attention to a copy of the letter of management’s representation to us provided separately. Significant Issues Discussed, or Subject to Correspondence, With Management We are to communicate to you any significant issues that were discussed or were the subject of correspondence with management. There were no such significant issues discussed, or subject to correspondence, with management. Significant Related Party Findings or Issues We are to communicate to you significant findings or issues arising during the audit in connection with the City’s related parties. There were no such findings or issues that are, in our judgment, significant and relevant to you regarding your oversight of the financial reporting process. Other Findings or Issues We Find Relevant or Significant We are to communicate to you other findings or issues, if any, arising during the audit that are, in our professional judgment, significant and relevant to you regarding your oversight of the financial reporting process. There were no such other findings or issues that are, in our judgment, significant and relevant to you regarding your oversight of the financial reporting process. We are pleased to serve the City as its independent auditors and look forward to our continued relationship. We provide the above information to assist you in performing your oversight responsibilities and would be pleased to discuss this letter or any matters further, should you desire. This letter is intended solely for the information and use of the Mayor and City Council and, if appropriate, management, and is not intended to be and should not be used by anyone other than these specified parties. Crowe LLP Costa Mesa, California March xx, 2023 Pre l i m i n a r y Dr a f t 150 CITY OF CUPERTINO, CALIFORNIA SINGLE AUDIT Year ended June 30, 2022 Pre l i m i n a r y D r a f t 151 CITY OF CUPERTINO Cupertino, California SINGLE AUDIT Year ended June 30, 2022 CONTENTS REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS .......................... 1 INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM; REPORT ON INTERNAL CONTROL OVER COMPLIANCE; AND REPORT ON THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE ........................................................................................ 3 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS ................................................................... 6 NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS ............................................... 7 SCHEDULE OF FINDINGS AND QUESTIONED COSTS ....................................................................... 8 SCHEDULE OF PRIOR YEAR FINDINGS ............................................................................................... 11 CORRECTIVE ACTION PLAN.................................................................................................................. 12 Pre l i m i n a r y Dr a f t 152 Crowe LLP Independent Member Crowe Global (Continued) 1. REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and City Council City of Cupertino, California We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Cupertino, California (the City), as of and for the year ended June 30, 2022, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements, and have issued our report thereon dated March xx, 2023. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weakness. However, material weaknesses may exist that have not been identified. Pre l i m i n a r y Dr a f t 153 2. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Crowe LLP Costa Mesa, California March xx, 2023 Pre l i m i n a r y Dr a f t 154 Crowe LLP Independent Member Crowe Global (Continued) 3. INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM; REPORT ON INTERNAL CONTROL OVER COMPLIANCE; AND REPORT ON THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE To the Honorable Mayor and City Council City of Cupertino, California Report on Compliance for Each Major Federal Program Opinion on Each Major Program We have audited the City of Cupertino, California (the City’s) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of City’s major federal programs for the year ended June 30, 2022. The City’s major federal programs are identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs. In our opinion, the City of Cupertino complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2022. Basis for Opinion on Each Major Federal Program We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America (GAAS); the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Our responsibilities under those standards and the Uniform Guidance are further described in the Auditor’s Responsibilities for the Audit of Compliance section of our report. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion on compliance for each major federal program. Our audit does not provide a legal determination of the City’s compliance with the compliance requirements referred to above. Responsibilities of Management for Compliance Management is responsible for compliance with the requirements referred to above and for the design, implementation, and maintenance of effective internal control over compliance with the requirements of laws, statutes, regulations, rules and provisions of contracts or grant agreements applicable to the City’s federal programs. Pre l i m i n a r y Dr a f t 155 (Continued) 4. Auditor’s Responsibilities for the Audit of Compliance Our objectives are to obtain reasonable assurance about whether material noncompliance with the compliance requirements referred to above occurred, whether due to fraud or error, and express an opinion on the City’s compliance based on our audit. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS, Government Auditing Standards, and the Uniform Guidance will always detect material noncompliance when it exists. The risk of not detecting material noncompliance resulting from fraud is higher than for that resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Noncompliance with the compliance requirements referred to above is considered material, if there is a substantial likelihood that, individually or in the aggregate, it would influence the judgment made by a reasonable user of the report on compliance about the City’s compliance with the requirements of each major federal program as a whole. In performing an audit in accordance with GAAS, Government Auditing Standards, and the Uniform Guidance, we  exercise professional judgment and maintain professional skepticism throughout the audit.  identify and assess the risks of material noncompliance, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the City’s compliance with the compliance requirements referred to above and performing such other procedures as we considered necessary in the circumstances.  obtain an understanding of the City’s internal control over compliance relevant to the audit in order to design audit procedures that are appropriate in the circumstances and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control over compliance. Accordingly, no such opinion is expressed. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and any significant deficiencies and material weaknesses in internal control over compliance that we identified during the audit. Report on Internal Control over Compliance Our consideration of internal control over compliance was for the limited purpose described in the Auditor’s Responsibilities for the Audit of Compliance section above and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies in internal control over compliance and therefore, material weaknesses or significant deficiencies may exist that were not identified. However, as discussed below, we did identify certain deficiencies in internal control over compliance that we consider to be material weaknesses. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. We consider the deficiency in internal control over compliance described in the accompanying schedule of findings and questioned costs as item 2022- 001 to be a material weakness. Pre l i m i n a r y Dr a f t 156 5. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our audit was not designed for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, no such opinion is expressed. Government Auditing Standards requires the auditor to perform limited procedures on the City’s response to the internal control over compliance findings identified in our audit described in the accompanying schedule of findings and questioned costs. The City’s response was not subjected to the other auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the response. The City is responsible for preparing a corrective action plan to address each audit finding included in our auditor's report. The City's corrective action plan was not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on it. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information as of and for the year ended June 30, 2022, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements. We issued our report thereon dated March xx, 2023, which contained unmodified opinions on those financial statements. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the basic financial statements as a whole. Crowe LLP Costa Mesa, California March xx, 2023Pre l i m i n a r y Dr a f t 157 CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year ended June 30, 2022 See accompanying notes to schedule of expenditures of federal awards. 6. Federal Agreement Number Assistance / Pass-Through Amount Federal Grantor/Listing Identifying Federal Provided to Pass-Through Grantor/Program or Cluster Title Number Number Expenditures Subrecipients U.S. Department of Housing and Urban Development CDBG – Entitlement Grants Cluster Community Development Block Grants/Entitlement Grants 14.218 B21MC060057 449,312$ 373,106$ Program Income 14.218 N/A 7,943 - COVID-19 - CDBG 14.218 N/A 113,716 - Total U.S. Department of Housing and Urban Development 570,971 373,106 U.S Department of Treasury COVID-19 - American Rescue Plan Act of 2021 21.027 N/A 3,594,028 - Total U.S. Department of Treasury 3,594,028 - U.S. Department of Transportation Passed through the State of California Department of Transportation Highway Planning and Construction Cluster Highway Safety Improvement Program (HSIP)20.205 HSIPL-5318 (030)9,290 - Total U.S. Department of Transportation 9,290 - Total Expenditures of Federal Awards 4,174,289$ 373,106$ Pre l i m i n a r y Dr a f t 158 CITY OF CUPERTINO, CALIFORNIA NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year ended June 30, 2022 7. NOTE 1 - BASIS OF PRESENTATION The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of the City of Cupertino, California (the City) for the year ended June 30, 2022. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the City’s operations, it does not present the financial position, changes in net position, or cash flows of the City. NOTE 2 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the principles contained in the Uniform Guidance wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The City has elected not to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. NOTE 3 – MAJOR PROGRAMS In accordance with the Uniform Guidance, major programs for the City are individual programs or a cluster of programs determined by using a risk-based analysis. The threshold for distinguishing Type A and Type B programs was $750,000 and $187,500, respectively. Awards from the CDBG-Entitlement Grants Cluster and Highway Planning and Construction Cluster are designated as clusters of programs. NOTE 4 - NON-CASH ASSISTANCE The City had no non-cash assistance during the year. NOTE 5 - FEDERAL INSURANCE The City had no Federal Insurance in force during the year. Pre l i m i n a r y Dr a f t 159 CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS Year ended June 30, 2022 (Continued) 8. SECTION I - SUMMARY OF AUDITOR’S RESULTS Financial Statements Type of report the auditor issued on whether the financial statements audited were prepared in accordance with GAAP: Unmodified Internal control over financial reporting: Material weakness(es) identified? Yes X No Significant deficiency(ies) identified? Yes X None reported Noncompliance material to financial statements noted? Yes X No Federal Awards Internal control over major federal programs: Material weakness(es) identified? X Yes No Significant deficiencies identified not considered to be material weaknesses? Yes X None reported Type of auditor’s report issued on compliance for major federal programs: Unmodified Any audit findings disclosed that are required to be reported in accordance with 2 CFR 200.516(a)? X Yes No Identification of major federal programs: Federal Assistance Listing Number Name of Federal Program or Cluster 21.027 COVID-19 – American Rescue Plan Act of 2021 Dollar threshold used to distinguish between type A and type B programs: $ 750,000 Auditee qualified as low-risk auditee? Yes x No SECTION II – FINANCIAL STATEMENT FINDINGS None. Pre l i m i n a r y Dr a f t 160 CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS Year ended June 30, 2022 (Continued) 9. SECTION III – FEDERAL AWARD FINDINGS AND QUESTIONED COSTS FINDING 2022-001 – CONTROLS AND NONCOMPLIANCE OVER REPORTING Federal Department: Department of Treasury Assistance Listing Number(s):21.027 Program Name(s): COVID-19 – American Rescue Plan Act of 2021 Questioned Costs: None Criteria Title 2 U.S. Code of Federal Regulations Part 200 (2 CFR 200) Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, section 303(a) states, the non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statues, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in “Standards for Internal Control in the Federal Government” issued by the Comptroller General of the United States or the “Internal Control Integrated Framework”, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). These would include segregation of duties over report preparation and submission to ensure compliance with deadline requirements. Additionally, per the “Compliance and Reporting Guidance – State of Local Fiscal Recovery Funds” published by the U.S. Department of Treasury, the Interim Report is required to be submitted by August 31, 2021, while the Project and Expenditure Report is required to be submitted by April 30, 2022 and then annually thereafter. Condition During our assessment of the control activities for the American Rescue Plan Act of 2021 (ARPA), we observed that the City did not have a control in place to ensure proper segregation of duties between report preparation, approval and submission to the US. Department of Treasury, as well a control to ensure timely submission of ARPA reports. As such, the required Project and Expenditure report was not submitted on a timely basis. Questioned Costs None Context The City is required to submit an Interim Report and also a Project and Expenditure Report. For the Interim Report, there was no control in place to ensure segregation of duties between the report preparer and the report reviewer, although we did not note any exceptions in the data submitted by the City and the report was submitted timely. For the Project and Expenditure Report, there also was no control in place to ensure segregation of duties between the report preparer and the report reviewer, with the City not submitting the report (which had a due date of April 2022) until January 2023. However, we did not note any exceptions in the data submitted by the City in the Project and Expenditure Report. Effect Failure to implement sufficient internal controls to ensure the timely filing of reports in accordance with federal regulations could result in the program being noncompliant with federal statutes, regulations and the terms and conditions of the federal awards. Cause The City did not implement an effective control to ensure reports had proper segregation of duties and that reports were submitted timely. In addition, the City wasn’t aware that a Project and Expenditure was required to be submitted. Pre l i m i n a r y Dr a f t 161 CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS Year ended June 30, 2022 10. Identification as a Repeat Finding, if Applicable N/A Recommendation We recommend the City revisit its control design and revise its procedures to ensure proper controls over preparation, review and submission of ARPA reports and also ensure the timely submission of all reports. Views of Responsible Officials and Planned Corrective Actions See Corrective Action Plan. Pre l i m i n a r y Dr a f t 162 CITY OF CUPERTINO, CALIFORNIA SCHEDULE OF PRIOR YEAR FINDINGS Year ended June 30, 2022 11. None. Pre l i m i n a r y Dr a f t 163 INDEPENDENT ACCOUNTANT’S REPORT ON APPLYING AGREED-UPON PROCEDURES To the Honorable Mayor and City Council City of Cupertino, California 10300 Torre Avenue Cupertino, California 95014-3202 Ladies and Gentlemen: We have performed the procedures enumerated in Appendix A on the Appropriations Limit Worksheet (“Worksheet”) of the City of Cupertino, California (the “City”), related to the City’s compliance with Section 1.5 of Article XIIIB of the California Constitution during the period ending June 30, 2022. The City’s management is responsible for the Worksheet. The City has agreed to and acknowledged that the procedures performed are appropriate to meet the intended purpose of assisting users in understanding the Worksheet. We make no representation regarding the appropriateness of the procedures either for the purpose for which this report has been requested or for any other purpose. This report may not be suitable for any other purpose. The procedures performed may not address all the items of interest to a user of this report and may not meet the needs of all users of this report and, as such, users are responsible for determining whether the procedures performed are appropriate for their purposes. An agreed-upon procedures engagement involves performing specific procedures that the engaging party has agreed to and acknowledged to be appropriate for the intended purpose of the engagement and reporting on findings based on the procedures performed. The procedures and the associated findings are contained in Appendix A. We were engaged by the City to perform this agreed-upon procedures engagement and conducted our engagement in accordance with attestation standards established by the American Institute of Certified Public Accountants. We were not engaged to and did not conduct an examination or review, the objective of which would be the expression of an opinion or conclusion, respectively, on the Worksheet. Accordingly, we do not express such an opinion or conclusion. Had we performed additional procedures, other matters might have come to our attention that would have been reported to you. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements related to our agreed-upon procedures engagement. This report is intended solely for the information and use of the Honorable Mayor and the City Council and is not intended to be and should not be used by anyone other than these specified parties. Crowe LLP Costa Mesa, California May 10, 2022 Pre l i m i n a r y D r a f t 164 APPENDIX A – SCHEDULE OF PROCEDURES AND FINDINGS The procedures to be performed were as follows: 1. Procedure: We obtained the Worksheet provided by the City and determined that the 2020-2021 Limit amounting to $114,666,491 and annual adjustment factors were adopted by Resolution 21-054 of the Honorable Mayor and City Council. We also determined that the population and inflation factors were selected by a recorded vote of the Honorable Mayor and City Council. Result: The procedures were performed without exception. 2. Procedure: We recomputed the 2021-2022 Appropriations Limit by multiplying the 2020-2021 Appropriations Limit by the adjustment factors. Result: The procedures were performed without exception. 3. Procedure: For the Worksheet, we agreed the Per Capita Income, County and City Population Factors to California State Department of Finance Worksheets. Result: The procedures were performed without exception. Pre l i m i n a r y Dr a f t 165 INDEPENDENT ACCOUNTANT’S REPORT ON APPLYING AGREED-UPON PROCEDURES To the Honorable Mayor and City Council City of Cupertino, California 10300 Torre Avenue Cupertino, California 95014-3202 Ladies and Gentlemen: We have performed the procedures enumerated in Appendix A on the Investment Policy of the City of Cupertino, California (the “City”). The City’s management is responsible for the Investment Policy. The City has agreed to and acknowledged that the procedures performed are appropriate to meet the intended purpose of assisting users in understanding the Investment Policy. We make no representation regarding the appropriateness of the procedures either for the purpose for which this report has been requested or for any other purpose. This report may not be suitable for any other purpose. The procedures performed may not address all the items of interest to a user of this report and may not meet the needs of all users of this report and, as such, users are responsible for determining whether the procedures performed are appropriate for their purposes. An agreed-upon procedures engagement involves performing specific procedures that the engaging party has agreed to and acknowledged to be appropriate for the intended purpose of the engagement and reporting on findings based on the procedures performed. The procedures and the associated findings are contained in Appendix A. We were engaged by the City to perform this agreed-upon procedures engagement and conducted our engagement in accordance with attestation standards established by the American Institute of Certified Public Accountants. We were not engaged to and did not conduct an examination or review, the objective of which would be the expression of an opinion or conclusion, respectively, on the Investment Policy. Accordingly, we do not express such an opinion or conclusion. Had we performed additional procedures, other matters might have come to our attention that would have been reported to you. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements related to our agreed-upon procedures engagement. This report is intended solely for the information and use of the City and is not intended to be, and should not be, used by anyone other than the specified party. Crowe LLP Costa Mesa, California May 10, 2022 Pre l i m i n a r y Dr a f t 166 APPENDIX A – SCHEDULE OF PROCEDURES AND FINDINGS The procedures to be performed were as follows: 1. Procedure: We obtained the Investment Policies (policies), dated May 2021, approved by the Honorable Mayor and the City Council. We compared the investments authorized by the policy with the investments listed in the March 2022 Treasurer’s Investment Report to determine if all investment types are allowed by the investment policy. Result: The procedure was performed with no exceptions noted. 2. Procedure: We compared the City’s Investment Policy with California Government Code Section 53601 to determine whether the City’s Investment Policy complied with California Government Code Section 53601. Result: The procedure was performed with no exceptions noted. 3. Procedure: We compared the March 2022 Treasurer’s Investment Report with California Government Code Section 53646 to ensure that the March 2022 Treasurer’s Investment Report complied with California Government Code Section 53646. Result: The procedure was performed with no exceptions noted. 4. Procedure: We inquired of the Finance Manager whether investment performance statistics and activity reports were generated on a quarterly basis for presentation to the Oversight (Audit) Committee, City Manager and the Honorable Mayor and the City Council, as required by the Investment Policy. Result: The procedure was performed with no exceptions noted. 5. Procedure: We inquired of the Finance Manager and documented our understanding of the wire transfer procedures. Result: The procedure was performed with no exceptions noted. We noted that the City’s wire transfer procedures indicate that if a wire is initiated by one of the City’s accountants, then the Finance Manager has the authority to approve the transfer, pending that the applicable expenses and reasoning/need for the wire are appropriate relating to the request. If the Finance Manager initiates the wire, then the Director of Administration can approve the wire transfer pending the requirements noted above. 6. Procedure: We randomly selected three investment sales/maturities from various quarters of Treasurer’s Reports and performed the following: • Traced investment type to the supporting broker’s confirmation and the Chandler Report. • Traced the maturity date to the supporting broker’s confirmation and the Chandler Report. • Traced the amount of the investment sold to the supporting broker’s confirmation and the Chandler Report. Result: The procedure was performed with no exceptions noted. 7. Procedure: We randomly selected two investments purchased (one as of October 2021 and one as of March 2022) for fiscal year 2022 from the City’s investments files and performed the following: • Trace the purchased investments to the corresponding Treasurer’s Investment Report for the month in which the investments were acquired. • Agree the amount, terms and interest rate to the Treasurer’s Investment Report. Pre l i m i n a r y Dr a f t 167 • Verify that the investment type is authorized by the Investment Policy by comparing the type of investment to the allowable types per the Investment Policy. Result: The procedure was performed with no exceptions noted. 8. Procedure: We obtained the Wells Fargo Bank Market/Cost Value Comparison Report, the City’s third party investment safekeeping custodian, for March 2022 and traced the following from each investment listed in the Wells Fargo statement to the City’s March 2022 Treasurer’s Investment Report: • Investment description • Market value • Purchase date • Maturity date • Coupon rate Result: Per observation of the Principal Custody Solution (formerly Wells Fargo Bank) Market/Cost Value Comparison report, purchase dates are not presented and could not be agreed to the City’s Treasury Investment Report. This section of the procedure could not be performed. Crowe noted a variance of $175,328.29 between the Cost Value Comparison Report and March 2022 Treasurer’s Investment report. Per inquiry with management, the discrepancy in market value is due to a timing issue when the City’s investment advisor obtained market value pricing of the investments for their report vs the City’s March 2022 Treasurer’s Investment report that was independently prepared by the City with information from the investment custodian. The City’s investment advisor and the City’s investment custodian independently represented that the information reported was valid based on the timing of when their data was sourced. 9. Procedure: We traced three randomly selected Federal Agency investments that were purchased in fiscal 2022 and traced the reported ratings to Moody’s rating online. Result: The procedure was performed with no exception noted. 10. Procedure: For the March 2022 Treasurer’s Investment Report, we re-computed or obtained third-party corroborating evidence of the correct listing of: • Average Yield • Market value • Purchase date • Duration Result: We obtained the March 2022 Treasurer’s Investment Report prepared by Chandler Asset Management, Inc. and the Wells Fargo (formerly Wells Fargo Bank) Market/Cost Value Comparison. Crowe performed the procedure and noted the following: • 1) Average Market Yield return has a difference of 0.01% from what was presented on the Treasurer’s report. • 2) Market Value variance of $175,328.29 between the Chandler Asset Management, Inc. report and March 2022 Treasurer’s Investment report that was independently prepared by the City with information from the investment custodian. • 3) Purchase Date – no exception noted. • 4) The average modified duration has a variance of 0.23 compared to what was noted in the March 2022 Treasurer’s Investment Report. Pre l i m i n a r y Dr a f t 168 REPORT OF INDEPENDENT ACCOUNTANTS ON APPLYING AGREED-UPON PROCEDURES To the Honorable Mayor and City Council City of Cupertino, California 10300 Torre Avenue Cupertino, California 95014-3202 Ladies and Gentlemen: We have performed the procedures enumerated in Appendix A on the 2019 Clean Water and Storm Protection Fee of the City of Cupertino, California (the “City”). The City’s management is responsible for the 2019 Clean Water and Storm Protection Fee. The City has agreed to and acknowledged that the procedures performed are appropriate to meet the intended purpose of assisting users in understanding the 2019 Clean Water and Storm Protection Fee. We make no representation regarding the appropriateness of the procedures either for the purpose for which this report has been requested or for any other purpose. This report may not be suitable for any other purpose. The procedures performed may not address all the items of interest to a user of this report and may not meet the needs of all users of this report and, as such, users are responsible for determining whether the procedures performed are appropriate for their purposes. An agreed-upon procedures engagement involves performing specific procedures that the engaging party has agreed to and acknowledged to be appropriate for the intended purpose of the engagement and reporting on findings based on the procedures performed. The procedures and the associated findings are contained in Appendix A. We were engaged by the City to perform this agreed-upon procedures engagement and conducted our engagement in accordance with attestation standards established by the American Institute of Certified Public Accountants. We were not engaged to and did not conduct an examination or review, the objective of which would be the expression of an opinion or conclusion, respectively, on the 219 Clean Water and Storm Protection Fee. Accordingly, we do not express such an opinion or conclusion. Had we performed additional procedures, other matters might have come to our attention that would have been reported to you. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements related to our agreed-upon procedures engagement. This report is intended solely for the information and use of the City and is not intended to be and should not be used by anyone other than these specified parties. Pre l i m i n a r y Dr a f t 169 Crowe LLP Costa Mesa, California May 10, 2022 Pre l i m i n a r y Dr a f t 170 APPENDIX A – SCHEDULE OF PROCEDURES AND FINDINGS The procedures to be performed were as follows: 1. Procedure: We selected 100% of the revenue transactions recorded in the Environmental Management/Clean Creeks Special Revenue Fund (Fund 230) for the period January 1, 2021 thru December 31, 2021 and performed the following procedures: a. Observed the Clean Water and Storm Protection fees have been deposited and recorded in Fund 230 per Section 3.38.160A of the Cupertino Municipal Code. b. Obtained the County tax remittance statement for each specific receipt (as provided by the County) and observed the cash collected in total on the statement agrees to the amount deposited in Fund 230 in accordance with Section 3.38.070 of the Cupertino Municipal Code, which specifies that the City elects to have fees collection on the tax roll in the same manner as property taxes. c. Obtained the City support <e.g., schedule of fees billed to property owners in situation where the fee was not included in the annual tax assessment or Schedule> and observed the cash collected in total per the City’s Schedule agrees to the amount deposited in Fund 230 in accordance with Section 3.38.090 of the Cupertino Municipal Code, which specifies that the City Finance Department bills out fees to property owners in situations where the fee was not included in the annual tax assessment. Finding: The procedure was performed with no exceptions noted. 2. Procedure: We selected 60% of the non-payroll expenditure transactions recorded in Fund 230 for the period January 1, 2021 thru December 31, 2021 and performed the following procedures: a. Obtained the City invoices and purchase orders for the expenditures selected, and observed the description of expenditures on the invoice and purchase order, as well as the assigned object code on the purchase order from the City were for allowed purposes per Section 3.38.010B of the Cupertino Municipal Code, which specifies allowable activities are defined as acquisition, construction, reconstruction, maintenance, and operation of the storm drainage system of the City or related green infrastructure or other activities required by the City’s NPDES permits, to repay principal and interest on any bonds which may hereafter be issued for said purposes, to repay loans or advances which may hereafter be made for said purposes. b. Obtained the City invoices and purchase orders for the nonpayroll expenditures selected and observe the description of expenditures on the invoice and purchase order were for allowed purposes per Section 3.38.0160A and 3.38.0160B of the Cupertino Municipal Code. Section 3.38.160A of the Cupertino Municipal Code specifies allowable from the overall perspective as direct costs and administrative costs, while 3.38.160B of the Cupertino Municipal Code specifically defines direct costs as wages and salaries and costs of employee fringe benefits and mileage reimbursement attributable to said collection activities, with administrative costs as all costs for computer service, materials, postage supplies and equipment. c. Obtained the City documentation for all refunds issued and observe the Finance Director authorized the refund through written approval in accordance with Section 3.38.170 of the Cupertino Municipal Code. Finding: The procedure was performed with no exceptions noted. 3. Procedure: We sampled one pay period (selected on a haphazard basis) between January 1, 2021 and December 31, 2021 to recompute employee allocation in the general ledger for activity recorded in Fund 230 and compared to the City’s calculations as follows: a. Sampled at least 10% of the time cards of applicable employees charged in Fund 230 to the selected payroll period (selected on a haphazard basis) and observe written approval by supervisors. b. Obtained documentation of the general ledger distribution for the payroll period selected and recalculate the distribution and agree the results to the budgeted allocation and the functional allocation matrix established by management. The budgeted allocation shall be specified by City-established allocation worksheets used to estimate the amount of actual time spent on the acquisition, construction, reconstruction, maintenance, and operation of the storm drainage Pre l i m i n a r y Dr a f t 171 system of the City or related green infrastructure or other activities required by the City’s NPDES permits. Finding: The procedure was performed with no exceptions noted. Pre l i m i n a r y Dr a f t 172 CITY OF CUPERTINO Agenda Item 23-12175 Agenda Date: 3/27/2023 Agenda #: 3. ACTION ITEM Subject: Consider the Monthly Treasurer's Investment Report for February 2023 Receive the Monthly Treasurer's Investment Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager, and Chandler Asset Management 4:55(20) CITY OF CUPERTINO Printed on 3/24/2023Page 1 of 1 powered by Legistar™173 1 AUDIT COMMITTEE STAFF REPORT Meeting: March 27, 2023 Subject Consider the Monthly Treasurer's Investment Report for February 2023 Recommended Action Receive the Monthly Treasurer's Investment Report for February 2023 and recommend filing with City Council Reasons for Recommendation Background On May 19, 2022, the City Council approved the City's Investment Policy. Per the City's Investment Policy, the Treasurer shall submit monthly transaction reports to the City Council within 30 days of the end of the reporting period per California Government Code Section 53607. In addition to the monthly transaction reports, quarterly investment reports are submitted to the City Council approximately 45 days following the end of the quarter. The quarterly investment report offers a more extensive discussion of the City's economy, cash flow, and investments. The City's Municipal Code Section 2.24.050 Investment Authority states that the Treasurer shall make a monthly report of all investment transactions to the City Council. Lastly, the City's Municipal Code Section 2.88.100 Duties–Powers–Responsibilities lists one of the powers and functions of the Audit Committee is "to review the monthly Treasurer's report." Per the referenced code provisions, a Treasurer's Investment Report shall be submitted to the Audit Committee and City Council every month. Treasurer's Investment Report The report provides an update on the City's investment portfolio for the month ending February 28, 2023. The report is as of March 22, 2023. The attached statements include balances and transactions of the City's investments with the Local Agency Investment Fund (LAIF) and Chandler Asset Management. While not 174 2 governed by the City's Investment Policy, statements for the Public Agency Retirement Services (PARS) Section 115 Trusts are also attached per a request from the Monthly Treasurer's Report Subcommittee. The City's General Ledger cash and investments balance was $227.0 million, a $3.0 million decrease from the prior month due to receipts of $3.0 million, disbursements of $(6.7) million, and journal adjustments of $0.6 million. Cash and Investments – General Ledger Balance Fund Type Month Ending January 31, 2023 Receipts Disbursements Journal Adjustments* Month Ending February 28, 2023 General Fund 124,245,311 2,257,903 (5,088,916) 50,848 121,465,145 Special Revenue 43,941,431 153,325 (468,563) - 43,626,194 Debt Service 2,322,250 - - - 2,322,250 Capital Projects 38,731,638 462,480 (288,309) - 38,905,809 Enterprise 11,728,653 158,713 (344,838) 601,620 12,144,148 Internal Service 9,051,351 - (510,244) (8,417) 8,532,690 Total $230,020,633 $3,032,422 $(6,700,870) $644,050 $226,996,235 *Journal adjustments include transactions recorded in other systems and imported into the financial system, Council-approved budget adjustments, quarterly Cost Allocation Plan (CAP) charges, and quarterly interest earnings. 175 3 The $227.0 million in cash and investments includes $38.8 million in cash, $21.2 million in cash equivalents, $149.7 million in investments, and $17.2 million restricted for funding pension costs. The City pools cash for all funds except restricted funds. However, the City accounts for interest earnings, revenues, and expenditures separately for each fund to adequately meet the purpose and restrictions of each funding source. Pooling funds is a common and appropriate practice used in public agencies. By pooling funds, the City can benefit from economies of scale, diversification, liquidity, and ease of administration. 176 4 Cash and Investments – General Ledger Balance Month Ending January 31, 2023 Month Ending February 28, 2023 % of Portfolio Cash in banks and on hand Operating Checking (Wells Fargo) 41,789,796 38,744,116 17% Workers' Compensation Checking (Wells Fargo) 20,262 41,845 0% Payroll Checking (Wells Fargo) - - 0% Restricted for Bond Repayments1 (BNY Mellon) - - 0% Petty Cash and Change 5,000 4,700 0% Cash Equivalents Local Agency Investment Fund 21,242,141 21,242,141 9% Investments Investments (Chandler) 149,723,383 149,723,383 66% Restricted for Pension2 (PARS) 17,240,051 17,240,051 8% Total Cash and Investments3 $230,020,633 $226,996,235 100% 1 Cash held by fiscal agent for bond repayments 2 In accordance with GASB 67/68, the assets in the Section 115 Pension Trust are reported as restricted cash and investments in the General Fund. The assets can only be used to fund CalPERS costs. 3 Assets in the Section 115 OPEB Trust are excluded as the City cannot use these assets to fund its own operations. The assets are held in trust for retirees' post-employment health benefits. The table below shows the bank balances for the City's cash and investments. Bank and General Ledger balances differ due to timing. Bank balances do not include outstanding checks and deposits in transit. The General Ledger is updated quarterly with interest earnings and annually with the year-end investment market values. Cash and Investments – Bank Balance Month Ending January 31, 2023 Month Ending February 28, 2023 % of Portfolio Cash in banks and on hand Operating Checking (Wells Fargo) 42,673,289 39,316,220 17% Workers' Compensation Checking (Wells Fargo) 25,873 42,812 0% Payroll Checking (Wells Fargo) - - 0% Restricted for Bond Repayments1 (BNY Mellon) - - 0% Cash Equivalents Local Agency Investment Fund 21,281,569 21,281,569 9% Investments Investments (Chandler) 148,742,480 147,258,241 65% Restricted for Pension2 (PARS) 18,507,647 18,035,635 8% Total Cash and Investments3 $231,230,858 $225,934,478 100% 1 Cash held by fiscal agent for bond repayments 177 5 2 In accordance with GASB 67/68, the assets in the Section 115 Pension Trust are reported as restricted cash and investments in the General Fund. The assets can only be used to fund CalPERS costs. 3 Assets in the Section 115 OPEB Trust are excluded as the City cannot use these assets to fund its own operations. The assets are held in trust for retirees' post-employment health benefits. Local Agency Investment Fund (LAIF) LAIF is an investment pool administered by the State of California Treasurer and governed by California Government Code. The City can withdraw funds from LAIF at any time. As a result, the City uses LAIF for short-term investment, liquidity, and yield. The City's LAIF account had a balance of $21.3 million. Interest is deposited quarterly. The December interest rate was 2.07%. Investment Portfolio In FY 2018-19, the City conducted a Request for Proposal (RFP) for investment management services and selected Chandler Asset Management. Under the City's Treasurer's direction, Chandler Asset Management manages the City's investment portfolio in accordance with the City's investment objectives. The City's investment objectives, in order of priority, are to provide:  Safety to ensure the preservation of capital in the overall portfolio  Sufficient liquidity for cash needs  A market rate of return consistent with the investment program The performance objective is to earn a total rate of return through a market cycle equal to or above the return on the benchmark index. Chandler Asset Management invests in high- quality fixed-income securities consistent with the City's Investment Policy and California Government Code to achieve the objective. The portfolio's market value was $147.3 million, compared to $148.7 million at the end of the previous month. The table below includes historical comparisons of the City's portfolio. 178 6 December 31, 2022 January 31, 2023 February 28, 2023 Market Value 147,282,846 148,742,480 147,258,241 Par Value 156,155,965 156,310,484 156,479,011 Book Value 155,929,700 156,105,058 156,193,550 Average Maturity 2.62 years 2.66 years 2.71 years Average Modified Duration 2.28 2.28 2.32 Average Purchase Yield 1.70% 1.73% 1.81% Average Market Yield 4.63% 4.39% 4.89% Average Quality1 AA/Aa1 AA/Aa1 AA/Aa1 1 S&P and Moody's respectively The portfolio's market value fluctuates depending on interest rates. When interest rates decrease after an investment is purchased, the market value of the investment increases. In contrast, when interest rates increase after an investment is purchased, the market value of the investment decreases. At the time of purchase, the City intends to hold all investments until maturity, meaning that changes in market value will not impact the City's investment principal. If the market value decreases, the City will incur an unrealized loss. However, the loss will only be realized if the City sells its investments before their maturity. The market values for the portfolio were provided by Chandler Asset Management. Section 115 Trust Investment Portfolio The City established Section 115 Trusts to reduce pension rate volatility and pre -fund Other Post-Employment Benefits (OPEB) costs. These trusts are a tax-exempt investment tool that local governments can use to set aside funds for pension and retiree health costs. Contributions made to the trust can only be used to fund retirement plans. Investments in the Section 115 Trusts are governed by separate investment policies, which are distinct from the City's Investment Policy. On December 6, 2022, City Council approved the Pension Trust Investment Policy and OPEB Trust Investment Policy. Public Agency Retirement Services (PARS) administers the trust, while US Bank manages the investments in accordance with the approved investment policies. Both Section 115 Trusts are invested in "balanced" portfolios. The investment objective is designed to provide a moderate amount of current income with moderate growth of capital. This type of investment strategy is generally recommended for investors with a long-term time horizon. The strategic asset allocation ranges for this investment objective are: 179 7 Asset Class Range Target Equities 50-70% 63% Fixed Income 20-40% 29% Real Estate 0-15% 5% Commodities 0-10% 2% Cash 0-10% 1% The Section 115 Pension Trust had a balance of $18.0 million, a decrease of $0.5 million from the prior month due to investment loss. The Section 115 OPEB Trust had a balance of $32.8 million, a decrease of $0.9 million from the prior month due to investment loss. The one-month investment returns were -2.52% for both the Pension Trust and OPEB Trust. Compliance All of the City's investments comply with state law and the City's Investment Policy. In compliance with California Government Code 53646 (b)(3), the City maintains the ability to meet its expenditure requirements for the next six months. Sustainability Impact No sustainability impact. Fiscal Impact No fiscal impact. California Environmental Quality Act Not applicable. _____________________________________ Prepared by: __________________ Thomas Leung Budget Manager Reviewed by: __________________ Kristina Alfaro Director of Administrative Services Approved for Submission by: __________________ Pamela Wu City Manager Attachments: A – Chandler Investment Report February 2023 180 8 B – Chandler Custodial Statement February 2023 C – PARS Pension and OPEB Account Statement February 2023 D – LAIF Account Statement February 2023 181 CHANDLER ASSET MANAGEMENT, INC. | 800.317.4747 | www.chandlerasset.com INVESTMENT REPORT Period Ending February 28, 2023 City of Cupertino 182 SECTION 1 Economic Update SECTION 2 Account Profile SECTION 3 Portfolio Holdings SECTION 4 Transactions Table of Contents As of February 28, 2023 1 183 SECTION |Section 1 |Economic Update 2 184 Economic Update    Market volatility has been heightened by financial stress in the U.S.regional banking sector and the global banking system. Both domestically and abroad,risks were addressed in an expeditious manner by government regulators,providing liquidity and financial support to the banking system.The recent financial stress when combined with getting inflation under control present a major challenge for the Federal Open Market Committee in determining the appropriate path for monetary policy.Labor markets remain strong,and the U.S.consumer has demonstrated resiliency.However, recent financial market stress has resulted in significant changes in market expectations for Fed policy and significantly lower rate levels across the curve. As expected at the February 1st meeting,the Federal Open Market Committee (FOMC)raised the fed funds target rate by 25 basis points to a range of 4.50 -4.75%,in a continuing downshift from previous hikes.The decision was unanimous and the statement reflects inflation is easing “somewhat.”The sentiment was hawkish, indicating that the extent of “ongoing increases”in the fed funds rate will be data dependent.We believe the FOMC will continue to implement tighter monetary policy at a slower pace and hold rates at restrictive levels for some time until inflationary pressures subside and remain in the Fed’s target range. In February,the yield curve inversion widened.The 2-year Treasury yield surged 62 basis points to 4.82%,the 5-year Treasury yield increased 57 basis points to 4.18%,and the 10-year Treasury yield rose 41 basis points to 3.92%.The inversion between the 2-year Treasury yield and 10-year Treasury yield increased to -90 basis points at February month-end versus - 69 basis points at January month-end.The spread was a positive 39 basis points one year ago.The inversion between 3- month and 10-year treasuries narrowed to -89 basis points in February from -115 basis points in January.The shape of the yield curve indicates that the probability of recession is increasing. 3 185 Source: US Department of Labor Source: US Department of Labor Employment The U.S.economy added 311,000 jobs in February,continuing to surpass market expectations of 225,000,on the heels of a very strong January jobs report of 504,000 jobs.Trends in employment remain strong,with the three-month moving average payrolls at 351,000 and the six-month moving average at 336,000.There were broad gains in employment,led by roles in the private sector with leisure and hospitality employment growth remaining solid.The unemployment rate rose to 3.6%due to more workers entering the labor force as the participation rate increased to 62.5%from 62.4%in January,the highest level since March 2020.The U-6 underemployment rate,which includes those who are marginally attached to the labor force and employed part time for economic reasons,increased to 6.8%from the prior month at 6.6%.Average hourly earnings rose 4.6%year-over-year in February from a 4.4%increase in January.Job Openings decreased to 10.8 million.Overall,the February employment report demonstrates a strong demand for labor and supports the case for the Fed to continue raising the federal funds rate at a slower pace. 0 100 200 300 400 500 600 700 800 900 1,000 M O M C h a n g e I n ( 0 0 0 ' s ) Nonfarm Payroll (000's) Non-farm Payroll (000's) 3 month average (000's)0.0% 2.0% 4.0% 6.0% 8.0% 10.0% 12.0% Unemployment Rate Underemployment Rate (U6) Unemployment Rate (U3) Ra t e ( % ) 4 186 Source: US Department of Labor Source: US Department of Commerce Inflation The Consumer Price Index (CPI)increased in February 0.4%month-over-month and 6.0%year-over-year,down from 6.4%in January.The Core CPI,which excludes volatile food and energy components,rose 0.5%month-over-month and 5.5%year-over-year,decelerating from 5.6%in January.Shelter costs were the primary factor in the headline CPI representing 70%of the increase.Of note,used car prices experienced a significant drop of 13.6%when compared to a year ago,the largest decline since 1960.The Personal Consumption Expenditures (PCE)index accelerated more than expected in January,increasing 5.4%year-over-year versus an upwardly revised 5.3%year-over-year gain in December. Core PCE increased 4.7%in January versus an upwardly revised 4.6%year-over-year gain in December.Inflationary trends are declining but remain well above the Fed's 2% target. 0.0% 1.0% 2.0% 3.0% 4.0% 5.0% 6.0% 7.0% 8.0% 9.0% 10.0% Personal Consumption Expenditures (PCE) PCE Price Deflator YOY % Change PCE Core Deflator YOY % Change YO Y ( % ) C h a n g e 0.0% 1.0% 2.0% 3.0% 4.0% 5.0% 6.0% 7.0% 8.0% 9.0% 10.0% Consumer Price Index (CPI) CPI YOY % Change Core CPI YOY % Change Y O Y ( % ) C h a n g e 5 187 Federal Reserve Source: Federal Reserve Source: Bloomberg As expected at the February 1st meeting,the Federal Open Market Committee (FOMC)raised the fed funds target rate by 25 basis points to a range of 4.50 –4.75%,in a continuing downshift from previous hikes.The decision was unanimous,and the statement reflects inflation easing “somewhat”.The sentiment was hawkish, indicating that the extent of “ongoing increases”in the fed funds rate will be data dependent on labor market conditions,inflation expectations,and financial and international developments.The December Summary of Economic Projections indicated a peak median forecast of 5.1%in 2023 and no rate cuts until 2024;however,the market consensus diverged,implying rate cuts in the second half of 2023.FOMC members forecasted a higher fed funds rate,slower GDP growth,higher inflation,and higher unemployment in 2023 than in the September projections.We believe the FOMC will implement tighter monetary policy at a slower pace and hold rates at restrictive levels until inflationary pressures subside and remain in the Fed’s target range for some time. 0.00% 0.50% 1.00% 1.50% 2.00% 2.50% 3.00% 3.50% 4.00% 4.50% 5.00% Effective Federal Funds Rate Yi e l d ( % ) 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 Federal Reserve Balance Sheet Assets In $ m i l l i o n s 6 188 Source: Bloomberg Source: Bloomberg 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% 3.5% 4.0% 4.5% 5.0% US Treasury Note Yields 2-Year 5-Year 10-Year Y i e l d ( % ) 0.0% 1.0% 2.0% 3.0% 4.0% 5.0% 6.0% US Treasury Yield Curve Feb-23 Nov-22 Feb-22 Y i e l d ( % ) Bond Yields At the end of February,the 2-year Treasury yield was 339 basis points higher,and the 10-Year Treasury yield was about 210 basis points higher, year-over-year.The inversion between the 2-year Treasury yield and 10-year Treasury yield increased to -90 basis points at February month- end versus -69 basis points at January month-end. The average historical spread (since 2003) is about +130 basis points. The inversion between 3-month and 10-year treasuries narrowed to -89 basis points in February from -115 basis points in January.The shape of the yield curve indicates that the probability of recession is increasing. 7 189 Section 2|SECTION |Section 2 |Account Profile 8 190 Objectives Chandler Asset Management Performance Objective The performance objective for the portfolio is to earn a total rate of return through a market cycle that is equal to or above the return on the benchmark index. Investment Objectives The City of Cupertino’s investment objectives,in order of priority,are to provide safety to ensure the preservation of capital in the overall portfolio,provide sufficient liquidity for cash needs and a market rate of return consistent with the investment program. Strategy In order to achieve these objectives,the portfolio invests in high quality fixed incomes securities consistent with the investment policy and California Government Code. As of February 28, 2023 9 191 Compliance As of February 28, 2023 Category Standard Comment Treasury Issues No Limitation Complies Agency Issues 25% per Agency/GSE issuer; 20% max agency callable securities; Issued by Federal Agencies or U.S. Government Sponsored Enterprise obligations.Complies Supranational "AA" rating category or better by a NRSRO; 30% maximum; 10% max per issuer; USD denominated senior unsecured unsubordinated obligations issued or unconditionally guaranteed by IBRD, IFC, or IADB.Complies Municipal Securities "A" rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Obligations of the City, State of California, and any local agency within the State of California; Obligations of any of the other 49 states in addition to California, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled, or operated by a state or by a department, board, agency, or authority of any of the other 49 states in addition to California. Complies Corporate Medium Term Notes "A" rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Issued by corporations organized and operating within the U.S. or by depository institutions licensed by the U.S. or any state and operating within the U.S.Complies Asset Backed/ Mortgage Backed/ Collateralized Mortgage Obligation "AA" rating category or better by a NRSRO; 20% maximum; 5% max per issuer on Asset-Backed or Commercial Mortgage security; There is no issuer limitation on any Mortgage security where the issuer is the U.S. Treasury or a Federal Agency/GSE . Complies Negotiable Certificates of Deposit (NCDs) No rating required if amount of the NCD is insured up to the FDIC limit; If above FDIC insured limit, requires "A-1" short- term rated or "A" long-term rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Issued by nationally or state chartered banks, state or federal savings associations, or state or federal credit unions, or by a federally licensed or state-licensed branch of a foreign bank. Complies Certificates of Deposit (CDs)/Time Deposit (TDs) 30% maximum; 5% max per issuer; Certificates of Deposit, Time Deposit, non-negotiable, and collateralized in accordance with California Government Code.Complies Banker’s Acceptances "A-1" short-term rated or better by a NRSRO; or "A" long-term rating category or better by a NRSRO; 40% maximum; 5% max per issuer; 180 days max maturity Complies Commercial Paper "A-1" short term rated or better a NRSRO; "A" long-term issuer rating category or better by a NRSRO; 25% maximum; 5% max per issuer; 270 days max maturity; Issued by corporations organized and operating in the U.S. with assets > $500 million; 10% max outstanding paper of the issuing corporation. Complies Money Market Funds 20% maximum; Daily money market funds administered for or by trustees, paying agents and custodian banks contracted by a City of Cupertino as allowed under California Government Code; Only funds holding U.S. Treasury obligations, Government agency obligations or repurchase agreements collateralized by U.S. Treasury or Government agency obligations can be utilized. Complies Local Agency Investment Fund (LAIF) Maximum amount permitted by LAIF; Not used by investment adviser Complies City of Cupertino Assets managed by Chandler Asset Management are in full compliance with state law and with the City's investment policy. 10 192 Compliance As of February 28, 2023 Category Standard Comment Repurchase Agreements 1 year max maturity; 102% collateralized; A PSA Master Repurchase Agreement is required between City of Cupertino and the broke/dealer or financial institution for all repurchase agreements; Not used by investment adviser Complies Prohibited Securities Reverse Repurchase Agreement; Common stocks; Long-term (> 5 years maturity) notes and bonds; Special circumstances arise that necessitate purchase of securities beyond the 5-year limitation. On such occasions, request must be approved by City Council prior to purchase; Futures/Options; Inverse floaters; Ranges notes, Mortgage-derived, Interest-only strips; Zero interest accrual securities; Purchasing/selling securities on margin; Foreign currency denominated securities. Complies Minimum Budgeted Operating Expenditures in Short Term Investments Minimum 6 months of budgeted operating expenditures in short term investments to provide sufficient liquidity for expected disbursements Complies Max Per Issuer 5% per issuer, unless otherwise specified in the policy Complies Maximum maturity 5 years Complies City of Cupertino Assets managed by Chandler Asset Management are in full compliance with state law and with the City's investment policy. 11 193 Portfolio Summary –City of Cupertino #10659 As of February 28, 2023 12 194 Purchase Yield as of 02/28/23 = 1.81% 0.00 0.50 1.00 1.50 2.00 2.50 Pe r c e n t ( % ) Historical Average Purchase Yield City of Cupertino As of February 28, 2023 13 195 SECTION |Section 3 |Portfolio Holdings 14 196 Issue Name Investment Type % Portfolio Government of United States US Treasury 33.78% Federal National Mortgage Association Agency 8.84% Federal Home Loan Mortgage Corp Agency 4.36% Federal Home Loan Mortgage Corp CMO 3.85% Inter-American Dev Bank Supranational 3.33% Federal Home Loan Bank Agency 2.33% American Express ABS ABS 1.89% John Deere ABS ABS 1.89% Hyundai Auto Receivables ABS 1.79% Royal Bank of Canada Corporate 1.68% Toyota Motor Corp Corporate 1.61% Bank of New York Corporate 1.57% Bank of America Corp Corporate 1.56% JP Morgan Chase & Co Corporate 1.55% International Finance Corp Supranational 1.54% Intl Bank Recon and Development Supranational 1.47% Toronto Dominion Holdings Corporate 1.44% Northwestern Mutual Glbl Corporate 1.29% GM Financial Automobile Leasing Trust ABS 1.26% Paccar Financial Corporate 1.25% Bank of Montreal Chicago Corporate 1.17% Amazon.com Inc Corporate 1.13% Metlife Inc Corporate 1.13% Salesforce.com Inc Corporate 1.12% Air Products & Chemicals Corporate 1.11% Prudential Financial Inc Corporate 1.11% Honda ABS ABS 1.07% United Health Group Inc Corporate 1.07% New York Life Global Funding Corporate 1.07% Toyota Lease Owner Trust ABS 1.03% Berkshire Hathaway Corporate 1.03% Guardian Life Global Funding Corporate 0.84% US Bancorp Corporate 0.82% Toyota ABS ABS 0.82% Hyundai Auto Lease Securitization ABS 0.78% Caterpillar Inc Corporate 0.72% GM Financial Securitized Term Auto Trust ABS 0.67% Deere & Company Corporate 0.67% Issuers City of Cupertino –Account #10659 As of February 28, 2023 15 197 Issue Name Investment Type % Portfolio Mass Mutual Insurance Corporate 0.60% Charles Schwab Corp/The Corporate 0.60% BMW Vehicle Lease Trust ABS 0.52% State of California Municipal Bonds 0.50% Northern Trust Corp Corporate 0.45% Morgan Stanley Corporate 0.41% Verizon Master Trust ABS 0.38% BMW ABS ABS 0.35% Verizon Owner Trust ABS 0.21% Wal-Mart Stores Corporate 0.21% Wells Fargo 100% Treasury MMKT Fund Money Market Fund 0.11% Nissan ABS ABS 0.05% TOTAL 100.00% Issuers City of Cupertino –Account #10659 As of February 28, 2023 16 198 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration ABS 89238EAC0 Toyota Lease Owner Trust 2021-A A3 0.390% Due 04/22/2024 406,975.24 03/23/2022 2.16% 398,835.73 403,937.89 98.94 3.93% 402,660.90 48.50 0.27% (1,276.99) Aaa / AAA NR 1.15 0.30 44891VAC5 Hyundai Auto Lease Trust 2021-B A3 0.330% Due 06/17/2024 626,456.51 06/08/2021 0.34% 626,362.54 626,433.85 98.83 4.42% 619,144.01 91.88 0.42% (7,289.84) Aaa / AAA NR 1.30 0.28 65479JAD5 Nissan Auto Receivables Owner 2019-C A3 1.930% Due 07/15/2024 74,774.12 Various 1.70% 75,145.07 74,894.73 99.79 2.25% 74,618.15 64.14 0.05% (276.58) Aaa / AAA NR 1.38 0.70 43813DAC2 Honda Auto Receivables 2020-2 A3 0.820% Due 07/15/2024 41,317.49 05/18/2020 0.83% 41,314.24 41,316.41 98.88 2.43% 40,855.61 15.06 0.03% (460.80) Aaa / AAA NR 1.38 0.70 47789KAC7 John Deere Owner Trust 2020-A A3 1.100% Due 08/15/2024 37,608.01 03/04/2020 1.11% 37,605.71 37,607.25 99.35 1.99% 37,361.82 18.39 0.03% (245.43) Aaa / NR AAA 1.46 0.74 43813KAC6 Honda Auto Receivables Trust 2020-3 A3 0.370% Due 10/18/2024 232,437.33 09/22/2020 0.38% 232,403.18 232,429.52 98.05 5.60% 227,915.10 31.06 0.15% (4,514.42) NR / AAA AAA 1.64 0.37 36262XAC8 GM Financial Auto Lease Trust 2021-3 A2 0.390% Due 10/21/2024 954,985.74 08/10/2021 0.39% 954,972.76 954,980.97 97.72 5.36% 933,241.38 113.80 0.63% (21,739.59) NR / AAA AAA 1.65 0.46 47787NAC3 John Deere Owner Trust 2020-B A3 0.510% Due 11/15/2024 70,156.18 07/14/2020 0.52% 70,145.48 70,153.49 98.65 3.51% 69,211.37 15.90 0.05% (942.12) Aaa / NR AAA 1.72 0.45 09690AAC7 BMW Vehicle Lease Trust 2021-2 A3 0.330% Due 12/26/2024 339,486.60 09/08/2021 0.34% 339,451.56 339,473.99 98.02 4.91% 332,762.93 18.67 0.23% (6,711.06) Aaa / NR AAA 1.83 0.43 89236XAC0 Toyota Auto Receivables 2020-D A3 0.350% Due 01/15/2025 172,260.09 10/06/2020 0.36% 172,228.00 172,245.93 98.32 2.17% 169,358.58 26.80 0.12% (2,887.35) NR / AAA AAA 1.88 0.93 44891WAC3 Hyundai Auto Lease Trust 2022-A A3 1.160% Due 01/15/2025 540,000.00 01/11/2022 1.16% 539,988.07 539,994.00 96.96 5.15% 523,607.60 278.40 0.36% (16,386.40) Aaa / AAA NR 1.88 0.77 92290BAA9 Verizon Owner Trust 2020-B A 0.470% Due 02/20/2025 317,826.06 08/04/2020 0.48% 317,759.31 317,796.90 98.82 1.65% 314,078.86 45.64 0.21% (3,718.04) Aaa / NR AAA 1.98 1.00 89238LAC4 Toyota Lease Owner Trust 2022-A A3 1.960% Due 02/20/2025 1,150,000.00 02/23/2022 1.98% 1,149,818.99 1,149,897.58 96.76 5.32% 1,112,757.48 688.72 0.76% (37,140.10) NR / AAA AAA 1.98 0.98 36265MAC9 GM Financial Auto Lease Trust 2022-1 A3 1.900% Due 03/20/2025 945,000.00 02/15/2022 1.91% 944,991.87 944,995.70 97.00 5.61% 916,620.04 548.63 0.62% (28,375.66) Aaa / NR AAA 2.06 0.82 05601XAC3 BMW Vehicle Lease Trust 2022-1 A3 1.100% Due 03/25/2025 450,000.00 01/11/2022 1.11% 449,932.73 449,967.04 97.26 5.43% 437,683.55 82.50 0.30% (12,283.49) NR / AAA AAA 2.07 0.63 43813GAC5 Honda Auto Receivables Trust 2021-1 A3 0.270% Due 04/21/2025 176,319.93 02/17/2021 0.27% 176,316.71 176,318.82 97.13 5.59% 171,260.20 13.22 0.12% (5,058.62) Aaa / NR AAA 2.15 0.54 89240BAC2 Toyota Auto Receivables Owners 2021-A A3 0.260% Due 05/15/2025 641,680.32 02/02/2021 0.27% 641,561.23 641,640.31 97.26 5.48% 624,126.90 74.15 0.42% (17,513.41) Aaa / NR AAA 2.21 0.52 As of February 28, 2023 17 199 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 44933LAC7 Hyundai Auto Receivables Trust 2021-A A3 0.380% Due 09/15/2025 421,138.95 04/20/2021 0.38% 421,094.64 421,121.39 97.07 5.23% 408,819.67 71.13 0.28% (12,301.72) NR / AAA AAA 2.55 0.60 43815GAC3 Honda Auto Receivables Trust 2021-4 A3 0.880% Due 01/21/2026 460,000.00 11/16/2021 0.89% 459,903.03 459,940.84 94.96 5.72% 436,823.77 112.44 0.30% (23,117.07) Aaa / NR AAA 2.90 1.05 47789QAC4 John Deere Owner Trust 2021-B A3 0.520% Due 03/16/2026 580,000.00 07/13/2021 0.52% 579,948.26 579,971.08 95.40 4.80% 553,314.14 134.04 0.38% (26,656.94) Aaa / NR AAA 3.05 1.08 89238JAC9 Toyota Auto Receivables Trust 2021-D A3 0.710% Due 04/15/2026 430,000.00 11/09/2021 0.71% 429,990.84 429,994.47 94.64 5.93% 406,968.21 135.69 0.28% (23,026.26) NR / AAA AAA 3.13 1.04 43815BAC4 Honda Auto Receivables Trust 2022-1 A3 1.880% Due 05/15/2026 740,000.00 02/15/2022 1.89% 739,888.70 739,923.78 95.27 5.41% 705,003.55 618.31 0.48% (34,920.23) Aaa / AAA NR 3.21 1.36 44935FAD6 Hyundai Auto Receivables Trust 2021-C A3 0.740% Due 05/15/2026 1,330,000.00 Various 2.03% 1,296,371.65 1,307,608.17 94.95 5.65% 1,262,867.32 437.42 0.86% (44,740.85) NR / AAA AAA 3.21 1.04 05602RAD3 BMW Vehicle Owner Trust 2022-A A3 3.210% Due 08/25/2026 530,000.00 05/10/2022 3.23% 529,972.44 529,979.42 97.17 5.94% 515,002.96 283.55 0.35% (14,976.46) Aaa / AAA NR 3.49 1.06 362554AC1 GM Financial Securitized Term 2021-4 A3 0.680% Due 09/16/2026 350,000.00 10/13/2021 0.68% 349,991.08 349,994.64 94.62 5.36% 331,154.57 99.17 0.22% (18,840.07) Aaa / AAA NR 3.55 1.16 47787JAC2 John Deere Owner Trust 2022-A A3 2.320% Due 09/16/2026 450,000.00 03/10/2022 2.34% 449,900.46 449,927.70 95.63 5.28% 430,314.89 464.00 0.29% (19,612.81) Aaa / NR AAA 3.55 1.51 448977AD0 Hyundai Auto Receivables Trust 2022-A A3 2.220% Due 10/15/2026 1,010,000.00 03/09/2022 2.23% 1,009,961.12 1,009,972.58 95.51 5.41% 964,687.06 996.53 0.66% (45,285.52) NR / AAA AAA 3.63 1.43 380146AC4 GM Financial Auto Receivables 2022-1 A3 1.260% Due 11/16/2026 295,000.00 01/11/2022 1.27% 294,974.36 294,982.94 94.99 5.07% 280,206.93 154.88 0.19% (14,776.01) NR / AAA AAA 3.72 1.33 362585AC5 GM Financial Securitized ART 2022-2 A3 3.100% Due 02/16/2027 390,000.00 04/05/2022 3.13% 389,918.49 389,939.45 96.65 5.27% 376,936.87 503.75 0.26% (13,002.58) Aaa / AAA NR 3.97 1.58 47800AAC4 John Deere Owner Trust 2022-B A3 3.740% Due 02/16/2027 655,000.00 07/12/2022 3.77% 654,937.45 654,948.18 96.74 5.54% 633,664.88 1,088.76 0.43% (21,283.30) Aaa / NR AAA 3.97 1.87 02589BAA8 American Express Credit Accoun 22-1 A 2.210% Due 03/15/2027 1,545,000.00 03/21/2022 2.69% 1,524,359.77 1,530,866.75 94.27 5.23% 1,456,537.47 1,517.53 0.99% (74,329.28) Aaa / NR AAA 4.04 1.94 02582JJT8 American Express Credit Trust 2022-2 A 3.390% Due 05/17/2027 1,375,000.00 05/17/2022 3.42% 1,374,695.85 1,374,774.48 96.42 5.17% 1,325,798.79 2,071.67 0.90% (48,975.69) NR / AAA AAA 4.22 2.07 47800BAC2 John Deere Owner Trust 2022-C A3 5.090% Due 06/15/2027 1,050,000.00 10/12/2022 5.15% 1,049,918.52 1,049,926.64 99.92 5.20% 1,049,123.15 2,375.33 0.71% (803.49) Aaa / NR AAA 4.30 2.14 As of February 28, 2023 18 200 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 92348KAV5 Verizon Master Trust 2022-5 A1A 3.720% Due 07/20/2027 570,000.00 08/02/2022 3.75% 569,974.92 569,979.92 98.63 5.39% 562,182.74 647.90 0.38% (7,797.18) NR / AAA AAA 4.39 0.85 TOTAL ABS 19,358,422.57 1.99% 19,294,634.76 19,317,936.81 5.19% 18,706,671.45 13,887.56 12.71% (611,265.36) Aaa / AAA AAA 2.99 1.17 Agency 3137EAFA2 FHLMC Note 0.250% Due 12/04/2023 855,000.00 12/02/2020 0.28% 854,153.55 854,785.10 96.21 5.35% 822,634.83 516.56 0.56% (32,150.27) Aaa / AA+ AAA 0.76 0.75 3130A1XJ2 FHLB Note 2.875% Due 06/14/2024 1,500,000.00 06/18/2019 1.96% 1,564,890.20 1,516,774.58 97.02 5.28% 1,455,292.51 9,223.96 0.99% (61,482.07) Aaa / AA+ NR 1.29 1.24 3135G0V75 FNMA Note 1.750% Due 07/02/2024 1,500,000.00 07/16/2019 1.96% 1,484,895.00 1,495,923.65 95.66 5.13% 1,434,859.50 4,302.08 0.98% (61,064.15) Aaa / AA+ AAA 1.34 1.30 3130A2UW4 FHLB Note 2.875% Due 09/13/2024 2,000,000.00 09/13/2019 1.79% 2,103,380.00 2,031,852.83 96.81 5.05% 1,936,246.00 26,833.33 1.33% (95,606.83) Aaa / AA+ AAA 1.54 1.46 3135G0W66 FNMA Note 1.625% Due 10/15/2024 1,975,000.00 Various 1.73% 1,965,802.75 1,971,923.64 94.79 4.99% 1,872,114.35 12,124.31 1.28% (99,809.29) Aaa / AA+ AAA 1.63 1.57 3135G0X24 FNMA Note 1.625% Due 01/07/2025 1,295,000.00 Various 1.38% 1,309,953.95 1,300,764.46 94.30 4.87% 1,221,152.63 3,156.56 0.83% (79,611.83) Aaa / AA+ AAA 1.86 1.79 3137EAEP0 FHLMC Note 1.500% Due 02/12/2025 2,365,000.00 02/13/2020 1.52% 2,363,178.95 2,364,287.55 93.87 4.82% 2,220,098.82 1,872.29 1.51% (144,188.73) Aaa / AA+ AAA 1.96 1.89 3135G03U5 FNMA Note 0.625% Due 04/22/2025 1,860,000.00 04/22/2020 0.67% 1,856,168.40 1,858,355.18 91.57 4.80% 1,703,231.76 4,165.63 1.16% (155,123.42) Aaa / AA+ AAA 2.15 2.08 3135G04Z3 FNMA Note 0.500% Due 06/17/2025 2,500,000.00 Various 0.50% 2,499,227.30 2,499,741.69 90.88 4.73% 2,272,017.50 2,569.44 1.54% (227,724.19) Aaa / AA+ AAA 2.30 2.24 3137EAEU9 FHLMC Note 0.375% Due 07/21/2025 1,250,000.00 07/21/2020 0.48% 1,243,775.00 1,247,020.60 90.26 4.72% 1,128,281.25 520.83 0.77% (118,739.35) Aaa / AA+ AAA 2.39 2.33 3135G05X7 FNMA Note 0.375% Due 08/25/2025 2,500,000.00 Various 0.48% 2,487,983.75 2,493,845.83 89.92 4.71% 2,247,967.51 156.25 1.53% (245,878.32) Aaa / AA+ AAA 2.49 2.42 3137EAEX3 FHLMC Note 0.375% Due 09/23/2025 2,500,000.00 Various 0.46% 2,489,362.80 2,494,421.27 89.87 4.60% 2,246,767.50 4,114.58 1.53% (247,653.77) Aaa / AA+ AAA 2.57 2.50 3135G06G3 FNMA Note 0.500% Due 11/07/2025 2,500,000.00 Various 0.56% 2,492,700.00 2,496,062.23 89.65 4.63% 2,241,360.00 3,958.33 1.52% (254,702.23) Aaa / AA+ AAA 2.69 2.61 TOTAL Agency 24,600,000.00 1.03% 24,715,471.65 24,625,758.61 4.86% 22,802,024.16 73,514.15 15.53% (1,823,734.45) Aaa / AA+ AAA 2.02 1.95 As of February 28, 2023 19 201 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration CMO 3137BFE98 FHLMC K041 A2 3.171% Due 10/25/2024 1,300,000.00 07/01/2021 0.72% 1,398,414.06 1,348,291.16 96.94 5.15% 1,260,182.30 3,435.25 0.86% (88,108.86) Aaa / AAA AAA 1.66 1.47 3137BLMZ8 FHLMC K049 A2 3.010% Due 07/25/2025 1,000,000.00 07/01/2021 0.87% 1,079,687.50 1,046,717.14 95.70 4.97% 957,049.33 2,508.33 0.65% (89,667.81) NR / NR AAA 2.41 2.15 3137BLW95 FHLMC K050 A2 3.334% Due 08/25/2025 950,000.00 11/16/2021 1.17% 1,018,132.81 994,581.35 96.22 5.01% 914,070.88 2,639.42 0.62% (80,510.47) NR / NR AAA 2.49 2.19 3137BM7C4 FHLMC K051 A2 3.308% Due 09/25/2025 440,000.00 03/15/2022 2.21% 453,079.69 449,475.78 96.09 4.98% 422,804.01 1,212.93 0.29% (26,671.77) NR / NR AAA 2.58 2.27 3137BN6G4 FHLMC KO53 2.995% Due 12/25/2025 570,000.00 03/15/2022 2.29% 582,001.17 578,970.40 95.16 4.92% 542,428.19 1,422.63 0.37% (36,542.21) NR / NR AAA 2.82 2.49 3137BSP72 FHLMC K058 A2 2.653% Due 08/25/2026 650,000.00 11/12/2021 1.35% 687,451.17 677,227.31 93.30 4.76% 606,468.98 1,437.04 0.41% (70,758.33) NR / NR AAA 3.49 3.20 3137FBBX3 FHLMC K068 A2 3.244% Due 08/25/2027 1,000,000.00 09/28/2022 4.41% 950,664.06 954,833.69 94.51 4.62% 945,054.90 2,703.33 0.64% (9,778.79) Aaa / NR NR 4.49 4.01 TOTAL CMO 5,910,000.00 1.73% 6,169,430.46 6,050,096.83 4.93% 5,648,058.59 15,358.93 3.85% (402,038.24) Aaa / AAA AAA 2.77 2.47 Corporate 24422EVN6 John Deere Capital Corp Note 0.450% Due 01/17/2024 1,030,000.00 03/01/2021 0.47% 1,029,268.70 1,029,775.52 95.90 5.24% 987,776.18 566.50 0.67% (41,999.34) A2 / A A+ 0.88 0.86 89114QCA4 Toronto Dominion Bank Note 2.650% Due 06/12/2024 1,500,000.00 09/11/2019 2.24% 1,527,255.00 1,507,371.74 96.69 5.34% 1,450,329.00 8,722.92 0.99% (57,042.74) A1 / A AA- 1.29 1.24 06367TQW3 Bank of Montreal Note 0.625% Due 07/09/2024 600,000.00 02/09/2022 1.89% 582,216.00 589,964.89 93.85 5.36% 563,084.40 541.67 0.38% (26,880.49) A2 / A- AA- 1.36 1.32 79466LAG9 Salesforce.com Inc Callable Note Cont 7/15/2022 0.625% Due 07/15/2024 1,760,000.00 Various 0.87% 1,748,937.40 1,754,200.04 93.98 5.20% 1,654,083.20 1,405.56 1.12% (100,116.84) A2 / A+ NR 1.38 1.34 78013XZU5 Royal Bank of Canada Note 2.550% Due 07/16/2024 1,500,000.00 Various 1.98% 1,533,359.18 1,511,166.60 96.30 5.36% 1,444,500.00 4,781.26 0.98% (66,666.60) A1 / A AA- 1.38 1.33 91159HHX1 US Bancorp Callable Note Cont 6/28/2024 2.400% Due 07/30/2024 1,250,000.00 10/10/2019 2.07% 1,268,262.50 1,255,155.60 96.05 5.32% 1,200,651.25 2,583.33 0.82% (54,504.35) A2 / A+ A+ 1.42 1.37 009158AV8 Air Products & Chemicals Callable Note Cont 4/30/2024 3.350% Due 07/31/2024 1,675,000.00 08/07/2019 2.07% 1,771,212.00 1,698,746.41 97.48 5.22% 1,632,781.63 4,831.91 1.11% (65,964.78) A2 / A NR 1.42 1.36 As of February 28, 2023 20 202 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 69371RR40 Paccar Financial Corp Note 0.500% Due 08/09/2024 680,000.00 08/03/2021 0.52% 679,632.80 679,823.44 93.35 5.33% 634,788.84 207.78 0.43% (45,034.60) A1 / A+ NR 1.45 1.41 69371RQ25 Paccar Financial Corp Note 2.150% Due 08/15/2024 370,000.00 08/08/2019 2.20% 369,182.30 369,761.45 95.66 5.27% 353,959.02 353.56 0.24% (15,802.43) A1 / A+ NR 1.46 1.41 14913Q3B3 Caterpillar Finl Service Note 2.150% Due 11/08/2024 1,100,000.00 01/28/2020 1.92% 1,111,517.00 1,104,081.14 95.34 5.05% 1,048,757.60 7,423.47 0.72% (55,323.54) A2 / A A 1.70 1.62 74153WCQ0 Pricoa Global Funding Note 1.150% Due 12/06/2024 885,000.00 12/01/2021 1.19% 884,088.45 884,461.74 92.71 5.52% 820,483.50 2,403.02 0.56% (63,978.24) Aa3 / AA- AA- 1.77 1.71 89114TZL9 Toronto-Dominion Bank Note 1.450% Due 01/10/2025 700,000.00 03/15/2022 2.79% 674,737.00 683,296.99 93.35 5.24% 653,435.30 1,437.92 0.44% (29,861.69) A1 / A NR 1.87 1.80 89236TJT3 Toyota Motor Credit Corp Note 1.450% Due 01/13/2025 1,215,000.00 01/10/2022 1.50% 1,213,371.90 1,213,983.92 93.60 5.07% 1,137,224.20 2,349.00 0.77% (76,759.72) A1 / A+ A+ 1.88 1.81 64952WEK5 New York Life Global Note 1.450% Due 01/14/2025 1,680,000.00 01/11/2022 1.49% 1,678,185.60 1,678,866.00 93.19 5.31% 1,565,555.04 3,180.33 1.07% (113,310.96) Aaa / AA+ AAA 1.88 1.81 69371RR73 Paccar Financial Corp Note 2.850% Due 04/07/2025 885,000.00 03/31/2022 2.86% 884,769.90 884,838.76 95.48 5.14% 845,037.83 10,089.00 0.58% (39,800.93) A1 / A+ NR 2.11 1.99 78016EZ59 Royal Bank of Canada Note 3.375% Due 04/14/2025 1,050,000.00 04/07/2022 3.39% 1,049,611.50 1,049,725.29 96.19 5.29% 1,010,017.05 13,485.94 0.70% (39,708.24) A1 / A AA- 2.13 1.99 06406RBC0 Bank of NY Mellon Corp Callable Note Cont 3/25/2025 3.350% Due 04/25/2025 1,370,000.00 04/19/2022 3.35% 1,369,808.20 1,369,862.32 96.23 5.22% 1,318,318.12 16,063.25 0.91% (51,544.20) A1 / A AA- 2.16 2.02 06367WB85 Bank of Montreal Note 1.850% Due 05/01/2025 1,240,000.00 07/23/2021 0.85% 1,285,656.80 1,266,317.46 92.79 5.41% 1,150,558.80 7,646.67 0.79% (115,758.66) A2 / A- AA- 2.17 2.07 46647PCH7 JP Morgan Chase & Co Callable Note Cont 6/1/2024 0.824% Due 06/01/2025 1,370,000.00 05/24/2021 0.78% 1,371,773.90 1,370,741.28 93.81 5.66% 1,285,227.14 2,822.20 0.87% (85,514.14) A1 / A- AA- 2.26 2.15 46647PCK0 JP Morgan Chase & Co Callable Note Cont 6/23/2024 0.969% Due 06/23/2025 655,000.00 Various 0.95% 655,406.85 655,178.35 93.84 5.62% 614,672.96 1,198.87 0.42% (40,505.39) A1 / A- AA- 2.32 2.21 66815L2J7 Northwestern Mutual Glbl Note 4.000% Due 07/01/2025 1,170,000.00 06/27/2022 4.01% 1,169,602.20 1,169,690.40 97.24 5.27% 1,137,669.39 7,800.00 0.78% (32,021.01) Aaa / AA+ AAA 2.34 2.19 74153WCM9 Pricoa Global Funding Note 0.800% Due 09/01/2025 904,000.00 04/06/2022 3.26% 832,972.72 851,673.14 89.42 5.36% 808,374.88 3,616.00 0.55% (43,298.26) Aa3 / AA- AA- 2.51 2.41 06406HCQ0 Bank of New York Callable Note Cont 10/18/2025 3.950% Due 11/18/2025 1,000,000.00 04/05/2022 3.20% 1,024,910.00 1,018,576.29 96.94 5.17% 969,359.00 11,301.39 0.67% (49,217.29) A1 / A AA- 2.72 2.51 As of February 28, 2023 21 203 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 40139LBC6 Guardian Life Glob Fun Note 0.875% Due 12/10/2025 1,400,000.00 Various 1.12% 1,385,860.00 1,390,602.77 88.15 5.53% 1,234,122.40 2,756.26 0.84% (156,480.37) Aa1 / AA+ NR 2.78 2.67 66815L2A6 Northwestern Mutual Glbl Note 0.800% Due 01/14/2026 850,000.00 12/06/2021 1.47% 827,449.50 834,193.57 88.66 5.09% 753,601.50 887.78 0.51% (80,592.07) Aaa / AA+ AAA 2.88 2.77 06051GHY8 Bank of America Corp Callable Note Cont 2/13/2025 2.015% Due 02/13/2026 600,000.00 05/24/2021 1.05% 620,988.00 611,042.25 93.04 5.80% 558,239.40 604.50 0.38% (52,802.85) A2 / A- AA- 2.96 2.78 46647PBK1 JP Morgan Chase & Co Callable Note Cont 4/22/2025 2.083% Due 04/22/2026 401,000.00 05/20/2021 1.11% 415,969.33 409,202.23 92.86 5.67% 372,359.78 2,993.10 0.25% (36,842.45) A1 / A- AA- 3.15 2.03 6174468Q5 Morgan Stanley Callable Note Cont 4/28/2025 2.188% Due 04/28/2026 650,000.00 05/23/2022 4.74% 615,699.50 622,396.95 93.21 5.57% 605,840.30 4,859.18 0.41% (16,556.65) A1 / A- A+ 3.16 2.05 023135BX3 Amazon.com Inc Callable Note Cont 4/12/2026 1.000% Due 05/12/2026 1,875,000.00 05/10/2021 1.09% 1,866,900.00 1,869,818.84 88.53 4.91% 1,660,010.63 5,677.08 1.13% (209,808.21) A1 / AA AA- 3.20 3.07 91324PEC2 United Health Group Inc Callable Note Cont 4/15/2026 1.150% Due 05/15/2026 1,035,000.00 Various 1.37% 1,025,051.35 1,027,755.92 88.66 5.01% 917,615.48 3,504.62 0.63% (110,140.44) A3 / A+ A 3.21 3.07 89236TJK2 Toyota Motor Credit Corp Note 1.125% Due 06/18/2026 1,385,000.00 06/15/2021 1.13% 1,384,390.60 1,384,597.85 88.29 5.01% 1,222,768.03 3,159.53 0.83% (161,829.82) A1 / A+ A+ 3.30 3.16 06051GJD2 Bank of America Corp Callable Note Cont 6/19/2025 1.319% Due 06/19/2026 700,000.00 07/16/2021 1.27% 701,274.00 700,749.25 90.71 5.68% 634,956.00 1,846.60 0.43% (65,793.25) A2 / A- AA- 3.31 2.21 57629WDE7 Mass Mutual Global funding Note 1.200% Due 07/16/2026 1,000,000.00 08/19/2021 1.15% 1,002,230.00 1,001,537.80 88.12 5.07% 881,165.00 1,500.00 0.60% (120,372.80) Aa3 / AA+ AA+ 3.38 3.23 58989V2D5 Met Tower Global Funding Note 1.250% Due 09/14/2026 770,000.00 09/07/2021 1.27% 769,291.60 769,498.38 86.95 5.34% 669,540.41 4,464.93 0.46% (99,957.97) Aa3 / AA- AA- 3.55 3.36 931142ER0 Wal-Mart Stores Callable Note Cont 08/17/2026 1.050% Due 09/17/2026 350,000.00 09/08/2021 1.09% 349,338.50 349,530.50 87.83 4.82% 307,419.35 1,674.17 0.21% (42,111.15) Aa2 / AA AA 3.55 3.39 59217GER6 Metlife Note 1.875% Due 01/11/2027 1,115,000.00 01/03/2022 1.90% 1,113,728.90 1,114,017.09 88.42 5.22% 985,855.13 2,903.65 0.67% (128,161.96) Aa3 / AA- AA- 3.87 3.64 808513BY0 Charles Schwab Corp Callable Note Cont 2/3/2027 2.450% Due 03/03/2027 960,000.00 03/01/2022 2.46% 959,729.90 959,782.59 90.69 5.04% 870,664.32 11,629.33 0.60% (89,118.27) A2 / A A 4.01 3.69 084664CZ2 Berkshire Hathaway Callable Note Cont 2/15/2027 2.300% Due 03/15/2027 1,615,000.00 03/07/2022 2.30% 1,614,693.15 1,614,752.13 92.43 4.36% 1,492,763.88 17,127.97 1.03% (121,988.25) Aa2 / AA A+ 4.04 3.75 As of February 28, 2023 22 204 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 06051GHT9 Bank of America Corp Callable Note 1X 4/23/2026 3.559% Due 04/23/2027 1,150,000.00 Various 4.80% 1,114,222.54 1,118,510.86 93.98 5.68% 1,080,735.50 14,552.35 0.74% (37,775.36) A2 / A- AA- 4.15 2.88 665859AW4 Northern Trust Company Callable Note Cont 4/10/2027 4.000% Due 05/10/2027 670,000.00 05/05/2022 4.04% 668,914.60 669,089.95 96.86 4.83% 648,986.79 8,263.33 0.45% (20,103.16) A2 / A+ A+ 4.20 3.76 91324PEG3 United Health Group Inc Callable Note Cont 4/15/2027 3.700% Due 05/15/2027 675,000.00 05/17/2022 3.69% 675,316.70 675,267.14 95.39 4.92% 643,872.38 7,353.76 0.44% (31,394.76) A3 / A+ A 4.21 3.80 TOTAL Corporate 42,790,000.00 1.97% 42,826,786.07 42,719,604.84 5.23% 39,827,160.61 210,569.69 27.19% (2,892,444.23) A1 / A+ AA- 2.47 2.27 Money Market Fund 94975H270 Wells Fargo 100% Treasury Money Mkt Fund 155,588.22 Various 4.06% 155,588.22 155,588.22 1.00 4.06% 155,588.22 0.00 0.11% 0.00 Aaa / AAA NR 0.00 0.00 TOTAL Money Market Fund 155,588.22 4.06% 155,588.22 155,588.22 4.06% 155,588.22 0.00 0.11% 0.00 Aaa / AAA NR 0.00 0.00 Municipal Bonds 13063DRK6 California State Taxable GO 2.400% Due 10/01/2024 755,000.00 10/16/2019 1.91% 772,342.35 760,575.70 96.22 4.90% 726,453.45 7,550.00 0.50% (34,122.25) Aa2 / AA- AA 1.59 1.52 TOTAL Municipal Bonds 755,000.00 1.91% 772,342.35 760,575.70 4.90% 726,453.45 7,550.00 0.50% (34,122.25) Aa2 / AA- AA 1.59 1.52 Supranational 4581X0DP0 Inter-American Dev Bank Note 0.250% Due 11/15/2023 2,800,000.00 07/01/2021 0.37% 2,792,300.00 2,797,686.43 96.55 5.23% 2,703,486.80 2,061.11 1.84% (94,199.63) Aaa / AAA NR 0.71 0.70 45950KCT5 International Finance Corp Note 0.375% Due 07/16/2025 2,500,000.00 05/27/2021 0.66% 2,471,150.00 2,483,371.98 90.49 4.64% 2,262,175.00 1,171.88 1.54% (221,196.98) Aaa / AAA NR 2.38 2.32 459058JL8 Intl. Bank Recon & Development Note 0.500% Due 10/28/2025 2,400,000.00 Various 0.60% 2,388,859.25 2,393,692.55 89.77 4.62% 2,154,518.40 4,100.00 1.47% (239,174.15) Aaa / AAA AAA 2.67 2.59 As of February 28, 2023 23 205 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 4581X0DV7 Inter-American Dev Bank Note 0.875% Due 04/20/2026 2,460,000.00 04/13/2021 0.97% 2,448,733.20 2,452,928.94 89.26 4.58% 2,195,773.86 7,832.71 1.50% (257,155.08) Aaa / AAA AAA 3.14 3.03 TOTAL Supranational 10,160,000.00 0.64% 10,101,042.45 10,127,679.90 4.79% 9,315,954.06 15,165.70 6.34% (811,725.84) Aaa / AAA AAA 2.14 2.08 US Treasury 91282CBR1 US Treasury Note 0.250% Due 03/15/2024 1,450,000.00 03/30/2021 0.33% 1,446,488.28 1,448,764.39 95.08 5.16% 1,378,632.45 1,672.31 0.94% (70,131.94) Aaa / AA+ AAA 1.04 1.01 912828X70 US Treasury Note 2.000% Due 04/30/2024 1,700,000.00 06/10/2019 1.92% 1,705,976.56 1,701,426.34 96.46 5.16% 1,639,835.30 11,364.64 1.12% (61,591.04) Aaa / AA+ AAA 1.17 1.12 912828XX3 US Treasury Note 2.000% Due 06/30/2024 2,000,000.00 Various 1.80% 2,018,574.22 2,005,123.69 95.99 5.14% 1,919,766.00 6,629.84 1.31% (85,357.69) Aaa / AA+ AAA 1.34 1.29 912828D56 US Treasury Note 2.375% Due 08/15/2024 1,700,000.00 09/18/2019 1.71% 1,753,191.41 1,715,820.88 96.23 5.08% 1,635,918.50 1,561.46 1.11% (79,902.38) Aaa / AA+ AAA 1.46 1.41 912828YY0 US Treasury Note 1.750% Due 12/31/2024 2,100,000.00 03/15/2022 1.97% 2,087,203.13 2,091,589.91 94.56 4.88% 1,985,812.50 6,091.16 1.35% (105,777.41) Aaa / AA+ AAA 1.84 1.77 912828ZC7 US Treasury Note 1.125% Due 02/28/2025 1,500,000.00 03/18/2020 0.81% 1,523,144.53 1,509,350.03 93.05 4.81% 1,395,703.50 45.86 0.95% (113,646.53) Aaa / AA+ AAA 2.00 1.94 91282CED9 US Treasury Note 1.750% Due 03/15/2025 3,100,000.00 Various 2.23% 3,057,617.20 3,070,712.98 94.10 4.82% 2,917,149.60 25,026.93 2.00% (153,563.38) Aaa / AA+ AAA 2.04 1.95 912828ZL7 US Treasury Note 0.375% Due 04/30/2025 2,500,000.00 03/21/2022 2.24% 2,360,839.85 2,403,017.02 91.10 4.74% 2,277,540.00 3,133.63 1.55% (125,477.02) Aaa / AA+ AAA 2.17 2.11 91282CAB7 US Treasury Note 0.250% Due 07/31/2025 1,500,000.00 03/12/2021 0.72% 1,469,765.63 1,483,303.97 90.09 4.62% 1,351,407.00 300.41 0.92% (131,896.97) Aaa / AA+ AAA 2.42 2.36 91282CAM3 US Treasury Note 0.250% Due 09/30/2025 2,400,000.00 Various 0.56% 2,366,140.63 2,380,870.21 89.65 4.54% 2,151,561.60 2,505.49 1.46% (229,308.61) Aaa / AA+ AAA 2.59 2.52 91282CAT8 US Treasury Note 0.250% Due 10/31/2025 2,450,000.00 Various 0.49% 2,422,492.19 2,434,626.64 89.30 4.55% 2,187,965.15 2,047.30 1.49% (246,661.49) Aaa / AA+ AAA 2.67 2.60 91282CAZ4 US Treasury Note 0.375% Due 11/30/2025 2,250,000.00 03/26/2021 0.77% 2,209,658.20 2,226,248.68 89.33 4.54% 2,009,882.25 2,109.38 1.37% (216,366.43) Aaa / AA+ AAA 2.76 2.68 91282CBH3 US Treasury Note 0.375% Due 01/31/2026 2,500,000.00 05/27/2021 0.75% 2,456,445.31 2,472,806.99 88.83 4.50% 2,220,800.00 751.04 1.51% (252,006.99) Aaa / AA+ AAA 2.93 2.84 91282CBW0 US Treasury Note 0.750% Due 04/30/2026 2,500,000.00 05/27/2021 0.80% 2,493,652.34 2,495,918.86 89.14 4.46% 2,228,612.50 6,267.27 1.52% (267,306.36) Aaa / AA+ AAA 3.17 3.06 91282CCZ2 US Treasury Note 0.875% Due 09/30/2026 1,400,000.00 10/18/2021 1.19% 1,379,054.68 1,384,827.10 88.46 4.39% 1,238,452.60 5,115.38 0.84% (146,374.50) Aaa / AA+ AAA 3.59 3.44 As of February 28, 2023 24 206 Holdings Report City of Cupertino -Account #10659 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 91282CDG3 US Treasury Note 1.125% Due 10/31/2026 1,400,000.00 11/15/2021 1.25% 1,391,468.75 1,393,680.56 89.08 4.38% 1,247,093.40 5,264.50 0.85% (146,587.16) Aaa / AA+ AAA 3.67 3.51 91282CEW7 US Treasury Note 3.250% Due 06/30/2027 3,250,000.00 Various 3.18% 3,260,312.50 3,258,706.70 95.95 4.28% 3,118,349.00 17,506.91 2.13% (140,357.70) Aaa / AA+ AAA 4.34 3.97 91282CFB2 US Treasury Note 2.750% Due 07/31/2027 400,000.00 08/22/2022 3.12% 393,218.75 393,933.36 93.95 4.27% 375,781.20 881.22 0.26% (18,152.16) Aaa / AA+ AAA 4.42 4.09 91282CFH9 US Treasury Note 3.125% Due 08/31/2027 4,500,000.00 Various 3.28% 4,468,902.34 4,471,852.88 95.43 4.25% 4,294,512.00 382.14 2.92% (177,340.88) Aaa / AA+ AAA 4.51 4.14 91282CFM8 US Treasury Note 4.125% Due 09/30/2027 3,450,000.00 Various 4.31% 3,421,152.34 3,423,122.90 99.48 4.25% 3,431,942.70 59,427.19 2.37% 8,819.80 Aaa / AA+ AAA 4.59 4.07 91282CFZ9 US Treasury Note 3.875% Due 11/30/2027 850,000.00 12/05/2022 3.81% 852,656.25 852,532.19 98.57 4.21% 837,880.70 8,234.38 0.57% (14,651.49) Aaa / AA+ AAA 4.76 4.25 91282CGC9 US Treasury Note 3.875% Due 12/31/2027 2,750,000.00 Various 3.67% 2,775,107.42 2,774,660.64 98.54 4.21% 2,709,825.25 17,662.29 1.85% (64,835.39) Aaa / AA+ AAA 4.84 4.33 91282CGH8 US Treasury Note 3.500% Due 01/31/2028 3,000,000.00 02/07/2023 3.81% 2,957,929.69 2,958,415.65 96.96 4.19% 2,908,827.00 8,411.60 1.98% (49,588.65) Aaa / AA+ AAA 4.93 4.45 91282CGP0 US Treasury Note 4.000% Due 02/29/2028 2,100,000.00 02/23/2023 4.16% 2,084,988.28 2,084,996.50 99.26 4.17% 2,084,413.80 228.26 1.42% (582.70) Aaa / AA+ AAA 5.01 4.49 TOTAL US Treasury 52,750,000.00 2.19% 52,355,980.48 52,436,309.07 4.53% 49,547,664.00 192,620.59 33.78% (2,888,645.07) Aaa / AA+ AAA 3.24 3.02 TOTAL PORTFOLIO 156,479,010.79 1.81% 156,391,276.44 156,193,549.98 4.89% 146,729,574.54 528,666.62 100.00% (9,463,975.44) Aa1 / AA AAA 2.71 2.32 TOTAL MARKET VALUE PLUS ACCRUALS 147,258,241.16 As of February 28, 2023 25 207 SECTION |Section 4 |Transactions 26 208 Transaction Ledger City of Cupertino -Account #10659 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 12/06/2022 91282CFZ9 850,000.00 US Treasury Note 3.875% Due: 11/30/2027 100.313 3.81%852,656.25 542.93 853,199.18 0.00 Purchase 01/06/2023 91282CGC9 750,000.00 US Treasury Note 3.875% Due: 12/31/2027 99.660 3.95%747,451.17 481.70 747,932.87 0.00 Purchase 01/26/2023 91282CGC9 2,000,000.00 US Treasury Note 3.875% Due: 12/31/2027 101.383 3.57%2,027,656.25 5,566.30 2,033,222.55 0.00 Purchase 02/08/2023 91282CGH8 3,000,000.00 US Treasury Note 3.5% Due: 01/31/2028 98.598 3.81%2,957,929.69 2,320.44 2,960,250.13 0.00 Purchase 02/28/2023 91282CGP0 2,100,000.00 US Treasury Note 4% Due: 02/29/2028 99.285 4.16%2,084,988.28 0.00 2,084,988.28 0.00 Subtotal 8,700,000.00 8,670,681.64 8,911.37 8,679,593.01 0.00 TOTAL ACQUISITIONS 8,700,000.00 8,670,681.64 8,911.37 8,679,593.01 0.00 DISPOSITIONS Sale 01/26/2023 912828V23 1,500,000.00 US Treasury Note 2.25% Due: 12/31/2023 97.762 1.80%1,466,425.78 2,424.03 1,468,849.81 -39,625.84 Sale 02/08/2023 3137EAFA2 900,000.00 FHLMC Note 0.25% Due: 12/04/2023 96.198 0.28%865,782.00 400.00 866,182.00 -33,974.70 Sale 02/08/2023 912828B66 2,000,000.00 US Treasury Note 2.75% Due: 02/15/2024 97.910 1.96%1,958,203.13 26,453.80 1,984,656.93 -53,653.49 Sale 02/24/2023 3130A0XE5 1,500,000.00 FHLB Note 3.25% Due: 03/08/2024 98.041 2.27%1,470,615.00 22,479.17 1,493,094.17 -43,641.63 Subtotal 5,900,000.00 5,761,025.91 51,757.00 5,812,782.91 -170,895.66 TOTAL DISPOSITIONS 5,900,000.00 5,761,025.91 51,757.00 5,812,782.91 -170,895.66 November 30, 2022 through February 28, 2023 As of February 28, 2023 27 209 Important Disclosures 2023 Chandler Asset Management,Inc, An Independent Registered Investment Adviser. Information contained herein is confidential.Prices are provided by ICE Data Services Inc (“IDS”),an independent pricing source.In the event IDS does not provide a price or if the price provided is not reflective of fair market value, Chandler will obtain pricing from an alternative approved third party pricing source in accordance with our written valuation policy and procedures.Our valuation procedures are also disclosed in Item 5 of our Form ADV Part 2A. Performance results are presented gross-of-advisory fees and represent the client’s Total Return.The deduction of advisory fees lowers performance results.These results include the reinvestment of dividends and other earnings.Past performance may not be indicative of future results.Therefore,clients should not assume that future performance of any specific investment or investment strategy will be profitable or equal to past performance levels.All investment strategies have the potential for profit or loss.Economic factors,market conditions or changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio. Index returns assume reinvestment of all distributions.Historical performance results for investment indexes generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee,the incurrence of which would have the effect of decreasing historical performance results.It is not possible to invest directly in an index. Source ICE Data Indices,LLC ("ICE"),used with permission. ICE permits use of the ICE indices and related data on an "as is"basis; ICE,its affiliates and their respective third party suppliers disclaim any and all warranties and representations, express and/or implied,including any warranties of merchantability or fitness for a particular purpose or use,including the indices,index data and any data included in,related to,or derived therefrom.Neither ICE data,its affiliates or their respective third party providers guarantee the quality,adequacy,accuracy,timeliness or completeness of the indices or the index data or any component thereof,and the indices and index data and all components thereof are provided on an "as is"basis and licensee's use it at licensee's own risk. ICE data,its affiliates and their respective third party do not sponsor,endorse,or recommend chandler asset management,or any of its products or services. This report is provided for informational purposes only and should not be construed as a specific investment or legal advice.The information contained herein was obtained from sources believed to be reliable as of the date of publication,but may become outdated or superseded at any time without notice.Any opinions or views expressed are based on current market conditions and are subject to change.This report may contain forecasts and forward-looking statements which are inherently limited and should not be relied upon as indicator of future results.Past performance is not indicative of future results.This report is not intended to constitute an offer,solicitation,recommendation or advice regarding any securities or investment strategy and should not be regarded by recipients as a substitute for the exercise of their own judgment. Fixed income investments are subject to interest, credit and market risk.Interest rate risk:the value of fixed income investments will decline as interest rates rise.Credit risk:the possibility that the borrower may not be able to repay interest and principal.Low rated bonds generally have to pay higher interest rates to attract investors willing to take on greater risk.Market risk:the bond market in general could decline due to economic conditions,especially during periods of rising interest rates. Ratings information have been provided by Moody’s,S&P and Fitch through data feeds we believe to be reliable as of the date of this statement, however we cannot guarantee its accuracy. Security level ratings for U.S.Agency issued mortgage-backed securities (“MBS”)reflect the issuer rating because the securities themselves are not rated.The issuing U.S.Agency guarantees the full and timely payment of both principal and interest and carries a AA+/Aaa/AAA by S&P,Moody’s and Fitch respectively. As of February 28, 2023 28 210 Benchmark Disclosures ICE BofA 1-5 Yr US Treasury & Agency Index The ICE BofA 1-5 Year US Treasury &Agency Index tracks the performance of US dollar denominated US Treasury and nonsubordinated US agency debt issued in the US domestic market.Qualifying securities must have an investment grade rating (based on an average of Moody’s,S&P and Fitch).Qualifying securities must have at least one year remaining term to final maturity and less than five years remaining term to final maturity,at least 18 months to maturity at time of issuance,a fixed coupon schedule,and a minimum amount outstanding of $1 billion for sovereigns and $250 million for agencies. As of February 28, 2023 29 211 INVESTMENT AND INSURANCE PRODUCTS ARE: ·NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) OR ANY FEDERAL GOVERNMENT AGENCY ·NOT A DEPOSIT, OBLIGATION OF, OR GUARANTEED BY ANY BANK OR BANKING AFFILIATE ·SUBJECT TO INVESTMENT RISKS AND MAY LOSE VALUE, INCLUDING POSSIBLE LOSS OF PRINCIPAL AMOUNT INVESTED PCS - SAN FRANCISCO CA 510 N VALLEY MILLS DRIVE, SUITE 400 WACO, TX 76710-6075 CITY OF CUPERTINO -CHANDLER ASSET MANAGEMENT ACCOUNT NUMBER MONTHLY STATEMENT FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT MANAGER: MICHAEL J WADE TELEPHONE NUMBER: 515-878-6110 PFGEDD INVESTMENT CONTACT: IMR/CHRISTINE NORGREN TELEPHONE NUMBER: ADMINISTRATOR: BELINDA CONWAY TELEPHONE NUMBER: 254-265-6137 06023 SE 212 Custody and trust services are provided by Principal Bank ®, Member FDIC, and/or Principal Trust Company ®. These services are provided under the trade name Principal ®Custody Solutions. Principal Trust Company is a trade name of Delaware Charter Guarantee & Trust Company. Principal Bank and Principal Trust Company are members of the Principal Financial Group ®, Des Moines, IA 50392. ASSET VALUATION PRACTICES VALUES REFLECTED FOR PUBLICLY TRADED ASSETS ARE OBTAINED FROM UNAFFILIATED SOURCES. IN SITUATIONS WHERE AN ASSET VALUE CANNOT BE PROVIDED BY OUR UNAFFILIATED PRICING SOURCES, SUCH AS BUT NOT LIMITED TO NON-PUBLICLY TRADED ASSETS, THE CUSTOMER OR THEIR DESIGNATED REPRESENTATIVE MUST PROVIDE THE UPDATED VALUE. IF PRINCIPAL CUSTODY SOLUTIONS DOES NOT RECEIVE AN UPDATED VALUE, OR IS UNABLE TO USE THE VALUE PROVIDED, THE LAST REPORTED VALUE WILL CONTINUE TO BE REPORTED. VALUES OBTAINED FROM THE CUSTOMER OR THEIR DESIGNATED REPRESENTATIVE SHOULD NOT BE CONSIDERED TO BE CERTIFIED BY PRINCIPAL BANK/PRINCIPAL TRUST COMPANY, AS APPLICABLE. SPECIAL INVESTMENTS "SPECIAL INVESTMENTS" ARE ASSETS NOT HELD IN CUSTODY BY PRINCIPAL BANK/PRINCIPAL TRUST COMPANY BUT WHOSE VALUE MAY BE SHOWN ON ACCOUNT STATEMENTS. EXAMPLES OF SPECIAL INVESTMENTS INCLUDE, BUT ARE NOT LIMITED TO, COMMON OR COLLECTIVE FUNDS NOT ADMINISTERED BY PRINCIPAL BANK/PRINCIPAL TRUST COMPANY (OR THEIR AFFILIATES), HEDGE FUNDS, LIMITED PARTNERSHIPS, AND OTHER UNREGISTERED SECURITIES. AT THE DIRECTION OF AND AS A MATTER OF CONVENIENCE TO ITS CLIENTS, PRINCIPAL BANK/PRINCIPAL TRUST COMPANY MAY BE REPORT SPECIAL INVESTMENTS AS A RECORDKEEPING ITEM ON ACCOUNT STATEMENTS, AT NOMINAL VALUE OR SUCH OTHER VALUE PROVIDED BY CLIENTS/EXTERNAL SOURCES. NEITHER PRINCIPAL BANK NOR PRINCIPAL TRUST COMPANY IS RESPONSIBLE FOR THE ACCURACY OF INFORMATION PROVIDED BY EXTERNAL SOURCES, AND DOES NOT CERTIFY THAT INFORMATION PROVIDED BY THESE EXTERNAL SOURCES IS TRUE OR CORRECT FOR THE SPECIAL INVESTMENTS REFLECTED IN YOUR ACCOUNT. TRADE CONFIRMS PURSUANT TO FEDERAL REGULATION, MONTHLY OR QUARTERLY ACCOUNT STATEMENTS THAT INCLUDE INVESTMENT TRANSACTION DETAILS MAY BE PROVIDED IN LIEU OF SEPARATE TRADE CONFIRMATIONS. SEPARATE TRADE CONFIRMS MAY BE OBTAINED AT NO ADDITIONAL COST UPON WRITTEN REQUEST TO THE ACCOUNT MANAGER. UNCLAIMED PROPERTY DESIGNATED REPRESENTATIVE NOTIFICATION YOUR PROPERTY MAY BE TRANSFERRED TO THE APPROPRIATE STATE IF NO ACTIVITY OCCURS IN THE ACCOUNT WITHIN THE TIME PERIOD SPECIFIED BY STATE LAW. IF YOUR STATE OF RESIDENCE ALLOWS, YOU MAY DESIGNATE A REPRESENTATIVE FOR THE PURPOSE OF RECEIVING NOTICE OF ACCOUNT INACTIVITY BY PROVIDING THE NAME AND MAILING OR EMAIL ADDRESS OF A REPRESENTATIVE. THE DESIGNATED REPRESENTATIVE DOES NOT HAVE ANY RIGHTS TO YOUR ACCOUNT. PLEASE REFER TO YOUR STATE'S UNCLAIMED PROPERTY WEBSITE FOR MORE INFORMATION AND INSTRUCTIONS ON HOW TO DESIGNATE A REPRESENTATIVE FOR NOTICE. 213 TABLE OF CONTENTS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ PAGE REPORT NAME NUMBER ASSET SUMMARY .................................................................................. 1 STATEMENT OF ASSETS AND LIABILITIES ............................................................ 2 CASH SUMMARY ................................................................................... 20 STATEMENT OF TRANSACTIONS ...................................................................... 21 214 PAGE 1 ASSET SUMMARY CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ ASSET SUMMARY % TOTAL UNREALIZED ESTIMATED CURRENT ACCRUED INVESTMENT CATEGORY COST VALUE MARKET VALUE MARKET GAIN/LOSS ANNUAL INCOME YIELD INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ CASH 0.00 0.00 0.00 CASH EQUIVALENTS 155,588.22 155,588.22 0.11 0.00 6,244 4.01 1,589.87 BONDS AND NOTES 156,235,688.22 146,574,166.13 99.89 9,661,522.09- 2,754,818 1.88 528,610.79 TOTAL INVESTMENTS 156,391,276.44 146,729,754.35 100.00 9,661,522.09- 2,761,062 1.88 530,200.66 TOTAL ACCRUALS 530,200.66 530,200.66 ===================================================================================================================================== TOTAL ACCRUALS AND INVESTMENTS 156,921,477.10 147,259,955.01 9,661,522.09- 2,761,062 1.88 530,200.66 215 PAGE 2 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ CASH EQUIVALENTS 149,690.73 ALLSPRING 100% TREASURY 149,690.73 149,690.73 0.10 0.00 1,579.31 MONEY MARKET FUND - #008 1.0000 1.0000 5,897.49 PRINCIPAL PUBLIC DEPOSIT SWEEP 5,897.49 5,897.49 0.00 0.00 10.56 PROGRAM 1.0000 1.0000 TOTAL CASH EQUIVALENTS 155,588.22 155,588.22 0.11 0.00 1,589.87 BOND & NOTES 1,675,000 AIR PRODUCTS & CHEMICALS 1,771,212.00 1,632,790.00 1.11 138,422.00- 4,831.91 DTD 07/31/14 3.350 07/31/2024 105.7440 97.4800 MOODY'S RATING A2 CUSIP 009158AV8 1,875,000 AMAZON.COM INC 1,866,900.00 1,660,012.50 1.13 206,887.50- 5,677.08 DTD 05/12/21 1.000 05/12/2026 99.5680 88.5340 MOODY'S RATING A1 CUSIP 023135BX3 1,375,000 AMERICAN EXPRESS CREDIT ACCOUNT 1,374,695.85 1,325,802.50 0.90 48,893.35- 2,071.67 ASSET BCKD SEC SER 2022-2 CL A 99.9779 96.4220 DTD 05/24/2022 3.390% 05/17/2027 NON CALLABLE CUSIP 02582JJT8 1,545,000 AMERICAN EXPRESS CREDIT ACCOUNT 1,524,359.77 1,456,533.30 0.99 67,826.47- 1,517.53 ASSET BCKD SEC SER 2022-1 CL A 98.6641 94.2740 DTD 03/18/2022 2.210% 03/15/2027 NON CALLABLE MOODY'S RATING AAA CUSIP 02589BAA8 1,150,000 BANK OF AMERICA CORP 1,114,222.54 1,080,735.50 0.74 33,487.04- 14,552.36 MED TERM NOTE 96.8889 93.9770 DTD 04/23/19 04/23/2027 MOODY'S RATING A2 CUSIP 06051GHT9 216 PAGE 3 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 600,000 BANK OF AMERICA CORP 620,988.00 558,240.00 0.38 62,748.00-604.50 MED TERM NOTE 103.4980 93.0400 DTD 02/13/20 02/13/2026 MOODY'S RATING A2 CUSIP 06051GHY8 700,000 BANK OF AMERICA CORP 701,274.00 634,956.00 0.43 66,318.00- 1,846.60 MED TERM NOTE 100.1820 90.7080 DTD 06/19/20 06/19/2026 MOODY'S RATING A2 CUSIP 06051GJD2 600,000 BANK OF MONTREAL 582,216.00 563,082.00 0.38 19,134.00-541.67 MED TERM NOTE 97.0360 93.8470 DTD 07/09/21 0.625 07/09/2024 MOODY'S RATING A2 CUSIP 06367TQW3 1,240,000 BANK OF MONTREAL 1,285,656.80 1,150,558.80 0.78 135,098.00- 7,646.67 MED TERM NOTE 103.6820 92.7870 DTD 04/27/20 1.850 05/01/2025 MOODY'S RATING A2 CUSIP 06367WB85 1,000,000 BANK OF NEW YORK MELLON 1,024,910.00 969,360.00 0.66 55,550.00- 11,301.39 MED TERM NOTE 102.4910 96.9360 DTD 11/18/13 3.950 11/18/2025 MOODY'S RATING A1 CUSIP 06406HCQ0 1,370,000 BANK OF NY MELLON CORP 1,369,808.20 1,318,323.60 0.90 51,484.60- 16,063.25 DTD 04/26/2022 3.350% 04/25/2025 99.9860 96.2280 CALLABLE MOODY'S RATING A1 CUSIP 06406RBC0 1,615,000 BERKSHIRE HATHAWAY FIN 1,614,693.15 1,492,760.65 1.02 121,932.50- 17,127.97 DTD 03/15/2022 2.300% 03/15/2027 99.9810 92.4310 CALLABLE MOODY'S RATING AA2 CUSIP 084664CZ2 217 PAGE 4 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 450,000 BMW VEHICLE LEASE TRUST 449,932.73 437,683.50 0.30 12,249.23-82.50 SER 2022-1 CL A3 *0 DAY DELAY*99.9851 97.2630 DTD 01/19/22 1.100 03/25/2025 CUSIP 05601XAC3 339,486.6 BMW VEHICLE LEASE TRUST 339,451.56 332,761.37 0.23 6,690.19-15.56 SER 2021-2 CL A3 *0 DAY DELAY*99.9897 98.0190 DTD 09/15/21 0.330 12/26/2024 MOODY'S RATING AAA CUSIP 09690AAC7 530,000 BMW VEHICLE OWNER TRUST 529,972.44 515,001.00 0.35 14,971.44-283.55 ASSET BCKD SEC SER 2022-A CL A3 99.9948 97.1700 DTD 05/18/2022 3.210% 08/25/2026 CALLABLE MOODY'S RATING AAA CUSIP 05602RAD3 755,000 CALIFORNIA ST 772,342.35 726,453.45 0.50 45,888.90- 7,550.00 TXBL-REF 102.2970 96.2190 DTD 10/24/19 2.400 10/01/2024 MOODY'S RATING AA2 CUSIP 13063DRK6 1,100,000 CATERPILLAR FINL SERVICE 1,111,517.00 1,048,762.00 0.71 62,755.00- 7,423.47 MED TERM NOTE 101.0470 95.3420 DTD 11/08/19 2.150 11/08/2024 MOODY'S RATING A2 CUSIP 14913Q3B3 960,000 CHARLES SCHWAB CORP 959,729.90 870,662.40 0.59 89,067.50- 11,629.33 DTD 03/03/2022 2.450% 03/03/2027 99.9719 90.6940 CALLABLE MOODY'S RATING A2 CUSIP 808513BY0 1,500,000 FED HOME LN BK 1,564,890.20 1,455,300.00 0.99 109,590.20- 9,223.96 DTD 05/08/14 2.875 06/14/2024 104.3260 97.0200 MOODY'S RATING AAA CUSIP 3130A1XJ2 218 PAGE 5 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 2,000,000 FED HOME LN BK 2,103,380.00 1,936,240.00 1.32 167,140.00- 26,833.33 DTD 08/15/14 2.875 09/13/2024 105.1690 96.8120 MOODY'S RATING AAA CUSIP 3130A2UW4 1,300,000 FED HOME LN MTG CORP 1,398,414.06 1,260,181.00 0.86 138,233.06- 3,435.25 SER KO41 CL A2 *24 DAY DELAY*107.5703 96.9370 DTD 12/01/14 3.171 10/25/2024 CUSIP 3137BFE98 2,365,000 FED HOME LN MTG CORP 2,363,178.95 2,220,096.45 1.51 143,082.50- 1,872.29 DTD 02/14/20 1.500 02/12/2025 99.9230 93.8730 MOODY'S RATING AAA CUSIP 3137EAEP0 1,250,000 FED HOME LN MTG CORP 1,243,775.00 1,128,287.50 0.77 115,487.50-520.83 SER USD 99.5020 90.2630 DTD 07/23/20 0.375 07/21/2025 MOODY'S RATING AAA CUSIP 3137EAEU9 2,500,000 FED HOME LN MTG CORP 2,489,362.80 2,246,775.00 1.53 242,587.80- 4,114.58 DTD 09/25/20 0.375 09/23/2025 99.5745 89.8710 MOODY'S RATING AAA CUSIP 3137EAEX3 855,000 FED HOME LN MTG CORP 854,153.55 822,638.25 0.56 31,515.30-516.56 DTD 12/04/20 0.250 12/04/2023 99.9010 96.2150 MOODY'S RATING AAA CUSIP 3137EAFA2 1,500,000 FED NATL MTG ASSN 1,484,895.00 1,434,855.00 0.98 50,040.00- 4,302.08 DTD 07/08/19 1.750 07/02/2024 98.9930 95.6570 MOODY'S RATING AAA CUSIP 3135G0V75 1,975,000 FED NATL MTG ASSN 1,965,802.75 1,872,122.25 1.28 93,680.50- 12,124.31 DTD 10/18/19 1.625 10/15/2024 99.5343 94.7910 MOODY'S RATING AAA CUSIP 3135G0W66 219 PAGE 6 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,295,000 FED NATL MTG ASSN 1,309,953.95 1,221,159.10 0.83 88,794.85- 3,156.56 DTD 01/10/20 1.625 01/07/2025 101.1548 94.2980 MOODY'S RATING AAA CUSIP 3135G0X24 1,860,000 FED NATL MTG ASSN 1,856,168.40 1,703,239.20 1.16 152,929.20- 4,165.62 DTD 04/24/20 0.625 04/22/2025 99.7940 91.5720 MOODY'S RATING AAA CUSIP 3135G03U5 2,500,000 FED NATL MTG ASSN 2,499,227.30 2,272,025.00 1.55 227,202.30- 2,569.44 DTD 06/19/20 0.500 06/17/2025 99.9691 90.8810 MOODY'S RATING AAA CUSIP 3135G04Z3 2,500,000 FED NATL MTG ASSN 2,487,983.75 2,247,975.00 1.53 240,008.75-156.25 DTD 08/27/20 0.375 08/25/2025 99.5194 89.9190 MOODY'S RATING AAA CUSIP 3135G05X7 2,500,000 FED NATL MTG ASSN 2,492,700.00 2,241,350.00 1.53 251,350.00- 3,958.33 DTD 11/12/20 0.500 11/07/2025 99.7080 89.6540 MOODY'S RATING AAA CUSIP 3135G06G3 1,000,000 FHLMC MULTIFAMILY STRUCTURED P 1,079,687.50 957,050.00 0.65 122,637.50- 2,508.33 SER K049 CL A2 *24 DAY DELAY*107.9688 95.7050 DTD 10/01/15 3.010 08/25/2025 CUSIP 3137BLMZ8 950,000 FHLMC MULTIFAMILY STRUCTURED P 1,018,132.81 914,071.00 0.62 104,061.81- 2,639.42 SER K050 CL A2 *24 DAY DELAY*107.1719 96.2180 DTD 11/01/15 08/25/2025 CUSIP 3137BLW95 440,000 FHLMC MULTIFAMILY STRUCTURED P 453,079.69 422,804.80 0.29 30,274.89- 1,212.93 SER K051 CL A2 *24 DAY DELAY*102.9727 96.0920 DTD 12/01/15 3.308 09/25/2025 CUSIP 3137BM7C4 220 PAGE 7 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 570,000 FHLMC MULTIFAMILY STRUCTURED P 582,001.17 542,429.10 0.37 39,572.07- 1,422.63 SER K053 CL A2 *24 DAY DELAY*102.1055 95.1630 DTD 03/01/16 2.995 12/25/2025 CUSIP 3137BN6G4 650,000 FHLMC MULTIFAMILY STRUCTURED P 687,451.17 606,469.50 0.41 80,981.67- 1,437.04 SER K058 CL A2 *24 DAY DELAY*105.7617 93.3030 DTD 11/01/16 2.653 08/25/2026 CUSIP 3137BSP72 1,000,000 FHLMC MULTIFAMILY STRUCTURED P 950,664.06 945,050.00 0.64 5,614.06- 2,703.33 SER K068 CL A2 *24 DAY DELAY*95.0664 94.5050 DTD 10/01/17 3.244 08/25/2027 MOODY'S RATING AAA CUSIP 3137FBBX3 954,985.74 GM FINANCIAL AUTOMOBILE LEASIN 954,972.76 933,240.71 0.64 21,732.05-103.46 SER 2021-3 CL A3 *0 DAY DELAY*99.9987 97.7230 DTD 08/18/21 0.390 10/21/2024 CUSIP 36262XAC8 945,000 GM FINANCIAL AUTOMOBILE LEASIN 944,991.87 916,621.65 0.62 28,370.22-534.19 SER 2022-1 CL A3 *0 DAY DELAY*99.9992 96.9970 DTD 02/23/22 1.850 03/20/2025 MOODY'S RATING AAA CUSIP 36265MAC9 350,000 GM FINANCIAL SECURITIZED TERM 349,991.08 331,156.00 0.23 18,835.08-99.17 SER 2021-4 CL A3 *0 DAY DELAY*99.9975 94.6160 DTD 10/21/21 0.680 09/16/2026 MOODY'S RATING AAA CUSIP 362554AC1 390,000 GM FINANCIAL SECURITIZED TERM 389,918.49 376,935.00 0.26 12,983.49-503.75 ASSET BCKD SEC SER 2022-2 CL A3 99.9791 96.6500 DTD 04/13/2022 3.100% 02/16/2027 CALLABLE MOODY'S RATING AAA CUSIP 362585AC5 221 PAGE 8 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 295,000 GM FINANCIAL SECURITIZED TERM 294,974.36 280,205.75 0.19 14,768.61-154.88 SER 2022-1 CL A3 *0 DAY DELAY*99.9913 94.9850 DTD 01/19/22 1.260 11/16/2026 CUSIP 380146AC4 1,400,000 GUARDIAN LIFE GLOB FUND 1,385,860.00 1,234,128.00 0.84 151,732.00- 2,756.25 144A PRIV PLCMT 0.875 12/10/2025 98.9900 88.1520 MOODY'S RATING AA1 CUSIP 40139LBC6 41,317.49 HONDA AUTO RECEIVABLES OWNER T 41,314.24 40,855.56 0.03 458.68-15.06 SER 2020-2 CL A3 *0 DAY DELAY*99.9921 98.8820 DTD 05/27/20 0.820 07/15/2024 MOODY'S RATING AAA CUSIP 43813DAC2 176,319.93 HONDA AUTO RECEIVABLES OWNER T 176,316.71 171,259.55 0.12 5,057.16-13.22 SER 2021-1 CL A3 *0 DAY DELAY*99.9982 97.1300 DTD 02/24/21 0.270 04/21/2025 MOODY'S RATING AAA CUSIP 43813GAC5 232,437.33 HONDA AUTO RECEIVABLES OWNER T 232,403.18 227,914.10 0.16 4,489.08-31.06 SER 2020-3 CL A3 *0 DAY DELAY*99.9853 98.0540 DTD 09/29/20 0.370 10/18/2024 CUSIP 43813KAC6 740,000 HONDA AUTO RECEIVABLES OWNER T 739,888.70 705,005.40 0.48 34,883.30-618.31 SER 2022-1 CL A3 *0 DAY DELAY*99.9850 95.2710 DTD 02/23/22 1.000 05/15/2026 MOODY'S RATING AAA CUSIP 43815BAC4 460,000 HONDA AUTO RECEIVABLES OWNER T 459,903.03 436,825.20 0.30 23,077.83-112.44 SER 2021-4 CL A3 *0 DAY DELAY*99.9789 94.9620 DTD 11/24/21 0.880 01/21/2026 MOODY'S RATING AAA CUSIP 43815GAC3 222 PAGE 9 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 626,456.51 HYUNDAI AUTO LEASE SECURITIZAT 626,362.54 619,145.76 0.42 7,216.78-80.40 SER 2021-B CL A3 *0 DAY DELAY*99.9850 98.8330 144A PRIV PLCMT 0.330 06/17/2024 MOODY'S RATING AAA CUSIP 44891VAC5 540,000 HYUNDAI AUTO LEASE SECURITIZAT 539,988.07 523,605.60 0.36 16,382.47-278.40 SER 2022-A CL A3 *0 DAY DELAY*99.9978 96.9640 144A PRIV PLCMT 1.160 01/15/2025 MOODY'S RATING AAA CUSIP 44891WAC3 1,010,000 HYUNDAI AUTO RECEIVABLES TRUST 1,009,961.12 964,691.40 0.66 45,269.72-996.53 ASSET BCKD SEC SER 2022-A CL A3 99.9962 95.5140 DTD 03/16/2022 2.220% 10/15/2026 CALLABLE CUSIP 448977AD0 421,138.95 HYUNDAI AUTO RECEIVABLES TRUST 421,094.64 408,820.64 0.28 12,274.00-71.13 SER 2021-A CL A3 *0 DAY DELAY*99.9895 97.0750 DTD 04/28/21 0.380 09/15/2025 CUSIP 44933LAC7 1,330,000 HYUNDAI AUTO RECEIVABLES TRUST 1,296,371.65 1,262,861.60 0.86 33,510.05-437.42 SER 2021-C CL A3 *0 DAY DELAY*97.4716 94.9520 DTD 11/17/21 0.740 05/15/2026 CUSIP 44935FAD6 2,800,000 INTER-AMERICAN DEVEL BK 2,792,300.00 2,703,484.00 1.84 88,816.00- 2,061.11 DTD 09/02/20 0.250 11/15/2023 99.7250 96.5530 MOODY'S RATING AAA CUSIP 4581X0DP0 2,460,000 INTER-AMERICAN DEVEL BK 2,448,733.20 2,195,771.40 1.50 252,961.80- 7,832.71 DTD 04/20/21 0.875 04/20/2026 99.5420 89.2590 MOODY'S RATING AAA CUSIP 4581X0DV7 223 PAGE 10 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 2,400,000 INTL BK RECON & DEVELOP 2,388,859.25 2,154,528.00 1.47 234,331.25- 4,100.00 DTD 10/28/20 0.500 10/28/2025 99.5358 89.7720 MOODY'S RATING AAA CUSIP 459058JL8 2,500,000 INTL FINANCE CORP 2,471,150.00 2,262,175.00 1.54 208,975.00- 1,171.88 DTD 07/16/20 0.375 07/16/2025 98.8460 90.4870 MOODY'S RATING AAA CUSIP 45950KCT5 1,030,000 JOHN DEERE CAPITAL CORP 1,029,268.70 987,780.30 0.67 41,488.40-566.50 MED TERM NOTE 99.9290 95.9010 DTD 03/04/21 0.450 01/17/2024 MOODY'S RATING A2 CUSIP 24422EVN6 450,000 JOHN DEERE OWNER TRUST 449,900.46 430,317.00 0.29 19,583.46-464.00 ASSET BCKD SEC SER 2022-A CL A3 99.9779 95.6260 DTD 03/16/2022 2.320% 09/16/2026 NON CALLABLE MOODY'S RATING AAA CUSIP 47787JAC2 70,156.18 JOHN DEERE OWNER TRUST 70,145.48 69,211.18 0.05 934.30-15.90 SER 2020-B CL A3 *0 DAY DELAY*99.9848 98.6530 DTD 07/22/20 0.510 11/15/2024 MOODY'S RATING AAA CUSIP 47787NAC3 0.01 JOHN DEERE OWNER TRUST 0.00 0.01 0.00 0.01 0.00 SER 2019-B CL A3 *0 DAY DELAY*0.0000 99.9820 DTD 07/24/19 2.210 12/15/2023 MOODY'S RATING AAA CUSIP 477870AC3 37,608.01 JOHN DEERE OWNER TRUST 37,605.71 37,361.68 0.03 244.03-18.39 SER 2020-A CL A3 *0 DAY DELAY*99.9939 99.3450 DTD 03/11/20 1.100 08/15/2024 MOODY'S RATING AAA CUSIP 47789KAC7 224 PAGE 11 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 580,000 JOHN DEERE OWNER TRUST 579,948.26 553,314.20 0.38 26,634.06-125.67 SER 2021-B CL A3 *0 DAY DELAY*99.9911 95.3990 DTD 07/21/21 0.520 03/16/2026 MOODY'S RATING AAA CUSIP 47789QAC4 655,000 JOHN DEERE OWNER TRUST 654,937.45 633,666.65 0.43 21,270.80- 1,088.76 ASSET BCKD SEC SER 2022-B CL A3 99.9905 96.7430 DTD 07/20/2022 3.740% 02/16/2027 NON CALLABLE MOODY'S RATING AAA CUSIP 47800AAC4 1,050,000 JOHN DEERE OWNER TRUST 1,049,918.52 1,049,118.00 0.72 800.52- 2,375.33 ASSET BCKD SEC SER 2022-C CL A3 99.9923 99.9160 DTD 10/19/2022 5.090% 06/15/2027 CALLABLE MOODY'S RATING AAA CUSIP 47800BAC2 655,000 JPMORGAN CHASE &655,406.85 614,671.65 0.42 40,735.20- 1,198.87 SER F2F 100.0621 93.8430 DTD 06/23/21 06/23/2025 MOODY'S RATING A1 CUSIP 46647PCK0 401,000 JPMORGAN CHASE & CO 415,969.33 372,360.58 0.25 43,608.75- 2,993.10 DTD 04/22/20 04/22/2026 103.7330 92.8580 MOODY'S RATING A1 CUSIP 46647PBK1 1,370,000 JPMORGAN CHASE & CO 1,371,773.90 1,285,224.40 0.88 86,549.50- 2,822.20 DTD 06/01/21 06/01/2025 100.1295 93.8120 MOODY'S RATING A1 CUSIP 46647PCH7 1,000,000 MASSMUTUAL GLOBAL FUNDIN 1,002,230.00 881,170.00 0.60 121,060.00- 1,500.00 144A PRIV PLCMT 1.200 07/16/2026 100.2230 88.1170 MOODY'S RATING AA3 CUSIP 57629WDE7 225 PAGE 12 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,115,000 MET LIFE GLOB FUNDING I 1,113,728.90 985,860.70 0.67 127,868.20- 2,903.65 144A PRIV PLCMT 1.875 01/11/2027 99.8860 88.4180 MOODY'S RATING AA3 CUSIP 59217GER6 770,000 MET TOWER GLOBAL FUNDING 769,291.60 669,538.10 0.46 99,753.50- 4,464.93 144A PRIV PLCMT 1.250 09/14/2026 99.9080 86.9530 MOODY'S RATING AA3 CUSIP 58989V2D5 650,000 MORGAN STANLEY 615,699.50 605,839.00 0.41 9,860.50- 4,859.18 DTD 04/28/20 04/28/2026 94.7230 93.2060 MOODY'S RATING A1 CUSIP 6174468Q5 1,680,000 NEW YORK LIFE GLOBAL FDG 1,678,185.60 1,565,558.40 1.07 112,627.20- 3,180.33 144A PRIV PLCMT 1.450 01/14/2025 99.8920 93.1880 MOODY'S RATING AAA CUSIP 64952WEK5 74,774.12 NISSAN AUTO RECEIVABLES OWNER 75,145.07 74,617.84 0.05 527.23-64.14 SER 2019-C CL A3 *0 DAY DELAY*100.4961 99.7910 DTD 10/23/19 1.930 07/15/2024 MOODY'S RATING AAA CUSIP 65479JAD5 670,000 NORTHERN TRUST CORP 668,914.60 648,988.80 0.44 19,925.80- 8,263.33 DTD 05/10/2022 4.000% 05/10/2027 99.8380 96.8640 CALLABLE MOODY'S RATING A2 CUSIP 665859AW4 850,000 NORTHWESTERN MUTUAL GLBL 827,449.50 753,601.50 0.51 73,848.00-887.78 144A PRIV PLCMT 0.800 01/14/2026 97.3470 88.6590 MOODY'S RATING AAA CUSIP 66815L2A6 226 PAGE 13 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,170,000 NORTHWESTERN MUTUAL GLBL 1,169,602.20 1,137,672.90 0.78 31,929.30- 7,800.00 DTD 07/01/2022 4.000% 07/01/2025 99.9660 97.2370 NON CALLABLE 144A PRIVATE PLACEMENT MOODY'S RATING AAA CUSIP 66815L2J7 370,000 PACCAR FINANCIAL CORP 369,182.30 353,960.50 0.24 15,221.80-353.56 MED TERM NOTE 99.7790 95.6650 DTD 08/15/19 2.150 08/15/2024 MOODY'S RATING A1 CUSIP 69371RQ25 680,000 PACCAR FINANCIAL CORP 679,632.80 634,786.80 0.43 44,846.00-207.78 MED TERM NOTE 99.9460 93.3510 DTD 08/09/21 0.500 08/09/2024 MOODY'S RATING A1 CUSIP 69371RR40 885,000 PACCAR FINANCIAL CORP 884,769.90 845,042.25 0.58 39,727.65- 10,089.00 DTD 04/07/2022 2.850% 04/07/2025 99.9740 95.4850 NON CALLABLE MOODY'S RATING A1 CUSIP 69371RR73 904,000 PRICOA GLOBAL FUNDING 1 832,972.72 808,374.88 0.55 24,597.84- 3,616.00 144A PRIV PLCMT 0.800 09/01/2025 92.1430 89.4220 MOODY'S RATING AA3 CUSIP 74153WCM9 885,000 PRICOA GLOBAL FUNDING 1 884,088.45 820,483.50 0.56 63,604.95- 2,403.02 144A PRIV PLCMT 1.150 12/06/2024 99.8970 92.7100 MOODY'S RATING AA3 CUSIP 74153WCQ0 1,500,000 ROYAL BANK OF CANADA 1,533,359.18 1,444,500.00 0.98 88,859.18- 4,781.25 DTD 07/16/19 2.550 07/16/2024 102.2240 96.3000 MOODY'S RATING A1 CUSIP 78013XZU5 227 PAGE 14 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,050,000 ROYAL BANK OF CANADA 1,049,611.50 1,010,016.00 0.69 39,595.50- 13,485.94 MEDIUM TERM NOTE 99.9630 96.1920 CONVERTIBLE DTD 04/14/2022 3.375% 04/14/2025 NON CALLABLE MOODY'S RATING A1 CUSIP 78016EZ59 1,760,000 SALESFORCE.COM INC 1,748,937.40 1,654,083.20 1.13 94,854.20- 1,405.56 DTD 07/12/21 0.625 07/15/2024 99.3715 93.9820 MOODY'S RATING A2 CUSIP 79466LAG9 1,500,000 TORONTO-DOMINION BANK 1,527,255.00 1,450,335.00 0.99 76,920.00- 8,722.92 MED TERM NOTE 101.8170 96.6890 DTD 06/12/19 2.650 06/12/2024 MOODY'S RATING A1 CUSIP 89114QCA4 700,000 TORONTO-DOMINION BANK 674,737.00 653,436.00 0.45 21,301.00- 1,437.92 MED TERM NOTE SER FXD 96.3910 93.3480 DTD 01/12/22 1.450 01/10/2025 MOODY'S RATING A1 CUSIP 89114TZL9 172,260.09 TOYOTA AUTO RECEIVABLES OWNER 172,228.00 169,359.23 0.12 2,868.77-26.80 SER 2020-D CL A3 *0 DAY DELAY*99.9814 98.3160 DTD 10/13/20 0.350 01/15/2025 CUSIP 89236XAC0 430,000 TOYOTA AUTO RECEIVABLES OWNER 429,990.84 406,969.20 0.28 23,021.64-135.69 SER 2021-D CL A3 *0 DAY DELAY*99.9979 94.6440 DTD 11/15/21 0.710 04/15/2026 CUSIP 89238JAC9 641,680.32 TOYOTA AUTO RECEIVABLES OWNER 641,561.23 624,123.95 0.43 17,437.28-74.15 SER 2021-A CL A3 *0 DAY DELAY*99.9815 97.2640 DTD 02/08/21 0.260 05/15/2025 MOODY'S RATING AAA CUSIP 89240BAC2 228 PAGE 15 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 406,975.24 TOYOTA LEASE OWNER TRUST 398,835.73 402,661.30 0.27 3,825.57 39.68 SER 2021-A CL A3 *0 DAY DELAY*98.0000 98.9400 144A PRIV PLCMT 0.390 04/22/2024 MOODY'S RATING AAA CUSIP 89238EAC0 1,150,000 TOYOTA LEASE OWNER TRUST 1,149,818.99 1,112,763.00 0.76 37,055.99-688.72 ASSET BCKD SEC SER 2022-A CL A3 99.9843 96.7620 DTD 02/28/2022 1.960% 02/20/2025 CALLABLE 144A PRIVATE PLACEMENT CUSIP 89238LAC4 1,385,000 TOYOTA MOTOR CREDIT CORP 1,384,390.60 1,222,774.95 0.83 161,615.65- 3,159.53 MED TERM NOTE 99.9560 88.2870 DTD 06/18/21 1.125 06/18/2026 MOODY'S RATING A1 CUSIP 89236TJK2 1,215,000 TOYOTA MOTOR CREDIT CORP 1,213,371.90 1,137,227.85 0.78 76,144.05- 2,349.00 DTD 01/13/22 1.450 01/13/2025 99.8660 93.5990 MOODY'S RATING A1 CUSIP 89236TJT3 2,100,000 UNITED STATES TREASURY BONDS 2,084,988.28 2,084,418.00 1.42 570.28-228.26 DTD 02/28/2023 4.000% 02/29/2028 99.2852 99.2580 MOODY'S RATING AAA CUSIP 91282CGP0 3,100,000 UNITED STATES TREASURY NOTES 3,057,617.20 2,917,162.00 1.99 140,455.20- 25,026.93 DTD 03/15/2022 1.750% 03/15/2025 98.6328 94.1020 MOODY'S RATING AAA CUSIP 91282CED9 3,250,000 UNITED STATES TREASURY NOTES 3,260,312.50 3,118,342.50 2.13 141,970.00- 17,506.91 DTD 06/30/2022 3.250% 06/30/2027 100.3173 95.9490 MOODY'S RATING AAA CUSIP 91282CEW7 229 PAGE 16 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 400,000 UNITED STATES TREASURY NOTES 393,218.75 375,780.00 0.26 17,438.75-881.22 DTD 07/31/2022 2.750% 07/31/2027 98.3047 93.9450 MOODY'S RATING AAA CUSIP 91282CFB2 4,500,000 UNITED STATES TREASURY NOTES 4,468,902.34 4,294,530.00 2.93 174,372.34-382.13 DTD 08/31/2022 3.125% 08/31/2027 99.3090 95.4340 MOODY'S RATING AAA CUSIP 91282CFH9 3,450,000 UNITED STATES TREASURY NOTES 3,421,152.34 3,431,956.50 2.34 10,804.16 59,427.20 DTD 09/30/2022 4.125% 09/30/2027 99.1639 99.4770 MOODY'S RATING AAA CUSIP 91282CFM8 850,000 UNITED STATES TREASURY NOTES 852,656.25 837,879.00 0.57 14,777.25- 8,234.38 DTD 11/30/2022 3.875% 11/30/2027 100.3125 98.5740 MOODY'S RATING AAA CUSIP 91282CFZ9 2,750,000 UNITED STATES TREASURY NOTES 2,775,107.42 2,709,822.50 1.85 65,284.92- 17,662.29 DTD 12/31/2022 3.875% 12/31/2027 100.9130 98.5390 MOODY'S RATING AAA CUSIP 91282CGC9 3,000,000 UNITED STATES TREASURY NOTES 2,957,929.69 2,908,830.00 1.98 49,099.69- 8,411.60 DTD 01/31/2023 3.500% 01/31/2028 98.5977 96.9610 MOODY'S RATING AAA CUSIP 91282CGH8 1,035,000 UNITEDHEALTH GROUP INC 1,025,051.35 917,620.65 0.63 107,430.70- 3,504.62 DTD 05/19/21 1.150 05/15/2026 99.0388 88.6590 MOODY'S RATING A3 CUSIP 91324PEC2 675,000 UNITEDHEALTH GROUP INC 675,316.70 643,875.75 0.44 31,440.95- 7,353.75 DTD 05/20/2022 3.700% 05/15/2027 100.0469 95.3890 CALLABLE MOODY'S RATING A3 CUSIP 91324PEG3 230 PAGE 17 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,250,000 US BANCORP 1,268,262.50 1,200,650.00 0.82 67,612.50- 2,583.33 DTD 07/29/19 2.400 07/30/2024 101.4610 96.0520 MOODY'S RATING A2 CUSIP 91159HHX1 1,500,000 US TREASURY NOTE 1,469,765.63 1,351,410.00 0.92 118,355.63-300.41 DTD 07/31/20 0.250 07/31/2025 97.9844 90.0940 MOODY'S RATING AAA CUSIP 91282CAB7 2,400,000 US TREASURY NOTE 2,366,140.63 2,151,552.00 1.47 214,588.63- 2,505.49 DTD 09/30/20 0.250 09/30/2025 98.5892 89.6480 MOODY'S RATING AAA CUSIP 91282CAM3 2,450,000 US TREASURY NOTE 2,422,492.19 2,187,972.50 1.49 234,519.69- 2,047.31 DTD 10/31/20 0.250 10/31/2025 98.8772 89.3050 MOODY'S RATING AAA CUSIP 91282CAT8 2,250,000 US TREASURY NOTE 2,209,658.20 2,009,880.00 1.37 199,778.20- 2,109.38 DTD 11/30/20 0.375 11/30/2025 98.2070 89.3280 MOODY'S RATING AAA CUSIP 91282CAZ4 2,500,000 US TREASURY NOTE 2,456,445.31 2,220,800.00 1.51 235,645.31-751.04 DTD 02/01/21 0.375 01/31/2026 98.2578 88.8320 MOODY'S RATING AAA CUSIP 91282CBH3 1,450,000 US TREASURY NOTE 1,446,488.28 1,378,631.00 0.94 67,857.28- 1,672.31 DTD 03/15/21 0.250 03/15/2024 99.7578 95.0780 MOODY'S RATING AAA CUSIP 91282CBR1 2,500,000 US TREASURY NOTE 2,493,652.34 2,228,625.00 1.52 265,027.34- 6,267.27 DTD 04/30/21 0.750 04/30/2026 99.7461 89.1450 MOODY'S RATING AAA CUSIP 91282CBW0 231 PAGE 18 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,400,000 US TREASURY NOTE 1,379,054.68 1,238,454.00 0.84 140,600.68- 5,115.38 DTD 09/30/21 0.875 09/30/2026 98.5039 88.4610 MOODY'S RATING AAA CUSIP 91282CCZ2 1,400,000 US TREASURY NOTE 1,391,468.75 1,247,092.00 0.85 144,376.75- 5,264.50 DTD 11/01/21 1.125 10/31/2026 99.3906 89.0780 CUSIP 91282CDG3 1,700,000 US TREASURY NOTE 1,753,191.41 1,635,927.00 1.11 117,264.41- 1,561.46 DTD 08/15/14 2.375 08/15/2024 103.1289 96.2310 MOODY'S RATING AAA CUSIP 912828D56 2,000,000 US TREASURY NOTE 2,018,574.22 1,919,760.00 1.31 98,814.22- 6,629.83 DTD 06/30/17 2.000 06/30/2024 100.9287 95.9880 MOODY'S RATING AAA CUSIP 912828XX3 1,700,000 US TREASURY NOTE 1,705,976.56 1,639,837.00 1.12 66,139.56- 11,364.64 DTD 05/01/17 2.000 04/30/2024 100.3516 96.4610 MOODY'S RATING AAA CUSIP 912828X70 2,100,000 US TREASURY NOTE 2,087,203.13 1,985,823.00 1.35 101,380.13- 6,091.16 DTD 12/31/19 1.750 12/31/2024 99.3906 94.5630 CUSIP 912828YY0 1,500,000 US TREASURY NOTE 1,523,144.53 1,395,705.00 0.95 127,439.53-46.62 DTD 03/02/20 1.125 02/28/2025 101.5430 93.0470 MOODY'S RATING AAA CUSIP 912828ZC7 2,500,000 US TREASURY NOTE 2,360,839.85 2,277,550.00 1.55 83,289.85- 3,133.63 DTD 04/30/20 0.375 04/30/2025 94.4336 91.1020 MOODY'S RATING AAA CUSIP 912828ZL7 232 PAGE 19 STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO AS OF FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF ASSETS AND LIABILITIES COST VALUE MARKET VALUE % TOTAL UNREALIZED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 570,000 VERIZON MASTER TRUST 569,974.92 562,185.30 0.38 7,789.62-647.90 ASSET BCKD SEC SER 2022-5 CL A1A 99.9956 98.6290 DTD 08/11/2022 VAR CPN 07/20/2027 CALLABLE CUSIP 92348KAV5 317,826.06 VERIZON OWNER TRUST 317,759.31 314,078.89 0.21 3,680.42-45.64 SER 2020-B CL A *0 DAY DELAY*99.9790 98.8210 DTD 08/12/20 0.470 02/20/2025 MOODY'S RATING AAA CUSIP 92290BAA9 350,000 WALMART INC 349,338.50 307,419.00 0.21 41,919.50- 1,674.17 DTD 09/17/21 1.050 09/17/2026 99.8110 87.8340 MOODY'S RATING AA2 CUSIP 931142ER0 TOTAL BOND & NOTES 156,235,688.22 146,574,166.13 99.89 9,661,522.09- 528,610.79 ====================================================================================================================================== TOTAL INVESTMENTS 156,391,276.44 146,729,754.35 100.00 9,661,522.09- 530,200.66 TOTAL ACCRUALS 530,200.66 530,200.66 ====================================================================================================================================== TOTAL ACCRUALS AND INVESTMENTS 156,921,477.10 147,259,955.01 233 PAGE 20 CASH SUMMARY CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ CASH SUMMARY DESCRIPTION PRINCIPAL CASH INCOME CASH ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ BEGINNING BALANCE 0.00 0.00 RECEIPTS NET INTEREST COLLECTED 0.00 225,911.73 TRANSFER RECEIPTS 225,911.73 0.00 SALES 4,810,668.73 0.00 CASH MANAGEMENT SALES 2,071,971.69 0.00 TOTAL CASH RECEIPTS 7,108,552.15 225,911.73 DISBURSEMENTS INVESTMENT MANAGEMENT EXPENSES 9,067.30-0.00 TRANSFER DISBURSEMENTS 0.00 225,911.73- PURCHASES 5,042,917.97-0.00 CASH MANAGEMENT PURCHASES 2,056,566.88-0.00 TOTAL CASH DISBURSEMENTS 7,108,552.15-225,911.73- ENDING BALANCE 0.00 0.00 ________________________________________________________________________________________________________________________________________ 234 PAGE 21 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ BEGINNING BALANCE 0.00 156,399,348.51 ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ CASH EQUIVALENTS 02/01/23 INTEREST RECEIVED 922.71 AS 100% TREAS MM FD-SVC CL #008 INTEREST FROM 1/1/23 TO 1/31/23 02/01/23 INTEREST RECEIVED 32.66 PRINCIPAL PUBLIC DEPOSIT SWEEP PRGRM INTEREST FROM 1/1/23 TO 1/31/23 02/28/23 2,056,534.22 CASH SWEEP PURCHASES FOR STMT PERIOD 2,056,534.22- 2,056,534.22 AS 100% TREAS MM FD-SVC CL #008 9 TRANSACTIONS 02/28/23 32.66 CASH SWEEP PURCHASES FOR STMT PERIOD 32.66-32.66 PRINCIPAL PUBLIC DEPOSIT SWEEP PRGRM 1 TRANSACTIONS 02/28/23 2,071,971.69- CASH SWEEP SALES FOR STMT PERIOD 2,071,971.69 2,071,971.69- AS 100% TREAS MM FD-SVC CL #008 4 TRANSACTIONS BONDS & NOTES 02/15/23 INTEREST RECEIVED 2,845.38 AMERICAN EXPRES ABS 2.210% 3/15/27 CUSIP 02589BAA8 $0.00184/PV ON 1,545,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 3,884.38 AMERICAN EXPRESS ABS 3.390% 5/17/27 CUSIP 02582JJT8 $0.00283/PV ON 1,375,000.00 PV DUE 2/15/23 235 PAGE 22 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/27/23 INTEREST RECEIVED 103.45 BMW VEHICLE LEASE TR 0.330% 12/26/24 CUSIP 09690AAC7 $0.00027/PV ON 376,184.66 PV DUE 2/25/23 02/27/23 36,698.06- PAID DOWN 36,698.06 36,694.27-3.79 BMW VEHICLE LEASE TR 0.330% 12/26/24 CUSIP 09690AAC7 TO SETTLE ON 02/27/2023 02/27/23 INTEREST RECEIVED 412.50 BMW VEHICLE LEASE TR 1.100% 3/25/25 CUSIP 05601XAC3 $0.00092/PV ON 450,000.00 PV DUE 2/25/23 02/27/23 INTEREST RECEIVED 1,417.75 BMW VEHICLE OWN ABS 3.210% 8/25/26 CUSIP 05602RAD3 $0.00268/PV ON 530,000.00 PV DUE 2/25/23 02/24/23 1,500,000- SOLD 1,470,615.00 1,568,115.00-97,500.00- FED HOME LN BK 3.250% 3/08/24 CUSIP 3130A0XE5 AT $98.0410 ON TRADE DATE 02/23/2023 TO SETTLE ON 02/24/2023 WACHOVIA CAPITAL MARKETS, LLC. 02/24/23 ACCRUED INTEREST ON SALE 22,479.17 FED HOME LN BK 3.250% 3/08/24 CUSIP 3130A0XE5 02/08/23 900,000- SOLD 865,782.00 899,109.00-33,327.00- FED HOME LN MTG CORP 0.250% 12/04/23 CUSIP 3137EAFA2 AT $96.1980 ON TRADE DATE 02/07/2023 TO SETTLE ON 02/08/2023 PERSHING LLC 236 PAGE 23 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/08/23 ACCRUED INTEREST ON SALE 400.00 FED HOME LN MTG CORP 0.250% 12/04/23 CUSIP 3137EAFA2 02/13/23 INTEREST RECEIVED 17,737.50 FED HOME LN MTG CORP 1.500% 2/12/25 CUSIP 3137EAEP0 INTEREST ON 2,365,000.000 UNITS 02/27/23 INTEREST RECEIVED 3,435.25 FED HOME LN MTG CORP 3.171% 10/25/24 CUSIP 3137BFE98 $0.00264/PV ON 1,300,000.00 PV DUE 2/25/23 02/27/23 INTEREST RECEIVED 4,687.50 FED NATL MTG ASSN 0.375% 8/25/25 CUSIP 3135G05X7 INTEREST ON 2,500,000.000 UNITS 02/27/23 INTEREST RECEIVED 1,437.04 FHLMC MULTIFAMILY ST 2.653% 8/25/26 CUSIP 3137BSP72 $0.00221/PV ON 650,000.00 PV DUE 2/25/23 02/27/23 INTEREST RECEIVED 1,422.62 FHLMC MULTIFAMILY ST 2.995% 12/25/25 CUSIP 3137BN6G4 $0.00250/PV ON 570,000.00 PV DUE 2/25/23 02/27/23 INTEREST RECEIVED 2,508.33 FHLMC MULTIFAMILY ST 3.010% 8/25/25 CUSIP 3137BLMZ8 $0.00251/PV ON 1,000,000.00 PV DUE 2/25/23 237 PAGE 24 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/27/23 INTEREST RECEIVED 2,703.33 FHLMC MULTIFAMILY ST 3.244% 8/25/27 CUSIP 3137FBBX3 $0.00270/PV ON 1,000,000.00 PV DUE 2/25/23 02/27/23 INTEREST RECEIVED 1,212.93 FHLMC MULTIFAMILY ST 3.308% 9/25/25 CUSIP 3137BM7C4 $0.00276/PV ON 440,000.00 PV DUE 2/25/23 02/16/23 INTEREST RECEIVED 1,007.50 GM FINANCIAL ABS 3.100% 2/16/27 CUSIP 362585AC5 $0.00258/PV ON 390,000.00 PV DUE 2/16/23 02/21/23 INTEREST RECEIVED 313.63 GM FINANCIAL AUTOMOB 0.390% 10/21/24 CUSIP 36262XAC8 $0.00032/PV ON 965,000.00 PV DUE 2/20/23 02/21/23 10,014.26- PAID DOWN 10,014.26 10,014.12-0.14 GM FINANCIAL AUTOMOB 0.390% 10/21/24 CUSIP 36262XAC8 TO SETTLE ON 02/21/2023 02/21/23 INTEREST RECEIVED 1,496.25 GM FINANCIAL AUTOMOB 1.850% 3/20/25 CUSIP 36265MAC9 $0.00158/PV ON 945,000.00 PV DUE 2/20/23 238 PAGE 25 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/16/23 INTEREST RECEIVED 198.33 GM FINANCIAL SECURIT 0.680% 9/16/26 CUSIP 362554AC1 $0.00057/PV ON 350,000.00 PV DUE 2/16/23 02/16/23 INTEREST RECEIVED 309.75 GM FINANCIAL SECURIT 1.260% 11/16/26 CUSIP 380146AC4 $0.00105/PV ON 295,000.00 PV DUE 2/16/23 02/21/23 INTEREST RECEIVED 43.08 HONDA AUTO RECEIVABL 0.270% 4/21/25 CUSIP 43813GAC5 $0.00023/PV ON 191,446.33 PV DUE 2/21/23 02/21/23 15,126.4- PAID DOWN 15,126.40 15,126.12-0.28 HONDA AUTO RECEIVABL 0.270% 4/21/25 CUSIP 43813GAC5 02/21/23 INTEREST RECEIVED 80.13 HONDA AUTO RECEIVABL 0.370% 10/18/24 CUSIP 43813KAC6 $0.00031/PV ON 259,883.67 PV DUE 2/18/23 02/21/23 27,446.34- PAID DOWN 27,446.34 27,442.31-4.03 HONDA AUTO RECEIVABL 0.370% 10/18/24 CUSIP 43813KAC6 TO SETTLE ON 02/21/2023 02/15/23 INTEREST RECEIVED 32.94 HONDA AUTO RECEIVABL 0.820% 7/15/24 CUSIP 43813DAC2 $0.00068/PV ON 48,206.24 PV DUE 2/15/23 239 PAGE 26 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 6,888.75- PAID DOWN 6,888.75 6,888.21-0.54 HONDA AUTO RECEIVABL 0.820% 7/15/24 CUSIP 43813DAC2 02/21/23 INTEREST RECEIVED 337.33 HONDA AUTO RECEIVABL 0.880% 1/21/26 CUSIP 43815GAC3 $0.00073/PV ON 460,000.00 PV DUE 2/21/23 02/15/23 INTEREST RECEIVED 1,159.33 HONDA AUTO RECEIVABL 1.000% 5/15/26 CUSIP 43815BAC4 $0.00157/PV ON 740,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 196.17 HYUNDAI AUTO LEASE 0.330% 6/17/24 CUSIP 44891VAC5 $0.00027/PV ON 713,351.18 PV DUE 2/15/23 02/15/23 86,894.67- PAID DOWN 86,894.67 86,881.64-13.03 HYUNDAI AUTO LEASE 0.330% 6/17/24 CUSIP 44891VAC5 02/15/23 INTEREST RECEIVED 522.00 HYUNDAI AUTO LEASE 1.160% 1/15/25 CUSIP 44891WAC3 $0.00097/PV ON 540,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 1,868.50 HYUNDAI AUTO REC ABS 2.220% 10/15/26 CUSIP 448977AD0 $0.00185/PV ON 1,010,000.00 PV DUE 2/15/23 240 PAGE 27 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 INTEREST RECEIVED 142.93 HYUNDAI AUTO RECEIVA 0.380% 9/15/25 CUSIP 44933LAC7 $0.00032/PV ON 451,348.32 PV DUE 2/15/23 02/15/23 30,209.37- PAID DOWN 30,209.37 30,206.19-3.18 HYUNDAI AUTO RECEIVA 0.380% 9/15/25 CUSIP 44933LAC7 02/15/23 INTEREST RECEIVED 820.17 HYUNDAI AUTO RECEIVA 0.740% 5/15/26 CUSIP 44935FAD6 $0.00062/PV ON 1,330,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 4,453.75 JOHN DEERE OWNE ABS 5.090% 6/15/27 CUSIP 47800BAC2 $0.00424/PV ON 1,050,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 870.00 JOHN DEERE OWNER ABS 2.320% 9/16/26 CUSIP 47787JAC2 $0.00193/PV ON 450,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 2,041.42 JOHN DEERE OWNER ABS 3.740% 2/16/27 CUSIP 47800AAC4 $0.00312/PV ON 655,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 37.15 JOHN DEERE OWNER TRU 0.510% 11/15/24 CUSIP 47787NAC3 $0.00042/PV ON 87,422.64 PV DUE 2/15/23 241 PAGE 28 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 17,266.46- PAID DOWN 17,266.46 17,263.83-2.63 JOHN DEERE OWNER TRU 0.510% 11/15/24 CUSIP 47787NAC3 02/15/23 INTEREST RECEIVED 251.33 JOHN DEERE OWNER TRU 0.520% 3/16/26 CUSIP 47789QAC4 $0.00043/PV ON 580,000.00 PV DUE 2/15/23 02/15/23 INTEREST RECEIVED 45.29 JOHN DEERE OWNER TRU 1.100% 8/15/24 CUSIP 47789KAC7 $0.00092/PV ON 49,408.28 PV DUE 2/15/23 02/15/23 11,800.27- PAID DOWN 11,800.27 11,799.55-0.72 JOHN DEERE OWNER TRU 1.100% 8/15/24 CUSIP 47789KAC7 02/15/23 INTEREST RECEIVED 5.52 MERCEDES-BENZ AUTO 0.400% 11/15/23 CUSIP 58769EAC2 $0.00033/PV ON 16,551.04 PV DUE 2/15/23 02/15/23 16,551.04- PAID DOWN 16,551.04 16,550.20-0.84 MERCEDES-BENZ AUTO 0.400% 11/15/23 CUSIP 58769EAC2 02/15/23 INTEREST RECEIVED 190.96 NISSAN AUTO RECEIVAB 1.930% 7/15/24 CUSIP 65479JAD5 $0.00161/PV ON 118,729.00 PV DUE 2/15/23 242 PAGE 29 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 43,954.88- PAID DOWN 43,954.88 44,172.93-218.05- NISSAN AUTO RECEIVAB 1.930% 7/15/24 CUSIP 65479JAD5 02/09/23 INTEREST RECEIVED 1,700.00 PACCAR FINANCIAL COR 0.500% 8/09/24 CUSIP 69371RR40 INTEREST ON 680,000.000 UNITS 02/15/23 INTEREST RECEIVED 3,977.50 PACCAR FINANCIAL COR 2.150% 8/15/24 CUSIP 69371RQ25 INTEREST ON 370,000.000 UNITS 02/15/23 INTEREST RECEIVED 150.78 TOYOTA AUTO RECEIVAB 0.260% 5/15/25 CUSIP 89240BAC2 $0.00022/PV ON 695,916.59 PV DUE 2/15/23 02/15/23 54,236.27- PAID DOWN 54,236.27 54,226.20-10.07 TOYOTA AUTO RECEIVAB 0.260% 5/15/25 CUSIP 89240BAC2 02/15/23 INTEREST RECEIVED 56.62 TOYOTA AUTO RECEIVAB 0.350% 1/15/25 CUSIP 89236XAC0 $0.00029/PV ON 194,135.56 PV DUE 2/15/23 02/15/23 21,875.47- PAID DOWN 21,875.47 21,871.39-4.08 TOYOTA AUTO RECEIVAB 0.350% 1/15/25 CUSIP 89236XAC0 02/15/23 INTEREST RECEIVED 254.42 TOYOTA AUTO RECEIVAB 0.710% 4/15/26 CUSIP 89238JAC9 $0.00059/PV ON 430,000.00 PV DUE 2/15/23 243 PAGE 30 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/21/23 INTEREST RECEIVED 1,878.33 TOYOTA LEASE OWN ABS 1.960% 2/20/25 CUSIP 89238LAC4 $0.00163/PV ON 1,150,000.00 PV DUE 2/20/23 02/21/23 INTEREST RECEIVED 156.35 TOYOTA LEASE OWNER 0.390% 4/22/24 CUSIP 89238EAC0 $0.00033/PV ON 481,084.45 PV DUE 2/20/23 02/21/23 74,109.21- PAID DOWN 74,109.21 72,627.03-1,482.18 TOYOTA LEASE OWNER 0.390% 4/22/24 CUSIP 89238EAC0 TO SETTLE ON 02/21/2023 02/28/23 INTEREST RECEIVED 70,312.50 U.S. TREASURY NOTES 3.125% 8/31/27 CUSIP 91282CFH9 INTEREST ON 4,500,000.000 UNITS 02/08/23 3,000,000 PURCHASED 2,957,929.69- 2,957,929.69 U.S. TREASURY NOTES 3.500% 1/31/28 CUSIP 91282CGH8 AT $98.5977 ON TRADE DATE 02/07/2023 TO SETTLE ON 02/08/2023 CITADEL DERIVATIVES GROUP LLC 02/08/23 ACCRUED INTEREST ON PURCHASE 2,320.44- U.S. TREASURY NOTES 3.500% 1/31/28 CUSIP 91282CGH8 02/28/23 2,100,000 PURCHASED 2,084,988.28- 2,084,988.28 U.S. TREASURY NOTES 4.000% 2/29/28 CUSIP 91282CGP0 AT $99.2852 ON TRADE DATE 02/23/2023 TO SETTLE ON 02/28/2023 J.P. MORGAN SECURITIES INC., - 244 PAGE 31 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/28/23 INTEREST RECEIVED 8,437.50 US TREASURY NOTE 1.125% 2/28/25 CUSIP 912828ZC7 INTEREST ON 1,500,000.000 UNITS 02/15/23 INTEREST RECEIVED 20,187.50 US TREASURY NOTE 2.375% 8/15/24 CUSIP 912828D56 INTEREST ON 1,700,000.000 UNITS 02/08/23 2,000,000- SOLD 1,958,203.13 2,053,613.28-95,410.15- US TREASURY NOTE 2.750% 2/15/24 CUSIP 912828B66 AT $97.9102 ON TRADE DATE 02/07/2023 TO SETTLE ON 02/08/2023 WACHOVIA CAPITAL MARKETS, LLC. 02/08/23 ACCRUED INTEREST ON SALE 26,453.80 US TREASURY NOTE 2.750% 2/15/24 CUSIP 912828B66 02/21/23 INTEREST RECEIVED 1,767.00 VERIZON MAST ABS V-M 3.720% 7/20/27 CUSIP 92348KAV5 $0.00310/PV ON 570,000.00 PV DUE 2/20/23 02/21/23 INTEREST RECEIVED 149.05 VERIZON OWNER TRUST 0.470% 2/20/25 CUSIP 92290BAA9 $0.00039/PV ON 380,548.91 PV DUE 2/20/23 02/21/23 62,722.85- PAID DOWN 62,722.85 62,709.68-13.17 VERIZON OWNER TRUST 0.470% 2/20/25 CUSIP 92290BAA9 TO SETTLE ON 02/21/2023 245 PAGE 32 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/21/23 INTEREST RECEIVED 0.44 VERIZON OWNER TRUST 1.940% 4/22/24 CUSIP 92348AAA3 $0.00162/PV ON 274.30 PV DUE 2/20/23 02/21/23 274.3- PAID DOWN 274.30 274.28-0.02 VERIZON OWNER TRUST 1.940% 4/22/24 CUSIP 92348AAA3 TO SETTLE ON 02/21/2023 02/13/23 INTEREST RECEIVED 6,045.00 VR BANK OF AMERICA 2.015% 2/13/26 CUSIP 06051GHY8 INTEREST ON 600,000.000 UNITS 02/27/23 INTEREST RECEIVED 2,639.42 VR FHLMC MULTIFAMI 3.334% 8/25/25 CUSIP 3137BLW95 $0.00278/PV ON 950,000.00 PV DUE 2/25/23 TRANSFER RECEIPTS 02/01/23 ADDITION TO ACCOUNT 955.37 TRANSFER FROM INCOME 02/08/23 ADDITION TO ACCOUNT 24,533.36 TRANSFER FROM INCOME 02/09/23 ADDITION TO ACCOUNT 1,700.00 TRANSFER FROM INCOME 02/13/23 ADDITION TO ACCOUNT 23,782.50 TRANSFER FROM INCOME 246 PAGE 33 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 ADDITION TO ACCOUNT 43,792.35 TRANSFER FROM INCOME 02/16/23 ADDITION TO ACCOUNT 1,717.27 TRANSFER FROM INCOME 02/21/23 ADDITION TO ACCOUNT 6,221.59 TRANSFER FROM INCOME 02/24/23 ADDITION TO ACCOUNT 22,479.17 TRANSFER FROM INCOME 02/27/23 ADDITION TO ACCOUNT 4,687.50 TRANSFER FROM INCOME 02/28/23 ADDITION TO ACCOUNT 96,042.62 TRANSFER FROM INCOME INVESTMENT MANAGEMENT EXPENSES 02/07/23 INVESTMENT MGMT FEE 9,067.30- PAID TO CHANDLER ASSET MANAGEMENT INC INV# 2301CUPERTIN CHANDLER ASSET MGMT FEE 2/6/23 TRANSFER DISBURSEMENTS 02/01/23 TRANSFER TO PRINCIPAL 955.37- 02/08/23 TRANSFER TO PRINCIPAL 24,533.36- 02/09/23 TRANSFER TO PRINCIPAL 1,700.00- 02/13/23 TRANSFER TO PRINCIPAL 23,782.50- 247 INVESTMENT AND INSURANCE PRODUCTS ARE: ·NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) OR ANY FEDERAL GOVERNMENT AGENCY ·NOT A DEPOSIT, OBLIGATION OF, OR GUARANTEED BY ANY BANK OR BANKING AFFILIATE ·SUBJECT TO INVESTMENT RISKS AND MAY LOSE VALUE, INCLUDING POSSIBLE LOSS OF PRINCIPAL AMOUNT INVESTED PAGE 34 STATEMENT OF TRANSACTIONS CITY OF CUPERTINO FOR THE PERIOD FEBRUARY 1, 2023 THROUGH FEBRUARY 28, 2023 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ STATEMENT OF TRANSACTIONS REALIZED DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 02/15/23 TRANSFER TO PRINCIPAL 43,792.35- 02/16/23 TRANSFER TO PRINCIPAL 1,717.27- 02/21/23 TRANSFER TO PRINCIPAL 6,221.59- 02/24/23 TRANSFER TO PRINCIPAL 22,479.17- 02/27/23 TRANSFER TO PRINCIPAL 4,687.50- 02/28/23 TRANSFER TO PRINCIPAL 96,042.62- ================================================================================================================= ENDING BALANCE 0.00 156,391,276.44 ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 248 CITY OF CUPERTINO PARS Post-Employment Benefits Trust 2/1/2023 to 2/28/2023 Kristina Alfaro Director of Administrative Services City of Cupertino 10300 Torre Ave. Cupertino, CA 95014 Account Summary Source 2/1/2023 Contributions Earnings Expenses Distributions Transfers 2/28/2023 OPEB 1001 $33,651,241.02 $0.00 -$848,358.81 $9,880.22 $0.00 $0.00 $32,793,001.99 PENSION 1002 $18,507,646.57 $0.00 -$466,577.57 $5,433.94 $0.00 $0.00 $18,035,635.06 Totals $52,158,887.59 $0.00 -$1,314,936.38 $15,314.16 $0.00 $0.00 $50,828,637.05 Investment Selection Source OPEB PENSION Investment Objective Source OPEB PENSION Investment Return Source 1-Month 3-Months 1-Year 3-Years 5-Years 10-Years OPEB -2.52%-0.02%-8.32%3.86%3.64%5.29%6/21/2010 PENSION -2.52%-0.02%-8.31%5.09%--3/26/2019 Information as provided by US Bank, Trustee for PARS; Not FDIC Insured; No Bank Guarantee; May Lose Value Headquarters - 4350 Von Karman Ave., Suite 100, Newport Beach, CA 92660 800.540.6369 Fax 949.250.1250 www.pars.org Balance as of Individual account based on US Bank Balanced MM. Dual goals are to provide a moderate amount of current income with moderate capital growth. Income production and longer term growth of capital. City of Cupertino - PEN Plan's Inception Date Account balances are inclusive of Trust Administration, Trustee and Investment Management fees Annualized Return Investment Return: Annualized rate of return is the return on an investment over a period other than one year multiplied or divided to give a comparable one-year return. Past performance does not guarantee future results. Performance returns may not reflect the deduction of applicable fees, which could reduce returns. Information is deemed reliable but may be subject to change. Individual account based on US Bank Balanced MM. Dual goals are to provide a moderate amount of current income with moderate capital growth. Income production and longer term growth of capital. Account Report for the Period Balance as of City of Cupertino - OPEB 249 3/2/23, 8:54 AM LAIF Regular Monthly Statement https://laifms.treasurer.ca.gov/RegularStatement.aspx 1/1 Local Agency Investment Fund P.O. Box 942809 Sacramento, CA 94209-0001 (916) 653-3001 March 02, 2023 LAIF Home PMIA Average Monthly Yields CITY OF CUPERTINO FINANCE MANAGER 10300 TORRE AVENUE CUPERTINO, CA 95014 Account Number: February 2023 Statement Tran Type Definitions Account Summary Total Deposit:0.00 Beginning Balance:21,281,569.38 Total Withdrawal 0 00 Ending Balance 21,281,569.38 250 CITY OF CUPERTINO Agenda Item 23-12176 Agenda Date: 3/27/2023 Agenda #: 4. ACTION ITEM Subject: Consider the Monthly Treasurer's Report for February 2023 Receive the Monthly Treasurer's Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager 5:15(10) CITY OF CUPERTINO Printed on 3/24/2023Page 1 of 1 powered by Legistar™251 1 AUDIT COMMITTEE STAFF REPORT Meeting: March 27, 2023 Subject Consider the Monthly Treasurer's Report for February 2023 Recommended Action Receive the Monthly Treasurer's Report for February 2023 and recommend filing with City Council Reasons for Recommendation Background California Government Code Section 41004 states: Regularly, at least once each month, the city treasurer shall submit to the city clerk a written report and accounting of all receipts, disbursements, and fund balances. The city treasurer shall file a copy with the legislative body. The City's Municipal Code Section 2.24.030 Monthly Reports states: The Treasurer shall make monthly reports which conform to the requirements of Government Code Section 41004. Said reports shall be delivered to the City Council, the City Manager and made available for review by such other persons who may so request. Lastly, the City's Municipal Code Section 2.88.100 Duties–Powers–Responsibilities lists one of the powers and functions of the Audit Committee is "to review the monthly Treasurer's report." Per the referenced code provisions, a Treasurer's Report (report and accounting of all receipts, disbursements, and fund balances) shall be submitted to the Audit Committee and City Council every month. 252 2 Cash vs. Accrual Basis Accounting Cash basis accounting and accrual basis accounting differ in the way revenues and expenses are recognized and recorded, primarily with regard to their timing. Under cash basis accounting, revenues are recorded when payment is received, and expenses are recorded when payment is made. This method of accounting recognizes transactions only when cash changes hands. In contrast, accrual basis accounting recognizes revenues when they are earned (but not necessarily received) and expenses when they are incurred (but not necessarily paid). This method of accounting recognizes transactions as they occur, regardless of whether cash has been exchanged. Receipts, disbursements, and cash balance are measured on a cash basis. The cash balance shows the total cash and investments in the City's accounts. The ending balance is the beginning balance plus receipts minus disbursements. Journal adjustments generally include transactions recorded in other systems and imported into New World, Council- approved budget adjustments, quarterly Cost Allocation Plan (CAP) charges, and quarterly interest earnings. Revenues, expenditures, and fund balance are measured on an accrual basis. As a result, the amount in fund balance does not mean the City has that much cash on hand. Instead, fund balance is the difference between assets and liabilities. The ending balance is the beginning balance plus revenues minus expenditures. Treasurer's Report The report provides an update on the City's cash and fund balances for February 2023. The report is as of March 22, 2023. Receipts, Disbursements, and Cash Balance The City's General Fund ending cash and investment balance was $121.3 million, decreasing by $2.8 million from the prior month. Receipts were $2.3 million, disbursements were $(5.1) million, and journal adjustments were $50,848 for the month. The City's total ending cash and investment balance was $227.0 million, decreasing by $3.0 million from the prior month. Receipts were $3.0 million, disbursements were $(6.7) million, and journal adjustments were $0.6 million for the month. Journal adjustments included the following:  Parks and Recreation transactions imported from Active Network into New World  Workers’ Compensation transactions Fund Balance/Net Position The City's General Fund ending fund balance was $106.5 million, decreasing by $2.7 million from the prior month due to revenues of $2.2 million and expenditures of $4.8 million. 253 3 The City's total ending fund balance was $206.6 million, decreasing by $3.4 million from the prior month due to revenues of $2.9 million and expenditures of $6.3 million. Sustainability Impact No sustainability impact. Fiscal Impact No fiscal impact. California Environmental Quality Act Not applicable. _____________________________________ Prepared by: __________________ Thomas Leung Budget Manager Reviewed by: __________________ Kristina Alfaro Director of Administrative Services Approved for Submission by: __________________ Pamela Wu City Manager Attachments: A – Report of City-wide Receipts, Disbursements, and Cash Balances February 2023 B – Report of City‐wide Fund Balances/Net Position February 2023 C – Weekly Payment Register for the Period Ending February 3, 2023 D – Weekly Payment Register for the Period Ending February 10, 2023 E – Weekly Payment Register for the Period Ending February 17, 2023 F – Weekly Payment Register for the Period Ending February 24, 2023 G – Weekly Payment Register for the Period Ending March 3, 2023 254 February 2023 Report of City‐wide Receipts, Disbursements, and Cash Balances Cash and Investments  Beginning Balance  Ending Balance  Fund Type Fund Number/Name as of January 31, 2023 Receipts Disbursements Journal Adjustments as of February 28, 2023 General Fund 100  General Fund 124,055,314                                    2,257,903               (5,088,916)                50,848                                 121,275,149                                     General Fund 130  Investment Fund 189,996                                            ‐                               ‐                                 ‐                                          189,996                                            Special Revenue Funds 210  Storm Drain Improvement 2,159,495                                         ‐                              (3,132)                        ‐                                          2,156,363                                         Special Revenue Funds 215  Storm Drain AB1600 1,830,919                                        4,558                       ‐                                 ‐                                          1,835,477                                         Special Revenue Funds 230  Env Mgmt Cln Crk Strm Drain 1,230,857                                        30,628                    (120,948)                    ‐                                          1,140,537                                         Special Revenue Funds 260  CDBG 638,758                                            ‐                              (32,433)                      ‐                                          606,325                                            Special Revenue Funds 261  HCD Loan Rehab 222,300                                            ‐                               ‐                                 ‐                                          222,300                                            Special Revenue Funds 265  BMR Housing 5,529,188                                        6,000                      (37,267)                      ‐                                          5,497,920                                         Special Revenue Funds 270  Transportation Fund 11,742,901                                      111,177                  (262,443)                    ‐                                          11,591,636                                       Special Revenue Funds 271  Traffic Impact 763,167                                            ‐                               ‐                                 ‐                                          763,167                                            Special Revenue Funds 280  Park Dedication 19,750,770                                       ‐                              (12,340)                      ‐                                          19,738,430                                       Special Revenue Funds 281  Tree Fund 73,077                                             962                          ‐                                 ‐                                          74,039                                              Debt Service Funds 365  Public Facilities Corp 2,322,250                                         ‐                               ‐                                 ‐                                          2,322,250                                         Capital Project Funds 420  Capital Improvement Fund 26,932,708                                      462,480                  (287,064)                    ‐                                          27,108,125                                       Capital Project Funds 427  Stevens Creek Corridor Park 161,884                                            ‐                              (1,245)                        ‐                                          160,639                                            Capital Project Funds 429  Capital Reserve* 11,637,046                                       ‐                               ‐                                 ‐                                          11,637,046                                       Enterprise Funds 520  Resource Recovery 5,588,112                                        119,834                  (149,983)                    ‐                                          5,557,963                                         Enterprise Funds 560  Blackberry Farm 1,101,906                                        698                         (44,796)                     31,143                                 1,088,951                                         Enterprise Funds 570  Sports Center 1,726,402                                         ‐                              (98,483)                     343,946                               1,971,864                                         Enterprise Funds 580  Recreation Program 3,312,233                                        38,181                    (51,576)                     226,530                               3,525,369                                         Internal Service Funds 610  Innovation & Technology 3,880,335                                         ‐                              (326,384)                    ‐                                          3,553,950                                         Internal Service Funds 620  Workersʹ Compensation 3,750,513                                         ‐                              (3,370)                       (8,417)                                 3,738,725                                         Internal Service Funds 630  Vehicle/Equip Replacement 1,159,400                                         ‐                              (62,705)                      ‐                                          1,096,695                                         Internal Service Funds 641  Compensated Absence/LTD 1,039,922                                         ‐                              795                             ‐                                          1,040,717                                         Internal Service Funds 642  Retiree Medical (778,819)                                          ‐                              (118,580)                    ‐                                          (897,399)                                          Total 230,020,633$                                  3,032,422$             (6,700,870)$              644,050$                             226,996,235$                                   * For reporting purposes, this fund rolls up/combines with Fund 420 Printed March 22, 2023 For more information on funds, please see cupertino.org/fund‐structure 25 5 February 2023 Report of City‐wide Fund Balances/Net Position Beginning Fund Balance Ending Fund Balance Fund Type Fund Number/Name as of January 31, 2022 Revenues Expenditures as of February 28, 2023 General Fund 100  General Fund 109,126,018                                     2,167,441                           4,833,947                           106,459,513                                      General Fund 130  Investment Fund 229,425                                             ‐                                           ‐                                          229,425                                             Special Revenue Funds 210  Storm Drain Improvement 2,159,420                                          ‐                                          3,057                                  2,156,363                                          Special Revenue Funds 215  Storm Drain AB1600 1,830,919                                         4,558                                   ‐                                          1,835,477                                          Special Revenue Funds 230  Env Mgmt Cln Crk Strm Drain 1,218,558                                         51,350                                97,449                                1,172,458                                          Special Revenue Funds 260  CDBG 1,164,236                                          ‐                                          32,433                                1,131,803                                          Special Revenue Funds 261  HCD Loan Rehab 222,300                                             ‐                                           ‐                                          222,300                                             Special Revenue Funds 265  BMR Housing 5,527,823                                         6,000                                  36,103                                5,497,720                                          Special Revenue Funds 270  Transportation Fund 11,742,286                                       110,890                              270,410                              11,582,766                                        Special Revenue Funds 271  Traffic Impact 763,167                                             ‐                                           ‐                                          763,167                                             Special Revenue Funds 280  Park Dedication 19,750,770                                        ‐                                          12,340                                19,738,430                                        Special Revenue Funds 281  Tree Fund 73,077                                              962                                      ‐                                          74,039                                               Debt Service Funds 365  Public Facilities Corp 2,322,250                                          ‐                                           ‐                                          2,322,250                                          Capital Project Funds 420  Capital Improvement Fund 24,336,425                                        ‐                                          337,353                              23,999,072                                        Capital Project Funds 427  Stevens Creek Corridor Park 161,884                                             ‐                                          1,245                                  160,639                                             Capital Project Funds 429  Capital Reserve* 11,637,046                                        ‐                                           ‐                                          11,637,046                                        Enterprise Funds 520  Resource Recovery 4,638,195                                         119,834                              67,311                                4,690,718                                          Enterprise Funds 560  Blackberry Farm 808,869                                            35,841                                80,264                                764,446                                             Enterprise Funds 570  Sports Center 2,090,659                                         236,674                              73,825                                2,253,508                                          Enterprise Funds 580  Recreation Program 2,957,559                                         140,433                              67,913                                3,030,080                                          Internal Service Funds 610  Innovation & Technology 2,528,710                                          ‐                                          203,118                              2,325,592                                          Internal Service Funds 620  Workersʹ Compensation 2,121,317                                          ‐                                          11,787                                2,109,529                                          Internal Service Funds 630  Vehicle/Equip Replacement 2,372,741                                          ‐                                          61,779                                2,310,962                                          Internal Service Funds 641  Compensated Absence/LTD 1,039,922                                         8,851                                  8,056                                  1,040,717                                          Internal Service Funds 642  Retiree Medical (778,819)                                            ‐                                          118,580                              (897,399)                                            Total 210,044,756$                                   2,882,836$                        6,316,971$                        206,610,621$                                    * For reporting purposes, this fund rolls up/combines with Fund 420 Printed March 22, 2023 For more information on funds, please see cupertino.org/fund‐structure 25 6 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Main Account - Main Checking Account Check 731890 02/03/2023 Open Accounts Payable ALHAMBRA $136.79 Invoice Date Description Amount 21589707 011923 01/19/2023 Service Center - Employee Drinking Water $19.47 4984729 012123 01/21/2023 Employee Drinking Water for QCC & Senior Center $117.32 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $136.79 731891 02/03/2023 Open Accounts Payable Anagha Kulkarni $140.00 Invoice Date Description Amount 012223 AK 01/22/2023 January Fitness classes $140.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $140.00 731892 02/03/2023 Open Accounts Payable Aquatic Central $3,000.00 Invoice Date Description Amount 100004 01/15/2023 Facililties - Jan 2023 Library Aquarium Maint.$3,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,000.00 731893 02/03/2023 Open Accounts Payable AT&T $3,168.85 Invoice Date Description Amount 000019338117 01/12/2023 911 Telephone lines - 12/12/2022 - 01/11/2023 $176.53 000019328527 01/10/2023 9391051384 12/10/22-1/9/23 $2,992.32 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,872.63 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $119.69 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $176.53 731894 02/03/2023 Open Accounts Payable Automatic Door Systems, Inc.$511.25 Invoice Date Description Amount 54572 01/11/2023 Facilities - Senior Center Front Entrance DBL Slider $511.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $511.25 731895 02/03/2023 Open Accounts Payable Bay Area Self Storage - Cupertino $678.00 Invoice Date Description Amount 22478 01/17/2023 Facilities - Feb 2023 Storage Fees $678.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $678.00 731896 02/03/2023 Open Accounts Payable CALIFORNIA WATER SERVICE $4,614.04 Invoice Date Description Amount 3333-012623 01/26/2023 5926633333 12/17/22-1/19/23 $4,614.04 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 1 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 257 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,614.04 731897 02/03/2023 Open Accounts Payable CenturyLink $76.32 Invoice Date Description Amount 047R -120722 12/07/2022 Emergency Out of Area Phone line $38.16 047R-010723 01/07/2023 Emergency Out of Area Phone line $38.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $76.32 731898 02/03/2023 Open Accounts Payable Christopher Jensen $226.75 Invoice Date Description Amount 01.27.2023 01/27/2023 Reimbursement, League of Cities 01.27.23 $226.75 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $226.75 731899 02/03/2023 Open Accounts Payable County of Santa Clara -Office of the Sheriff $70.00 Invoice Date Description Amount 1800084247 01/11/2023 LIVE SCAN DEC 22 $70.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $70.00 731900 02/03/2023 Open Accounts Payable David L. Gates and Associates, Inc.$37,233.87 Invoice Date Description Amount 56305 12/31/2022 Memorial Park Specific Plan through 12312022 $37,233.87 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $37,233.87 731901 02/03/2023 Open Accounts Payable Grassroots Ecology $18,502.00 Invoice Date Description Amount CUST1222 12/31/2022 qtrly pmt for McClellan Ranch Habitat restoration project $18,502.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $18,502.00 731902 02/03/2023 Open Accounts Payable HARRY L. MURPHY, INC.$56,640.00 Invoice Date Description Amount 26378 01/24/2023 Facilities - City Hall Basement Carpet $56,640.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $56,640.00 731903 02/03/2023 Open Accounts Payable HNTB CORPORATION $12,722.50 Invoice Date Description Amount 2-81738-DS-001 01/20/2023 Don Burnett Bicycle Footbridge Inspection $12,722.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $12,722.50 Monday, February 06, 2023Pages: 2 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 258 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731904 02/03/2023 Open Accounts Payable HUICHEN LIN $468.00 Invoice Date Description Amount 012223 HL 01/22/2023 January Fitness classes $468.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $468.00 731905 02/03/2023 Open Accounts Payable HY FLOOR & GAMELINE PAINTING, INC. $34,788.05 Invoice Date Description Amount 22250-01 01/13/2023 Facilities - Sports Center Racquetball Court Refinishing $16,320.05 22249-01 01/06/2023 Facilities - QCC Stage Floor Refinishing $18,468.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $18,468.00 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $16,320.05 731906 02/03/2023 Open Accounts Payable IRON MOUNTAIN $3,935.46 Invoice Date Description Amount HGMJ760 01/31/2023 City Clerk Office Storage - 02/01/2023 - 02/28/2023 $3,935.46 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,935.46 731907 02/03/2023 Open Accounts Payable LISA EGERT-SMITH $50.00 Invoice Date Description Amount 02082023 02/01/2023 February BDB Entertainment Performance $50.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $50.00 731908 02/03/2023 Open Accounts Payable Matthew G Silva Photography $822.00 Invoice Date Description Amount 102997-000186 01/17/2023 Photography of CC and CM $822.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $822.00 731909 02/03/2023 Open Accounts Payable NAPA AUTO PARTS $53.37 Invoice Date Description Amount 785214 09/02/2022 Fleet - Lift Sup $53.37 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $53.37 731910 02/03/2023 Open Accounts Payable Napa Auto Parts $56.44 Invoice Date Description Amount 688431 12/12/2022 Fleet - Switch - Combination $56.44 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $56.44 Monday, February 06, 2023Pages: 3 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 259 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731911 02/03/2023 Open Accounts Payable Napa County Landmarks, Inc.$100.00 Invoice Date Description Amount 158 01/27/2023 Deposit for Riverfront Captains & Mansions Trip 04/04/2023 $100.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $100.00 731912 02/03/2023 Open Accounts Payable Occupational Health Centers of California, A Medi $64.00 Invoice Date Description Amount 77712599 12/19/2022 TB Test- A. Singhal, M. Lam $64.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $64.00 731913 02/03/2023 Open Accounts Payable Opera San Jose $410.00 Invoice Date Description Amount 01252023 01/24/2023 Senior Trip - Verdi's Falstaff 02/09/2023 $410.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $410.00 731914 02/03/2023 Open Accounts Payable PACE Supply Corp $3,083.11 Invoice Date Description Amount 128303086 01/17/2023 Facilities - Handwash Sink, Drain, Batt ADA $3,083.11 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,083.11 731915 02/03/2023 Open Accounts Payable PG&E $120.46 Invoice Date Description Amount 8413-012723 01/27/2023 4685859841-3 12/21/22-1/22/23 $120.46 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $120.46 731916 02/03/2023 Open Accounts Payable PG&E $9.96 Invoice Date Description Amount 1937-012623 01/26/2023 8754273193-7 12/20/22-1/19/23 $9.96 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9.96 731917 02/03/2023 Open Accounts Payable PG&E $38.27 Invoice Date Description Amount 0719-012523 01/25/2023 9223068071-9 12/19/22-1/18/23 $38.27 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $38.27 731918 02/03/2023 Open Accounts Payable REGISTRAR OF VOTERS $120,921.00 Invoice Date Description Amount NOV22-007 01/13/2023 Final billing - November 2022 General Election $120,921.00 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 4 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 260 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $120,921.00 731919 02/03/2023 Open Accounts Payable RPM EXTERMINATORS INC $500.00 Invoice Date Description Amount 0099687 01/10/2023 Facilities - McClellan Ranch Ants Outside $500.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $500.00 731920 02/03/2023 Open Accounts Payable SHAWN TOGNETTI $48.94 Invoice Date Description Amount ShawnT12082022 12/08/2022 Shawn T. Cityworks Conference $48.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $48.94 731921 02/03/2023 Open Accounts Payable SIERRA PACIFIC TURF SUPPLY, INC. $137.50 Invoice Date Description Amount 0634752-IN 01/23/2023 Trees/ROW - Reacher EZ 32"$137.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $137.50 731922 02/03/2023 Open Accounts Payable Signia by Hilton San Jose $1,640.00 Invoice Date Description Amount 02092023 01/30/2023 Senior Trip - Brunch at Fountain Restaurant 02/09/2023 $1,640.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,640.00 731923 02/03/2023 Open Accounts Payable SolarWinds $14,147.34 Invoice Date Description Amount IN590576 01/31/2023 SolarWinds Performance Monitor Maintenance 4/14/23 - 06/30/24 $14,147.34 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $14,147.34 731924 02/03/2023 Open Accounts Payable SONIA DOGRA $234.00 Invoice Date Description Amount 012223 SD 01/22/2023 January Fitness classes $234.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $234.00 731925 02/03/2023 Open Accounts Payable Statcomm Inc.$15,671.25 Invoice Date Description Amount C011553 12/01/2022 Facilities - Q4 2022 Test & Inspection Monte Vista $821.25 C011550 12/01/2022 Facilities - Q4 2022 Test & Inspection Service Center $821.25 C011552 12/01/2022 Facilities - Q4 2022 Test & Inspection Env Ed Center $1,511.25 C011546 12/01/2022 Facilities - Q4 2022 Test & Inspection City Hall $1,856.25 C011547 12/01/2022 Facilities - Q4 2022 Test & Inspection Comm Hall $1,856.25 Monday, February 06, 2023Pages: 5 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 261 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference C011548 12/01/2022 Facilities - Q4 2022 Test & Inspection Library $2,201.25 C011549 12/01/2022 Facilities - Q4 2022 Test & Inspection Senior Center $2,201.25 C011551 12/01/2022 Facilities - Q4 2022 Test & Inspection Sports Center $2,201.25 C011554 12/01/2022 Facilities - Q4 2022 Test & Inspection QCC $2,201.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $13,470.00 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $2,201.25 731926 02/03/2023 Open Accounts Payable SVA Architects, Inc.$1,697.00 Invoice Date Description Amount 59913 09/30/2022 Landscape Design for Cupertino Library through 09302022 $1,697.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $1,697.00 731927 02/03/2023 Open Accounts Payable SWANK MOTION PICTURES, INC.$285.00 Invoice Date Description Amount BO 2003589 01/26/2023 Swank, Minions Movie License; YAB Movie Night $285.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $285.00 731928 02/03/2023 Open Accounts Payable SWRCB Accounting Office $26,498.00 Invoice Date Description Amount SW-0241901 11/29/2022 Annual Storm Water Permit Fees FY22/23 $26,498.00 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $26,498.00 731929 02/03/2023 Open Accounts Payable TARGET SPECIALTY PRODUCTS $567.50 Invoice Date Description Amount INVP501037806 01/26/2023 Grounds - Spray Gun, Coverall, Mole Trap, Pro Spreader, Cleaner $567.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $567.50 731930 02/03/2023 Open Accounts Payable Western Allied Mechanical $2,580.00 Invoice Date Description Amount 12464361 11/30/2022 Facilities - QCC Boiler Annual $2,580.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,580.00 731931 02/03/2023 Open Accounts Payable Hui, David $385.00 Invoice Date Description Amount 2023-00000451 01/19/2023 Reimbursement for Assistant Pool Manager Training (WSI & epi-pen) $385.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $385.00 Monday, February 06, 2023Pages: 6 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 262 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731932 02/03/2023 Open Accounts Payable Ke, Laurier $400.00 Invoice Date Description Amount 2023-00000431 12/05/2022 Reimbursement for Red Cross Lifeguarding class - Swimming Swan $400.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $400.00 731933 02/03/2023 Open Accounts Payable SILAWATCHARAPOL, SIRILAK $36,200.00 Invoice Date Description Amount 203917 01/30/2023 10104 Byrne Ave, Encroachment, 203917 $36,200.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $36,200.00 731934 02/03/2023 Open Accounts Payable Tommy Yu $34.99 Invoice Date Description Amount Yu012423 01/24/2023 LiveScan and Fingerprinting Reimbursement $34.99 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $34.99 731935 02/03/2023 Open Accounts Payable Zoom Video Communications Inc.$33,004.44 Invoice Date Description Amount Zoom012623 01/26/2023 paid UUT Tax to Cupertino in error. should be for other city $33,004.44 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $33,004.44 731936 02/03/2023 Open Accounts Payable Operating Engineers Local Union No. 3 $1,464.64 Invoice Date Description Amount 01272023 01/27/2023 Union Dues pp 1/14/23-1/27/23 $1,464.64 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,464.64 Type Check Totals:47 Transactions $438,136.09 EFT 36211 01/31/2023 Open Accounts Payable California Department of Tax & Fee Administration $1,413.00 Invoice Date Description Amount QTR4-2022 01/30/2023 SR GH 026-818149 Sales/Use Tax OCT22-DEC22 $1,413.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $248.81 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $873.36 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $288.52 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $2.31 Monday, February 06, 2023Pages: 7 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 263 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36212 02/03/2023 Open Accounts Payable ABOLI JAYDEEP RANADE $156.00 Invoice Date Description Amount 012223 AR 01/22/2023 January Fitness classes $156.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $156.00 36213 02/03/2023 Open Accounts Payable Amazon Capital Services $664.81 Invoice Date Description Amount 1DG7-NRD4-NCVV 01/09/2023 1x Data Governance For Dummies (For Dummies (Computer/tech)) $37.89 1RXQ-RYW6-MQCV 01/16/2023 4x Hpe Aruba JW053A White Wall/Pole Mounting Kit for AP-274/AP-2 $524.28 1DWL-77XT-49W3 01/30/2023 1x TEAMGROUP Elite DDR4 32GB Kit (2 x 16GB) 3200MHz (PC4-25600) $74.53 1R3C-QDKX-66RD 01/30/2023 1x Dust-Off 10 oz Compressed Gas Duster, Pack of 4 $28.11 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $664.81 36214 02/03/2023 Open Accounts Payable Amit Goel $273.00 Invoice Date Description Amount 012223 AG 01/22/2023 January Fitness classes $273.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $273.00 36215 02/03/2023 Open Accounts Payable BECK'S SHOES INC. $800.00 Invoice Date Description Amount 263001-00 01/20/2023 Safety Apparel Boots - Ty Bloomquist & John Ramos $800.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $800.00 36216 02/03/2023 Open Accounts Payable Bikeep Inc.$49.00 Invoice Date Description Amount 17923 01/31/2023 Monthly Bikeep Fee $49.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $49.00 36217 02/03/2023 Open Accounts Payable Callander Associates Landscape Architecture $526.00 Invoice Date Description Amount 21059-10 01/31/2023 Wilson Park Community Garden through 12312022 $526.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $526.00 36218 02/03/2023 Open Accounts Payable City of San Jose $4,000.00 Invoice Date Description Amount 1222484 01/24/2023 Storm Drain Maintenance Joint Participation 4 storm outfalls $4,000.00 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 8 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 264 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $4,000.00 36219 02/03/2023 Open Accounts Payable CROWE LLP $40,000.00 Invoice Date Description Amount 701-2614269 01/31/2023 Professional Services for the period ended JAN 12 2023 $40,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $40,000.00 36220 02/03/2023 Open Accounts Payable CSG Consultants, Inc.$962.00 Invoice Date Description Amount 48429-R 01/09/2023 Regnart Creek Fencing through 12302022 $962.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $962.00 36221 02/03/2023 Open Accounts Payable Cupertino Supply, Inc $41.05 Invoice Date Description Amount 311218 01/19/2023 Grounds -Polypropylene Union Tee 3/8 $41.05 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $41.05 36222 02/03/2023 Open Accounts Payable Cyxtera Communications, LLC $3,585.42 Invoice Date Description Amount B1-2304373 11/01/2022 FY23 Colocation Services - December 2022 $1,179.51 B1-2312008 12/01/2022 FY23 Colocation Services - January 2023 $1,179.51 B1-2317398 01/01/2023 FY23 Colocation Services - February 2023 $1,226.40 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $3,585.42 36223 02/03/2023 Open Accounts Payable DELL MARKETING L.P.$43,533.82 Invoice Date Description Amount 10648457000 01/30/2023 45x Adobe Creative Cloud & 143x VLA Acrobat Pro dc Licenses $43,533.82 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $43,533.82 36224 02/03/2023 Open Accounts Payable FolgerGraphics $3,039.13 Invoice Date Description Amount 134779 01/23/2023 Memorial Park Concept Plan Postcard Mailer $3,039.13 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $3,039.13 36225 02/03/2023 Open Accounts Payable GARDENLAND POWER EQUIPMENT $425.85 Invoice Date Description Amount 983736 01/20/2023 Trees/ROW - Rake Heads, Alum Handle, Wood Handle $425.85 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 9 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 265 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $425.85 36226 02/03/2023 Open Accounts Payable GRACE DUVAL $308.00 Invoice Date Description Amount 012223 GD 01/22/2023 January Fitness classes $308.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $308.00 36227 02/03/2023 Open Accounts Payable GRAINGER INC $751.16 Invoice Date Description Amount 9541889003 12/12/2022 Facilities - Ceiling Tile $111.09 9588954736 01/27/2023 Various Traffic signal Supplies $228.38 9588954710 01/27/2023 Various Traffic signal Supplies $411.69 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $751.16 36228 02/03/2023 Open Accounts Payable Granite Data Solutions $63,588.90 Invoice Date Description Amount IN81688-1 01/12/2023 45x Dell Latitude 5430 Laptop - Intel Core i5-1235U 1.3GHz CPU $63,588.90 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $63,588.90 36229 02/03/2023 Open Accounts Payable HdL Coren & Cone $4,799.68 Invoice Date Description Amount SIN024816 01/24/2023 Contract Services Property Tax: January - March 2023 $4,799.68 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,799.68 36230 02/03/2023 Open Accounts Payable InservH2O Inc.$1,107.62 Invoice Date Description Amount 2606 01/09/2023 Facilities - Jan 2023 Water Treatment $272.82 2575 01/09/2023 Facilities - Jan 2023 Water Treatment Multiple Sites $834.80 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,107.62 36231 02/03/2023 Open Accounts Payable Jahara Pagadipaala $120.00 Invoice Date Description Amount 012223 JP 01/22/2023 January Fitness classes $120.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $120.00 36232 02/03/2023 Open Accounts Payable JAMES COLVIN $2,496.00 Invoice Date Description Amount 012223 JC 01/22/2023 January PT $2,496.00 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 10 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 266 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $2,496.00 36233 02/03/2023 Open Accounts Payable JENNIFER HILL $369.00 Invoice Date Description Amount 012223 JH 01/22/2023 January Fitness classes $369.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $369.00 36234 02/03/2023 Open Accounts Payable John Raaymakers $55.00 Invoice Date Description Amount JohnR01192023 01/19/2023 Cell Phone Reimbursement through 122022-011923 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36235 02/03/2023 Open Accounts Payable KIMBALL-MIDWEST $431.60 Invoice Date Description Amount 100666067 01/17/2023 Fleet - Lock Nut, Heat Seal $431.60 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $431.60 36236 02/03/2023 Open Accounts Payable Mallika M Thoppay $120.00 Invoice Date Description Amount 012223 MMT 01/22/2023 January Fitness classes $120.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $120.00 36237 02/03/2023 Open Accounts Payable Melisa Stoner $675.00 Invoice Date Description Amount 012223 MS 01/22/2023 January Fitness classes $675.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $675.00 36238 02/03/2023 Open Accounts Payable MONICA G. RANES-GOLDBERG $546.00 Invoice Date Description Amount 012223 MGRG 01/22/2023 January Fitness classes $546.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $546.00 36239 02/03/2023 Open Accounts Payable Nexinite, LLC $630.00 Invoice Date Description Amount INV-001745 09/13/2022 Form Digitization Service for August 2022 $630.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $630.00 36240 02/03/2023 Open Accounts Payable ODP Business Solutions, LLC.$213.07 Invoice Date Description Amount 289102742001 01/17/2023 Credit on Kitchen Supplies ($4.60) Monday, February 06, 2023Pages: 11 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 267 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 287014364001 01/12/2023 Office Supply - Admin Svcs - Toner $161.25 285402628001 01/16/2023 Office Supply - Admin Svcs - Battery & Kleenex $56.42 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $213.07 36241 02/03/2023 Open Accounts Payable Pakpour Consulting Group, Inc.$3,500.00 Invoice Date Description Amount 4007 01/10/2023 Stevens Creek Blvd Class IV Bikeway Ph. 2 through 120122-123122 $3,500.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $3,500.00 36242 02/03/2023 Open Accounts Payable PLAN JPA $439.00 Invoice Date Description Amount PLAN-2023-0121 01/20/2023 General Liability Claims - December 2022 $439.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $439.00 36243 02/03/2023 Open Accounts Payable Quench USA, Inc.$268.32 Invoice Date Description Amount INV05334364 02/01/2023 10300 Torre Ave through 020123-033123 $177.44 INV05325039 02/01/2023 10981 Franco Ct address through 020123-033123 $90.88 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $268.32 36244 02/03/2023 Open Accounts Payable Raychel Renee Balcioni Cruz $1,560.00 Invoice Date Description Amount 012223 RRBC 01/22/2023 January Fitness classes $1,560.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $1,560.00 36245 02/03/2023 Open Accounts Payable Recology South Bay $79,756.83 Invoice Date Description Amount Jan-23 RY2 01/31/2023 City Payment to Recology Rate Year 2/1/22 - 1/31/23- Jan 2023 $79,756.83 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $79,756.83 36246 02/03/2023 Open Accounts Payable Red Wing Business Advantage Account $975.84 Invoice Date Description Amount 148-1-122126 12/10/2022 Safety Apparel Boots - Michael Kimball $400.00 231-1-162013 12/10/2022 Safety Apparel Boots - Brandon Martinez $339.60 148-1-122837 12/10/2022 Safety Apparel Boots - Kevin Greene $236.24 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $975.84 Monday, February 06, 2023Pages: 12 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 268 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36247 02/03/2023 Open Accounts Payable Richard Yau $1,350.00 Invoice Date Description Amount 2301 01/25/2023 Master Agreement 2022-002 Various Projects $1,350.00 Paying Fund Cash Account Amount 210 - Storm Drain Improvement 210 100-100 (Cash & Investments Assets Operating Cash) $75.00 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $1,275.00 36248 02/03/2023 Open Accounts Payable Rojin Karimzad $540.00 Invoice Date Description Amount 012223 RK 01/22/2023 January Fitness classes $540.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $540.00 36249 02/03/2023 Open Accounts Payable RS Dislay, Inc.$1,294.77 Invoice Date Description Amount 2566 12/19/2022 Grounds - Re-do Park Sign $1,294.77 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,294.77 36250 02/03/2023 Open Accounts Payable San Jose Conservation Corps & Charter School $3,060.00 Invoice Date Description Amount 7786 09/30/2022 Compost Site Attendants- September 2022 $3,060.00 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $3,060.00 36251 02/03/2023 Open Accounts Payable SHUTE, MIHALY & WEINBERGER LLP $9,744.93 Invoice Date Description Amount 280088 01/25/2023 Legal Services, December 2022 $5,875.86 280089 01/25/2023 Legal Services, December 2022 $3,289.20 279885 01/26/2023 Legal Services, December 2022 $579.87 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9,744.93 36252 02/03/2023 Open Accounts Payable Sonitrol/Pacific West Security, Inc.$1,050.00 Invoice Date Description Amount 67587 11/30/2022 Sports Center Installation through 01232023 $950.00 69253 12/31/2022 Facilities - Srv Cntr Troubleshoot Lobby Access Problem $100.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $100.00 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $950.00 36253 02/03/2023 Open Accounts Payable Staples $238.48 Invoice Date Description Amount 3525264062 12/10/2022 Staples Order $82.45 Monday, February 06, 2023Pages: 13 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 269 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 3525466044 12/14/2022 Office Paper Order $99.63 3525466045 12/14/2022 Staples Refund Order ($17.18) 3527048659 01/03/2023 Service Center - Clip Wall Panels, Coffee Supplies $73.58 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $238.48 36254 02/03/2023 Open Accounts Payable Statewide Traffic Safety & Signs Inc.$92.96 Invoice Date Description Amount 05039887 01/26/2023 Streets - Black All Season Asphalt Patch $92.96 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $92.96 36255 02/03/2023 Open Accounts Payable TERRYBERRY COMPANY LLC $402.35 Invoice Date Description Amount 143069-29535 11/30/2022 Employee Recognition - E. Sigler, T. Gerhardt $402.35 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $402.35 36256 02/03/2023 Open Accounts Payable TRAIL HEAD CYCLERY, INC.$1,287.07 Invoice Date Description Amount 2560 01/12/2023 Invoice for Ebike Maintenance $1,287.07 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,287.07 36257 02/03/2023 Open Accounts Payable WOWzy Creation Corp. dba First Place $28.87 Invoice Date Description Amount 95846 01/30/2023 Victoria M. cubicle name plate $28.87 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $28.87 36258 02/03/2023 Open Accounts Payable Colonial Life & Accident Insurance $29.16 Invoice Date Description Amount 01272023 01/27/2023 Colonial Products pp 1/14/23-1/27/23 $29.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $29.16 36259 02/03/2023 Open Accounts Payable Employment Development $8,106.00 Invoice Date Description Amount 01272023 01/27/2023 State Disability Insurance pp 1/14/23-1/27/23 $8,106.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,106.00 36260 02/03/2023 Open Accounts Payable National Deferred (ROTH)$3,864.89 Invoice Date Description Amount 01272023 01/27/2023 Nationwide Roth pp 1/14/23-1/27/23 $3,864.89 Paying Fund Cash Account Amount Monday, February 06, 2023Pages: 14 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 270 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,864.89 36261 02/03/2023 Open Accounts Payable National Deferred Compensatin $24,084.41 Invoice Date Description Amount 01272023 01/27/2023 Nationwide Deferred Compensation pp 1/14/23- 1/27/23 $24,084.41 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $24,084.41 36262 02/03/2023 Open Accounts Payable PERS-457K $16,257.13 Invoice Date Description Amount 01272023 01/27/2023 PERS 457K pp 1/14/23-1/27/23 $16,257.13 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $16,257.13 36263 02/03/2023 Open Accounts Payable State Disbursement Unit $495.73 Invoice Date Description Amount 01272023 01/27/2023 Child Support pp 1/14/23-1/27/23 $495.73 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $495.73 36264 02/03/2023 Open Accounts Payable Eflex Group, Inc $4,396.42 Invoice Date Description Amount 01272023 01/27/2023 FSA Employee Health pp 1/14/23-1/27/23 $4,396.42 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,396.42 36265 02/03/2023 Open Accounts Payable IFPTE LOCAL 21 $1,929.45 Invoice Date Description Amount 01272023 01/27/2023 Association Dues - CEA pp 1/14/23-1/27/23 $1,929.45 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,929.45 36266 02/03/2023 Open Accounts Payable MissionSquare $15,510.86 Invoice Date Description Amount 01272023 01/27/2023 ICMA Deferred Comp pp 1/14/23-1/27/23 $15,510.86 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $15,510.86 36267 02/03/2023 Open Accounts Payable PARS/City of Cupertino $3,227.65 Invoice Date Description Amount 01272023 01/27/2023 PARS pp 1/14/23-1/27/23 $3,227.65 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,227.65 Type EFT Totals:57 Transactions $359,171.23 Main Account - Main Checking Account Totals Monday, February 06, 2023Pages: 15 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 271 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Checks Status Count Transaction Amount Reconciled Amount Open 47 $438,136.09 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 47 $438,136.09 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 57 $359,171.23 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 57 $359,171.23 $0.00 All Status Count Transaction Amount Reconciled Amount Open 104 $797,307.32 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 104 $797,307.32 $0.00 Grand Totals: Checks Status Count Transaction Amount Reconciled Amount Open 47 $438,136.09 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 47 $438,136.09 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 57 $359,171.23 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 57 $359,171.23 $0.00 All Status Count Transaction Amount Reconciled Amount Open 104 $797,307.32 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 104 $797,307.32 $0.00 Monday, February 06, 2023Pages: 16 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 1/28/2023 - To Payment Date: 2/3/2023 272 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Main Account - Main Checking Account Check 731937 02/10/2023 Open Accounts Payable Advantage Grafix $106.94 Invoice Date Description Amount 47238 01/23/2023 Business Cards for D'Miles Salmon $106.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $106.94 731938 02/10/2023 Open Accounts Payable AT & T $124.69 Invoice Date Description Amount 5558-012823 01/28/2023 960 731-7142 555 8 $124.69 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $124.69 731939 02/10/2023 Open Accounts Payable BAY AREA NEWS GROUP - EAST BAY $558.00 Invoice Date Description Amount 0001365286 01/31/2023 Legal Advertising - 1/1/2023-1/31/2023 $558.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $558.00 731940 02/10/2023 Open Accounts Payable CINTAS CORP $5,990.11 Invoice Date Description Amount 4142437025 01/04/2023 Uniforms Safety Apparel $1,183.08 4145152625 01/31/2023 Uniforms Safety Apparel $1,221.59 4144450735 01/24/2023 Uniforms Safety Apparel $1,156.45 4143720828 01/17/2023 Uniforms Safety Apparel $1,158.02 4143067301 01/10/2023 Uniforms Safety Apparel $1,270.97 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,990.11 731941 02/10/2023 Open Accounts Payable CITY OF CUPERTINO $10,195.48 Invoice Date Description Amount MR2023- 00000018 02/07/2023 Billing for Jun -Dec 2022 Clean Water and Storm Protection Fees $10,195.48 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,642.73 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $201.95 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $809.86 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $540.94 731942 02/10/2023 Open Accounts Payable City of Sunnyvale $126,500.00 Invoice Date Description Amount 833800-01 01/31/2023 VERBS Homestead HS Bike/Ped Improv 1.9.18 to 9.15.22 $126,500.00 Paying Fund Cash Account Amount Monday, February 13, 2023Pages: 1 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 273 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $126,500.00 731943 02/10/2023 Open Accounts Payable Clay Planet $315.81 Invoice Date Description Amount 226236 01/24/2023 Clay Planet; Thermo Couplers, Wheel Belts, Stilt Stones $218.69 226276 02/03/2023 Clay Planet; Replacement Stool for Wilson Park Ceramics $97.12 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $315.81 731944 02/10/2023 Open Accounts Payable County of Santa Clara -Office of the Sheriff $1,379,849.83 Invoice Date Description Amount 1800084717 02/07/2023 Advance for Law Enforcement Svs FEB 2023 $1,379,849.83 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,379,849.83 731945 02/10/2023 Open Accounts Payable Dex Systems Engineering $3,655.00 Invoice Date Description Amount 1595 02/05/2023 Senior Ctr. Monitor; Build A/V cart; Install Equipment $3,655.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,655.00 731946 02/10/2023 Open Accounts Payable DIALOG Design LP $35,978.72 Invoice Date Description Amount LP.100609 01/15/2023 Cupertino Renovation City Hall Annex through 12312022 $35,978.72 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $35,978.72 731947 02/10/2023 Open Accounts Payable EMPLOYMENT DEVELOPMENT DEPARTMENT $7,471.00 Invoice Date Description Amount L0260248976 01/30/2023 Unemployment Insurance Benefit Charge Dec 31 2022 Q4 $7,471.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $7,471.00 731948 02/10/2023 Open Accounts Payable EOA, Inc.$1,311.25 Invoice Date Description Amount CT02-1222 01/27/2023 Update/Implement SWPPP & Inspections- December 2022 services $1,311.25 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $1,311.25 Monday, February 13, 2023Pages: 2 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 274 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731949 02/10/2023 Open Accounts Payable Freyer & Laureta, Inc.$5,000.00 Invoice Date Description Amount 22-642 11/30/2022 Service Center Security Project Task III $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 731950 02/10/2023 Open Accounts Payable Got Gophers, Inc.$925.00 Invoice Date Description Amount 40662 01/31/2023 Grounds: Varian, Hoover, Regnart, Somerset, LV, BBF Maint $925.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $925.00 731951 02/10/2023 Open Accounts Payable Great Valley Museum $500.00 Invoice Date Description Amount 02082023 01/31/2023 Fees for Great Valley Museum Planetarium Tour on 01/26/2023 $500.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $500.00 731952 02/10/2023 Open Accounts Payable Hexagon Transportation Consultants, Inc. $13,705.00 Invoice Date Description Amount 16275 02/03/2023 Lawson Middle School Bikeway Feas. Study thru 12322-123122 $13,705.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $13,705.00 731953 02/10/2023 Open Accounts Payable HOME DEPOT CREDIT SERVICES $2,267.58 Invoice Date Description Amount 4014893 12/29/2022 Grounds - Bill Bridge Steel Cable, Batteries $55.61 8516145 01/04/2023 Facilities - Robert G Hex Bolt $2.24 9515848 01/03/2023 Facilities - Robert G Outlet Black Surge $51.61 8400107 01/04/2023 Grounds - Sean Filbeck Bucket, Sealer Spray $143.12 1612442 01/11/2023 Trees/ROW - Michael Chandler TruFuel $61.08 8610693 01/04/2023 Facillities - Ty B Paneling $27.23 1190120 01/11/2023 Facilities - Michael Chandler Credit ($7.63) 1612439 01/11/2023 Facilities - Michael Chandler Single Outlet $7.63 2612260 01/10/2023 Facilities - Michael Chandler Outlet, Wall Plate $10.07 1521483 01/11/2023 Facilities - Domingo S Shet Metal, Door Stop $58.76 3520998 01/09/2023 Facilities - Domingo S Adhesive, Cap, Cloths $65.46 4034603 01/18/2023 Grounds - Adapter, Ball Valve $110.60 4034650 01/18/2023 Grounds - Sean Filbeck Batteries, Torch Kit, Wrench Set $488.85 4034651 01/18/2023 Grounds - Sean Filbeck Bucket, Brush, Tape, Drain Bladder, Blade $180.64 9238558 01/13/2023 Service Center - Jindy Toaster Over for Kitchen $109.36 9633920 01/03/2023 Facilities - Michael Chandler Toilet Tank Lever $10.36 Monday, February 13, 2023Pages: 3 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 275 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 8511606 01/24/2023 Facilities - Michael Chandler 4' LED Vaportite 4000 Lumens $216.56 1033862 01/11/2023 Facilities - Ty B Vinyl Clip, Corner Bead, Stud, Drywall Tape $446.38 3517514 01/09/2023 Facilities - Michael Chandler Tub Drain Wrench $13.09 6524703 01/26/2023 Facilities - Michael Miranda LED Vaportite $216.56 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,267.58 731954 02/10/2023 Open Accounts Payable ID WHOLESALER $328.33 Invoice Date Description Amount INV6918221 09/21/2022 Entrust Datacard SD460 YMCKT full-color ribbon kit, 500 images, $328.33 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $328.33 731955 02/10/2023 Open Accounts Payable Language Network, Inc $1,393.60 Invoice Date Description Amount P3891 01/31/2023 PW CIP-Translation of Survey Questions $1,393.60 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $1,393.60 731956 02/10/2023 Open Accounts Payable Mood Media $108.90 Invoice Date Description Amount 57355016 02/01/2023 MOOD MEDIA Recurring Services from 01-FEB-23 to 28-FEB-23 $108.90 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $108.90 731957 02/10/2023 Open Accounts Payable Napa Auto Parts $2,423.54 Invoice Date Description Amount 688891 01/18/2023 Fleet - Tire Iron $387.84 689010 01/19/2023 Fleet - Spark Plug $118.23 686549 12/16/2022 Fleet - Fourway $62.60 689240 01/21/2023 Fleet - Credit for Invoice 689128 ($26.36) 689133 01/20/2023 Fleet - Credit for Invoice# 689128 ($8.78) 689128 01/20/2023 Fleet - Brake Parts, Ultra Synthetic $463.55 689467 01/24/2023 Fleet - Cerulean $39.89 688193 01/09/2023 Fleet - Circuit $57.47 687794 01/04/2023 Fleet - Windshield Wash, Filter,Bay Box $507.93 689274 01/23/2023 Fleet - Steel Wheel $38.26 689273 01/23/2023 Fleet - Oil Filter $16.48 689161 01/20/2023 Fleet - Oil Filter $66.72 689102 01/20/2023 Fleet - Paste, Beads $211.90 689367 01/24/2023 Fleet - Credit for Invoice# 689128 ($35.12) 690484 02/06/2023 Fleet - Oil Filter $70.28 690239 02/02/2023 Fleet - Spark Plug $96.69 690485 02/06/2023 Fleet - Prem AQ 46 Hyd $112.06 690276 02/03/2023 Fleet - Prem Tr Hyd Oil $243.90 Monday, February 13, 2023Pages: 4 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 276 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $2,423.54 731958 02/10/2023 Open Accounts Payable National Association City Transportation Officials $9,375.00 Invoice Date Description Amount INV000772 01/23/2023 2023 Member Dues through 010123-123123 $9,375.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9,375.00 731959 02/10/2023 Open Accounts Payable Natron Resources, Inc.$8,597.00 Invoice Date Description Amount 5280 01/12/2023 City of Cupertino Fire Alarm $8,597.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $8,597.00 731960 02/10/2023 Open Accounts Payable O'REILLY AUTO PARTS $72.40 Invoice Date Description Amount 2591-269038 01/30/2023 Fleet - Oil Filter $22.22 2591-269035 01/30/2023 Fleet - Convex Mir $50.18 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $72.40 731961 02/10/2023 Open Accounts Payable Occupational Health Centers of California, A Medi $89.00 Invoice Date Description Amount 78059717 01/23/2023 TB Test - P. Mincher $89.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $89.00 731962 02/10/2023 Open Accounts Payable PG&E $88.52 Invoice Date Description Amount 4212-013123 01/31/2023 3535370421-2 12/21/22-1/19/23 $88.52 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $88.52 731963 02/10/2023 Open Accounts Payable PG&E $24,209.02 Invoice Date Description Amount 3296-013023 01/30/2023 5116972329-6 12/22/22-1/23/23 $24,209.02 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $24,209.02 731964 02/10/2023 Open Accounts Payable PG&E $234.89 Invoice Date Description Amount 0349-013023 01/30/2023 3042033034-9 12/20/22-1/18/23 $234.89 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $234.89 Monday, February 13, 2023Pages: 5 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 277 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731965 02/10/2023 Open Accounts Payable PG&E $281.78 Invoice Date Description Amount 9785-013023 01/30/2023 2016881978-5 12/20/22-1/19/23 $281.78 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $281.78 731966 02/10/2023 Open Accounts Payable PREFERRED ALLIANCE, INC $2,000.96 Invoice Date Description Amount 0184802-IN 12/29/2022 Annual Reconciliation $2,000.96 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,000.96 731967 02/10/2023 Open Accounts Payable Pyro-Comm Systems, Inc $2,123.26 Invoice Date Description Amount 33078 01/16/2023 21111 Stevens Creek Blvd-Sports Center through 01312023 $2,123.26 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $2,123.26 731968 02/10/2023 Open Accounts Payable Quadient, Inc.$90.90 Invoice Date Description Amount 59886162 01/24/2023 Standard Maintenance for Postage Machine (02/23/23 -05/22/23) $90.90 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $90.90 731969 02/10/2023 Open Accounts Payable ROYAL BRASS INC $381.61 Invoice Date Description Amount A03278-001 02/03/2023 Fleet - Swivel Nut Elbo $45.12 A03057-001 02/01/2023 Fleet - Tubing, Nut, Sleeve $103.89 A02979-001 01/30/2023 Fleet - Adaptor $232.60 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $381.61 731970 02/10/2023 Open Accounts Payable Royal Coach Tours $1,358.00 Invoice Date Description Amount 25986 02/06/2023 Charter 25986 02/23/2023 Marine Mammal Center $1,358.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,358.00 731971 02/10/2023 Open Accounts Payable SAN JOSE WATER COMPANY $166.72 Invoice Date Description Amount SJW012923-0 01/29/2023 0067500000-4 - Oro Grande PL LS $166.72 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $166.72 Monday, February 13, 2023Pages: 6 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 278 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731972 02/10/2023 Open Accounts Payable Schaaf & Wheeler, Consulting Civil Engineers $10,255.00 Invoice Date Description Amount 37050 12/31/2022 SO #1 Pumpkin-Fiesta Storm Drain Ph 1 (Do) $150.00 37049 12/31/2022 SO #2 Hydrolic Modeling Services I-280 Trail East Segment (Moran $10,105.00 Paying Fund Cash Account Amount 210 - Storm Drain Improvement 210 100-100 (Cash & Investments Assets Operating Cash) $150.00 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $10,105.00 731973 02/10/2023 Open Accounts Payable SESAC $1,798.00 Invoice Date Description Amount 10615417 01/01/2023 Music License Yearly Fee 2023 - SESAC $1,798.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,798.00 731974 02/10/2023 Open Accounts Payable Site5 $32.94 Invoice Date Description Amount 4087312 02/04/2023 Domain Renewal - cupertinobuzz.com - 1 Year/s (03/21/2023 - 03/2 $32.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $32.94 731975 02/10/2023 Open Accounts Payable SITEONE LANDSCAPE SUPPLY, LLC $461.22 Invoice Date Description Amount 126380498-001 01/23/2023 Grounds - Mound Clay, Red Clay Blocks Mounds $461.22 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $461.22 731976 02/10/2023 Open Accounts Payable SWRCB Accounting Office $1,278.00 Invoice Date Description Amount WD-0226826 01/18/2023 Regnart Creek Trail Project through 070122-063023 $365.00 SW-0255039 01/18/2023 Regnart Creek Trail Project through 010123-123123 $548.00 WD-0226747 01/18/2023 Preventative Maintenance through 070122-063023 $365.00 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $365.00 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $913.00 731977 02/10/2023 Open Accounts Payable SYSCO - SAN FRANCISCO $1,355.27 Invoice Date Description Amount 550539620 02/01/2023 Coffee Supplies & Cleaning Supply $1,355.27 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,355.27 Monday, February 13, 2023Pages: 7 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 279 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731978 02/10/2023 Open Accounts Payable T-MOBILE $177.89 Invoice Date Description Amount 4158-012123 01/21/2023 966594158 - 012123 $177.89 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $177.89 731979 02/10/2023 Open Accounts Payable TPx Communications $2,244.02 Invoice Date Description Amount 166924110-0 01/31/2023 Telephone Service for new VoIP System Jan. 2023 $2,244.02 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $2,244.02 731980 02/10/2023 Open Accounts Payable TransUnion Risk and Alternative $165.00 Invoice Date Description Amount 6110432-202301-1 02/01/2023 Tlo 01/01/2023 - 01/31/2023 $165.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $165.00 731981 02/10/2023 Open Accounts Payable Crash Champions, LLC $396.41 Invoice Date Description Amount CCL113022 11/30/2022 The applicant applied the license twice $396.41 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $396.41 731982 02/10/2023 Open Accounts Payable Jaspreet Kaur $45.00 Invoice Date Description Amount Kaur012823 01/28/2023 LiveScan and Fingerprinting Reimbursement $45.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $45.00 731983 02/10/2023 Open Accounts Payable Leanicia Jones $45.00 Invoice Date Description Amount Jones010623 01/06/2023 LiveScan and Fingerprinting Reimbursement $45.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $45.00 731984 02/10/2023 Open Accounts Payable Nextage Construction $173.00 Invoice Date Description Amount NC020123 02/01/2023 The closed the business in Cupertino $173.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $173.00 731985 02/10/2023 Open Accounts Payable RANATUNGA, JANAKA $5,000.00 Invoice Date Description Amount 272299 02/06/2023 10408 Sterling Blvd, Encroachment, 272299 $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 Monday, February 13, 2023Pages: 8 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 280 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 731986 02/10/2023 Open Accounts Payable HortScience I Bartlett Consulting $1,623.25 Invoice Date Description Amount 16264 01/27/2023 TR-2022-050 Arborist Peer Review - 10156 Camberley Lane $1,623.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,623.25 731987 02/10/2023 Open Accounts Payable Janet Liang $1,147.01 Invoice Date Description Amount Liang010923 01/09/2023 2022 GFOA Budget Academy Reimbursement $1,147.01 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,147.01 731988 02/10/2023 Open Accounts Payable Napa Auto Parts $198.96 Invoice Date Description Amount 5983-757982 05/12/2022 Fleet - Brake Parts Cleaner, Brush Head, Brush, Fiberglass Pole $198.96 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $198.96 731989 02/10/2023 Open Accounts Payable NAPA AUTO PARTS $737.84 Invoice Date Description Amount 5983-767285 06/21/2022 Fleet - FY 21-22 Brake Pad, Valve, Brake Rotor $481.06 5983-767521 06/22/2022 Fleet - FY 21-22 Brake Rotor $171.33 5983-767785 06/23/2022 Fleet - FY 21-22 Spark Plug, 24 Valve $45.24 767297 06/21/2022 Fleet - FY 21-22 Spark Plugs Part#'s 7599 and 3066 $40.21 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $737.84 731990 02/10/2023 Open Accounts Payable NAPA AUTO PARTS $254.81 Invoice Date Description Amount 5983-772435 07/13/2022 Fleet - Oil Filter $254.81 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $254.81 731991 02/10/2023 Open Accounts Payable NAPA AUTO PARTS $154.70 Invoice Date Description Amount 5983-774714 07/22/2022 Fleet - Fuel Filter, Cabin Air Filter $154.70 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $154.70 731992 02/10/2023 Open Accounts Payable NAPA AUTO PARTS $39.88 Invoice Date Description Amount 5983-774939 07/22/2022 Fleet - LED SSMC 12in RD $59.96 5983-774917 07/22/2022 Fleet - Reflector $32.74 5983-775294 07/25/2022 Fleet - Document Holder Kit $141.75 5983-768278 06/24/2022 Fleet - Credit for Invoice# 5983-767285 ($171.33) Monday, February 13, 2023Pages: 9 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 281 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 5983-765559 06/13/2022 Fleet - Credit for Invoice#'s 5983-765277 & 5983- 764536 ($23.24) Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $39.88 731993 02/10/2023 Open Accounts Payable NAPA AUTO PARTS $336.01 Invoice Date Description Amount 5983-777192 08/01/2022 Fleet - Coolant Tank Cap $33.16 5983-777191 08/01/2022 Fleet - Coolant Tank Cap $11.05 5983-778855 08/08/2022 Fleet - Air Filter $175.31 5983-778984 08/08/2022 Fleet - Veh# 42 Bluetooth, Radio Tool, Install Kit $116.49 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $336.01 731994 02/10/2023 Open Accounts Payable THOMAS JAMES HOMES $5,000.00 Invoice Date Description Amount 270129 12/14/2021 10742 Carver Dr., Encroachment, 270129 $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 731995 02/10/2023 Open Accounts Payable THOMAS JAMES HOMES $37,000.00 Invoice Date Description Amount 269874 12/14/2021 10206 Orange Ave,100%L&M Bond, 269874 $37,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $37,000.00 731996 02/10/2023 Open Accounts Payable Thomas James Homes $5,000.00 Invoice Date Description Amount 273534 04/21/2022 Refund for 10740 Gascoigne Dr, PW-2021-0137 $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 Type Check Totals:60 Transactions $1,722,697.05 EFT 36268 02/06/2023 Open Accounts Payable EMPLOYMENT DEVEL DEPT $43,823.64 Invoice Date Description Amount 01272023 01/27/2023 CA State Tax pp 1/14/23-1/27/23 $43,823.64 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $43,823.64 36269 02/06/2023 Open Accounts Payable IRS $142,437.63 Invoice Date Description Amount 01272023 01/27/2023 Federal Tax pp 1/14/23-1/27/23 $142,437.63 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $142,437.63 Monday, February 13, 2023Pages: 10 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 282 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36270 02/09/2023 Open Accounts Payable P E R S $552,996.18 Invoice Date Description Amount 01272023 01/27/2023 PERS pp 1/14/23-1/27/23 $552,996.18 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $552,996.18 36271 02/06/2023 Open Accounts Payable USPS - EFT ONLY $3,228.44 Invoice Date Description Amount 528251358 02/01/2023 CUPERTINO SCENE INC $3,228.44 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,228.44 36272 02/06/2023 Open Accounts Payable USPS - EFT ONLY $954.25 Invoice Date Description Amount 528090418 01/31/2023 CUPERTINO SCENE INC $954.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $954.25 36273 02/06/2023 Open Accounts Payable USPS - EFT ONLY $4,278.19 Invoice Date Description Amount 271938478 02/01/2023 CUPERTINO Parks and Rec Spring 23 $4,278.19 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,278.19 36274 02/09/2023 Open Accounts Payable California Public Employees' Retirement System $391,694.73 Invoice Date Description Amount 7158-011723 01/17/2023 Health Premiums $391,694.73 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $273,144.27 642 - Retiree Medical 642 100-100 (Cash & Investments Assets Operating Cash) $118,550.46 36275 02/06/2023 Open Accounts Payable SQUARE, INC.$105.00 Invoice Date Description Amount 2023-00000491 02/02/2023 SQUARE Team Plus 2/1/23-3/1/23 $105.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $105.00 36276 02/10/2023 Open Accounts Payable ABAG POWER- ASSOCIATION OF BAY AREA GOVERNMENTS $10,548.13 Invoice Date Description Amount AR030785 02/01/2023 FY 23 AMD Level Charge-Nat Gas $10,548.13 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9,494.98 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $1,053.15 Monday, February 13, 2023Pages: 11 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 283 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36277 02/10/2023 Open Accounts Payable Amazon Capital Services $2,033.79 Invoice Date Description Amount 1WGT-M4DF-MCX3 01/16/2023 Amazon (HDMI Cables)$263.04 1qNX-QKJ4-4WQN 01/30/2023 Amazon (Adhsive Hooks; Sinewave UPS; AppleTV $871.80 14YM-VRLH-LXL9 02/06/2023 Amazon (HDMI Cables; Air Filter; Push Button project)$898.95 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,033.79 36278 02/10/2023 Open Accounts Payable Amazon Web Services, Inc.$3,630.86 Invoice Date Description Amount 1HDJ-P6W4-GQKP 01/11/2023 credit memo 1HLD-J4WG-N6R3 for HP JetDirect 610n Print Server (J ($16.36) 1236779777 02/02/2023 Applications AWS January 1 - January 31 , 2023 $1,431.18 1237956025 02/02/2023 GIS AWS January 1 - January 31, 2023 $2,216.04 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,431.18 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $2,199.68 36279 02/10/2023 Open Accounts Payable Apolent Corporation $13,120.00 Invoice Date Description Amount CC230131 02/03/2023 Preeti Consulting Services 01/01/2023 - 01/31/23 $13,120.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $13,120.00 36280 02/10/2023 Open Accounts Payable B&H PHOTO-VIDEO $1,765.20 Invoice Date Description Amount 210122167 01/24/2023 AJA 1TB Storage; Sony 1.2TB cartridge; 4-pin Cable $1,599.02 210003534 01/21/2023 Rosco Cinegel #3028 Filter - 1/4 Tough White Diffusion - 48"x25' $166.18 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,765.20 36281 02/10/2023 Open Accounts Payable BARONE, DAN $55.00 Invoice Date Description Amount DanB12182022 12/18/2022 Cell Phone Reimbursement 11/19/22-12/18-22 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36282 02/10/2023 Open Accounts Payable BKF Engineers $2,907.10 Invoice Date Description Amount 23010844 01/23/2023 Pumpkin-Fiesta Storm Drain through 112822-123122 $2,907.10 Paying Fund Cash Account Amount 210 - Storm Drain Improvement 210 100-100 (Cash & Investments Assets Operating Cash) $2,907.10 36283 02/10/2023 Open Accounts Payable CAROL KORADE $29.13 Invoice Date Description Amount February2023 02/08/2023 Reimbursement for February 2023 $29.13 Monday, February 13, 2023Pages: 12 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 284 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 642 - Retiree Medical 642 100-100 (Cash & Investments Assets Operating Cash) $29.13 36284 02/10/2023 Open Accounts Payable CITIZENSERVE $2,000.00 Invoice Date Description Amount 4942 01/14/2023 Citizenserve 5 user subscriptions May 1 - June 30, 2023) $2,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,000.00 36285 02/10/2023 Open Accounts Payable CLEARBLU ENVIRONMENTAL $1,053.51 Invoice Date Description Amount 28687 01/18/2023 Streets - Jan 2023 Preventive Maint/Pressure Wash Hose $1,053.51 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,053.51 36286 02/10/2023 Open Accounts Payable CSG Consultants, Inc.$625.00 Invoice Date Description Amount B222243 - Rev. 1 01/28/2023 Building Plan Review Services 12/1/2022 - 12/31/2022 $625.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $625.00 36287 02/10/2023 Open Accounts Payable Cupertino Supply, Inc $797.05 Invoice Date Description Amount 311584 01/24/2023 Facilities - 1" Solder Kit $13.77 311285 01/19/2023 Facilities - 1/2xCLO Brass Nipple, Metaflex LAV Riser $17.34 311287 01/19/2023 Facilities - Ferrule Puller $37.88 311979 01/27/2023 Grounds - Adapter, Street Elbow, Pipe, Cutter, Flux $627.01 311808 01/25/2023 Grounds - 3/4 PVC SCH40 Pipe $49.24 312270 01/31/2023 Grounds - Gloves $14.59 312461 02/01/2023 Grounds - 1/2 IPS Ball Valve $37.22 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $797.05 36288 02/10/2023 Open Accounts Payable Cyxtera Communications, LLC $1,195.14 Invoice Date Description Amount B1-2322522 02/01/2023 FY23 Colocation Services - March 2023 $1,195.14 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $1,195.14 36289 02/10/2023 Open Accounts Payable Dasher Technologies, Inc.$9,392.40 Invoice Date Description Amount PSI-DSH03608 01/27/2023 PAN PA-850 Renewal - 1 Year Support $9,392.40 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $9,392.40 Monday, February 13, 2023Pages: 13 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 285 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36290 02/10/2023 Open Accounts Payable Ecological Concerns Incorporated $1,245.00 Invoice Date Description Amount 29973 02/01/2023 Stevens Creek Ph 2 Restoration Continued Maintenance thru 01232 $1,245.00 Paying Fund Cash Account Amount 427 - Stevens Creek Corridor Park 427 100-100 (Cash & Investments Assets Operating Cash) $1,245.00 36291 02/10/2023 Open Accounts Payable FolgerGraphics $8,679.92 Invoice Date Description Amount 134869 01/31/2023 Printing for Feb 23 Scene $8,679.92 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,679.92 36292 02/10/2023 Open Accounts Payable GRAINGER INC $137.52 Invoice Date Description Amount 9579022881 01/19/2023 Grounds - Drain Cleaning Set, Drain Cleaning Gloves $137.52 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $137.52 36293 02/10/2023 Open Accounts Payable Green Halo Systems $1,674.00 Invoice Date Description Amount 4027 01/11/2023 Hosting & Maint Jan to Jun. 2023, Monthly City Fee for service $1,674.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,674.00 36294 02/10/2023 Open Accounts Payable Gym Precision, Inc.$225.00 Invoice Date Description Amount 18623 02/03/2023 Quarterly Preventative Maintenance was performed on all gym equi $225.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $225.00 36295 02/10/2023 Open Accounts Payable Health Care Employees $29,032.20 Invoice Date Description Amount 326584 - 326586 02/07/2023 February 2023 Dental Benefit $29,032.20 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $29,032.20 36296 02/10/2023 Open Accounts Payable IMPEC GROUP INC,.$91,435.60 Invoice Date Description Amount 2301133 01/31/2023 Facilities - Linda Vista Trail Gate Jan 2023 $760.41 2301140 01/31/2023 Facilities - Jan 2023 Janitorial Services $90,675.19 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $81,799.74 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $1,267.41 Monday, February 13, 2023Pages: 14 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 286 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $8,368.45 36297 02/10/2023 Open Accounts Payable Interstate Traffic Control Products, Inc. $9,333.80 Invoice Date Description Amount 254731 01/30/2023 Streets - Band It Ultra-Lok Buckles, Temp Sign Stop $835.35 254732 01/30/2023 Streets: bike lane improvement project posts & reflectors $7,273.44 254959 02/03/2023 Streets: 2" pipe coupler $590.63 254419 12/14/2022 Streets - Special Order Ultra-Lok Banding Buckles $634.38 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $2,060.36 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $7,273.44 36298 02/10/2023 Open Accounts Payable JAM Services, Inc $6,820.31 Invoice Date Description Amount 164932 01/26/2023 Streets - Light Poles $6,820.31 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $6,820.31 36299 02/10/2023 Open Accounts Payable JINDY GARFIAS $55.00 Invoice Date Description Amount JindyG121122 12/11/2022 Cell Phone Reimbursement - Jindy G 12-12-22 to 01- 11-23 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36300 02/10/2023 Open Accounts Payable Life Insurance Company of North America $8,056.24 Invoice Date Description Amount 15487_020123 02/08/2023 February 2023 CIGNA $8,056.24 Paying Fund Cash Account Amount 641 - Compensated Absence/LTD 641 100-100 (Cash & Investments Assets Operating Cash) $8,056.24 36301 02/10/2023 Open Accounts Payable Managed Health Network Inc $785.51 Invoice Date Description Amount PRM-078105 01/17/2023 February 2023 EAP BENEFIT $785.51 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $785.51 36302 02/10/2023 Open Accounts Payable Marlon Aumentado $55.00 Invoice Date Description Amount MarlonA01152023 01/15/2023 Cell Phone Reimbursement through 121622-011523 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 Monday, February 13, 2023Pages: 15 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 287 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36303 02/10/2023 Open Accounts Payable Nexinite, LLC $180.00 Invoice Date Description Amount INV-001967 02/06/2023 Form Digitization Service January 2023 $180.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $180.00 36304 02/10/2023 Open Accounts Payable ODP Business Solutions, LLC.$866.51 Invoice Date Description Amount 284832744001 01/04/2023 Service Center - Cups, Lids, Creamer $552.13 286596757001 01/04/2023 Service Center - Aldo Planners $54.41 285411879001 01/12/2023 Service Center - Note Pad, Planner, Dry Erase $54.77 283885240001 01/06/2023 Post-Its $17.45 283831034001 01/06/2023 Deskpad, CD spindle, Planner $48.40 287412550001 01/19/2023 service center kitchen supplies $42.89 290121421001 01/24/2023 service center kitchen supplies $37.58 287408362001 01/19/2023 service center kitchen supplies $58.88 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $866.51 36305 02/10/2023 Open Accounts Payable PayPal Inc.$112.20 Invoice Date Description Amount PPGW128473872 12/31/2022 VSV0003096477 01-Dec-22 to 31-Dec-22 cupertinoweb4 $19.95 PPGW128666002 12/31/2022 VSV0001160385 cupertinoweb2 01-Dec-22 to 31-Dec- 22 $31.95 PPGW129513875 01/31/2023 VSV0003096477 cupertinoweb4 01-Jan-23 to 31- Jan-23 $19.95 PPGW129703044 01/31/2023 VSV0001160385 cupertinoweb2 01-Jan-23 to 31- Jan-23 $40.35 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $112.20 36306 02/10/2023 Open Accounts Payable Professional Turf Management, Inc.$18,693.56 Invoice Date Description Amount 1270 01/20/2023 Golf course monthly maintenance and gate fee $18,693.56 Paying Fund Cash Account Amount 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $18,693.56 36307 02/10/2023 Open Accounts Payable Quench USA, Inc.$90.88 Invoice Date Description Amount INV05342771 02/01/2023 Service Center Water Cooler 02.01.23 to 03.31.23 $90.88 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $90.88 36308 02/10/2023 Open Accounts Payable Rise Housing Solutions, Inc $10,420.00 Invoice Date Description Amount Cupertino - 021 01/31/2023 BMR Program Administrator 2023/01 $10,420.00 Paying Fund Cash Account Amount Monday, February 13, 2023Pages: 16 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 288 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $10,420.00 36309 02/10/2023 Open Accounts Payable Robert Half $2,146.58 Invoice Date Description Amount 61496172 02/02/2023 Galante, Joanna for Week-Ended 01/27/2023 $2,146.58 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,146.58 36310 02/10/2023 Open Accounts Payable RUDY LOMAS $38.43 Invoice Date Description Amount RudyL0106923 01/06/2023 Cell Phone Reimbursement - Rudy L Dec 7 2022 to Jan 6 2023 $38.43 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $38.43 36311 02/10/2023 Open Accounts Payable Sedgwick Claims Management Services, Inc. $2,343.33 Invoice Date Description Amount 400000123006 02/01/2023 Workers' Compensation Claims 2/1/23-2/28/23 $2,343.33 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,343.33 36312 02/10/2023 Open Accounts Payable STANDS AND MOUNTS.COM $4,254.27 Invoice Date Description Amount 205224 12/22/2022 Cupertino Lectern Project $4,254.27 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,254.27 36313 02/10/2023 Open Accounts Payable TERRYBERRY COMPANY LLC $321.06 Invoice Date Description Amount 143069-30606 01/31/2023 Employee Recognition - C. Gomez, P. O'Sullivan $321.06 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $321.06 36314 02/10/2023 Open Accounts Payable THE HARTFORD $11,497.41 Invoice Date Description Amount 656349051824 02/08/2023 February 2023 Life and AD&D Benefit $11,215.20 756349096314 02/08/2023 January 2023 $282.21 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $11,497.41 36315 02/10/2023 Open Accounts Payable Thomson Reuters - West $767.55 Invoice Date Description Amount 847759352 02/01/2023 Online Subscription, Feb 2023 - Acct 1000489718 $767.55 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $767.55 Monday, February 13, 2023Pages: 17 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 289 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36316 02/10/2023 Open Accounts Payable TURF STAR, INC.$243.12 Invoice Date Description Amount 7262415-01 02/02/2023 Fleet - Decal HOC, REAR $243.12 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $243.12 36317 02/10/2023 Open Accounts Payable Vision Service Plan (CA)$4,190.50 Invoice Date Description Amount 817021065 01/19/2023 February 2023 Vision Benefit $2,352.96 817021074 01/19/2023 February 2023 Vision Benefit $938.84 817033781 01/21/2023 February 2023 Vision Benefit $898.70 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,190.50 36318 02/10/2023 Open Accounts Payable VMI, Inc.$515.47 Invoice Date Description Amount 305320 01/18/2023 VM-2HXL Kramer HDMI Distributor $261.35 305376 01/31/2023 VMI (Extron Parts for Senior Center Project)$254.12 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $515.47 36319 02/10/2023 Open Accounts Payable West Coast Arborists, Inc.$2,076.00 Invoice Date Description Amount 1-8746 02/03/2023 Behind 19333 Vallco Pkwy Construction Impact Report Preparation $2,076.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $2,076.00 36320 02/10/2023 Open Accounts Payable Zayo Group, LLC $3,136.05 Invoice Date Description Amount 2023020030583 02/01/2023 FY23 Disaster Recovery Telecom services Feb. 2023 $3,136.05 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $3,136.05 36321 02/10/2023 Open Accounts Payable Zoom Video Communications, Inc.$286.72 Invoice Date Description Amount INV185288437 01/22/2023 Zoom Jan 22, 2023-Feb 21, 2023 $286.72 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $286.72 Type EFT Totals:54 Transactions $1,408,385.11 Main Account - Main Checking Account Totals Checks Status Count Transaction Amount Reconciled Amount Open 60 $1,722,697.05 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 60 $1,722,697.05 $0.00 Monday, February 13, 2023Pages: 18 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 290 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference EFTs Status Count Transaction Amount Reconciled Amount Open 54 $1,408,385.11 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 54 $1,408,385.11 $0.00 All Status Count Transaction Amount Reconciled Amount Open 114 $3,131,082.16 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 114 $3,131,082.16 $0.00 Grand Totals: Checks Status Count Transaction Amount Reconciled Amount Open 60 $1,722,697.05 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 60 $1,722,697.05 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 54 $1,408,385.11 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 54 $1,408,385.11 $0.00 All Status Count Transaction Amount Reconciled Amount Open 114 $3,131,082.16 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 114 $3,131,082.16 $0.00 Monday, February 13, 2023Pages: 19 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/4/2023 - To Payment Date: 2/10/2023 291 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Main Account - Main Checking Account Check 731997 02/17/2023 Open Accounts Payable 4imprint, Inc.$1,635.57 Invoice Date Description Amount 24443084 02/08/2023 Carabiner Sunscreen $1,635.57 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,635.57 731998 02/17/2023 Open Accounts Payable ALHAMBRA $303.63 Invoice Date Description Amount 14628570 122922 12/29/2022 Blackberry Farm Water Delivery 12-16-22 $127.82 14628570 012623 01/26/2023 Blackberry Farm Water Delivery 1-13-23 $175.81 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $303.63 731999 02/17/2023 Open Accounts Payable American Steam Cleaning $2,200.00 Invoice Date Description Amount 19645 02/01/2023 Facilities - Steam Clean Flues, Vents, Hood, Kitchen $2,200.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,200.00 732000 02/17/2023 Open Accounts Payable Automatic Door Systems, Inc.$3,390.00 Invoice Date Description Amount 54739 01/24/2023 Facilities - Senior Center Entrance Sliding Doors $3,390.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,390.00 732001 02/17/2023 Open Accounts Payable Bay Area Pervious Concrete $2,886.41 Invoice Date Description Amount 2022-065 11/29/2022 Grounds - Retention for McClellan Ranch Park Path Repairs $2,886.41 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,886.41 732002 02/17/2023 Open Accounts Payable BMI Imaging Systems $14,216.60 Invoice Date Description Amount 318939-A 12/30/2022 HR File Scanning Services $14,216.60 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $14,216.60 732003 02/17/2023 Open Accounts Payable BURR PLUMBING AND PUMPING INC $1,279.85 Invoice Date Description Amount 113343 01/11/2023 Facilities - Installed Non-Functioning Simplex Lift Station $1,279.85 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,279.85 Tuesday, February 21, 2023Pages: 1 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 292 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732004 02/17/2023 Open Accounts Payable California Building Officials $295.00 Invoice Date Description Amount 16160 02/09/2023 CALBO Annual Membership Renewal 2023-2024 $295.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $295.00 732005 02/17/2023 Open Accounts Payable CenturyLink $38.16 Invoice Date Description Amount 047R -2/7/23 02/07/2023 Emergency Out of Area Phone line $38.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $38.16 732006 02/17/2023 Open Accounts Payable Claudio Bono $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732007 02/17/2023 Open Accounts Payable Cupertino Union School District $8,705.80 Invoice Date Description Amount AM23-00166 02/13/2023 Clean Water Storm Protection Fee Reimbursement- FY21-22 $8,705.80 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $8,705.80 732008 02/17/2023 Open Accounts Payable DEPARTMENT OF JUSTICE $256.00 Invoice Date Description Amount 633176 02/03/2023 Fingerprint Apps Jan 2023 $256.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $256.00 732009 02/17/2023 Open Accounts Payable Department of Transportation $647.95 Invoice Date Description Amount SL230471 01/30/2023 Signals & Lighting Billing through 102022-122022 $647.95 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $647.95 732010 02/17/2023 Open Accounts Payable ENTERPRISE FM TRUST $572.73 Invoice Date Description Amount FBN4673199 02/04/2023 Fleet - Feb 2023/2021 Ford Escape Vin# 79773 $572.73 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $572.73 732011 02/17/2023 Open Accounts Payable Foster Brothers Security Systems $1,420.64 Invoice Date Description Amount i3191 08/24/2022 Facilities - First Choice Trim $1,420.64 Paying Fund Cash Account Amount Tuesday, February 21, 2023Pages: 2 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 293 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $1,420.64 732012 02/17/2023 Open Accounts Payable Got Gophers, Inc.$310.00 Invoice Date Description Amount 40433 01/31/2023 Trees/ROW - Jan 2023 Mary Bridge Maint.$310.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $310.00 732013 02/17/2023 Open Accounts Payable Govind Tatachari $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732014 02/17/2023 Open Accounts Payable Griffin Structures Inc.$700.00 Invoice Date Description Amount GSI-CLEP-25 10/31/2022 Library Expansion Project $700.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $700.00 732015 02/17/2023 Open Accounts Payable HARRY L. MURPHY, INC.$2,000.00 Invoice Date Description Amount 26378-01 02/09/2023 Facilities - Retention Due/City Hall Carpet Replacement $2,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,000.00 732016 02/17/2023 Open Accounts Payable HY Floor & Gameline Painting $1,830.95 Invoice Date Description Amount 22250-RET 01/13/2023 Facilities - Sports Center Racquetball Court Refinishing $858.95 22249-RET 01/06/2023 Facilities - QCC Stage Floor Refinishing $972.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $972.00 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $858.95 732017 02/17/2023 Open Accounts Payable INTERSTATE BATTERY SYSTEM SAN JOSE INC. $1,488.11 Invoice Date Description Amount 60291710 02/01/2023 Fleet - MTP-65HD $142.40 10306007 01/03/2023 Fleet - 31-MHD $257.36 60291721 02/02/2023 Fleet - GC8-HCL-UTL $942.79 60291808 02/07/2023 Fleet - SP-40 $145.56 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $1,488.11 Tuesday, February 21, 2023Pages: 3 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 294 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732018 02/17/2023 Open Accounts Payable Joseph R Fruen $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732019 02/17/2023 Open Accounts Payable KELLY-MOORE PAINT CO INC $554.35 Invoice Date Description Amount 808-00000865364 02/06/2023 Grounds - Workt Handle, Whizz Microfiber, Artist Set, Paint $554.35 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $554.35 732020 02/17/2023 Open Accounts Payable Liang Chao $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732021 02/17/2023 Open Accounts Payable MIN ZHAO $112.00 Invoice Date Description Amount Zhao020123 02/01/2023 2023 CSMFO Conf - Min Reimbursement $112.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $112.00 732022 02/17/2023 Open Accounts Payable MMANC $75.00 Invoice Date Description Amount 7249 02/08/2023 Marilyn Membership Renewal - Member (through March 24, 2024) $75.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $75.00 732023 02/17/2023 Open Accounts Payable Moon Kyu Choe $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732024 02/17/2023 Open Accounts Payable Mountain View Garden Center $390.56 Invoice Date Description Amount 112297 02/07/2023 Grounds - Topsoil, Planter Mix $124.35 112334 02/10/2023 Grounds - 1/2 Yd 6 Sack $266.21 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $390.56 Tuesday, February 21, 2023Pages: 4 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 295 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732025 02/17/2023 Open Accounts Payable O'Reilly Auto Parts $195.80 Invoice Date Description Amount 2591-267489 01/23/2023 Fleet - Cabin Filter $84.79 2591-267710 01/24/2023 Fleet - Tail LGT Asy $111.01 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $195.80 732026 02/17/2023 Open Accounts Payable Operating Engineers Local Union No. 3 $1,443.48 Invoice Date Description Amount 02102023 02/10/2023 Union Dues pp 1/28/23-2/10/23 $1,443.48 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,443.48 732027 02/17/2023 Open Accounts Payable Otis Elevator Company $9,099.48 Invoice Date Description Amount 100400914768 09/12/2022 Facilities - Civic Center Library Maint 10-1-22 to 9-30- 23 $9,099.48 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9,099.48 732028 02/17/2023 Open Accounts Payable REED & GRAHAM INC $472.50 Invoice Date Description Amount 047850 01/26/2023 Streets: Pecpatch cold mix $472.50 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $472.50 732029 02/17/2023 Open Accounts Payable Royal Coach Tours $1,090.00 Invoice Date Description Amount 25760 02/14/2023 Charter 25760 3/1/2023 Westfield Mall and Orpheum Theater $1,090.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,090.00 732030 02/17/2023 Open Accounts Payable RPM EXTERMINATORS INC $1,275.00 Invoice Date Description Amount 0099199 01/30/2023 Facilities - Jan 2023 Change Bait $1,275.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,020.00 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $255.00 732031 02/17/2023 Open Accounts Payable SAN JOSE WATER COMPANY $33,070.21 Invoice Date Description Amount SJW012723-0 01/27/2023 1198300000-8 - 21979 San Fernando Ave. 6620 $350.69 SJW012723-1 01/27/2023 1332100000-5 - Hyde Avenue $442.13 SJW012723-2 01/27/2023 2958510000-0 - 10555 Mary Ave.$310.49 SJW012723-3 01/27/2023 2974010000-2 - 21251 Stevens Creek Blvd $379.51 Tuesday, February 21, 2023Pages: 5 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 296 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference SJW012723-4 01/27/2023 3207400000-4 - 21710 McClellan 8312 $377.60 SJW012723-5 01/27/2023 3953083125-2 - Tuscany Pl $640.14 SJW012723-6 01/27/2023 4012210000-7 - 22601 Voss Av 8304 $605.67 SJW012723-7 01/27/2023 4444250747-9 - Tuscany Pl $604.38 SJW012723-8 01/27/2023 5122900000-8 - Portable Meter - Trees & ROW $539.25 SJW012723-9 01/27/2023 5237400000-9 - Dumas Dr, LS $588.07 SJW012723-10 01/27/2023 5997110000-9 - 7555 Barnhart Pl $556.78 SJW012723-11 01/27/2023 6730700000-9 - 21975 San Fernando Av $102.30 SJW012723-12 01/27/2023 8427420000-9 - 8322 Foothill/Vista Knoll $197.13 SJW012723-13 01/27/2023 8549600000-2 - Bubb Rd.LS $617.54 SJW012723-1-0 01/27/2023 0068410000-1 - 22221 McClellan 8302 $2,642.10 SJW012723-1-1 01/27/2023 0134100000-6 - 8303 Memorial Park $540.86 SJW012723-1-2 01/27/2023 0345710000-0 - Alderbrook Ln.FS $145.91 SJW012723-1-3 01/27/2023 0677310000-0 - 10300 Torre Ave LS (Comm.Hall)$316.80 SJW012723-1-4 01/27/2023 1250520000-1 - 6620 Blackberry/Snack $323.76 SJW012723-1-5 01/27/2023 1444810000-9 - Hyannisport Dr. LS $634.11 SJW012723-1-6 01/27/2023 1735700000-3 - 8303 Memorial Park Restroom $336.09 SJW012723-1-7 01/27/2023 1787904559-3 - 22221 McClellan 8302 $209.18 SJW012723-1-8 01/27/2023 1832500000-0 - Ruppell PL LS $335.95 SJW012723-1-9 01/27/2023 1836700000-9 - 8322 Mary Mini Park $333.03 SJW012723-1-10 01/27/2023 1987700000-0 - Alderbrook Ln LS $588.07 SJW012723-1-11 01/27/2023 2228610000-7 - 21111 Stevens Crk LS $385.73 SJW012723-1-12 01/27/2023 2243500000-9 - 10300 Ainsworth Dr.LS $5,069.70 SJW012723-1-13 01/27/2023 2286120000-8 - 21251 Stevens Creek Blvd $92.06 SJW012723-1-14 01/27/2023 2288800000-1 - Stokes Ave/8306 Somerset Park $368.26 SJW012723-1-15 01/27/2023 2649300000-9 - 10300 Torre Ave. FS (Comm.Hall)$145.91 SJW012723-1-16 01/27/2023 2787197813-9 - 8322 Stevens Creek Bl $99.35 SJW012723-1-17 01/27/2023 2892070144-9 - 22221 McClellan 8320 $184.13 SJW012723-1-18 01/27/2023 2984810000-3 - 8504 Alves and Stelling $348.49 SJW012723-1-19 01/27/2023 3322910000-4 - 8306 Somerset Park(Stokes Ave)$368.26 SJW012723-1-20 01/27/2023 3530520000-4 - 21111 Stev.Crk Blvd 8510 $416.75 SJW012723-1-21 01/27/2023 3612707315-7 - Stocklmeir Ct $1,421.86 SJW012723-1-22 01/27/2023 3673220000-5 - Stev.Crk/Cupertino Rd.$99.35 SJW012723-1-23 01/27/2023 3746710000-6 - 21111 Stev.Crk BL FS $144.67 SJW012723-1-24 01/27/2023 3841010000-2 - 8507 Monta Vista Park $354.82 SJW012723-1-25 01/27/2023 3856110000-9 - 8322 Stella Estates $102.30 SJW012723-1-26 01/27/2023 3857710000-1 - 8322 Foothill/Cupertino Rd $53.48 SJW012723-1-27 01/27/2023 3900520000-9 - 10300 Torre Ave $642.47 SJW012723-1-28 01/27/2023 4103020000-4 - 6620 Blackberry/Snack $418.62 SJW012723-1-29 01/27/2023 4227520000-6 - 8303 Memorial Park $311.26 SJW012723-1-30 01/27/2023 5356310000-6 - 8322 Stev.Crk/Median $314.42 SJW012723-1-31 01/27/2023 5778910000-5 - 8504 Quinlan Ln.FS $92.06 SJW012723-1-32 01/27/2023 5835000000-4 - 8322 Stelling/Alves $191.26 SJW012723-1-33 01/27/2023 5929210000-1 - 8322 Ann Arbor Ct $191.26 SJW012723-1-34 01/27/2023 5948100000-4 - Emerg Irrig/Golf/ 6640 BBF $1,393.63 SJW012723-1-35 01/27/2023 5986710000-6 - 10300 Torre Ave. FS (Comm.Hall)$623.78 SJW012723-1-36 01/27/2023 6292600000-1 - 10800 Torre Ave LS $575.60 SJW012723-1-37 01/27/2023 6296810000-8 - 8322 Stev.Crk Bl median $116.37 SJW012723-1-38 01/27/2023 6405210000-1 - 8506 McClellan Ranch $229.89 SJW012723-1-39 01/27/2023 6578520000-0 - 83 Foothill Bl/Alpine Dr22 LS $197.13 Tuesday, February 21, 2023Pages: 6 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 297 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference SJW012723-1-40 01/27/2023 6788620000-4 - 10555 Mary Ave. 8503 $351.66 SJW012723-1-41 01/27/2023 6907100000-9 - Alderbrook Ln $236.59 SJW012723-1-42 01/27/2023 6935200000-9 - 8303 Memorial Park $398.12 SJW012723-1-43 01/27/2023 6973320000-5 - 8301 Linda Vista PK1 $354.82 SJW012723-1-44 01/27/2023 7036000000-7 - 85 Stev.Crk/Mary LS $202.99 SJW012723-1-45 01/27/2023 7054200000-8 - 8322 Phar Lap LS $431.54 SJW012723-1-46 01/27/2023 7495200000-3 - 10300 Torre Ave FS $145.91 SJW012723-1-47 01/27/2023 7630410000-1 - Salem Av.LS $197.13 SJW012723-1-48 01/27/2023 7930000000-1 - 8322 Stelling/Christensen Dr.$191.26 SJW012723-1-49 01/27/2023 8006810000-9 - 10450 Mann Dr $76.67 SJW012723-1-50 01/27/2023 8065700000-8 - Peninsula and Fitzgerald Is $70.56 SJW012723-1-51 01/27/2023 8270010000-9 - Janice Ave.LS $368.26 SJW012723-1-52 01/27/2023 8287220000-9 - 8322 Stevens Cr/San Antonio Ls $139.80 SJW012723-1-53 01/27/2023 8647520000-1 - 10555 Mary Ave/Corp Yard FS $236.69 SJW012723-1-54 01/27/2023 8755010000-9 - 10455 Miller Ave/Creekside $618.22 SJW012723-1-55 01/27/2023 8879620000-9 - 8504 Christensen Dr $336.09 SJW012723-1-56 01/27/2023 8886800000-6 - 8301 Linda Vista PK2 $323.76 SJW012723-1-57 01/27/2023 9377600000-7 - 8307 Varian Park $466.44 SJW012723-1-58 01/27/2023 9824500000-9 - 8322 Irrig SC/Stelling $253.29 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $30,729.43 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $1,393.63 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $947.15 732032 02/17/2023 Open Accounts Payable Santa Clara County Emergency Managers Association $89.57 Invoice Date Description Amount 230131 01/31/2023 Annual membership dues $89.57 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $89.57 732033 02/17/2023 Open Accounts Payable Sheila Mohan $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732034 02/17/2023 Open Accounts Payable Sherrill Inc.$425.58 Invoice Date Description Amount INV-833575 02/06/2023 Trees/ROW - Notch Speedline Kit Combo (6x26" & 6x40") $425.58 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $425.58 Tuesday, February 21, 2023Pages: 7 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 298 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732035 02/17/2023 Open Accounts Payable SRIXON / Cleveland Golf / XXIO $806.40 Invoice Date Description Amount 7303393 SO 02/02/2023 Q-star tour divide golf balls $806.40 Paying Fund Cash Account Amount 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $806.40 732036 02/17/2023 Open Accounts Payable Steven Scharf $107.00 Invoice Date Description Amount 01312023 01/31/2023 Refund the difference between the deposit amount $2820.00 $107.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $107.00 732037 02/17/2023 Open Accounts Payable Syserco, Inc.$4,213.25 Invoice Date Description Amount 11882 02/06/2023 Facilities - Sports Center Preventative Maint.$4,213.25 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $4,213.25 732038 02/17/2023 Open Accounts Payable The Computing Technology Industry Association, Inc $4,200.00 Invoice Date Description Amount 118,195 01/01/2023 Teri - Certified Government CIO Program reg 6/1/23 - 5/31/24 $4,200.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $4,200.00 732039 02/17/2023 Open Accounts Payable The Goodyear Tire & Rubber Company $2,041.24 Invoice Date Description Amount 189-1109744 01/24/2023 Fleet - Tires $2,041.24 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $2,041.24 732040 02/17/2023 Open Accounts Payable The Home Depot Pro $430.28 Invoice Date Description Amount 730200805 02/07/2023 Facilities - Complete Rebuild Kit F/Sloan $430.28 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $430.28 732041 02/17/2023 Open Accounts Payable The Pin Center $4,144.50 Invoice Date Description Amount 1122013 11/29/2022 Cupertino Store Challenge Coin $4,144.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,144.50 Tuesday, February 21, 2023Pages: 8 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 299 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732042 02/17/2023 Open Accounts Payable Western Pacific Signal, LLC $6,148.10 Invoice Date Description Amount 29291 02/02/2023 Hardened Ethernet Switch, Managed Light Layer, Gigabit Ethernet $6,148.10 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $6,148.10 732043 02/17/2023 Open Accounts Payable ANURAG JAIN $446.00 Invoice Date Description Amount 320678 02/03/2023 REFUND 20220 LYNTON CT BLD-2022-0501 USER ERROR $446.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $446.00 732044 02/17/2023 Open Accounts Payable BNBUILDERS, INC.$766.30 Invoice Date Description Amount 315313 02/07/2023 REFUND 20525 MARIANI AVE BLD-2022-1211 WITHDRAWN $766.30 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $766.30 732045 02/17/2023 Open Accounts Payable Dee, Maria $300.00 Invoice Date Description Amount 2006975.030 02/09/2023 QCC- 2.04.23- Social Room Security Deposit Refund $300.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $300.00 732046 02/17/2023 Open Accounts Payable HATHAWAY DINWIDDIE CONSTRUCTION COMPANY $10,000.00 Invoice Date Description Amount 307934 02/13/2023 REFUND 10261 BUBB RD BLD-2021-1804 TCO BOND $10,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $10,000.00 732047 02/17/2023 Open Accounts Payable HSU, TRACY $5,000.00 Invoice Date Description Amount 279368 02/13/2023 18811 LOREE AVE, ENCROACHMENT, 279368 $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 732048 02/17/2023 Open Accounts Payable Jose Ramirez $43.00 Invoice Date Description Amount Ramirez020823 02/08/2023 LiveScan and Fingerprinting Reimbursement $43.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $43.00 Tuesday, February 21, 2023Pages: 9 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 300 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732049 02/17/2023 Open Accounts Payable TESLA $309.08 Invoice Date Description Amount 316514 02/01/2023 REFUND 10959 NORTHSHORE SQ BLD-2022-1958 WITHDRAWN $309.08 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $309.08 732050 02/17/2023 Open Accounts Payable TRITEK CONSTRUCTION, INC.$144.00 Invoice Date Description Amount 313521 02/02/2023 REFUND 20735 STEVENS CREEK BLVD BLD-2022- 1434 WITHDRAWN $144.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $144.00 732051 02/17/2023 Open Accounts Payable Dasher Technologies, Inc.$17,008.55 Invoice Date Description Amount PSI-DSH03658 01/31/2023 FY23 Infrastructure Support - January 2023 $125.00 PSI-DSH03816 02/10/2023 City Hall HPE SimpliVity Renewal - 1 Year Support $16,883.55 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $17,008.55 Type Check Totals:55 Transactions $149,220.63 EFT 36324 02/14/2023 Open Accounts Payable TASC $261.26 Invoice Date Description Amount IN2657990 02/11/2023 FSA - Administration Fees 2/1/23-2/28/23 $261.26 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $261.26 36325 02/14/2023 Open Accounts Payable TASC $501.12 Invoice Date Description Amount IN2657988 02/11/2023 HRA - Administration Fees 2/1/23-2/28/23 $501.12 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $501.12 36326 02/17/2023 Open Accounts Payable Colonial Life & Accident Insurance $29.16 Invoice Date Description Amount 02102023 02/10/2023 Colonial Products pp 1/28/23-2/10/23 $29.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $29.16 36327 02/17/2023 Open Accounts Payable Employment Development $8,222.97 Invoice Date Description Amount 02102023 02/10/2023 State Disability Insurance pp 1/28/23-2/10/23 $8,222.97 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,222.97 Tuesday, February 21, 2023Pages: 10 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 301 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36328 02/17/2023 Open Accounts Payable National Deferred (ROTH)$8,864.89 Invoice Date Description Amount 02102023 02/10/2023 Nationwide Roth pp 1/28/23-2/10/23 $8,864.89 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,864.89 36329 02/17/2023 Open Accounts Payable National Deferred Compensatin $25,427.71 Invoice Date Description Amount 02102023 02/10/2023 Nationwide Deferred Compensation pp 1/28/23- 2/10/23 $25,427.71 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $25,427.71 36330 02/17/2023 Open Accounts Payable PERS-457K $16,257.13 Invoice Date Description Amount 02102023 02/10/2023 PERS pp 1/28/23-2/10/23 $16,257.13 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $16,257.13 36331 02/17/2023 Open Accounts Payable State Disbursement Unit $495.73 Invoice Date Description Amount 02102023 02/10/2023 Child Support pp 1/28/23-2/10/23 $495.73 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $495.73 36332 02/15/2023 Open Accounts Payable USPS - EFT ONLY $269.44 Invoice Date Description Amount 276253958 02/15/2023 USPS Marketing Mail $269.44 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $269.44 36333 02/17/2023 Open Accounts Payable 3M COMPANY $11,968.45 Invoice Date Description Amount 9421047486 01/30/2023 Streets - Two-Way Yellow/Red, Two-Way Yellow, Two- Way White/Red $6,598.56 9421194326 02/07/2023 Streets - Reflective Sheeting 4090DS White, Sheeting 4083 Yellow $5,369.89 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $11,968.45 36334 02/17/2023 Open Accounts Payable Advanced Systems Group LLC $9,700.00 Invoice Date Description Amount 11412 02/10/2023 ChyronHego Annual Maintenance Contract Renewal $9,700.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $9,700.00 Tuesday, February 21, 2023Pages: 11 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 302 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36335 02/17/2023 Open Accounts Payable Air Products Group, Inc.$6,845.98 Invoice Date Description Amount 135879 01/31/2023 Facilities - Pleated Filter $6,845.98 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $6,845.98 36336 02/17/2023 Open Accounts Payable Altec Industries, Inc.$290.08 Invoice Date Description Amount 12195462 01/19/2023 Fleet - Placard, Vinyl Cover, Bolron Tape $290.08 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $290.08 36337 02/17/2023 Open Accounts Payable Amazon Capital Services $224.60 Invoice Date Description Amount 11C7-YVVL-N7DC 01/23/2023 Amazon (Lilliput LCD Monitor for Cupertino Room Lectern) $204.04 1GWV-QXJG-V4FW 02/13/2023 1x Cat6 Ethernet Cable, 30 Feet (2 Pack) LAN, utp Cat 6, RJ45, N $20.56 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $204.04 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $20.56 36338 02/17/2023 Open Accounts Payable Avocette Technologies Inc.$7,410.00 Invoice Date Description Amount 2301CU2 01/31/2023 Accela FY23 Configuration services - Jan. 2023 $7,410.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $7,410.00 36339 02/17/2023 Open Accounts Payable Bear Electrical Solutions, Inc.$8,377.50 Invoice Date Description Amount 17316 11/28/2022 Multiple Locations (3) Furnish & Install Loops $8,377.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,377.50 36340 02/17/2023 Open Accounts Payable BKF Engineers $10,128.56 Invoice Date Description Amount 23020192 02/06/2023 Jollyman Park Playground Restroom through 010123- 012923 $655.80 23020343 02/08/2023 Cupertino Lawrence Mitty Park Topo through 010123- 012923 $9,472.76 Paying Fund Cash Account Amount 280 - Park Dedication 280 100-100 (Cash & Investments Assets Operating Cash) $9,472.76 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $655.80 36341 02/17/2023 Open Accounts Payable BOSCO OIL INC DBA VALLEY OIL $14,533.82 Invoice Date Description Amount 143115 01/18/2023 Fleet - Diesel Fuel $5,719.42 Tuesday, February 21, 2023Pages: 12 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 303 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 143116 01/18/2023 Fleet - Gasoline $8,814.40 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $14,533.82 36342 02/17/2023 Open Accounts Payable BRIAN GATHERS $55.00 Invoice Date Description Amount BrainG020423 02/04/2023 Cell Phone Reimbursement - Brian G 01.05.23 to 02.04.23 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36343 02/17/2023 Open Accounts Payable California Commercial Fence $99,740.05 Invoice Date Description Amount 2578 02/13/2023 City of Cupertino Regnart Creek Trail $99,740.05 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $99,740.05 36344 02/17/2023 Open Accounts Payable CDW Government $340.14 Invoice Date Description Amount GQ76636 02/08/2023 APC REPL BATTERY CARTRIDGE F/1500RM $340.14 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $340.14 36345 02/17/2023 Open Accounts Payable CoreLogic Solutions, LLC.$5,250.00 Invoice Date Description Amount 50032903 02/08/2023 Annual Fee Contract #165413, 12/1/22 6/3023 RQ2 Package $5,250.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $5,250.00 36346 02/17/2023 Open Accounts Payable Cupertino Supply, Inc $606.94 Invoice Date Description Amount 312767 02/06/2023 Trees/ROW - Female/Male Adapter, Ball Valve, Elbow $606.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $606.94 36347 02/17/2023 Open Accounts Payable EDGES ELECTRICAL GROUP $712.82 Invoice Date Description Amount S5780554.001 02/03/2023 Grounds - Three Oaks, McClellan Ranch Int-Mat 24Hr 30A $712.82 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $712.82 36348 02/17/2023 Open Accounts Payable Eflex Group, Inc $4,396.42 Invoice Date Description Amount 02102023 02/10/2023 FSA Employee Health pp 1/28/23-2/10/23 $4,396.42 Paying Fund Cash Account Amount Tuesday, February 21, 2023Pages: 13 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 304 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,396.42 36349 02/17/2023 Open Accounts Payable Environmental Innovations, Inc $2,310.00 Invoice Date Description Amount 1966 02/05/2023 Single-use foodware ordinance outreach- Jan 2023 service $2,310.00 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $2,310.00 36350 02/17/2023 Open Accounts Payable EPAC Technologies, Inc.$562.36 Invoice Date Description Amount E353330 01/31/2023 Envelopes with logo $562.36 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $562.36 36351 02/17/2023 Open Accounts Payable GARDENLAND POWER EQUIPMENT $6,683.31 Invoice Date Description Amount 984784 01/25/2023 Fleet - Brake Band, Cover, Clutch, Chain, Cage, Filter, Sprocket $831.80 973474 11/29/2022 Streets - Reversible Vibroplate $5,851.51 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $5,851.51 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $831.80 36352 02/17/2023 Open Accounts Payable GRAINGER INC $2,977.20 Invoice Date Description Amount 9598785062 02/06/2023 Facilities - Drywall Vacuum Hand Sander $108.51 9598488246 02/06/2023 Facilities - Safety Switch $455.60 9600090568 02/07/2023 Streets - Sonde/Line Locator, Remote Transmitter $2,385.41 9606949312 02/13/2023 Service Center - Batteries for Cabinet $27.68 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $591.79 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $2,385.41 36353 02/17/2023 Open Accounts Payable Hi-C Battery LLC $1,431.00 Invoice Date Description Amount PS-INV104159 01/24/2023 Electric Bicycle Maintenance $1,431.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,431.00 36354 02/17/2023 Open Accounts Payable IFPTE LOCAL 21 $1,913.61 Invoice Date Description Amount 02102023 02/10/2023 Association Dues - CEA pp 1/28/23-2/10/23 $1,913.61 Paying Fund Cash Account Amount Tuesday, February 21, 2023Pages: 14 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 305 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,913.61 36355 02/17/2023 Open Accounts Payable Independent Code Consultants, Inc.$81,550.79 Invoice Date Description Amount 1721 02/01/2023 Building Plan Review Services - Westport 2023/01 $1,812.50 1720 02/01/2023 Building Plan Review Services - 2023/01 $79,738.29 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $81,550.79 36356 02/17/2023 Open Accounts Payable KEVIN GREENE $55.00 Invoice Date Description Amount KevinG011823 01/18/2023 Cell Phone Reimbursement - Kevin G 12.19.22 to 01.18.23 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36357 02/17/2023 Open Accounts Payable KIMBALL-MIDWEST $742.87 Invoice Date Description Amount 100711821 01/31/2023 Fleet -T-Bolt Clamp (225 & 300)$117.64 100735703 02/07/2023 Streets: PLANOGRAPH Self Tapping Screws $625.23 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $625.23 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $117.64 36358 02/17/2023 Open Accounts Payable KIMLEY-HORN AND ASSOCIATES, INC. $4,617.50 Invoice Date Description Amount 23716517 01/17/2023 DeAnza-McClellan Upgrade through 12312022 $4,617.50 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $4,617.50 36359 02/17/2023 Open Accounts Payable MissionSquare $15,510.86 Invoice Date Description Amount 02102023 02/10/2023 ICMA Deferred Comp pp 1/28/23-2/10/23 $15,510.86 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $15,510.86 36360 02/17/2023 Open Accounts Payable Moore Lacofano Goltsman, Inc.$1,255.91 Invoice Date Description Amount 0079369 02/13/2023 Cupertino I-280 Trail through 010123-013123 $1,255.91 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $1,255.91 36361 02/17/2023 Open Accounts Payable Nomad Transit LLC $69,102.98 Invoice Date Description Amount INV001-7080 01/31/2023 Via Cupertino Shuttle through January 2023 $69,102.98 Paying Fund Cash Account Amount Tuesday, February 21, 2023Pages: 15 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 306 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $69,102.98 36362 02/17/2023 Open Accounts Payable ODP Business Solutions, LLC.$86.54 Invoice Date Description Amount 288748727001 01/19/2023 Office Supplies $24.98 288723077001 01/19/2023 Kitchen and Office Supplies $45.25 290120465001 01/25/2023 Service Center - Kitchen Supplies Stirrer $16.31 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $86.54 36363 02/17/2023 Open Accounts Payable PARS/City of Cupertino $3,361.98 Invoice Date Description Amount 02102023 02/10/2023 PARS pp 1/28/23-2/10/23 $3,361.98 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,361.98 36364 02/17/2023 Open Accounts Payable Pavement Engineering Inc.$22,297.50 Invoice Date Description Amount 2301-075 02/08/2023 Construction Management & Inspection through 010123-013123 $6,020.00 2301-016 01/12/2023 Construction Management & Inspection through 120122-123122 $16,277.50 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $22,297.50 36365 02/17/2023 Open Accounts Payable PLAN JPA $55,082.49 Invoice Date Description Amount PLAN-2023-0143 02/15/2023 General Liability Claims - January 2023 $55,082.49 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55,082.49 36366 02/17/2023 Open Accounts Payable R. Thomas Heck & Associates $26,264.00 Invoice Date Description Amount 106 02/06/2023 Cupertino Parks & Recreation Spring Brochure 2023 $26,264.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $26,264.00 36367 02/17/2023 Open Accounts Payable SCI Consulting Group $7,090.00 Invoice Date Description Amount SBS10560 01/15/2023 Stormwater levy admin assessment FY22-23 $7,090.00 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $7,090.00 36368 02/17/2023 Open Accounts Payable Sonitrol/Pacific West Security, Inc.$235.00 Invoice Date Description Amount 69982 01/31/2023 Facilities - Trip Charge/Service Call $235.00 Paying Fund Cash Account Amount Tuesday, February 21, 2023Pages: 16 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 307 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $235.00 36369 02/17/2023 Open Accounts Payable Staples $213.14 Invoice Date Description Amount 3528533418 01/24/2023 Office Supplies - Post It, Pen Refills, Envelopes, Sharpener $41.40 3528533419 01/24/2023 Service Center - Kitchen Supplies Creamer, Cocoa Mix $171.74 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $213.14 36370 02/17/2023 Open Accounts Payable Statewide Traffic Safety & Signs Inc.$403.08 Invoice Date Description Amount 05040007 02/15/2023 Streets - Cone Bar 6-10Ft Orange/White $124.17 05040006 02/15/2023 Streets - Black All Season Asphalt Patch $278.91 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $403.08 36371 02/17/2023 Open Accounts Payable The Home Depot Pro $152.75 Invoice Date Description Amount 730052479 02/07/2023 Facilities - Lavatory Mount Soap Dispenser $152.75 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $152.75 36372 02/17/2023 Open Accounts Payable TJKM $1,997.02 Invoice Date Description Amount 0053558 11/30/2022 Cupertino LRSP through 110122-113022 $1,997.02 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,997.02 36373 02/17/2023 Open Accounts Payable Trip Stop Sidewalk Repair Inc.$114,000.00 Invoice Date Description Amount 3766 12/21/2022 2022 Sidewalk Repair Project $114,000.00 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $114,000.00 36374 02/17/2023 Open Accounts Payable TURF STAR, INC.$999.39 Invoice Date Description Amount 7262415-00 01/18/2023 Fleet - Bearing, Decal, Spacer, V-Belt, Screw, Nut $999.39 Paying Fund Cash Account Amount 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $999.39 36375 02/17/2023 Open Accounts Payable US BANK $22,309.43 Invoice Date Description Amount JJavier011623 01/16/2023 5617 CC Charges $35.00 BradA011623 01/16/2023 6013 cc charges $262.28 CyrahC011623 01/16/2023 0363 CC Charges $1,364.20 SelbyM011623 01/16/2023 1711 CC Charges $216.90 KimL01162023 01/16/2023 5169 CC Charges $300.00 Tuesday, February 21, 2023Pages: 17 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 308 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference RicA011623 01/16/2023 9906 CC Charges $184.23 JANETL11623 01/16/2023 9949 CC Charges $5,298.46 BrianG011623 01/16/2023 6202 CC Charges $769.29 JindyG011623 01/16/2023 0175 cc charges $519.98 KarenL011623 01/16/2023 9612CCCharges $722.06 JonF011623 01/16/2023 3969 cc charges $220.00 JerryA011623 01/16/2023 8636 cc charges $90.00 ShawnT011623 01/16/2023 7105 cc charges $404.94 NathanV011623 01/16/2023 4299 CC Charges $95.10 LeungK011623 01/16/2023 1733 CC Charges $131.91 KirstenS011623 01/16/2023 8069 CC Charges $52.15 MelissaR011623 01/16/2023 0572 CC Charges $795.63 DebraN011623 01/16/2023 1090 CC Charges $607.03 AraceliA011623 01/16/2023 0722 CC Charges, M. Woo $59.00 TyB011623 01/16/2023 7739 CC Charges $1,326.30 KavithaA011623 01/16/2023 7567 CC Charges $264.37 Branton011623 01/16/2023 5320 CC Charges $665.73 IkaP011623 01/16/2023 8108 cc charges $78.26 AndrewS011623 01/16/2023 9993 cc charges $652.23 KrisG011623 01/16/2023 6959 CC Charges $1,044.85 SundariP011623 01/16/2023 9702 CC Charges $204.71 Marilynp011623 01/16/2023 6763 CC Charges $1,489.07 RSander011623 01/16/2023 4371 CC Charges $28.89 RobertD011623 01/16/2023 6680 CC Charges $123.50 ReiD011623 01/16/2023 1409CC Charges $1,175.36 RandyV011623 01/16/2023 9138 CC Charges $646.03 RobertK011623 01/16/2023 7858 CC Charges $1,029.67 ChristL011623 01/16/2023 7456 CC Charges $373.39 mariah011623 01/16/2023 7882 CC CHARGES $607.45 AmandaH011623 01/16/2023 9326 CC Charges $433.95 AlexG011623 01/16/2023 1741 CC Charges $4.23 JasonB011623 01/16/2023 3965 CC Charges $33.28 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $15,192.31 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $404.94 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $1,374.15 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $291.20 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $307.50 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $845.56 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $607.45 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $2,555.83 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $730.49 Tuesday, February 21, 2023Pages: 18 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 309 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36376 02/17/2023 Open Accounts Payable WOWzy Creation Corp. dba First Place $58.33 Invoice Date Description Amount 95876 02/09/2023 Nameplate for new employee $58.33 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $58.33 Type EFT Totals:53 Transactions $684,173.81 Main Account - Main Checking Account Totals Checks Status Count Transaction Amount Reconciled Amount Open 55 $149,220.63 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 55 $149,220.63 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 53 $684,173.81 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 53 $684,173.81 $0.00 All Status Count Transaction Amount Reconciled Amount Open 108 $833,394.44 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 108 $833,394.44 $0.00 Grand Totals: Checks Status Count Transaction Amount Reconciled Amount Open 55 $149,220.63 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 55 $149,220.63 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 53 $684,173.81 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 53 $684,173.81 $0.00 All Status Count Transaction Amount Reconciled Amount Open 108 $833,394.44 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 108 $833,394.44 $0.00 Tuesday, February 21, 2023Pages: 19 of 19user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/11/2023 - To Payment Date: 2/17/2023 310 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Main Account - Main Checking Account Check 732052 02/24/2023 Open Accounts Payable 4imprint, Inc.$1,206.28 Invoice Date Description Amount 24480613 02/14/2023 VRL 2023 Event Favors: Reusable Grocery Tote Bags $1,206.28 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,206.28 732053 02/24/2023 Open Accounts Payable ALHAMBRA $380.01 Invoice Date Description Amount 21589707 021623 02/16/2023 Service Center - Employee Drinking Water $348.12 4984902 021823 02/18/2023 BOTTOM LOAD HOT AND COLD COOLER WITH SMARTFLO $31.89 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $348.12 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $31.89 732054 02/24/2023 Open Accounts Payable American Assured Security, Inc.$269.50 Invoice Date Description Amount 49307 02/15/2023 Rental Security Services $269.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $269.50 732055 02/24/2023 Open Accounts Payable Anagha Kulkarni $140.00 Invoice Date Description Amount 022123 AK 02/21/2023 February Fitness Classes $140.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $140.00 732056 02/24/2023 Open Accounts Payable Asmita Deshpande $386.10 Invoice Date Description Amount 021723 AD 02/17/2023 payment for Winter 1 $386.10 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $386.10 732057 02/24/2023 Open Accounts Payable AT&T $9,770.04 Invoice Date Description Amount 000019474226 02/10/2023 9391051384 1/10/23-2/9/23 $2,555.22 000019482844 02/12/2023 9391023221 (408-253-9200) 1/12/23-2/11/23 $58.44 000019482846 02/12/2023 9391023223 1/12/23-2/11/23 $84.51 000019482940 02/12/2023 9391023218 (238-371-7141) 1/12/23-2/11/23 $69.11 000019482941 02/12/2023 9391023217 (237-361-8095) 1/12/23-2/11/23 $87.72 000019482942 02/12/2023 9391023216 (233-281-5494) 1/12/23-2/11/23 $70.69 000019482943 02/12/2023 9391023215 (233-281-4421) 1/12/23-2/11/23 $89.73 000019483811-0 02/12/2023 4087771305 | | 10185 N STELLING RD - Secure FAX $16.85 000019483811-1 02/12/2023 4087771306 | | 10185 N STELLING RD - Sheriff $16.79 000019483811-2 02/12/2023 4087771307 | | 10185 N STELLING RD - Sheriff $16.79 Monday, February 27, 2023Pages: 1 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 311 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 000019483811-3 02/12/2023 4087771311 | | 22221 MC CLELLAN RD - Environmental Education Cen $21.89 000019483811-4 02/12/2023 4087771318 | | 10555 MARY AV - Traffic Operating Center on Franc $32.79 000019483811-5 02/12/2023 4087771331 | | 21975 SAN FERNANDO AV - BBF- Kiosk Alarm $17.29 000019483811-6 02/12/2023 4087771340 | | 10555 MARY AV - Alarm- Service Center $16.98 000019483811-7 02/12/2023 4087771344 | | 21251 STEVENS CREEK BL - SEN - FAX $16.79 000019483811-8 02/12/2023 4087771345 - CH- PG&E Meter $16.94 000019483811-9 02/12/2023 4087771346 | | 21111 STEVENS CREEK BL - SPORTS Center - HVAC Lin $16.94 000019483811-10 02/12/2023 4087771348 | | 10555 MARY AV - Alarm- Service Center $18.04 000019483811-11 02/12/2023 4087771355 | | 10555 MARY AV - Mechanic Shop FAX $16.79 000019483811-12 02/12/2023 4087773102 | | 10185 N STELLING RD - Museum/Spare $16.79 000019483811-13 02/12/2023 4087773103 | | 10185 N STELLING RD - Museum/Spare $16.79 000019483811-14 02/12/2023 4087773109 - FAX $16.79 000019483811-15 02/12/2023 4087773112 | | 21111 STEVENS CREEK BL - SPORTS- Fire Alarm $18.34 000019483811-16 02/12/2023 4087773113 | | 21111 STEVENS CREEK BL - SPORTS- Fire Alarm $17.04 000019483811-17 02/12/2023 4087773137 | | 10185 N STELLING RD - FAX QCC $16.79 000019483811-18 02/12/2023 4087773143 | | 21975 SAN FERNANDO AV - BBF - Retreat Alarm $17.76 000019483811-19 02/12/2023 4087773145 | | 21975 SAN FERNANDO AV - BBF- Alarm Golf Shed $16.94 000019483811-20 02/12/2023 4087773156 | | 21251 STEVENS CREEK BL - SEN- FAX Work Room $16.79 000019483811-21 02/12/2023 4087773164 | | 21111 STEVENS CREEK BL - Sports Fax $16.94 000019483811-22 02/12/2023 4087773168 | | 21111 STEVENS CREEK BL - Sports Center Elevator $16.94 000019483811-23 02/12/2023 4087773254 | | 21975 SAN FERNANDO AV - BBF - Golf Shed $21.86 000019483811-24 02/12/2023 4087773258 | | 21975 SAN FERNANDO AV - BBF- $ODUP&DIp $16.79 000019483811-25 02/12/2023 4087773287 - Comm Hall - Alarm $18.21 000019483811-26 02/12/2023 4087773288 - Comm Hall - Fire Alarm $17.30 000019483811-27 02/12/2023 4087773293 - Comm Hall - Fire Alarm $16.79 000019483811-28 02/12/2023 4087773302 | | 21251 STEVENS CREEK BL - SEN- Credit Card Front D $16.79 000019483811-29 02/12/2023 4087773305 | | 21251 STEVENS CREEK BL - SEN- Credit Card Front D $16.79 000019483811-30 02/12/2023 4087773317 - CH- Finance CC VISA $16.94 000019483811-31 02/12/2023 4087773333 - CH- FAX downstairs $16.94 000019483811-32 02/12/2023 4087773365 | | 21251 STEVENS CREEK BL - RNA FAX $16.79 Monday, February 27, 2023Pages: 2 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 312 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 000019483811-33 02/12/2023 4087773369 | | 21251 STEVENS CREEK BL - SEN- Alarm Line $18.57 000019483811-34 02/12/2023 4087773370 | | 21251 STEVENS CREEK BL - SEN- Alarm Line $17.07 000019483811-35 02/12/2023 4087773372 | | 21251 STEVENS CREEK BL - Trane Modem (HVAC) $16.79 000019483811-36 02/12/2023 4087773387 | | 10555 MARY AV - FAX or Alarm $16.79 000019483811-37 02/12/2023 4087773388 | | 10555 MARY AV - FAX or Alarm $16.79 000019483811-38 02/12/2023 4087773399 | | 10555 MARY AV - FAX $16.96 000019483811-39 02/12/2023 4087773416 | | 21251 STEVENS CREEK BL - SEN- Cr Card $16.79 000019483811-40 02/12/2023 4087773419 | | 21251 STEVENS CREEK BL - SEN- Cr Card $16.79 000019482843-0 02/12/2023 City Clerk $27.55 000019482843-1 02/12/2023 4082558166 - Service Center Admin $27.50 000019482843-2 02/12/2023 City Hall $1,375.86 000019482843-3 02/12/2023 Service Center $112.31 000019482843-4 02/12/2023 Wilson Park $27.50 000019482843-5 02/12/2023 Street Maintenance $28.11 000019482843-6 02/12/2023 Monte Vista - 0720858144 $564.76 000019482843-7 02/12/2023 BBF Golf - 0720858146 $460.38 000019482843-8 02/12/2023 BBF Park $460.38 000019482843-9 02/12/2023 0720858348 -$895.45 000019482843-10 02/12/2023 0720858349 - 10229 North Portal Avenue $460.38 000019482843-11 02/12/2023 Teleconnect: BTN0720858350 $460.38 000019482843-12 02/12/2023 720858352 $564.76 000019482843-13 02/12/2023 Teleconnect: BTN0722762181 $564.76 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,556.79 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $58.44 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $188.41 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $3,949.61 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $16.79 732058 02/24/2023 Open Accounts Payable CALIFORNIA CONSULTING, INC.$612.75 Invoice Date Description Amount 5721 02/02/2023 Grant Writing Services AUG-DEC2022 $612.75 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $612.75 732059 02/24/2023 Open Accounts Payable Catholic Charities of Santa Clara County $1,679.50 Invoice Date Description Amount CCOCDBGQ2FY2223 02/21/2023 General Fund HSG - Q2 $1,679.50 Paying Fund Cash Account Amount Monday, February 27, 2023Pages: 3 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 313 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,679.50 732060 02/24/2023 Open Accounts Payable CINTAS CORP $2,053.26 Invoice Date Description Amount 4145835691 02/07/2023 Uniforms Safety Apparel $2,053.26 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,053.26 732061 02/24/2023 Open Accounts Payable HUICHEN LIN $741.00 Invoice Date Description Amount 022123 HL 02/21/2023 February Fitness Classes $741.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $741.00 732062 02/24/2023 Open Accounts Payable LEAGUE OF CALIFORNIA CITIES $19,549.00 Invoice Date Description Amount 643273 02/28/2023 Membership Dues for Calendar Year 2023 $19,549.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $19,549.00 732063 02/24/2023 Open Accounts Payable LIVE OAK ADULT DAY SERVICES $4,910.79 Invoice Date Description Amount LvOkCDBGQ2FY2223 02/21/2023 Live Oak Q2 Public Service FY22-23 $4,910.79 Paying Fund Cash Account Amount 260 - CDBG 260 100-100 (Cash & Investments Assets Operating Cash) $4,910.79 732064 02/24/2023 Open Accounts Payable lnternational Institute of Municipal Clerks/IIMC $150.00 Invoice Date Description Amount 01122023 01/12/2023 Annual Membership for Lauren Sapudar $150.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $150.00 732065 02/24/2023 Open Accounts Payable MAITRI INC $5,504.16 Invoice Date Description Amount MCDBGQ2FY2223 02/21/2023 General Fund HSG - Q2 $5,504.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,504.16 732066 02/24/2023 Open Accounts Payable Matthew Bender & Co., Inc.$274.01 Invoice Date Description Amount 35671386 01/20/2023 CA Deer Public Contract 2023 Supp. Package $274.01 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $274.01 Monday, February 27, 2023Pages: 4 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 314 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732067 02/24/2023 Open Accounts Payable Mountain View Garden Center $192.99 Invoice Date Description Amount 112379 02/15/2023 Grounds - 1Yd Top Soil $53.42 112362 02/14/2023 Grounds - 2Yd Fill Sand $139.57 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $192.99 732068 02/24/2023 Open Accounts Payable Pamela Wu $30.94 Invoice Date Description Amount PamelaWu110622 11/06/2022 UberToAirportForCCMFConference $30.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $30.94 732069 02/24/2023 Open Accounts Payable PG&E $41,553.32 Invoice Date Description Amount 0092-013123-0 01/31/2023 116367401 -Miller W/S N of Greenwood $16.38 0092-013123-1 01/31/2023 116367359 -Homestead and Heron, traffic control svc $69.00 0092-013123-2 01/31/2023 116367150 -Homestead and Wolfe Road, Sunnyvale $100.47 0092-013123-3 01/31/2023 116367155 -Homestead and Blaney, Cupertino Traffic Signal, Sunny $59.79 0092-013123-4 01/31/2023 116367275 -Homestead and Tantau, Cupertino Traffic Signal, Sunny $126.16 0092-013123-5 01/31/2023 116367013 -112017763 -11370 S Stelling Rd, Irrigation Control $6.79 0092-013123-6 01/31/2023 116644889 19500 Pruneridge ave pole TP16660 $6.79 0092-013123-7 01/31/2023 1110161867 - Wolfe Rd @ Apple Campus Driveway $68.56 0092-013123-8 01/31/2023 116367793 -101 Skyport Dr, DG A, San Jose, PGandE-Owned St/Highw $742.37 0092-013123-9 01/31/2023 110958527 115145264 -Randy Lane & Larry Way- Streetlights $58.31 0092-013123-10 01/31/2023 111736580 SF Cupertino 075 $4.09 0092-013123-11 01/31/2023 116367357 -N De Anza 188 FT N/Valley Green Dr, Irrig Controller $31.67 0092-013123-12 01/31/2023 116367907 -S/W Corner Stelling and Green leaf, Traffic Signal $81.73 0092-013123-13 01/31/2023 116367113 -Miller E/S 100N off Calle De Barcelona $70.64 0092-013123-14 01/31/2023 116367836 -De Anza Blvd E/S S/O Lazaneo, Sprinkler Control $10.18 0092-013123-15 01/31/2023 116367677 -De Anza and Lazaneo, Sprinkler System $10.18 0092-013123-16 01/31/2023 116367025 -De Anza and Lazaneo, Traffic Signal $87.62 0092-013123-17 01/31/2023 110659172 -N De Anza 455FT S/O Mariani Dr, Irrig Control $21.95 0092-013123-18 01/31/2023 116367035 -De Anza Blvd and Mariani, Traffic Signal/Safety Lts $95.48 0092-013123-19 01/31/2023 116367045 -De Anza Blvd and Hwy 280 S/Ramp, Traffic Signal $91.93 0092-013123-20 01/31/2023 116367050 -NW Corner Stevens Crk, Traffic Signals $75.97 0092-013123-21 01/31/2023 116367055 -Saich Wy and Stevens Crk NE Corner, Traffic Signal $71.26 Monday, February 27, 2023Pages: 5 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 315 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-013123-22 01/31/2023 116367060 -E37R0 Stevens Creek and De Anza Blvd, Traffic Signal $117.45 0092-013123-23 01/31/2023 116367065 -Stevens Creek Blvd E/Saich Wy, Sprinkler Control $10.73 0092-013123-24 01/31/2023 116367070 -Stevens Creek and Blaney Ave., Traffic Signal $84.17 0092-013123-25 01/31/2023 116367075 -Vallco Pkwy and Perimeter Rd., Traffic Signals $63.72 0092-013123-26 01/31/2023 116367090 -Wolfe and Vallco Pkwy, Traffic Signals $92.99 0092-013123-27 01/31/2023 116367100 -E37H3 Wolfe and 280 SB Loc B, Traffic Signal $85.23 0092-013123-28 01/31/2023 116367105 -Stevens Crk and Wolfe Rd, Traffic Signals $141.08 0092-013123-29 01/31/2023 116367110 -SW Cor Stevens Crk and Portal, Traffic Signal $78.05 0092-013123-30 01/31/2023 116367115 -Stevens Crk and Perimeter Rd, Traffic Control Signal $76.81 0092-013123-31 01/31/2023 116367120 -Vallco Prky/Tantau Ave, Traffic Signal $85.98 0092-013123-32 01/31/2023 116367125 -Stevens Crk and Tantau, Traffic Signals $81.27 0092-013123-33 01/31/2023 116367130 -NW Corner Steven Crk and Torre, Traffic Signal $86.50 0092-013123-34 01/31/2023 116367782 -N/S Stevens Creek Blvd in front of 20301, Irrigation $10.18 0092-013123-35 01/31/2023 116367001 -E37H4 Wolfe and Rte 280 NB Loc A $59.36 0092-013123-36 01/31/2023 116367165 -S/E Wolfe-Pruneridge, Sprinkler Control and Traffic S $95.60 0092-013123-37 01/31/2023 116367170 -Tantau Ave and Tandem D/W, Traffic Signal $93.19 0092-013123-38 01/31/2023 116367175 -S/E Corner Pruneridge and Tantau, Traffic Controller $73.37 0092-013123-39 01/31/2023 116367180 -Finch and Stevens Creek, Traffic Signals $97.75 0092-013123-40 01/31/2023 116367185 -Wolfe Rd 500 Ft S/O Homestead, City/Sign Lighting $31.29 0092-013123-41 01/31/2023 116367195 -Corner Miller and Phil Ln, Traffic Signal $64.50 0092-013123-42 01/31/2023 116367200 -Homestead and De Anza Blvd, Traffic Signal/Dept Pub W $115.58 0092-013123-43 01/31/2023 116367205 -Homestead Rd and Franco Ct, Traffic Signals $64.90 0092-013123-44 01/31/2023 116367215 -N/Ramp De Anza Blvd, Traffic Signal $80.80 0092-013123-45 01/31/2023 116367220 -Homestead Rd and Bluejay Rd, Traffic Signals $69.46 0092-013123-46 01/31/2023 118426656 -WS Portal Btw Amhurst-Wheaton , Portal Prk Ltg, Prk L $251.20 0092-013123-47 01/31/2023 114321565 116367416 -22601 Voss Ave $821.80 0092-013123-48 01/31/2023 116367925 -22601 Voss Ave, Outdoor Lighting-MV Park $17.65 0092-013123-49 01/31/2023 116367245 -Stevens Creek Blvd and Janice Ave, Sprinkler Control $16.65 0092-013123-50 01/31/2023 116367269 -Cor/Lucille and Randy Ln, Sprinkler System (011095852 $11.92 0092-013123-51 01/31/2023 116367255 -Lucille and Villa De Anza, Sprinkler Control $285.75 0092-013123-52 01/31/2023 116367815 -19784 Wintergreen Dr $370.36 Monday, February 27, 2023Pages: 6 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 316 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-013123-54 01/31/2023 116367290 -Stevens Creek and Mary Ave, Traffic Signals $85.45 0092-013123-55 01/31/2023 116367408 -Stevens Creek Bl and Mary Avenue, Memorial Park Pump $66.80 0092-013123-56 01/31/2023 116367625 -Stevens Creek Blvd Orange S/W Cor, Irrigation Control $10.18 0092-013123-57 01/31/2023 116367902 -10246 Parkside Ln, Wilson Pk Sprinklers,Snack Shack,I $226.80 0092-013123-58 01/31/2023 116367628 -N/W corner Alpine Dr and Foothill Blvd, Irrigation Co $10.18 0092-013123-59 01/31/2023 116367476 -Salem Ave and Foothill Blvd, Irrigation Control $10.18 0092-013123-60 01/31/2023 116367527 -Foothill Blvd 200' N/O Stevens Creek W/S, Irrigation $10.18 0092-013123-61 01/31/2023 116367740 -Carmen Rd and Stevens Creek S/E corner, Irrigation Co $10.18 0092-013123-62 01/31/2023 116367343 112570652 -Foothill Blvd 150' N/O Alpine E/S, Irrigati $22.56 0092-013123-63 01/31/2023 116367370 -Stevens Creek Blvd and Fwy 85 West Ramp, Traffic Sign $15.27 0092-013123-64 01/31/2023 116367380 -NE Corner Peninsula and Stevens Creek, Traffic Signal $123.45 0092-013123-65 01/31/2023 116367385 -End/Stokes W/Wilson Crt, Sprinkler Control $11.91 0092-013123-66 01/31/2023 116367395 -N/E corner Foothill and Starling Dr, Traffic Signals $70.78 0092-013123-67 01/31/2023 116367067 -Stonydale Dr and Varian Park, walkway lighting and Ir $126.17 0092-013123-68 01/31/2023 116367071 -Linda Vista Dr / Hillside Park, Hillside Park $26.07 0092-013123-69 01/31/2023 116367648 -Linda Vista Park/Linda Vista Dr, Irrigation Control $191.55 0092-013123-70 01/31/2023 116367455 -E37R9 Rodriguez and De Anza Blvd, Traffic Signal $93.60 0092-013123-71 01/31/2023 116367656 -Scofield and De Anza, 100HP $12.62 0092-013123-72 01/31/2023 116367465 -De Anza Blvd and Scofield Dr, Sprinkler Controller $11.64 0092-013123-73 01/31/2023 116367475 -Foothill and Stevens Creek, Traffic Signal $80.32 0092-013123-74 01/31/2023 116367447 -Stelling Rd Median 500' S/O Peppertree Ln, Landscape $12.64 0092-013123-75 01/31/2023 116367236 -Stelling Rd Median 450' S/O Stevens Crk, Landscape Ir $12.28 0092-013123-76 01/31/2023 116367505 -Stevens Crk and Stelling, Signal $52.26 0092-013123-77 01/31/2023 116367510 -Bubb Rd and Results Wy, Traffic Signal $65.02 0092-013123-78 01/31/2023 116367515 -Bubb Rd and McClellan Intersection, Traffic Signal $95.73 0092-013123-79 01/31/2023 116367520 -Stelling Rd and Peppertree, Traffic Signal $72.73 0092-013123-80 01/31/2023 116367525 -Stelling and McClellan, Signals $101.11 0092-013123-81 01/31/2023 116367530 -Orange Ave and Stevens Creek N/E corner, Traffic Cont $55.88 0092-013123-82 01/31/2023 116367493 -Dumas Dr/Jollyman Park, Jollyman Park Restroom $257.84 0092-013123-83 01/31/2023 116367545 -Saratoga-Sunnyvale Rd, Traffic Signal $81.43 Monday, February 27, 2023Pages: 7 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 317 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-013123-84 01/31/2023 116367550 -W/S Saratoga-Sunnyvale Rd @ RT85, Traffic Signal $70.45 0092-013123-85 01/31/2023 116367560 -S/E corner De Anza and Pacifica, Traffic Signal $89.07 0092-013123-86 01/31/2023 116367570 -De Anza Blvd, Sprinkler Controller *$11.64 0092-013123-87 01/31/2023 116367585 -Rainbow and Stelling, Traffic Signal $75.89 0092-013123-88 01/31/2023 116367559 -21011 Prospect Rd, Irrigation Control $10.18 0092-013123-89 01/31/2023 116367685 -Ruppell Pl and Moltzen Dr, Sprinkler Control $116.58 0092-013123-90 01/31/2023 115211833 -10300 Anisworth Dr, Ball Park Stevens Creek SV $10.32 0092-013123-91 01/31/2023 116367630 -22100 Stevens Creek Blvd, Golf Pro Shop $243.34 0092-013123-92 01/31/2023 110081495 -10710 Stokes Ave, Somerset Park $44.44 0092-013123-93 01/31/2023 116367044 -10555 Mary Ave NEM $1,146.39 0092-013123-94 01/31/2023 116367568 -10555 Mary Ave, Corp Yard $411.06 0092-013123-95 01/31/2023 116367474 -10500 Ann Arbor Ave, Field-Garden Gate $17.15 0092-013123-96 01/31/2023 114315284 116367325 -21975 San Fernando Ave, Picnic Area $1,839.14 0092-013123-97 01/31/2023 116367171 -10155 Barbara Ln, Irrigation and Scoreboard $17.05 0092-013123-98 01/31/2023 116367587 -10430 S De Anza Blvd, Holiday Lighting $79.07 0092-013123-99 01/31/2023 116367449 -10350 Torre Ave, Community Hall $3,112.39 0092-013123-100 01/31/2023 111190735 119980351-10300 Torre Ave, City Hall $7,454.51 0092-013123-101 01/31/2023 116367437 -10455 Miller Ave, Creekside Park $517.66 0092-013123-102 01/31/2023 116367988 -21710 McClellan Rd, Playground Reception Area $10.18 0092-013123-103 01/31/2023 116367484 -20220 Suisun Dr, Parks and Rec Free Standing Panel $10.20 0092-013123-104 01/31/2023 116367763 -10630 S De Anza Blvd, Holiday Lighting $85.38 0092-013123-105 01/31/2023 116367332 -821 Bubb Rd #B/Building Concession $111.91 0092-013123-106 01/31/2023 116367274 -1170 Yorkshire Dr.$10.18 0092-013123-107 01/31/2023 116367013 - 1486 S Stelling Rd $10.18 0092-013123-108 01/31/2023 116367941 -7548 Donegal Dr, Irrigation Control /Hoover Park $10.18 0092-013123-109 01/31/2023 116367840 -10185 N Stelling RD $6,548.55 0092-013123-110 01/31/2023 116971849 -21111 Stevens Creek Blvd, Sports Center $6,659.28 0092-013123-111 01/31/2023 116367477 -21121 Stevens Creek Blvd, Memorial Park $1,745.84 0092-013123-112 01/31/2023 (Old116367536) 113736756 ESP113428799 -Senior Center 21251 Steve $3,185.44 0092-013123-113 01/31/2023 116367590 -Saratoga Sunnyvale Rd and Hwy 85, Traffic Signal $72.61 0092-013123-114 01/31/2023 116367605 -E37C1 Prospect and Rte 85, Traffic Signal $84.06 0092-013123-115 01/31/2023 116367610 -E37R6 Kentwood/S. De Anza Blvd, Traffic Signal $75.49 0092-013123-116 01/31/2023 116367615 -Fallenleaf Ln and S De Anza Blvd, Traffic Signal $84.94 0092-013123-117 01/31/2023 116367620 -S De Anza Blvd and Sharon Dr , Irrigation Controller $17.15 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $34,650.70 Monday, February 27, 2023Pages: 8 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 318 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $243.34 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $6,659.28 732070 02/24/2023 Open Accounts Payable PROJECT SENTINEL $3,452.85 Invoice Date Description Amount PSCDBGQ2FY2223 02/21/2023 Below Market Rate Fund (BMR) - Q2 $3,452.85 Paying Fund Cash Account Amount 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $3,452.85 732071 02/24/2023 Open Accounts Payable PTS COMMUNICATIONS $543.00 Invoice Date Description Amount 2100957 02/09/2023 payphone svcs 3/1/23-3/31/23 $543.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $482.66 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $60.34 732072 02/24/2023 Open Accounts Payable ReadyRefresh $74.94 Invoice Date Description Amount 13B0027344639 02/08/2023 City Hall Employee Drinking Water 1/7/23-2/6/23 $74.94 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $74.94 732073 02/24/2023 Open Accounts Payable SAN JOSE WATER COMPANY $568.97 Invoice Date Description Amount 7329-01272023 01/27/2023 0645365732-9 - Streets Division 12-27-22 to 01-27-23 $568.97 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $568.97 732074 02/24/2023 Open Accounts Payable SENIOR ADULTS LEGAL ASSISTANCE $3,162.89 Invoice Date Description Amount SALACDBGQ2FY2223 02/21/2023 General Fund HSG - Q2 $3,162.89 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,162.89 732075 02/24/2023 Open Accounts Payable SONIA DOGRA $195.00 Invoice Date Description Amount 022123 SD 02/21/2023 February Fitness Classes $195.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $195.00 732076 02/24/2023 Open Accounts Payable The Regents of the University of California $475.00 Invoice Date Description Amount 12347834 02/20/2023 The Municipal Law Handbook (OnLAW) 2.20.23 - 2.19.24 $475.00 Monday, February 27, 2023Pages: 9 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 319 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $475.00 732077 02/24/2023 Open Accounts Payable United Site Services $93.90 Invoice Date Description Amount 114-13522597 02/14/2023 portable toilet at compost site Feb-March 2023 $93.90 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $93.90 732078 02/24/2023 Open Accounts Payable VERIZON WIRELESS $6,694.88 Invoice Date Description Amount 9926893234-0 02/04/2023 408-202-5384 / Travis Warner $38.01 9926893234-1 02/04/2023 408-204-3449 / Rei Delgado $38.01 9926893234-2 02/04/2023 408-204-5990 / Diego Rodriguez $54.22 9926893234-4 02/04/2023 408-205-3349 / Rafael (Senior Center)$29.29 9926893234-5 02/04/2023 408-205-4541 / Iqraam Nabi $38.01 9926893234-6 02/04/2023 408-205-4849 / Brandon Martinez $38.01 9926893234-7 02/04/2023 408-205-5866 / Ricardo Acevedo $38.01 9926893234-8 02/04/2023 408-205-6589 / Street Lights $40.01 9926893234-9 02/04/2023 408-206-0538 / Quinton Adams $515.60 9926893234-10 02/04/2023 408-206-7434 / Albert Salvador $60.24 9926893234-11 02/04/2023 408-206-7512 / Fleet/Mechanic Shop $38.01 9926893234-13 02/04/2023 408-234-0189 / It Dept Mi-Fi $38.01 9926893234-14 02/04/2023 408-234-0978 / Infrastructure Department $38.01 9926893234-15 02/04/2023 408-234-1270 / Adrian Sanchez $38.01 9926893234-16 02/04/2023 408-234-4724 / Building Attendants Quinlan $26.74 9926893234-17 02/04/2023 408-309-0340 / Piu Ghosh $28.31 9926893234-18 02/04/2023 408-309-2536 / Ursula Syrova $51.55 9926893234-19 02/04/2023 408-309-2693 / Paul Tognetti $38.01 9926893234-20 02/04/2023 408-309-6398 / Lisa Cameli $51.55 9926893234-21 02/04/2023 408-309-7042 / Kristina Alfaro $51.55 9926893234-22 02/04/2023 408-309-7640 / Bob Sabich $33.98 9926893234-23 02/04/2023 408-309-8401 / Paul Sapudar $38.01 9926893234-24 02/04/2023 408-309-9252 / Antonio Torrez $27.05 9926893234-25 02/04/2023 408-313-0045 / Roberto Montez $38.01 9926893234-26 02/04/2023 408-313-1148 / Toan Quach $51.55 9926893234-27 02/04/2023 408-313-3558 / Jared Lopez $38.01 9926893234-28 02/04/2023 408-313-4364 / Street Tree Maintenance #4 $38.01 9926893234-29 02/04/2023 408-313-5321 / Aaron Saiz $38.01 9926893234-30 02/04/2023 408-313-6943 / Victor Espinoza $38.01 9926893234-31 02/04/2023 408-314-4452 / Shawn Tognetti $53.27 9926893234-32 02/04/2023 408-314-6637 / Phuong Devries $28.78 9926893234-33 02/04/2023 408-314-9200 / Victoria Morin $38.01 9926893234-34 02/04/2023 408-315-3044 / Jonathan Ferrante $51.55 9926893234-35 02/04/2023 408-315-6764 / Rachelle Sander Mifi $38.01 9926893234-36 02/04/2023 408-315-8165 / Brian Gathers $38.01 9926893234-37 02/04/2023 408-316-1283 / Bill Mitchell $38.01 9926893234-38 02/04/2023 408-316-2067 / Paul O Sullivan $28.08 9926893234-39 02/04/2023 408-316-6770 / Ayano Hattori $51.55 Monday, February 27, 2023Pages: 10 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 320 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 9926893234-40 02/04/2023 408-316-7320 / Marvin Aguilar $22.08 9926893234-41 02/04/2023 408-318-0344 / Michael Woo $47.87 9926893234-42 02/04/2023 408-318-1652 / Esther Kwon $51.55 9926893234-43 02/04/2023 408-318-2012 / Aldo Corral $38.01 9926893234-44 02/04/2023 408-318-3663 / Pamela Wu $51.55 9926893234-45 02/04/2023 408-318-7365 / Bob Sabich $38.01 9926893234-46 02/04/2023 408-318-8726 / Diego Rodriguez $38.01 9926893234-47 02/04/2023 408-334-4885 / Michael Kimball $38.01 9926893234-48 02/04/2023 408-334-9082 / Sean Hatch $38.34 9926893234-49 02/04/2023 408-340-3184 / Peter Coglianese $38.01 9926893234-50 02/04/2023 408-340-8060 / Nidhi Mathur $38.01 9926893234-51 02/04/2023 408-340-8128 / Lori Baumgartner $38.01 9926893234-52 02/04/2023 408-340-8564 / Portal Park $38.01 9926893234-53 02/04/2023 408-340-8648 / Chad Mosley $38.01 9926893234-54 02/04/2023 408-345-1639 / Sonya Lee $51.07 9926893234-55 02/04/2023 408-440-7136 / Andy Badal $38.01 9926893234-56 02/04/2023 408-460-1821 / Ty Bloomquist $71.92 9926893234-57 02/04/2023 408-466-4450 / Toc Oncall $38.01 9926893234-58 02/04/2023 408-466-4906 / K. Housing Planner $38.01 9926893234-59 02/04/2023 408-472-1568 / David Stillman $51.55 9926893234-60 02/04/2023 408-472-6522 / Rodney Weathers $38.01 9926893234-61 02/04/2023 408-472-6541 / John Raaymakers $38.01 9926893234-62 02/04/2023 408-472-7011 / Ty Bloomquist $38.01 9926893234-63 02/04/2023 408-472-7295 / Antonio Torrez $38.01 9926893234-64 02/04/2023 408-472-7857 / Paul O'sullivan $38.01 9926893234-65 02/04/2023 408-472-7927 / Bill Mitchell $38.01 9926893234-66 02/04/2023 408-472-9907 / Manuel Barragan $51.70 9926893234-67 02/04/2023 408-478-1999 / James Lee $32.84 9926893234-68 02/04/2023 408-482-5991 / Benjamin Fu $38.01 9926893234-69 02/04/2023 408-482-6096 / Monica Diaz $38.01 9926893234-70 02/04/2023 408-482-7747 / Matt Morley $51.55 9926893234-71 02/04/2023 408-483-5672 / M. Jonathan Ferrante $38.01 9926893234-72 02/04/2023 408-483-7859 / Shawn Tognetti $38.01 9926893234-73 02/04/2023 408-483-7997 / James Lee Ipad $38.01 9926893234-74 02/04/2023 408-483-9976 / On-Call Service Center $41.01 9926893234-75 02/04/2023 408-489-2932 / Ross Slaney $38.01 9926893234-76 02/04/2023 408-489-3224 / Dianne Thompson $21.50 9926893234-77 02/04/2023 408-489-4395 / Beth Viajar $38.82 9926893234-78 02/04/2023 408-489-8336 / Cyrah Caburian $38.01 9926893234-79 02/04/2023 408-489-9309 / Jonathan Ferrante $38.01 9926893234-80 02/04/2023 408-489-9310 / Kevin Riedan $38.01 9926893234-81 02/04/2023 408-493-3534 / Michael Garcia $38.01 9926893234-82 02/04/2023 408-493-3543 / Frank Villa $51.70 9926893234-83 02/04/2023 408-495-9234 / Thomas Chin $51.55 9926893234-85 02/04/2023 408-497-3691 / Sean Filbeck $38.01 9926893234-86 02/04/2023 408-497-4686 / Miles D'salmon $38.01 9926893234-87 02/04/2023 408-497-4862 / Jeff Trybus $38.01 9926893234-88 02/04/2023 408-497-8714 / Brad Alexander $38.01 9926893234-89 02/04/2023 408-510-0622 / Susan Michael $51.55 9926893234-90 02/04/2023 408-510-9158 / Winnie Pagan $38.01 Monday, February 27, 2023Pages: 11 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 321 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 9926893234-91 02/04/2023 408-515-2301 / Vanessa Guerra $28.12 9926893234-92 02/04/2023 408-515-9208 / Debra Nascimento $48.41 9926893234-93 02/04/2023 408-515-9374 / Jimmy Tan $51.55 9926893234-94 02/04/2023 408-529-8879 / Michael Miranda $51.55 9926893234-95 02/04/2023 408-540-8405 / Rodney Weathers $30.51 9926893234-96 02/04/2023 408-568-3911 / Junnie Hemann $38.01 9926893234-97 02/04/2023 408-568-6465 / Cyrah Caburian $38.01 9926893234-98 02/04/2023 408-599-4937 / Steven Hirsch $38.01 9926893234-99 02/04/2023 408-599-8584 / Janet Liang $51.55 9926893234-100 02/04/2023 408-605-2546 / Jerry Anderson $38.01 9926893234-101 02/04/2023 408-605-3078 / Quinton Mifi 1 $38.01 9926893234-102 02/04/2023 408-605-3905 / Andrew Schmitt Mifi 2 $38.01 9926893234-103 02/04/2023 408-609-2453 / Amanda Hui $28.07 9926893234-104 02/04/2023 408-609-2803 / Kevin Simons $38.01 9926893234-105 02/04/2023 408-609-2948 / Brian Policriti $38.01 9926893234-106 02/04/2023 408-609-4188 / Alfredo Alegria $38.01 9926893234-107 02/04/2023 408-609-4367 / Brandon Morales $38.01 9926893234-108 02/04/2023 408-609-8711 / Ralph Aquinaga $38.01 9926893234-109 02/04/2023 408-609-8796 / Frank Villa $38.01 9926893234-111 02/04/2023 408-610-0601 / Paul Tognetti $51.55 9926893234-112 02/04/2023 408-614-4001 / Nathan Vasquez $51.55 9926893234-113 02/04/2023 408-628-8745 / Fernando Jimenez $38.01 9926893234-114 02/04/2023 408-630-0674 / Christopher Jensen $51.55 9926893234-115 02/04/2023 408-630-0900 / Adrian Melendez $38.01 9926893234-116 02/04/2023 408-630-1388 / Monica Diaz $51.55 9926893234-117 02/04/2023 408-642-4263 / Alex Wykoff $38.01 9926893234-118 02/04/2023 408-642-4504 / Kevin Green $38.01 9926893234-119 02/04/2023 408-655-8680 / Jeff Trybus $51.55 9926893234-120 02/04/2023 408-655-8685 / Alex Wykoff $51.55 9926893234-121 02/04/2023 408-687-5821 / Jonathan Williams $38.01 9926893234-122 02/04/2023 408-687-9445 / Frankie De Leon $38.01 9926893234-123 02/04/2023 408-687-9854 / John Ramos $38.01 9926893234-124 02/04/2023 408-688-1613 / Peter Arnst $38.01 9926893234-125 02/04/2023 408-688-6252 / Benjamin Fu $51.55 9926893234-126 02/04/2023 408-693-0364 / Josh Illnicki $38.01 9926893234-127 02/04/2023 408-693-8086 / Kyle Garcia $38.01 9926893234-128 02/04/2023 408-693-8865 / Justice Patterson $38.01 9926893234-129 02/04/2023 408-693-9654 / Saul Herrara $38.01 9926893234-130 02/04/2023 408-694-8703 / Domingo Santos $46.30 9926893234-131 02/04/2023 408-707-0987 / Richard Banda $38.01 9926893234-132 02/04/2023 408-748-6390 / Tree Crew Ipad 3 $38.01 9926893234-133 02/04/2023 408-781-0290 / Daniel Barone $38.01 9926893234-134 02/04/2023 408-781-0663 / Bill Bridge $38.01 9926893234-135 02/04/2023 408-781-0799 / Brad Alexander $38.01 9926893234-136 02/04/2023 408-781-1340 / John Stiehr $38.01 9926893234-137 02/04/2023 408-781-4139 / Julia Kinst $40.01 9926893234-138 02/04/2023 408-786-8664 / Jessica Javier $38.64 9926893234-139 02/04/2023 408-790-7036 / Pete Coglianese $23.88 9926893234-140 02/04/2023 408-790-7039 / Torin Scott $36.84 9926893234-141 02/04/2023 408-790-7045 / Rei Delgado $23.88 Monday, February 27, 2023Pages: 12 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 322 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 9926893234-142 02/04/2023 408-828-9819 / Kerri Heusler $29.50 9926893234-143 02/04/2023 408-841-6612 / T. Internet Emergncyvan $38.01 9926893234-144 02/04/2023 408-857-2355 / Alex Corbalis Travel Agent $25.47 9926893234-145 02/04/2023 408-891-2787 / Ricardo Alvarez $38.01 9926893234-146 02/04/2023 408-891-4594 / Larry Lopez $38.01 9926893234-147 02/04/2023 408-891-9008 / Park Ranger Corridor $30.54 9926893234-148 02/04/2023 408-891-9503 / Rachelle Sander $27.26 9926893234-149 02/04/2023 408-892-1486 / Iqraam Nabi $51.55 9926893234-150 02/04/2023 408-892-5553 / Albert Salvador $38.01 9926893234-151 02/04/2023 415-425-6339 / Kirsten Squarcia $41.06 9926893234-152 02/04/2023 650-208-1786 / Liang Chao $51.55 9926893234-153 02/04/2023 650-208-5861 / Kitty Moore $51.55 9926893234-154 02/04/2023 650-208-7398 / Hung Wei $51.55 9926893234-155 02/04/2023 650-480-0930 / Alex Greer $51.70 9926893234-156 02/04/2023 669-255-6066 / Jr Fruen $51.55 9926893234-157 02/04/2023 669-255-6437 / Sheila Mohan $51.55 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,899.21 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $127.72 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $38.01 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $304.08 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $255.14 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $109.93 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $884.77 630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash) $76.02 732079 02/24/2023 Open Accounts Payable Walter Buenning Golf Balls $525.00 Invoice Date Description Amount 002 02/21/2023 Used golf balls to sell in pro shop $525.00 Paying Fund Cash Account Amount 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $525.00 732080 02/24/2023 Open Accounts Payable Clinton Robustelli $42.00 Invoice Date Description Amount Robustelli021523 02/15/2023 LiveScan and Fingerprinting Reimbursement $42.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $42.00 732081 02/24/2023 Open Accounts Payable HATHAWAY DINWIDDIE CONSTRUCTION COMPANY $10,000.00 Invoice Date Description Amount 307932 02/15/2023 REFUND 10231 BUBB RD BLD-2021-1830 TCO BOND $10,000.00 Monday, February 27, 2023Pages: 13 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 323 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $10,000.00 732082 02/24/2023 Open Accounts Payable NAKHODA, SHAZIA $9.16 Invoice Date Description Amount S.NAKHODA1.24.23 02/13/2023 Supply for PS cooking project $9.16 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $9.16 732083 02/24/2023 Open Accounts Payable NAKHODA, SHAZIA $49.59 Invoice Date Description Amount S.NAKHODA2.10.23 02/13/2023 PS Craft and activity supplies. $49.59 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $49.59 732084 02/24/2023 Open Accounts Payable Miranda, Michael $15.24 Invoice Date Description Amount MMiranda092022 09/20/2022 Facilities: reimbursement for cash payment of facilities supply $15.24 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $15.24 732085 02/24/2023 Open Accounts Payable PG&E $45,594.69 Invoice Date Description Amount 0092-103122-0 10/31/2022 116367401 -Miller W/S N of Greenwood $18.25 0092-103122-1 10/31/2022 116367359 -Homestead and Heron, traffic control svc $63.99 0092-103122-2 10/31/2022 116367150 -Homestead and Wolfe Road, Sunnyvale $95.57 0092-103122-3 10/31/2022 116367155 -Homestead and Blaney, Cupertino Traffic Signal, Sunny $66.30 0092-103122-4 10/31/2022 116367275 -Homestead and Tantau, Cupertino Traffic Signal, Sunny $91.62 0092-103122-5 10/31/2022 116367013 -112017763 -11370 S Stelling Rd, Irrigation Control ($62.50) 0092-103122-6 10/31/2022 116644889 19500 Pruneridge ave pole TP16660 $6.57 0092-103122-7 10/31/2022 1110161867 - Wolfe Rd @ Apple Campus Driveway $69.67 0092-103122-8 10/31/2022 116367793 -101 Skyport Dr, DG A, San Jose, PGandE-Owned St/Highw $738.10 0092-103122-9 10/31/2022 110958527 115145264 -Randy Lane & Larry Way- Streetlights $57.88 0092-103122-10 10/31/2022 111736580 SF Cupertino 075 $3.98 0092-103122-11 10/31/2022 116367357 -N De Anza 188 FT N/Valley Green Dr, Irrig Controller ($62.25) 0092-103122-12 10/31/2022 116367907 -S/W Corner Stelling and Green leaf, Traffic Signal $79.00 0092-103122-13 10/31/2022 116367113 -Miller E/S 100N off Calle De Barcelona $78.22 0092-103122-14 10/31/2022 116367836 -De Anza Blvd E/S S/O Lazaneo, Sprinkler Control ($69.00) 0092-103122-15 10/31/2022 116367677 -De Anza and Lazaneo, Sprinkler System ($68.98) 0092-103122-16 10/31/2022 116367025 -De Anza and Lazaneo, Traffic Signal $82.98 Monday, February 27, 2023Pages: 14 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 324 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-103122-17 10/31/2022 110659172 -N De Anza 455FT S/O Mariani Dr, Irrig Control ($65.54) 0092-103122-18 10/31/2022 116367035 -De Anza Blvd and Mariani, Traffic Signal/Safety Lts $103.15 0092-103122-19 10/31/2022 116367045 -De Anza Blvd and Hwy 280 S/Ramp, Traffic Signal $100.78 0092-103122-20 10/31/2022 116367050 -NW Corner Stevens Crk, Traffic Signals $85.28 0092-103122-21 10/31/2022 116367055 -Saich Wy and Stevens Crk NE Corner, Traffic Signal $68.75 0092-103122-22 10/31/2022 116367060 -E37R0 Stevens Creek and De Anza Blvd, Traffic Signal $104.02 0092-103122-23 10/31/2022 116367065 -Stevens Creek Blvd E/Saich Wy, Sprinkler Control ($68.39) 0092-103122-24 10/31/2022 116367070 -Stevens Creek and Blaney Ave., Traffic Signal $95.52 0092-103122-25 10/31/2022 116367075 -Vallco Pkwy and Perimeter Rd., Traffic Signals $67.90 0092-103122-26 10/31/2022 116367090 -Wolfe and Vallco Pkwy, Traffic Signals $99.46 0092-103122-27 10/31/2022 116367100 -E37H3 Wolfe and 280 SB Loc B, Traffic Signal $88.40 0092-103122-28 10/31/2022 116367105 -Stevens Crk and Wolfe Rd, Traffic Signals $127.94 0092-103122-29 10/31/2022 116367110 -SW Cor Stevens Crk and Portal, Traffic Signal $86.30 0092-103122-30 10/31/2022 116367115 -Stevens Crk and Perimeter Rd, Traffic Control Signal $83.14 0092-103122-31 10/31/2022 116367120 -Vallco Prky/Tantau Ave, Traffic Signal $95.25 0092-103122-32 10/31/2022 116367125 -Stevens Crk and Tantau, Traffic Signals $88.46 0092-103122-33 10/31/2022 116367130 -NW Corner Steven Crk and Torre, Traffic Signal $84.29 0092-103122-34 10/31/2022 116367782 -N/S Stevens Creek Blvd in front of 20301, Irrigation ($69.07) 0092-103122-35 10/31/2022 116367001 -E37H4 Wolfe and Rte 280 NB Loc A $57.70 0092-103122-36 10/31/2022 116367165 -S/E Wolfe-Pruneridge, Sprinkler Control and Traffic S $94.79 0092-103122-37 10/31/2022 116367170 -Tantau Ave and Tandem D/W, Traffic Signal $90.04 0092-103122-38 10/31/2022 116367175 -S/E Corner Pruneridge and Tantau, Traffic Controller $79.73 0092-103122-39 10/31/2022 116367180 -Finch and Stevens Creek, Traffic Signals $96.36 0092-103122-40 10/31/2022 116367185 -Wolfe Rd 500 Ft S/O Homestead, City/Sign Lighting ($44.22) 0092-103122-41 10/31/2022 116367195 -Corner Miller and Phil Ln, Traffic Signal $68.23 0092-103122-42 10/31/2022 116367200 -Homestead and De Anza Blvd, Traffic Signal/Dept Pub W $108.46 0092-103122-43 10/31/2022 116367205 -Homestead Rd and Franco Ct, Traffic Signals $69.27 0092-103122-44 10/31/2022 116367215 -N/Ramp De Anza Blvd, Traffic Signal $85.05 0092-103122-45 10/31/2022 116367220 -Homestead Rd and Bluejay Rd, Traffic Signals $72.43 0092-103122-46 10/31/2022 118426656 -WS Portal Btw Amhurst-Wheaton , Portal Prk Ltg, Prk L $119.99 0092-103122-47 10/31/2022 114321565 116367416 -22601 Voss Ave $487.90 Monday, February 27, 2023Pages: 15 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 325 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-103122-48 10/31/2022 116367925 -22601 Voss Ave, Outdoor Lighting-MV Park ($54.09) 0092-103122-49 10/31/2022 116367245 -Stevens Creek Blvd and Janice Ave, Sprinkler Control ($61.47) 0092-103122-50 10/31/2022 116367269 -Cor/Lucille and Randy Ln, Sprinkler System (011095852 ($67.34) 0092-103122-51 10/31/2022 116367255 -Lucille and Villa De Anza, Sprinkler Control $255.46 0092-103122-52 10/31/2022 116367815 -19784 Wintergreen Dr $596.60 0092-103122-53 10/31/2022 116367280 -Stevens Creek Blvd and Fwy 85 East Ramp, Traffic Sign $90.02 0092-103122-54 10/31/2022 116367290 -Stevens Creek and Mary Ave, Traffic Signals $94.26 0092-103122-55 10/31/2022 116367408 -Stevens Creek Bl and Mary Avenue, Memorial Park Pump ($14.65) 0092-103122-56 10/31/2022 116367625 -Stevens Creek Blvd Orange S/W Cor, Irrigation Control ($69.07) 0092-103122-57 10/31/2022 116367902 -10246 Parkside Ln, Wilson Pk Sprinklers,Snack Shack,I $298.33 0092-103122-58 10/31/2022 116367628 -N/W corner Alpine Dr and Foothill Blvd, Irrigation Co ($68.88) 0092-103122-59 10/31/2022 116367476 -Salem Ave and Foothill Blvd, Irrigation Control ($69.07) 0092-103122-60 10/31/2022 116367527 -Foothill Blvd 200' N/O Stevens Creek W/S, Irrigation ($69.00) 0092-103122-61 10/31/2022 116367740 -Carmen Rd and Stevens Creek S/E corner, Irrigation Co ($69.07) 0092-103122-62 10/31/2022 116367343 112570652 -Foothill Blvd 150' N/O Alpine E/S, Irrigati ($68.69) 0092-103122-63 10/31/2022 116367370 -Stevens Creek Blvd and Fwy 85 West Ramp, Traffic Sign $14.29 0092-103122-64 10/31/2022 116367380 -NE Corner Peninsula and Stevens Creek, Traffic Signal $83.23 0092-103122-65 10/31/2022 116367385 -End/Stokes W/Wilson Crt, Sprinkler Control ($66.99) 0092-103122-66 10/31/2022 116367395 -N/E corner Foothill and Starling Dr, Traffic Signals $69.27 0092-103122-67 10/31/2022 116367067 -Stonydale Dr and Varian Park, walkway lighting and Ir $25.77 0092-103122-68 10/31/2022 116367071 -Linda Vista Dr / Hillside Park, Hillside Park ($53.86) 0092-103122-69 10/31/2022 116367648 -Linda Vista Park/Linda Vista Dr, Irrigation Control $91.46 0092-103122-70 10/31/2022 116367455 -E37R9 Rodriguez and De Anza Blvd, Traffic Signal $91.11 0092-103122-71 10/31/2022 116367656 -Scofield and De Anza, 100HP ($66.79) 0092-103122-72 10/31/2022 116367465 -De Anza Blvd and Scofield Dr, Sprinkler Controller ($67.34) 0092-103122-73 10/31/2022 116367475 -Foothill and Stevens Creek, Traffic Signal $75.57 0092-103122-74 10/31/2022 116367447 -Stelling Rd Median 500' S/O Peppertree Ln, Landscape ($66.60) 0092-103122-75 10/31/2022 116367236 -Stelling Rd Median 450' S/O Stevens Crk, Landscape Ir ($66.90) Monday, February 27, 2023Pages: 16 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 326 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-103122-76 10/31/2022 116367505 -Stevens Crk and Stelling, Signal $45.33 0092-103122-77 10/31/2022 116367510 -Bubb Rd and Results Wy, Traffic Signal $61.65 0092-103122-78 10/31/2022 116367515 -Bubb Rd and McClellan Intersection, Traffic Signal $92.43 0092-103122-79 10/31/2022 116367520 -Stelling Rd and Peppertree, Traffic Signal $69.52 0092-103122-80 10/31/2022 116367525 -Stelling and McClellan, Signals $94.00 0092-103122-81 10/31/2022 116367530 -Orange Ave and Stevens Creek N/E corner, Traffic Cont $55.34 0092-103122-82 10/31/2022 116367493 -Dumas Dr/Jollyman Park, Jollyman Park Restroom $460.03 0092-103122-83 10/31/2022 116367545 -Saratoga-Sunnyvale Rd, Traffic Signal $78.22 0092-103122-84 10/31/2022 116367550 -W/S Saratoga-Sunnyvale Rd @ RT85, Traffic Signal $68.23 0092-103122-85 10/31/2022 116367560 -S/E corner De Anza and Pacifica, Traffic Signal $84.54 0092-103122-86 10/31/2022 116367570 -De Anza Blvd, Sprinkler Controller *($67.34) 0092-103122-87 10/31/2022 116367585 -Rainbow and Stelling, Traffic Signal $75.86 0092-103122-88 10/31/2022 116367559 -21011 Prospect Rd, Irrigation Control ($69.03) 0092-103122-89 10/31/2022 116367685 -Ruppell Pl and Moltzen Dr, Sprinkler Control $10.62 0092-103122-90 10/31/2022 115211833 -10300 Anisworth Dr, Ball Park Stevens Creek SV ($68.90) 0092-103122-91 10/31/2022 116367630 -22100 Stevens Creek Blvd, Golf Pro Shop $229.45 0092-103122-92 10/31/2022 110081495 -10710 Stokes Ave, Somerset Park ($55.34) 0092-103122-93 10/31/2022 116367044 -10555 Mary Ave NEM $39.75 0092-103122-94 10/31/2022 116367568 -10555 Mary Ave, Corp Yard ($24.28) 0092-103122-95 10/31/2022 116367474 -10500 Ann Arbor Ave, Field-Garden Gate $48.52 0092-103122-96 10/31/2022 114315284 116367325 -21975 San Fernando Ave, Picnic Area $2,062.34 0092-103122-97 10/31/2022 116367171 -10155 Barbara Ln, Irrigation and Scoreboard $98.85 0092-103122-98 10/31/2022 116367587 -10430 S De Anza Blvd, Holiday Lighting ($30.84) 0092-103122-99 10/31/2022 116367449 -10350 Torre Ave, Community Hall $2,972.09 0092-103122-100 10/31/2022 111190735 119980351-10300 Torre Ave, City Hall $9,436.46 0092-103122-101 10/31/2022 116367437 -10455 Miller Ave, Creekside Park $384.18 0092-103122-102 10/31/2022 116367988 -21710 McClellan Rd, Playground Reception Area ($69.07) 0092-103122-103 10/31/2022 116367484 -20220 Suisun Dr, Parks and Rec Free Standing Panel ($69.07) 0092-103122-104 10/31/2022 116367763 -10630 S De Anza Blvd, Holiday Lighting ($24.23) 0092-103122-105 10/31/2022 116367332 -821 Bubb Rd #B/Building Concession ($36.49) 0092-103122-106 10/31/2022 116367274 -1170 Yorkshire Dr.($68.80) 0092-103122-107 10/31/2022 116367941 -7548 Donegal Dr, Irrigation Control /Hoover Park ($68.85) 0092-103122-108 10/31/2022 116367840 -10185 N Stelling RD $9,798.79 0092-103122-109 10/31/2022 116971849 -21111 Stevens Creek Blvd, Sports Center $9,262.25 0092-103122-110 10/31/2022 116367477 -21121 Stevens Creek Blvd, Memorial Park $1,797.45 0092-103122-111 10/31/2022 (Old116367536) 113736756 ESP113428799 -Senior Center 21251 Steve $4,126.71 0092-103122-112 10/31/2022 116367590 -Saratoga Sunnyvale Rd and Hwy 85, Traffic Signal $72.60 Monday, February 27, 2023Pages: 17 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 327 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 0092-103122-113 10/31/2022 116367605 -E37C1 Prospect and Rte 85, Traffic Signal $83.47 0092-103122-114 10/31/2022 116367610 -E37R6 Kentwood/S. De Anza Blvd, Traffic Signal $78.97 0092-103122-115 10/31/2022 116367615 -Fallenleaf Ln and S De Anza Blvd, Traffic Signal $83.76 0092-103122-116 10/31/2022 116367620 -S De Anza Blvd and Sharon Dr , Irrigation Controller ($60.81) Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $36,102.99 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $229.45 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $9,262.25 Type Check Totals:34 Transactions $160,900.76 EFT 36378 02/21/2023 Open Accounts Payable EMPLOYMENT DEVEL DEPT $44,359.75 Invoice Date Description Amount 02102023 02/10/2023 CA State Tax pp 1/28/23-2/10/23 $44,359.75 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $44,359.75 36379 02/21/2023 Open Accounts Payable IRS $144,131.00 Invoice Date Description Amount 02102023 02/10/2023 Federal Tax pp 1/28/23-2/10/23 $144,131.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $144,131.00 36380 02/23/2023 Open Accounts Payable P E R S $379.17 Invoice Date Description Amount 02012023 02/10/2023 PERS Council pp 2/1/23-2/28/23 $379.17 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $379.17 36381 02/23/2023 Open Accounts Payable P E R S $157,447.84 Invoice Date Description Amount 02102023 02/10/2023 PERS pp 1/28/23-2/10/23 $157,447.84 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $157,447.84 36382 02/24/2023 Open Accounts Payable 3M COMPANY $349.48 Invoice Date Description Amount 9421264164 02/10/2023 Streets - ElectroCut Film 1170C Clear RA Space $349.48 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $349.48 36383 02/24/2023 Open Accounts Payable ABOLI JAYDEEP RANADE $117.00 Invoice Date Description Amount 022123 AJR 02/21/2023 February Fitness Classes $117.00 Monday, February 27, 2023Pages: 18 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 328 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $117.00 36384 02/24/2023 Open Accounts Payable Amit Goel $273.00 Invoice Date Description Amount 22123 AG 02/21/2023 February Fitness Classes $273.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $273.00 36385 02/24/2023 Open Accounts Payable Arena Stuart Rentals Inc.,$2,729.00 Invoice Date Description Amount 212467 02/17/2023 Earth Day 2023- tables and chairs rental $2,729.00 Paying Fund Cash Account Amount 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $2,729.00 36386 02/24/2023 Open Accounts Payable Baker Tilly US, LLP $10,472.50 Invoice Date Description Amount BT2263242 12/07/2022 Executive Coaching Pamela Wu $1,522.50 BT2285355 01/13/2023 Council Workshop 2023 $8,950.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $10,472.50 36387 02/24/2023 Open Accounts Payable California Commercial Fence $50,949.03 Invoice Date Description Amount 2586 02/21/2023 Regnart Creek Trail Project through 02212023 $50,949.03 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $50,949.03 36388 02/24/2023 Open Accounts Payable City Data Services, LLC $1,275.00 Invoice Date Description Amount 2366 02/15/2023 CDS Monthly Maintenance 2023 Jan-Mar $1,275.00 Paying Fund Cash Account Amount 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $1,275.00 36389 02/24/2023 Open Accounts Payable City of San Jose $42,968.42 Invoice Date Description Amount 1223335 02/15/2023 Animal Services - 03-04/2023 $42,968.42 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $42,968.42 36390 02/24/2023 Open Accounts Payable COLLEEN FERRIS $55.00 Invoice Date Description Amount ColleenF21623 02/16/2023 cell phone service for CF Jan 17 - Feb 16 $55.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $55.00 Monday, February 27, 2023Pages: 19 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 329 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36391 02/24/2023 Open Accounts Payable CSG Consultants, Inc.$4,245.00 Invoice Date Description Amount 49154 02/09/2023 Homestead/N De Anza through 01272023 $4,245.00 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $4,245.00 36392 02/24/2023 Open Accounts Payable Cubic ITS, Inc.$24,945.98 Invoice Date Description Amount 90131334 12/22/2022 Contrl, CMDR, TS2-2, 980, SCOUT, LOC $24,945.98 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $24,945.98 36393 02/24/2023 Open Accounts Payable FEHR & PEERS ASSOC INC $740.25 Invoice Date Description Amount 162577 02/13/2023 Professional Services, 12.31.22 - 01.27.23 $740.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $740.25 36394 02/24/2023 Open Accounts Payable GEOTAB USA, INC.$2,815.25 Invoice Date Description Amount IN327809 01/31/2023 Telematics Project - ProPlus Plan, Support Jan. 2023 $2,815.25 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $2,815.25 36395 02/24/2023 Open Accounts Payable GRACE DUVAL $616.00 Invoice Date Description Amount 022123 GD 02/21/2023 February Fitness Classes $616.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $616.00 36396 02/24/2023 Open Accounts Payable GRAINGER INC $1,039.12 Invoice Date Description Amount 9600090576 02/07/2023 Grounds 4 bladed cutter $35.89 9603749517 02/09/2023 Grounds Float Valve $324.87 9603617037 02/09/2023 Grounds Oblong Float Ball $385.84 9600510938 02/07/2023 Grounds spiral saw tooth cutter $22.65 9611770802 02/16/2023 Streets: drum heater, hose $269.87 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $769.25 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $269.87 36397 02/24/2023 Open Accounts Payable Gym Precision, Inc.$830.07 Invoice Date Description Amount 18703 02/16/2023 Service Order#22150. Installed parts.$830.07 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $830.07 Monday, February 27, 2023Pages: 20 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 330 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36398 02/24/2023 Open Accounts Payable HdL Coren & Cone $795.00 Invoice Date Description Amount SIN025269 02/06/2023 2021-22 ACFR Statistical Package $795.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $795.00 36399 02/24/2023 Open Accounts Payable HMH Engineers $330.00 Invoice Date Description Amount 46332 02/13/2023 Cupertino BPMP Final PS&E through 02042023 $330.00 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $330.00 36400 02/24/2023 Open Accounts Payable Homebase $801.09 Invoice Date Description Amount 02253 02/08/2023 CWP Homelessness Administrator 2022/12 $497.79 02294 02/08/2023 CWP Homelessness Administrator 2023/01 $303.30 Paying Fund Cash Account Amount 265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash) $801.09 36401 02/24/2023 Open Accounts Payable Interstate Traffic Control Products, Inc. $334.69 Invoice Date Description Amount 255129 02/17/2023 Regnart Creek Trail Materials $334.69 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $334.69 36402 02/24/2023 Open Accounts Payable Jahara Pagadipaala $160.00 Invoice Date Description Amount 022123 JP 02/21/2023 February Fitness Classes $160.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $160.00 36403 02/24/2023 Open Accounts Payable JAMES COLVIN $2,912.00 Invoice Date Description Amount 022123 JC 02/21/2023 February PT $2,912.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $2,912.00 36404 02/24/2023 Open Accounts Payable JENNIFER HILL $287.00 Invoice Date Description Amount 022123 JH 02/21/2023 February Fitness Classes $287.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $287.00 36405 02/24/2023 Open Accounts Payable KIMBALL-MIDWEST $637.82 Invoice Date Description Amount 100756754 02/14/2023 Streets - 10pc Combination Set, Drive Socket $440.54 100697848 01/25/2023 Streets - Bolt, Shield, Combination Wire $197.28 Monday, February 27, 2023Pages: 21 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 331 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $637.82 36406 02/24/2023 Open Accounts Payable Liang Chao $37.50 Invoice Date Description Amount 02082023 02/08/2023 Reimbursement for Liang Chao Conference/Training fee $37.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $37.50 36407 02/24/2023 Open Accounts Payable LSA Associates, Inc.$2,788.75 Invoice Date Description Amount 186809 02/10/2023 Apple Park CEQA preparation 2023/01 $388.75 185954 12/13/2022 Apple Park CEQA preparation 2022/11 $2,400.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,788.75 36408 02/24/2023 Open Accounts Payable Mallika M Thoppay $120.00 Invoice Date Description Amount 022123 MT 02/21/2023 February Fitness Classes $120.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $120.00 36409 02/24/2023 Open Accounts Payable Melisa Stoner $247.50 Invoice Date Description Amount 022123 MS 02/21/2023 February Fitness Classes $247.50 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $247.50 36410 02/24/2023 Open Accounts Payable MONICA G. RANES-GOLDBERG $378.00 Invoice Date Description Amount 022123 MGRG 02/21/2023 February Fitness Classes $378.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $378.00 36411 02/24/2023 Open Accounts Payable Moore Lacofano Goltsman, Inc.$11,708.00 Invoice Date Description Amount 0079472 02/17/2023 Jollyman Park All-Inclusive through 010123-013123 $8,841.15 0079471 02/17/2023 Lawrence-Mitty Park & Trail Master Plan through 010123-013123 $2,866.85 Paying Fund Cash Account Amount 280 - Park Dedication 280 100-100 (Cash & Investments Assets Operating Cash) $2,866.85 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $8,841.15 36412 02/24/2023 Open Accounts Payable ODP Business Solutions, LLC.$57.38 Invoice Date Description Amount 290798135001 01/30/2023 Kitchen and Office Supplies $57.38 Monday, February 27, 2023Pages: 22 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 332 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $57.38 36413 02/24/2023 Open Accounts Payable PlaceWorks $1,222.73 Invoice Date Description Amount 80859 01/31/2023 1655 S De Anza Blvd Environmental Review 2023/01 $1,222.73 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,222.73 36414 02/24/2023 Open Accounts Payable Raychel Renee Balcioni Cruz $1,620.00 Invoice Date Description Amount 022123 RRBC 02/21/2023 February Fitness Classes $1,620.00 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $1,620.00 36415 02/24/2023 Open Accounts Payable REBUILDING TOGETHER SILICON VALLEY $8,835.13 Invoice Date Description Amount RTSVCDBGQ2FY2223 02/21/2023 CDBG Capital Housing Projects - Q2 $8,835.13 Paying Fund Cash Account Amount 260 - CDBG 260 100-100 (Cash & Investments Assets Operating Cash) $8,835.13 36416 02/24/2023 Open Accounts Payable Red Wing Business Advantage Account $400.00 Invoice Date Description Amount 20230210074592 02/10/2023 Safety Apparel Boots - Adam Piccard $400.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $400.00 36417 02/24/2023 Open Accounts Payable Richard Yau $600.00 Invoice Date Description Amount 2302 02/13/2023 Master Agreement 2022-002 Various Agreements $600.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $600.00 36418 02/24/2023 Open Accounts Payable Rojin Karimzad $472.50 Invoice Date Description Amount 022123 RK 02/21/2023 February Fitness Classes and PT $472.50 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $472.50 36419 02/24/2023 Open Accounts Payable RRM DESIGN GROUP $2,500.00 Invoice Date Description Amount 1832-00-0123 02/10/2023 Design Review Consultant 2023/01 $2,500.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,500.00 Monday, February 27, 2023Pages: 23 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 333 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36420 02/24/2023 Open Accounts Payable Safety Compliance Management, Inc.$590.00 Invoice Date Description Amount 6667 01/31/2023 Fit for Duty & Drug and Alcohol Policies $590.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $590.00 36421 02/24/2023 Open Accounts Payable SCA of CA, LLC $18,563.57 Invoice Date Description Amount 105218CS 01/31/2023 Street sweeping-January 2023 $18,563.57 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $9,281.78 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $9,281.79 36422 02/24/2023 Open Accounts Payable TJKM $5,860.00 Invoice Date Description Amount 0053713 01/31/2023 Cupertino Vision Zero & Action Plan through 010123- 013123 $5,860.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,860.00 36423 02/24/2023 Open Accounts Payable West Coast Arborists, Inc.$2,076.00 Invoice Date Description Amount 1-8759 02/09/2023 TR-2022-027 Arborist Peer Review - 4 Apple Park Way $2,076.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,076.00 36424 02/24/2023 Open Accounts Payable West Valley Community Services $28,070.60 Invoice Date Description Amount WVCSCAREQ2FY2223 02/21/2023 CDBG Public Services - Q2 (CARE)$8,648.29 WVHHCDBGQ2FY2223 02/21/2023 General Fund HSG - Q2 (Haven to Home)$19,422.31 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $19,422.31 260 - CDBG 260 100-100 (Cash & Investments Assets Operating Cash) $8,648.29 36425 02/24/2023 Open Accounts Payable WOWzy Creation Corp. dba First Place $297.92 Invoice Date Description Amount 95741 12/07/2022 Crystal Gavel Mayor Paul $297.92 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $297.92 Type EFT Totals:48 Transactions $583,441.04 Main Account - Main Checking Account Totals Checks Status Count Transaction Amount Reconciled Amount Open 34 $160,900.76 $0.00 Reconciled 0 $0.00 $0.00 Monday, February 27, 2023Pages: 24 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 334 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 34 $160,900.76 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 48 $583,441.04 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 48 $583,441.04 $0.00 All Status Count Transaction Amount Reconciled Amount Open 82 $744,341.80 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 82 $744,341.80 $0.00 Grand Totals: Checks Status Count Transaction Amount Reconciled Amount Open 34 $160,900.76 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 34 $160,900.76 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 48 $583,441.04 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 48 $583,441.04 $0.00 All Status Count Transaction Amount Reconciled Amount Open 82 $744,341.80 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 82 $744,341.80 $0.00 Monday, February 27, 2023Pages: 25 of 25user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/18/2023 - To Payment Date: 2/24/2023 335 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Main Account - Main Checking Account Check 732086 03/03/2023 Open Accounts Payable Advantage Grafix $736.32 Invoice Date Description Amount 47325 02/27/2023 Business Cards $194.24 47327 02/27/2023 Business Cards for Colleen Ferris and Ofelia Ng $194.24 47328 02/27/2023 City branded mailing envelopes $347.84 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $388.48 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $173.92 520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash) $173.92 732087 03/03/2023 Open Accounts Payable ALHAMBRA $133.18 Invoice Date Description Amount 4984729 021823 02/18/2023 Employee Drinking Water for QCC & Senior Center $133.18 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $133.18 732088 03/03/2023 Open Accounts Payable American Red Cross $4,123.12 Invoice Date Description Amount 29013620 12/31/2022 Emergency Medical Supplies $4,123.12 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,123.12 732089 03/03/2023 Open Accounts Payable Aquatic Central $4,000.00 Invoice Date Description Amount 100005 02/15/2023 Facilities - Feb 2023 Aquarium Maintenance $4,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,000.00 732090 03/03/2023 Open Accounts Payable Bay Aerials Gymnastics $11,908.20 Invoice Date Description Amount 021723 BAG W1 02/17/2023 Winter One Gymnastics Classes $11,908.20 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $11,908.20 732091 03/03/2023 Open Accounts Payable Bay Area Self Storage - Cupertino $678.00 Invoice Date Description Amount 24859 02/14/2023 Facilities - March 2023 Rental Storage Fees $678.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $678.00 732092 03/03/2023 Open Accounts Payable CINTAS CORP $1,626.77 Invoice Date Description Amount 4147944920 02/28/2023 Uniforms Safety Apparel $1,626.77 Paying Fund Cash Account Amount Monday, March 06, 2023Pages: 1 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 336 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,626.77 732093 03/03/2023 Open Accounts Payable County of Santa Clara $1,050.00 Invoice Date Description Amount R-2022-012 02/22/2023 Exempt Filing $50.00 R-2022-018 02/22/2023 Exempt Filing $50.00 R-2022-022 02/22/2023 Exempt Filing $50.00 R-2022-025 02/22/2023 Exempt Filing $50.00 R-2022-028 02/22/2023 Exempt Filing $50.00 R-2022-037 02/22/2023 Exempt Filing $50.00 R-2022-038 02/22/2023 Exempt Filing $50.00 R-2022-039 02/22/2023 Exempt Filing $50.00 R-2022-041 02/22/2023 Exempt Filing $50.00 R-2022-042 02/22/2023 Exempt Filing $50.00 R-2022-048 02/22/2023 Exempt Filing $50.00 RM-2022-004 02/22/2023 Exempt Filing $50.00 RM-2022-006 02/22/2023 Exempt Filing $50.00 RM-2022-018 02/22/2023 Exempt Filing $50.00 RM-2022-027 02/22/2023 Exempt Filing $50.00 RM-2022-030 02/22/2023 Exempt Filing $50.00 RM-2022-038 02/22/2023 Exempt Filing $50.00 TR-2022-038 02/22/2023 Exempt Filing $50.00 TR-2022-041 02/22/2023 Exempt Filing $50.00 TR-2022-048 02/22/2023 Exempt Filing $50.00 TR-2022-051 02/22/2023 Exempt Filing $50.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,050.00 732094 03/03/2023 Open Accounts Payable Cupertino Sanitary District $57,859.10 Invoice Date Description Amount 337 02/01/2023 Facilities - Service Charge for FY 2022-2023 $21,475.70 3336 02/01/2023 Facilities - Service Charge for FY 2022-2023 $36,383.40 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $38,195.20 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $17,145.20 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $2,518.70 732095 03/03/2023 Open Accounts Payable David L. Gates and Associates, Inc.$20,038.89 Invoice Date Description Amount 56377 01/31/2023 Memorial Park Specific Plan through 01312023 $20,038.89 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $20,038.89 732096 03/03/2023 Open Accounts Payable Dispensing Technology Corporation $6,562.97 Invoice Date Description Amount 15269 02/16/2023 Streets: BITUMINOUS, DOTSTICK MARKER $2,551.72 Monday, March 06, 2023Pages: 2 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 337 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 15249 02/07/2023 Streets: REPLACEMENT KIT, 10" FINE CARBIDE MILLER $4,011.25 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $6,562.97 732097 03/03/2023 Open Accounts Payable Eco Promotional Products, Inc.$1,495.59 Invoice Date Description Amount 25871 11/01/2022 Cotton Tote Bags for Giveaways $1,495.59 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,495.59 732098 03/03/2023 Open Accounts Payable Ennis-Flint, Inc.$1,276.81 Invoice Date Description Amount 272529 02/20/2023 Streets - Flint 3000 EX Propane Torch $1,276.81 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $1,276.81 732099 03/03/2023 Open Accounts Payable Got Gophers, Inc.$1,235.00 Invoice Date Description Amount 41649 02/28/2023 Trees/ROW - Feb 2023 Mary Bridge Maint $310.00 41885 02/28/2023 Grounds - Feb 2023 Monthly Maint $925.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,235.00 732100 03/03/2023 Open Accounts Payable H.T. Harvey & Associates $215.75 Invoice Date Description Amount 62813 02/24/2023 Regnart Creek Trail, Mitigation Monitoring through 01312023 $215.75 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $215.75 732101 03/03/2023 Open Accounts Payable ID WHOLESALER $328.33 Invoice Date Description Amount INV6975114 12/14/2022 Entrust Datacard SD460 YMCKT full-color ribbon kit, 500 images, $328.33 Paying Fund Cash Account Amount 570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash) $328.33 732102 03/03/2023 Open Accounts Payable Information Station Specialists, Inc $2,120.40 Invoice Date Description Amount 0202302 02/10/2023 StreamCast Service (2-Year) Radio Cupertino $2,120.40 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,120.40 732103 03/03/2023 Open Accounts Payable IRON MOUNTAIN $3,626.22 Invoice Date Description Amount HHSY202 02/28/2023 City Clerk Office Storage - 3/1/23 - 3/31/23 $3,626.22 Paying Fund Cash Account Amount Monday, March 06, 2023Pages: 3 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 338 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,626.22 732104 03/03/2023 Open Accounts Payable KELLY-MOORE PAINT CO INC $101.19 Invoice Date Description Amount 808-00000866695 02/24/2023 Facilities - White Pink Paint, Roller Cover $101.19 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $101.19 732105 03/03/2023 Open Accounts Payable Lisa Molaro $17,090.50 Invoice Date Description Amount LM Winter 2023-1 03/01/2023 Lisa Molaro Winter 2023-1 Contractor Payment $17,090.50 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $17,090.50 732106 03/03/2023 Open Accounts Payable Mountain View Garden Center $53.42 Invoice Date Description Amount 112290 02/06/2023 Trees/ROW - 1Yd Topsoil $53.42 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $53.42 732107 03/03/2023 Open Accounts Payable One Day Installation and Repairs, Inc $12,905.00 Invoice Date Description Amount 5502 02/12/2023 Facilities - City Hall Reconfiguration $12,905.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $12,905.00 732108 03/03/2023 Open Accounts Payable Operating Engineers Local Union No. 3 $1,443.48 Invoice Date Description Amount 02242023 02/24/2023 Union Dues pp 2/11/23-2/24/23 $1,443.48 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,443.48 732109 03/03/2023 Open Accounts Payable PACE Supply Corp $124.41 Invoice Date Description Amount 168389697 02/16/2023 Facilities - Walter Filter Cartridge $124.41 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $124.41 732110 03/03/2023 Open Accounts Payable PARS $596.25 Invoice Date Description Amount 51817 11/11/2022 ARS-PARS Fees (CA) - Annual Participant Statement Fee $596.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $596.25 Monday, March 06, 2023Pages: 4 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 339 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732111 03/03/2023 Open Accounts Payable Pineapple Thai $1,479.00 Invoice Date Description Amount 1000003 02/15/2023 State of the City ±Catering $1,479.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,479.00 732112 03/03/2023 Open Accounts Payable PRN Ergonomic Services $200.00 Invoice Date Description Amount 2281 01/30/2023 HR: Ergo Eval for Aldo Corral $200.00 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $200.00 732113 03/03/2023 Open Accounts Payable Schaaf & Wheeler, Consulting Civil Engineers $4,190.00 Invoice Date Description Amount 37085 01/31/2023 On-Call Support - Creek Trail Analysis through 01312023 $4,190.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $4,190.00 732114 03/03/2023 Open Accounts Payable SITEONE LANDSCAPE SUPPLY, LLC $3,448.31 Invoice Date Description Amount 126691128-001 02/10/2023 Grounds: Rain Bird Falcon, Corona Rakes, Handles $3,448.31 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,448.31 732115 03/03/2023 Open Accounts Payable SOUTH BAY MOA $5,639.20 Invoice Date Description Amount Fall 2022 02/25/2023 Fall 2022 (August - January 2023)$5,639.20 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $5,639.20 732116 03/03/2023 Open Accounts Payable SUMMERWINDS GARDEN CNTR INC. $287.49 Invoice Date Description Amount 1698 /59 02/23/2023 Plants for Orange Ave Sidewalk Improvement Project $287.49 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $287.49 732117 03/03/2023 Open Accounts Payable United Site Services $492.78 Invoice Date Description Amount INV-01431726 02/13/2023 Trees/ROW - SWP 2.13.23 to 3.12.23 $492.78 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $492.78 Monday, March 06, 2023Pages: 5 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 340 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732118 03/03/2023 Open Accounts Payable WILBUR-ELLIS COMPANY LLC $7,406.83 Invoice Date Description Amount 15526181 02/16/2023 Grounds - Maintenance Supplies $1,372.02 15522491 02/13/2023 Grounds - Maintenance Supplies $6,034.81 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $7,406.83 732119 03/03/2023 Open Accounts Payable DOUG NAKANO $903.24 Invoice Date Description Amount 321134 02/24/2023 REFUND 5 INFINITE LOOP BLD-2023-0279 VOID PERMIT $903.24 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $903.24 732120 03/03/2023 Open Accounts Payable Estephan Tumamao $39.99 Invoice Date Description Amount Tumamao021023 02/10/2023 LiveScan and Fingerprinting Reimbursement $39.99 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $39.99 732121 03/03/2023 Open Accounts Payable Fremont Union High School District $300.00 Invoice Date Description Amount 2007010.030 02/22/2023 QCC- 2.16.23- Social Room Security Deposit Refund $300.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $300.00 732122 03/03/2023 Open Accounts Payable HENNEMAN, NICHOLAS $5,000.00 Invoice Date Description Amount 315351 02/27/2023 10755 ALDERBROOK LN, ENCROACHMENT, 315351 $5,000.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,000.00 732123 03/03/2023 Open Accounts Payable Jang, Olivia $480.00 Invoice Date Description Amount 2007020.030 02/23/2023 QCC- 03.26 & 05.20.23 - Cupertino Room Cancellation Refund $480.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $480.00 732124 03/03/2023 Open Accounts Payable Katragadda, Naga $364.50 Invoice Date Description Amount 2006949.030 01/24/2023 Activ. #19656 email W/draw request effective 1/19/23 $364.50 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $364.50 Monday, March 06, 2023Pages: 6 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 341 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 732125 03/03/2023 Open Accounts Payable Nataly Banuelos $75.00 Invoice Date Description Amount Banuelos022123 02/21/2023 LiveScan and Fingerprinting Reimbursement $75.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $75.00 732126 03/03/2023 Open Accounts Payable Taraneh Roohparvar $173.00 Invoice Date Description Amount Roohparvar011723 01/17/2023 Planner does approved business license application. See Emi emai $173.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $173.00 732127 03/03/2023 Open Accounts Payable Vanitha $500.00 Invoice Date Description Amount 2007026.030 02/27/2023 QCC- 4.23.23- Cupertino Room Security Deposit Refund $500.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $500.00 732128 03/03/2023 Open Accounts Payable Better Source $4,806.35 Invoice Date Description Amount 114439A 02/21/2023 Furniture for Environmental Group $4,806.35 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,806.35 Type Check Totals:43 Transactions $187,114.59 EFT 36426 03/03/2023 Open Accounts Payable Colonial Life & Accident Insurance $29.16 Invoice Date Description Amount 02242023 02/24/2023 Colonial Products pp 2/11/23-2/24/23 $29.16 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $29.16 36427 03/03/2023 Open Accounts Payable Employment Development $8,203.26 Invoice Date Description Amount 02242023 02/24/2023 State Disability Insurance pp 2/11/23-2/24/23 $8,203.26 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,203.26 36428 03/03/2023 Open Accounts Payable National Deferred (ROTH)$3,214.89 Invoice Date Description Amount 02242023 02/24/2023 Nationwide Roth pp 2/11/23-2/24/23 $3,214.89 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,214.89 Monday, March 06, 2023Pages: 7 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 342 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36429 03/03/2023 Open Accounts Payable National Deferred Compensatin $25,277.71 Invoice Date Description Amount 02242023 02/24/2023 Nationwide Deferred Compensation pp 2/11/23- 2/24/23 $25,277.71 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $25,277.71 36430 03/03/2023 Open Accounts Payable PERS-457K $16,557.13 Invoice Date Description Amount 02242023 02/24/2023 PERS Deferred Comp pp 2/11/23-2/24/23 $16,557.13 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $16,557.13 36431 03/03/2023 Open Accounts Payable State Disbursement Unit $495.73 Invoice Date Description Amount 02242023 02/24/2023 Child Support pp 2/11/23-2/24/23 $495.73 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $495.73 36432 03/03/2023 Open Accounts Payable 4 Paws Goose Control $1,850.00 Invoice Date Description Amount 1816 02/08/2023 Grounds - Jan 2023 Goose Control Services $1,850.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,850.00 36433 03/03/2023 Open Accounts Payable 4LEAF, Inc.$568.75 Invoice Date Description Amount J3872-03A 02/22/2023 Wilson Park Basketball Court through 010123-013123 $306.25 J3872-04A 02/22/2023 Wilson Park Community Garden through 010123- 013123 $262.50 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $568.75 36434 03/03/2023 Open Accounts Payable ALL PENINSULA FIRE EXTINGUISHER COMPANY $162.00 Invoice Date Description Amount 22545 02/09/2023 Facilities - Service Call $162.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $162.00 36435 03/03/2023 Open Accounts Payable Amazon Capital Services $964.51 Invoice Date Description Amount 1JC3-1JKL-NM4X 01/23/2023 Amazon (PS2 Mouse, Velcro Tape; Bose Speakers)$470.11 11NF-XKG6-VPD7 02/13/2023 Amazon (Cat6 Ethernet Cables various sizes)$494.40 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $964.51 Monday, March 06, 2023Pages: 8 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 343 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36436 03/03/2023 Open Accounts Payable B&H PHOTO-VIDEO $500.56 Invoice Date Description Amount 210731319 02/14/2023 B&HPhotoVideo (Middle Atlantic Vented Shelf)$500.56 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $500.56 36437 03/03/2023 Open Accounts Payable Bikeep Inc.$49.00 Invoice Date Description Amount 17931 02/28/2023 Monthly Bikeep Fee $49.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $49.00 36438 03/03/2023 Open Accounts Payable BKF Engineers $8,913.96 Invoice Date Description Amount 22121217 12/13/2022 I-280 Trail through 102422-112722 $8,913.96 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $8,913.96 36439 03/03/2023 Open Accounts Payable California Commercial Fence $49,322.67 Invoice Date Description Amount 2596 02/28/2023 City of Cupertino - Regnart Creek Trail $49,322.67 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $49,322.67 36440 03/03/2023 Open Accounts Payable Chesapeake Systems International, LLC $6,136.10 Invoice Date Description Amount 00015321 02/22/2023 CatDV Maintenance & Support Annual Contract $6,136.10 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $6,136.10 36441 03/03/2023 Open Accounts Payable CLEARBLU ENVIRONMENTAL $886.06 Invoice Date Description Amount 28814 02/15/2023 Streets - Feb 2023 Hazmat Services $886.06 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $886.06 36442 03/03/2023 Open Accounts Payable CSG Consultants, Inc.$13,057.00 Invoice Date Description Amount 49156 02/09/2023 Regnart Creek Fencing through 01272023 $13,057.00 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $13,057.00 36443 03/03/2023 Open Accounts Payable David J. Powers & Associates, Inc.$343.75 Invoice Date Description Amount 29217 02/27/2023 Regnart Creek Trail Bird Surveys through 01312023 $206.25 28604 09/26/2022 Regnart Creek Trail Bird Surveys through 08312022 $137.50 Paying Fund Cash Account Amount Monday, March 06, 2023Pages: 9 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 344 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $343.75 36444 03/03/2023 Open Accounts Payable Doggie Walk Bags, Inc.$5,156.15 Invoice Date Description Amount 0105177-IN 02/24/2023 Grounds - Green Unscented Disp Bags $5,156.15 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $5,156.15 36445 03/03/2023 Open Accounts Payable Eflex Group, Inc $4,157.95 Invoice Date Description Amount 02242023 02/24/2023 FSA Employee Health pp 2/11/23-2/24/23 $4,157.95 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $4,157.95 36446 03/03/2023 Open Accounts Payable Evelyn Moran $55.00 Invoice Date Description Amount EvelynM02212023 02/21/2023 Cell Phone Reimbursement through 02212023 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36447 03/03/2023 Open Accounts Payable FEHR & PEERS ASSOC INC $14,734.13 Invoice Date Description Amount 161613 01/14/2023 Professional Services, 11.26.22 - 12.30.22 $14,734.13 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $14,734.13 36448 03/03/2023 Open Accounts Payable Heritage Landscape Supply Group, Inc. $233.75 Invoice Date Description Amount 0009468230-001 02/10/2023 Trees/ROW - Tree Tie Cinch Tie Black $233.75 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $233.75 36449 03/03/2023 Open Accounts Payable IFPTE LOCAL 21 $1,906.54 Invoice Date Description Amount 02242023 02/24/2023 Association Dues - CEA pp 2/11/23-2/24/23 $1,906.54 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,906.54 36450 03/03/2023 Open Accounts Payable InservH2O Inc.$834.80 Invoice Date Description Amount 2648 02/06/2023 Facilities - Feb 2023 Water Treatment $834.80 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $834.80 Monday, March 06, 2023Pages: 10 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 345 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36451 03/03/2023 Open Accounts Payable John Raaymakers $55.00 Invoice Date Description Amount JohnR02192023 02/19/2023 Cell Phone Reimbursement through 012023-021923 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36452 03/03/2023 Open Accounts Payable JULIA KINST $55.00 Invoice Date Description Amount JuliaK02192023 02/19/2023 Cell Phone Reimbursement through 012023-021923 $55.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $55.00 36453 03/03/2023 Open Accounts Payable KIMBALL-MIDWEST $1,082.34 Invoice Date Description Amount 100750510 02/10/2023 Streets - 1" USS GR8 Hex Nut $1,001.77 100733878 02/07/2023 Streets - 1" USS GR8 Hex Nut $80.57 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,082.34 36454 03/03/2023 Open Accounts Payable KIMBERLY LUNT $39.37 Invoice Date Description Amount KimL02122023 02/12/2023 Cell Phone Reimbursement through 011323-021223 $39.37 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $39.37 36455 03/03/2023 Open Accounts Payable Liang Chao $37.50 Invoice Date Description Amount 02082023-2 02/08/2023 Reimbursement for Liang Chao Conference/Training fee $37.50 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $37.50 36456 03/03/2023 Open Accounts Payable MissionSquare $15,510.86 Invoice Date Description Amount 02242023 02/24/2023 ICMA Deferred Comp pp 2/11/23-2/24/23 $15,510.86 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $15,510.86 36457 03/03/2023 Open Accounts Payable Moss Adams LLP $8,256.25 Invoice Date Description Amount 102399914 02/22/2023 Ongoing Program Management services 1/1/23- 1/31/23 $700.00 102399949 02/22/2023 Professional services - Policy Review & Library Construction $7,556.25 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $8,256.25 Monday, March 06, 2023Pages: 11 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 346 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36458 03/03/2023 Open Accounts Payable MSDSonline DBA VelocityEHS $3,398.00 Invoice Date Description Amount 271518 11/30/2022 MSDSonline HQ Account - Renewal FY23 $3,398.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $3,398.00 36459 03/03/2023 Open Accounts Payable NI Government Services Inc $79.04 Invoice Date Description Amount 23012907051 02/09/2023 Traffic Period 1/1/23-1/31/23 $79.04 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $79.04 36460 03/03/2023 Open Accounts Payable ODP Business Solutions, LLC.$930.11 Invoice Date Description Amount 287361848001 02/09/2023 Service Center - Kitchen Supplies $412.27 292020950001 02/10/2023 Service Center - Paper and Badge Reels $112.30 293135142001 02/08/2023 Service Center - Kitchen Supplies $286.56 291183131001 02/03/2023 City Hall downstairs kitchen supplies $118.98 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $930.11 36461 03/03/2023 Open Accounts Payable OMEGA INDUSTRIAL SUPPLY, INC.$1,552.08 Invoice Date Description Amount 148745 02/21/2023 Grounds - Coat It Black, Always Shine Wipes, Industrial Wipes $1,552.08 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,552.08 36462 03/03/2023 Open Accounts Payable Pacific Office Automation $250.00 Invoice Date Description Amount 441291 01/11/2023 Clerk1 copier mvoe to IT area $250.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $250.00 36463 03/03/2023 Open Accounts Payable PARS/City of Cupertino $3,258.99 Invoice Date Description Amount 02242023 02/24/2023 PARS Employee pp 2/11/23-2/24/23 $3,258.99 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,258.99 36464 03/03/2023 Open Accounts Payable Professional Turf Management, Inc.$18,693.56 Invoice Date Description Amount 1271 02/20/2023 Golf course monthly maintenance fee $18,693.56 Paying Fund Cash Account Amount 560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash) $18,693.56 Monday, March 06, 2023Pages: 12 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 347 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36465 03/03/2023 Open Accounts Payable Robert Half $6,886.57 Invoice Date Description Amount 61557969 02/14/2023 Galante, Joanna for Week-Ended 02/10/2023 $834.02 61520181 02/07/2023 Galante, Joanna for Week-Ended 02/03/2023 $2,160.26 61606108 02/27/2023 Galante, Joanna for Week-Ended 02/17/2023 $2,142.21 61627883 02/28/2023 Galante, Joanna for Week-Ended 02/24/2023 $1,750.08 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $6,886.57 36466 03/03/2023 Open Accounts Payable SABRO Communications, Inc.$3,775.00 Invoice Date Description Amount 2524-C 02/24/2023 On-Call Cabling Agreement FY23 - Council new office cabling $3,775.00 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $3,775.00 36467 03/03/2023 Open Accounts Payable Safety Compliance Management, Inc.$1,390.00 Invoice Date Description Amount 6776 02/22/2023 Service Center - Respiratory Protection Training $695.00 6805 02/28/2023 Service Center - Fall Protection Training $695.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,390.00 36468 03/03/2023 Open Accounts Payable SCI Consulting Group $7,090.00 Invoice Date Description Amount SBS10560 01/15/2023 Stormwater levy admin assessment FY22-23 $7,090.00 Paying Fund Cash Account Amount 230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash) $7,090.00 36469 03/03/2023 Open Accounts Payable SHUTE, MIHALY & WEINBERGER LLP $10,768.84 Invoice Date Description Amount 280283 02/22/2023 Legal Services, January 2023 $1,987.20 280493 02/24/2023 Legal Services, January 2023 $3,199.68 280494 02/24/2023 Legal Services, January 2023 $1,138.11 280520 02/28/2023 Legal Services, January 2023 $4,443.85 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $10,768.84 36470 03/03/2023 Open Accounts Payable Software One, Inc $1,573.11 Invoice Date Description Amount US-PSI-1267504 11/14/2022 Yearly software licensing renewal and True up $1,573.11 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $1,573.11 36471 03/03/2023 Open Accounts Payable Sonitrol/Pacific West Security, Inc.$1,633.33 Invoice Date Description Amount 70576 02/17/2023 Facilities - Creekside Park Wireless Communicator $38.33 Monday, March 06, 2023Pages: 13 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 348 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 70575 02/17/2023 Facilities - Creekside Park Security Upgrade $1,595.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,633.33 36472 03/03/2023 Open Accounts Payable South Bay Youth Sports $4,387.95 Invoice Date Description Amount 022423 SBYS 02/24/2023 South Bay Youth Sports Winter 1 $4,387.95 Paying Fund Cash Account Amount 580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash) $4,387.95 36473 03/03/2023 Open Accounts Payable Staples $301.56 Invoice Date Description Amount 3530139978 02/08/2023 QCC Office Supplies $301.56 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $301.56 36474 03/03/2023 Open Accounts Payable Starbird Consulting LLC $3,128.64 Invoice Date Description Amount 0222 02/23/2023 Regnart Road Improvements through 01312023 $2,541.39 0221 02/23/2023 McClellan Ranch West Parking Lot through 01312022 $587.25 Paying Fund Cash Account Amount 420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash) $3,128.64 36475 03/03/2023 Open Accounts Payable Statewide Traffic Safety & Signs Inc.$524.15 Invoice Date Description Amount 05040084 02/27/2023 Streets - Blk/Lime Jacket, Lime Rain Paints $364.30 05040083 02/27/2023 Streets - Telescopic Handle, 18" Stop/Slow $159.85 Paying Fund Cash Account Amount 270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash) $524.15 36476 03/03/2023 Open Accounts Payable The Home Depot Pro $1,693.28 Invoice Date Description Amount 731585816 02/16/2023 Facilities - Park Bathroom Supplies $1,693.28 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,693.28 36477 03/03/2023 Open Accounts Payable THERMAL MECHANICAL, INC.$500.00 Invoice Date Description Amount 86801 01/31/2023 Facilities - City Hall Prepared Duct Mod for Remodel $500.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $500.00 36478 03/03/2023 Open Accounts Payable Tripepi, Smith and Associates, Inc $2,375.00 Invoice Date Description Amount 9485 01/31/2023 Scene February 2023 $2,375.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $2,375.00 Monday, March 06, 2023Pages: 14 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 349 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference 36479 03/03/2023 Open Accounts Payable UpCodes, Inc.$3,960.00 Invoice Date Description Amount 82600 03/01/2023 Annual Subscription for Building Division staff $3,960.00 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $3,960.00 36480 03/03/2023 Open Accounts Payable VMI, Inc.$1,802.96 Invoice Date Description Amount 305323 01/19/2023 CRESTRON DM Lite Tx; DM Lite HDMI over CatX Rx; Base Transceiver $1,802.96 Paying Fund Cash Account Amount 100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash) $1,802.96 36481 03/03/2023 Open Accounts Payable Zoom Video Communications, Inc.$286.72 Invoice Date Description Amount INV189758395 02/22/2023 Zoo Webinar 1000 Monthly Feb 22, 2023-Mar 21, 2023 $286.72 Paying Fund Cash Account Amount 610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash) $286.72 Type EFT Totals:56 Transactions $268,885.77 Main Account - Main Checking Account Totals Checks Status Count Transaction Amount Reconciled Amount Open 43 $187,114.59 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 43 $187,114.59 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Monday, March 06, 2023Pages: 15 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 350 Number Date Status Void Reason Reconciled/ Voided Date Source Payee Name Transaction Amount Reconciled Amount Difference Open 56 $268,885.77 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 56 $268,885.77 $0.00 All Status Count Transaction Amount Reconciled Amount Open 99 $456,000.36 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 99 $456,000.36 $0.00 Grand Totals: Checks Status Count Transaction Amount Reconciled Amount Open 43 $187,114.59 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 43 $187,114.59 $0.00 EFTs Status Count Transaction Amount Reconciled Amount Open 56 $268,885.77 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Total 56 $268,885.77 $0.00 All Status Count Transaction Amount Reconciled Amount Open 99 $456,000.36 $0.00 Reconciled 0 $0.00 $0.00 Voided 0 $0.00 $0.00 Stopped 0 $0.00 $0.00 Total 99 $456,000.36 $0.00 Monday, March 06, 2023Pages: 16 of 16user: Vi Tran Payment Register **LIVE** Cupertino **LIVE** From Payment Date: 2/25/2023 - To Payment Date: 3/3/2023 351 CITY OF CUPERTINO Agenda Item 23-12177 Agenda Date: 3/27/2023 Agenda #: 5. INFORMATIONAL ITEM Subject: Consider a Budget Format Review Update Receive a Budget Format Review Update Presenter: Thomas Leung, Budget Manager 5:25(10) CITY OF CUPERTINO Printed on 3/24/2023Page 1 of 1 powered by Legistar™352 CITY OF CUPERTINO Agenda Item 23-12178 Agenda Date: 3/27/2023 Agenda #: 6. INFORMATIONAL ITEM Subject: Consider the Audit Committee 2023 Schedule and Work Plan Receive the Audit Committee 2023 Schedule and Work Plan and provide direction to staff Presenter: Thomas Leung, Budget Manager 5:35(10) CITY OF CUPERTINO Printed on 3/24/2023Page 1 of 1 powered by Legistar™353 January 23, 2023 February 27, 2023 March 27, 2023 April 24, 2023 July 24, 2023 October 23, 2023 Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes Monthly Treasurer's Report for December 2022 Monthly Treasurer's Report for January 2022 Monthly Treasurer's Report for February 2023 Quarterly Treasurer's Investment Report Quarterly Treasurer's Investment Report Quarterly Treasurer's Investment Report Monthly Treasurer's Investment Report for December 2022 Monthly Treasurer's Investment Report for January 2022 Monthly Treasurer's Investment Report for February 2023 OPEB & Pension Trust Performance Report for Quarter Ending March 31, 2023 OPEB & Pension Trust Performance Report for Quarter Ending June 30, 2023 OPEB & Pension Trust Performance Report for Quarter Ending September 30, 2023 OPEB & Pension Trust Performance Report for Quarter Ending December 31, 2022 Internal Audit Update Budget Format Review Internal Audit Update Internal Audit Update Internal Audit Update Update on Status of Draft ACFR and AUP Reports Review of FY 2021-22 ACFR and Supplemental Reports Annual Review of City Investment Policy Interim Audit and AUP Engagements Annual Review of OPEB and Pension Trust Investment Policies External Auditor Selection (tentative) Follow-up on Previous Fiscal Year Management Letter Items and Management Responses Budget Format Review Source: Cupertino, CA Municipal Code, Chapter 2.88.100: Audit Committee The powers and functions of the Audit Committee shall be as follows: A:To review the annual audit report and management letter; B:To recommend appointment of auditors; C.To review the monthly Treasurer’s report; D.To recommend a budget format; E.To review City investment policies and internal controls of such policies. F.To recommend appointment of internal auditors; G.To review internal audit reports. H.To review quarterly Fraud, Waste, and Abuse Program reports. (Ord. 22-2243 § 1, 2023; Ord. 20-2208, § 1, 2020; Ord. 1679, § 1 (part), 1995) CITY OF CUPERTINO - AUDIT COMMITTEE 2023 SCHEDULE AND WORK PLAN Summary of Duties – Powers – Responsibilities of Cupertino Audit Committee 354