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AC 03-27-2023 AgendaCITY OF CUPERTINO AUDIT COMMITTEE AGENDA 10300 Torre Avenue, City Hall Conference Room A / Teleconference Monday, March 27, 2023 4:00 PM Regular Meeting IN PERSON AND TELECONFERENCE / PUBLIC PARTICIPATION INFORMATION Members of the public wishing comment on an item on the agenda may do so in the following ways: 1) Appear in person at Cupertino City Hall. Members of the audience who address the Committee must come to the lectern/microphone, and are requested to complete a Speaker Card and identify themselves. Completion of Speaker Cards and identifying yourself is voluntary and not required to attend the meeting or provide comments. 2) E-mail comments by 9:00 a.m. on Monday, March 27 to the Audit Committee at AuditCommittee@cupertino.org. These e-mail comments will be received by the Audit Committee members before the meeting and posted to the City’s website after the meeting. 3) Teleconferencing Instructions Members of the public may observe the teleconference meeting or provide oral public comments as follows: Oral public comments will be accepted during the teleconference meeting. Comments may be made during “oral communications” for matters not on the agenda, and during the public comment period for each agenda item . To address the Committee, click on the link below to register in advance and access the meeting: Online Register in advance for this webinar: https://cityofcupertino.zoom.us/webinar/register/WN_sQgNDPmySKSGu_ymzFaQGQ Phone Page 1 Audit Committee Agenda March 27, 2023 Dial: 669-900-6833 and enter Webinar ID: 973 1794 7299 (Type *9 to raise hand to speak, *6 to unmute yourself). Unregistered participants will be called on by the last four digits of their phone number. Or an H.323/SIP room system: H.323: 162.255.37.11 (US West) Meeting ID: 973 1794 7299 SIP: 97317947299@zoomcrc.com After registering, you will receive a confirmation email containing information about joining the webinar. Please read the following instructions carefully: 1. You can directly download the teleconference software or connect to the meeting in your internet browser. If you are using your browser, make sure you are using a current and up-to-date browser: Chrome 30+, Firefox 27+, Microsoft Edge 12+, Safari 7+. Certain functionality may be disabled in older browsers, including Internet Explorer . 2. You will be asked to enter an email address and a name, followed by an email with instructions on how to connect to the meeting. Your email address will not be disclosed to the public. If you wish to make an oral public comment but do not wish to provide your name, you may enter “Cupertino Resident” or similar designation. 3. When the Chair calls for the item on which you wish to speak, click on “raise hand.” Speakers will be notified shortly before they are called to speak. 4. When called, please limit your remarks to the time allotted and the specific agenda topic . 5. Members of the public that wish to share a document must email AuditCommittee@cupertino.org prior to speaking. ROLL CALL ORDERS OF THE DAY APPROVAL OF MINUTES 1.Subject: Approve Minutes of Regular Meeting on February 27, 2023 Recommended Action: Approve Minutes of Regular Meeting on February 27, 2023 A - Draft Minutes Page 2 Audit Committee Agenda March 27, 2023 POSTPONEMENTS ORAL COMMUNICATIONS This portion of the meeting is reserved for persons wishing to address the Committee on any matter within the jurisdiction of the Committee and not on the agenda. Speakers are limited to three (3) minutes. In most cases, State law will prohibit the Commission from making any decisions with respect to a matter not on the agenda. OLD BUSINESS NEW BUSINESS 2.Subject: ACTION ITEM Consider the FY 2021-22 Annual Comprehensive Financial Report (ACFR) and Supplemental Reports Recommended Action: Receive the FY 2021-22 ACFR and Supplemental Reports and forward to City Council Presenter: Crowe 4:15(40) A - Cupertino ACFR Draft 2022 B - Cupertino ML Draft 2022 C - Cupertino SAS 114 Draft 2022 D - Cupertino Single Audit Draft 2022 E - Cupertino GANN AUP Draft 2022 F - Cupertino Investment AUP Draft 2022 G - Cupertino Storm Drain AUP Draft 2022 3.Subject: ACTION ITEM Consider the Monthly Treasurer's Investment Report for February 2023 Recommended Action: Receive the Monthly Treasurer's Investment Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager, and Chandler Asset Management 4:55(20) Staff Report A – Chandler Investment Report February 2023 B – Chandler Custodial Statement February 2023 C – PARS Pension and OPEB Account Statement February 2023 D – LAIF Account Statement February 2023 4.Subject: ACTION ITEM Consider the Monthly Treasurer's Report for February 2023 Recommended Action: Receive the Monthly Treasurer's Report for February 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager 5:15(10) Page 3 Audit Committee Agenda March 27, 2023 Staff Report A – Report of City-wide Receipts, Disbursements, and Cash Balances February 2023 B – Report of City-wide Fund BalancesNet Position February 2023 C – Weekly Payment Register for the Period Ending February 3, 2023 D – Weekly Payment Register for the Period Ending February 10, 2023 E – Weekly Payment Register for the Period Ending February 17, 2023 F – Weekly Payment Register for the Period Ending February 24, 2023 G – Weekly Payment Register for the Period Ending March 3, 2023 5.Subject: INFORMATIONAL ITEM Consider a Budget Format Review Update Recommended Action: Receive a Budget Format Review Update Presenter: Thomas Leung, Budget Manager 5:25(10) 6.Subject: INFORMATIONAL ITEM Consider the Audit Committee 2023 Schedule and Work Plan Recommended Action: Receive the Audit Committee 2023 Schedule and Work Plan and provide direction to staff Presenter: Thomas Leung, Budget Manager 5:35(10) A - Proposed Audit Committee 2023 Schedule and Work Plan STAFF AND COMMITTEE REPORTS COMMITTEEMEMBER ATTENDANCE AT UPCOMING MEETINGS AND EVENTS FUTURE AGENDA SETTING ADJOURNMENT In compliance with the Americans with Disabilities Act (ADA), anyone who is planning to attend this meeting who is visually or hearing impaired or has any disability that needs special assistance should call the City Clerk's Office at 408-777-3223, at least 48 hours in advance of the meeting to arrange for assistance. In addition, upon request, in advance, by a person with a disability, meeting agendas and writings distributed for the meeting that are public records will be made available in the appropriate alternative format. Any writings or documents provided to a majority of the members after publication of the agenda will be made available for public inspection. Please contact the City Clerk’s Office in City Hall located at 10300 Torre Avenue, Cupertino, California 95014, during normal business hours. IMPORTANT NOTICE: Please be advised that pursuant to Cupertino Municipal Code section 2.08.100 written communications sent to the Cupertino City Council, Commissioners or City staff concerning a matter on the agenda are included as supplemental material to the agendized item. These Page 4 Audit Committee Agenda March 27, 2023 written communications are accessible to the public through the City’s website and kept in packet archives. Do not include any personal or private information in written communications to the City that you do not wish to make public, as written communications are considered public records and will be made publicly available on the City website. Members of the public are entitled to address the members concerning any item that is described in the notice or agenda for this meeting, before or during consideration of that item. If you wish to address the members on any other item not on the agenda, you may do so during the public comment . Page 5