HC Resolution No. 21-02 FY 21-22 CDBG Annual Action PlanRESOLUTION NO. 21-02
A RESOLUTION OF THE HOUSING COMMISSION OF THE CITY OF
CUPERTINO RECOMMENDING APPROVAL OF THE 2021-22
COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) ANNUAL
ACTION PLAN TO CITY COUNCIL FOR FINAL ADOPTION
________________________________________________________________________
WHEREAS, the Housing and Community Development Act of 1974
provides that funds be made available for the CDBG program; and
WHEREAS, the City of Cupertino will receive a $408,806 CDBG entitlement
grant from the United States Department of Housing and Urban Development
(HUD) to be allocated for fiscal year (FY) 2021-22 and estimates allocating $7,944
in CDBG program income; and
WHEREAS, the City of Cupertino put into place a CDBG Contingency Plan
because of the uncertainty in the federal budget and the revised timeline provided
by HUD to submit the Action Plan; and
WHEREAS, the City of Cupertino is required to submit a FY 2020-21 CDBG
Annual Action Plan to HUD for review and approval prior to being allowed to
expend CDBG funds for FY 2020-21; and
NOW, THEREFORE, BE IT RESOLVED that the City of Cupertino makes
the certifications required by 24 CFR Sections 91.225 and 570.303 as contained in
the CDBG Annual Action Plan for FY 2021-22; and
BE IT FURTHER RESOLVED that the Housing Commission of the City of
Cupertino hereby
1. Recommends approval of the FY 2021-22 CDBG Annual Action Plan to
City Council for final adoption; and
2. This Resolution is not a project under the requirements of the California
Environmental Quality Act, together with related State CEQA
Guidelines (collectively, “CEQA”) because it has no potential for
resulting in physical change in the environment. In the event that this
Resolution is found to be a project under CEQA, it is subject to the
CEQA exemption contained in CEQA Guidelines section 15061(b)(3)
because it can be seen with certainty to have no possibility that the
Resolution No. 21-02____________
Page 2
action approved may have a significant effect on the environment.
CEQA applies only to actions which have the potential for causing a
significant effect on the environment. Where it can be seen with
certainty that there is no possibility that the activity in question may
have a significant effect on the environment, the activity is not subject
to CEQA. In this circumstance, the proposed action (recommendation
of the FY 21-22 CDBG Annual Action Plan) would have no or only a de
minimis effect on the environment because it has no potential for
resulting in physical change in the environment. The foregoing
determination is made by the Housing Commission in its independent
judgment.
PASSED AND ADOPTED ȱȱȱ ȱ ¢ȱȱ
ȱ of
the City of Cupertino this 13th day of May, 2021, by the following vote:
Members of the
C
AYES:ȱǰȱǰȱǰȱ ȱ
NOES:
ABSENT:
ABSTAIN:
SIGNED:
________
Connie Cunningham, Chair, Housing
Commission
________________________
Date
ATTEST:
__________________________________
Gabriel Borden, Sr. Housing Planner
________________________
Date
5/17/21
Annual Action Plan
2021
1
OMB Control No: 2506-0117 (exp. 09/30/2021)
City of Cupertino
Fiscal year 2021-22
Annual Action Plan
Annual Update of the City’s Consolidated Plan for Period
July 1, 2021 to June 30, 2022
Public Comment Period
April 20, 2021 through May 30, 2021
Housing Commission Public Hearing Date: May 13, 2021
City Council Public Hearing Date: June 15, 2021
Prepared by the Department of Community Development
Housing Division
10300 Torre Avenue
Cupertino, CA 95014
To be Approved by City Council
June 16, 2021
Resolution No. 21-XXX
Annual Action Plan
2021
2
OMB Control No: 2506-0117 (exp. 09/30/2021)
Table of Contents
Executive Summary
AP-05 Executive Summary – 91.200(c ), 91.220(b) 3
The Process
PR-05 Lead and Responsible Agencies – 91.200(b) 7
AP-10 Consultation – 91.100, 91.110, 91.220 (b), 91.300 (b), 91.215 (1) and 91.315 (1) 9
AP-12 Citizen Participation – 91.105, 91.115, 91.200(c ) and 91.300 (c ) 19
Expected Resources
AP-15 Expected Resources – 91.420 (b), 91.220(c )(1,2) 22
Annual Goals and Objectives
AP-20 Annual Goals and Objectives – 91.420, 91.220(c )(3) and (e) 25
AP-35 Projects – 91.420, 91.220 (d) 27
AP-38 Project Summary 28
AP-50 Geographic Distribution – 91.420, 91.220(f) 32
AP-75 Barriers to Affordable Housing – 91.420, 91,220(j) 33
AP-85 Other Actions – 91.420, 91.220 (k) 35
Program Specific Requirements
AP-90 Program Specific Requirements – 91.420, 91.220 (I),(1, 2, 4) 38
Annual Action Plan
2021
3
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-05 Executive Summary - 91.200(c), 91.220(b)
Introduction
The City of Cupertino (City) 2021-22 Action Plan (for fiscal year 2021-2022) contains the City’s
one-year plan to carry out housing and community development activities funded by Federal
formula grant funds received from the U.S. Department of Housing and Urban Development
(HUD), Community Development Block Grant (CDBG) Program. The 2021-22 Action Plan
covers the second of five program years covered by the City’s 2020-2025 Consolidated Plan
approved by the Cupertino City Council on June 14, 2020.
The Housing Division of the Community Development Department is the lead agency for the
Consolidated Plan and submits annual Action Plans to HUD for the City’s CDBG program.
Additionally, the City is also a participant in the County of Santa Clara Home Investment
Partnership Program (HOME) Consortium.
The total funds available for the City in the 2021-22 Action Plan includes a total of $462,750.
This includes $406,806 in CDBG entitlement funds, $7,944 in program income, and $48,000 in
unused previous years CDBG funds.
HUD requires entitlement jurisdictions to submit an annual Action Plan to report the distribution
of federal entitlement grant funds over the Consolidated Plan’s five-year period identifying how
funding allocations help meet the goals covered in the Consolidated Plan. The Action Plan
reflects three overall goals, which relate to the major commitments and priorities of HUD
including:
1. To provide decent housing by preserving the affordable housing stock, increasing the
availability of affordable housing, reducing discriminatory barriers, increasing the supply
of supportive housing for those with special needs, and transitioning homeless persons
and families into housing.
2. To provide a suitable living environment through safer, more livable neighborhoods,
greater integration of lower-income residents, increased housing opportunities, and
reinvestment in deteriorating neighborhoods.
3. To expand economic opportunities through more jobs paying self-sufficiency wages,
homeownership opportunities, development activities that promote long-term community
viability, and the empowerment of lower-income persons to achieve self-sufficiency.
The 2021-22 Action Plan covers the time period from July 1, 2021 to June 30, 2022 and reports
on the status of needs and outcomes the City expects to achieve in during the year. All of the
activities mentioned in the Action Plan are based on current identified priorities. By addressing
these priorities, the City hopes to meet the objectives stated in the 2020-2025 Consolidated Plan.
All the proposed projects and activities are intended to principally benefit residents in the City
who are extremely low, low- and moderate-income and populations that have special needs, such
as elderly, disabled, and homeless.
Annual Action Plan
2021
4
OMB Control No: 2506-0117 (exp. 09/30/2021)
Summarize the objectives and outcomes identified in the Plan
The City of Cupertino is located in Santa Clara County (County), directly west of San Jose, on
the western edge of the Santa Clara Valley with portions extending into the foothills of the Santa
Cruz Mountains. The population is 59,276 according to the U.S. Census “Quickfacts”
(https://www.census.gov/quickfacts/fact/table/cupertinocitycalifornia/PST045219). The City
remains one of the most expensive cities to live in with a median home value of $2,320,790
(https://www.zillow.com/cupertino-ca/home-values/).
The 2021-22 Action Plan provides a summary of how the City will utilize its CDBG allocation to
meet the needs of the City’s low-income population. According to the U.S. Census “Quickfacts”
data, 6% of all residents within the City had incomes at or below the federal poverty level.
Additionally, during the 2019 County of Santa Clara Point-in-Time Homeless Census, 159
unsheltered homeless individuals were found living within the City of Cupertino. This number
represents an increase of 25% from the 127 individuals that were counted in 2017.
As mentioned previously, a total of $462,750 in CDBG entitlement, program income, and
previous year unused funds are available for funding projects and programs to address the needs
of the City’s lower income and special needs populations. Additionally, the City has access to a
variety of federal, state and local resources to achieve its housing and community development
priorities.
Table 1, 2021-22 Action Plan CDBG Budget, summarizes the proposed uses of the funds. It
should be noted that the City’s has a three-year public service grant cycle. The 2021-22 Action
Plan represents year 2 of the three-year cycle.
Table 1. Fiscal Year 2021 CDBG Budget
City of Cupertino
Applicant Agency Amount
Public Service (15%)
Live Oak Adult Day Care $22,396.50
West Valley Community Services – CARE
Program $39,816.00
Sub-Total $62,212.50
Capital/Housing Projects (65%) + $48,000
Previous Year Unused CDBG Funds
Rebuilding Together Silicon Valley – Minor
Home Repair Program $97,318.00
West Valley Community Services – Vista
Village Repair Project $220,269.50
Sub-Total $317,587.50
Program Administration (20%) $82,950.00
Total $462,750.00
Annual Action Plan
2021
5
OMB Control No: 2506-0117 (exp. 09/30/2021)
Finally, it should be noted that HUD has established a set of outcomes and objectives entitlement
jurisdictions need to address. The outcomes and objectives are noted within each of the Goals
included in the Strategic Plan (SP-45) section of the 2020-25 Consolidated Plan and are as
follows:
• Outcomes: Availability/Accessibility; Affordability; Sustainability
• Objectives: Create suitable living environments; provide decent affordable housing;
create economic opportunities.
The goals identified in this Action Plan are taken from the Consolidated Plan’s Strategic Plan
which describes how federal funds and other resources will be deployed and what other actions
will be taken to address community development and affordable housing needs over the next five
years. The goals are: Affordable Housing; Prevent and Assist Those Experiencing Homelessness;
Community Services; and Fair Housing. All four goals will be addressed through the proposed
activities shown in Table 1 and/or through the use of the City’s General Funds.
Evaluation of past performance
The City is responsible for ensuring compliance with all rules and regulations associated with the
CDBG and HOME entitlement grant programs. The City’s annual Action Plans and CAPERs
have provided many details regarding the goals, projects and programs completed by the City
through the CDBG program. Only CDBG administration have not directly served low- and
moderate-income persons. Eligible public service activities have included senior and disabled
adult services and housing and case management services. These activities have had a positive
impact on identified needs in the community and are provided services that benefit low- and
moderate-income Cupertino residents. Eligible funded capital housing projects included a single
family residential minor home repair program, which served low- and moderate-income senior
homeowners across the City. The repairs addressed accessibility, health and safety issues.
Additionally, several units within a rental affordable multi-family were repaired. As can be
expected, community needs continue to exceed the available resources.
The City recognizes that the evaluation of past performance is critical to ensure that the City and
its subrecipients are implementing activities effectively and that those activities align with the
City’s overall strategies and goals as outlined in the 2020-2025 Consolidated Plan. The City
evaluates the performance of subrecipients on a quarterly basis. Subrecipients are required to
submit quarterly progress reports, which include client data, performance objectives, as well as
data on outcome measures. Prior to the start of the program year, program objectives are
developed collaboratively by the subrecipient and the City, ensuring that they align with the
City’s overall goals and strategies. The City utilizes the quarterly reports to review progress
towards annual goals.
Summary of Citizen Participation Process and consultation process
The City solicited input throughout the development of the FY 2021 Action Plan. As required
but HUD, the City provides multiple opportunities for public review and comment on the Action
Plan. Per the City’s adopted Citizen Participation Plan, the City held a 30-day public comment
period for the Action Plan. The City published notifications of upcoming public hearings and the
30-day public review comment period in the local Cupertino Courier newspaper for general
Annual Action Plan
2021
6
OMB Control No: 2506-0117 (exp. 09/30/2021)
circulation, on the City’s Housing webpage and via email blasts to stakeholders. The City held
two advertised public hearings on May 13, 2021 (Housing Commission) and June 15, 2021 (City
Council). The Action Plan 30-day public review period occurred from April 16, 2021 through
May 16, 2021.
Summary of public comments (To be updated 5/30/21 after close of comment period)
To date, no comments have been received during the public review period.
Summary of comments or views not accepted and the reasons for not accepting them
The City accepts and responds to all comments that are submitted. As mentioned above, no
public comments were received regarding the 2021 Action Plan.
Summary
Please see above.
Annual Action Plan
2021
7
OMB Control No: 2506-0117 (exp. 09/30/2021)
PR-05 Lead & Responsible Agencies - 91.200(b)
Agency/entity responsible for preparing/administering the Consolidated Plan
The following are the agencies/entities responsible for preparing the Consolidated Plan and those responsible for administration of
each grant program and funding source.
Table 2. Responsible Agency
Agency Role Name Department/Agency
CDBG Administrator Cupertino City of Cupertino, Community
Development Department
Narrative
The City of Cupertino is the Lead and Responsible Agency for the United States Department of Housing and Urban Development’s
(HUD) Community Development Block Grant (CDBG) entitlement program. The Community Development Department, Housing
Division is responsible for administering the Community Development Block Grant (CDBG) program. The City joined the HOME
Consortium in 2015.
Entitlement jurisdictions receive entitlement funding (i.e., non-competitive, formula funds) from HUD. HUD requires the City to
submit a five-year Consolidated Plan and Annual Action Plan to HUD listing priorities and strategies for the use of its federal funds.
The Consolidated Plan helps local jurisdictions to assess their affordable housing and community development needs and market
conditions to meet the housing and community development needs of its populations. As a part of the Consolidated Plan process for
2020-2025, the City collaborated with the County of Santa Clara(County) as the Urban County representing the Cities of Campbell,
Los Altos, Los Altos Hills, Los Gatos, Monte Sereno, Morgan Hill, and Saratoga; the Cities of Gilroy, Mountain View, Palo Alto,
Sunnyvale, San José, and Santa Clara; and the Santa Clara County Housing Authority (SCCHA) to identify and prioritize housing and
community development needs across the region, and to develop strategies to meet those needs. The FY 2021 Action Plan represents
the second year of CDBG funding of the 2020-2025 Consolidated Plan.
Consolidated Plan Public Contact Information
Gabriel Borden
Senior Housing Planner
Community Development Department
City of Cupertino
Annual Action Plan
2021
8
OMB Control No: 2506-0117 (exp. 09/30/2021)
10300 Torre Avenue
Cupertino, CA 95014
Email: GabrielB@cupertino.org
Phone: (408) 777-1360
Annual Action Plan
2021
9
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-10 Consultation - 91.100, 91.200(b), 91.215(l)
Introduction
The Action Plan is a one-year plan which describes the eligible programs, projects and activities
to be undertaken with funds expected during FY 2021-2022 and their relationship to the priority
housing, homeless and community development needs outlined in the 2020-2025 Consolidated
Plan.
Provide a concise summary of the jurisdiction’s activities to enhance coordination between
public and assisted housing providers and private and governmental health, mental health
and service agencies (91.215(l)).
During Fiscal Year 2021-22, the City will continue to work with non-profit organizations to
provide programs and services for low-income households; private industry, including financial
and housing development groups, to encourage the development of affordable housing
opportunities regionally and within the City; and other local jurisdictions, including the County
of Santa Clara, in carrying out and monitoring regional projects in a coordinated and cost-
effective manner.
In addition, the City will continue to participate in the County's quarterly CDBG Coordinator's
Group meetings, in which entitlement jurisdictions throughout the region gather to discuss
existing CDBG needs and proposed use of federal funds for the upcoming year.
The City will also participate in the County's Regional Housing Working Group, which is a
forum for entitlement and non-entitlement jurisdictions to develop coordinated responses to
regional housing challenges. The City's Housing Manager regularly monitors monthly
Continuum of Care (CoC) meetings. The CoC is a broad group of stakeholders dedicated to
ending and preventing homelessness in Santa Clara County. The key CoC responsibilities are
ensuring community-wide implementation of efforts to end homelessness and ensuring
programmatic and systemic effectiveness.
The City will attend HOME Consortium meetings between member jurisdictions for affordable
housing proposals and projects.
In addition to the actions listed above, the City will continue to participate in the annual
Affordable Housing Week (May) activities such as partnering with nonprofit agencies to host a
housing fair to provide residents with access to developers, BMR managers, and housing
agencies and programs. The City will also continue to leverage its BMR AHF to assist nonprofit
affordable housing developers.
Describe coordination with the Continuum of Care and efforts to address the needs of
homeless persons (particularly chronically homeless individuals and families, families with
children, veterans, and unaccompanied youth) and persons at risk of homelessness.
The Santa Clara County Office of Supportive Housing is the administrator of the regional
Continuum of Care (CoC). The City continuously coordinates with the Santa Clara County CoC
to end and prevent homelessness in the County. City staff attends monthly meetings. The Santa
Clara County CoC is a group comprising stakeholders throughout the County, including
Annual Action Plan
2021
10
OMB Control No: 2506-0117 (exp. 09/30/2021)
governmental agencies, homeless service and shelter providers, homeless population, housing
advocates, affordable housing developers, and various private parties, including businesses and
foundations.
The City’s representation on the CoC Board is its Housing Manager. Members of the CoC meet
monthly to plan CoC programs, identify gaps in homeless services, establish funding priorities,
and pursue a systematic approach to addressing homelessness. City staff, as well as staff of other
cities, meet and consult with the County’s CoC staff during the bi-weekly countywide CDBG
Coordinators Group meetings, and communicate more frequently via email and/or phone on joint
efforts.
The CoC is governed by the CoC Board, which takes a systems-change approach to preventing
and ending homelessness. This same CoC Board is comprised of the same individuals who serve
on the Destination: Home (Destination Home) Leadership Board. Destination Home is a public
private partnership that is committed to collective impact strategies to end chronic homelessness.
Destination Home is the governing body for the CoC and is responsible for implementing by-
laws and operational protocols of the CoC.
Regional efforts of the CoC include the development of The Community Plan to End
Homelessness, which identifies strategies to address the needs of people experiencing
homelessness in the County, including chronically homeless individuals and families, families
with children, veterans, and unaccompanied youth. The plan also addresses the needs of persons
at risk of homelessness.
The CoC is now in the process of updating a new plan for the next five years and the City plans
to participate in these efforts. Also, during the development of the 2020-25 ConPlan, the City
consulted both the CoC and County Office of Supportive Housing for their expertise and
experience for identifying community needs.
Describe consultation with the Continuum(s) of Care that serves the jurisdiction’s area in
determining how to allocate ESG funds, develop performance standards for and evaluate
outcomes of projects and activities assisted by ESG funds, and develop funding, policies
and procedures for the operation and administration of HMIS
The City of Cupertino does not receive ESG funds. The County does not receive ESG funds
through HUD.
The County currently receives ESG funds through the State of California. The County provides a
funding reference sheet that compares the differences between ESG and CoC with regards to
homeless eligibility, income restrictions, assessment, rental assistance, housing standards, lease
terms, eligible costs, eligible service costs, case management, service limitations and standards,
policies and procedures.
This funding reference sheet may be found here:
https://www.sccgov.org/sites/osh/ContinuumofCare/CoC%20Toolkit/Documents/Resources/RR
H%20Funding%20Reference%20Chart%20-%20ESG%20vs%20CoC%20-
%20May%202020.pdf
Annual Action Plan
2021
11
OMB Control No: 2506-0117 (exp. 09/30/2021)
The Santa Clara County Continuum of Care takes the role of Homeless Management Information
System (HMIS) administration. The County, and its consultant Bitfocus, work jointly to operate
and oversee HMIS. Both software and HMIS system administration are now provided by
Bitfocus. Funding for HMIS in Santa Clara County comes from HUD, the County of Santa
Clara, and the City of San Jose. The County’s HMIS is used by many city service providers
across the region to record information and report outcomes. The software meets and exceeds
HUD’s requirements for the implementation and compliance of HMIS Standards. The project
has a rich array of service provider participation and is utilized to capture information and report
on special programming and prevention service delivery.
Agencies, groups, organizations and others who participated in the process and
consultations
Annual Action Plan
2021
12
OMB Control No: 2506-0117 (exp. 09/30/2021)
Table 3. Agencies, Groups, Organizations Who Participated
1 Agency/Group/Organization Boys and Girls Club of Silicon Valley
Agency/Group/Organization Type Services- Children
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended Santa Clara focus group
meeting on 11/17/19 as part of the 2020-25
Consolidated Plan process.
2 Agency/Group/Organization Healthier Kids Foundation Santa Clara
County
Agency/Group/Organization Type Services- Children
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended Santa Clara focus group
meeting on 11/7/19 as part of the 2020-25
Consolidated Plan process.
3 Agency/Group/Organization Community Services Agency
Agency/Group/Organization Type Services – Elderly Person
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
conference call on 11/16/19 as part of the
2020-2025 Consolidated Plan.
4 Agency/Group/Organization San Jose Conservation Corps Charter
Agency/Group/Organization Type Services – Education
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended Gilroy focus group
meeting on 11/18/19 as part of the 2020-25
Consolidated Plan process.
5 Agency/Group/Organization CommUniverCity San Jose
Agency/Group/Organization Type Services- Education
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Annual Action Plan
2021
13
OMB Control No: 2506-0117 (exp. 09/30/2021)
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
conference call on 11/25/19 and regional
forum meeting in San Jose on 11/20/19 as
part of the 2020-25 Consolidated Plan
process.
6 Agency/Group/Organization The Health Trust
Agency/Group/Organization Type Services- Persons with Disabilities
Services – Persons with HIV/AIDS
Services - Health
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
on 11/21/19 as part of the 2020-25
Consolidated Plan process.
7 Agency/Group/Organization Rebuilding Together Silicon Valley
Agency/Group/Organization Type Housing
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
conference call on 11/20/19 and San Jose
regional forum on 11/20/19 as part of the
2020-25 Consolidated Plan process.
8 Agency/Group/Organization City of Gilroy
Agency/Group/Organization Type Other government – local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
The City was consulted and provided
emailed feedback as part of the 2020-25
Consolidated Plan process.
9 Agency/Group/Organization City of Mountain View
Agency/Group/Organization Type Other government – local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
The City attended regional forum meeting
at Palo Alto on 11/7/19 as part of the 2020-
25 Consolidated Plan process.
10 Agency/Group/Organization City of Palo Alto
Agency/Group/Organization Type Other government – Local
Annual Action Plan
2021
14
OMB Control No: 2506-0117 (exp. 09/30/2021)
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
The City attended the regional forum
meeting at Palo Alto on 11/7/19 as part of
the 2020-25 Consolidated Plan process.
11 Agency/Group/Organization Bill Wilson Center
Agency/Group/Organization Type Services – Children
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended Santa Clara focus group
meeting on 11/7/2019, community
meetings on 11/5/19 at Morgan Hill and
11/20/19 at Roosevelt as part of the 2020-
25 Consolidated Plan process.
12 Agency/Group/Organization Heart of the Valley
Agency/Group/Organization Type Services – Elderly Persons
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency was consulted through interview
questions. Agency provided emailed
feedback as part of the 2020-25
Consolidated Plan process.
13 Agency/Group/Organization City of San Jose
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
The City was contacted for consultation as
a partner in addressing the needs of the
County as part of the 2020-25
Consolidated Plan.
14 Agency/Group/Organization City of Morgan Hill
Agency/Group/Organization Type Other government – local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended regional forum meeting
at Morgan Hill on 11/4/19 as part of the
2020-25 Consolidated Plan process.
15 Agency/Group/Organization City of Sunnyvale
Agency/Group/Organization Type Other government - local
Annual Action Plan
2021
15
OMB Control No: 2506-0117 (exp. 09/30/2021)
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
The City attended regional forum meeting
at Palo Alto on 11/7/19 and provided
emailed feedback as part of the 2020-25
Consolidated Plan process.
16 Agency/Group/Organization Servant Partners
Agency/Group/Organization Type Neighborhood Organization
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Attended community meeting on 11/13/19
at Hillview Library as part of the 2020-25
Consolidated Plan process.
17 Agency/Group/Organization Senior Adults Legal Assistance (SALA)
Agency/Group/Organization Type Service – Fair Housing
Legal
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended Palo Alto and San Jose
public engagement meeting on 11/17/19
and 11/19/19, regional forum meeting on
11/4/19 at Morgan Hill and 11/7/19 at Palo
Alto as part of the 2020-25 Consolidated
Plan process.
18 Agency/Group/Organization HomeFirst
Agency/Group/Organization Type Services- Homeless
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended regional forum meeting
at Morgan Hill on 11/4/19 as part of the
2020-25 Consolidated Plan process.
19 Agency/Group/Organization Santa Clara County Office of Supportive
Housing
Agency/Group/Organization Type Other government – County Continuum of
Care
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
Agency attended regional forum meeting
at Morgan Hill on 11/4/19 and at Palo Alto
on 11/7/19 as part of the 2020-25
Annual Action Plan
2021
16
OMB Control No: 2506-0117 (exp. 09/30/2021)
of the consultation or areas for
improved coordination?
Consolidated Plan process.
20 Agency/Group/Organization City of Santa Clara
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Needs assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended regional forum meeting
at Morgan Hill on 11/4/19 and provided
emailed feedback as part of the 2020-25
Consolidated Plan process.
21 Agency/Group/Organization Vista Center for the Blind and Visually
Impaired
Agency/Group/Organization Type Services – Persons with Disabilities
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
on 12/9/19 as part of the 2020-25
Consolidated Plan process.
22 Agency/Group/Organization Destination: Home
Agency/Group/Organization Type Services – homeless
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended stakeholder consultation
on 11/11/19 as part of the 2020-25
Consolidated Plan process.
23 Agency/Group/Organization Community Solutions
Agency/Group/Organization Type Services – Victims of Domestic Violence
What section of the Plan was addressed
by Consultation?
Needs assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency attended the AFH and ConPlan
joint meeting on 12/11/19 at the Gilroy
Council Chambers as part of the 2020-25
Consolidated Plan process
24 Agency/Group/Organization St. Mary Parish
Agency/Group/Organization Type Neighborhood Organization
What section of the Plan was addressed
by Consultation?
Needs assessment and Strategic Plan
How was the
Agency/group/Organization consulted
Agency attended the AFH and ConPlan
joint meeting on 12/11/19 at the Gilroy
Annual Action Plan
2021
17
OMB Control No: 2506-0117 (exp. 09/30/2021)
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Council Chambers as part of the 2020-25
Consolidated Plan process
25 Agency/Group/Organization Community and Neighborhood
Revitalization Committee - Gilroy
Agency/Group/Organization Type Community Organization
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
How was the
Agency/group/Organization consulted
and what are the anticipated outcomes
of the consultation or areas for
improved coordination?
Agency co-hosted the AFH and ConPlan
joint meeting on 12/11/18 at the Gilroy
Council Chambers as part of the 2020-25
Consolidated Plan process.
Identify any Agency Types not consulted and provide rationale for not consulting
Not applicable. No agency types were intentionally left out of the consultation process. Over 20
agency types were contacted during the consultation process.
Other local/regional/state/federal planning efforts considered when preparing the Plan
Table 4. Other local / regional / federal planning efforts
Name of Plan Lead Organization How do the goals of your
Strategic Plan overlap with the
goals of each plan?
Continuum of Care Regional Continuum of Care
Council
Santa Clara County
Addresses issues pertaining to
homelessness through provision of
social services such as food-related
assistance, legal services, and
employment training opportunities.
City of Cupertino General Plan
Housing Element
City of Cupertino Serves as a policy guide to evaluate
existing and future housing needs,
i.e., determines whether housing
availability meets the needs of the
population.
Regional Housing Needs Plan for
the San Francisco Bay Area
Association of Bay Area
Governments
Analyzes total regional housing
needs, i.e., determines number of
units needed to be built per income
category.
Community Plan to End
Homelessness in Santa Clara
Destination: Home Creates a community-wide road
map that identifies specific
homeless populations in the County
and strategies to address the needs
of these populations.
Santa Clara County Housing
Authority (SCCHA) Moving to
Work
Housing Authority of the County of
Santa Clara
Addresses housing authority
updates and strategies pertaining to
public housing and vouchers.
Comprehensive Economic
Development Strategy
Association of Bay Area
Governments
Addresses issues relating to the job
and labor issues, and economic
development issues in the area.
Annual Action Plan
2021
18
OMB Control No: 2506-0117 (exp. 09/30/2021)
Narrative
The collaborative implementation of the 2020-2025 Consolidated Plan began with the
coordinated efforts of multiple public agencies working together to gather feedback and
information for both regional and local community needs and priorities. Once the needs and
priorities were identified, they were incorporated into the City’s Consolidated Plans that included
both regional and local strategies for addressing those needs and priorities. The seven entitlement
grantee jurisdictions involved in the collaborative outreach efforts were the Cities of Cupertino,
Gilroy, Mountain View, Palo Alto, San Jose, Santa Clara, and Sunnyvale. Several other
government stakeholder agencies were contacted and assisted the City in its efforts to gather
feedback on the 2020-2025 Consolidated Plan and the annual Action Plan.
Annual Action Plan
2021
19
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-12 Participation - 91.401, 91.105, 91.200(c)
Summary of citizen participation process/Efforts made to broaden citizen participation.
Summarize citizen participation process and how it impacted goal-setting.
The Housing Division of the Community Development Department, Housing Division is the lead
agency for overseeing the development of the Consolidated Plan and the annual Action Plan. Per
the City’s adopted Citizen Participation Plan, the City provides a 30-day public review comment
period for the Action Plan. The City has published the notifications of upcoming public hearings
and the 30-day public review comment period in the local Cupertino Courier newspaper for
general circulation. The City held two advertised public hearings on May 13, 2021 and June 15,
2021. The Action Plan 30-day public review period occurred from April 16, 2021 to May 16,
2021. The City has not received any public comments to date.
Annual Action Plan
2021
20
OMB Control No: 2506-0117 (exp. 09/30/2021)
Citizen Participation Outreach
Table 5 – Citizen Participation Outreach
Sort
Order
Mode of
Outreach
Target of
Outreach
Summary of
response/attendance
Summary of
comments received
Summary of comments
not accepted
and reasons
URL (If
applicable)
1 Public
Meeting
Non-
targeted/broad
community
The Housing Commission met on
March 11, 2021 to discuss the FY
2021-22 review the funding
recommendations from the City
staff.
No comments were
received.
All comments were
accepted
2 Public
Hearing
Nontargeted/broad
community
The City Council met on April 6,
2021 to discuss the FY 2021-22
funding allocations.
No comments were
received.
All comments were
accepted
3 Newspaper
Ad
Nontargeted/broad
community
Notice of Public Hearing and
Public Comment Period on the
Draft Action Plan was published
in the Cupertino Courier on April
16, 2021.
Updated if
Comments
Received
All comments were
accepted
4 Website Nontargeted/broad
community
Draft Action Plan was posted at:
https://www.cupertino.org/our-
city/departments/community-
development/housing/community-
development-block-grant-
program ON April 20, 2021.
Updated if
Comments
Received.
Updated if Comments
Received.
5 Email Blast Nontargeted/broad
community
Notice of Public Hearing and
Public Comment Period on the
Draft AAP was emailed to
approximately __ stakeholders
Updated if
Comments
Received.
Updated if Comments
Received.
6 Public
Hearing
Nontargeted/broad
community
The Housing Commission met on
May 13, 2021 to review and
approve the 2021 Action Plan
Updated if
Comments
Received
All comments were
accepted.
Annual Action Plan
2021
21
OMB Control No: 2506-0117 (exp. 09/30/2021)
Sort
Order
Mode of
Outreach
Target of
Outreach
Summary of
response/attendance
Summary of
comments received
Summary of comments
not accepted
and reasons
URL (If
applicable)
7 Public
Hearing
Nontargeted/broad
community
The City Council met on June 15,
2021 to review and approve the
2021 Action Plan.
Updated if
Comments
Received
All comments were
accepted.
Annual Action Plan
2021
22
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-15 Expected Resources - 91.420(b), 91.220(c)(1,2)
Introduction
The City was notified by HUD that it will receive $406,806 in CDBG entitlement funds with an additional $7,944 in program income
and $48,000 in unused funds from previous fiscal years for a total of $462,750 in CDBG for the 2021-22 program year. It should be
noted that while the HUD CDBG allocations are critical, the allocations are not sufficient to overcome barriers and address all of the
needs that low-income individuals and families face in attaining self-sufficiency. The City will continue to leverage additional resources
as described below to provide support and services to the populations in need within the community.
Table 6 shows a break-down of the CDBG and non-CDBG sources of funds that are intended for community development activities
during the 2021-2022 program year.
Anticipated Resources
Table 6 - Expected Resources
Program Source of
Funds
Uses of Funds Expected Amount Available Year 2 Expected
Amount
Available
Remainder
of ConPlan
$
Narrative Description
Annual
Allocation:
$
Program
Income: $
Prior Year
Resources:
$
Total:
$
CDBG Public
Federal
Acquisition
Admin and Planning
Economic
Development
Housing
Public
Improvements
Public Services
$406,806 $7,944 $48,000 $462,750 Funds will be used to support
various community
development activities,
including Self-Sufficiency
Services, Frail Elderly/Elderly
Services, Rental Unit
Rehabilitation, and
Homeowner Rehabilitation.
Below Market
Rate
Affordable
Housing Fund
Public
Local
Affordable
Housing-Fair
Housing
$50,000 $0 $0 $50,000 Fund will be used to provide
fair housing services.
Other
General Fund
Human
Services
Grant
Public
Local
Non-housing
Community
Services
$115,780 $0 $0 $115,780 The City issues grants to
nonprofit agencies providing
services to Cupertino residents.
Annual Action Plan
2021
23
OMB Control No: 2506-0117 (exp. 09/30/2021)
Explain how federal funds will leverage those additional resources (private, state and local funds), including a description of
how matching requirements will be satisfied
Entitlement Funds
Leverage, in the context of the CDBG and HOME Investment Partnerships Program (HOME), means bringing other local, state, and
federal financial resources to maximize the reach and impact of the City’s HUD Programs. HUD, like many other federal agencies,
encourages the recipients of federal monies to demonstrate that efforts are being made to strategically leverage additional funds in order
to achieve greater results.
The City joined the Santa Clara County's HOME Consortium in 2015 and does not receive federal HOME funds on an entitlement basis
from HUD. The HOME Consortia consists of the cities of Cupertino, Gilroy, Palo Alto, and the Urban County. HOME funds can be
used to fund eligible affordable housing projects for acquisition, construction and rehabilitation. Starting in FY 2015-16 developers of
affordable housing projects were eligible to competitively apply through an annual RFP process directly to the County for HOME funds
to help subsidize affordable housing projects in Cupertino. The County will only fund a project that has the local support of the City. If
the City receives HOME dollars from its participation in the HOME consortium, the required 25 percent matching funds will be provided
from the City’s Affordable Housing Fund. To date, one senior affordable housing rental project, The Veranda, has been funded through
the HOME Consortium.
The City plans to increase outreach to developers to provide additional information on the HOME Consortium and available funding.
Other Federal Grant Programs
In addition to the CDBG entitlement dollars, the federal government has several other funding programs for community development
and affordable housing activities. These include: Section 8 Housing Choice Voucher Program, Section 202, Section 811, the Federal
Home Loan Bank Affordable Housing Program (AHP), and others. It should be noted that in most cases the City would not be the
applicant for these funding sources as many of these programs offer assistance to affordable housing developers rather than local
jurisdictions.
State Housing and Community Development Sources
In California, the Department of Housing and Community Development (HCD) and the California Housing Finance Agency (CalHFA)
administer a variety of statewide public affordable housing programs that offer assistance to nonprofit affordable housing developers.
Examples of HCD’s programs include the Multifamily Housing Program (MHP), Affordable Housing Innovation Fund (AHIF),
Building Equity and Growth in Neighborhoods Program (BEGIN), and CalHOME. Many HCD programs have historically been funded
by one-time State bond issuances and, as such, are subject to limited availability of funding. CalHFA offers multiple mortgage loan
Annual Action Plan
2021
24
OMB Control No: 2506-0117 (exp. 09/30/2021)
programs, down payment assistance programs, and funding for the construction, acquisition, and rehabilitation of affordable ownership
units. The State also administers the federal Low-Income Housing Tax Credit (LIHTC) program, a widely used financing source for
affordable housing projects. As with the other federal grant programs discussed above, the City would not apply for these funding
sources. Rather, local affordable housing developers could apply for funding through these programs for particular developments in the
City. Additionally, the County also receives Mental Health Services Act (MHSA) funds from the State for housing
If appropriate, describe publicly owned land or property located within the jurisdiction that may be used to address the needs
identified in the plan
The City’s 2015-2023 Housing Element update has identified five sites that would be able to accommodate up to 1,400 housing units.
Discussion
CDBG allocations are critical to overcoming barriers to affordable housing; however, they are not sufficient to address all the needs of
LMI households nor the lack of affordable housing units. Therefore, the City will continue to leverage other funding sources to support
affordable housing and provide services to populations in need. The City anticipates researching and/or pursuing additional funding
opportunities.
Annual Action Plan
2021
25
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-20 Annual Goals and Objectives - 91.420, 91.220(c)(3)&(e)
Goals Summary Information
Table 7. Goal Summary
Sort
Order Goal Name Start
Year
End
Year Category Geographic
Area
Needs
Addressed Funding Goal Outcome Indicator
1 Homeowner
Rehabilitation
Rebuilding Together
Silicon Valley
2021 2022 Affordable
Housing Citywide Affordable
Housing
CDBG:
$97,318.00
Homeowner Housing
Rehabilitated – 8 housing
units
2 Rental Unit
Rehabilitation
Vista Village Repair
2021 2022 Affordable
Housing Citywide Affordable
Housing
CDBG:
$220,269.50
Rental Units Rehabilitated
–5 housing units
3
Frail Elderly/Elderly
Services
Live Oak Adult Day Care
2021 2022
Non-Housing
Community
Development
Non-Homeless
Special Needs
Citywide
Non-housing
Community
Services
CDBG:
$22,396.50
Public Service Activities
Other Than
Low/Moderate-Income
Housing Benefit – 22
persons
4 Services for Low-Income
Families and Homeless
Populations
CARE Program
2021 2022
Homeless
Non-Housing
Community
Development
Citywide
Homelessness
and Non-
housing
Community
Services
CDBG:
$39,816.00
Homelessness Prevention
Public service activities
for low/moderate-income
housing benefit
100 persons
5
Fair Housing 2021 2022
Non-Housing
Community
Development
Non-Homeless
Special Needs
Homeless
Citywide Fair Housing BMR AFH:
$50,000
Public Service Activities
for low/moderate-income
housing benefit
82 persons
6 Planning and
Administration 2021 2022 Not Applicable Not
Applicable
Not
Applicable
CDBG:
$82,950 Not Applicable
Annual Action Plan
2021
26
OMB Control No: 2506-0117 (exp. 09/30/2021)
Goal Descriptions
The Consolidated Plan goals below represent high priority needs for the City of Cupertino and serve as the basis for the strategic
actions the City will use to meet these needs. The goals, listed in no particular order, are:
Table 8. Goal Descriptions
1 Goal Name Homeowner Rehabilitation
Goal
Description
Make critical home repairs for lower income and disabled resident homeowners who could not otherwise afford to make
critical repairs in their homes. Repairs/rehabilitation is for critical health and safety issues and/or the addition of accessible
features for disabled and/or elderly homeowners who may otherwise not be able to stay in their homes.
2 Goal Name Rental Unit Rehabilitation
Goal
Description Repair/rehabilitate affordable rental housing units for extremely low- and low-income residents.
3 Goal Name Frail Elderly/Elderly Services
Goal
Description
Provide services to frail elderly, elderly, and disabled residents. Supportive services may include activities geared to
maximize the social experience and mental stimulation of elderly clients, and to improve/sustain their mental and physical
function and their quality of life.
4 Goal Name Services for Low-Income Families and Homeless Populations
Goal
Description Provide supportive services for low-income families and homeless populations.
5 Goal Name Fair Housing
Goal
Description Provide landlord/tenant counseling, and dispute resolution services activities to LMI residents.
6 Goal Name Planning and Administration
Goal
Description General administration of the CDBG program, including all planning and reporting activities.
Annual Action Plan
2021
27
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-35 Projects - 91.420, 91.220(d)
Introduction
The City received its an allocation from HUD for Program Year 2021-22 which includes
$406,806 in entitlement funds, $7,944 in program income, and $48,000 in unexpended funds
from previous years. In addition, the City is making available $115,780 in General Funds and
$50,000 in Below Market Rate/Affordable Housing Funds.
Although not anticipated, should these expected resources be revised prior to the Plan being
adopted, the City will adjust each project/program listed below on a pro-rated basis to reflected
the overall funds available.
Table 9 – Project Information
# Project Name
1 Frail Elderly/Elderly Services, Live Oak Adult Day Care Program
2 Services for Low-income Families and Homeless, Community Access to
Resources and Education (CARE)
3 Homeowner Rehabilitation, Rebuilding Together Silicon Valley
4 Rental Unit Rehabilitation, Vista Village Renovation Project
5 Program Administration
Describe the reasons for allocation priorities and any obstacles to addressing underserved
needs
The City awards CDBG funding to projects and programs that will primarily benefit low-income,
homeless and special needs households. The City operates on a three-year grant funding cycle
for CDBG public service grants and a one-year cycle for CDBG capital housing rehabilitation
projects. Projects are only considered for funding within the Consolidated Plan period if they
address the goals discussed above.
Funding of most projects was based on a competitive process that involved a Request for
Proposals from the City's annual NOFA that was released on November 10, 2020. Interested
applicants submitted funding proposals to the City based on the targeted priorities developed by
the City. Proposals were then reviewed by the City staff and the City Housing Commission.
Funds were distributed based on the applicants meeting the stated priorities and funding
availability. The main obstacle to this process was the limited availability of funding. The City
also contributed BMR funds ($50,000) and General Fund ($115,780) to the NOFA process to
assist additional organizations that could not be funded with CDBG dollars due to funding
constraints.
Annual Action Plan
2021
28
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-38 Project Summary
Project Summary Information
Table 9 below provides additional information on the projects that will be funded in FY 2021-22 with the City’s CDBG funds. One
project, Fair Housing, will be funded with $50,000 from the City’s BMR fund.
Annual Action Plan
2021
29
OMB Control No: 2506-0117 (exp. 09/30/2021)
1 Project Name Live Oak Adult Day Care Program
Target Area Citywide
Goal Supported Frail Elderly/Elderly Services
Needs Addressed Non-housing Community Services
Non-Homeless Special Needs
Funding $22,396.50
Description Live Oak Adult Services will provide services for 22 frail elderly and elderly disabled residents who
otherwise may have to be institutionalized. Supportive services are geared to maximize the social experience
and mental stimulation of elderly clients, and to improve/sustain their mental and physical function and their
quality of life through exercise, music, nutritious meals, visual arts, music and games and puzzles. Caregiver
support workshops are also available.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
22 persons will be served.
Location Description Citywide (20930 McClellan Road, Cupertino)
Planned Activities See above description.
2 Project Name Community Access for Resources and Education
Target Area Citywide
Goal Supported Supportive Services for Low-Income Families and Homeless Populations
Needs Addressed Prevent and Assist Those Experiencing Homeless
Non-housing Community Services
Funding $39,816.00
Description The WVCS CARE program will provide services for 100 low-income and homeless families and
individuals. The program connects clients with community resources, making services easily available and
accessible, and works with them on capacity building. The main objectives of CARE are to encourage more
stable and sustainable solutions that foster self-sufficiency instead of dependency.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
100 persons will be served.
Annual Action Plan
2021
30
OMB Control No: 2506-0117 (exp. 09/30/2021)
Location Description Citywide
Planned Activities See above description.
3 Project Name Rebuilding Together Silicon Valley
Target Area Citywide
Goal Supported Homeowner Rehabilitation
Needs Addressed Affordable Housing
Funding $97,318.00
Description Rebuilding Together Silicon Valley will provide funds to seven low-income Cupertino homeowners who
could not otherwise afford to make critical repairs in their homes, resulting in health and safety issues.
Grants may include funding for the addition of accessible features for disabled and/or elderly homeowners
who may otherwise not be able to stay in their homes.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
8 housing units will be rehabilitated.
Location Description Citywide
Planned Activities See above description.
4 Project Name Vista Village Renovation Project
Target Area Citywide
Goal Supported Rental Unit Rehabilitation
Needs Addressed Affordable Housing
Funding $220,269.50
Description West Valley Community Services, Inc. will repair 5 rental units in the Vista Village BMR rental complex.
Tenants who live in the complex are very low- and low-income residents.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
5 housing units will be rehabilitated.
Location Description 10104 Vista Drive, Cupertino
Planned Activities See above description.
5 Project Name Fair Housing
Target Area Citywide
Goal Supported Fair Housing
Annual Action Plan
2021
31
OMB Control No: 2506-0117 (exp. 09/30/2021)
Needs Addressed Fair Housing
Funding $0 ($50,000 provided annually by BMR: AFH)
Description Project Sentinel will provide landlord/tenant counseling and dispute resolution services activities to 82 low
moderate residents.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
82 persons will be served.
Location Description Citywide
Planned Activities See above description.
6 Project Name Planning and Administration
Target Area Citywide
Goal Supported Not applicable
Needs Addressed Not applicable
Funding $82,950.00
Description Administer the administrative costs for the overall management, coordination, and evaluation of the CDBG
program, and the project delivery costs associated with bringing projects to completion.
Target Date June 30, 2022
Estimate the number
and type of families
that will benefit from
the proposed activities
Not applicable
Location Description Citywide
Planned Activities See above description.
Annual Action Plan
2021
32
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-50 Geographic Distribution - 91.420, 91.220(f)
Description of the geographic areas of the entitlement (including areas of low-income and
minority concentration) where assistance will be directed
The City allocates CDBG funds to benefit low-moderate income (LMI) households and does not
have target areas. Instead, the City focuses its services and capital improvements across the City
as a whole.
Geographic Distribution
Table 10. Geographic Distribution
Target Area Percentage of Funds
Citywide 100%
Rationale for the priorities for allocating investments geographically
Not applicable.
Discussion
Please see discussion above.
Annual Action Plan
2021
33
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-75 Barriers to affordable housing -91.420, 91.220(j)
Introduction
The City is subject to the same barriers to affordable housing that exist across the Bay Area.
These issues include the high costs of development, constraining the development of affordable
housing units in favor of higher-end units, and the lack of developable land, which prevents
housing development and increases the price of land.
Actions it planned to remove or ameliorate the negative effects of public policies that serve
as barriers to affordable housing such as land use controls, tax policies affecting land,
zoning ordinances, building codes, fees and charges, growth limitations, and policies
affecting the return on residential investment.
The City identified several potential constraints to the development, maintenance, and
improvement of housing and affordable housing, in its 2015-2023 Housing Element update
including:
• General Plan - The General Plan indicates the allowable uses and densities at various
locations in the City. The Land Use/Community Design section identifies five categories
of residential uses based on dwelling unit density, expressed as the number of dwelling
units permitted per gross acre. As such, a City’s General Plan contains several items that
can affect the development and distribution of housing, such as land-use classifications,
and density and intensity standards.
• Zoning Ordinance - Zoning ordinances and other land-use controls have a direct effect on
the availability and range of housing choices within a community. The Cupertino Zoning
Ordinance establishes development standards and densities for new housing in the City.
These regulations include minimum lot sizes, maximum number of dwelling units per
acre, lot width, setbacks, lot coverage, maximum building height, and minimum parking
requirements.
• Parking Requirements - Parking requirements, when excessive, may serve as a constraint
to housing development by increasing development costs and reducing the amount of
land available for project amenities or additional units. The City’s parking requirements
are higher than many other jurisdictions, particularly for single-family homes.
Considering the high cost of land, the high parking standards may serve as a constraint to
housing provision.
• Site Improvements - Site improvement requirements are the responsibility of residential
developers who are responsible for constructing road, water, sewer, and storm drainage
improvements on new housing sites. Where a project has off-site impacts, such as
increased storm water runoff or added traffic congestion at a nearby intersection,
additional developer expenses may be necessary to mitigate impacts. These expenses may
be passed on to consumers, as increased sales or rental costs.
In general, residential developers interviewed for the 2015-2023 Housing Element update
reported that the Cupertino’s public policies do not stand as a constraint to new housing
production.
Discussion
The City has identified strategies to remove or ameliorate barriers to affordable housing in their
Annual Action Plan
2021
34
OMB Control No: 2506-0117 (exp. 09/30/2021)
2015-2023 Housing Element, which include:
• Continuing to implement the second dwelling unit ordinance;
• Facilitating lot consolidations;
• Being flexible with development standards;
• Planning for increased densities in the “Heart of the City”;
• Collecting housing mitigation fees;
• Incentivizing development; and
• Conserving housing stock.
Additionally, the City is addressing the barriers to affordable housing through the following
programs and ordinances:
Below Market Rate (BMR) Affordable Housing Fund (AHF)
The City’s BMR AHF receives its revenue from the payment of housing mitigation fees from
non-residential (office, retail, R&D, hotel and industrial) and residential development. The
residential BMR program applies to new residential developments greater than one unit.
Homeownership developments of one to six units are required to pay an in-lieu fee.
Homeownership developments of seven units are greater are required to designate 15 percent of
the total number of units in an ownership development as affordable. Developers of market-rate
rental units, where the units cannot be sold individually, must pay a housing mitigation fee to the
BMR AHF.
For non-residential housing mitigation in the City, a fee is applied to new square footage of
development. The fee is then deposited in the City’s BMR AHF and is used for the provision of
affordable housing. The City Council adopted a nexus study on May 5, 2015 that reassessed the
housing mitigation fees developers pay to the BMR AHF. The nexus study was updated in 2020.
HOME Investment Partnerships Program (HOME)
The City joined the County’s HOME Consortium in 2015. HOME funds can be used to fund
eligible affordable housing projects for acquisition, construction and rehabilitation. Starting in
the federal FY 2015, developers of affordable housing projects were eligible to competitively
apply through an annual RFP process directly to the County for HOME funds to help subsidize
affordable housing projects in Cupertino.
Annual Action Plan
2021
35
OMB Control No: 2506-0117 (exp. 09/30/2021)
AP-85 Other Actions - 91.420, 91.220(k)
Introduction
This section discusses the City’s efforts in addressing the underserved needs, expanding and
preserving affordable housing, reducing lead-based paint hazards, and developing institutional
structure for delivering housing and community development activities.
Actions planned to address obstacles to meeting underserved needs
To address obstacles to meeting underserved needs, the City supplements its CDBG funding with
other resources and funds, such as:
• The City’s BMR AHF fund receives its revenue from the payment of housing mitigation
fees from non-residential (office, retail, R&D, hotel and industrial) and residential
development. The Housing Mitigation fee program acknowledges housing needs created
by the development of non-residential and residential projects, and the fees collected are
deposited in the City’s BMR AHF and are to be used for the provision of affordable
housing.
• Each year the City allocates approximately $50,000 from the BMR AHF to provide
public service grants to public and human service agencies within the City limits.
• Each year the City allocates approximately $100,000 from the General Fund to provide
Human Service Grants to public and human service agencies within the City limits.
• HOME Program funds are available on an annual competitive basis through the State of
California HOME program, and the County HOME Consortium.
• In response to COVID-19 and the associated stay-at-home order, the City allocated
$200,000 to programs such as Emergency Rental Assistance programs to help households
that have become more vulnerable due to the pandemic.
• The City contributed $25,000 to help create two new programs for qualified De Anza
students. These new programs are administered by the college in partnership with West
Valley Community Services and Catholic Charities of Santa Clara County.
• The City created a Homelessness Task Force to assist with the needs of the unhoused
residents in Cupertino and launched a program to provide weekly outreach and a pathway
to housing for encampment members at the encampment located along Wolfe Road near
Interstate 280
• The State of California’s Multifamily Housing Program has been a major source of
funding for affordable housing since 2002. This program provides low-interest loans to
developers of affordable rental housing.
• WVCS is a nonprofit organization that administers additional affordable housing
programs in the City, which include providing support services to homeless individuals
and managing a transitional housing facility.
• The Housing Trust Silicon Valley (HTSV) is a public/private venture, dedicated to
increasing affordable housing in the county. The Trust makes available funds for
developers to borrow for the construction of affordable units.
• The Mortgage Credit Certificate (MCC) Program provides assistance to first-time
homebuyers by allowing an eligible purchaser to take 20 percent of their annual mortgage
interest payment as a tax credit against federal income taxes. The County administers the
MCC Program on behalf of the jurisdictions, including the City.
Annual Action Plan
2021
36
OMB Control No: 2506-0117 (exp. 09/30/2021)
• The Santa Clara County Affordable Housing Fund was created in 2002, with an initial
investment by the Board of Supervisors of $18.6 million. The AHF is used for affordable
housing developments and allows the leveraging of its funding with other sources to
create affordable housing in the County. Additionally, a bond measure was passed this
year that will add additional public funds for affordable housing projects in the County.
• The HACSC administers the federal Section 8 program countywide. The program
provides rental subsidies and develops affordable housing for low-income households,
seniors and persons with disabilities living within the county.
Actions planned to foster and maintain affordable housing
The City will foster and maintain affordable housing by continuing the following programs and
ordinances:
• The City’s Accessory Dwelling Unit Ordinance, which allows an additional unit to be
built on any already developed parcel containing a single-family home.
• The City’s Density Bonus Ordinance allows an increase in density for developments that
provide a proportion of units for very low or low-income households or for seniors.
• All new developments must either provide BMR units or pay a housing mitigation fee,
which is placed in the City’s BMR AHF.
• Homeownership developments between one unit and six units pay an in-lieu fee which is
deposited into the City’s BMR AHF. Homeownership developments greater than six
units must designate at least 15 percent of units within a development at a cost that makes
the units affordable to median and moderate-income households.
• The City’s participation in the County’s HOME Consortium will allow developers of
eligible affordable housing projects in the City to competitively apply through an annual
RFP process directly to the County for HOME funds to help subsidize affordable housing
projects in Cupertino, including acquisition, construction and rehabilitation. The City
funded its first project through the HOME consortium with the 25% match requirement.
The project, The Veranda, will provide 18 units of low-income affordable housing to
seniors and one property manager unit.
Actions planned to reduce lead-based paint hazards
Lead-based paint awareness and abatement is fully integrated by the City into its assisted
housing programs. Each tenant, landlord and property owner will be informed of the dangers,
symptoms, testing, treatment and prevention of lead-based paint poisoning. Lead-based paint
hazard stabilization or abatement will be provided in each and every rehabilitation
project. Furthermore, adherence to Federal guidelines for reduction activities with lead-based
paint is provided for in every federally funded rehabilitation loan.
Actions planned to reduce the number of poverty-level families
In a continuing effort to reduce poverty, the City will make it a priority to fund agencies that
provide direct assistance to the homeless and those at-risk of becoming homeless. In FY 2021-
22, the City will allocate CDBG dollars to the following program:
• Community Access to Resources and Education (CARE) - The CARE program
incorporates both case management and wrap around services to help at risk and
vulnerable households manage crisis and provide stabilization to help them move towards
self-sufficiency. The target population of the CARE program includes low-income
Annual Action Plan
2021
37
OMB Control No: 2506-0117 (exp. 09/30/2021)
seniors, families with children, at-risk youth and adults. The CARE program includes
case management, access to food pantry and emergency financial assistance.
• Live Oak Adult Day Services – Senior Adult Day Care – Serve 22 unduplicated frail,
dependent, low-income Cupertino seniors. Provides services for seniors at-risk of being
institutionalized. Provides specialized programs such as recreation, mental stimulation,
companionship and nutritious meals to seniors.
Additionally, the City supports organizations working to reduce poverty throughout the region,
including:
• Santa Clara County Human Services, which helps clients develop a “welfare to work”
plan and provides career advising, job placement, resume development, and interviewing
skills to students. The Department of Human Services also serves homeless individuals
with job training and housing.
• The NOVA Workforce Development Board provides training and employment services
to those residing in the Cities of Santa Clara, Cupertino, Los Altos, Milpitas, Mountain
View, Palo Alto, and Sunnyvale. Many of its services and programs target disadvantaged
youth and adult populations, who may have limited education and/or barriers to
employment.
• The SCCHA is a Moving to Work agency, which allows programs that focus on self-
sufficiency and affordable housing.
• Santa Clara Unified School District’s Adult Education Center offers a variety of courses
and resources, including English as a second language and resources for immigrants, high
school diploma and GED courses, career training, enrichment courses, exercise and
wellness courses, parenting classes, an on-site preschool, and on-site CalWORKs office
dedicated to working with students at the Adult Education Center.
Actions planned to develop institutional structure
City staff will continue the following collaborative efforts to improve institutional structure:
• Regular quarterly meetings between entitlement jurisdictions at the CDBG Coordinators
Meeting and Regional Housing Working Group
• Joint jurisdiction Request for Proposals and project review committees
• Coordination on project management for projects funded by multiple jurisdictions
• HOME Consortium meetings between member jurisdictions for affordable housing
projects
Actions planned to enhance coordination between public and private housing and social
service agencies
The City benefits from a strong jurisdiction and region-wide network of housing and community
development partners, such as Regional Housing Working Group and the CoC. To improve
intergovernmental and private sector cooperation, the City will continue to participate with other
local jurisdictions and developers in sharing information and resources.
In addition to the actions listed above, the City will continue to partner with nonprofit agencies
to host a yearly Housing Fair to provide residents with access to developers, BMR managers, and
housing agencies and programs. The City will also continue to leverage its BMR AHF to assist
nonprofit affordable housing developers.
Annual Action Plan
2021
38
OMB Control No: 2506-0117 (exp. 09/30/2021)
Discussion
Please see discussion above.
AP-90 Program Specific Requirements - 91.420, 91.220(l)(1,2,4)
Introduction
Community Development Block Grant Program (CDBG)
Reference 24 CFR 91.220(l)(1)
Projects planned with all CDBG funds expected to be available during the year are identified in
the Projects Table. The following identifies program income that is available for use that is
included in projects to be carried out.
Table 11. Program Income
1. The total amount of program income that will have been received before
the start of the next program year and that has not yet been reprogrammed
$7,944.00
2. The amount of proceeds from section 108 loan guarantees that will be
used during the year to address the priority needs and specific objectives
identified in the grantee's strategic plan
$0
3. The amount of surplus funds from urban renewal settlements $0
4. The amount of any grant funds returned to the line of credit for which the
planned use has not been included in a prior statement or plan.
$0
5. The amount of income from float-funded activities $0
Total Program Income $7,944.00
Other CDBG Requirements
1. The amount of urgent need activities 0
2. The estimated percentage of CDBG funds that will be used for activities
that benefit persons of low and moderate income. Overall Benefit - A
consecutive period of one, two or three years may be used to determine that a
minimum overall benefit of 70% of CDBG funds is used to benefit persons of
low and moderate income. Specify the years covered that include this Annual
Action Plan.
100%
Discussion
The City will attempt to meet an overall benefit of 100% for this Annual Action Plan which will
be for one year.